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News Stories Archives - Since 1998
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Netting $22B, BlackRock Threepeats
The M* team updates U.S. flows data for July 2025 for ETFs and long-term, open-end mutual funds...
MutualFundWire.com -
Monday, August 25, 2025
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A 4,832-Plan Provider Reveals an Accidental Breach
The incident in question took place about a month ago...
401kWire.com -
Monday, August 25, 2025
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Swanson Welcomes a July Alum to SinglePoint
The new hire will serve as VP of TPA business development at the retirement plan-focused artificial intelligence startup...
401kWire.com -
Monday, August 25, 2025
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Reader Rating: 5
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401k Loans and Hardship Withdrawals Shrink But Spread
New data from the folks at a retirement plan provider sheds light on participant behavior last quarter...
401kWire.com -
Monday, August 25, 2025
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Reader Rating: 5
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Flexing Expanded ETF Muscles, a $1.3T-AUM AM Will Absorb a $21B-AUM Brand
An asset manager's team is rolling out a new brand and 11 new funds across 3 new suites, even as they prepare to drop a 14-year-old name...
MutualFundWire.com -
Monday, August 25, 2025
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Week In Preview, August 25 - September 2
This week, the teams at WIPN, NAGDCA, NAPA, NTSA, and ASPPA will host events, and the EFE team will mark a milestone...
401kWire.com -
Monday, August 25, 2025
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From ERISA Litigator to PEP Player
A lawyer is launching his own PPP and preparing to team up...
401kWire.com -
Friday, August 25, 2023
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Money Fund Outflows Return As Stock Fund Outflows Quintuple
The LSEG Lipper folks reveal the latest weekly U.S. fund flows data...
MutualFundWire.com -
Friday, August 25, 2023
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An NY PEP Surpasses 25,000 Employers
An Empire State recordkeeper's team celebrates another PEP milestone...
401kWire.com -
Friday, August 25, 2023
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6 Percent of AUM, But 18 Percent of Inflows
One slice of the ETF industry has seen more than three years of monthly inflows in a row...
MutualFundWire.com -
Friday, August 25, 2023
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A San Fran RKer Branches Into the Silicon Slopes
A 401(k) unicorn ventures into Utah...
401kWire.com -
Friday, August 25, 2023
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Six Tips For Fighting the Good Auto Fight
A strategist at a giant retirement plan provider offers some insights into how KPAs can help plan sponsors understand and use automatic enrollment and automatic escalation...
401kWire.com -
Thursday, August 25, 2022
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A $121B-AUM Firm Debuts Its First Smid Cap Fund
The new mutual fund is the second from a team whose first, which launched a year ago, now has $478 million in AUM...
MutualFundWire.com -
Thursday, August 25, 2022
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A DB/DC Chief Rises At a Global Consulting Firm
A 32-year company veteran is one of several senior leaders taking on new roles at the New York City-based company...
401kWire.com -
Thursday, August 25, 2022
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In the Midwest, an RKer's Team Preps a 2023 Conversion, And ...
The new platform is already up and running with their distribution partners, and new sales are already going to that platform...
401kWire.com -
Thursday, August 25, 2022
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Bracing For Recession, Will Participants Save More?
A provider think tank's new research offers insights into how Americans are coping financially with worries about the economy...
401kWire.com -
Thursday, August 25, 2022
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AUM Falls 12 Percent At Traditional AMs
New research shows that revenue and expenses also slipped in Q2 2022...
MutualFundWire.com -
Thursday, August 25, 2022
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Six Years In, an MFS DC I-O Specialist Rises
The Midwestern sales executive works with a Boston fund firm...
401kWire.com -
Thursday, August 25, 2022
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Micro Inflows Fall 46 Percent to $729MM
The M* team updates U.S. flows data for July 2021 for ETFs and long-term, open-end mutual funds...
MutualFundWire.com -
Wednesday, August 25, 2021
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A Toronto VC Bets On a 401k Startup, And ...
The fintech-focused firm might invest in other DC industry players, too...
401kWire.com -
Wednesday, August 25, 2021
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In Central Ohio, a KPA Returns to the Provider Side
The DC industry vet most recently worked with as an advisor with a bank...
