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News Stories Archives - Since 1998
Focused On Family Offices, an MA Startup Plants ETF #1, And ... Near Boston, a new shop's team is entering the ETF space with one fund and preparing to launch another... MutualFundWire.com - Monday, September 9, 2024
For Some New TDFs, Cap Group Teams With 2 Fellow Titans The folks at a 93-year-old, $2.7-trillion-AUM, privately held, active asset manager are building a new offering powered in part by folks at a pair of publicly traded index investing giants... 401kWire.com - Monday, September 9, 2024
A $1.6T-AUMA CIT Provider Upgrades Onboarding The new initiative will roll out to all of the CIT provider's asset manager allies by the end of 2024... 401kWire.com - Monday, September 9, 2024
A 9-Year Allspring Alum Joins Pentegra The DC I-O veteran is based in the Chicago area... 401kWire.com - Monday, September 9, 2024
Week In Preview, September 9 - September 15 This week, the teams at ABC, ARA, ASPPA, Broadridge, DCIIA, DoL, ERIC, ERISApedia, ICI, LIMRA, P&I, RPAG, Spark, and WIPN are hosting events... 401kWire.com - Monday, September 9, 2024
Week In Preview, September 9 - September 15 This week, the teams at ICI, MFDF, U.S. Global Investors, and WE are hosting events... MutualFundWire.com - Monday, September 9, 2024
A Fund Adoption Gives a $3.2B-AUM Acquirer a New Set of Targets Watch for this 33-year-old shop's team to continue hunting for strategic opportunities, be they boutique acquisitions, fund adoptions, or fund mergers... MutualFundWire.com - Friday, September 9, 2022
Four Salespeople and Counting: an RKer Entrepreneur Builds His Team The startup-focused 401(k) provider startup's platform went live last month... 401kWire.com - Friday, September 9, 2022
At a 401k Fintech, a New Hire Will Build a Quant Team The executive is based in the Windy City and reports to the firm's U.S. head of retirement solutions... 401kWire.com - Friday, September 9, 2022
Two Deals Boost a TPA Acquirer Past 8,700 Plans A national firm based in the Southwest buys a pair of New England shops... 401kWire.com - Friday, September 9, 2022
$96.9B In Outflows and Counting The Refiniv Lipper folks reveal the latest weekly U.S. fund flows data... MutualFundWire.com - Friday, September 9, 2022
Saving Enthusiasm Is Down Yet Contributions Are Up A provider's team shares new research that underscores how broad the prioritization of retirement savings is, despite a noticeable drop since the COVID-19 pandemic began... 401kWire.com - Friday, September 9, 2022
A Smart Beta Shop Hires a Product Chief The exec most recently helped manage Bloomberg's philanthropic assets... MutualFundWire.com - Thursday, September 9, 2021
Providers Rally For a 2nd Mid-Pandemic 401k Day The annual celebration originally dates back to 1996... 401kWire.com - Thursday, September 9, 2021
A $2.6T-AUM Titan Teams Up On Retirement Income Their team is also tweaking their TDFs and preparing for future retirement income alliances... 401kWire.com - Thursday, September 9, 2021 - Reader Rating: 2
A Participant Engagement Specialist Plugs Into Allianz Life A retirement focused fintech firm is helping making the retirement income connection... 401kWire.com - Thursday, September 9, 2021
An $18.5B-AUM AM Launches a Travel ETF The passively managed fund comes with a 65bps expense ratio... MutualFundWire.com - Thursday, September 9, 2021
ProNvest Connects With an RKer and Its IRA Sibling Updated \| The Volunteer State shop's full suite of services will be available through the two providers... 401kWire.com - Thursday, September 9, 2021 - Reader Rating: 1
Trump and Biden Advisors Talk to KPAs Both presidential campaigns send someone to speak at a big defined contribution industry conference... 401kWire.com - Wednesday, September 9, 2020
A 24-Year Franklin Vet Exits The departure comes as after the close of the firm's biggest acquisition yet... MutualFundWire.com - Wednesday, September 9, 2020 - Reader Rating: 5
It's Time to Be Counted ... By NAPA Stay tuned for more word from the trade group later this month... 401kWire.com - Wednesday, September 9, 2020 - Reader Rating: 5
