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News Stories Archives - Since 1998
How Will the TIAA Buyouts Affect Nuveen?
The asset manager's parent will slim down by about 10 percent in the coming months, but .....
MutualFundWire.com - Monday, August 03, 2020
A Veteran DC AM Leader Takes Over an EM Team
The exec is joining a multinational asset manager and heading across the pond...
401kWire.com - Monday, August 03, 2020
SEC Smites a 403b and 457 Provider Over Disclosures
The price tag on the settlement is $40 million. The provider neither admitted nor denied the charges...
401kWire.com - Monday, August 03, 2020
With Buyouts, a Provider's Parent Will Slim By 10 Percent, But ...
They'll keep their RM count basically the same...
401kWire.com - Monday, August 03, 2020
Week In Preview, August 3 - August 9
This week the teams at DCIIA, Spark, and TRAU are all hosting virtual events...
401kWire.com - Monday, August 03, 2020
Week In Preview, August 3 - August 9
This week the teams at IMDDA and MMI are hosting virtual events...
MutualFundWire.com - Monday, August 03, 2020
Case of the Week: Rollover of Loan Offset and 402(f) Notices
RLC's Jenny Kiffmeyer answers an advisor's question about model plan distribution notices...
401kWire.com - Friday, August 03, 2018
USI Hires in Texas
A former MetLife and Fidelity vet joins the consulting group this month. ..
401kWire.com - Friday, August 03, 2018
Cronin Expands His Team, Hiring Three and Promoting Two
The firm's team of U.S. intermediary broker-dealers welcomes five new faces, including new hires and promotions...
MutualFundWire.com - Friday, August 03, 2018 Views
Wells' Mason Hires a Transamerica Alum
The new hire joins the recordkeeper's consultant relationship manager team...
401kWire.com - Friday, August 03, 2018 - Reader Rating: 5
As AUM Slips, a $23B-AUM Shop Slims Down By 10 Percent
Management of a publicly traded asset manager offers details on a pair of expense management programs...
MutualFundWire.com - Friday, August 03, 2018 Views
PE Doubles Down on a Liquid Alts Shop
The owners have decided to further growth within the company rather than sell it.....
MutualFundWire.com - Thursday, August 03, 2017 Views
New Fund Fuss - August 3, 2017
The latest news on funds!..
MutualFundWire.com - Thursday, August 03, 2017 Views
Wells Fargo Launches Tool for Plan Sponsors
Wells Fargo is opening up their latest tool to all their 401(k) plan sponsor clients. ..
401kWire.com - Thursday, August 03, 2017 - Reader Rating: 3.5
RayJay Adds a $300MM KPA Team
The three member team has connections to the branch's manager...
401kWire.com - Thursday, August 03, 2017
An Industry Expert Joins ARA
An industry veteran who has more than 40 years of experience with retirement plan matters has recently joined ARA...
401kWire.com - Thursday, August 03, 2017 - Reader Rating: 5
Workers Lagging on Taking Advantage of Company Match
Fido conducts a new study.....
401kWire.com - Thursday, August 03, 2017
Is Flanagan About to Make His 2nd Big Buy of 2017?
Invesco is reportedly in talks to acquire another ETF shop, this time on this side of the pond...
MutualFundWire.com - Thursday, August 03, 2017 Views
A $45B RIA Launches Fidu Services Solution
With RKers involved.....
401kWire.com - Thursday, August 03, 2017
A 23-Year Principal Vet Departs
This veteran has spent many years in the biz.....
401kWire.com - Thursday, August 03, 2017 - Reader Rating: 1
Transamerica Replaces Incumbents for $850MM in DC Assets
The merger of two companies led to the creation of a single retirement plan. ..
401kWire.com - Wednesday, August 03, 2016 - Reader Rating: 5
Four of This Family's Five Funds Are Being Scuttled
The four shuttering funds launched in late 2013...
MutualFundWire.com - Wednesday, August 03, 2016 Views
Hammond Wins Over a Six-Office, $7.5B RIA
This will be the first Maryland-based consulting shop affiliated with Pensionmark...
401kWire.com - Wednesday, August 03, 2016 - Reader Rating: 1.46
Eye for Earnings -- August 3, 2016
The latest earnings releases are here! ..
MutualFundWire.com - Wednesday, August 03, 2016 Views
An ADP Alum Joins a Midwestern TPA
He will focus on the Southern region. ..
401kWire.com - Wednesday, August 03, 2016 - Reader Rating: 5
Hispanic Millennials Are Optimistic Despite Supporting Two Generations
Wells Fargo's annual participant study samples millennials' outtake on saving for retirement and takes a magnifying glass to the mindset of potential retirees of Hispanic descent...