401kWire.com -
Wednesday, August 25, 2021
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As a PA Wholesaler Joins, Two TRA Execs Shift
Updated | The new hire most recently worked with on an insurer's retirement plan business' internal wholesaling team...
401kWire.com -
Wednesday, August 25, 2021
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Reader Rating: 5
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A $9B-AUMA Tactical Fixed Income Trio Gains a Chief
The new hire will be the first-ever CEO for the group, which includes a mutual fund shop, plus a model portfolio shop and a retail WM RIA...
MutualFundWire.com -
Wednesday, August 25, 2021
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QPA Makes an AMA Push
The aggregator recently added a managed account services director. Stay tuned for more updates on that front...
401kWire.com -
Wednesday, August 25, 2021
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A Midwestern Insurer Adds a TRAC Platform and an App
The new product is aimed at small plans with between $2 million and $10 million in assets...
401kWire.com -
Tuesday, August 25, 2020
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Wilczewski Aims to Bring Eight DWS Segments Closer Together
The multinational's new client coverage chief in the Americas talks institutionalization, branding, and more...
MutualFundWire.com -
Tuesday, August 25, 2020
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From an Insurer's RKer to ICMA-RC's C-Suite
Lynne Ford makes another key hire at the Washington, D.C.-based recordkeeper...
401kWire.com -
Tuesday, August 25, 2020
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Withdrawals and Contribution Breaks Rise, But ...
New research suggests that most DC participants stayed the course in the first half of 2020...
401kWire.com -
Tuesday, August 25, 2020
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Money Fund Outflows Fall 64 Percent
The M* team updates July 2020 fund flows data for money market mutual funds in the U.S...
MutualFundWire.com -
Tuesday, August 25, 2020
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A Senior Ex-Axa Retirement Exec Joins JPM
The exec spent 16 years at what is now Equitable...
401kWire.com -
Tuesday, August 25, 2020
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Filings For Fundsters - August 25, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com -
Friday, August 25, 2017
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Texas 401k Insiders Brace for Hurricane Harvey
401kWire caught up with some DC folks in Texas to see how they're preparing for Hurricane Harvey, who's not expected to be as cuddly as a certain giant invisible rabbit. ..
401kWire.com -
Friday, August 25, 2017
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Reader Rating: 4.67
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Symetra's Retirement Chief Adds Another Hat
Dan Guilbert will be taking on more responsibilities amidst a series of executive appointments. ..
401kWire.com -
Friday, August 25, 2017
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Muzinich, KraneShares, and Chilton Rise Up!
An analysis of the fund flow report for firms with AUMs under $1 billion for the month of July...
MutualFundWire.com -
Friday, August 25, 2017
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Hang Out With 401kWire!
Beat the heat and catch up with 401kWire and your fellow DC industry insiders...
401kWire.com -
Friday, August 25, 2017
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Hang Out With MFWire!
Beat the heat and catch up with MFWire and your fellow fundsters...
MutualFundWire.com -
Friday, August 25, 2017
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Reader Rating: 5
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Finra Smites Five More B-Ds Over Un-Waived A Shares Loads
This time the settlements led to restitution totaling $3.3 million...
MutualFundWire.com -
Friday, August 25, 2017
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Reader Rating: 4
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KPAs, Here is How Not to Get Sued
KPAs, are you taking the necessary steps to prevent yourself from falling into the conflict-of-interest trap? To prepare yourself for the fiduciary regs, here are three steps that will help you become a safe and savvy advisor.....
401kWire.com -
Thursday, August 25, 2016
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People on the Move -- August 25, 2016
Check out the lastest new hires and promotions in the industry!..
MutualFundWire.com -
Thursday, August 25, 2016
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Two Execs Join Victory in a Key Channel
The additions come after the PE-backed mutual fund shop closed on its purchase of RS...
MutualFundWire.com -
Thursday, August 25, 2016
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Unsatisfied Reactions Following DoL's Final State-Run Retirement Plan Rule
The Financial Service Institute and financial services trade organization ICI released some commentary in response to the DoL's final rule on state-run retirement plans. ..
