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News Stories Archives - Since 1998
In NYC, a 20-Year Stable Value Vet Joins Pimco The new hire will service clients and work on portfolio construction and wrap negotiation... 401kWire.com - Monday, June 18, 2018
Two Due Diligence Execs Leave Invesco Two longtime due diligence execs at Invesco are no longer with the company... MutualFundWire.com - Monday, June 18, 2018
Mel Hooker Finds Curry's Successor The Wells Fargo IRT team welcomes a new biz dev chief... 401kWire.com - Monday, June 18, 2018
DWC Adds a Marketing Director DWC "the 401k experts" have found a candidate for their new marketing director position... 401kWire.com - Monday, June 18, 2018
Week In Preview, June 18-24 This weeks the teams at Credit Suisse, the FPA, ICR, and the MMI are all hosting events... MutualFundWire.com - Monday, June 18, 2018
Week In Preview, June 18-24 This week the teams at the ASPPA Benefits Council of Chicago, Credit Suisse, ICR, and Sheridan Road are all hosting events... 401kWire.com - Monday, June 18, 2018
There's a New KPA Award, and Only Two Can Win Your provider friends have a month to nominate you for a pair of new awards recognizing elite retirement plan advisors. Here's how it works... 401kWire.com - Thursday, June 18, 2015
A Transamerica Wholesaler Jumps to the RIA World An Orlando-based consulting outfit has made an addition to its DC team. .. 401kWire.com - Thursday, June 18, 2015
Pershing Hunts on for Fund Gatekeeper Three months ago the B-D clearing subsidiary's investment solutions chief moved to a wirehouse. Who will take her place?.. MutualFundWire.com - Thursday, June 18, 2015 - Reader Rating: 5
WisdomTree and SEI Won Big In May Titans Vanguard, SSgA, and BlackRock also raked in the inflows last month... MutualFundWire.com - Thursday, June 18, 2015
Sacramento Issues RFP The city of Sacramento, California is seeking retirement plan services for its employees, to include: 401(a), 457, Roth IRA, and retirement health savings... 401kWire.com - Thursday, June 18, 2015
Two KPAs Launch an Oregon Shop ...two executives started a new shop in Oregon..... 401kWire.com - Thursday, June 18, 2015
Seen and Heard: BPAS Partner Conference 2015 401kWire got a first hand glimpse of the BPAS Partner Conference 2015-- bringing together about 130 of their colleagues, advisor partners, and other industry insiders at the Le Meridian Regency Hotel in the city of Charlotte, North Carolina... 401kWire.com - Thursday, June 18, 2015
A Value Fund Guru Will Hand Off His Flagship At the end of 2015, a Midwestern mutual fund entrepreneur will step down from PMing his famous fund... MutualFundWire.com - Thursday, June 18, 2015
After a Merger, Will Sponsors Put Funds in the Penalty Box? This week, 401kWire shares the fiduciary concerns of large and jumbo sponsors if one of their fund providers were to be purchased. .. 401kWire.com - Wednesday, June 18, 2014
Seen and Heard at the 2014 Spark National The recordkeeping trade group's national conference moved to a new hotel this spring... 401kWire.com - Wednesday, June 18, 2014 - Reader Rating: 3.67
Pershing's Sandy Bolton Has Four Distribution Tips The managing director for Pershing's mutual fund custody operations wants you to follow this advice... MutualFundWire.com - Wednesday, June 18, 2014
Morgan Stanley Splits the Fund Director Role Between Three The role of director of funds is now being shared between three executives at the wirehouse... MutualFundWire.com - Wednesday, June 18, 2014
TIAA-CREF Examines Borrower's Remorse ...and the ripple effect(s) of pulling money out of one's retirement plan savings... 401kWire.com - Wednesday, June 18, 2014
Plan Sponsors Welcome The New Kid On The Alt Investment Block ...but direct real estate still has some perception issues, according to a new DCREC survey.. 401kWire.com - Wednesday, June 18, 2014
TIAA-CREF Wins a Michigan Community College's 403b The higher-ed giant was already the recordkeeper for the college's 403a plan. .. 401kWire.com - Wednesday, June 18, 2014
52 percent of Participants Use Online Calculators Survey shows an an increase in online tools among participants..... 401kWire.com - Wednesday, June 18, 2014
