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Columbia Threadneedle Investments [view profile ]
225 Franklin Street  Boston  MA  02110  ph: 866-444-5435 

http://www.columbiafunds.com/home.htm  -  SEC Filings
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News Stories Archives - Since 1998
Week In Preview: Fundsters Gather in NYC and Directors in DC
FRA, kasina, MFDF, and NAGDCA are all holding events this week...
MutualFundWire.com - Monday, April 17, 2017
18 ETF Shops Double Their AUM, Or Better
Nearly one quarter of the ETF issuers in the business increased their assets by at least 100 percent in 2016. And seven of those fast-growing shops have more than $1 billion in AUM...
MutualFundWire.com - Monday, March 27, 2017
Vanguard, Nuveen, and Morgan Stanley Win Big in Gotham
99 mutual fund shops win at an industry awards show in the Big Apple, and most won multiple awards...
MutualFundWire.com - Friday, March 24, 2017 Views - Reader Rating: 3
A Fund-Selector-Focused Startup Comes A-Knockin'
This European tool could provide an upgrade to how fund selectors in the U.S. perform due diligence...
MutualFundWire.com - Friday, March 17, 2017
13 Fund Firms Had a $1B February
M* released its latest monthly mutual fund flows report...
MutualFundWire.com - Friday, March 17, 2017 Views
Truscott Shifts Columbia's RIA Distro
The move comes as a 30-year company veteran is preparing to leave the Ameriprise subsidiary...
MutualFundWire.com - Thursday, March 16, 2017
Is This the Biggest Threat to the Mutual Fund Industry?
Fundsters vote on what keeps them up at night, both industry issues and world ones...
MutualFundWire.com - Wednesday, March 15, 2017
PwC and Northern Trust Help Fundsters Say Goodbye to Palm Desert
The final day of the 2017 ICI MFIM conference begins, after a final night of industry networking events at what will be the last such conference here, at least for a few years...
MutualFundWire.com - Wednesday, March 15, 2017
Sloane Expands USAA's Key Account and Investment Resource Teams
The Texas mutual fund shop's third-party distro chief welcomes two more people to his team...
MutualFundWire.com - Thursday, February 16, 2017
A Deep Dive Into Fidelity's New Platform
MFWire reveals pricing and possible participants for the new "iNTF program". More than 30 firms and 1,100 CUSIPs are already available, and Carolyn Clancy says they're looking to add even more...
MutualFundWire.com - Wednesday, February 15, 2017 Views
IMCA Gathers During a Big Apple Blizzard
The investment management consulting trade group kicks off its 2017 investment advisor forum today...
MutualFundWire.com - Thursday, February 09, 2017
Filings for Fundsters - February 3, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Friday, February 03, 2017
Filings for Fundsters - January 27, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Friday, January 27, 2017
In Memoriam 2016
MFWire remembers the fundsters we lost this year...
MutualFundWire.com - Friday, December 30, 2016 - Reader Rating: 5
The Race For Pioneer Comes Down to Three
The field has reportedly narrowed to a trio of bidders in UniCredit's auction of its multinational asset management arm...
MutualFundWire.com - Tuesday, November 29, 2016 Views
Filings for Fundsters - November 25, 2016
A compilation of the latest SEC filings!..
MutualFundWire.com - Friday, November 25, 2016
UniCredit Shops Pioneer: A Timeline
The latest updates on UniCredit's Pioneer deal!..
MutualFundWire.com - Monday, November 14, 2016 Views
Will Columbia Threadneedle Win Round Two of This Multinational Auction?
Word is that the latest bids for a $252B asset manager were due yesterday...
MutualFundWire.com - Thursday, November 10, 2016 Views
Fundsters Meet in Beantown as Directors Meet in Chitown
The IDC and Informa are both kicking off conferences today...
MutualFundWire.com - Tuesday, October 25, 2016 Views
Aberdeen and OpFunds Win Big in Chicago
Fundsters gathered last night in the Windy City for an industry trade group's annual awards bash...
MutualFundWire.com - Wednesday, October 19, 2016 Views
An ETF and Mutual Fund Reporter Refocuses Elsewhere
The WSJ makes several financial services reporter additions, including one from a sister publication...
