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News Stories Archives - Since 1998
Ron Cohen Hires Five
The Wells Fargo AM DC I-O chief builds out his team with three new externals and five new internals...
401kWire.com - Monday, April 23, 2018
Financial Engines Preps a Response to a $140MM 401k Lawsuit
Sanford Heisler Sharp, LLP, and Blumenthal Nordrehaug Bhowmik De Blouw, LLP, filed a lawsuit against a mega 401(k) and two of its providers...
401kWire.com - Monday, April 23, 2018
Choose Your ETF Names Carefully, a Strategist Pleads
MFWire talks to an executive at an ETF strategist with about $8.5 billion in AUM...
MutualFundWire.com - Monday, April 23, 2018
Gundlach Speaks at Sohn NYC 2018
The DoubleLine chief returns to speak at the giant investment conference for charity...
MutualFundWire.com - Monday, April 23, 2018
A 5,000-FA B-D Network Consolidates Under One 401k Chief
Meanwhile, a top retirement plans exec recently moved on...
401kWire.com - Monday, April 23, 2018
Week In Preview, April 23-29
The teams at 3EDGE, AIMSE, DoubleLine, the FPA, FRA, and Sohn are all hosting events this week...
MutualFundWire.com - Monday, April 23, 2018
Week In Preview, April 23-29
This week the teams at EBRI, Fi360, FIS' Relius, and the SVIA are all hosting events...
401kWire.com - Monday, April 23, 2018
Finra Revamps Its Look
My colleague Lande walks you through the updated tool that your clients, prospects, and industry colleagues and competitors will use to look you up...
401kWire.com - Thursday, April 23, 2015
What's Next After Matrix's Wilmington Deal?
Matrix's COO Cindy Dash and President John Moody talk about the Broadridge subsidiary's latest acquisition.....
401kWire.com - Thursday, April 23, 2015
This PE-Backed Alt Fundster Is On the Hunt
A West Coast-based mutual fund entrepreneur is looking at making his first acquisition, and he says it's a biggie...
MutualFundWire.com - Thursday, April 23, 2015 Views
Vanguard Wins a $1.3B Plan
A chemical producer makes a recordkeeping switch...
401kWire.com - Thursday, April 23, 2015
EBRI Releases New "Big Data" on Retirement Industry
The Employee Benefit Research Institute (EBRI) has released new "big" data regarding both the health and retirement industries. ..
401kWire.com - Thursday, April 23, 2015
Nationwide Settles For $140MM
Welp, it looks like Nationwide has thrown in the towel for one of the longest running-fee related suits in regard to its 401(k) business...
401kWire.com - Thursday, April 23, 2015 - Reader Rating: 5
Small-Mid Market Clients Choosing Fido
Advisors helping small and mid-sized companies choose the Boston Behemoth for their retirement service needs. ..
401kWire.com - Thursday, April 23, 2015 - Reader Rating: 3.33
A MA Consulting Firm Launches EZ B Plan
Revzon Consulting Group announces launch of new 403(b) plan. ..
401kWire.com - Thursday, April 23, 2015
MMI Forges Ahead With a New Chief
Meet the man who will take over for Chris Davis, the only president the trade group has ever known...
MutualFundWire.com - Thursday, April 23, 2015 Views
Pru Wins $220MM Plan
Metropolitan Water Reclamation District of Greater Chicago (MWRD) chooses Prudential as its recordkeeper. ..
401kWire.com - Thursday, April 23, 2015 - Reader Rating: 2.5
Blue Prairie Group Adds an Oregon KPA
A new 401(k) plan advisor just joined the Oregon office of Blue Prairie Group.....
401kWire.com - Thursday, April 23, 2015
The Most Underpaid Fundster CEO Is Not Who You Think
Executive compensation is a hot topic, in the mutual fund world as in business in general. Yet metrics suggest that many high profile fundster chiefs like Larry Fink aren't overpaid...