ESG Training For KPAs A trade group is preparing to launch a certification program for advisors... 401kWire.com - Wednesday, September 9, 2020 - Reader Rating: 3
Two Join a CO RIA, While One Retires A KPA team made some updates over the summer... 401kWire.com - Wednesday, September 9, 2020
Don't Say Goodbye to MassMutual Just Yet Several DC-related businesses are not part of the deal that was unveiled yesterday... 401kWire.com - Wednesday, September 9, 2020 - Reader Rating: 1
East and West Coast Johnsons' Fortunes Diverge Seven fundsters remain among the 400 richest people in the U.S., according to a magazine's latest ranking... MutualFundWire.com - Wednesday, September 9, 2020
Eikenberg Adds Two Industry Vets to RBC GAM The new hires will work with RIAs, bank trusts, and multi-family offices... MutualFundWire.com - Monday, September 9, 2019
Post-Wells, What Platform Will Principal RIS Use? Two months after the acquisition closed, Renee Schaaf confirms the bundled provider's recordkeeping platform plans... 401kWire.com - Monday, September 9, 2019 - Reader Rating: 5
A 22-Year Company Vet Takes Over a Big RKer A familiar face takes over a provider with 1.7 million participants. Meanwhile, the old chief is shifting but staying on... 401kWire.com - Monday, September 9, 2019 - Reader Rating: 1.75
A Florida Lincoln Exec Departs A Sunshine State specialist leaves Lincoln after 2 years with the company... 401kWire.com - Monday, September 9, 2019 - Reader Rating: 1
Week In Preview, September 9-15 This week the teams at EBRI, Finspire, NAGDCA, NAPA, RPAG, and several WiPN chapters are all hosting events... 401kWire.com - Monday, September 9, 2019
Week In Preview, September 9-15 This week the teams at Barclays, Bonhill Group, FSI, informa, Information Age, InvestmentNews, Irish Funds, and MMI are all hosting events... MutualFundWire.com - Monday, September 9, 2019
Retiremap Launches New Platform An Ivy league university and a behavioral economist revamp financial wellness by offering new retirement platform for advisors and employers... 401kWire.com - Friday, September 9, 2016 - Reader Rating: 1
The New Fund Fuss - September 9, 2016 A listing all of the funds making their grand debut!.. MutualFundWire.com - Friday, September 9, 2016
Virtus Brings a Post-MPT Shop Into the ETF Biz A Midwestern ETF strategist is powering a new ETF offered by the Northeastern subadvised mutual fund shop... MutualFundWire.com - Friday, September 9, 2016 - Reader Rating: 5
This RKer is Leaning More Towards Open Architecture A RKer in Iowa is open to more of an open architecture platform..... 401kWire.com - Friday, September 9, 2016 - Reader Rating: 3
Happy National 401k Day! Tips and tricks to help you save for your retirement plan!.. 401kWire.com - Friday, September 9, 2016 - Reader Rating: 4.5
A Chitown DC I-O Chief Departs The move comes a few months the asset manager made cuts in its DC I-O sales force... 401kWire.com - Friday, September 9, 2016 - Reader Rating: 2
Two KPA Shops Align With a GA B-D A Georgia-based broker-dealer welcome two independent financial advisory firms to join its B-D and RIA platforms... 401kWire.com - Friday, September 9, 2016
M* Brings MFs and ETFs Under One Big Ratings Tent No longer will the mutual fund ratings giant treat ETFs as apples and traditional open-end mutual funds as oranges... MutualFundWire.com - Friday, September 9, 2016
BlackRock's First Employee Dies The man behind the investment operating system of the world's largest asset manager just passed away after fighting cancer for nearly four years... MutualFundWire.com - Wednesday, September 9, 2015
Empower Loses $1 Billion Plan in Merger But lay offs and roll overs prevent Chuck from taking the whole pie..... 401kWire.com - Wednesday, September 9, 2015 - Reader Rating: 5
Steinmetz Buys a Smart Beta Specialist OpFunds agrees to acquire a $1.7B AUM ETF shop... MutualFundWire.com - Wednesday, September 9, 2015
Don't Miss Your Opportunity To Speak on the Proposed Fiduciary Rule Get up, stand up! Stand up for your [fiduciary] rights..... 401kWire.com - Wednesday, September 9, 2015
The DoL's Fiduciary Hearings Continue Tomorrow The DoL has just released the transcripts from its recent EBSA public hearing just prior to the restart of the fiduciary hearing tomorrow... 401kWire.com - Wednesday, September 9, 2015 - Reader Rating: 5
