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News Stories Archives - Since 1998
After More Than Three Decades, a Stable Value Leader Retires He stepped down at the beginning of the month and passed the reins... 401kWire.com - Monday, August 19, 2019
Kmak and Co Build a KPA Dashboard A big KPA aggregator is the launch partner for FBi's latest offering, which is designed to help advisors bring all their tools together in one place... 401kWire.com - Monday, August 19, 2019 - Reader Rating: 5
Active Outflows Disappear As Passive Inflows Fall The M* team updates flows data for July 2019 for ETFs and long-term, open-end mutual funds... MutualFundWire.com - Monday, August 19, 2019
An Empower Alum In New Hampshire Moves On A former advisor and RM in New England switches to wholesaling... 401kWire.com - Monday, August 19, 2019 - Reader Rating: 5
An Ex-Ascensus Marketer Joins Vanguard Post-Ascensus, a marketing content strategist joins the team at Vanguard... 401kWire.com - Monday, August 19, 2019 - Reader Rating: 2.5
Week In Preview, August 19-25 This week the teams at Broadridge, 401kTV, TPSU, and TRAU are hosting events... 401kWire.com - Monday, August 19, 2019
Week In Preview, August 19-25 This week the teams at LPL, Washington University, and YPEM are all hosting events... MutualFundWire.com - Monday, August 19, 2019
A Retirement Plan Consultant Joins The Standard A retirement plan consultant in the Bay Area recently joined a retirement plan provider!.. 401kWire.com - Friday, August 19, 2016
Preview of LPL Focus 2016 This weekend LPL will kick off its giant annual conference in its West Coast hometown... MutualFundWire.com - Friday, August 19, 2016
Filings For Fundsters - August 19, 2016 The latest SEC filings in the industry!.. MutualFundWire.com - Friday, August 19, 2016
Guillocheau Finds a New CFO, Shifts Former CFO Bob Guillocheau continues to expand his business efforts for Ascensus with the addition of a new chief financial officer... 401kWire.com - Friday, August 19, 2016 - Reader Rating: 5
Women DC Leaders Meet In Alaska More than a dozen executives meet at a 401k industry insider's Alaska abode... 401kWire.com - Friday, August 19, 2016 - Reader Rating: 3.67
Pru Retirement Seeks A Sales Representative Prudential Retirement looks to fill a vacant position within its sales division... 401kWire.com - Friday, August 19, 2016 - Reader Rating: 5
T. Rowe Versus the Pharmaceutical Enron The publicly-traded mutual fund shop sues an infamous portfolio company whose market capitalization has fallen 88 percent in the past year... MutualFundWire.com - Friday, August 19, 2016
A Giant TAMP Is Poised to Start Supporting Select Fundsters First on the agenda: single points of contact for its mutual fund and ETF shop allies... MutualFundWire.com - Wednesday, August 19, 2015
This Massachusetts KPA Switches to a New Shop An advisor who affiliates with Wells Fargo Advisors has joined a new shop... 401kWire.com - Wednesday, August 19, 2015
Empower Keeps 2 Mega Plans Worth More Than $8B These former JPMorgan clients decide to stay put..... 401kWire.com - Wednesday, August 19, 2015 - Reader Rating: 3
Principal Announces A New President and CEO Principal Financial names its newest president succeeding Larry Zimpleman... 401kWire.com - Wednesday, August 19, 2015 - Reader Rating: 3
What is Schwab's James McCool Up To? Schwab assigns McCool to new day-to-day duties... 401kWire.com - Wednesday, August 19, 2015
Trial Date Set for $45B Plan Will Schlicter add to his throne of skulls?.. 401kWire.com - Wednesday, August 19, 2015 - Reader Rating: 5
Fund Fees Paid by 401(k) Participants Trend Downward According to an annual research report that the Investment Company Institute (ICI) released today, fund fees paid by 401(k) participants continue to trend downward..... 401kWire.com - Wednesday, August 19, 2015
Clarke Lands a Key NextShares Distro Alliance The Eaton Vance subsidiary prez confirms that a big TAMP will soon make the new ETF-like funds available through both its rep-as-PM and its outside strategist platforms... MutualFundWire.com - Wednesday, August 19, 2015
A Rollover Specialist Ranks High Among Fastest Growing Firms Inspira ranks big... 401kWire.com - Wednesday, August 19, 2015 - Reader Rating: 2.67