401kWire.com -
Thursday, August 25, 2016
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A TPA Claims Big Name Providers Have Highest Fees in Small 401ks
A Mobile, Alabama-based low-cost 401(k) plan provider looks to help small businesses and fiduciaries...
401kWire.com -
Thursday, August 25, 2016
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Reader Rating: 1.33
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Lewis Hires Two to Build Out T. Rowe's Institutional DC I-O Biz
One new hire comes from the consulting side of the business, and the other comes from asset management...
401kWire.com -
Thursday, August 25, 2016
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Reader Rating: 4
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Tom Perez Finalizes SARP Guidelines For Larger Cities and States
The DoL chief wants to help states and cities help small businesses' employers save for retirement...
401kWire.com -
Thursday, August 25, 2016
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MassMutual Implements a Live Feedback Service
MassMutual taps a Palo Alto company, that started out as Silicon Valley startup, to help improve its customer service feedback and response...
401kWire.com -
Thursday, August 25, 2016
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Reader Rating: 5
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This Mercer Alumnus Joins Lockton As SVP
An alum of Mercer, Marsh, and MassMutual has joined Lockton Companies in its Washington, DC office...
401kWire.com -
Thursday, August 25, 2016
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Herman Miller Moves $666MM to a New Provider
The company has a new recordkeeper and trustee. ..
401kWire.com -
Thursday, August 25, 2016
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An Ex-Wirehouse Chief Joins Putnam's Board
The move comes after the industry veteran departed the wirehouse earlier this year...
MutualFundWire.com -
Thursday, August 25, 2016
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Cohen and Steers Search For a Channel Chief
The Gotham mutual fund shop recently said goodbye to an exec leading a key effort...
MutualFundWire.com -
Tuesday, August 25, 2015
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Who Will RK This Floor Plan?
All's well that ends well.....
401kWire.com -
Tuesday, August 25, 2015
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Reader Rating: 3.5
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LPL and Stratos Welcomes Two KPAs
LPL welcomes two financial advisors to the crew...
401kWire.com -
Tuesday, August 25, 2015
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This Minnesota KPA Has a New Super OSJ
A 401(k) plan advisor who resides in Minnesota just changed super OSJs...
401kWire.com -
Tuesday, August 25, 2015
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Fundsters, Meet Your New Friend at Broadridge
Gerry Scavelli switches roles, handing the mutual fund and retirement solutions president title to a fellow company insider...
MutualFundWire.com -
Tuesday, August 25, 2015
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Empower is on Track to Add a Million New 401k Participants
Empower is looking at positive gains as year end approaches...
401kWire.com -
Tuesday, August 25, 2015
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Reader Rating: 3
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DST Officially Sealed the Deal
A global provider of strategically unified data management, business processing, and customer communication solutions, has officially sealed the deal...
401kWire.com -
Tuesday, August 25, 2015
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Reader Rating: 2
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Armed with 3-Year Cred, 5-Stars and Top Performance, Angel Oak Swings for the Fences
Angel Oak is prepping a major push for a fund that just hit its 3-year milestone and top performance rankings in its style box...
MutualFundWire.com -
Monday, August 25, 2014
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Reader Rating: 5
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An Ohio KPA Switches to Axa
Updated | An advisor who targets the small to mid-sized market switches B-Ds... ..
401kWire.com -
Monday, August 25, 2014
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The Case For Re-Enrollment: Reish and Ashton Team Up With a DC I-O
A new white paper outlines the idea behind re-enrolling to get participants into default investment options...
401kWire.com -
Monday, August 25, 2014
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Reader Rating: 4
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How Actively Should Fido Respond to $8.8B in Outflows?
The Boston Behemoth has seen $8.8 billion in redemptions from its mutual funds through July 31st. Is this a blip, a trend, or a sign of a bigger problem?..
MutualFundWire.com -
Monday, August 25, 2014
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Advisors Reduce Participants' 401k Confusion
Natixis releases findings from a new survey of 401k participants...
401kWire.com -
Monday, August 25, 2014
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Matrix Reaches Out to Broker-Dealers
The 401kWire sits down with top execs at the annual conference for the Broadridge subsidiary...