MutualFundWire.com - Thursday, April 23, 2015 Views
Most 401k Maximizers Are Highly Compensated. Meanwhile, Plans Are Disappearing
The GAO investigates the creation and termination of both DB and DC plans, and the impact of contribution limits on wage earners at different levels...
401kWire.com - Wednesday, April 23, 2014
The Risk and Value of Employer Stock Funds in 401ks
In this week's column, 401kWire asked plan sponsors what they think of offering an employer stock investment option in 401k plans...
401kWire.com - Wednesday, April 23, 2014
Mingo Wins Over a Bay Area RKer
A Northern California-based recordkeeping TPA signs on with the online, interactive-video-based education specialists...
401kWire.com - Wednesday, April 23, 2014
LoCicero Assembles a Defined Contribution Team at Segal
The Segal Group dedicates a cadre of industry experts to focus on clients' DC needs...
401kWire.com - Wednesday, April 23, 2014
Retirement Savings Behavior Holds Steady
...but loan levels are still elevated, study finds...
401kWire.com - Wednesday, April 23, 2014
Aikin Fills Out the fi360 C-Suite
The fiduciary training specialist chief promotes one and hires two more...
401kWire.com - Wednesday, April 23, 2014
BMO's Enochs Has Ten Intermediary Sales Positions Open
The sales hiring spree launched by the $130 billion asset manager late last year is nearing its end...
MutualFundWire.com - Wednesday, April 23, 2014 Views
Heathwood Focuses Boston Partners on L/S Strats and Branding
The value equity specialist is pitching its old and new long/short equity offerings to a variety of retail investors...
MutualFundWire.com - Wednesday, April 23, 2014 Views - Reader Rating: 5
Augelli Takes ADP's New Platform Out of the Showroom
...and brings it to the mass of plan sponsors, but particularly those in the smaller end of the marketplace...
401kWire.com - Wednesday, April 23, 2014 - Reader Rating: 2.6
How Can Plan Sponsors Take Advantage of Auto-Plan Features? BMO Shares Some Ideas
The mid-market provider releases a new white paper on the subject...
401kWire.com - Wednesday, April 23, 2014
WMSI and Pershing's Latest Alliance Supports Retirement Plan Advisors
The Bluff Point-backed rollover and technology specialists and the BNY Mellon-owned clearing giant team up for an eighth retirement planning calculator...
401kWire.com - Wednesday, April 23, 2014 - Reader Rating: 5
Has Weil Stemmed the Tide at Janus?
Outflows have slowed to their lowest level in four years...
MutualFundWire.com - Wednesday, April 23, 2014 Views
Who Will Buy This 401k Tech Startup?
A shop that specializes in next-generation participant engagement is on the block and about to sell...
401kWire.com - Tuesday, April 23, 2013
Three Things to Know From Ameriprise's Earnings
Top execs at Columbia's parent discuss their Q1 2013 results...
MutualFundWire.com - Tuesday, April 23, 2013 Views - Reader Rating: 4
MMI Speakers Debate the Future of Active Management
During a general session of the MMI Spring Conference, execs talk about ETFs, canoes, and whether size really does matter...
MutualFundWire.com - Tuesday, April 23, 2013 Views - Reader Rating: 3
Trustivo Hires a DC I-O Vet
Rad Pasovschi brings on a new strategic business development chief...
401kWire.com - Tuesday, April 23, 2013
Which Firms Are Best at Social Media?
A new kasina study shows that while most firms don't have clear objectives for social media, but also names five who do it well...
MutualFundWire.com - Tuesday, April 23, 2013 Views
ICI's Chief and WSJ Readers Ponder Obama's 401k Threats
The ICI president has more words on the president's tax proposal...
401kWire.com - Tuesday, April 23, 2013 - Reader Rating: 5
A Manufacturer Attacks BlackRock's Next Product
The ETF titan faces flak for a proposed commodities product...
MutualFundWire.com - Tuesday, April 23, 2013 Views
Say Hello to the SEC's Two New Top Cops
A longtime White lieutenant will share the job with the current acting director...