Trisha Brambley Adds an EVP Retirement Playbook, Inc., a firm specializing in advisor searches and due diligence for plan sponsors, just announced it's new EVP of client services... 401kWire.com - Wednesday, August 19, 2015
For $150MM, JPMAM May Soon Put That SEC Investigation to Rest Updated \| The giant bank is reportedly nearing a cool $150MM settlement over its private banking sales of its own proprietary investment offerings... MutualFundWire.com - Wednesday, August 19, 2015
FSI Estimates Fiduciary Rule to Cost Industry Billions The new regulations may come with a hefty price tag..... 401kWire.com - Wednesday, August 19, 2015
53 RPAG Members Choose This B-D Updated \| The move comes after NFP integrated RPAG sibling 401k Advisors... 401kWire.com - Tuesday, August 19, 2014 - Reader Rating: 3
Prudential Expands the Role of an Accounts Leader National accounts head was promoted earlier this year to executive vice president... MutualFundWire.com - Tuesday, August 19, 2014
Bob Reynolds Is on Twitter! So are a handful of other prominent fundsters. One has nearly 25,000 followers... MutualFundWire.com - Tuesday, August 19, 2014 - Reader Rating: 5
79 Percent of Advisors Ignore 401k: Can Envestnet Empower Them to Enter? Envestnet's retirement vice chairman speaks at the Matrix conference, fresh from unveiling an alliance with Matrix... 401kWire.com - Tuesday, August 19, 2014 - Reader Rating: 3
Has Kraus Dug Out AllianceBernstein? Pensions & Investments writer James Comtois makes a case that the worst may be over for AB... MutualFundWire.com - Tuesday, August 19, 2014
TRA Hires In the Mid-Atlantic Region The $4B-AUA Wisconsin-based TPA just welcomed a new business consultant to its sales force... 401kWire.com - Tuesday, August 19, 2014
A New York RIA adds $53MM and an Advisory Board These Empire State KPAs are bringing in regional business and academic leaders to advise them. .. 401kWire.com - Tuesday, August 19, 2014
Franklin Expands TDF Offerings Fund firm unveils new retirement target fund products... MutualFundWire.com - Monday, August 19, 2013
Is Fairholme Ready to Return to Prime Time? Fund is still facing outflows. Berkowitz needs investors who gets him, according to M* analyst... MutualFundWire.com - Monday, August 19, 2013
A DC I-O Expands TDF Offerings Firm unveils funds for the years 2020, 2030, 2040 and 2050... 401kWire.com - Monday, August 19, 2013 - Reader Rating: 5
CFDD Talks TAA A new white paper is out... 401kWire.com - Monday, August 19, 2013
PIMCO Revises Fund Fees PIMCO [profile] has filed revisions to a couple of its funds. The supervisory and administrative fees for the PIMCO Income Fund, and the PIMCO EM Fundamental IndexPLUS AR Strategy Fund have been changed while the advisory fees for the PIMCO Senior Floating Rate Fund, PIMCO International Fundamental IndexPLUS AR Strategy Fund, and PIMCO RealRetirement Funds. [SEC Filing]... MutualFundWire.com - Monday, August 19, 2013
Federated Investors Changes A Fund's Investment Strategies Federated Investors [profile] has amended the prospectus of its Federated Total Return Government Bond Fund. Specifically, the content under the heading "What are the Fund's Main Investment Strategies?� has been changed.These changes will be effective October 29, 2013. [SEC Filing]. .. MutualFundWire.com - Monday, August 19, 2013
SunAmerica Modifies a Fund PM Team SunAmerica Asset Management [profile] has reorganized the PM team for its SunAmerica Value Fund. Effective immediately, Jay Merchant replaces Steven Neimeth as the fund's PM. [SEC Filing]... MutualFundWire.com - Monday, August 19, 2013
Oracle Mutual Fund to Close Oracle Mutual Fund, as was decided on August 15, 2013, will close on August 30, 2013. [SEC Filing]... MutualFundWire.com - Monday, August 19, 2013
Morgan Stanley Changes a Fund Transfer Agent Morgan Stanley [profile] has amended its Core Fixed Income Portfolio, Core Plus Fixed, Income Portfolio, Corporate Bond Portfolio, High Yield Portfolio, and Limited Duration Portfolio. First, all references in the prospectus to Morgan Stanley Services Company Inc., as transfer agent have been replaced with Boston Financial Data Services, Inc. Certain sections of the prospectus relating to class shares have also been renamed and revised. [SEC Filing]... MutualFundWire.com - Monday, August 19, 2013