401kWire.com - Wednesday, August 03, 2016 - Reader Rating: 5
A Kansas City RKer Enables A Two-Click Enrollment Feature
DST Retirement Solutions introduce a new, simplified enrollment process to engage and encourage plan participants to increase their retirement saving contributions...
401kWire.com - Wednesday, August 03, 2016 - Reader Rating: 3.5
A JP Morgan and Empower Alum Joins $40B Retirement Practice
A retirement industry veteran of more than 20 years joins an independent retirement practice with nearly $40 billion in assets...
401kWire.com - Wednesday, August 03, 2016 - Reader Rating: 2.5
A $4.5B Plan in Cleveland Switches TDFs
The plan now uses T. Rowe's TDFs. ..
401kWire.com - Wednesday, August 03, 2016 - Reader Rating: 2
The TD Ameritrade Dirty Dancing Lawsuit Is Back
A federal judge in California has reportedly revived the legal battle over a TD ad that parodies an iconic scene from the 1987 movie...
MutualFundWire.com - Wednesday, August 03, 2016 Views
10 Months Later, Pimco Receives a Wells Notice
The regulatory flak centers on its famous, ETF version of the Pimco Total Return Fund. ..
MutualFundWire.com - Monday, August 03, 2015 Views
Van Eck Makes Its First ETF Acquisition
The New York City-based asset manager unveils a deal to take over a pair of MLP ETFs...
MutualFundWire.com - Monday, August 03, 2015 Views
A Key Gatekeeper Leaves an RIA Custodian
There's no word yet on who will take his place...
MutualFundWire.com - Monday, August 03, 2015 Views
Apple to Switch RKer in December
Empower scores a major plan sponsor. ..
401kWire.com - Monday, August 03, 2015 - Reader Rating: 3.75
This Is What LPL's Reich Is Investing In Now
Plan sponsor education, new and expanded alliances, improved investment scorecard, and of course recruiting are all on the agenda for the retirement plan team at the largest indie B-D in the biz...
401kWire.com - Monday, August 03, 2015
401kEssentials Unveils a New Tool
An independent online resource is here to assist employers, TPAs, and FAs...
401kWire.com - Monday, August 03, 2015
Wilson Amps Up GSAM's DC I-O Appeal
The giant investment bank's asset management just made 54 mutual funds easier to fit into 401ks and other DC plans...
401kWire.com - Monday, August 03, 2015
Earnings Roundup: WisdomTree Rises, Cohen and Steers Takes a Hit
Most publicly-traded mutual fund shops' AUMs fell last quarter...
MutualFundWire.com - Monday, August 03, 2015 Views
Two Iowa-Based Firms Merge to One KPA Shop
Today, two eastern Iowa-based 401(k) plan advisor (KPA) shops have recently merged into one company...
401kWire.com - Monday, August 03, 2015
A Top 401k Exec Leaves a Wirehouse
One of the 401k gatekeepers is moving on...
401kWire.com - Friday, August 03, 2012
WTF Is an ETF LMM?
Knight had been the top market maker in the ETF space, but not anymore. Who are the other players?..
MutualFundWire.com - Friday, August 03, 2012 Views - Reader Rating: 1
$503 Million Allianz Fund Changes Subadvisors
Allianz drops Eaton Vance for another. ..
MutualFundWire.com - Friday, August 03, 2012 Views
Stork and Reaper for August 3, 2012
The MFWire's daily report on mutual fund births, deaths, and changes. ..
MutualFundWire.com - Friday, August 03, 2012 Views
Wassup With ASPire?
A reader ponders the provider's recent conference in Tampa...
401kWire.com - Friday, August 03, 2012 - Reader Rating: 3
Hennessy Posts Profit in Q3
Hennessy also announces a quarterly dividend. ..
MutualFundWire.com - Friday, August 03, 2012 Views
ASPire Adds a Product to Its Platform
Prudential now offered to ASPire's 403(b) school clients...
401kWire.com - Friday, August 03, 2012 - Reader Rating: 1
ETF Markets Calm After Knight's Sinking, Say Honchos
There are conflicting reports on whether Knight's problems have spread into the ETF market...
MutualFundWire.com - Friday, August 03, 2012 Views
Wraps and Regulations Still Worry Stable Value Funds
Cerulli is "cautiously optimistic" about stable value in its latest product trends report...
401kWire.com - Friday, August 03, 2012 - Reader Rating: 5
Knight Troubles Bring Chaos to ETFs
Spreads explode as Knight sees trading problems...
MutualFundWire.com - Friday, August 03, 2012 Views
Kraus Casual About Vanguard Breakup
Financial effect of being dropped by Vanguard will be "immaterial," Kraus declares...