MutualFundWire.com - Tuesday, April 23, 2013 Views
Is Gross Going into Alts?
InvestmentNews says that Pimco is quietly positioning itself in the space...
MutualFundWire.com - Tuesday, April 23, 2013 Views - Reader Rating: 5
Is There a New Distribution Channel?
A trade pub ponders the viability of ETFs, particularly active ETFs...
MutualFundWire.com - Tuesday, April 23, 2013 Views - Reader Rating: 1
Fund Fees Continue to Fall
Fund fees were down across the board on long term funds in 2011...
MutualFundWire.com - Monday, April 23, 2012 Views
Dalbar Teams Up With a Social Retirement Network
A startup focused on connecting advisors and participants makes a new alliance...
401kWire.com - Monday, April 23, 2012 - Reader Rating: 5
Household Income May Drop 28 Percent in Retirement
A provider looks at savings rates for Baby Boomers, Generation X and Generation Y...
401kWire.com - Monday, April 23, 2012 - Reader Rating: 5
A Manning and Napier Board Member Dies
A newly hired director at Manning & Napier has died...
MutualFundWire.com - Monday, April 23, 2012 Views
Invest n Retire's New Chief Leaves
The ETF-focused recordkeeper says goodbye to the CEO who just joined last month...
401kWire.com - Monday, April 23, 2012 - Reader Rating: 3.5
SEI Taps a Lincoln Alum to Lead Distribution
SEI has named a head of U.S. asset management distribution...
MutualFundWire.com - Monday, April 23, 2012 Views
Schweiss Says Goodbye to a TD Sales Vet
An East Coast 401(k) specialist leaves the trustodian...
401kWire.com - Monday, April 23, 2012 - Reader Rating: 2
Fleites Decamps from 401k Recordkeeper
Invest n Retire and Gus Fleites part ways after just a few weeks...
MutualFundWire.com - Monday, April 23, 2012 Views
Review Reveals Fund Screening Tool's Flaws
Barron's is not a fan of a new fund screening tool launched by a pair of Fido vets...
MutualFundWire.com - Monday, April 23, 2012 Views
When Campanale Speaks, Will People Listen?
The SMA industry mover and shaker plans to announce an new advisory shop carrying the famed Hutton name...
MutualFundWire.com - Monday, April 23, 2012 Views
Pimco to Open First Office in Latin America
The mutual fund giant is expanding into Latin America and the Carribean. ..
MutualFundWire.com - Monday, April 23, 2012 Views
To Sell or Not to Sell? UniCredit Has Made Up its Mind on Pioneer
After nearly a year of exploring options, UniCredit reaches a decision on its Pioneer Investments unit...
MutualFundWire.com - Saturday, April 23, 2011 Views - Reader Rating: 5
Mother Merrill Will Add 'Energy' to a Key Retirement Platform
What's new in the 401k industry? A wirehouse reboots one of its retirement plan offerings as one of its own says goodbye. Meanwhile, Pimco pushes a non-traditional approach to target date funds...
MutualFundWire.com - Friday, April 23, 2010 Views
DC Influencers Gather in Lower Manhattan
The 401kWire's defined contribution conference wrapped on Wednesday; find out what happened...
401kWire.com - Friday, April 23, 2010
Bill Gross Dips Into His Stamp Collection
The proceeds from the auction will benefit Doctors Without Borders...
MutualFundWire.com - Friday, April 23, 2010 Views - Reader Rating: 5
Mutual Funds Heat Up at Frost
The Texas firm has passed the $2 billion mark...
MutualFundWire.com - Friday, April 23, 2010 Views
Goldman Consolidates Under One DC I-O Chief
The asset manager chooses one of its two top DC execs for the post, and the other departs...
401kWire.com - Friday, April 23, 2010
TD's Top DC Exec Expands His Empire
Skip Schweiss takes over the duties of a departing colleague...
401kWire.com - Friday, April 23, 2010
DC Revenue Rises Yet Again at a Trust Company
An East Coast firm unveils its first quarter results...