401kWire.com -
Thursday, August 25, 2011
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Reader Rating: 3.67
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GlobalBridge Unveils Retirement Plan Offerings
They are designed to hedge against global risk..
401kWire.com -
Thursday, August 25, 2011
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Forward Refocuses a Fund on Dividends
The California-based mutual fund firm tweaks a $19-million fund...
MutualFundWire.com -
Thursday, August 25, 2011
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Reader Rating: 5
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New Investors Will Gain Access to a $1.3B Income Fund
A Keystone State mutual fund firm prepares to reopen its flagship product...
MutualFundWire.com -
Thursday, August 25, 2011
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The Women in Pensions Network Wants You!
An industry trade group seeks nominations for its next board of directors...
401kWire.com -
Thursday, August 25, 2011
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MassMutual Targets Sub-$5M Plans
The plan provider's latest partnership and enhancements are made to capture plans in the small market...
401kWire.com -
Thursday, August 25, 2011
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Reader Rating: 1
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A Great-West Client Adds a Roth Option
It's another diversification tool for its participants..
401kWire.com -
Thursday, August 25, 2011
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Reader Rating: 5
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Vanguard Unveils Canadian-Based ETFs
The fund shop preps six ETFs to launch soon...
MutualFundWire.com -
Thursday, August 25, 2011
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Stern Anticipated Saving $50M By Swapping Gundlach for MetWest
The civil suit and cross-claim between TCW and DoubleLine continues...
MutualFundWire.com -
Thursday, August 25, 2011
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Is Northwestern Thinking of Selling Russell?
A trade pub reports that the insurer is seriously considering the idea...
MutualFundWire.com -
Wednesday, August 25, 2010
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Hartford Restructures its Sales Force
More details have emerged on the reorganization at the Hartford...
MutualFundWire.com -
Wednesday, August 25, 2010
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Van Eck Looks to India
The Big Apple-based firm launches an India ETF...
MutualFundWire.com -
Wednesday, August 25, 2010
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DailyAccess Hires Two
The Mobile, Alabama-based firm has two new faces on its sales team...
401kWire.com -
Wednesday, August 25, 2010
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Bingaman, Kerry Unveil Auto-IRA Bill
The bill aims to give nearly 42 million workers a way to directly deposit their some of their paycheck into a retirement account.
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401kWire.com -
Wednesday, August 25, 2010
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A Southern Asset Manager Undergoes an Ownership Change
The firm is now a majority employee-owned firm...
MutualFundWire.com -
Wednesday, August 25, 2010
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Reader Rating: 5
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CPI Brings iPads to Enrollment Meetings
The firm started placing Apple's popular tablet device in the hands of plan participants...
401kWire.com -
Wednesday, August 25, 2010
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Reader Rating: 5
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NewRiver Now Belongs to Broadridge
The $77 million deal closed today...
MutualFundWire.com -
Wednesday, August 25, 2010
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A New Study Casts Fundsters in an Unflattering Light
A new study claims that a trade-off exists between performance and marketing...
MutualFundWire.com -
Wednesday, August 25, 2010
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BlackRock, Morningstar Share their Thoughts on the Target-Date Proposal
The WSJ picked up on comment letters submitted by BlackRock and Morningstar yesterday...
MutualFundWire.com -
Wednesday, August 25, 2010
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Loomis Sayles Hires a Bear Stearns Alum
The Natixis subsidiary has a new face in its fixed income group...
MutualFundWire.com -
Wednesday, August 25, 2010
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Alerian ETF Launch Attracts the WSJ's Attention
The WSJ highlights a new ETF launch within the energy space.
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MutualFundWire.com -
Wednesday, August 25, 2010
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401k Administrators Land a New Owner
The Las Vegas, Nevada-based TPA changes hands...
401kWire.com -
Tuesday, August 25, 2009
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Reader Rating: 4
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DWS Bids Auf Wiedersehen to Hensler
The top executive at DWS Investments' distribution arm has left the firm...
MutualFundWire.com -
Tuesday, August 25, 2009
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Reader Rating: 5
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Half of DC Plan Sponsors Are Changing Managers
Plan sponsors reacted to the market downturn by making changes to their DC plan investment line-ups. Domestic equity managers see the most change...