Hail NICSA's New Chief The operations-focused mutual fund industry trade group has a new president... MutualFundWire.com - Wednesday, September 9, 2015
The Fund Firm That Lived The WSJ shines its spotlight on the Manhattan mutual fund shop that was devastated by the 9/11 attacks 14 years ago, then rose from the ashes... MutualFundWire.com - Wednesday, September 9, 2015
A Bunch of Top KPAs Strategically Build a New Super-OSJ A group of retirement plan-focused advisors from around the country are partnering up... 401kWire.com - Wednesday, September 9, 2015 - Reader Rating: 5
An Ohio KPA Pulls a B-D Switcheroo A 401(k) plan advisor (KPA) changes broker-dealers... 401kWire.com - Tuesday, September 9, 2014
Ohl Heads to a B-D: Beams Anoints a Replacement at Voya The freshly-rebranded, publicly-traded retirement plan provider has a new tax-exempt retirement chief. Meanwhile, a B-D names a new retirement products chief... 401kWire.com - Tuesday, September 9, 2014 - Reader Rating: 4
At MFS, Manning Will Soon Share His Crown Updated \| Starting in January, the Sun Life-backed mutual fund shop will be led by a pair of co-CEOs... MutualFundWire.com - Tuesday, September 9, 2014
NIPA Unveils a New Scholarship The program will help six TPAs with the trade group's APA designation program... 401kWire.com - Tuesday, September 9, 2014
It's Official, Gabelli's Salary Is Still Humungous USA Today and MFWire noted in April that Mario Gabelli made mucho bucks in 2013. Now the Wall Street Journal provides context on the enormousness of his compensation amongst CEOs of publicly-traded asset managers... MutualFundWire.com - Tuesday, September 9, 2014
A Connecticut Firm Looks to Raise $175MM Eight-boutique asset manager will price offering on September 11th... MutualFundWire.com - Monday, September 9, 2013
INews: 2003 Scandals Changed Industry Forever InvestmentNews wrote a reflective piece on how the industry has or hasn't changed since 2003. .. MutualFundWire.com - Monday, September 9, 2013
PSCA Kicks Off Its Annual Pow-Wow The plan sponsor trade group's 66th annual conference begins tonight... 401kWire.com - Monday, September 9, 2013
Virtus Closes a Fund to Most Investors Virtus [profile] has announced in a filing that the Virtus Emerging Markets Opportunities Fund is "generally no longer available for purchase by new investors. " [SEC filing]... MutualFundWire.com - Monday, September 9, 2013
Wells Files To Launch an EM Fund Wells Fargo [profile] has filed to launch the Wells Fargo Advantage Emerging Markets Equity Select Fund [SEC filing]... MutualFundWire.com - Monday, September 9, 2013
LPL Partners With Another RKer Bill Chetney and his team unveil another ally for their new Worksite Financial Solutions Offering... 401kWire.com - Monday, September 9, 2013
BlackRock and JPMorgan Anticipate More EM Losses, and Outflows Bloomberg covered concerns over emerging market bond outflows. .. MutualFundWire.com - Monday, September 9, 2013
Carroll Quietly Rises within Old Mutual Asset Management Brian Carroll was named head of North American distribution back in January, but the news is just hitting LinkedIn. .. MutualFundWire.com - Monday, September 9, 2013 - Reader Rating: 1
Morgan Stanley Launches Global Quality Fund Morgan Stanley is launching a new fund that will seek out high quality companies capable of compounding investors' assets over time. .. MutualFundWire.com - Monday, September 9, 2013
M* Powers a New 401k Product for Nationwide Updated \| The launch comes half a year John Carter took over the Ohio-based insurer's retirement business and two years after the debut of another advisor-sold 401k product, Nationwide Flexible Advantage... 401kWire.com - Monday, September 9, 2013 - Reader Rating: 3
After the Parent Leaves '40 Act Country, a Subadvisor Adopts a Fund The partners of the original investment manager had split to focus on their respective hedge specialities... MutualFundWire.com - Monday, September 9, 2013
ETF Roundup: Emerging Markets ETF Rises on China Bloomberg reported on the rise of an iShares ETF after positive China news. Is it poised to rally to record levels. .. MutualFundWire.com - Monday, September 9, 2013