MutualFundWire.com - Thursday, October 13, 2016
Filing for Fundsters - September 21, 2016
A compilation of the latest SEC filings!..
MutualFundWire.com - Wednesday, September 21, 2016
Filings for Fundsters - September 8, 2016
A compilation of the latest SEC filings!..
MutualFundWire.com - Thursday, September 08, 2016
Filings for Fundsters - August 24, 2016
A compilation of recent SEC filings...
MutualFundWire.com - Wednesday, August 24, 2016 Views
Here Are the Nine Fund Firms On LPL's New NTF Platform
The platform is scheduled to roll out on December 1...
MutualFundWire.com - Wednesday, August 24, 2016 Views - Reader Rating: 5
Preview of LPL Focus 2016
This weekend LPL will kick off its giant annual conference in its West Coast hometown...
MutualFundWire.com - Friday, August 19, 2016 Views
Filings For Fundsters - August 18, 2016
The latest SEC filings in the industry!..
MutualFundWire.com - Thursday, August 18, 2016
Pondering Columbia Threadneedle's Multiboutique Feel
M* digs into the culture of Ameriprise's asset management arm...
MutualFundWire.com - Wednesday, July 20, 2016 Views
A Manning C-Suiter Switches Industries
One of the publicly-traded mutual fund shop's top dogs is leaving after nearly five years with the company...
MutualFundWire.com - Thursday, July 14, 2016
Fundsters Embrace Meta Smart Beta
Barron's highlights the rise of the next generation of strategic beta ETFs...
MutualFundWire.com - Tuesday, July 12, 2016
Vanguard Adds Legal Expert
A former Citi attorney is coming to Vanguard. ..
MutualFundWire.com - Friday, July 08, 2016
As Schroders Does a U.S. Deal, Two Distro Execs Shift
A 10-year company veteran is moving on from the U.S. arm of the publicly-traded, British multinational asset manager. And another distro exec's role is changing...
MutualFundWire.com - Wednesday, June 22, 2016 Views
2016 ICI GMM In Pictures
About 1,500 fundsters gathered last week at the Washington Hilton for the Investment Company Institute's annual conference...
MutualFundWire.com - Monday, May 23, 2016 Views
Donahue Finds Federated's New Sales Chief Within
A 33-year company veteran is retiring, and a 26-year company veteran is rising to take his place...
MutualFundWire.com - Tuesday, May 17, 2016 Views
ICI GMM 2016 Is About to Begin
It's May, and that means fundsters are once again converging on Washington, D.C...
MutualFundWire.com - Tuesday, May 17, 2016
Truscott Builds and Buys Into Smart Beta
Columbia Threadneedle's chief unveils a deal to buy a Gotham ETF shop...
MutualFundWire.com - Wednesday, May 11, 2016 Views
Hooley Does a $485MM SSgA Deal
Ron O'Hanley and his team will take over a $100B AUM asset manager...
MutualFundWire.com - Wednesday, March 30, 2016 Views
101 Fund Families Win in Gotham
Thrivent and TIAA win the top honors at a mutual fund industry award show in New York City...
MutualFundWire.com - Wednesday, March 23, 2016 Views
Columbia's Second Founder Dies
Updated | Jim Rippey's death at the age of 84 comes six and a half years after the death of Columbia Management's other founder, John Inskeep...
MutualFundWire.com - Wednesday, March 02, 2016 Views
Steinmetz Shakes Up OpFunds' C-Suite
Two top execs are heading out amidst a marketing leadership reorg...
MutualFundWire.com - Thursday, February 18, 2016 Views
A Third Partner Joins an Asset Management Recruiting Shop
A Gotham executive search firm that specializes in supporting mutual fund shops and other asset managers just welcomed an institutional distro vet...
MutualFundWire.com - Friday, January 29, 2016 Views
Amboian and Schreier Pass the Reins
Two familiar faces will take over Nuveen, "a centerpiece of TIAA-CREF's global asset management business."..
MutualFundWire.com - Thursday, January 28, 2016 Views
Which Fund Firm Won 2015?
M*'s full-year numbers are in, and Vanguard had a great December and a great year...