A Managers Trust Fund Receives a New PM Managers Trust has added a PM to manage its Managers Micro-Cap Fund. Arthur K. Weise has been a PM of the fund's subadvisor, Lord, Abbett & Co. LLC, a position he has had since July 24, 2013. [SEC Filing]... MutualFundWire.com - Monday, August 19, 2013
A Valic Fund Replaces a PM Valic Company has reorganized the PM team for the Growth�& Income Fund. Effective immediately, Jay Merchant replaces Steven Neimeth as fund PM. [SEC Filing]... MutualFundWire.com - Monday, August 19, 2013
Western Asset Management Revises Fund Management Information Western Asset Funds [profile] has revised the prospectuses of the Western Asset Core Bond Fund and the Western Asset Core Plus Bond Fund. The sections �Management � Investment Professionals,� and �More on fund management � Investment professionals� have been changed. [SEC Filing I]. [SEC Filing II]... MutualFundWire.com - Monday, August 19, 2013
MassMutual Liquidates a Fund MassMutual Life Insurance [profile] has decided to terminate its Capital Appreciation Fund. The liquidation will be effective January�24, 2014. [SEC Filing]... MutualFundWire.com - Monday, August 19, 2013
Managed Portfolio Files a Notice About Share Availability Managed Portfolio has filed a notice for its Coho Relative Value Equity Fund. Investor class shares are not yet available. [SEC Filing]... MutualFundWire.com - Monday, August 19, 2013
SEI Files For Six Funds SEI Insurance has filed plans for six new funds: The VP Defensive Strategy Fund, VP Conservative Strategy Fund, VP Moderate Strategy Fund, VP Market Plus Strategy Fund, VP Balanced Strategy Fund, and VP Market Growth Strategy Fund. [SEC Filing]... MutualFundWire.com - Monday, August 19, 2013
Fidelity Reorganizes PM Team for Two Funds Fidelity [profile] has modified the PM team for its Fidelity Growth Strategies Fund and its Fidelity Select Portfolios. [SEC Filing I]. [SEC Filing II]... MutualFundWire.com - Monday, August 19, 2013
Meridian Plans for a New Fund Meridian Funds [profile] has filed for its Meridian Small Cap Growth Fund. The fund will seek long-term growth of capital and be PMed by Chad Meade and Brian Shaub. [SEC Filing]... MutualFundWire.com - Monday, August 19, 2013
A New York Alts Shop Enters '40 Act Country The seven-year-old firm already manages $4.7 billion in six private funds... MutualFundWire.com - Monday, August 19, 2013
Sentinel Removes Temporary from Chief's Title Interim successor to Christian Thwaites has been made permanent... MutualFundWire.com - Monday, August 19, 2013
Deutsche Brings Aboard a Pioneer Exec Sean Taylor will now serve as the firm's Head of Emerging Market Equities, based in London. .. MutualFundWire.com - Monday, August 19, 2013
Post-Financial Crisis, Matrix Has Quadrupled John Moody welcomes about 600 retirement plan industry insiders to the 13th annual conference for the Broadridge subsidiary... 401kWire.com - Monday, August 19, 2013
Wells Unveils a Savings Tool Online system helps users calculate retirement income need and how much they need to save each month... 401kWire.com - Monday, August 19, 2013
TIAA Wins a Florida Mandate The RKer is taking over a city plan... 401kWire.com - Monday, August 19, 2013
Rekenthaler Talks Active Versus Passive What's the latest?.. MutualFundWire.com - Monday, August 19, 2013
A Champion T. Rowe PM Dies Manager beat three-fourths of his peers over 22 years... MutualFundWire.com - Monday, August 19, 2013 - Reader Rating: 4
Pub Ponders Putnam's Elusive Profits Reporter fingers executive compensation... MutualFundWire.com - Monday, August 19, 2013
Forbes: Bond Fund Battle is a Brewing So who can handle a rising rate environment the best: Gundlach or Gross,.. MutualFundWire.com - Monday, August 19, 2013
Praxis Widens its Institutional Net A Midwestern mutual fund firm lowers the minimums for its I shares... MutualFundWire.com - Friday, August 19, 2011
Kiplinger's Lists the Top Fund Performers The mag lists the top performers in 11 categories... MutualFundWire.com - Friday, August 19, 2011
