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News Stories Archives - Since 1998
A Global Equity Shop Leads
The M* team updates flows data for May 2019 for ETFs and long-term, open-end mutual funds...
MutualFundWire.com - Monday, June 17, 2019
This Deal Will Grow a Minnesota TPA By 50 Percent
The Twin Cities area TPA expects to close on the deal at the beginning of next month...
401kWire.com - Monday, June 17, 2019
Ready Moves as Schaaf Anoints Eight Wells Fargo IRT Execs
Meanwhile, the deal is on track to close in early Q3...
401kWire.com - Monday, June 17, 2019 - Reader Rating: 3
Week In Preview, June 17-23
This week the teams at MMI, NICSA, and RayJay are all hosting events in Manhattan...
MutualFundWire.com - Monday, June 17, 2019
Week In Preview, June 17-23
This week the team at RAC is hosting an event...
401kWire.com - Monday, June 17, 2019
A Top Voice For M* Moves On
Morningstar's head of corporate communications left last month to join an agency. Meanwhile, one of the two partners at that agency is returning to reporting on the business...
MutualFundWire.com - Friday, June 17, 2016 Views - Reader Rating: 5
A $100MM Illinois KPA Moves to LPL
After only three years the advisor leaves their former broker-dealer. ..
401kWire.com - Friday, June 17, 2016 - Reader Rating: 5
OneAmerica and KPAs Wrap Up In Indiana
Close to 100 401(k) plan advisors (KPAs) gather in Indianapolis to discuss retirement industry trends...
401kWire.com - Friday, June 17, 2016 - Reader Rating: 5
Three Fund Firms Brought In More than $2B Each In May
Morningstar releases its monthly mutual fund flows report for May 2016...
MutualFundWire.com - Friday, June 17, 2016 Views
NDPERS Launches Consultant RFP, Readies Another Search
The searches are tied to the retirement system's DC plans. ..
401kWire.com - Friday, June 17, 2016
WA State Defers to The Retirement Industry
A marketplace is being implemented to reach more than 90,000 small businesses. ..
401kWire.com - Friday, June 17, 2016
Ascensus Leaps Ahead $1B Milestone
Ascensus reaches a milestone in business development as the regulatory landscape for the retirement industry continues to evolve...
401kWire.com - Friday, June 17, 2016 - Reader Rating: 5
GMO and Pimco Slim Down
The two asset managers are reportedly cutting more than 60 jobs each...
MutualFundWire.com - Friday, June 17, 2016 Views
You Have a Bit More Time to Prove You're a STAR
The MFEA extends the deadline for applying for its big awards...
MutualFundWire.com - Wednesday, June 17, 2015 Views
A Micro-Market Player Preps a 100-Percent Proprietary RKing System
An open-architecture RKer is working on the next generation of its platform, minus its old external recordkeeping software ally. The release is slated for November...
401kWire.com - Wednesday, June 17, 2015
Congress Grills Perez on the Fiduciary Rule
Labor Secretary Tom Perez was back on Capitol Hill Wednesday make the case for the long-awaited fiduciary rule. ..
401kWire.com - Wednesday, June 17, 2015 - Reader Rating: 5
InterPark Parks its DC Plan
Chicago-based parking garage owner welcomes new plan provider...
401kWire.com - Wednesday, June 17, 2015
Castille Grants CoRi a Visa to the U.K.
The two-year old index created by BlackRock is packing up to become a world traveler...
MutualFundWire.com - Wednesday, June 17, 2015 Views
BlackRock Sees America Aging
The world's largest manager introduced the media to the Coalition of the Aging this morning. ..
401kWire.com - Wednesday, June 17, 2015 - Reader Rating: 4.67
An SEC Commish Takes Alt Fundsters to Task
One of Mary Jo White's colleagues worries that mutual funds with illiquid investments, derivatives, and strategies or investments that can be classified as "alternative", have drifted away from the '40 Act...
MutualFundWire.com - Wednesday, June 17, 2015 Views
Bloomberg Attacks 401k Rollovers
In a scathing expose of retirement plan rollovers, Bloomberg reporter John Hechinger examines how rollovers to an IRA hurt participants and fill brokers' wallets. ..