Get Down to John Rekenthaler's "Great National Funk" John Rekenthaler says there is no merit to the "Buy and hold is dead." argument. .. MutualFundWire.com - Monday, September 9, 2013
BlackRock Bond PM: More Volatility to Come Than Seen in 25 Years FTAdviser covers BlackRock PM Ian Windship's plans now that volatility appears to be near. .. MutualFundWire.com - Monday, September 9, 2013
Putnam's Murphy Invests in an Educational Partnership The mutual fund shop's DC chief unveils the latest piece of Putnam's revamped, participant-focused retirement plan puzzle... 401kWire.com - Monday, September 9, 2013 - Reader Rating: 3.67
Some Big Shot Firms Stay With Emerging Markets Despite tough times in emerging markets, some firms are sticking with the stocks... MutualFundWire.com - Monday, September 9, 2013
Bents Reach Preliminary Settlement in Class Action The Wall Street Journal reports that the Bent family has finally reached a settlement in a class action brought in 2008. .. MutualFundWire.com - Monday, September 9, 2013
INews: Regulators Probably Can't Keep Up With Alts InvestmentNews covered the complexity and regulatory slipperiness of alternative funds... MutualFundWire.com - Monday, September 9, 2013
Investors to U.S. Stock Funds: Say Goodbye to Inflows U.S. stock mutual funds saw their first outflows in three months. .. MutualFundWire.com - Monday, September 9, 2013
Barron's and Fundsters Ponder Jobs Report Barrons covers the implications of the August jobs report on the Fed's tapering plans. What could this mean for bond funds?.. MutualFundWire.com - Monday, September 9, 2013
New York Life Cuts Staff The plan provider trims jobs in Massachusetts... 401kWire.com - Friday, September 9, 2011 - Reader Rating: 3
A $1B Hancock Fund May Swallow a Smaller Fellow The U.S. mutual fund arm of Manulife wants to merge two funds... MutualFundWire.com - Friday, September 9, 2011
Allianz Trims its Target Date Funds' Fees It's trying to compete against entrenched shops such as Fidelity and T. Rowe... 401kWire.com - Friday, September 9, 2011
An ETF-Based Asset Allocator Launches Collective Funds A New England offers advisors a new way to use its models inside of 401k plans... 401kWire.com - Friday, September 9, 2011
AdvisorShares Schedules an October Launch The active ETF shop preps a new offering... MutualFundWire.com - Friday, September 9, 2011
Plan Providers Gear Up for 401k Day They're bombarding participants with emails, gadget giveaways and and flyers... 401kWire.com - Friday, September 9, 2011
MFWire Unveils the Agenda for the 2011 Influencers' Summit The MFWire releases the agenda for the 2011 Influencers' Summit at the Mandarin Oriental in Boston... MutualFundWire.com - Friday, September 9, 2011
TIAA Lands a New 457 Mandate The education plan provider teams up with a mega-pension fund for a new mandate... 401kWire.com - Friday, September 9, 2011
Pimco's Extra Freedom Fails to Impress Morningstar This week the Allianz subsidiary gained more distribution independence... MutualFundWire.com - Friday, September 9, 2011 - Reader Rating: 2
Market Volatility Dampens Asset Growth kasina takes a snapshot of Q3 profitability, or lack thereof, for publicly-traded asset managers... MutualFundWire.com - Friday, September 9, 2011 - Reader Rating: 5
DoubleLine's President Testifies The courtroom battle Jeff Gundlach and TCW continues... MutualFundWire.com - Friday, September 9, 2011
JPMorgan Unveils its Latest Fund George Gatch and his team have broadened their mutual fund lineup... MutualFundWire.com - Thursday, September 9, 2010
Kravitz Offers Primer On Cash Balance Retirement Plans A new user-friendly guidebook sheds light on what it calls a retirement industry best-kept secret... 401kWire.com - Thursday, September 9, 2010 - Reader Rating: 5
Vanguard Launches an S&P-Powered Lineup The low-cost mutual fund giant publicly heals a rift with the indexing specialists at its unveils a number of new funds and ETFs... MutualFundWire.com - Thursday, September 9, 2010
Few Participants are Aware of the Roth IRA Undo Option A new survey highlights low awareness of the Roth IRA Recharacterization Option among participants... 401kWire.com - Thursday, September 9, 2010