MutualFundWire.com - Friday, August 03, 2012 Views
PM Don Taylor Goes Slow
Franklin fund manager looks to stay patient...
MutualFundWire.com - Friday, August 03, 2012 Views
At Last, Fidelity Enters the ETF Field
After watching from the sidelines, Fidelity is finally entering the ETF playing field...
MutualFundWire.com - Friday, August 03, 2012 Views
Knight's Clients Reroute Orders After $440MM Loss
The firm is losing some of the biggest names in the mutual funds business...
MutualFundWire.com - Friday, August 03, 2012 Views
BofA Retirement's Consultant Relations Team Expands By Two
They're both new positions...
401kWire.com - Wednesday, August 03, 2011 - Reader Rating: 3
Virtus Plans to Merge Two Tax-Exempt Funds
The Constitution State mutual fund firm will combine a four-star fund with a five-star one...
MutualFundWire.com - Wednesday, August 03, 2011 Views
Oppenheimer Adds Five to its Strategic Accounts Group
The fund shop is giving its distribution team a big boost...
MutualFundWire.com - Wednesday, August 03, 2011 Views - Reader Rating: 5
BlackRock and a Top Retirement Exec Part Ways
A DC veteran says goodbye to the largest asset manager in the world...
401kWire.com - Wednesday, August 03, 2011 - Reader Rating: 4.5
Two New Wholesalers Focus on Small Plans for MassMutual
The provider calls the move a 'serious commitment to serving advisors and third-party administrators.'..
401kWire.com - Wednesday, August 03, 2011
Gross Offers 'No Jokes' After the Debt Deal
The star Pimco PM and co-CIO releases his latest monthly investment outlook...
MutualFundWire.com - Wednesday, August 03, 2011 Views
Securian Adds More Funds to its Lineup
That's 12, to be exact...
401kWire.com - Wednesday, August 03, 2011
A Midwestern TPA Benefits From a New Supervisor
A Missouri firm promotes a business development specialist...
401kWire.com - Wednesday, August 03, 2011
Hyas Hires a Towers Watson Vet
A consultant joins a 'flat' consulting shop...
401kWire.com - Wednesday, August 03, 2011
Lincoln's DC Income Climbs
But its gross deposits fall...
401kWire.com - Wednesday, August 03, 2011
What Drives DC I-O Selection for Mega Plan Sponsors?
An industry consulting firm releases new research on how the biggest 401k plan sponsors choose asset managers...
401kWire.com - Wednesday, August 03, 2011
VanEvery Says Gundlach Talked to Goldman
The courtroom battle between TCW and DoubleLine continues in the City of Angels...
MutualFundWire.com - Wednesday, August 03, 2011 Views
Dim Sum, Anyone?
Van Eck plans to serve up a Dim Sum Bond ETF...
MutualFundWire.com - Wednesday, August 03, 2011 Views
Which Small-Cap Funds Dominate in 401ks?
BrightScope identifies the top DC I-O players in another asset class...
MutualFundWire.com - Wednesday, August 03, 2011 Views - Reader Rating: 4
The CEO Search is Over for BNY Mellon Asset Management
The exec will take over the post formerly held by Ron O'Hanley...
MutualFundWire.com - Tuesday, August 03, 2010 Views - Reader Rating: 5
Allianz Preps for its Broadway Debut
The firm is moving to moving to new offices in Manhattan next year...
MutualFundWire.com - Tuesday, August 03, 2010 Views - Reader Rating: 2
Reserve Fund Sales Land TD Ameritrade in Hot Water with Regulators
The Pennsylvania Securities Commission recently filed a complaint against TD Ameritrade over the Reserve Yield Plus fund...
MutualFundWire.com - Tuesday, August 03, 2010 Views
51 Weeks, Gray Hair and Seven Figures:
An ETF Newbie's Journey Through the Maze

A new ETF player talks about the road to the NYSE Arca...
MutualFundWire.com - Tuesday, August 03, 2010 Views
A Top M&I Retirement Exec Hits the Road
The provider says goodbye to one of its own...
401kWire.com - Tuesday, August 03, 2010 - Reader Rating: 1
MacDonald Keeps it Simple
Simple Alternatives, which plans to enter the alternative mutual fund arena in October, names its chief investment officer...
MutualFundWire.com - Tuesday, August 03, 2010 Views
Gallagher's Retirement Unit Benefits From Another Purchase
The insurance brokerage acquires a brokerage, consulting and TPA firm that works with retirement plans and other benefits...