MutualFundWire.com - Tuesday, January 19, 2016 Views
Faust's First ETMFs Take One Last Regulatory Step
Watch for the first batch of Eaton Vance's ETF-like funds to launch in Q1 2016...
MutualFundWire.com - Tuesday, December 15, 2015 Views - Reader Rating: 5
Nachmany Shifts As a Cerulli Bigwig Joins Strategic Insight's Parent
Updated | The founder of the research shop has a new title. Meanwhile, the overall company's new chief makes nine appointments, including seven new hires...
MutualFundWire.com - Tuesday, November 24, 2015 Views
For the First Time In 2015, Somebody Beat Vanguard
That's right; the low-cost mutual fund titan only came in second in inflows this month...
MutualFundWire.com - Monday, October 19, 2015 Views
Fundsters Applaud Their STARs
Updated | Industry marketing gurus converged on Chitown last night...
MutualFundWire.com - Friday, October 16, 2015 Views
Columbia Takes Over Its Own Four-Star Fund
In November the Ameriprise asset management arm will bring management of a $70.5-million mutual fund in-house...
MutualFundWire.com - Wednesday, September 30, 2015 Views
Is It Back to Square One For the Russell Spinoff?
The lead bidder, a Chinese firm, is reportedly being investigated by its own government for insider trading...
MutualFundWire.com - Friday, September 25, 2015 Views
Reynolds Snaps Up Another Top Fido Vet, This Time In Tech
Putnam adds to its C-suite...
MutualFundWire.com - Monday, September 14, 2015 Views
Colleagues Step In After a PM's Cycling Accident
A trio takes over a $380MM mutual fund in their injured coworker's stead, for now...
MutualFundWire.com - Tuesday, September 01, 2015 Views
28 Fund Firms Are Paying Morgan Stanley At Least $1MM
The wirehouse release details on its revenue sharing arrangements, for commission-based mutual fund purchases anyway...
MutualFundWire.com - Tuesday, August 11, 2015 Views - Reader Rating: 3
Tambone Expands Alger's Advisor-Facing and Institutional Sales Forces
The Big Apple mutual fund shop's chief makes a pair of new hires, and he has two more positions to fill soon, too...
MutualFundWire.com - Monday, August 10, 2015 Views - Reader Rating: 5
A Key SSgA Exec Joins Bathon
The mutual fund industry consultant hires a veteran of the giant asset manager...
MutualFundWire.com - Thursday, August 06, 2015 Views
Morningstar's 2015 Investment Conference: Seen and Heard
Tschotchkes and good food abounded last week at Chicago's McCormick Place convention center for the mutual fund ratings giant's 27th annual investment conference...
MutualFundWire.com - Tuesday, June 30, 2015 Views - Reader Rating: 1
Bathon Hires a 12-Year Cerulli Vet
FUSE Research Network welcomes a new director of relationship development...
MutualFundWire.com - Tuesday, June 23, 2015 Views
Ivy Evaluates Options As a Key Distro Exec Departs
One of Tom Butch's SVPs is moving on from the Midwestern mutual fund shop...
MutualFundWire.com - Monday, June 22, 2015 Views - Reader Rating: 1
WisdomTree and SEI Won Big In May
Titans Vanguard, SSgA, and BlackRock also raked in the inflows last month...
MutualFundWire.com - Thursday, June 18, 2015 Views
And Then There Were Three ... Russell Bidders
Towers Watson and two Chinese companies are reportedly the remaining would-be acquirers of the asset management arm of the West Coast-based consulting shop...
MutualFundWire.com - Thursday, June 11, 2015 Views
M* Smiles On Just 2 Funds
Analysts at the mutual fund ratings giant upgraded a pair of mutual funds last month, while they downgraded eight funds...
MutualFundWire.com - Tuesday, June 09, 2015 Views
16 Fund Firms Meet This Fantastic M* Threshold
50 mutual funds from just 16 different shops landed on a select list from the mutual fund ratings giant...
MutualFundWire.com - Monday, June 08, 2015 Views
American Century Wins As Wall Streeters Raise Big Charity Bucks
Last night fundsters, B-D execs, and other financial services insiders gathered in midtown Manhattan for the 10th annual Financial Services Cares Gala. Haven't you always wondered how much dinner with Rob Kapito is worth?..