401kWire.com - Tuesday, June 17, 2014 - Reader Rating: 5
11-k Weekly Update for June 17
Your bite-sized 11-k guide, distilling changes that sponsors have made to their 401k plans since their last filing with the SEC. We sifted through hundreds of pages so that you don't have to. ..
401kWire.com - Tuesday, June 17, 2014
Invesco Adds More Benchmarking to Its iPad App
An investment management firm just updated its iPad app with more plan benchmarking feature. ..
401kWire.com - Tuesday, June 17, 2014
Pru's Calculator Boosts Web Traffic, Contributions
Pru's tool improves retirement plan outcomes...
401kWire.com - Tuesday, June 17, 2014
NY Life Lands RKing for a $95MM Taft-Hartley Plan
The plan provider's presentation and Morningstar offering helped land the $95MM plan of a Connecticut union. ..
401kWire.com - Tuesday, June 17, 2014
Northern Trust Enlists a State Street Rainmaker
New hire will handle biz development for ETF products and previously handled third-party distribution relationships for State Street...
MutualFundWire.com - Tuesday, June 17, 2014 Views
Innealta Wins Favor at Morgan Stanley
The AFAM subsidiary's country and sector rotation funds are now available to investors via one of the large wirehouse platforms...
MutualFundWire.com - Tuesday, June 17, 2014 Views
NY Life Irons Out a $25MM Taft-Hartley Win
The plan provider is the new RKer for the Taft-Hartley plan of a union representing ironworkers. ..
401kWire.com - Tuesday, June 17, 2014
WMSI Adds a Strategic Partnerships VP
An industry veteran with experience in business development, marketing and distribution joins Wealth Management Systems Inc...
401kWire.com - Tuesday, June 17, 2014 - Reader Rating: 5
Rocaton's Lyon Adds To His Pride of DC Leaders
Updated | ...by roping in a Hewitt 403b whiz...
401kWire.com - Tuesday, June 17, 2014 - Reader Rating: 5
For Want of a Sales Charge Waiver
If B-D's can't keep track of your fee waivers, as well as any other share class incidentals, what impact will this have on your distribution?..
MutualFundWire.com - Tuesday, June 17, 2014 Views
Hewitt's Evens Pulls Back the Fee Covers for Sponsors
Aon Hewitt's director of HRO Investment Solutions & Strategy discusses his vision for equitable revenue-sharing fees across all funds in a sponsor's lineup. ..
401kWire.com - Tuesday, June 17, 2014 - Reader Rating: 1
Franklin Buys An Alt Firm's Other 80 Percent
Fund giant becomes sole equity stakeholder in Beantown firm which already provides strategies in three alt funds...
MutualFundWire.com - Monday, June 17, 2013 Views
An Alt Fund Brings on Two SubAdvisors
Less than two months after narrowing its lists, the multi-manager, long/short equity mutual fund picks two managers...
MutualFundWire.com - Monday, June 17, 2013 Views
New Lead PM at AST Fund
On or about September 30, 2013, Shawn Driscoll will succeed Timothy Parker as the lead PM for the AST T. Rowe Price Natural Resources Portfolio. [SEC Filing]...
MutualFundWire.com - Monday, June 17, 2013 Views
A Leeb Fund Will Cease Operations
The board of trustees has determined to redeem all outstanding shares of the Leeb Focus Fund and to cease operations of the fund. This decision was based due on the advisorís business decision that it no longer is economically viable to continue managing the fund because of the fundís small size and the increasing costs associated with advising a registered investment company. [SEC Filing]...
MutualFundWire.com - Monday, June 17, 2013 Views
A Virtus Fund Is To Be Liquidated
On June†4, 2013, the board of trustees of the Virtus [profile]Insight Trust voted to liquidate the Virtus High Yield Income Fund. Effective July†23, 2013, the fund will be closed to new investors and additional investor deposits. The expected date of liquidation is on or about July†23, 2013. [SEC Filing]. ..