401kWire.com - Tuesday, August 03, 2010 - Reader Rating: 3.33
Pimco's Distribution Move Could Make Allianz a Buyer
Allianz' Brian Gaffney faces a cross-roads with his sales force no longer the in-house distribution arm of the hot Pimco funds. Will his next move be to buy?..
MutualFundWire.com - Tuesday, August 03, 2010 Views - Reader Rating: 4
Newkirk Makes Sweet E-Delivery Music With a Former Courtroom Rival
Together, the pair will to jointly market e-delivery and prospectus products...
401kWire.com - Tuesday, August 03, 2010
Bramlett Takes His Next Three Personnel Steps
NextStep's chief marketer leaves the firm, while two insiders move up...
401kWire.com - Tuesday, August 03, 2010 - Reader Rating: 5
Baltimore Judges to Weigh in on Mutual Fund Settlements
Federal judges in Baltimore will reportedly decide this October on whether to approve settlements in market timing and late trading suits filed against 17 fund firms...
MutualFundWire.com - Tuesday, August 03, 2010 Views - Reader Rating: 3
ETF REITs' Resurgence May Hit a Snag
Today's Fund Track begs the question: can the ETF REIT rally ontinue?..
MutualFundWire.com - Tuesday, August 03, 2010 Views
Mother Merrill Hires a Putnam Retirement Exec
The retirement unit of BofA Merrill hires a personal retirement solutions chief...
MutualFundWire.com - Tuesday, August 03, 2010 Views
An Atlanta-Based Asset Manager Changes Hands
The firm will be 100-percent employee-owned when the deal is complete...
MutualFundWire.com - Tuesday, August 03, 2010 Views
Virtus Keeps Flows Positive
The former asset management arm of Phoenix unveils its Q2 2010 earnings...
MutualFundWire.com - Tuesday, August 03, 2010 Views - Reader Rating: 4
Some Plan Sponsors are Slow to Relight their 401k Match
Plan particpants are still feeling the pinch while their employers are enjoying suring profits...
MutualFundWire.com - Tuesday, August 03, 2010 Views
Is SSgA Actively Seeking Acquisitions?
The chief of the ETF giant and institutional asset manager talks about a strategy shift...
MutualFundWire.com - Tuesday, August 03, 2010 Views
Krawcheck May be Next in Line at BofA
Less than a year after leaving Citi in a cloud, the former Alliance Capital Management and Sandy Bernstein executive is now one of Ken Lewis' possible successors at BofA...
MutualFundWire.com - Monday, August 03, 2009 Views - Reader Rating: 2
HighMark is Hiring
Union Bank's investment management unit, which recently completed its deal with Ziegler Capital, is on the hunt for two wholesalers...
MutualFundWire.com - Monday, August 03, 2009 Views
Huntington Unveils a Trio of Fund-of-Funds
The new offerings, which invest in other Huntington funds, join Huntington's 16 mutual funds and four money market fund offerings...
MutualFundWire.com - Monday, August 03, 2009 Views
Natixis Serves Up Another Hedge-Like Mutual Fund
Natixis has taken the wraps of a multi-strategy, absolute return fund managed by AlphaSimplex Group...
MutualFundWire.com - Monday, August 03, 2009 Views - Reader Rating: 5
Security Benefit Lands a State Contract in the Midwest
The Topeka, Kansas-based company wins access to a retirement plan contract worth over $500 million in assets...
401kWire.com - Monday, August 03, 2009
One of Schwab's Large Plans Conducts an Invite-Only RFP
A Texas plan sponsor considers the fate of its 401k...
401kWire.com - Monday, August 03, 2009
Fidelity Challenges Open Architecture Providers on Pricing
The bundled provider prepares a Vanguard-esque attack on the recordkeeping-only DC vendors in the jumbo market...
401kWire.com - Monday, August 03, 2009 - Reader Rating: 3.25
Stable Value Players Reassure Sponsors as Assets Flood In
The niche asset class has seen massive inflows in recent quarters, and the ERISA Advisory Council is taking notice. How is the industry reacting?..
401kWire.com - Monday, August 03, 2009
Maggioncalda & Co. Pass Another Milestone
Financial Engines breaks a record for its managed accounts program...
401kWire.com - Monday, August 03, 2009 - Reader Rating: 4
ETF Maker Preps its CFTC Testimony
John Hyland, US Commodity Funds' chief investment officer, plans to defend the $2.3 billion US Oil Fund and $4.5 billion US Natural Gas Fund at a CFTC hearing on Wednesday...
MutualFundWire.com - Monday, August 03, 2009 Views
WSJ Sees Janus Funds Rebound Strongly
The Denver-based sees its mutual funds on the upswing this year...