401kWire.com - Friday, April 23, 2010
Berkowitz Draws a Line for a Possible Portfolio Company
The Fairholme founder says he won't own a piece of a Simon-owned GGP...
MutualFundWire.com - Friday, April 23, 2010 Views
Target Date Funds Contribute to T. Rowe's Inflow Jump
The Baltimore firm reported first quarter increases across the board...
401kWire.com - Friday, April 23, 2010
Money Funds Now Account for Just Half of Federated's Revenue
Meanwhile, the Pittsburgh-based money manager sees earnings rise year-over-year while falling short of expectations...
MutualFundWire.com - Friday, April 23, 2010 Views
T. Rowe Breaks a Record and Triples Profits
The Baltimore firm's first quarter results show increases across the board...
MutualFundWire.com - Friday, April 23, 2010 Views
A Small-Cap Value Fund Brings Out the 'Closed' Sign Again
The $2.4 billion fund will close to new investors next month...
MutualFundWire.com - Friday, April 23, 2010 Views
Janus Needs a 'Very Strong Business Discipline,' Says its New CEO
The WSJ picks up on Janus' first quarter results in the Friday edition of the Fund Track column...
MutualFundWire.com - Friday, April 23, 2010 Views - Reader Rating: 1
ING Unveils a New Batch of Ads
ING rolls out a new batch of ads that place an emphasis on protecting one's retirement number...
401kWire.com - Thursday, April 23, 2009 - Reader Rating: 4.5
The Spark Institute Makes the Case for 401k
The industry trade group follows up its Wednesday testimony on the Hill with a white paper on the DC industry...
401kWire.com - Thursday, April 23, 2009 - Reader Rating: 4.5
An SRI Provider Ups its Q1 Sales
A niche DC platform brings in more plans year-over-year...
401kWire.com - Thursday, April 23, 2009
UBS Layoffs Hit Retirement
Updated | The wirehouse feels the pain at its parent makes cuts across the globe...
401kWire.com - Thursday, April 23, 2009 - Reader Rating: 3.5
A Boston-Area Benefits Consulting Firm Taps a President
The firm hires a DC industry vet as it seeks to build its 401k practice...
401kWire.com - Thursday, April 23, 2009 - Reader Rating: 5
Fidelity Names Donovan's Replacement
Fidelity taps a 15-year company vet to replace Walter Donovan, who decamped to Putnam earlier this month...
MutualFundWire.com - Thursday, April 23, 2009 Views - Reader Rating: 1
Invesco Posts an 80 Percent Drop in Q1 Profit
The asset manager earned $30.7 million in the first quarter...
MutualFundWire.com - Thursday, April 23, 2009 Views
A DC I-O Player Taps a New Wholesaler for the East and Hunts to Fill Two More Sales Posts
The firm hires a Boston-based wholesaler and is on the hunt for wholesaler in the West Coast and a sales manager...
401kWire.com - Thursday, April 23, 2009
The Direct-Sold DC Market Shrinks
An industry consultant sees advisors grab more and more of the under-$100 million plan market...
401kWire.com - Thursday, April 23, 2009 - Reader Rating: 4
A Fund Ops Specialist Nails Down a New Partnership
Two financial services support firms join forces...
MutualFundWire.com - Thursday, April 23, 2009 Views
A Fund Bigwig Continues His Media Blitz
The exec tells Bloomberg he is open to doing lift-outs, and is less inclined to making acquisitions...
MutualFundWire.com - Thursday, April 23, 2009 Views
Janus Invests More in Quant Management
The Colorado fund firm unveils preliminary Q1 2009 results...
MutualFundWire.com - Thursday, April 23, 2009 Views - Reader Rating: 5
A Fund Servicer Sees its Q1 Earnings Slide 66 Percent
The fund servicer earned $10 million during the first three months of the year...
