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News Stories Archives - Since 1998
A Freshly Converted Fund Wins September M* updates flows data for ETFs and long-term open-end mutual funds in September 2018... MutualFundWire.com - Monday, October 15, 2018
De Feo Hires On the West Coast A DC I-O specialist joins Voya IM to become its regional VP of the West Coast... 401kWire.com - Monday, October 15, 2018
NAGDCA Members Choose Their 2018-19 Board NAGDCA members elects their new 2018-2019 governing officers and members-at-large during their 39th Annual Conference... 401kWire.com - Monday, October 15, 2018
Case of the Week: NQDC Distribution Timing ERISA consultants at the Retirement Learning Center Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs, qualified retirement plans and other types of retirement savings plans, including nonqualified plans. We bring Case of the Week to you to highlight the most relevant topics affecting your business... 401kWire.com - Monday, October 15, 2018
Week In Preview, October 15-21 This week the teams at Eaton Vance, FA magazine, the FIASI, the FPA, High Water Women, the IDC, the ICI, Merk, the MMI, Morgan Creek, NAPFA, Riskalayze, and Robo Global are all hosting events... MutualFundWire.com - Monday, October 15, 2018
Week In Preview, October 15-21 This week the teams at the 401(k) Coach, ASPPA, P&I, and Relius are all hosting events... 401kWire.com - Monday, October 15, 2018
Rocking Some Referrals, Proactively An industry marketing guru has tips for KPAs who want referrals to be a key part of their growth strategy... 401kWire.com - Thursday, October 15, 2015
Pru Sets The Table... The bundled provider gathers reporters in the Big Apple... 401kWire.com - Thursday, October 15, 2015 - Reader Rating: 1.67
A Boutique Outsources and Integrates Distribution ... At the Same Time A 12-person shop is embedding some of its DNA in a key ally... MutualFundWire.com - Thursday, October 15, 2015
Aston Is About to Liquidate a Large Cap Fund The shut down is slated for October 29... MutualFundWire.com - Thursday, October 15, 2015
This $233MM Car Plan Has a New RKer Who is recordkeeping for Lithia Motors? .. 401kWire.com - Thursday, October 15, 2015
The PSCA's New Lobbyist Talks Washington The PSCA's new lobbyist speaks to plan sponsors gathered in Chicago..... 401kWire.com - Thursday, October 15, 2015
PSCA Conference Kicks Off Wild times in the Windy City..... 401kWire.com - Thursday, October 15, 2015
A Spark Institute Board Member Takes On A VP of Strategy and Development Role This Spark Institute board member has been promoted to a vice president of strategy and development position at a software technology firm... 401kWire.com - Thursday, October 15, 2015 - Reader Rating: 5
Buying Fund Firms Doesn't Cost What It Used To Publicly-traded mutual fund shops' shares no longer outpace the overall market during boom times... MutualFundWire.com - Thursday, October 15, 2015
Allianz Honors Five KPAs and Two Plan Sponsors Glenn Dial and his team gave out the awards last week at a dinner at the DC I-O's U.S. headquarters in the Big Apple... 401kWire.com - Wednesday, October 15, 2014
Salient's Linton Shares His Fairly Dramatic Expansion Plans The $22B asset manager's sales chief plans to add 10 more people to his distribution force... MutualFundWire.com - Wednesday, October 15, 2014 - Reader Rating: 4
As OMAM Goes Public, an OMAM Boutique Shakes Things Up A 45-year-old value investing shop's changes its leadership change. .. MutualFundWire.com - Wednesday, October 15, 2014
Beams Leaves The Voya Financial retirement chief is leaving the freshly-rebranded company... 401kWire.com - Wednesday, October 15, 2014 - Reader Rating: 4
Newport Combines With a West Coast RKer A pair of open-architecture providers from opposite sides of the country are joining forces... 401kWire.com - Wednesday, October 15, 2014 - Reader Rating: 4.8