401kWire.com -
Tuesday, August 25, 2009
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Reader Rating: 4
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Two Law Firms Target Textron's Savings Plan
Milberg LLP and Howard G. Smith are investigating whether plan fiduciaries committed ERISA violations...
401kWire.com -
Tuesday, August 25, 2009
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PSCA Offers Plan Sponsors a Wise Deal
The trade group is wrapping a special gift for plan sponsors as part of 401(k) Day...
401kWire.com -
Tuesday, August 25, 2009
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ING Seeks to Fill a Sales Post in the Northeast
The Connecticut-based plan provider is searching for a new northeast regional sales leader for the corporate markets division...
401kWire.com -
Tuesday, August 25, 2009
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Are 401k Limits Headed for a Fall?
With deflation continuing, the ultimate decision will likely not be known until October...
401kWire.com -
Tuesday, August 25, 2009
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Reader Rating: 5
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Aon Lassos a Watson Wyatt Vet for its LA Office
The new hire will bring investment consulting to Aon's plan sponsor clients...
401kWire.com -
Tuesday, August 25, 2009
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Reader Rating: 2
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A New Hancock Fund Lures $1 Million a Day
Less than a month after its launch, the Wellington-subadvised fund is already one of Hancock's top sellers...
MutualFundWire.com -
Tuesday, August 25, 2009
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Reader Rating: 5
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Hartford is On Fund Track to $100 Billion
The WSJ takes a look at the aggressive goals top management has handed to The Hartford's mutual fund team, and why they are optimistic...
MutualFundWire.com -
Tuesday, August 25, 2009
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Reader Rating: 3
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Marketing Pays Off For Vanguard
The crew at the fund firm is all rowing together to reach the top spot in fund flows. Facebook, blogs and town halls are among its tools...
MutualFundWire.com -
Tuesday, August 25, 2009
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Reader Rating: 5
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Fidelity Went Against Google
Fidelity did not vote in favor of the election of Google and Delta's slate of directors...
MutualFundWire.com -
Tuesday, August 25, 2009
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Schwab v. Cuomo, Round Two
Chuck Schwab remains strong in his battle against Andrew Cuomo, the latest NYAG to attack the Street...
MutualFundWire.com -
Tuesday, August 25, 2009
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Symetra Hopes to Banish 'Fear of 65'
The Bellevue, Washington-based provider has taken the wraps off a new ad campaign...
401kWire.com -
Monday, August 25, 2008
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PathFinder Private-Labels for a Super-Regional B-D
PlanSponsor lands a big distribution deal for its recordkeeper search tool, gaining potential access to more than 4,000 advisors...
401kWire.com -
Monday, August 25, 2008
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A DWS Portfolio Team Exits the Company
Six members of DWS Investments have left the company...
MutualFundWire.com -
Monday, August 25, 2008
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Is Fuld on the Outs at Lehman?
A UK paper says the embattled Lehman executive's days are numbered...
MutualFundWire.com -
Monday, August 25, 2008
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An AMG Exec Sees a Fiery End to His Home
A fire destroyed the eight-bedroom mansion of an AMG executive last week...
MutualFundWire.com -
Monday, August 25, 2008
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Invesco Hires an Old Mutual Vet
Invesco has brought on board a longtime Old Mutual exec...
MutualFundWire.com -
Monday, August 25, 2008
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Spectrem: DC Intermediary Use Jumps
A new report from the industry consulting firm suggests that the recent popularity of advisors with defined contribution plan sponsors is a permanent change...
401kWire.com -
Monday, August 25, 2008
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Federated is Tops in Merrill's Eyes
The Pittsburgh asset manager is getting plaudits from Merrill Lynch analysts...
MutualFundWire.com -
Monday, August 25, 2008
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A Plan Sponsor Points to Fidelity Mistake
A supposed error by Fidelity has led to confusion over vesting...
401kWire.com -
Monday, August 25, 2008
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Reader Rating: 1
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Closed-End Fund Shareholders to Vote For Seligman-Ameriprise Deal
Shareholders in Seligman's closed-end fund will vote in favor of the deal...