MutualFundWire.com - Monday, June 17, 2013 Views
Equinox Revises a Fund's Strategy
The Equinox Campbell Strategy is revising its prospectus and summary prospectus disclosure to reflect a change in implementation of the fundís strategy with respect to fixed income securities. †The advisor, Equinox Fund Management [profile], believes that the fundís investment strategy can be more efficiently implemented by investing predominantly in cash, cash equivalents, securities issued by the U.S. government with one year or less term to maturity and money market funds rather than fixed-income exchange traded funds. [SEC Filing]...
MutualFundWire.com - Monday, June 17, 2013 Views
O'Hanley Likes Active ETFs, But Has Worries
Fidelity Investments exec says the products need to be "stress-tested."..
MutualFundWire.com - Monday, June 17, 2013 Views - Reader Rating: 4
A UBS Exec Starts His Own Shop
Former DC head will now consult DC I-Os...
401kWire.com - Monday, June 17, 2013 - Reader Rating: 4
AMG Gives Another Boutique its Freedom
The boutique manager will transfer its indirect majority ownership interest in the shop to its "continuing operational autonomy," according to SEC filings...
MutualFundWire.com - Monday, June 17, 2013 Views - Reader Rating: 1
A PM Leaves an AST Fund
John Hastings no longer serves as a PM for the TacticalShares Dynamic Allocation Fund. [SEC Filing]...
MutualFundWire.com - Monday, June 17, 2013 Views
Manning & Napier Tweaks a Fund's PM List
Manning and Napier Fund [profile] has updated their PM information for Dividend Focus Series Ė Class S and I. Jeffrey S. Coons and Christopher F. Petrosino have managed the fund since 2008. Richard J. Schermeyer and Jeffrey M. Tyburski have been managers since 2012. [SEC Filing]...
MutualFundWire.com - Monday, June 17, 2013 Views
More Woes Afflict Marsico
Fund manager loses another mandate...
MutualFundWire.com - Monday, June 17, 2013 Views
The Day the Style Boxes Died: 401k Menus of Tomorrow
The first konvergence conference kicks off in midtown Manhattan with a panel of an advisor, a consultant, an RKer fund selector and a DC I-O talking about getting the job done...
401kWire.com - Monday, June 17, 2013 - Reader Rating: 3
Alt Products Hit Wirehouse Crossroads
MMI study shows liquid alt growth has slowed down...
MutualFundWire.com - Monday, June 17, 2013 Views
Metcalfe, Clark and Wuelfing Chat on Future of RKers at SPARK
The industry leaders debated new ways for RKers to garner business, and poked fun of haircuts long-forgotten...
401kWire.com - Monday, June 17, 2013 - Reader Rating: 4
SPARK Kicks Off National Conference in DC
Event is kicked off by speeches from execs from Wells Fargo and EBRI...
401kWire.com - Monday, June 17, 2013 - Reader Rating: 4
Konvergence Begins Today
UPDATED | The new DC I-O due diligence conference for advisors kicks off in midtown Manhattan...
401kWire.com - Monday, June 17, 2013 - Reader Rating: 1
Great-West Hires an East Coast Sales Honcho
Exec, who previously worked at Prudential Retirement, will handle newly established territory of southern New Jersey and Delaware...
401kWire.com - Monday, June 17, 2013 - Reader Rating: 2
Bill Gross Garners Even More Ink
Bill's insights are featured on no less than three news outlets...
MutualFundWire.com - Monday, June 17, 2013 Views
One of BlackRock's Great Opportunities is Japan
The FT talks about Larry Fink's plans for the Land of the Rising Sun...
MutualFundWire.com - Monday, June 17, 2013 Views
Bogle Flares Up at Morningstar
John Bogle gave a piece of his mind about proposed rules for money-market funds at the Morningstar Investment Conference...
MutualFundWire.com - Monday, June 17, 2013 Views
Major BlackRock Exec Takes Medical Leave
Chris Leavy, head of the U.S. stock fund unit for BlackRock is going on medical leave...
MutualFundWire.com - Monday, June 17, 2013 Views
Are ETFs Losing Their Luster?