Advisor 401k Teamups, Once "Laughable", Are Now Top of Mind For B-Ds A trio of top broker-dealer retirement execs speak in the first session of CFDD 2014... 401kWire.com - Wednesday, October 15, 2014 - Reader Rating: 4.5
Some of Your PMs Become Stars. What About Their Traders? Two recent articles shine a spotlight on the world of your traders... MutualFundWire.com - Wednesday, October 15, 2014
Participants Weigh In on 401k Plan Design Northern Trust surveyed a pool of participants on 401(k) plan design, and found that many are open to reform. .. 401kWire.com - Tuesday, October 15, 2013 - Reader Rating: 5
Are Plan Sponsors Balancing Auto-Enrollment With Lower Match Levels? Two affiliates of Alicia Munnell's CRR wonder how sponsors are reacting to the higher costs associated with automatic enrollment... 401kWire.com - Tuesday, October 15, 2013
Invesco Says Ta-Ta to a Top Fund Manager Neil Woodford will leave Invesco and start a new management firm. .. MutualFundWire.com - Tuesday, October 15, 2013
Target Date Analytics Shares its TDF Recipe Its new report, "OnTarget Index Blueprint," is now available for purchase. .. 401kWire.com - Tuesday, October 15, 2013
Hedge Fund-of-Funds Manager Launches a Third Mutual Fund Palmer Square will manage the new product along with Fountain Capital. .. MutualFundWire.com - Tuesday, October 15, 2013
Brown Debuts a Mortgage Securities Fund Thomas Graff and Paul Corbin are set to manage the new fund. .. MutualFundWire.com - Tuesday, October 15, 2013
Reed Revamps Aspire's Brand Pete Kirtland's marketing chief repositions the TPA-focused open architecture provider... 401kWire.com - Tuesday, October 15, 2013 - Reader Rating: 4.5
State Street, BlackRock Board the Active ETF Train State Street will launch an emerging markets product and BlackRock will launch both small-cap and large-cap actively traded funds... MutualFundWire.com - Tuesday, October 15, 2013
Fund Firms vs. 401k Newsletters: And the Winner Is... Following T. Rowe Price's trading ban on American Airlines participants, for collective trading on a newsletter's advice, Vanguard has followed suit and taken similar action against Southwest Airlines pilots. homes in on the rival factions and their arguments in what could be an emerging industry trend... 401kWire.com - Tuesday, October 15, 2013 - Reader Rating: 3
Dreyfus' B-D Head Departs BNY Mellon's sales and distributions operations are under evaluation... MutualFundWire.com - Tuesday, October 15, 2013
A $4.5B 401k Star Aligns With LPL A retirement plan advisor in the Midwest joins the retirement partners group at the indie B-D giant... 401kWire.com - Tuesday, October 15, 2013
Advisors Like LinkedIn, Says Putnam Putnam survey shows which social media venues are being embraced by advisors... MutualFundWire.com - Tuesday, October 15, 2013
Fama's Nobel Means Active Managers Are Toast Bloomberg reports that Eugene Fama's work shows that actives are doomed to lose... MutualFundWire.com - Tuesday, October 15, 2013
Morningstar: WAMCO's Talent Shuffle Warrants Watching Analyst remains optimistic about the firm, but writes that some of its moving pieces need watching... MutualFundWire.com - Tuesday, October 15, 2013 - Reader Rating: 3
Bent II Tries to Make Sense of the Primary Fund's Final Days The fund scion spars with prosecutors on his efforts to save the Primary Fund in the days after Lehman collapsed... MutualFundWire.com - Monday, October 15, 2012
BlackRock Reorgs Sales The world's largest asset is reorganizing its retail sales efforts. It's also revamping its branding and launching a new suite of ETFs... MutualFundWire.com - Monday, October 15, 2012
Papazian Sees Fundsters Make Three Common Sales Mistakes The Former LPL EVP says mutual fund shops need to address these issues now. .. MutualFundWire.com - Monday, October 15, 2012
Sharebuilder Tries to Clear Up Disclosure New tools will help decode fee disclosure documents... 401kWire.com - Monday, October 15, 2012
Web Marketers Laud Hancock, Again Wins sixth year in a row... MutualFundWire.com - Monday, October 15, 2012