MutualFundWire.com - Friday, June 05, 2015 Views
111 Percent of Net Inflows Last Month Went Into Just Two Firms
Morningstar releases April 2015 flow data for open-end mutual funds and ETFs in the U.S. It was a rough month for 23 of the 50 biggest fund shops...
MutualFundWire.com - Tuesday, May 19, 2015 Views
The LSE Promotes Its Fave Russell Brand, Even As the Auction Heats Up
Yesterday the exchange's indexes gathered journalists in the Big Apple. Meanwhile, several more names surfaced as bidders for the manager of managers...
MutualFundWire.com - Wednesday, April 29, 2015 Views
7 Titans Swallow 88 Percent of Inflows
Morningstar releases mutual fund flow estimates for March 2015, and it looks like a good month for seven mutual fund industry giants...
MutualFundWire.com - Friday, April 17, 2015 Views - Reader Rating: 3
Cap Group, Fidelity, and Pimco Break Out the Champagne
Each of those three big mutual fund shops took home at least 15 awards last night at Lipper's annual fund awards dinner in the Big Apple. TIAA-CREF, MassMutual, and a host of others also won...
MutualFundWire.com - Wednesday, April 01, 2015 Views
And the Winners Are ... Empower, Vanguard, and Many More
The stars aligned last night in midtown Manhattan for fundsters from 12 shops and other firms...
MutualFundWire.com - Friday, March 27, 2015 Views
A Former Sentinel and Gamco Star Dies
Elizabeth Bramwell passed away on Saturday...
MutualFundWire.com - Monday, March 09, 2015 Views - Reader Rating: 4
Fundsters Take Three Spots On an Overpaid CEOs List
They ranked 26, 44, and 99 out of 100 on a list in a report just issued by a non-profit that uses shareholder advocacy to push companies on environmental and social issues...
MutualFundWire.com - Thursday, February 26, 2015 Views
Columbia Is Seriously Committed to Alts
The Ameriprise asset management arm just launched its first mutual fund powered by a new alliance...
MutualFundWire.com - Wednesday, February 18, 2015 Views
R.I.P., Harvey Goldschmid
An ex-SEC commissioner who spearheaded the independent director rule for mutual funds died yesterday...
MutualFundWire.com - Friday, February 13, 2015 Views
At Baron, One David Succeeds Another
A key exec retires from the Big Apple mutual fund shop...
MutualFundWire.com - Tuesday, January 20, 2015 Views
Columbia Threads the Branding Needle
Ted Truscott is combining Ameriprise's two big asset management brands...
MutualFundWire.com - Monday, January 12, 2015 Views
Pioneer Keeps Hiring After Jones Fills Two Key Posts
The new CEO of the Italian multinational asset manager's U.S. arm brings on an intermediary distribution chief and a marketing and product development chief...
MutualFundWire.com - Wednesday, January 07, 2015 Views
This WSJ Alum Will Focus On Funds, and ETFs
A writer joins Barron's to fill Brendan Conway's shoes...
MutualFundWire.com - Wednesday, November 05, 2014 Views
Deutsche AWM Welcomes a New Voice
The multinational bank's asset management business adds a new PR executive...
MutualFundWire.com - Wednesday, October 29, 2014 Views
OppFunds, Putnam, Aberdeen and U.S. Global See STARS in Chitown
Marketing fundsters gathered in the Windy City last night for the 18th annual awards from the MFEA...
MutualFundWire.com - Wednesday, October 22, 2014 Views
Capital Group Bolsters Distro Leadership
The Los Angeles-based asset manager bolsters is distribution ranks...
MutualFundWire.com - Thursday, August 07, 2014 Views
Columbia's Intermediary Distro Is Now In the Hands of a Pioneer Alum
New exec will handle U.S. intermediary distro across all channels...
MutualFundWire.com - Friday, August 01, 2014 Views
Cracchiolo Is About to Make a Big Hire at Columbia
Ameriprise's top brass discuss their Q2 2014 results, including in the asset management channel. UPDATED: Columbia hired Pioneer alum Joseph Kringdon...