Collective Funds Make Gains Among $250MM+ Sponsors The analytics firm today released a new report on institutional market trends, finding that collective funds are gaining in popularity among the $250 million-plus sponsor crowd... 401kWire.com - Wednesday, June 18, 2014
A Southeastern Accounting Shop Aligns With ABG Alliance Benefit Group has added a regional and consulting firm... 401kWire.com - Wednesday, June 18, 2014
Financial Engines Tackles Social Security The advice and managed account provider officially launched its Social Security planning tool through Income+. .. 401kWire.com - Wednesday, June 18, 2014 - Reader Rating: 4
Galvin Attacks 401k, But Not DC I-O The Secretary of the Commonwealth of Massachusetts is worried about employers who change the way they contribute to employees' retirement plan savings. And he's raising a stink... MutualFundWire.com - Wednesday, June 18, 2014
Franklin's Ahmed Hires a Strategic Accounts Chief The new hire hails from the J.P. Morgan DC I-O team... 401kWire.com - Wednesday, June 18, 2014 - Reader Rating: 5
Vanguard Peddles Coffee Fund giant is sending red coffee trucks to major cities as part of a quirky marketing effort... MutualFundWire.com - Tuesday, June 18, 2013
A Vanguard Bond ETF Is Oversold The fund has hit just below the RSI Oversold mark... MutualFundWire.com - Tuesday, June 18, 2013
One Emerging Market ETF Has Avoided the Bloodshed Investors are getting out of the emerging market ETF market at a breakneck pace. All except one... MutualFundWire.com - Tuesday, June 18, 2013
ETF Shops Want More Active Management More sponsors are planning to launch new actively managed ETFs in bond space... MutualFundWire.com - Tuesday, June 18, 2013
Rekenthaler Asks: Can You Be Too Diversified? John Rekenthaler of Morningstar says some investors can't avoid "diworsification.".. MutualFundWire.com - Tuesday, June 18, 2013
Pimco's 'Stealth' Is An Advantage, WSJ Says Pimco's diversified business could help it ride out any bond market mayhem, according to newspaper... MutualFundWire.com - Tuesday, June 18, 2013
ETF Daily News Says Target Maturity ETFs Underrated Trade pub shows the product some love... MutualFundWire.com - Tuesday, June 18, 2013
Co-Founder of OptionMonster Takes On Larry Fink Jon Najarian confronts BlackRock CEO's statements on options trading. .. MutualFundWire.com - Tuesday, June 18, 2013
BlackRock Proposes Standardized Bonds BlackRock is bond standardization to address problems in the corporate bond market. .. MutualFundWire.com - Tuesday, June 18, 2013
Wholesalers Are Sought For This Fund Firm Firm, which recently hired a box development chief, wants an internal, as well as an external, wholesaler... MutualFundWire.com - Tuesday, June 18, 2013 - Reader Rating: 5
Members of Congress Express Fiduciary Reform Concerns In a letter to DoL, 32 Congress members say proposal could hurt the poor... 401kWire.com - Tuesday, June 18, 2013
A Knoxville Shop Looks to Adopt a Few Good Managers The 20-month-old firm has been focusing on distribution from the start and is on at least 14 platforms, is in talks to join a few more... MutualFundWire.com - Tuesday, June 18, 2013
TCW Adds a PM Effective May 24, Jason Maxwell has been added to the PM team of the TCW's [profile] Growth Fund. [SEC Filing]... MutualFundWire.com - Tuesday, June 18, 2013
A PM Leaves an AST Fund Chris Leavy will no longer PM the AST BlackRock. [SEC Filing]... MutualFundWire.com - Tuesday, June 18, 2013
Janus Forty Adds a PM Janus' [profile] Forty Portfolio has updated its PM team. A. Douglas Rao joined the PM list this year. [SEC Filing]... MutualFundWire.com - Tuesday, June 18, 2013
HSBC Makes Its C Shares Convertible Effective August 1, the board of trustees of HSBC Funds [profile] has approved a conversion feature for Class C Shares of the funds. Class C Shares will convert automatically to Class A Shares of the same fund after being held for five years. [SEC Filing]... MutualFundWire.com - Tuesday, June 18, 2013
Another Shop Shuts the Door on B Shares Effective August 1, Class B Shares of HSBC Funds [profile] may not be purchased or acquired by any new or existing Class B shareholder, except through dividend and/or capital gains reinvestment. [SEC Filing]... MutualFundWire.com - Tuesday, June 18, 2013