MutualFundWire.com -
Monday, August 25, 2008
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Jaffe Ponders the Fund Scandal's Impact
It's been five years since the fund scandal rocked the industry, and Marketwatch's Chuck Jaffe looks into the impact of the events of 2003...
MutualFundWire.com -
Monday, August 25, 2008
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XShares Shutters More ETFs
The company plans its second round of fund closings in three months...
MutualFundWire.com -
Monday, August 25, 2008
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Lay Near Enron Settlement
Ken Lay may be dead, but that is not stopping the struggle between his estate and Enron's former 401(k) plan participants...
401kWire.com -
Friday, August 25, 2006
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Is a DC Plan in New Jersey's Future?
State lawmakers are desperately trying to fix their budget woes. Shifting to a DC structure for new state workers is one idea at the top of their minds...
401kWire.com -
Friday, August 25, 2006
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Nominations Sought for ERISA Advisory Council
The Department of Labor is accepting nominations to fill five upcoming vacancies on the ERISA Advisory Council...
401kWire.com -
Friday, August 25, 2006
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Sony to Deal Stocks
Will consumers who trust Sony's electronics also trust it to trade their stocks? The Japanese firm is about to find out...
MutualFundWire.com -
Friday, August 25, 2006
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Small Time Timers Were Funds Biggest Leeches
The Wall Street Journal's Fund Track column picks up on something that fund executives have known for more than a decade -- it was not just hedge funds that market-timed mutual funds. In fact, much of the trading was done by the little guy. For the wider world, however, the news comes as a "new wrinkle" on the fund trading scandals...
MutualFundWire.com -
Friday, August 25, 2006
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Merrill Asks Arbiters to Wave Order to Rehire Broker
One of the female brokers who won her case against the wirehouse may lose her rehirement opportunity if Merrill wins its appeal...
MutualFundWire.com -
Friday, August 25, 2006
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Galvin Goes After Three Brokers and BDs
The Massachusetts Secretary of the Commonwealth files complains against three separate brokers, and their broker-dealers.
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MutualFundWire.com -
Friday, August 25, 2006
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Janney Relocates Lancaster Branch
More visibility and access to parking are expected to help the branch add clients...
MutualFundWire.com -
Friday, August 25, 2006
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A One-Two Mid-Cap Punch From Vanguard
Vanguard is offering two new equity index funds...
MutualFundWire.com -
Friday, August 25, 2006
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Morningstar Intros DC Software
The ratings firm eyes defined contribution plan advisors...
401kWire.com -
Thursday, August 25, 2005
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Reader Rating: 4
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Heywood Hospital
The healthcare provider swaps bundled providers...
401kWire.com -
Thursday, August 25, 2005
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Fiduciaries Launch For-Fee Retirement Calculator
The product is geared towards participants who want to understand the variables behind retirement savings...
401kWire.com -
Thursday, August 25, 2005
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Reader Rating: 4
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Ex-Pru Wholesaler Joins Phoenix
Phoenix Companies has brought on Daniel Lampe as a new wholesaler for the Midwest region. Lampe is the fund firm's third wholesaler addition this month .....
MutualFundWire.com -
Thursday, August 25, 2005
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Bisys Probe Fallout Lands on Amsouth
The SEC staff may recommend a civil action against Amsouth Bancorp. The Birmingham, Alabama-based bank and fund advisor learned of the recommendation through a Wells notice from the SEC's Los Angeles office sent on Tuesday...
MutualFundWire.com -
Thursday, August 25, 2005
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A "Private" SEC Letter Finds its Way into Litigation
Bjurman, Barry & Associates is facing more fallout from an SEC review that led to claims it overcharged its funds for marketing and distribution costs. Not only did the SEC request the Los Angeles fund manager reimburse its funds, but the SEC letter is now being used as evidence in a private lawsuit...
MutualFundWire.com -
Thursday, August 25, 2005
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Amex Board O.K.'s Spin-Off
The board of directors for American Express voted Wednesday to move forward with the spin-off of the credit card firm's brokerage business. The spin-off was announced by American Express in February. In May, the brokerage unit adopted Ameriprise Financial as its new name...