Two Honchos Will Leave New York Life The Westwood, Massachusetts-based plan provider is making changes in its senior leadership team... 401kWire.com - Friday, August 19, 2011
Schwab Apologizes For Circumventing Plan Advisors The brokerage giant apologizes after sending a note directly to retirement plan clients about the default inclusion of some new investment options... 401kWire.com - Friday, August 19, 2011 - Reader Rating: 4.8
Vanguard Names the New Co-PM of a $36 Billion Fund The Valley Forge, Pennsylvania-based fund firm taps a Barclays alum as senior PM in its fixed income group... MutualFundWire.com - Friday, August 19, 2011
Diversified is on the Hunt to Fill a Sales Post The plan provider is looking for a replacement for a wholesaler who moved on last week... 401kWire.com - Friday, August 19, 2011 - Reader Rating: 3
Stern Says Gundlach 'Was the Most Important Person' at TCW The CEO of TCW takes the stand in the mutual fund firm's firm fight with its ex-CIO... MutualFundWire.com - Friday, August 19, 2011
Artisan's IPO Awaits SEC Approval Yet will the Midwestern fund firm still offer its shares in a market like this?.. MutualFundWire.com - Friday, August 19, 2011
Money Fund Revenues Fell 65 Percent Over the Past Three Years The WSJ chronicles the pressures facing money market funds... MutualFundWire.com - Friday, August 19, 2011
Bridgeway Preps a Small Cap Offering The Houston, Texas-based firm is gearing up for a product launch later this month... MutualFundWire.com - Friday, August 19, 2011
Natixis Chief: 'If It's Not a Recession Statistically, It Sure Feels Like It' John Hailer weighs in on downturn... MutualFundWire.com - Friday, August 19, 2011
The Remade Columbia Sports a Streamlined 401k-Targeted Product List Updated \| Ameriprise is busy remodeling after its pickup of first Seligman and then Columbia Funds. The changes will reduce the number of funds and shareclasses for the retirement market... 401kWire.com - Thursday, August 19, 2010
Newport Vets Take on New Roles A pair of former Newport wholesalers have found new gigs... 401kWire.com - Thursday, August 19, 2010
Did an Alleged Ponzi Schemer Swipe 401k Dough, Too? The SEC claims that Tennesse RIA and TPA stole money from participant accounts... 401kWire.com - Thursday, August 19, 2010
Pru Pulls a $1.3 Billion Subadvisory Gig from Pimco The insurer will take 60 percent of the assets for its own team and award more than $500 million to a bank-owned asset manager... MutualFundWire.com - Thursday, August 19, 2010
Touchstone to Liquidate a Navellier Mandate The fund firm is closing a $19 million fund that is without prospects... MutualFundWire.com - Thursday, August 19, 2010
RiverFront Builds Out its Sales Team The Virginia-based firm, who sub-advises mutual funds for ALPS, is making a sales push... MutualFundWire.com - Thursday, August 19, 2010
Harbor to Dissolve Short Term Fund The liquidation will cost FFT&W a subadvisory mandate... MutualFundWire.com - Thursday, August 19, 2010
Nationwide Brings on Board an AllianceBernstein Alum Nationwide's new hire will focus on retirement income strategies... 401kWire.com - Thursday, August 19, 2010
Columbia Plans 62 Fund Mergers Updated \| Nearly four months after the Columbia-RiverSource deal closed, Columbia execs revealed product streamlining plans... MutualFundWire.com - Thursday, August 19, 2010
A Specialty Firm Rolls Into a 403b Acquirer A New Jersey player acquirers down South... 401kWire.com - Thursday, August 19, 2010
A Former OppenheimerFunds Exec Finds a New Frontier The former president of OppenheimerFunds Distributor is now part of the executive committee of the Frontier Fund... MutualFundWire.com - Thursday, August 19, 2010
Is Pioneer Headed for a Breakup? The latest buzz, according to InvestmentNews, is that UniCredit honchos now are more open to selling Pioneer in pieces... MutualFundWire.com - Thursday, August 19, 2010
9th Circuit Tosses One Schwab Fund Suit as Another Looms The brokerage giant defeats one lawsuit involving a fund other than YieldPlus, even as another law firm prepares to strike... MutualFundWire.com - Thursday, August 19, 2010
A Mutual Fund Investor Group Frowns Upon B-D Practices A Washington, D.C.-based mutual fund investor group is pushing for regulatory action... MutualFundWire.com - Thursday, August 19, 2010