Dominion Will Close Two Funds The board of directors of the Dominion Funds, consisting of the Fairfax Global Trends Fund and the Fairfax Gold and Precious Metals Fund, has concluded that it is in the best interests of the funds and the funds� shareholders that the funds cease operations. The board has determined to close the funds and redeem all outstanding shares on June 27, 2013. [SEC Filing]... MutualFundWire.com - Tuesday, June 18, 2013
BlackRock Broadens a Fund's Name and Mandate On May 21, 2013, the board of trustees of BlackRock Funds [profile], approved a proposal to amend the BlackRock China Fund's investment objective and strategies and to change the name of the fund to BlackRock Emerging Markets Dividend Fund. The change will be effective on or about August 16, 2013. [SEC Filing]... MutualFundWire.com - Tuesday, June 18, 2013
Platform Consolidation Exacerbates Fund Competition Cerulli research says asset manager distribution will get even more competitive... MutualFundWire.com - Tuesday, June 18, 2013
SPARK'S Board Names a New Member New board member, currently an exec at a privately-held risk management software firm, was at one time a senior vice president at Fidelity... 401kWire.com - Tuesday, June 18, 2013 - Reader Rating: 4
A $16B Boutique Manager Aims to Beat Last Quarter's 20 Percent AUM Growth Manager of 15 boutiques is bolstering sales force, banging drum for four funds... MutualFundWire.com - Tuesday, June 18, 2013
A Boutique Manager Hits $16B Umbrella firm of 15 boutiques saw $3B of inflows in five months... MutualFundWire.com - Tuesday, June 18, 2013
SPARK, Industry Leaders Push for DOL Rulemaking Extension A variety of retirement industry groups are pushing for an extension to the commentary and rule making process for a regulation concerning lifetime income illustrations... 401kWire.com - Tuesday, June 18, 2013
Who is Most Influential? We have opened the nominations for 401kWire's annual "Most Influential People" survey... 401kWire.com - Tuesday, June 18, 2013
Companies Develop TDF Analysis Tool BrightScope and Target Date Analytics Collaborated to Produce "Popping The Hood VI," an analysis of target date fund families. .. 401kWire.com - Tuesday, June 18, 2013 - Reader Rating: 3
Target Date PMs Talk Risk, Risk and More Risk Day one of the first konvergence conference continues as execs from Franklin, J.P. Morgan and MFS take the stage... 401kWire.com - Tuesday, June 18, 2013
DAY 2 at SPARK Starts With Congressman Neal The Massachusetts Democrat spoke about retirement savings and the tax code... 401kWire.com - Tuesday, June 18, 2013 - Reader Rating: 4
O'Hanley's ETF Strategy Gets Coverage in InvestmentNews Financial pub says Fidelity is working out kinks... MutualFundWire.com - Tuesday, June 18, 2013 - Reader Rating: 5
Bloomberg Loves When Schwab and Vanguard Face Off Eric Balchunas compares two really cheap ETFs... MutualFundWire.com - Tuesday, June 18, 2013
Zacks Picks Five Best Small Cap Funds Is your fund among them?.. MutualFundWire.com - Tuesday, June 18, 2013
J.P. Morgan to Disclose Money Fund Liquidity Today Disclosures will include daily and weekly figures... MutualFundWire.com - Tuesday, June 18, 2013
Are Alt Mutual Funds As Risky As FINRA Says? Alternative mutual funds vary widely. Rob Silverblatt explains which funds are riskier than others... MutualFundWire.com - Tuesday, June 18, 2013
Rekenthaler: The Star Manager isn't Extinct; Just Scarce John Rekenthaler of Morningstar explains why star managers aren't as prevalent as they once were... MutualFundWire.com - Tuesday, June 18, 2013
A BlackRock Sales Head Moves To Franklin Templeton Exec will handle UK business... MutualFundWire.com - Tuesday, June 18, 2013
Manning Revamps MFS' Brand New brand reflects MFS push into global markets.. MutualFundWire.com - Monday, June 18, 2012
A Fund-of-ETF Shop's Trust Discloses a Wells Notice The news comes after the Northern Lights Fund Trust made a similar disclosure earlier this month... MutualFundWire.com - Monday, June 18, 2012
Cunningham Solidifies Manning's DC I-O Presence The mutual fund shop's chief confirms the launch of a new target-date series... 401kWire.com - Monday, June 18, 2012
Who Will Replace Rominger at the SEC? The Director of the Division of Investment Management is retiring... MutualFundWire.com - Monday, June 18, 2012
A DC I-O Giant Leaves the Target Date Biz, For Now The asset manager will liquidate its series of the asset allocation products... 401kWire.com - Monday, June 18, 2012