MutualFundWire.com - Monday, August 03, 2009 Views
In the Leveraged ETF Probe, Galvin's Gaze Now Turns to Four B-Ds
Two weeks after sending letters to three leveraged ETF sponsors, Massachusetts Secretary of State William Galvin is now soliciting information from four brokerage firms regarding sales of the products...
MutualFundWire.com - Monday, August 03, 2009 Views
Reynolds' New Course May be Working
Bob Reynolds' mandate from Power Financial is to turn the company around. The first step is performance. The WSJ highlights strong year-to-date performance at a multi-billion-dollar fund...
MutualFundWire.com - Monday, August 03, 2009 Views - Reader Rating: 3
Garden State Provider Tops Micro Market Rankings
A list newcomer emerges as the top-ranked micro market provider in terms of client satisfaction in 401kExchange's Mid-Year Provider Ratings...
401kWire.com - Friday, August 03, 2007 - Reader Rating: 1
DALBAR Gives Schwab Statement Seal of Approval
Charles Schwab has been awarded the DALBAR Seal of Excellence for its Schwab Premium Statement...
MutualFundWire.com - Friday, August 03, 2007 - Reader Rating: 3.17
Guillocheau: 'Great Opportunity,' Brand Flux Lie Ahead For Bisys Retirement
What's changing at the outsourced recordkeeper? ..
401kWire.com - Friday, August 03, 2007 - Reader Rating: 4
TD Ameritrade To Embark On Broker Hiring Spree
The Omaha, Nebraska-based firm will recruit several brokers to staff call centers...
MutualFundWire.com - Friday, August 03, 2007 - Reader Rating: 3.29
Pru Retirement Posts Lower Adjusted Operating Income
The New Jersey-based provider saw full-service deposits and sales of $3.2 billion in the quarter ended June 30...
401kWire.com - Friday, August 03, 2007
A Western Road Trip Reveals Many Fund Company Jobs
We head west this week to find quality places to work...
MutualFundWire.com - Friday, August 03, 2007 Views - Reader Rating: 3.33
FBR Promotes Five Within Institutional Sales Group
FBR Capital Markets Corporation has promoted five people within its institutional sales trading group...
MutualFundWire.com - Friday, August 03, 2007 - Reader Rating: 3
Great-West Wraps Up Putnam Purchase
It's official: Putnam is part of Great-West Lifeco...
MutualFundWire.com - Friday, August 03, 2007 Views - Reader Rating: 2.92
The Hartford Gives Press a Steak in Retirement Income
The Constitution State insurance provider gathers reporters in a midtown Manhattan steakhouse to enlist their help in spreading the word about the 'fourth asset class.' ..
401kWire.com - Friday, August 03, 2007 - Reader Rating: 4.5
PowerShares' Bond Sees High Growth Potential For the Rest of 2007
The Wheaton, Illinois-based firm is setting the bar high for ETF launches and asset gathering...
MutualFundWire.com - Friday, August 03, 2007 Views - Reader Rating: 2.33
BGI Goes International with New REIT ETF
BGI introduced a new iShares fund on the NYSE today...
MutualFundWire.com - Friday, August 03, 2007 Views - Reader Rating: 3.29
Fidelity Targets Japan's Retirees
Fidelity's Japan division is aiming to double its assets under management to $85 billion in the next few years...
MutualFundWire.com - Friday, August 03, 2007 Views - Reader Rating: 5
Waddell's Herrmann: Private Equity Firms Need Not Apply
At a press conference in New York yesterday, Waddell & Reed's chief executive responded to rumors that his company could be an acquisition target by a private equity firm or strategic buyer...
MutualFundWire.com - Friday, August 03, 2007 Views - Reader Rating: 4
Merrill Intros Energy Efficiency Index
The new index is made up of 40 firms that Merrill believes should benefit from the increasing momentum to reduce C02 emissions and the cost of energy...
MutualFundWire.com - Friday, August 03, 2007 - Reader Rating: 3
FINRA Chooses Interim Board
FINRA has chosen its interim board governors, who will serve until the transition board is chosen...
MutualFundWire.com - Friday, August 03, 2007 - Reader Rating: 3
Waddell and Reed to Offer Outside Platform to Top Reps
Waddell & Reed plans to offer its advisers updated technology and next year will introduce an outside platform for its top 300 reps...
MutualFundWire.com - Friday, August 03, 2007 - Reader Rating: 3
Senate Passes Pension Act
After months of stop and go negotiations, the long-awaited pension bill moving on to the White House for Bush's signature...
401kWire.com - Thursday, August 03, 2006
RRI Founder John Kurtz Is Dead
The founder and co-principal of Retirement Resources Inc. passed away last month...