Participants Get General Education From Plan Sponsors A new poll says participants are only getting a macro view of their retirement options. .. 401kWire.com - Thursday, September 9, 2010
Who Are The Most Influential People in Mutual Funds? Let us know who you think we should be considering for our annual list of the Forty Act Industry's Most Influential People... MutualFundWire.com - Thursday, September 9, 2010 - Reader Rating: 1
A Midwestern 401k Advisory Firm Acquires The retirement unit of a benefit and insurance consulting firm does a deal in its own backyard... 401kWire.com - Thursday, September 9, 2010
Hancock Confirms its Hiring of Harrington The LPL alum joins the advisory side of the insurer... 401kWire.com - Thursday, September 9, 2010
Ex-Cohen and Steers Sales Head Lands a New Gig The former president of real estate specialists distribution unit lands at another New York firm... MutualFundWire.com - Thursday, September 9, 2010 - Reader Rating: 3
Reish Lends His Voice to Another Plan Provider The legal eagle signs on to conduct webinars for a Boston-based recordkeeper... 401kWire.com - Thursday, September 9, 2010
Hartford Names its Mutual Fund Sales Chief The insurer taps one of its own for the job... MutualFundWire.com - Thursday, September 9, 2010
Gallagher Retirement Expands in Texas and the Midwest Mike DiCenso adds two more people to his team... 401kWire.com - Thursday, September 9, 2010 - Reader Rating: 3
Dimensional Cements a Distribution Deal for Six Funds An insurer hooks advisors up with the specialty index mutual fund firm... MutualFundWire.com - Thursday, September 9, 2010
Acadian Taps Talent from the SEC The Boston firm fills a PM post with an SEC alum... MutualFundWire.com - Thursday, September 9, 2010
Vanguard Adds a New Online Annuity Service Vanguard has launched an online service that allows individuals to compare income annuities from different insurance companies... MutualFundWire.com - Thursday, September 9, 2010
T. Rowe Could Buy Back Another 5.7 Percent of Itself The mutual fund firm also names a private equity bigwig to its board... MutualFundWire.com - Thursday, September 9, 2010
WisdomTree Inks a Distribution Pact The New York-based ETF shop has signed a deal aimed at boosting its presence in the independent broker-dealer space... MutualFundWire.com - Thursday, September 9, 2010
Harkin to Succeed Kennedy at the Helm of HELP Updated \| The Democrat from Iowa will become the new chair of the Senate Committee on Health, Education, Labor and Pensions... 401kWire.com - Wednesday, September 9, 2009
Tacoma or Seattle? Russell Finally Makes its Choice Russell Investments finally makes a decision on its headquarters... MutualFundWire.com - Wednesday, September 9, 2009
Principal Moves Forward with a Sales Hire The insurer's fund unit fills a sales post in New Jersey... MutualFundWire.com - Wednesday, September 9, 2009
Hennessy Sees a Change in the Way His Bonus is Computed The Novato, California-based asset manager amended its employment agreement with its top executive... MutualFundWire.com - Wednesday, September 9, 2009
Broadridge and NewRiver Offer a Summary Prospectus Solution Two companies team up in response to the new SEC rule... MutualFundWire.com - Wednesday, September 9, 2009
ICI Urges the SEC to Sink the Floating NAV Proposal The mutual fund industry trade group blasts the SEC proposal that would require money funds to adopt a floating NAV... MutualFundWire.com - Wednesday, September 9, 2009
Commonwealth Names a 'Recordkeeper of Choice' Updated \| The indie B-D partners with an open architecture DC provider... 401kWire.com - Wednesday, September 9, 2009 - Reader Rating: 2
Vanguard Tops Target-Date Ratings Morningstar on Wednesday unveiled the results of its evaluation of the 20 largest target-date fund providers... 401kWire.com - Wednesday, September 9, 2009 - Reader Rating: 3
Goldleaf Sprouts a New Hire in Arizona Updated \| The Brainerd-based TPA adds a benefits administrator in the Southwest... 401kWire.com - Wednesday, September 9, 2009
Few Americans Understand Retirement Plans Three-quarters say their understanding is less than complete, according to a Hartford survey... 401kWire.com - Wednesday, September 9, 2009