Spark Opens With CEOs Taking the Floor Technology and industry scuttlebutt are hot topics at the conference... 401kWire.com - Monday, June 18, 2012 - Reader Rating: 2
Borzi Promises a Revamped DoL Fiduciary Standard The EBSA chief speaks at the Spark National Conference... 401kWire.com - Monday, June 18, 2012 - Reader Rating: 3
Morningstar Warns Sponsors Against Replacement-Rate Reports New report finds big problems with the way retirement income is calculated... 401kWire.com - Monday, June 18, 2012 - Reader Rating: 3
Advisors Like DFA's Kool-aid DFA's successful investment strategy is not just method, but a religion, reports InvestmentNews.. MutualFundWire.com - Monday, June 18, 2012
S&P Has Mostly Bad News for AllianceBernstein's Kraus The Ratings agency says that outflows and underperformance have hurt the firm's profitability... MutualFundWire.com - Monday, June 18, 2012
T. Rowe's Athey Likes Extremes Play against extremes, says the small cap PM... MutualFundWire.com - Monday, June 18, 2012
An Allianz Director Expects More Pimco ETFs The bond giant plans to launch "at least" one more later this year.. MutualFundWire.com - Monday, June 18, 2012
A Possibly Conflicted BlackRock PM Steps Down Yet Larry Fink and his team aren't saying goodbye to the PM in question... MutualFundWire.com - Monday, June 18, 2012
American Century's Fund Board Bids Adieu to a Bear An NFL Hall of Famer departs American Century's fund board... MutualFundWire.com - Friday, June 18, 2010 - Reader Rating: 1
More Than 1,700 Advisors Work With ADP's Latest DC Platform A top retirement exec at the payroll provider discusses an advisor-focused offering... 401kWire.com - Friday, June 18, 2010 - Reader Rating: 3
An OppenheimerFunds Alum Starts a Magazine The former wholesaler jumps into the magazine publishing business... MutualFundWire.com - Friday, June 18, 2010 - Reader Rating: 5
A Legg Mason Exec Addresses an Industry Think Tank Yesterday a trade group for advisors and mutual funds hosted a discussion investor psychology... MutualFundWire.com - Friday, June 18, 2010
Fresh Off its Tenth Acquisition, a TPA is Hungry for More A Midwestern firm may do at least one more deal by the end of 2010... 401kWire.com - Friday, June 18, 2010 - Reader Rating: 4
RidgeWorth's Suitor Walks Away Henderson Global is no longer interested in buying part of RidgeWorth... MutualFundWire.com - Friday, June 18, 2010
Nationwide Taps a Wholesaler in Florida A new hire will oversee retirement sales in South Florida... 401kWire.com - Thursday, June 18, 2009
BofA Narrows the Columbia Bids to Three Updated \| Who will buy the Boston-based asset management giant?.. MutualFundWire.com - Thursday, June 18, 2009 - Reader Rating: 4
ETF Asset Gains May Only Be Temporary, Cerulli Suggests Cerulli analysts say that signs of an increase in market share growth are not necessarily permanent... MutualFundWire.com - Thursday, June 18, 2009
PNC to Hike its Stake in BlackRock PNC Financial is boosting its BlackRock stake to help fund the New York manager's purchase of BGI... MutualFundWire.com - Thursday, June 18, 2009 - Reader Rating: 5
A Prospectus-Centric Firm Changes Hands RR Donnelley has acquired a Georgia-based firm, which has powered its offering for prospectus distribution... MutualFundWire.com - Thursday, June 18, 2009
Industry Insiders Offer Their Target Date Fund Suggestions to Regulators Update 3 \| The DoL and SEC conduct their whole-day hearing on target-date funds... 401kWire.com - Thursday, June 18, 2009 - Reader Rating: 3
A Boston Asset Manager Puts Office Space on the Market A prominent investment management firm reportedly puts 134,000 square feet of prime office space in Boston's financial district on the sublease market... MutualFundWire.com - Thursday, June 18, 2009
New Vanguard Research Adds a Different Angle to the Target Date Debate The bundled provider questions the focus on equity exposure in target date funds... 401kWire.com - Thursday, June 18, 2009 - Reader Rating: 3
Reserve Partially Liquidates Another Fund Reserve Management will make another distribution from the one of its funds that broke the buck in September... MutualFundWire.com - Thursday, June 18, 2009