14 Money Fund Firms Gain Ties to the Fed A who's who list of big money market mutual fund managers have been added to a counterparty list for reverse repos... MutualFundWire.com - Thursday, August 19, 2010
Fundsters are on the Rebound A WSJ article says that mutual fund stocks are picking up steam heading into the second half... MutualFundWire.com - Thursday, August 19, 2010
NYTimes Blog Passes on a Slur Against Fund Managers Active mutual fund managers are no better than the death merchants pushing coffin nails claims MarketRiders. And, the NYTimes.com megaphones their email to clients... MutualFundWire.com - Thursday, August 19, 2010
Mixed Headlines Leave Fido Watchers Scratching Their Heads In a rare move, Fidelity president Rodger Lawson invites reporters to 82 Devonshire Street for a chat. But the journalists walk away with mixed headlines... MutualFundWire.com - Wednesday, August 19, 2009 - Reader Rating: 4
Delaware's Pricing May Reflect a "Crunch" Discount Did Macquarie get a bargain Wednesday morning when it purchased Delaware Investments from Lincoln Financial Group?.. MutualFundWire.com - Wednesday, August 19, 2009 - Reader Rating: 5
Eaton Vance Posts a 37 Percent Drop in Q3 Earnings The Boston fund firm recorded a 19 percent drop in revenues during its fiscal third quarter... MutualFundWire.com - Wednesday, August 19, 2009
A 401k Loans Specialist Accesses a New Brand In the wake of the financial crisis of 2008, a niche vendor emerges with a new face... 401kWire.com - Wednesday, August 19, 2009
A Kansas Sponsor Grounds Its 401k Match An aerospace manufacturer will stop its matching program... 401kWire.com - Wednesday, August 19, 2009 - Reader Rating: 5
401k Loan Use Among Vanguard Clients Dropped in 2008 A recent Vanguard study notes the effects of last year's market decline on participant loans... 401kWire.com - Wednesday, August 19, 2009
Is AIG Retirement Services Off the Block? As the new chief at the giant insurer pulls one business out of the divestment, what will happen to its retirement plan provider businesses?.. 401kWire.com - Wednesday, August 19, 2009 - Reader Rating: 4
Is Stable Value Stabilizing? The WSJ returns to the fate of the niche asset class used in retirement plans... MutualFundWire.com - Wednesday, August 19, 2009
Reserve Moves to Get SEC Case Tossed Reserve Management Company is making an effort to get the fraud suit filed against it by the SEC thrown out of court... MutualFundWire.com - Wednesday, August 19, 2009
Macquarie Steals Delaware Delaware Investments is changing hands for $428 million... MutualFundWire.com - Wednesday, August 19, 2009 - Reader Rating: 5
The Reserve Names Sales Chief The company tapped a JennisonDryden alum for the new post... MutualFundWire.com - Tuesday, August 19, 2008
Exec Says First Merc Has a Billion-Dollar Pipeline The new MassMutual subsidiary has seen a surge in proposal activity and has more than a billion dollars in the pipeline, according to an executive... 401kWire.com - Tuesday, August 19, 2008 - Reader Rating: 3
ERISA Advisory Council Fills September Plate The DoL-appointed committee and its workings groups will hear testimony next month on several issues, including the unique peculiarities of target date funds... 401kWire.com - Tuesday, August 19, 2008
FRC to DC I-O Shops: Catch the Rollover Wave The fund research specialists urge 401k asset managers to take a second look at retaining defined contribution assets, even as they flow out of plans... 401kWire.com - Tuesday, August 19, 2008
Forward Anoints a New President The San Francisco firm, which is in the process of acquiring Accessor Funds, has hired a JPMorgan vet for the role... MutualFundWire.com - Tuesday, August 19, 2008
Plaintiffs Choose Legal Eagles in Schwab Fund Suit A lead counsel has been appointed in the class action suit against two Schwab funds... MutualFundWire.com - Tuesday, August 19, 2008
Pali Adds Three to its Equity Team The company has hired a Bear Stearns vet and two from Jefferies... MutualFundWire.com - Tuesday, August 19, 2008