MutualFundWire.com - Thursday, April 23, 2009 Views - Reader Rating: 3
WSJ Ponders Fund Firm Layoffs
The paper draws attention to the adjustments forced on money managers in recent months...
MutualFundWire.com - Thursday, April 23, 2009 Views
Seligman is Said to be on the Block Again
The New York firm is reportedly in talks again to sell itself...
MutualFundWire.com - Wednesday, April 23, 2008 Views - Reader Rating: 4.4
Is Seligman On The Block?
A Dow Jones newsletter reports that the Big Apple-based B-D and its parent could be up for grabs. ..
MutualFundWire.com - Wednesday, April 23, 2008 - Reader Rating: 2.25
Investors Know a SPDR When They See One
State Street Global Advisors is the owner of the most recognizable brand of ETFs in the Americas...
MutualFundWire.com - Wednesday, April 23, 2008 Views
RolloverSystems Unveils Support for Intermediaries
The Charlotte firm cites demand and creates specialty teams to work with advisors, plan sponsors and TPAs. ..
401kWire.com - Wednesday, April 23, 2008
Jefferies to Sell 14 Percent Stake
Jefferies is selling 13.7 percent of itself to Leucadia National Corp...
MutualFundWire.com - Wednesday, April 23, 2008
Keller Rohrback Takes on Wal-Mart as Planned
After unveiling an investigation last fall, the Seattle-based class action specialists have filed a lawsuit over DC plan fees in the plan of the retailing giant...
401kWire.com - Wednesday, April 23, 2008
BNP Paribas is Said to be the Front-Runner to Buy BofA Prime Brokerage Arm
BNP Paribas has emerged as the leading contender to buy prime brokerage unit...
MutualFundWire.com - Wednesday, April 23, 2008 - Reader Rating: 2.33
Planned Pimco Fund is Unconstrained
The Wednesday WSJ Fund Track column by Daisy Maxey spotlights the Pimco Fixed Income Unconstrained Fund...
MutualFundWire.com - Wednesday, April 23, 2008 Views
Great-West Inks Distribution Deal with Ceridian
The Greenwood Village, Colorado-based provider has linked up with the payroll administrator...
401kWire.com - Wednesday, April 23, 2008 - Reader Rating: 4
AllianceBernstein Hires Open a Door at JP Morgan
While JP Morgan is close to hiring an institutional sales vice president for its DC plan unit, the decision is not yet final...
401kWire.com - Monday, April 23, 2007 - Reader Rating: 3
Hueler Puts Faith in Smart Consumers, Not Products
The hardest working woman in the annuities business is coming off of a major deal with industry giant T. Rowe Price, but she's taking her message of "smart consumers" on the road. ..
MutualFundWire.com - Monday, April 23, 2007
Mr. and Mrs. Boomer Bound for "Boomer, Inc."?
With more wealth than any other generation, boomers will usher a major restructuring of the wealth management industry according to Lewis Schiff. Will the industry survive?..
MutualFundWire.com - Monday, April 23, 2007
Pilgrim Baxter Investors May Be About To Get Their Checks
After nearly four years of fund industry insiders wondering what the SEC is doing with billions of fund settlement dollars, the first checks are about to be mailed out...
MutualFundWire.com - Monday, April 23, 2007 Views - Reader Rating: 5
Pilgrim Baxter Investors May Be About To Get Their Checks
After nearly four years of fund industry insiders wondering what the SEC is doing with billions of fund settlement dollars, the first checks are about to be mailed out, or so the SEC promises...
MutualFundWire.com - Monday, April 23, 2007
So You Want to Be an RIA...
Registered Independent Advisors LLC in Brainerd, Minn., is just asking for a call from the NASD...
MutualFundWire.com - Monday, April 23, 2007 - Reader Rating: 3
ACS Founder Publicly Ups the Ante
The revised buyout offer letter goes to the board of directors and the public. ..
401kWire.com - Monday, April 23, 2007
Federated Scoops Up A Rochdale Fund
Federated Investors, Inc. is set to acquire certain assets of Rochdale Investment Management LLC that relate to the management of the Rochdale Atlas Portfolio...