State Street Pays Back TARP Money SSgA's parent has repaid the full amount of the Treasury's investment in the firm under the TARP program... MutualFundWire.com - Thursday, June 18, 2009 - Reader Rating: 5
Will Money Funds Shift to a Floating NAV? The WSJ examines money market fund regulatory changes being contemplated by the Obama administration... MutualFundWire.com - Thursday, June 18, 2009
ExpertPlan Hires an Exec for its Newly Acquired Business Updated \| Fresh off its latest purchase, the outsourced recordkeeper appoints a vice president of sales and business development... 401kWire.com - Thursday, June 18, 2009 - Reader Rating: 4
Money Fund Outflows in the Latest Week are the Highest Since September Money fund assets fell $62.9 billion in the latest week, the WSJ's Lauren Pollock reports, citing numbers from iMoneyNet's Money Fund Report... MutualFundWire.com - Thursday, June 18, 2009
Wells Fargo Consolidates its Small-Plan Offerings The Minneapolis-based provider recently moved hundreds of small plans to its outsourcing partner. It has also made enhancements to the product geared toward the under-$10 million market... 401kWire.com - Wednesday, June 18, 2008
DoL Hopes to Wrap Up Fee Disclosure Regs by Yearend During his appearance last week at Spark, Brad Campbell talked about initiatives underway at the DoL and shared his view on how the election might impact those efforts... 401kWire.com - Wednesday, June 18, 2008
SouthernSun Jumps Into Fund Business Head First The company, which acquired the New River Funds yesterday, has plans for another fund... MutualFundWire.com - Wednesday, June 18, 2008
Discovery Settles With Labworks in Defamation Case The year-long legal battle between Discovery Database and Labworks, LLC is now a closed book... MutualFundWire.com - Wednesday, June 18, 2008
Feds Bless the ING-CitiStreet Union Antitrust regulators have approved the $900-million deal... 401kWire.com - Wednesday, June 18, 2008
401k Fees Draw Prime Time Attention UPDATED \| The language and fight of George Miller continues to spread, even after his legislation stalled last week. .. 401kWire.com - Wednesday, June 18, 2008
Morgan Stanley Details Q2 Ops of Asset Management Business Morgan Stanley reported its Q2 earnings today which gave a window into its asset management business... MutualFundWire.com - Wednesday, June 18, 2008
Wealth Management Fares Well Compared to the Rest of Morgan Stanley Morgan Stanley reported its second quarter earnings today... MutualFundWire.com - Wednesday, June 18, 2008
JPMorgan Turns to Hedge Fund Playbook for its New ETNs John Spence featured new ETNs from JPMorgan in the Wednesday edition of the WSJ Fund Track... MutualFundWire.com - Wednesday, June 18, 2008
Plan Advisors See Steady DC Contributions and Stable Company Matches A Boston-based asset manager talks to retirement producers about their practices and the state of the DC market. .. 401kWire.com - Wednesday, June 18, 2008
SGI Taps Two Institutional Sales Vets for Biz Dev Roles Security Global Investors, the asset management arm of Security Benefit Corporation, has hired two new sales pros... MutualFundWire.com - Wednesday, June 18, 2008
Cable Maker Disconnects From MFS The Kentucky-based Fortune 1000 company has picked a new recordkeeper for its 401(k) plans, which hold a total of $243.04 million. .. 401kWire.com - Monday, June 18, 2007 - Reader Rating: 5
QDIA Fray Attracts Consumer Advocates Two lobbying organizations urge the Office of Management and Budget to support the DoL and resist the "mattress mentality" of stable value. .. 401kWire.com - Monday, June 18, 2007
FRC: Target Date Funds Look Hot in 2011 The Bay State research firm projects that sales of age-based retirement funds will continue to boom while risk-based funds' sales decline. .. MutualFundWire.com - Monday, June 18, 2007 - Reader Rating: 2.85
Green Tights Win EBRI Three Regional Emmys An animated superhero mascot wins the nonprofit research institute more awards. .. 401kWire.com - Monday, June 18, 2007
kasina Hires Three, Five More to Come The Big Apple consulting firm has hired three new faces and is still looking for five more... MutualFundWire.com - Monday, June 18, 2007 - Reader Rating: 2.78
Rollover's Top Marketer Rolls On With a new CEO in town, Reggie's posse is rolling out of RolloverSystems as the North Carolina firm sees its second high-level departure this year... 401kWire.com - Monday, June 18, 2007 - Reader Rating: 3.5