Hancock's Creel Hires a Mid-Market Sales Chief The small market provider brings an industry vet on board to lead sales for its new mid-market offering... 401kWire.com - Monday, October 15, 2012 - Reader Rating: 4.67
There's a New Alt Funds Shop in Town Firm will manage a soon-to-be-launched absolute return fund... MutualFundWire.com - Monday, October 15, 2012
A Northern California RIA Hires Another Advisor An M Advisory Group alum joins a West Coast-based retirement plan advisory shop... 401kWire.com - Monday, October 15, 2012
Dad Is Faster, Admits Bent II Bent II takes the stand in the federal civil fraud case about the collapse of the Primary Fund and admits that his dad's "faster with all of that stuff.".. MutualFundWire.com - Monday, October 15, 2012
Supremes Nix Two Stock Drop Appeals The US Supreme Court won't hear two 401(k) stock drop lawsuits... 401kWire.com - Monday, October 15, 2012 - Reader Rating: 4.5
Advisors, Bring the Highly Compensated to DB A new advisor tool highlights some of the benefits of a DB plan... 401kWire.com - Monday, October 15, 2012 - Reader Rating: 1
Schwab Buys a $2.3B Asset Manager The deal will cost Schwab at least $85 million... MutualFundWire.com - Monday, October 15, 2012
Neuberger Takes Over a $900M Book A high net worth manager will move its business to the mutual fund shop... MutualFundWire.com - Monday, October 15, 2012
Barron's Says Don't Get Carried Away With the Fee-War Buzz Barron's doesn't think Vanguard and BlackRock are going to have a a price-cutting contest... MutualFundWire.com - Monday, October 15, 2012
Place Your Bets! Bogle Calls Fund Biz "A Casino" MarketWatch says funds skim money from investors... MutualFundWire.com - Monday, October 15, 2012
Mansueto "Really Is as Nice and Kind as He Seems" What is the Morningstar founder really like?.. MutualFundWire.com - Monday, October 15, 2012
BlackRock Generated $2.6B in 2011 The stock is hovering around the mid-$180s, but analysts say it could jump to over $210 in the next year... MutualFundWire.com - Monday, October 15, 2012
Fido Heads To Nebraska The financial giant's new data center will be built in an Omaha suburb... MutualFundWire.com - Monday, October 15, 2012
BNY Mellon and Federated Turned Reserve Down Bruce Bent Sr.'s testimony on Friday reveals a deal that never was?.. MutualFundWire.com - Monday, October 15, 2012
Is Vanguard Joining the Gold Rush? Precious metal would give Vanguard plenty of room to grow, but four ETFs already cover the space... MutualFundWire.com - Monday, October 15, 2012
Survey: Participants are Better Off with QDIAs A new Financial Engines survey makes a few not-so-surprising findings. .. 401kWire.com - Friday, October 15, 2010
A Publisher Ditches DB, Reinstates its 401k Match Journal Communcations is shelving its DB plan and bringing sexy back. .. 401kWire.com - Friday, October 15, 2010
A Midwestern Fund Firm Reorgs its Retirement Sales Force The change took effect late last month... 401kWire.com - Friday, October 15, 2010 - Reader Rating: 3
Obama Turns to Ariel CEO for Advice The president turns to his longtime friend to chair a new advisory council... MutualFundWire.com - Friday, October 15, 2010
Key Dems Praise Fee Disclosure But will George Miller continue to push for his own vision of how to regulate 401ks?.. 401kWire.com - Friday, October 15, 2010 - Reader Rating: 4.5
Wilmington Trust Adds ESOP Expertise to its Lineup The 401k custodian is adding an ESOP pro to its ranks... 401kWire.com - Friday, October 15, 2010
A Bundled 401k Provider Opens Up to Outside Stable Value The recordkeeper will liquidate its proprietary stable value fund in the process... 401kWire.com - Friday, October 15, 2010 - Reader Rating: 4
Schwab Gains More Participants in Q3 The Bay Area plan provider added more participants to its books last quarter... 401kWire.com - Friday, October 15, 2010
An NRP Member Makes Two Strategic Hires A retirement plan advisor expands his practice with a new senior consultant and a new participant communications specialist... 401kWire.com - Friday, October 15, 2010