MutualFundWire.com - Monday, April 23, 2007 Views
Broker Says His Recruitment Was Well-Handled
A SoCal 401(k) specialist jumps to a wirehouse to join its elite unit. ..
401kWire.com - Monday, April 23, 2007 - Reader Rating: 3
DoL Closes Casebook On Kalamazoo Sponsor
A federal court order should send nearly $660,000 back to participants. ..
401kWire.com - Monday, April 23, 2007
Smith Barney Loses Six Advisors to Rival
Financial Week reports that six financial advisors from Smith Barney now find themselves in the employ of a rival broker dealer...
MutualFundWire.com - Monday, April 23, 2007 - Reader Rating: 3.33
Which Managed Account Providers Are Winning The Race?
Market-share data are hard to come by, which makes a little noticed table in Cerulli's latest retirement report all the more valuable...
401kWire.com - Monday, April 23, 2007 - Reader Rating: 4.5
BGI Funds Snag Spot On STN Portal
Barclays Global Investors' US dollar-, Pound sterling- and Euro- denominated money market funds are now available on the SunGard Transaction Network's Money Market portal...
MutualFundWire.com - Monday, April 23, 2007 Views
Jefferies Group Hires New International COO
Justin van Wijngaarden is the new chief operating officer and chief financial officer of UK-based Jefferies International Ltd...
MutualFundWire.com - Monday, April 23, 2007 - Reader Rating: 3
Knight Capital Becomes Advisor To Aegis
Knight Capital Markets LLC (KCM) has been retained on an advisory basis by Aegis Industries, Inc...
MutualFundWire.com - Monday, April 23, 2007 - Reader Rating: 3
North Star Now Shines for M&I
Today Marshall & Ilsley Corporation marks the completion of its acquisition of North Star Financial Corporation located in Chicago, Illinois...
MutualFundWire.com - Monday, April 23, 2007 Views
Former Rydex Team Carves Out New Niche
The crew at Arrow Funds have done nothing but shoot straight up since leaving Rydex Investments in January of 2006. But they have a course alteration programmed for the near future...
MutualFundWire.com - Monday, April 23, 2007 Views - Reader Rating: 3.88
Somebody's ING Trouble
Bernard Santos of ING Financial Services was arrested on Thursday on charges of federal wire fraud...
MutualFundWire.com - Monday, April 23, 2007 - Reader Rating: 3
Some Reporters Got It, Many Didn't ... A Job Well Done By Fidelity's PR
Bob Reynolds' retirement is making waves in the mutual fund industry, but some reporters weren't rocked at all...
MutualFundWire.com - Monday, April 23, 2007 Views - Reader Rating: 5
Fidelity Plans Office Openings
No day at the beach here. Fido plans to open eight centers by the end of summer end...
MutualFundWire.com - Friday, April 23, 2004 Views
U.S. Trust Exec Pleads Guilty
Burton pleads guilty to misdemeanor for deleting U.S. Trust e-mails on word of Spitzer probe...
MutualFundWire.com - Friday, April 23, 2004 - Reader Rating: 2
RFPs Reported This Week
Multiple state DC plans issue multiple RFPs, including an investment-only search in the northeast. An excuse to visit Guam ... and more...
401kWire.com - Friday, April 23, 2004 - Reader Rating: 1.5
SEI Offers Tools to Fund Boards
The software tool promises to organize boards and their records...
MutualFundWire.com - Friday, April 23, 2004 Views
CNA Trust CEO Says Deal is Near
He anticipates deal close by the end of May. Provider is one of a number on the block...
401kWire.com - Friday, April 23, 2004 - Reader Rating: 2
e401k Shop Seeks CTO
The outsourced recordkeeper and its incumbent CTO part ways...
401kWire.com - Friday, April 23, 2004
Spitzer Looks into Insurance Brokers
The New York Attorney General is taking fee investigations from mutual funds to insurance companies...