RIA DATABASE Adds AmeriFunds to Client List AmeriFunds Diversified Funding has chosen RIA DATABASE to enhance its financial advisor and broker dealer relations... MutualFundWire.com - Monday, June 18, 2007
AssetMark Leverages Fundamental Index Concept for 4 New Funds AssetMark Investment Services has launched four new Fundamental Index Funds, which are no-load mutual funds based on the fundamental index concept... MutualFundWire.com - Monday, June 18, 2007 - Reader Rating: 2.75
Wachovia Won't Interfere with Edwards' Reps' Clients Wachovia Wealth Management won't be pillaging wealthy clients from their new partners at A.G. Edwards says Stan Kelly, president of Wachovia Wealth Management... MutualFundWire.com - Monday, June 18, 2007 - Reader Rating: 2.3
Kensington Adds New Global Fund Kensington Investment Group will launch its new offering, the Kensington Global Infrastructure Fund, on June 29... MutualFundWire.com - Monday, June 18, 2007 - Reader Rating: 4
RIA: Fiduciary School is in Session A Tar Heel State advisory firm tries to teach sponsors about their responsibilities. .. 401kWire.com - Monday, June 18, 2007
Bear Stearns Revamps Mutual Fund Platform Bear Stearns Broker-Dealer & Investment Advisor Services is sprucing up its mutual fund platform by expanding the list of available funds and adding to its set of mutual fund research tools... MutualFundWire.com - Monday, June 18, 2007
First Trust Fund Finds New Life in ETF Format The First Trust Value Line 100 ETF has begun trading on the AMEX... MutualFundWire.com - Monday, June 18, 2007 - Reader Rating: 5
Former SIFMA Director Joins MSRB Lynnette Kelly Hotchkiss has joined the Municipal Securities Rulemaking Board as executive director... MutualFundWire.com - Monday, June 18, 2007
II Says Janus Swings Back Into the Black This month's cover boy for Institutional Investor Magazine is Janus CEO Gary Black... MutualFundWire.com - Monday, June 18, 2007 - Reader Rating: 3
Philly Stock Exchange Suit Headed for Settlement? A lawsuit involving the some former seat owners of the Philadelphia Stock Exchange as well as Wall Street firms may be heading toward a settlement... MutualFundWire.com - Monday, June 18, 2007
MassMutual Announces Henry's Hiring As previously reported by The 401kWire, the Springfield, Massachusetts-based provider has brought on board the former Hancock exec as vice president of product development... 401kWire.com - Monday, June 18, 2007 - Reader Rating: 5
Nationwide Readies Lifecycle Funds Nationwide is the latest to hop on the target-date bandwagon... 401kWire.com - Monday, June 18, 2007
BoNY Launches Web-Based System for ETF Processing The Bank of New York has introduced a Web-based system that enables institutions to conduct all order and processing activity online... MutualFundWire.com - Monday, June 18, 2007 - Reader Rating: 3.14
Nationwide Readies Target-Date Funds Nationwide is the latest to hop on the target-date bandwagon... MutualFundWire.com - Monday, June 18, 2007 - Reader Rating: 3
Fidelity Swaps Its Large-Plan Client Services' Head The Boston Behemoth has brought in an exec from Schwab to handle relationships with Fortune 500 clients... 401kWire.com - Monday, June 18, 2007 - Reader Rating: 2.5
TPA's Trial Date Is Set The owner of a now-bankrupt Volunteer State firm will wait several months for his federal trial to begin. He faces a 78-count indictment. .. 401kWire.com - Monday, June 18, 2007 - Reader Rating: 3.5
Marsico Speaks Out on Buyback The WSJ asks Tom Marsico about his reasons for the buyback... MutualFundWire.com - Monday, June 18, 2007 - Reader Rating: 2
Morgan Stanley to Pay $500K Fine Morgan Stanley will pay a fine of half a million dollars for its alleged failure to properly supervise its reps... MutualFundWire.com - Monday, June 18, 2007 - Reader Rating: 3
Lipper Refines International Fund Classification Models international fund system after domestic diversified funds... MutualFundWire.com - Friday, June 18, 2004
Boehner Seizes on Co Stock Issue Despite multiple setbacks in the Senate, the House Republican is still fighting for the passage of his retirement advice bill... 401kWire.com - Friday, June 18, 2004