Van Eck Execs Discuss their Latest Offering Jan van Eck and other company officials talk about the China ETF... MutualFundWire.com - Friday, October 15, 2010
Bloomberg Talks of Vanguard's ETF Throwdown The ETF price war gets more coverage.. MutualFundWire.com - Friday, October 15, 2010
Berkowitz Battles a Hedger The star Fairholme Fund manager pours more money into a developer even as a short-seller bets against the same firm... MutualFundWire.com - Friday, October 15, 2010
Are Bond ETFs Mature Enough for Investors? The WSJ looks at a more mature group of bond funds. .. MutualFundWire.com - Friday, October 15, 2010
401k Fee Disclosure Part Two Arrives Retirement plan participants must receive new disclosures starting at the end of 2011... MutualFundWire.com - Friday, October 15, 2010
A New Survey Finds Participant Interest in Guaranteed Income Target-Dates AllianceBernstein reveals the results of its fifth annual survey of employees with DC plans... 401kWire.com - Thursday, October 15, 2009 - Reader Rating: 4
FRC's Research Head Jumps to a Boston Fund Firm After less than a year at the Mercatus unit, Maurice Leger has moved on... MutualFundWire.com - Thursday, October 15, 2009 - Reader Rating: 1
A New York Fund Shop Dreams of Africa A Big Apple firm is bringing investments in Africa to American mutual fund investors... MutualFundWire.com - Thursday, October 15, 2009 - Reader Rating: 3
Contribution Limits to Stay Put Next Year Contributions will not be heading south for 2010... 401kWire.com - Thursday, October 15, 2009 - Reader Rating: 3.5
Beacon Hill Ups its Headcount by Three The fund servicer has added three to its staff within the last two months... MutualFundWire.com - Thursday, October 15, 2009
Borzi Adds 403bs, Not QDIAs, to Her Regulatory Radar Advice and disclosure dominate the attentions of the new EBSA chief at the DoL. But what about target date funds, DC plans with non-profit sponsors, and QDIAs?.. 401kWire.com - Thursday, October 15, 2009 - Reader Rating: 1
Schwab Counts 28 Plan Converts in Q3 Company officials say year-to-date numbers are in line with expectations... 401kWire.com - Thursday, October 15, 2009 - Reader Rating: 4
ING Unveils an Online Retirement Planning Tool My Retirement Outlook considers multiple income streams. .. 401kWire.com - Thursday, October 15, 2009 - Reader Rating: 2
A Futurist Urges Retirement Income Providers to 'Stay At It' A trend expert speaks to stable value industry insiders and ponders government nudging for guaranteed income use... 401kWire.com - Thursday, October 15, 2009 - Reader Rating: 1
Halo Effect Boosts JPMorgan's Fund Sales George Gatch tells Bloomberg he hopes to sustain the market share JPMorgan gained from the halo effect of its parent's performance... MutualFundWire.com - Thursday, October 15, 2009 - Reader Rating: 5
Investors' Love Affair with Bonds is Surprising Even to Bond Fund Managers Investors' continued attraction to bonds comes as a surprise even to fixed-income fund managers, Daisy Maxey notes in the Thursday edition of the WSJ Fund Track column... MutualFundWire.com - Thursday, October 15, 2009 - Reader Rating: 4
JPMorgan Takes Participants' Pulse Post-Plunge JPMorgan reveals the results of a survey it commissioned Harris Interactive to conduct last spring. .. 401kWire.com - Thursday, October 15, 2009 - Reader Rating: 3
Chiricotti: DC Viability Could Be Challenged The CFDD chief warns industry advisors and vendors that tough times are ahead... 401kWire.com - Wednesday, October 15, 2008 - Reader Rating: 4
Dreyfus Absorbs BNY Hamilton Money Funds The Mellon-BNY merger takes as step forward as BoNY Hamilton rolled several BNY Hamilton money funds into corresponding Dreyfus money-funds... MutualFundWire.com - Wednesday, October 15, 2008
Benartzi, Davis to Testify at Miller's Field Hearing The House Education and Labor Committee led by Rep. George Miller will conduct a field hearing in Miller's home state next week... 401kWire.com - Wednesday, October 15, 2008