Auction-Rate Securities, Banks and Closed-End Funds Tango Closed-end managers react to the recently announced buybacks of auction rate securities... MutualFundWire.com - Tuesday, August 19, 2008
Lehman Drops the Book on its Asset Management Unit After weeks of no substantial news, the company has made its move... MutualFundWire.com - Tuesday, August 19, 2008
Evergreen Names Head of Muni-Bond Group Evergreen is making changes to its muni-bond group... MutualFundWire.com - Tuesday, August 19, 2008
Pentegra Becomes a First-Time Buyer UPDATED\| The White Plains-based plan provider has sealed the first acquisition in its 65-year history... 401kWire.com - Tuesday, August 19, 2008 - Reader Rating: 2
JPMorgan Exec Flies the Coop The executive was in charge of the firm's U.S. institutional business... 401kWire.com - Friday, August 19, 2005 - Reader Rating: 2
Ameriprise Readies for 401k Day Internal marketing materials and PSCA materials will be part of the provider's campaign... 401kWire.com - Friday, August 19, 2005 - Reader Rating: 3
Mercer HR Does Deal Down Under The latest acquisition in the second in the region for Mercer in six months... 401kWire.com - Friday, August 19, 2005
Life After Pyramid Digital Solutions Yesterday's announced purchase of PDS by SunGard opens opportunities to one of the 401k industries young entrepreneurs... 401kWire.com - Friday, August 19, 2005 - Reader Rating: 3
Morgan Refunds Fund Customers Brokerage customers who bought "preferred" funds get a few bucks back... MutualFundWire.com - Friday, August 19, 2005
Merrill's Gorman Takes Lead at Morgan James Gorman will take charge of Morgan Stanley's floundering brokerage unit ..... MutualFundWire.com - Friday, August 19, 2005
Fund Servicer Branches out Gemini Fund Services is eyeing the hedge fund market. The New York-based subsidiary of NorthStar Financial Services Group is looking to offer compliance services to smaller hedge funds ..... MutualFundWire.com - Friday, August 19, 2005
Eaton Vance Sits Pretty The Boston asset manager beats earnings estimates by $0.01; looks to hire investment management staff from its scandal-tainted competitors, and plans on growing its high-net worth business... MutualFundWire.com - Thursday, August 19, 2004
What is the Difference Between a Broker and an Advisor? The SEC will consider more comments on a proposal exempting brokers from the Investment Advisors Act of 1940... MutualFundWire.com - Thursday, August 19, 2004
What is the Difference Between a Broker and an Advisor? The SEC will consider more comments on a proposal exempting brokers from the Investment Advisors Act of 1940... MutualFundWire.com - Thursday, August 19, 2004
Torrid Tech Debuts v8 The new version of the retirement planning software supports variable annuity sales... 401kWire.com - Thursday, August 19, 2004
Seattle B-D to Pay $300,000 to Fund Cos The NASD fines a broker-dealer $600,000 and prohibits its brokers from opening mutual fund accounts for new clients for 30 days... MutualFundWire.com - Thursday, August 19, 2004
Fee Disclosure Hearings Underway The ERISA Advisory Council is examining fee disclosures in 401k plans... 401kWire.com - Thursday, August 19, 2004
IRA Rollover Network Adds ETrade ETrade is the newest node in the Rollover Solutions Network from Wealth Management Systems... 401kWire.com - Thursday, August 19, 2004 - Reader Rating: 3
SEC Deputy Director Departs A deputy in the Investment Management division will leave in September for a compliance job at the Bank of America... MutualFundWire.com - Thursday, August 19, 2004 - Reader Rating: 3
Schwab Speedy in Setting Up Advice Schwab started implementing GuidedChoice advice for plans in January. Already 100 are up and running with the service... 401kWire.com - Thursday, August 19, 2004 - Reader Rating: 2
Manager for Bill G Joins Gabelli Board The Gabelli-Gates plot thickens..... MutualFundWire.com - Thursday, August 19, 2004
Fido Adding More Allocation Tools The Boston Behemoth is tying healthcare benefits into its latest toolset... 401kWire.com - Tuesday, August 19, 2003
TSP Skipped Blackout to Spare Participants Gary Amelio tells the TSP board that he did not freeze the plan to test its new system because to do so would inconvenience 3 million participants... 401kWire.com - Tuesday, August 19, 2003 - Reader Rating: 2