Head of Retirement at The Standard Puts on Another Hat The longtime head of retirement at the insurer takes on asset management responsibilities... 401kWire.com - Friday, June 18, 2004
Rydex Looks to Add ETF Product Specialist The fund firm is hiring for an external distribution position, and plans to roll new products out next quarter... MutualFundWire.com - Friday, June 18, 2004 - Reader Rating: 2.33
Searches Reported This Week Public plans seek bundled providers; firms look to fill style gaps in their plan lineups... 401kWire.com - Friday, June 18, 2004 - Reader Rating: 2
Analyst Becomes Manager at American Century The international small cap team gets a new co-portfolio manager... MutualFundWire.com - Friday, June 18, 2004
Morgan Stanley Sales Incentive Are Red Meat to NH Regulators Here we go again. New Hampshire regulators filed a civil action against Morgan Stanley for not disclosing broker incentives... MutualFundWire.com - Friday, June 18, 2004
Action on Baker Bill Set for Mid-July Rep. Richard Baker told regulators to send their feedback by July 2 so his subcommittee can move on the bill by mid-July... MutualFundWire.com - Wednesday, June 18, 2003
Philly Fund Firm Rolls Out R Shares Another fund firm has jumped on the R-share bandwagon. Share will be used for advisor-sold 401k plans... MutualFundWire.com - Wednesday, June 18, 2003
Vanguard Makes Belgian Ally The agreement marks the first time that Vanguard funds will be targeted at retail investors in Europe... MutualFundWire.com - Wednesday, June 18, 2003
ICMA Chief Jumps Ship CEO Girard Miller has left to take a new job. ICMA Retirement Names an Acting CEO until it finds a new chief... 401kWire.com - Wednesday, June 18, 2003 - Reader Rating: 5
Ex-Barclays Exec Joins New Hampshire Firm Lee Harbert takes the open national sales director job at an upstart trying to bring openness to the small plan market... 401kWire.com - Wednesday, June 18, 2003 - Reader Rating: 1.5
NY State Changes Administrators The $5 billion 457 plan has swapped vendors... 401kWire.com - Wednesday, June 18, 2003
Republicans in Drag The fund industry is encountering a case of role reversal in the House. Will it prove too costly?.. MutualFundWire.com - Wednesday, June 18, 2003
Provider Selects Advisor for Own Plan A bundled plan vendor names the advice provider for the plan its offers its own employees... 401kWire.com - Tuesday, June 18, 2002
Boston Firm Upgrades Advisor Web The new site lends advisors a helping hand for their prospecting... 401kWire.com - Tuesday, June 18, 2002
Fido Adds Wireless Options The Boston Behemoth is now letting participants in stock option plans view account info through wireless devices... 401kWire.com - Tuesday, June 18, 2002
IRS Rules on Money Purchase Conversions The IRS confirms that participants do not have to be fully vested to merge into profit sharing plans... 401kWire.com - Tuesday, June 18, 2002
PSCA Lends Support to Portman Cardin 2002 The Congressional duo has introduced a bill to protect EGTRRA changes from sunsetting in 2011... 401kWire.com - Tuesday, June 18, 2002
Wachovia Opens Louisville Office The bank has landed a JP Morgan Chase veteran to oversee the region... 401kWire.com - Tuesday, June 18, 2002
New Tree in Evergreen Forest There is a brand new offering at the fund family... MutualFundWire.com - Tuesday, June 18, 2002
Getting in Deeper Banning state governments from investigating firms violating securities laws is a bad idea... MutualFundWire.com - Tuesday, June 18, 2002
Switch for Golden Oaks The asset manager has chosen a new administrative provider. What new services will they receive?.. MutualFundWire.com - Tuesday, June 18, 2002 - Reader Rating: 4
Looking to Increase Efficiency ByAllAccounts has a new product that it hopes will streamline work for financial advisors... MutualFundWire.com - Tuesday, June 18, 2002
And So It Begins A firm fires Arthur Andersen... MutualFundWire.com - Tuesday, June 18, 2002
Albertson Makes a Move The executive signs on with a new firm... MutualFundWire.com - Tuesday, June 18, 2002
More Info for Participants An agreement between Stockwalk and Sterling Trust is designed to provide an online brokerage service to 401k participants... 401kWire.com - Monday, June 18, 2001 - Reader Rating: 3