Morningstar Intros an ETF Module for Advisors Morningstar is set to put ETFs on the same footing as mutual funds by giving them the five star treatment... MutualFundWire.com - Wednesday, October 15, 2008
Wells Fargo Sees its Fund AUM Rise Wells Fargo's fund business has been booming even in a bear market and before its deal with Wachovia to bring Evergreen on board. .. MutualFundWire.com - Wednesday, October 15, 2008
A Wachovia Exec Moves to Mercer The exec is taking a newly created role at Mercer. .. 401kWire.com - Wednesday, October 15, 2008 - Reader Rating: 2
JPMorgan Produces a Profit in Q3 JPMorgan saw net income dive 84 percent, but the firm surpassed analyst expectations... MutualFundWire.com - Wednesday, October 15, 2008
62 Plans Switched to Schwab in Q3, Execs Say More plans converted to Schwab in the third quarter compared to the same period last year, according to numbers released by company officials... 401kWire.com - Wednesday, October 15, 2008 - Reader Rating: 5
Invesco Beefs Up its Institutional Sales Team Invesco has added a new member to its institutional sales and service team... MutualFundWire.com - Wednesday, October 15, 2008
SSgA's Q3 Investment Management Fees are Down 13 Percent Lower month-end equity valuations and performance fees resulted in a 13 percent drop in investment management fees collected by State Street Global Advisors in the third quarter... MutualFundWire.com - Wednesday, October 15, 2008
Reserve Moves Make Fund Track A new lawsuit and a redemption delay are the latest moves by the New York firm... MutualFundWire.com - Wednesday, October 15, 2008
Ex-Neuberger CEO Teams with Private Equity to Mount a Rival Bid Former Neuberger Berman CEO Jeffrey Lane plans to challenge Bain Capital and Hellman & Friedman's joint bid for Lehman Brother's investment management unit... MutualFundWire.com - Wednesday, October 15, 2008
Texas Think Tank Launches DC Site Another non-profit takes aim at retirement. .. 401kWire.com - Monday, October 15, 2007
FRC Looks into the Retirement Income Crystal Ball A new FRC study aims to Predict the future of the retirement income industry... 401kWire.com - Monday, October 15, 2007
NYSE Euronext's Head of IT Steps Down Tarak Achiche, head of information systems and member of the management committee of NYSE Euronext, stepped down from his post effective today... MutualFundWire.com - Monday, October 15, 2007
Galliard Stable Value Vet Moves On An institutional sales and consultant relations director leaves the Minnesota investment management firm. .. 401kWire.com - Monday, October 15, 2007
Trone Sails Into Familiar Waters With New Appointment As he takes on a new role at his alma mater, the fi360 founder pledges to continue his work in the financial industry as president of the Foundation for Fiduciary Studies. .. 401kWire.com - Monday, October 15, 2007
Putnam Target-Date funds Gain New Maturity Putnam Investments is adding a new retirement income stage to its target-date funds... 401kWire.com - Monday, October 15, 2007
Putnam Beefs-Up Underlying Fund Offerings in its Target-date Funds Putnam Investments is filling out the line-up of underlying funds in its RetirementReady target date funds... MutualFundWire.com - Monday, October 15, 2007
Matthews Asian Funds Promotes Portfolio Manager to CIO Position Mark Headley has been has been promoted by Matthews Asian Funds to chief investment officer... MutualFundWire.com - Monday, October 15, 2007
Jensen Adds A Fifth Member to its Investment Management Committee Jensen Investment Management has chosen Kurt Havnaer as a voting member of the firm's investment management committee... MutualFundWire.com - Monday, October 15, 2007
First Boomer Files for Social Security Payments The retirement system entered a new era Monday morning when the first Baby Boomer filed for retirement benefits... 401kWire.com - Monday, October 15, 2007