Disclosure Rules May Final by October Reports this morning are that Paul Roye hopes to have the updated disclosure rules ready by Fall... MutualFundWire.com - Tuesday, August 19, 2003
Northwest Gets DoL OK to use Stock Fiduciary Counselors takes a lead role in the plan to bail out the pension fund. .. 401kWire.com - Tuesday, August 19, 2003
WorldCom Workers Unite Employees of the beleagured company are taking a stand on defined contribution plans... 401kWire.com - Monday, August 19, 2002
Feeling Minnesota A vendor gets selected by a sponsor in that state... 401kWire.com - Monday, August 19, 2002
Fiserv Makes Purchase The firm acquires a clearing business unit... MutualFundWire.com - Monday, August 19, 2002 - Reader Rating: 4
401k is Hot in DC The Bush Administration spent the past 72 hours floating 401k trial balloons. What is up?.. 401kWire.com - Monday, August 19, 2002
Fixed on Fixed Income Piper Jaffray names a new head to its fixed income unit... MutualFundWire.com - Monday, August 19, 2002
Wal-Mart in the Cross Hairs The discount store is under scrutiny by a socially responsible fund, but the situation may not be what you think... MutualFundWire.com - Monday, August 19, 2002
Safeco Signs Up The firm is implementing a new system for its mutual fund biz. .. MutualFundWire.com - Monday, August 19, 2002
Chase To Move Fund Business to Texas Bloomberg reports that Chase has circulated a memo detailing plans to close shop on its New York U.S. stock fund group and transfer the assets to its Houston group... MutualFundWire.com - Thursday, August 19, 1999 - Reader Rating: 3
Clinic Decides to Outsource The Wisconisn-based sponsor decided to bring in an outside firm to administer its 401 k... 401kWire.com - Thursday, August 19, 1999 - Reader Rating: 3
Millions of Colors Millions of colors can help capture the attention of your clients and reduce costs, according to Xerox and Output Technology Solutions, a producer of financial statements and prospectuses... 401kWire.com - Thursday, August 19, 1999 - Reader Rating: 3
Output & Xerox Color Your World Xerox and Output Technology Solutions have bright ideas about how printing is changing the way intermediaries distribute mutual fund prospectuses... MutualFundWire.com - Thursday, August 19, 1999 - Reader Rating: 3
Dreams of Wealth and Knowledge Harris Insight is marketing its funds by offering investors college tuition reduction for their children... MutualFundWire.com - Thursday, August 19, 1999 - Reader Rating: 3
Odd Lots, August 19, 1999 Biotech's second calling ... What a difference a share makes ... Mutual funds that don't share with Uncle Sam ... New can be better than old when it comes to managers... MutualFundWire.com - Thursday, August 19, 1999 - Reader Rating: 3
Exec Plans Future by Leaps and Bowne Vincent M. Marra is the new president of Bowne Digital Solutions, an information and database firm located in New York City. Prior to this move, Marra served as president of the mutual fund service center at Prudential. Part of his role will be in helping his new firm develop and distribute its personalized data driven statement communications... 401kWire.com - Thursday, August 19, 1999 - Reader Rating: 3
Financial Engines Gears Up Marketing Staff Financial Engines, the Palo Alto-based advisory firm, is expanding its sales force. The company has added a salesperson based in Boston and is expecting to bring additional salespeople on board in the near future. .. 401kWire.com - Wednesday, August 19, 1998 - Reader Rating: 3
How Did the Media React to the Dow's Drop? One thing that the recent decline in stock prices has brought into clear relief is the connection now being drawn by the media between the stock market and 401(k) plans. Clearly, many in the media now believe that the masses best relate to stock market fluctuations through their 401(k) accounts. Yet our reading of the popular media over the past few weeks also brought a second revelation: that the media is casting a skeptical eye on what is now America's most popular retirement savings program... 401kWire.com - Wednesday, August 19, 1998 - Reader Rating: 3

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