401kWire.com - Thursday, August 03, 2006
Spark Seeks Review Of Proposed Pilgrim Baxter Distribution Plan
The insitute's members raised concern over a number of provisions, including the allocation of responsibilities in the proposed plan...
401kWire.com - Thursday, August 03, 2006
Plan Sales At Nationwide Up 6 Percent
The Columbus, Ohio-based insurer saw increases in both private and public plan sales...
401kWire.com - Thursday, August 03, 2006
Behind in the Debate, the WSJ Points Out Conflicts in Advice
Wall Street's paper of record waits to the last minute to point out an issue industry insiders have been solving for years...
401kWire.com - Thursday, August 03, 2006 - Reader Rating: 3
CSAM Swings the Axe
Credit Suisse Asset Management executives said Wednesday that their U.S. will shrink. The company's Zurich, Switzerland-based parent, announced its intention to conduct "the realignment of the Asset Management operation in the US."..
MutualFundWire.com - Thursday, August 03, 2006 Views
ADP to Deal Away Brokerage Arm
The widely-anticipated move will take the form of a spin-off says CEO Butler. This should be good news for the firm's brokerage clients...
MutualFundWire.com - Thursday, August 03, 2006
Janus Loses $2.5 Billion Sub Mandate
Janus' struggles to retain its asset base are not done. In a little-noticed section of its quarterly filing the Denver-based fund admitted that it lost a relationship worth $2.5 billion in late July. ..
MutualFundWire.com - Thursday, August 03, 2006 Views
Boston Behemoth Bets on Tarheel Workers
Fidelity is making a $100 million commitment to North Carolina said the state's governor on Wednesday. The move by the Boston Behemoth is part of its ongoing effort to expand beyond its northeastern base and create locations in lower cost regions of the country. ..
MutualFundWire.com - Thursday, August 03, 2006 Views
LPL Turns the Screws
The lead independent is ratcheting up its payouts in a move that is likely to squeeze its rivals...
MutualFundWire.com - Thursday, August 03, 2006
Hancock Adds to 529 Offering
John Hancock is expanding the fund line-up in its 529 college savings plan product. The U.S. arm of Canada's ManuLife will offer three of the newfangled asset allocation funds in the product. The funds are based on products the insurer developed for its defined contribution plan business...
MutualFundWire.com - Thursday, August 03, 2006 Views
Two A.G. Edwards Reps Move Down the Block
Two A.G. Edwards brokers from Scottsdale decide that the grass in greener on the other side of the Block...
MutualFundWire.com - Thursday, August 03, 2006
Nationwide Hire Targets Indy BD Distribution
The Columbus, Ohio-based insurer has lassoed a veteran of MFS Investment Management to develop and market new products through independent brokerage firms. ..
MutualFundWire.com - Thursday, August 03, 2006 - Reader Rating: 3
Franklin Templeton Rolls Out Target Date Funds
The California-based firm is the latest to unveil target date funds...
MutualFundWire.com - Thursday, August 03, 2006 Views
Despite IPO Lull, Evercore Pushes On
The investment bank's ability to move forward where Ryan Beck failed points to Wall Street's differing judgement of the two business models...
MutualFundWire.com - Thursday, August 03, 2006
New Funds Seek to Mimic Hedges
Three new funds from Rydex will use hedge fund strategies .....
MutualFundWire.com - Wednesday, August 03, 2005 Views
Cox Is In!
Soon-to-be former Represenatative Chris Cox was sworn in as chairman of the SEC on Wednesday...
MutualFundWire.com - Wednesday, August 03, 2005 Views
UBoC Upgrades Intermediary Platform
The improvements are part of the bank provider's continuing effort to integrate its intermediary and direct-sold platforms...
401kWire.com - Wednesday, August 03, 2005 - Reader Rating: 3
Trust Firm Names Institutional Sales Exec
The insider will focus on serving large public and private plan sponsors, Taft Hartley plans, insurers and endowments...
401kWire.com - Wednesday, August 03, 2005
TPA Expands Sales Force
The Midwest firm hires a consultant...
401kWire.com - Wednesday, August 03, 2005 - Reader Rating: 4.71
Pru Adds Women-Specific Education
The provider bulks up its communication materials...
401kWire.com - Wednesday, August 03, 2005
Forward Notches Fees Down
Forward Management is lowering the fees for Class A and Investor Class shares of its Forward's Hoover Small Cap Equity Fund .....
MutualFundWire.com - Wednesday, August 03, 2005 Views
ProFunds Goes Short
ProFunds has filed for four funds for investors looking to capitalize on weakening commodity and real estate markets .....
MutualFundWire.com - Wednesday, August 03, 2005 Views
Feds Slap Criminal Charges on Ex-Pru Broker
Another broker is the subject of criminal charges related to market timing...