AFBA Funds Score Three New Distribution Platforms Charles Schwab, Bear Stearns and Ameriprise Financial Services have all added the Armed Forces Benefits Association 5Star funds to their platforms... MutualFundWire.com - Monday, October 15, 2007
Raymond James Inks Deal with Blue Frog for Annuity Processing Raymond James struck a deal with Blue Frog to receive back-office annuity processing for its insurance subsidiary, Planning Corporation of America (PCA)... MutualFundWire.com - Monday, October 15, 2007
SSgA Adds Three new Muni-SPDRS to its Product Line SSgA just launched three new SPDRs on the AMEX... MutualFundWire.com - Monday, October 15, 2007
William Blair Adds New Fund to its Line-Up William Blair is launching a new fund... MutualFundWire.com - Monday, October 15, 2007
UBS Taps Mega-Market DC Partner The global asset management firm aligns its newly formed DC-IO team with a large plan provider. .. 401kWire.com - Monday, October 15, 2007
Assets at Schwab Retirement Jump 36 Percent The plan provider serviced 1.16 million participants at the end of September... 401kWire.com - Monday, October 15, 2007
SAM's Mutual Funds Hit the Market Sustainable Asset Management has just launched two new U.S mutual funds... MutualFundWire.com - Monday, October 15, 2007
Victims of Strong Funds' Insider Trading Have Yet to See any Money Distribution logistics have put the SEC's plans to distribute restitution money to former investors of Strong mutual funds on ice... MutualFundWire.com - Monday, October 15, 2007
Growth Fund of America Crosses the $200-Billion Mark American Funds' Growth Fund of America has become the first mutual fund to cross the $200-billion mark... MutualFundWire.com - Monday, October 15, 2007
Janus' Marketing Chief: Whiston Approved Market Timing There's a new twist in the trial of former Janus employees, Warren Lammert, Lars Soderberg and Lance Newcomb... MutualFundWire.com - Monday, October 15, 2007
Fido Signals New Ad Direction with Marketing Chief's Departure Another high profile executive has walked from Fidelity... MutualFundWire.com - Monday, October 15, 2007 - Reader Rating: 2.75
Calpers Mulls Over a New Payment Scheme for its Fund Managers The nation's largest public pension fund is set to look into a proposal today on a new payment scheme for its fund managers... MutualFundWire.com - Monday, October 15, 2007 - Reader Rating: 2.67
Thanks to Vanguard, MSCI Picks Up Steam MSCI has approximately $40 billion in assets benchmarked to its indices, Reuters reported on Friday. That's still a far cry from Russell Investment Group�s $1.5 trillion in assets, not to mention the $1 trillion in assets tied to the S&P 500 alone... MutualFundWire.com - Friday, October 15, 2004
SEC Will Revisit Hedge Fund Issue The SEC has set a tentative meeting to vote on a proposed rule to require hedge funds to register with the agency, reported Reuters. The rule was approved 3-2 on a preliminary basis in July... MutualFundWire.com - Friday, October 15, 2004
Oak Renews SEI Contract Oak Associates has said "I do" to another contract with SEI Investments... MutualFundWire.com - Friday, October 15, 2004
Schwab Reports Fund Assets Proprietary and non-proprietary fund assets for Charles Schwab remained relatively unchanged in the third quarter, the company reported in a release. In-house fund assets totaled $152.4 billion, while non-proprietary fund assets totaled $114.5 billion... MutualFundWire.com - Friday, October 15, 2004
MFS to Debut Participant Microsites Look for new participant education websites in the next month or two... 401kWire.com - Friday, October 15, 2004 - Reader Rating: 4
Non-Profits Need Help A Philadelphia-based consulting firm focuses on the public sector... 401kWire.com - Friday, October 15, 2004
Schwab Plan Assets Up $771 MM The retirement plan services division of Schwab reports total plan assets of $122 billion... 401kWire.com - Friday, October 15, 2004