With so many ETFs on the market, it may be becoming more difficult for ETFs to distinguish themselves in the market...
MutualFundWire.com - Monday, June 17, 2013 Views
Protect Against interest Rates With Active Management, Says Janus Exec at M* Conference
If you want to protect against rising interest rates, only active management will provide complete coverage, Janus executive Gibson Smith said...
MutualFundWire.com - Monday, June 17, 2013 Views
Ziegler Acquires Control of a Mutual Fund Sponsor
The deal became complete last week...
MutualFundWire.com - Friday, June 17, 2011 Views
An Online Provider's Parent Sells
The deal is expected to close in late 2011 or early 2012. ..
401kWire.com - Friday, June 17, 2011 - Reader Rating: 3
NYTimes Touts Online and Index 401k Providers
The national paper recommends several 401k platforms by name...
401kWire.com - Friday, June 17, 2011 - Reader Rating: 3.67
ASPPA Asks the DoL for An Extension
ASPPA is asking for an extension of the 408(b)(2) regs...
401kWire.com - Friday, June 17, 2011 - Reader Rating: 4
How Should ETF Firms Spend Their Sales and Marketing Dollars?
Kasina releases a new report on ETF distribution...
MutualFundWire.com - Friday, June 17, 2011 Views
Perritt Mulls its Next Product
The Chicago firm's CEO is thinking of launching a third mutual fund...
MutualFundWire.com - Friday, June 17, 2011 Views - Reader Rating: 5
Lincoln Hires Bush
The plan provider reveals its newest hire...
401kWire.com - Friday, June 17, 2011 - Reader Rating: 3.5
Kublin Looks to Hire More Wholesalers
BPAS is looking to grow its sales team...
401kWire.com - Friday, June 17, 2011 - Reader Rating: 4.33
Morningstar Looks at the Distribution Shift at Allianz
As part of her Fund Spy column on Allianz Global Investors, Katie Rushkewicz looks at what the distribution change might mean from a stewardship standpoint...
MutualFundWire.com - Friday, June 17, 2011 Views
JPMorgan Swipes Two Mandates From AllianceBernstein
MassMutual replaces a sub-advisor for two mutual funds...
MutualFundWire.com - Friday, June 17, 2011 Views
Fairholme Fund Bleeds More Than $2 Billion in Three Months
Bruce Berkowitz is getting hit by redemptions...
MutualFundWire.com - Friday, June 17, 2011 Views
Mother Merrill Reaches for a Discount Edge
The giant wirehouse returns to its roots...
MutualFundWire.com - Thursday, June 17, 2010 Views
RPAG Wins Over a Firm in the Mid-South
An independent insurance agency aligns its retirement plan consulting practice with the Southern California-based network...
401kWire.com - Thursday, June 17, 2010 - Reader Rating: 1
Is MFS Hunting for a New Home?
MFS reportedly has a letter of intent to take the space that Bain Capital is vacating...
MutualFundWire.com - Thursday, June 17, 2010 Views - Reader Rating: 1
Poor Client Service Drives Small Plan Turnover
An industry consultant unveils new data on plan sponsor sentiment in the small market. Among other things, it looks like small plan sponsors do not trust banks and wirehouses...
401kWire.com - Thursday, June 17, 2010 - Reader Rating: 4
A Top Wholesaler Moves from MassMutual to a Rival Firm
The wholesaler, who averaged $500-million-plus per year and recently more than $1 billion in new annual sales, started his new job this month...
401kWire.com - Thursday, June 17, 2010 - Reader Rating: 4
FRC Hooks Up With S&P
The Boston-based mutual fund research firm and the New York-based ratings agency join forces to work with advisors...
MutualFundWire.com - Thursday, June 17, 2010 Views - Reader Rating: 1
Borzi Prefers Retirement Income Incentives and Plans a Hearing
The EBSA chief contemplates how to encourage plan sponsors and participants alike to consider options than lump sum distributions...
401kWire.com - Thursday, June 17, 2010
An Operations Chief Switches RKers
A New Jersey-based TPA hires a DC veteran to run operations for its daily business...