MutualFundWire.com - Wednesday, August 03, 2005
Will a Rydex-Merrill Combo Result in a High IQ?
Rydex will advise a new Merrill fund...
MutualFundWire.com - Tuesday, August 03, 2004 Views
Pioneer to Pick up 22 Funds from Safeco Sale
If the deal is approved, Pioneer will grow AUM to $32 billion...
MutualFundWire.com - Tuesday, August 03, 2004 Views
Wachovia Unit Singled out by SEC
The mother company discloses that regulatory action against Evergreen Investments may be up ahead...
MutualFundWire.com - Tuesday, August 03, 2004
Georgeson Acquires Alamo for $22.5 Mil
The Computershare subsidiary hopes to provide end-to-end proxy solution...
MutualFundWire.com - Tuesday, August 03, 2004 Views
Other Shoe Drops on Safeco Sale
Safeco Life & Investment becomes Symetra Financial...
401kWire.com - Tuesday, August 03, 2004 - Reader Rating: 3
Principal Q2 401k Sales
Company officials look toward quarters three and four with optimism...
401kWire.com - Tuesday, August 03, 2004 - Reader Rating: 5
Fidelity Intros New Advisor Fund
Fido will launch its second advisor bond fund in two months...
MutualFundWire.com - Tuesday, August 03, 2004 Views
Sponsors Curb Excessive Traders
Survey results on when sponsors started worrying about market timers and how they try to stop them...
401kWire.com - Tuesday, August 03, 2004 - Reader Rating: 4
Advice Provider Brings On New VP
LTSave hired the new investment and technology executive from Putnam Investments...
401kWire.com - Tuesday, August 03, 2004 - Reader Rating: 2
Lopardo Resigns From SSgA
SSgA CEO Makes it Official ... MetaMarkets Cuts Jobs ... Neuberger Files Shelf Registration ... Money Fund Assets Drop ... Bass Family Manager Takes CEO Job ... Celebrate 401k Day! ... RFP Site Does $2 Billion in Searches ... Transamerica adds VA funds. ..
MutualFundWire.com - Friday, August 03, 2001 Views - Reader Rating: 3
SSgA's Lopardo Resigns
SSgA CEO Makes it Official ... Neuberger Files Shelf Registration ... Money Fund Assets Drop ... Bass Family Manager Takes CEO Job ... Celebrate 401k Day! ... RFP Site Does $2 Billion in Searches ... Transamerica adds VA funds. ..
401kWire.com - Friday, August 03, 2001 - Reader Rating: 3
Do Participants Care About Independent Advice?
Even if the Boehner bill passes, evidence shows vendor advice may not be the answer. ..
401kWire.com - Friday, August 03, 2001 - Reader Rating: 3
Boehner Bill Passes Subcommittee
The advice bill moves onto the next step in Congress after passage in the EER Subcommittee. ..
401kWire.com - Friday, August 03, 2001 - Reader Rating: 3
Invesco Makes Upgrades
The new look emphasis wireless and paperless use. The firm also adds three funds to an insurer's annuity. ..
MutualFundWire.com - Friday, August 03, 2001 - Reader Rating: 3
PDS Plans New IT Certification Program
Pyramid Digital Solutions will offer a training program for IT professionals...
401kWire.com - Thursday, August 03, 2000 - Reader Rating: 3
Alleghany Adds "I" Shares
The Chicago-based fund company is offering a new institutional share class for two of its funds...
401kWire.com - Thursday, August 03, 2000 - Reader Rating: 3
Small Bytes for July 28 to Aug. 4: Fund Openings and Closings
New products from Key, Alleghany, Nations Funds, and AIM. Alpha Analytics expands distribution and Invesco closes a fund...
MutualFundWire.com - Thursday, August 03, 2000 Views - Reader Rating: 3
Nationwide Aims at Rollover IRAs
Nationwide it targeting the fast-growing IRA rollover with a new variable annuity product for its "Best of America" program...
MutualFundWire.com - Thursday, August 03, 2000 - Reader Rating: 3
Nationwide Aims at Rollover IRAs
Nationwide it targeting the fast-growing IRA rollover with a new variable annuity product for its "Best of America" program...
401kWire.com - Thursday, August 03, 2000 - Reader Rating: 3
August 3, 2000
Sector funds rake in the bucks ... Why is the Fidelity Fund so popular? ... Canadian tech fund hit by scandal ... Goldman completes offering ... Emerging-market funds may bounce ... Funds eye Taiwan ... Markets are not efficient...