Spitzer Investigates Advisory Firm New York Attorney General Eliot Spitzer is not just aiming at insurance companies in his latest crusade against corruption. Another distribution company has come under the spotlight... 401kWire.com - Friday, October 15, 2004 - Reader Rating: 3
Spitzer Investigates Advisory Firm New York Attorney General Eliot Spitzer is not just aiming at insurance companies in his latest crusade against corruption. Another distribution company has come under the spotlight... MutualFundWire.com - Friday, October 15, 2004
Strong, MFS Snag Education Awards Strong Retirement Plan Services and MFS Retirement Services took home the most awards at a 401(k) conference earlier this month... MutualFundWire.com - Friday, October 15, 2004
Another Headache for Putnam Parent It appears Eliot Spitzer is moving on from the fund scandals, or at least taking more on his plate. The NYAG has identifies new targets in the insurance industry... 401kWire.com - Friday, October 15, 2004 - Reader Rating: 4
TransAmerica Looks To The Future The provider takes its fiduciary tools story to the media. Confirms departure of sales honcho... 401kWire.com - Wednesday, October 15, 2003
Who has the Best Intermediary Web Sites? Once again kasina names names. The consultant also predicts 2004 spending by fund firms... MutualFundWire.com - Wednesday, October 15, 2003 - Reader Rating: 4
Bisys Hit Snag With Conversions The outsourced recordkeeper reports delays with a major clients. Says work will be complete by November... 401kWire.com - Wednesday, October 15, 2003 - Reader Rating: 2
CBIZ Adds Wealth Planning Tool The service will assist financial advisors working with its corporate clients... 401kWire.com - Wednesday, October 15, 2003
SEC Commish Sees Some Bad Eggs in the Fund Biz Atkins tells Senators there are bad actors in the fund industry. Hints of more disclosure to come... MutualFundWire.com - Wednesday, October 15, 2003
SEC Staff Recommends Legal Action Against Morgan Stanley The broker-dealer is in hot water with the Feds for both how it rewarded brokers and what kind of fund shares it sold... MutualFundWire.com - Wednesday, October 15, 2003
Sponsor Offers to Repurchase Stock at Old Prices The Georgia sponsor is letting some workers rescind their purchases of company stock because it failed to file a prospectus with the SEC... 401kWire.com - Wednesday, October 15, 2003
Georgia Sponsor Eyes Growth Funds The manufacturer is relying on Aon Consulting to help make fund choices for its retirement plan... 401kWire.com - Tuesday, October 15, 2002
Manulife & Citigroup See Big Demand for MDAs The firms attract more than 4,000 third-party clients for their new account... MutualFundWire.com - Tuesday, October 15, 2002
Mother Merrill Hates Funds The stocks, not its own products. Three big players get a thumbs down from the analysts... MutualFundWire.com - Tuesday, October 15, 2002 - Reader Rating: 2
CNA Hires Regional Director UPDATED 10-16-02 The firm adds to its regional sales team with a new hire. Looks to hire more in 2003... 401kWire.com - Tuesday, October 15, 2002
Web Now Drives Transactions The majority of participants are still offline, but more transactions are done online, reports a top-ten recordkeeper... 401kWire.com - Tuesday, October 15, 2002
Putnam Announces IndyK Putnam Investments and ExpertPlan today formally announced the new Putnam Individual 401(k). The news of the product was first reported on 401kWire.com last week... 401kWire.com - Tuesday, October 15, 2002
Chicago Firm Lands Product Developer The firm taps a Watson Wyatt veteran to take on new product development... MutualFundWire.com - Tuesday, October 15, 2002
Credit Suisse Shops in the UK The firm has purchased a British asset manager... MutualFundWire.com - Monday, October 15, 2001 - Reader Rating: 3
Hewitt and Frank Russell Team Up The two firms are joining forces to offer a fully bundled 401k product... 401kWire.com - Monday, October 15, 2001 - Reader Rating: 3