MutualFundWire.com - Friday, April 23, 2004 - Reader Rating: 4
Non-Savers Have Other Priorities
A recent retirement saving study shows the most common reason participants fail to save in 401ks...
401kWire.com - Friday, April 23, 2004 - Reader Rating: 5
Fiserv Caught in Market Timing Web
The SEC is looking into activity in its correspondent clearing says Fiserv CEO...
MutualFundWire.com - Friday, April 23, 2004 - Reader Rating: 3
American Funds Wins More Shelf Space
For the second time in April an insurer clears shelf space for the popular fund family...
401kWire.com - Wednesday, April 23, 2003 - Reader Rating: 5
Midwest Provider Seeks Sizzle
This major mid-mart player has been ahead of the curve (by some 20 years) on the now hot DB-DC combo services arena...
401kWire.com - Wednesday, April 23, 2003
GE Adds to Wholesale Team
The provider has landed wholesalers from MetLife, Franklin Templeton and AIG Sunamerica...
401kWire.com - Wednesday, April 23, 2003
Banc One to Enhance Program
The bank is preparing to beef up its offering through Indiana. Will test an enhancement in Oklahoma...
MutualFundWire.com - Wednesday, April 23, 2003 Views
Hennessy Plans New Fund
The California-based advisor is adding a new product...
MutualFundWire.com - Wednesday, April 23, 2003 Views - Reader Rating: 2
Strong Gets Chatty
Need someone to talk to? Strong can set you up...
MutualFundWire.com - Wednesday, April 23, 2003 Views
Manager Moves to CheckFree APL
The investment manager moves a thousand portfolios the CheckFree...
MutualFundWire.com - Wednesday, April 23, 2003 Views
New Research Effort Entails New Titles
The new entity headed by Team Cormier-Wuelfing takes over work formerly conducted by the Boston Research Group...
401kWire.com - Wednesday, April 23, 2003
Geraci Resigns From Pioneer
Dan Geraci is leaving Pioneer to head the asset management business at a leader in the affluent investor sector. No replacement named yet...
MutualFundWire.com - Wednesday, April 23, 2003 Views
Warehouse Shopping Club Drops AERS
Did the winner promise a family size box of mutual funds?..
401kWire.com - Wednesday, April 23, 2003
TALX Sells Benefits Enrollment Business
The firm cuts a deal with Workscape so it can concentrate on its core...
401kWire.com - Wednesday, April 23, 2003
It's An Emplanet After All
E-service provider taps Fidelity for new president...
401kWire.com - Monday, April 23, 2001 - Reader Rating: 3
Delaware Trims Fund Lineup
The firm is looking to merge and liquidate some of its funds...
MutualFundWire.com - Monday, April 23, 2001 - Reader Rating: 3
Victory Sweeps Away Brand-Name Clutter
KeyCorp rebrands its retail and institutional products...
MutualFundWire.com - Monday, April 23, 2001 - Reader Rating: 3
Morningstar Broadens DC Base
The Chicago firm is offering its services to DC plans beyond 401k's...
401kWire.com - Monday, April 23, 2001 - Reader Rating: 3
GIS grows
Global Investment Systems, (GIS) a international investment industry software company, announced the addition of FBGR National Bank & Trust, formerly Rushmore Trust and Savings, FSB. FBR National is an MFACT client...
MutualFundWire.com - Monday, April 23, 2001
Delta Blues
Delta Data sells the rights to one of its defined contribution products...
401kWire.com - Monday, April 23, 2001 - Reader Rating: 3
Who's Hiring Now?
Wholesaler and marketing positions are open as a California Web firm revs its engines...
MutualFundWire.com - Monday, April 23, 2001 - Reader Rating: 3
Citistreet and FE Strengthen Bond
The Palo Alto advice firm scores a quick field goal as it provides advice for the vendor's rollover IRA products...
401kWire.com - Monday, April 23, 2001 - Reader Rating: 3
RSIM Builds out Web Site
Boutique fund schedules second generation Web site updates...