401kWire.com - Thursday, August 03, 2000 - Reader Rating: 3
August 3, 2000
Sector funds rake in the bucks ... Why is the Fidelity Fund so popular? ... Canadian tech fund hit by scandal ... Goldman completes offering ... Emerging-market funds may bounce ... Funds eye Taiwan ... Markets are not efficient...
MutualFundWire.com - Thursday, August 03, 2000 - Reader Rating: 3
Industry Reaps a Bushel Full of Funds
This hot August day saw the launches of six new funds from Wayne Hummer, OppenheimerFunds, Oakmark, and USAA...
MutualFundWire.com - Tuesday, August 03, 1999 - Reader Rating: 3
Advice: The Rollout
The MFWire.com continues its look at advice, and what sponsors might expect from it. We always have the latest news from Rational Investors. Part 2 of 4...
MutualFundWire.com - Tuesday, August 03, 1999 Views - Reader Rating: 3
Nationwide Taps Bisys for TA
Nationwide out-sources its back-office for its funds to Bisys, but keeps jobs for employees...
MutualFundWire.com - Tuesday, August 03, 1999 - Reader Rating: 3
Business Logic Updates Software
There's never any rest for the weary these days. No sooner are vendors up on the Internet, then they have to start thinking about upgrading their online services. And software firms are always improving and updating their administrative solutions. One such firm to launch an updated version of its product is Business Logic of Chicago, Illinois. The company is introducing its Net-Funds software, version 3.0...
401kWire.com - Tuesday, August 03, 1999 - Reader Rating: 3
American Century Adds Large Cap Value Fund
The fund managers will seek long-term growth by investing in stocks of well-established companies...
MutualFundWire.com - Tuesday, August 03, 1999 - Reader Rating: 3
American Century Adds Large Cap Value Fund
The fund managers will seek long-term growth my investing in stocks of well-established companies. ..
401kWire.com - Tuesday, August 03, 1999 - Reader Rating: 3
Employees at Bodine Request More Options
Bridgeport, Connecticut-based Bodine Corp. will be adding a self-directed brokerage option to both its 401(k) and profit sharing plans effective Jan. 1. Bodine has combined assets of $20 million with 10 options, Maria Roy, director of human resources said...
401kWire.com - Tuesday, August 03, 1999 - Reader Rating: 3
Nvest Team With MFWire Editor Places First
Who said reporters aren't duffers? Or was the field just being press-friendly? Our congrats to MFWire.com Editor Jason Shank and his team which placed first in DATAlynx's annual golf tourney. ..
MutualFundWire.com - Tuesday, August 03, 1999 - Reader Rating: 3
PPC Training CPAs to Implement Planning, Allies With Datalynx
PPC Financial Advisory Services is offering a new set of products and services intended to take CPAs to the next level of financial planning, training and registering them for fee-based advisory services. A report from Datalynx Discover '99 Conference...
MutualFundWire.com - Tuesday, August 03, 1999 Views - Reader Rating: 3
Odd Lots, Aug. 3, 1999
The gold meltdown ... Small-cap fund beats the big boys ... Can Goldman bring respect to Internet funds?..
MutualFundWire.com - Tuesday, August 03, 1999 - Reader Rating: 3
Advice: The Rollout
If 1996 and 1997 were the year of planning, then 1998 was the year that these products started to hit the street. Early adopters include Fujitsu and the SouthWest Airlines Pilot Association who signed on with 401k Forum and Alza Corp. which served as a beta site for Financial Engines...
401kWire.com - Tuesday, August 03, 1999 - Reader Rating: 3
NFS Completes Takeover of NDC
Columbus, Ohio-based Nationwide Financial Services (NYSE: NFS) announced today that it would acquire National Deferred Compensation (NDC). As the 401kWire reported in A Tango for Two in Columbus, the two firms had formed a strategic alliance last month. NFS's decision to purchase NDC was an option that had been promulgated when the alliance was first formed...
401kWire.com - Monday, August 03, 1998 - Reader Rating: 3
Franklin Templeton Hires National Sales Manager
San Mateo, Calif.-based Franklin Templeton Distributors, Inc. [a subsidiary of Franklin Resources, Inc. (NYSE: BEN)] has announced the appointment of a new senior vice president and national sales manager, Philip D. Edelstein...
401kWire.com - Monday, August 03, 1998 - Reader Rating: 3
What To Do if Your Provider Leaves the Market
One trend that we have been following a great deal lately is that of 401(k) vendors who exit the marketplace. And we have examined what this means for their competitors who are still in the game. But what does this mean for plan sponsors? How should they handle the very traumatic moment when they discover that they have to gear up for a long search yet again because their provider has decided to quit? And will this cause a backlash for those who choose to remain in the business?..
401kWire.com - Monday, August 03, 1998 - Reader Rating: 3
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