401kWire.com - Thursday, June 17, 2010
A TPA Shows Advisors the Benefit of Partnership
A New Jersey-based open architecture recordkeeper unveils a new program for its intermediary allies...
401kWire.com - Thursday, June 17, 2010 - Reader Rating: 2
Dreyfus Looks to Broaden its Absolute-Return Fund Roster
Dreyfus is reportedly thinking about rolling out pension-style absolute-return funds...
MutualFundWire.com - Thursday, June 17, 2010 Views
Bill Gross Lends BP $100M
The Pimco star buys bonds from the beleaguered energy giant...
MutualFundWire.com - Thursday, June 17, 2010 Views
Schapiro Lays Out the Target Date Fund Plan
Industry insiders and outsiders alike have 60 days to give regulators their feedback...
MutualFundWire.com - Thursday, June 17, 2010 Views
Manning & Napier Picks a CEO
The CEO appointment marks a change for the firm, which has been run by a five-person executive group since 2003...
MutualFundWire.com - Thursday, June 17, 2010 Views - Reader Rating: 5
ADP Finds a Buyer for its TPA Business
The payroll giant sells the business to a New Jersey firm...
401kWire.com - Wednesday, June 17, 2009 - Reader Rating: 4
FRC Ends its Hunt for a CEO
The Boston-based research firm chooses its new top executive...
MutualFundWire.com - Wednesday, June 17, 2009 Views - Reader Rating: 5
Guardian Retirement Gains A New C-Level Exec
The insurer welcomes a new additions to its retirement team...
401kWire.com - Wednesday, June 17, 2009
A Top Neuberger Exec Moves On
Less than two months after it returned to independent life, Neuberger Berman is losing one of its key -- and high-profile -- executives...
MutualFundWire.com - Wednesday, June 17, 2009 Views
Miller's Bill Clears Its First Hurdle
Updated | Two DC-focused proposals make it one step closer to being made into law...
401kWire.com - Wednesday, June 17, 2009
Legg Mason Taps an MFS Alum for a Key Sales Post
The Baltimore fund firm reveals its choice for the newly created role of head of sales in the independent advisor channel...
MutualFundWire.com - Wednesday, June 17, 2009 Views
A Benefit Consulting Firm Joins Financial Telesis
A retirement-focused B-D adds a new practice to its ranks...
401kWire.com - Wednesday, June 17, 2009
Wells Fargo is Poised to Close a Deal This Friday
Wells Fargo is days away from closing on a deal that would bring it 250 DC plans...
401kWire.com - Wednesday, June 17, 2009 - Reader Rating: 3.5
The TSP Adds a New Hire Match, But Other Upgrades Will Wait
The giant federal DC plan prepares one change for the summer, but others may take longer...
401kWire.com - Wednesday, June 17, 2009
Reynolds Eyes Absolute Retirement
Putnam may soon offer new investment fund strategies...
MutualFundWire.com - Wednesday, June 17, 2009 Views
WSJ Places Absolute Return Funds Under the Microscope
Sam Mamudi explores absolute return funds in Wednesday's WSJ Fund Track. ..
MutualFundWire.com - Wednesday, June 17, 2009 Views
Barclays to Back BlackRock's Deal with $1.2 Billion in Financing
Barclays Capital will provide $1.2 billion in financing for BlackRock's acquisition of BGI...
MutualFundWire.com - Wednesday, June 17, 2009 Views
New Player Acquires New River Funds
The New River Funds have been acquired by a Tennessee asset manager...
MutualFundWire.com - Tuesday, June 17, 2008 Views
Putnam Event Draws Golden DC Advisors, Thought Leaders
The investment management firm gathers independent and wire retirement producers together in its hometown for an industry update...
401kWire.com - Tuesday, June 17, 2008 - Reader Rating: 4.92
Retirement Chief Departs Indy B-D
A top retirement marketer for the leading independent broker-dealer has stepped aside...
401kWire.com - Tuesday, June 17, 2008
BlackRock Adds to Fixed-Income Team
The New York investment manager has hired a Wachovia vet to be the co-head of U.S. fixed income...