Another Staff Change at mPower The San Francisco advice provider has lost another member of its executive suite... 401kWire.com - Monday, October 15, 2001 - Reader Rating: 3
Morningstar Targets Broker/Dealers The firm has launched a new site to help brokers and advisors connect... MutualFundWire.com - Monday, October 15, 2001 - Reader Rating: 3
On the Wings of the City of Angels A DC plan in California needs a consultant... 401kWire.com - Monday, October 15, 2001 - Reader Rating: 3
Fido Outsources in Japan Getting a Helping Hand ... Post Attack Roundtable ... New Calvert Exec ... Book for Our Times... MutualFundWire.com - Monday, October 15, 2001 - Reader Rating: 3
Fido Outsources in Japan Getting a Helping Hand ... Post Attack Roundtable ... New Calvert Exec ... Book for Our Times... 401kWire.com - Monday, October 15, 2001 - Reader Rating: 3
Week of October 15, 1999 RFP Roundup The Weekly Roundup is a regular column examining the RFPs that appeared on our pages and the pages of other publications this week... 401kWire.com - Friday, October 15, 1999 - Reader Rating: 3
Morningstar Branching Out Morningstar continues to explore new business areas, inking an agreement to include E-Loan's products and services on its website... MutualFundWire.com - Friday, October 15, 1999 - Reader Rating: 3
Getting Participants to Sign Up Getting all those participants to jump into the 401k plan is not an easy job. Kodak, Cosco and Dayton Hudson tell the story about how they got participants to participate... 401kWire.com - Friday, October 15, 1999 - Reader Rating: 3
Odd Lots, October 15, 1999 The Money-Fund Expense Game ... Schwab's mutual funds to the rescue ... Mutual of America fights over a pie Hancock's Pie ... Growing the company... MutualFundWire.com - Friday, October 15, 1999 - Reader Rating: 3
Key Hits Homer with Indians The Cleveland Indians baseball team has tapped KeyCorp to be the bundled provider for a new 401(k) plan, Bill Salus, managing director and national sales manager for the provider, told the 401kWire.com. This is a new plan for minor league players, front office staff, and other employees. Sayles estimates that approximately 300 participants will be involved with the plan... 401kWire.com - Friday, October 15, 1999 - Reader Rating: 3
Hudnall, International DC Man of Mystery Invesco has tapped a new top executive for its international DC services... 401kWire.com - Friday, October 15, 1999 - Reader Rating: 3
Stable Value Alert: And Then There Were None Like the ten little indians, independent GIC/stable value management firms have been disappearing one by one. Yesterday, two of the last standing were swallowed... 401kWire.com - Thursday, October 15, 1998 - Reader Rating: 3
Bankruptcy Bill Dies The Consumer Bankruptcy Reform Act, the last remaining legislation for the current Congress that would impact defined contribution plans, has died in the Senate. A story in today�s Los Angeles Times reports that the bill died when Sen. Charles E. Grassley (R-Iowa) led a Republican effort to attach the bill to the �omnibus� spending bill without consulting the Democratic leadership... 401kWire.com - Thursday, October 15, 1998 - Reader Rating: 3
Aspect Jumps to Fidelity San Jose, California-headquartered Aspect Telecommunications Corporation (Nasdaq: ASPT) has hired Fidelity to be the bundled provider for the company 401(k) plan, Erin Avila, human resources administrator, told the 401kWire.com. The plan has $32 million in assets and 1000 participants, according to data from Insight In Formation... 401kWire.com - Thursday, October 15, 1998 - Reader Rating: 3
Senate Bill to Increase Participant Disclosure Senator Charles Grassley (R-Iowa), Chairman of the Senate Special Committee on Aging, has introduced the Pension Tools Act of 1997. The bill would require the Department of Labor determine reporting stipulations for mandated sponsor disclosures to plan participants. .. 401kWire.com - Wednesday, October 15, 1997 - Reader Rating: 3

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