A Fixed Income Giant Targets Retirement Income Another mutual fund firm tries its luck at retirement income... 401kWire.com - Wednesday, September 9, 2009 - Reader Rating: 1
Artio Inches Closer to Public Life Julius Baer's US-based asset management subsidiary has started marketing its IPO of 23.4 million shares... MutualFundWire.com - Wednesday, September 9, 2009
Gallagher Expands in Indiana and Pennsylvania The insurance brokerage will soon fill two new retirement sales posts... 401kWire.com - Wednesday, September 9, 2009
Merk Unveils an Absolute Return Currency Fund The currency specialists launch their third no-load fund on Wednesday... MutualFundWire.com - Wednesday, September 9, 2009
Gross and Co Reach for a Piece of Retirement Income Pimco unveils four new TIPS-based funds... MutualFundWire.com - Wednesday, September 9, 2009
A London ETF Provider Smells a Golden Opportunity in the U.S. Wednesday's WSJ Fund Track features the US launch of a gold ETF from London-based ETF Securities... MutualFundWire.com - Wednesday, September 9, 2009 - Reader Rating: 3
Fetting Makes Another Big Hire at Legg Mason Legg Mason chief Mark Fetting brings in a fellow Prudential alum as head of the Americas... MutualFundWire.com - Tuesday, September 9, 2008
Trustodian Taps Regional Chief for the East A trust and custody provider hires a trust veteran from its parent... 401kWire.com - Tuesday, September 9, 2008 - Reader Rating: 1
Failed Deal Sends Lehman Stock South The Wall Street Journal highlights another bad day for Lehman Brothers that you can add to your collection if you've been following the saga... MutualFundWire.com - Tuesday, September 9, 2008
Hancock Horizon Hires an Earnest Sub�adviser After an extensive search, Hancock Horizon has selected a subadviser for its international fund... MutualFundWire.com - Tuesday, September 9, 2008
Edward Jones Settles Revenue-Sharing Suit for $7.5 Million The brokerage firm closes a nearly three-year-old chapter with the California Attorney General... MutualFundWire.com - Tuesday, September 9, 2008
401k Loan Debate Spreads to the House A Senate bill on DC plan loans and debit cards waits in Committee while a similar proposal pops up next door... 401kWire.com - Tuesday, September 9, 2008
A Bank-Owned Asset Manager is Quitting the Muni Bond Fund Biz The bank's asset management unit is sending assets of six funds to a Pittsburgh investment manager... MutualFundWire.com - Tuesday, September 9, 2008
Trade Groups Ask DoL for More Participant Disclosure Time Comments about the proposed regs are rolling in. Two industry organizations ask the regulatory agency to push back the effective date... 401kWire.com - Tuesday, September 9, 2008
Pru Takes Over a 457 Plan from Great-West Prudential will serve as the new 457 provider and will also carry on as the 401k vendor for the state... 401kWire.com - Tuesday, September 9, 2008
Smelling Opportunities, American Beacon Reopens the Gates to a Fund American Beacon Advisors is allowing new investors to its $2.4 billion fund... MutualFundWire.com - Tuesday, September 9, 2008
Freddie's Fall Hits Miller Hard The mortgage giant's government bailout threw more fuel on the Value Trust fire in the press... MutualFundWire.com - Tuesday, September 9, 2008 - Reader Rating: 5
German Annuities Draw American Insurer Tuesday's Fund Track column may be of interest to fundies interested in the variable annuity side of the business... MutualFundWire.com - Tuesday, September 9, 2008
401k Providers Push Regulators for Guidance on Katrina The IRS is listening to provider groups as it mulls over how to respond to the Katrina disaster. Guidance may be coming soon... 401kWire.com - Friday, September 9, 2005
Canadian Bank Eyes U.S. HNW Market Canada-based Toronto-Dominion Bank is out for more M&A action. The bank recently sold its TD Waterhouse unit to Ameritrade, and bought Northeast-based Hudson United Bancorp to target the high-net worth market ..... MutualFundWire.com - Friday, September 9, 2005 - Reader Rating: 2.33
SEC Provides Contact Info for Katrina-Hit RIAs The SEC has posted a list of updated contact information for registered investment advisors in the Katrina-affected areas ..... MutualFundWire.com - Friday, September 9, 2005