MutualFundWire.com - Tuesday, June 17, 2008 Views
AIG Releases 403b White Paper
AIG Retirement Services examines centralized and decentralized 403b compliance in a new white paper...
401kWire.com - Tuesday, June 17, 2008
Milberg Settles with the Feds
The Milberg saga is finally coming to an end...
MutualFundWire.com - Tuesday, June 17, 2008 Views
Schwab Expands its Ties with a UK Money Manager
Thee London-based money manager is sub-advising two new funds...
MutualFundWire.com - Tuesday, June 17, 2008 Views
Mercer Plans to Make Room for More Third-Party Retirement Income Products
Mercer has made a third-party retirement income product available to its clients and plans to also offer products from other providers down the road...
401kWire.com - Tuesday, June 17, 2008
Hueler Dishes Out Advice on Annuity Shopping
Kelli Hueler chats with The Wall Street Journal on how to shop for an annuity...
401kWire.com - Tuesday, June 17, 2008
J.P. Turner Appoints a Chief Marketing Officer
The five-year-old Atlanta b-d has tapped a ProEquities vet for the post. ..
MutualFundWire.com - Tuesday, June 17, 2008 - Reader Rating: 5
Confluence Signs up a West Coast Fund Shop for Unity Product
Pittsburgh-based Confluence, which pitches automated data management solutions, has won a new client...
MutualFundWire.com - Tuesday, June 17, 2008 Views
Morningstar Outs Fund Managers for not Investing in their Own Funds
The Chicago-based research firm has compiled a list of fund manager stakes in the funds they manage...
MutualFundWire.com - Tuesday, June 17, 2008 Views - Reader Rating: 1.67
Veteran Sales Exec Leaves the DAC Fold
Management shrinks at a subsidiary of the outsourced recordkeeper...
401kWire.com - Tuesday, June 17, 2008 - Reader Rating: 3
Phoenix Reworks its Global Utilities Fund
Phoenix Investment Partners is renaming and re-jiggering its Phoenix Global Utilities Fund...
MutualFundWire.com - Tuesday, June 17, 2008 Views
Closed-Enders Inch Closer to Auction-Rate Fix
Those keeping tabs on the happenings in the closed-end community would find the Tuesday edition of the WSJ Fund Track of interest. ..
MutualFundWire.com - Tuesday, June 17, 2008 Views - Reader Rating: 5
Two Firms Take Lead in GM 401k Suit
The suit is still pending in a Detroit court...
401kWire.com - Friday, June 17, 2005 - Reader Rating: 2
Schwab Soars with New DC Plan
An airline's union awards Schwab its 401k and new defined contribution plan...
401kWire.com - Friday, June 17, 2005 - Reader Rating: 3
Firm Investigates ERISA Case at Battery Maker
Another company may face both a securities class action and an ERISA lawsuit...
401kWire.com - Friday, June 17, 2005 - Reader Rating: 3
Team of Four to Handle Strategy at MassMutual
Besides being prominent in the headlines, MassMutual has been issuing a flurry of press releases about personnel changes these days. The latest one is about a new "Office of the CEO."..
MutualFundWire.com - Friday, June 17, 2005 Views
SEC's Goldschmid Guards Seat
Outgoing SEC Commissioner Harvey Goldschmid may stay in his seat until Democrats get their act together .....
MutualFundWire.com - Friday, June 17, 2005 Views
Who's Got Bias?
Fund firms' role in paying for services for advisors comes under scrutiny .....
MutualFundWire.com - Friday, June 17, 2005 Views
Genworth Appoints Three to Board
The former GE Financial brings its total board up to nine members...
MutualFundWire.com - Thursday, June 17, 2004 Views
PBGC Says DB Funding Gap has Narrowed
DB plan underfunding still remains far above pre-recession levels, though...
401kWire.com - Thursday, June 17, 2004
California Pension Crisis May Open Door to DC Providers
Budget shortfalls are increasingly leading California local governments to reconsider their existing DB plans. Unions resist calls for ’’Enron Pensions’’ (aka 401ks)...