MutualFundWire.com - Monday, April 23, 2001 - Reader Rating: 3
T. Rowe Earnings Fall Short
T. Rowe Price's first quarter falls two cents short ... New Business Logic partnership ... GIS grows ... American Express first quarter report ... A.G. Edwards on the block? ... Thompson acquires. ..
401kWire.com - Monday, April 23, 2001 - Reader Rating: 3
T. Rowe Earnings Fall Short
T. Rowe Price's first quarter falls two cents short ... New Business Logic partnership ... GIS grows ... American Express first quarter report ... A.G. Edwards on the block? ... Thompson acquires. ..
MutualFundWire.com - Monday, April 23, 2001 - Reader Rating: 3
Week of April 23, 1999
RFP Roundup

The Weekly Roundup is a regular column examining the RFPs that appeared on our pages and the pages of other publications this week...
401kWire.com - Friday, April 23, 1999 - Reader Rating: 3
Funds for the Faithful
Bucking the trend of fewer fund launches, religious mutual funds are launched at more than double the rate of the overall fund universe. Most are available to all, a few exclude investors not of the faith...
MutualFundWire.com - Friday, April 23, 1999 - Reader Rating: 3
Putnam Gains Channel Director for B/D
Putnam Investments has hired a senior vice president for its broker/dealer division, from Salomon Smith Barney...
MutualFundWire.com - Friday, April 23, 1999 - Reader Rating: 3
Pyramid Targets Sponsors' Needs
Birmingham, Alabama-headquartered Pyramid Digital Solutions, Inc. has just released it latest product, PlanWarehouseTM, David Shah, president and ceo of the firm, told the 401kWire.com...
401kWire.com - Friday, April 23, 1999 - Reader Rating: 3
SVA April 15, 1999
..
401kWire.com - Friday, April 23, 1999 - Reader Rating: 3
Midwestern Fund Company Offloads Small 401k Biz
A Midwestern mutual fund provider has told its small plan clients to choose another administrator by this fall...
MutualFundWire.com - Friday, April 23, 1999 - Reader Rating: 3
James Bruyette -- Sullivan, Bruyette, Speros & Blayney
What put Harbor Capital Appreciation on the top of the heap at this McLean, Virginia based advisor to $500 million?..
MutualFundWire.com - Friday, April 23, 1999 - Reader Rating: 3
Odd Lots, April 23, 1999
No democracy in funds ... Is diversification back? ... A boomer index ... Funds in the news...
MutualFundWire.com - Friday, April 23, 1999 - Reader Rating: 3
Cendant Employees Awake to Discover A 15% Average Loss On Their 401k Stake

Last Thursday thousands of employees of companies including Travel Lodge, ERA, Century 21, Coldwell Banker, Avis, Resort Condominiums International, and PHH Corporation woke up to discover that their retirement account had taken a major hit literally overnight. News of possible accounting problems in the books of Cendant (NYSE: CD), their parent company, had dropped the value of their company stock holdings nearly 50%.

..

401kWire.com - Thursday, April 23, 1998 - Reader Rating: 3
Consulting Firm Looks to Fill Posts
KPMG Peat Marwick, a consulting firm for sponsors with defined contribution plans, is seeking to fill two new positions, Neil Wolfson, managing director, told the 401kWire. Both posts are regional consultants for the company...
401kWire.com - Thursday, April 23, 1998 - Reader Rating: 3
CIGNA Launches Charter Funds
One of the great concerns for sponsors and providers alike is how to ensure that participants will diversify in order that they might protect their savings for retirement. Cigna believes it has found the solution to that problem with the launch of its new charter funds...
401kWire.com - Thursday, April 23, 1998 - Reader Rating: 3
Robertson-CECO Increases Services
The San Ramon,CA-headquartered sponsor is increasing services for employees and providing them more investment options for its two 401(k) plans...
401kWire.com - Thursday, April 23, 1998 - Reader Rating: 3
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