Recordkeeper Waives Fees for Katrina-Hit The offer is good at least until the end of the year... 401kWire.com - Friday, September 9, 2005 - Reader Rating: 4
One Mid-Atlantic TPA Buys Another The acquirer will continue to look for similarly-positioned buys... 401kWire.com - Friday, September 9, 2005 - Reader Rating: 1.67
New Prez at Mercer HR Consulting Brian Storms remains with MMC, but in a new role... 401kWire.com - Friday, September 9, 2005
Mellon Buys Other Half of Russell Joint Venture Mellon Financial has bought the other half of Russell/Mellon , the investment analytics joint venture that it started with Russell Investment Group ..... MutualFundWire.com - Friday, September 9, 2005
Amvescap Rises on New Deal Rumor Speculation that Janus is the next bidder for U.K.-based Amvescap caused shares of Amvescap to rise in the LSE ..... MutualFundWire.com - Friday, September 9, 2005
And Yet Another Reason to Scrutinize Fund Companies Environmentally conscious investors in the 24 largest funds can now figure out which funds are supporting companies that contribute to global warming... MutualFundWire.com - Thursday, September 9, 2004 - Reader Rating: 2.33
Up, Up and Away Kelmoore builds on the success of its Kaptain Kelmoore comics. The Defender of Truth, Justice and a Balanced Portfolio is coming to a website near you... MutualFundWire.com - Thursday, September 9, 2004
Principal Looks Forward The president of retirement and investor services talks about the small market, the retiree boom and where the Principal is headed... 401kWire.com - Thursday, September 9, 2004 - Reader Rating: 3
Former Emplanet Execs Together Again Michael McKenzie follows Doug Manchester to RSM McGladrey... 401kWire.com - Thursday, September 9, 2004
Schwab Hires New Portfolio Manager Charles Schwab Investment Management announced an addition to the senior equity management team that is responsible for its eight SchwabFunds. Vivienne Hsu leaves American Century to join Schwab as vice president and senior portfolio manager... MutualFundWire.com - Thursday, September 9, 2004
T. Rowe Board Elects One The board of T. Rowe Price elected J. Alfred Broaddus, Jr. as an independent director of the firm... MutualFundWire.com - Thursday, September 9, 2004
August Contributions By Fund Type The Hewitt 401k Index now tracks participant contributions... 401kWire.com - Thursday, September 9, 2004
Home, Sweet, Home The Denver Broncos will play their opening game against the Kansas City Chiefs this Sunday at...?.. MutualFundWire.com - Thursday, September 9, 2004
So Long, Invesco While much attention was being paid to news that former Invesco CEO Raymond Cunningham will pay $500,000 to settle civil charges against him, news that Amvescap will finally ditch the Invesco retail brand went unnoticed... MutualFundWire.com - Thursday, September 9, 2004
Mississippi Outsourcer Taps Mid Atlantic The now independant recordkeeping outsourcer and administrator will move from State Street in October. .. 401kWire.com - Tuesday, September 9, 2003 - Reader Rating: 5
Law Suits Now Number Five (and Counting) No fewer than five suits have now been filed based on the Spitzer complaint, including one from a Brooklyn religious congregation... MutualFundWire.com - Tuesday, September 9, 2003
Donaldson Promises Hedge Fund Rules Soon The SEC chair testified before the Senate Banking Committee today... MutualFundWire.com - Tuesday, September 9, 2003 - Reader Rating: 4
Spitzer Kept Feds in the Dark SEC and Justice Department staff learned about the Spitzer probe the same way as everyone else... MutualFundWire.com - Tuesday, September 9, 2003
Timer-Friendly Fund Sees New Deposits At least one fund catering to timers is seeing new post-Canary business... MutualFundWire.com - Tuesday, September 9, 2003
Spitzer Looks at More Hedgers So far, though, he is apparently not finding more wrongdoing... MutualFundWire.com - Tuesday, September 9, 2003
SEC Probing Pru Securities Office The Federal regulators are reportedly following in the footsteps of Massachusetts regulators... MutualFundWire.com - Tuesday, September 9, 2003