401kWire.com - Thursday, June 17, 2004 - Reader Rating: 5
ADP Hands Off Jumbo Plan
A mega plan sponsor awards a recordkeeping mandate after ADP says it would no longer provide 401k Services to large-market clients...
401kWire.com - Thursday, June 17, 2004 - Reader Rating: 4.5
Dreyfus Roars Back in 12b-1 Case
An investor seeking to recoup 12b-1 fees drops his lawsuit against the fund firm...
MutualFundWire.com - Thursday, June 17, 2004 Views
Hedge Fund Org Shoots Back at ICI Prez
An alternative investment trade organization tells the fund industry to stop playing the blame game...
MutualFundWire.com - Thursday, June 17, 2004 Views - Reader Rating: 4
Vanguard Struggles to Reach Dueling Goals
The number two fund firm will fail to reach profit-sharing dividend goals and employment projections...
MutualFundWire.com - Thursday, June 17, 2004 Views
DB to DC Shift Promises Big Savings for US Airways
The airline thinks it will trim $96 million by making the shift. Is working to convince pilots union to make the move...
401kWire.com - Thursday, June 17, 2004 - Reader Rating: 5
How Committed is Baker?
Is the Congressman will to lay out political capital to push his new bill? Hearings tomorrow morning may reveal the answer...
MutualFundWire.com - Tuesday, June 17, 2003 Views
PFPC Adds to Alternatives Group
The firm has hired a director for its alternative investment group...
MutualFundWire.com - Tuesday, June 17, 2003 Views
Turner Reopening Fund
The fund firm is reopening its Small Cap Growth Fund...
MutualFundWire.com - Tuesday, June 17, 2003 Views
New Custodian Starts Advisor Conversions
The TD Waterhouse veterans have put together a transition team to move advisors...
MutualFundWire.com - Tuesday, June 17, 2003 Views - Reader Rating: 5
LGFA Finds Four Small Cap Masters
The search took three years, but the newest Masters Select fund is now ready for opening...
MutualFundWire.com - Tuesday, June 17, 2003 Views - Reader Rating: 4.33
Integrity Names Marketing Director
The North Dakota fund firm fills the marketing post with a promotion...
MutualFundWire.com - Tuesday, June 17, 2003 Views
MetLife Retirement Gets New Head
The insurer names a replacement for Judy Weiss after a shakeup of mid-level executives...
401kWire.com - Tuesday, June 17, 2003 - Reader Rating: 1
Candidate Edwards Wants More Matching
The Senator and presidential candidate is proposing a new match for 401k plan contributors...
401kWire.com - Tuesday, June 17, 2003 - Reader Rating: 3
Cincinnati Sponsor Swaps Bank Vendors
The winner of the $5 mandate is a local bank...
401kWire.com - Tuesday, June 17, 2003
Older Workers Increase Deferrals
But younger workers cut back and fewer of any stripe make trades (even to rebalance), according to a Hewitt study...
401kWire.com - Tuesday, June 17, 2003
Principal Adds eSigs to Proto Plans
The insurer says the service will speed the turnaround of the 1,000 amendments it processes monthly...
401kWire.com - Tuesday, June 17, 2003
Newport Finishes TeamVest RPS Integration
The TeamVest RPS name is dropped, but the retirement unit will continue to operate out of Charlotte...
401kWire.com - Tuesday, June 17, 2003 - Reader Rating: 4.5
Cigna Adds Two New Funds
The insurer is increasing the number of options it offers participants...
401kWire.com - Monday, June 17, 2002
Litman Gregory Speaks Out
The firm is planning a get-together with RIAs at the Morningstar conference...
MutualFundWire.com - Monday, June 17, 2002 Views
Citi Adds Erisa Ed
The top five provider has tapped a consulting service to provide Erisa update for its roster of plan sponsor clients...
401kWire.com - Monday, June 17, 2002
Ryan, Beck Taps Gruntal Veteran
The new employee will be the cio at the firms...
MutualFundWire.com - Monday, June 17, 2002 Views
Mellon Intros Stock Option for its Own
The grant is open to eligible full and part-time employees...
MutualFundWire.com - Monday, June 17, 2002 Views
Gabelli Adds Analyst Pair
Two new analysts have joined Gabelli's team of investment professionals...