MutualFundWire.com -
Thursday, August 25, 2005
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Scandal in Beverly Hills
The SEC has filed charges against a broker-dealer and three of its executives for late trading more than 600 mutual funds. The brokerage pocketed $1 million and its clients profited by more than $8 million...
MutualFundWire.com -
Wednesday, August 25, 2004
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GOP Mission Accomplished at the ICI?
GOP leadership pushed for the ouster of the top ICI lobbyist, a Democrat. Now that the same lobbyist has left for a plum K Street job, it appears that the Republicans got their way with the ICI, after all...
MutualFundWire.com -
Wednesday, August 25, 2004
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SSgA CEO Dies of a Heart Attack
Tim Harbert was only 53 when he passed away Tuesday night...
MutualFundWire.com -
Wednesday, August 25, 2004
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Heart Attack Strikes SSgA CEO
Tim Harbert was only 53 when he died Tuesday night...
401kWire.com -
Wednesday, August 25, 2004
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Reader Rating: 4
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NYLIM Says TRO RFPs Have Doubled
And Total Retirement Outsourcing assets are up...
401kWire.com -
Wednesday, August 25, 2004
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Reader Rating: 2
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Fred Alger Continues Its Institutional Push
with a new hire on the sales side...
MutualFundWire.com -
Wednesday, August 25, 2004
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Low-Key Styling Litigator Is Named Deputy Counsel
The Division of Enforcement promotes an insider to deputy chief litigator...
MutualFundWire.com -
Wednesday, August 25, 2004
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Reader Rating: 2.33
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Rock the Vote...or Else
The AFL-CIO will scrutinize fund proxy voting records once the information is made public at the end of this month. T. Rowe Price has already made its records public...
MutualFundWire.com -
Wednesday, August 25, 2004
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Fund Websites Get Customized
Fidelity and The Hartford have added customization features to their websites...
MutualFundWire.com -
Wednesday, August 25, 2004
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Fidelity Launches Another Advisor Mid Cap Fund
Fidelity follows the close of its too-popular $8 billion Advisor Mid Cap fund two months ago with a similar fund for advisors...
MutualFundWire.com -
Wednesday, August 25, 2004
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The Standard Creates Sales Regions
Standard Insurance appointed a new sales director to handle the eastern U.S...
401kWire.com -
Wednesday, August 25, 2004
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Reader Rating: 1
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Large Market Player Readying Mid-Market Product
The national player wants it new product launched by year end and is in final stages of a search for a recordkeeping partner...
401kWire.com -
Monday, August 25, 2003
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Reader Rating: 5
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401k Returns Top Indexes in Q1
Defined contribution investors should have nothing to complain about the first quarter says Security Trust...
401kWire.com -
Monday, August 25, 2003
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American Century Seeks Wholesalers
The firm may triple its external wholesaler team by the end of 2004...
MutualFundWire.com -
Monday, August 25, 2003
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Aegon Says Stable Value Sales Jump
The first half was a good one at Aegon as its stable value sales grew 12 percent from 2002 despite a recovering stock market...
401kWire.com -
Monday, August 25, 2003
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Reader Rating: 5
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Boston Distributor Adopts Chicago Fund
The deal was done quickly late last week and modeled after two other successful adoptions...
MutualFundWire.com -
Monday, August 25, 2003
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More Evidence of Participants Hanging Tough
A soon-to-be-released study provides more evidence that the bear market is not scaring off participants...
401kWire.com -
Monday, August 25, 2003
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Fund Claims Terminator as Partner
A Santa Monica-based value specialty shop is quickly becoming better known for its ties to Arnold Schwarzenegger than its other high profile partners...
MutualFundWire.com -
Monday, August 25, 2003
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Vice Fund Universe Gets Less Crowded
Death puts an end to vice...
MutualFundWire.com -
Monday, August 25, 2003
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Zweig Funds May Lose Zweig
The dispute is about the whether to make the annual fixed payout...
MutualFundWire.com -
Monday, August 25, 2003
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Three Scudder Funds See New Managers
Last week was a busy one for the movers at Scudder Investments...