Federated, BlackRock Also Contacted CEOs for another two firms acknowledge Spitzer subpoenas... MutualFundWire.com - Tuesday, September 9, 2003
Nationwide Taps Five The insurer is added a quintet of new regional sales hands... 401kWire.com - Monday, September 9, 2002
Phoenix Eyes 401ks for Funds The firm is targeting 401ks as a key distribution channel for its newest funds... 401kWire.com - Monday, September 9, 2002
FSBA Names CIO The board names fixed income head Jarriel to the post... 401kWire.com - Monday, September 9, 2002
e401k Inks Bank Deal The Bay State startup lands the outsourcing bid from a southeastern bank... 401kWire.com - Monday, September 9, 2002
Hedge Pro Joins CRA RogersCasey The consultant taps a specialist to oversee its hedge fund research... 401kWire.com - Monday, September 9, 2002
Fund Prez Retires The CEO of a Chicago firm is retiring at the end of November... MutualFundWire.com - Monday, September 9, 2002
Combs Heading to the Hill The PWBA head will testify to Congress tomorrow on ERISA enforcement... 401kWire.com - Monday, September 9, 2002
Big Apple Firms Hires Marketer The $16 billion fund shop has landed a CSAM veteran as director of marketing... MutualFundWire.com - Monday, September 9, 2002
Fund Closings Hit Record Levels Morningstar's count shows the bear has consumed nearly a thousand equity funds so far... MutualFundWire.com - Monday, September 9, 2002 - Reader Rating: 4
The Gloves Are Coming Off A lightweight is challenging the ETF heavyweight in a letter to the American Exchange... MutualFundWire.com - Monday, September 9, 2002
Scudder Hires National Client Service Manager Scudder's new senior vice president will oversee the client services unit and handle business development and acquisition activities... 401kWire.com - Thursday, September 9, 1999 - Reader Rating: 3
State Street Acquires Wachovia's Custody Business State Street's newest acquisition will strengthen its position in the middle market custody business... MutualFundWire.com - Thursday, September 9, 1999 - Reader Rating: 3
Klipp's Replacement Hired at CSIM Schwab Investment Management has a new investment chief on board to replace Bill Klipp, retiring at the end of October... MutualFundWire.com - Thursday, September 9, 1999 - Reader Rating: 3
SchwabFunds Top 100 Billion Riding the back of the index fund tidal wave, Schwab's propietary fund family has grown to $100 billion in just eight years and now ranks as the country's 15th largest fund complex... MutualFundWire.com - Thursday, September 9, 1999 - Reader Rating: 3
Cascade Hires New Consulting Director Cascade Technologies has a new director of consulting, overseeing the operations of its pension services... 401kWire.com - Thursday, September 9, 1999 - Reader Rating: 3
Mainstay Prez Leaves Firm The president of MacKay Shields, the advisor to New York Life's MainStay Funds has left the company... MutualFundWire.com - Thursday, September 9, 1999 - Reader Rating: 3
Odd Lots, September 9, 1999 SEC fines Van Kampen ... Schwab gives competition a run for their money ... Fund managers resist extended trading hours... MutualFundWire.com - Thursday, September 9, 1999 - Reader Rating: 3
Keeping the Money You can be a great 401k provider and later watch the money walk out the door unless you have a business strategy in place... 401kWire.com - Thursday, September 9, 1999 - Reader Rating: 3
BMC Industries Makes Changes Minneapolis, MN-headquartered BMC Industries (NYSE: BMC) has hired Norwest Bank (NYSE: NOB) to be the recordkeeper for its 401(k) plan, Stefan Peterson, director of benefits, told the 401kWire. The plan -- which was merged from the company's savings plan and profit-sharing plan -- has approximately $75 million in assets with 2,000 participants... 401kWire.com - Wednesday, September 9, 1998 - Reader Rating: 3
TAG On: Deferrals in Excess of $10,000 What is the correct way to correct a situation where an employee contributes more than $10,000 to a 401(k) plan? This is yet another area where a simple solution would make a lot of sense. However, simplicity and qualified plans are rarely seen in each other's company... 401kWire.com - Wednesday, September 9, 1998 - Reader Rating: 3

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