MutualFundWire.com - Monday, June 17, 2002 Views
Advisory Firm Adds Content
The Tennessee-based startup is tying third-party financial planning and investing content for its participant clients...
401kWire.com - Monday, June 17, 2002
Nine Hop On
A number of fund families have signed up for Vestek...
MutualFundWire.com - Monday, June 17, 2002 Views
Biggest Brother
Lehman Brothers names a new head for its wealth and asset management business...
MutualFundWire.com - Monday, June 17, 2002
Funding Round Two
ProSight gets another infusion of cash...
MutualFundWire.com - Monday, June 17, 2002 Views
Reviewing Equities
A fund family is deciding whether or not to hire outside managers...
MutualFundWire.com - Monday, June 17, 2002 Views
IDS Funds Now AXP
Shareholders have approved the name change for American Express's funds, now officially the American Express or AXP funds...
MutualFundWire.com - Thursday, June 17, 1999 - Reader Rating: 3
Pru Searching for More Channels of Parallel Distribution
Like Paul Newman's character Fast Eddie Felson in The Hustler, 401(k) providers are always looking for ways to unseat the reigning champ. But that is not something that is always easy, even for Fast Eddie when he went up against Minnesota Fats. Now, Prudential is looking to become one of the top five of defined contribution vendors. One of the ways in which the firm -- which according to its own statistics ranks sixth with $61.2 billion in assets at 1998 year end -- plans to do so is by developing parallel channels of distribution...
401kWire.com - Thursday, June 17, 1999 - Reader Rating: 3
Dundee To Spin Off Subsidiary
Dundee Bancorp is planning to spin off a new subsidiary, Dundee Wealth Management, in an initial public offering by fall 1999...
MutualFundWire.com - Thursday, June 17, 1999 - Reader Rating: 3
Sparking Growth
At the Annual SPARK Conference in Washington, D.C. Robert Wuelfing made a presentation on the potential growth in DC plans over the next few years...
MutualFundWire.com - Thursday, June 17, 1999 - Reader Rating: 3
Advice Alliances Grow by One
It seems that every 401(k) vendor needs to have an alliance with a third-party advice giver these days. The new vendor to walk onto the dance floor is First Union National Bank, headquartered in Charlotte, North Carolina. And the provider's dance partner is 401k Forum of San Francisco, California...
401kWire.com - Thursday, June 17, 1999 - Reader Rating: 3
Odd Lots, June 17, 1999
Is Fidelity really worth only $30 billion? ... AIM's packaging of a fund. ..
MutualFundWire.com - Thursday, June 17, 1999 - Reader Rating: 3
Armada and Parkstone Funds Focus Distribution
National City Bank has announced two senior exec promotions, one new svp will focus exclusively on the distribution of the Bank's two fund families...
MutualFundWire.com - Thursday, June 17, 1999 - Reader Rating: 3
Sparking Growth
A 13.5% growth in assets of all 401(k) plans across the country in the next five years -- that is what Robert Wuelfing of R.G. Wuelfing & Associates predicted at the Annual SPARK Conference in Washington, D.C. this week. This would bring the total assets in 401(k) plans to $2.3 trillion by 2004. ..
401kWire.com - Thursday, June 17, 1999 - Reader Rating: 3
Blue Shield of CA Makes Changes
San Francisco, CA-based Blue Shield of CA is considering further changes to its 401(k) plan for its employees, Suzie Hasselkuss, benefits administrator, told the 401kWire. The sponsor loosened its eligibility rules and added investment advice. The plan currently has approximately $80 million in assets with 3,000 participants...
401kWire.com - Wednesday, June 17, 1998 - Reader Rating: 3
Privatizing Social Security
A study by the nonpartisan Congressional Research Service due to be released on Thursday has found that privatizing Social Security will cut benefits for most Americans, according to a report published in USA Today. The study was commissioned by Charles Rangel, and will be released in conjunction with Congressional hearings on the issue of Social Security reform...
401kWire.com - Wednesday, June 17, 1998 - Reader Rating: 3
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