MutualFundWire.com -
Monday, August 25, 2003
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Week of August 21, 2000
The Week in Searches
The 401kWire.com takes its weekly look at searches reported elsewhere...
401kWire.com -
Friday, August 25, 2000
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Reader Rating: 3
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Pimco Names Marketing Head
The Allianz sub turns within to fill the job vacated by Brent Harris...
MutualFundWire.com -
Friday, August 25, 2000
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Reader Rating: 3
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Pimco Names Marketing Head
The Allianz sub turns within to fill the job vacated by Brent Harris...
401kWire.com -
Friday, August 25, 2000
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Reader Rating: 3
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Insurer Grows Funds List
Great-West is adding five funds to its Core and Core Plus products...
401kWire.com -
Friday, August 25, 2000
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Reader Rating: 3
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Loomis Adds Admin Shares
The fund firm is tailoring a new class of shares for the retirement market on four funds...
MutualFundWire.com -
Friday, August 25, 2000
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Reader Rating: 3
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Loomis Adds Admin Shares
The fund firm is tailoring a new class of shares for the retirement market on four funds...
401kWire.com -
Friday, August 25, 2000
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Reader Rating: 3
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Stable Value Rates for Aug. 25, 2000
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401kWire.com -
Friday, August 25, 2000
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Reader Rating: 3
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August 25, 2000
More funds make early cap-gain payments...
401kWire.com -
Friday, August 25, 2000
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Reader Rating: 3
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August 25, 2000
More funds make early cap-gain payments...
MutualFundWire.com -
Friday, August 25, 2000
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Reader Rating: 3
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Gabelli Launches Blue-Chip Value
Gabelli Funds, a subsidiary of Gabelli Asset Management Inc. (GBL) today launched a new mutual fund, The Gabelli Blue Chip Value Fund, managed by former Citigroup executive and Wall Street Week regular Barbara Marcin...
401kWire.com -
Wednesday, August 25, 1999
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Reader Rating: 3
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Gabelli Launches Blue-Chip Value
Super-Mario's Rye, New York fund family is adding a new concentrated offering, managed by a former Citigroup exec and Wall Street Week regular...
MutualFundWire.com -
Wednesday, August 25, 1999
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Reader Rating: 3
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One CIO Down, One To Go
First American has appointed one CIO but is also looking for another to take on the high-net-worth side of the business...
MutualFundWire.com -
Wednesday, August 25, 1999
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Reader Rating: 3
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Law Firm ISO New Provider
Procopio, Cory, Hargreaves & Savitch, a San Diego law firm is in search of a new 401(k) provider. The plan has 113 participants and $3.7 million in assets, Jenean Stripe, a CFP at The Advisors Group (the sponsor's consultant), told the 401kWire.com...
401kWire.com -
Wednesday, August 25, 1999
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Reader Rating: 3
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C.I. and BPI Funds Merge
The two Canadian fund companies have completed their merger resulting in a $16.3 billion fund complex...
MutualFundWire.com -
Wednesday, August 25, 1999
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Reader Rating: 3
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Odd Lots, August 25, 1999
Fidelity takes it to the air, land and cyber-space via CBS... "You will not lose your money," its a guarantee ... Morgan Stanley and Sanwa distribute funds...
MutualFundWire.com -
Wednesday, August 25, 1999
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Reader Rating: 3
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Filling a New Invesco Office
A new office at Invesco is being occupied by David Butcher; he will serve as head of Invesco defined contribution United Kingdom. This is a newly formed position within the existing UK division...
401kWire.com -
Wednesday, August 25, 1999
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Reader Rating: 3
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Marsh & McLennan Buys Sedgwick in Deal Valued at $2 Billion
Marsh & McLennan Companies has agreed to purchase the Sedgwick Group Plc for $2.05 billion in cash, according to reports. Sedgwick is the London-based parent of the Sedgwick Noble Lowndes benefits consulting firm...
401kWire.com -
Tuesday, August 25, 1998
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Reader Rating: 3
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TAG On: 404c Compliance
How can you ensure that your plan meets 404(c) compliance. TAG tells you how...
401kWire.com -
Tuesday, August 25, 1998
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Reader Rating: 3
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