Lincoln Asks 26 to Leave Lincoln Financial's distribution entity drops its marketing department and CMO in the midst of a reorganization... MutualFundWire.com - Monday, June 18, 2001 - Reader Rating: 3
Mellon Buys High Net Worth Manager The Dreyfus parent has acquired Van Deventer & Hoch in strategy to grow fee-based business... MutualFundWire.com - Monday, June 18, 2001 - Reader Rating: 3
Sitting on the Dock of the Bay BayCare Health selects new provider... 401kWire.com - Monday, June 18, 2001 - Reader Rating: 3
Wiesenberger Finds New Partner One small step for a utility aims to be one giant step for a Thomson's advisor platform... MutualFundWire.com - Monday, June 18, 2001 - Reader Rating: 3
New DC Plan Needs Services A brand new defined contribution plan on the East Coast is seeking both recordkeeping and investment services... 401kWire.com - Monday, June 18, 2001 - Reader Rating: 3
ADP Snags Avert Huang to join Schroder ... The latest from Oppenheimer ... ADP and Avert ... An intro from Ameritrade ... Northern Trust taps Eagle ... Oppenheimer fee structure... MutualFundWire.com - Monday, June 18, 2001 - Reader Rating: 3
ADP Snags Avert Huang to join Schroder ... The latest from Oppenheimer ... ADP and Avert ... An intro from Ameritrade ... Northern Trust taps Eagle... 401kWire.com - Monday, June 18, 2001 - Reader Rating: 3
New Kid on the NSCC Block Chevy Chase Trust announces new NSCC trading product... 401kWire.com - Monday, June 18, 2001 - Reader Rating: 3
The Music of Millions $210 million buys John Nuveen more dates for the high net worth events in its acquisition of Symphony... MutualFundWire.com - Monday, June 18, 2001 - Reader Rating: 3
John Hancock Signs Sales VP John Hancock Funds has lured a veteran institutional sales vice president from UAM... MutualFundWire.com - Friday, June 18, 1999 - Reader Rating: 3
RFP Roundup Week of June 18, 1999 The Weekly Roundup is a regular column examining the RFPs that appeared on our pages and the pages of other publications this week. .. 401kWire.com - Friday, June 18, 1999 - Reader Rating: 3
DC Biz at Bisys on the Block Rumor in the marketplace is that Bisys is looking to sell its retirement services unit. But who is looking to buy?.. MutualFundWire.com - Friday, June 18, 1999 - Reader Rating: 3
Timothy Plan Adds New Funds The conservative Christian fund family is expanding with three new sub-advised funds, adding to its renamed Timothy Plan Small-Cap Value Fund -- no tobacco, alcohol, gambling allowed, to mention a few ... .. MutualFundWire.com - Friday, June 18, 1999 - Reader Rating: 3
DC Biz at Bisys on the Block Here is the word that is spreading like wildfire through the industry: Little Falls, New Jersey-headquartered Bisys is looking to sell its retirement services divisions. The 401kWire.com has been hearing rumblings about such a move ever since we ran a story two weeks ago that Al Shemtaub, president of the unit, had stepped down from his post... 401kWire.com - Friday, June 18, 1999 - Reader Rating: 3
C.I.T. Makes Changes Livingston, New Jersey-located C.I.T. Corporation has selected SEI Investments for asset management for its 401(k) plan, a benefits official with the firm told the 401kWire.com. The plan has $198 million in assets and 2,300 participants... 401kWire.com - Friday, June 18, 1999 - Reader Rating: 3
Odd Lots, June 18,1999 Fidelity sells $1 billion of bonds ... Performance-based fees highlighted by Fidelity, Amex... MutualFundWire.com - Friday, June 18, 1999 - Reader Rating: 3
Law Firm Makes Alterations Morristown, NJ-based Shanley & Fisher, PC has made a number of changes to its 401(k) plan, Kenneth A. Bailey, CPA and Director of Finance & Administration, told the 401kWire. The plan has approximately $10 million in assets with 290 participants. The sponsor also has a profit-sharing plan, and the assets of the two plans combined is $51 million... 401kWire.com - Thursday, June 18, 1998 - Reader Rating: 3
Security Capital Targets 401k Is there a place for real estate in 401(k) plans? You bet there is, respond's Mark Davis, vice president at Security Capital Real Estate Mutual Funds, Inc. The typical defined benefit plan has up to 10% of its assets invested in real estate, Davis points out, yet few defined contribution plans offer the option at all. .. 401kWire.com - Thursday, June 18, 1998 - Reader Rating: 3

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