MutualFundWire.com - Thursday, July 31, 2014 Views
For Its Select List, Ray Jay Wants Three Things
Researchers focus on a fund firm's investment team when searching for candidates for the B-D's Highly Recommended list...
MutualFundWire.com - Wednesday, July 23, 2014 Views - Reader Rating: 5
Vanguard Did Well, But Look at Dodge & Cox
The low cost giant won June flows, but there were some interesting runners up, according to Morningstar's latest flow figures...
MutualFundWire.com - Tuesday, July 15, 2014 Views
The Pershing FundVest 200 List

There are actually 211 funds, and there will likely be more...
MutualFundWire.com - Wednesday, June 04, 2014 Views
Seen & Heard: ICI GMM 2014
Industry titans ate, drank and chatted about the future. Just don't call us SIFI...
MutualFundWire.com - Friday, May 23, 2014 Views
The 56th ICI GMM Begins
Fundsters from across the country gather in Washington, D.C...
MutualFundWire.com - Tuesday, May 20, 2014 Views
Is Doug Hodge the Best Grownup for Pimco?
We get it, Gross is grumpy and El-Erian is going. What do we know about Hodge?..
MutualFundWire.com - Friday, March 21, 2014 Views
Smead Hired Another Wholesaler
Firm may hire up to four more this year...
MutualFundWire.com - Thursday, February 20, 2014 Views
Columbia Hires TCW, Loomis for Subadvising
Columbia starts new subadvising relationships with these two managers, breaks up with two others...
MutualFundWire.com - Friday, February 14, 2014 Views
Fundsters, Consultants Frolic at the Marriott Marquis
IMCA conference focused at high-net-worth advisors draws nearly nine hundred attendees...
MutualFundWire.com - Tuesday, February 11, 2014 Views - Reader Rating: 3
Former J. W. Seligman CIO Dies at 49
Jack Cunningham, former chief investment officer of J.W. Seligman died recently at the age of 49, according to Bloomberg. According to the newswire, Cunningham retired from his role at J.W. Seligman in 2008 after the firm's acquisition by Ameriprise Financial (owner of Columbia Management). The newswire also notes that, in his role as CIO, Cunningham had also managed the Seligman Common Stock Fund and the Seligman Income and Growth Fund. Pensions & Investments also covered the news...
MutualFundWire.com - Wednesday, January 08, 2014 Views
The 13 Fund Firms that Got the Most Ink in 2013
MFWire developed a new search tool for you to calculate the number of stories each firm got this year. But remember, the counter restarts January 1st!..
MutualFundWire.com - Monday, December 30, 2013 Views
Memorial to Be Held for Former T. Rowe CEO
Curran “Cub” Harvey had served as president, subsequently CEO, of T. Rowe in early 1980s...
MutualFundWire.com - Monday, December 23, 2013 Views
A Neuberger Alum Becomes Altegris' New CIO
New hire had served as EVP, CIO and Head of Private Asset Management at Neuberger from 2002 to 2008...
MutualFundWire.com - Tuesday, December 17, 2013 Views
Steinmetz Takes Reins of OpFunds
Glavin will remain as chairman as fund giant announces two other C-Suite changes...
MutualFundWire.com - Tuesday, December 17, 2013 Views
T. Rowe and Baltimore Renew Their Vows
The mutual fund giant has officially decided to stick around for another 14 years...
MutualFundWire.com - Friday, December 13, 2013 Views
A $54B Firm Hires Six Wholesalers
Firm aims to grow by 20 percent annually for five years...
MutualFundWire.com - Wednesday, November 20, 2013 Views - Reader Rating: 5
Fido Hires a PR Flak from Columbia
Boston Behemoth hires public point person from Columbia...
MutualFundWire.com - Thursday, November 07, 2013 Views
The Complete List of STAR Winners
See who won what...
MutualFundWire.com - Monday, October 28, 2013 Views
The WSJ Solves the Mystery of Why So Many Funds Are Named after Trees
If you were a fund, what kind of tree would you be?..
MutualFundWire.com - Tuesday, October 08, 2013 Views
Ramius' New Alt Takes on Corporate Changes
Ramius launches fund focusing on activism and event driven strategies. ..
MutualFundWire.com - Monday, September 30, 2013 Views
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