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NEWS ARCHIVE
Stories Published Between 7/1/2010 And 10/1/2010
9/30/2010 A Van Eck Exec Dies
9/30/2010 Natixis' US Chief Fields the Pioneer Question
9/30/2010 Vanguard, TIAA-CREF Would Make Mark Zuckerberg Proud
9/30/2010 Robeco Has a New Beantown Home
9/30/2010 Fidelity Will Not Pursue 'Project F'
9/30/2010 Fundsters' Slip-ups May Matter Less to the Tax Man
9/30/2010 Columbia Heads to Franklin
9/29/2010 Early Hybrid Wholesaling Adopters Build Scale
9/29/2010 SSgA Makes a Key Hire
9/29/2010 Another Headache Hits Morgan Keegan
9/29/2010 Fido Offers College Savings Via a Bank
9/29/2010 Vanguard Bets on Lower 529 Fees
9/29/2010 Pacific Life Takes Aim at the Micro 401k Market
9/29/2010 Who's the Biggest Fund Firm of Them All?
9/29/2010 WSJ Takes Notice of Oppenheimer's New Fund
9/28/2010 An Ex-Rydex Exec Lands a New Gig
9/28/2010 Kasina Ranks Fund Firms' Advisor Web Sites
9/28/2010 Eagle Helps Reporters Look Ahead 10 Years
9/28/2010 TCW Loses a Sub-Advisory Mandate
9/28/2010 JPMorgan Lightens the Load
9/28/2010 Davenport Cooks Up a Pair of Mutual Funds
9/28/2010 Vanguard Tweaks its Target Dates
9/28/2010 Columbia Puts a Number on Fund Shareholder Savings
9/28/2010 WSJ Explores an Energy Fund
9/27/2010 Claymore Rebrands
9/27/2010 Putnam Unveils a Trio of Funds
9/27/2010 Sean Healey Loves a Trilogy
9/27/2010 Eaton Vance is Shutting a $7 Billion Fund to New Investors
9/27/2010 A Texas Firm is Adopting GE's Retail Mutual Funds
9/27/2010 Federated CEO's Wallet Remains Open for Deals
9/27/2010 Don't Worry If Your Bond Fund 'Only Moved Down a Notch'
9/27/2010 Deal Talks are 'Dead' Between a Fund Firm's Parent and a Spanish Bank
9/27/2010 The First Neuberger-Lehman Art Auction Rakes in $12.3M
9/27/2010 Old Mutual Pulls the Plug on its ETFs
9/27/2010 A Mutual Fund Player's Arrival on U.S. Shores
Attracts the WSJ's Attention
9/27/2010 How Did McNabb Steer Vanguard Through His Baptism by Lehman Fire?
9/24/2010 Gabelli Will Have a New B-D By Yearend
9/24/2010 USAA Plants its Flag on NTF Soil
9/24/2010 Vanguard Plans More Share Classes and a Benchmark Switch for a Stock Fund
9/24/2010 Fidelity to Two Funds: Sayonara
9/24/2010 Hartford Wants to Dive Into ETFs
9/24/2010 ALPS Takes Another Fund Under its Wing
9/24/2010 Finra Smites Fidelity For 'Shuffling' a Client From Rep to Rep
9/23/2010 Hancock Has a Dinner Date with 1,000 Advisors
9/23/2010 USAA Lands on E*Trade's Platform
9/23/2010 AQR Switches Vendors
9/23/2010 Eight Fundsters are Among the Richest People in America
9/23/2010 SEC is 'Suspicious' of SEC Over Goldman Suit
9/23/2010 Emerald Launches its Second Mutual Fund
9/23/2010 How Will Closed-End Fundsters React to S&P's New Plan?
9/22/2010 Hartford Lowers Expenses for Six Bond Funds
9/22/2010 Alliance Advisors Enters the Mutual Fund Proxy Solicitation Biz
9/22/2010 Cohen & Steers Hires a Marcomm Pro
9/22/2010 Nearly 200 OppFunds Employees Will Now Work for the Firm's Vendor
9/22/2010 Westwood Makes an Acquisition
9/22/2010 Who Holds the Other 30 Percent of the Bond ETF Market?
9/22/2010 Now it's Bogle and Bogle Against Hennessy
9/22/2010 DWS Lends Plan Participants a Hand with Rollovers
9/22/2010 BBH Cuts the Net Expense Ratio on its Core Select Fund
9/21/2010 Pimco Builds Out its ETF Line
9/21/2010 An Investing Legend Passes the CIO Baton
9/21/2010 Change at the Top Looms for Pioneer's Parent
9/21/2010 It's Time to Buy Some Neuberger Art
9/21/2010 Leveraged and Inverse ETFs Could Find Themselves Under a Starless Sky
9/21/2010 Spears Garners Praise from Barron's
9/20/2010 Touchstone Plans to Merge a Pair of Funds
9/20/2010 Virtus Teams Up with a Londoner
9/20/2010 Gabelli Taps Mullady as Head of Open-End Funds
9/20/2010 George Gatch Says He is Not a 'Classic Retail Guy'
9/20/2010 Jaffe and Kranefuss Don't Want ETFs in the Wrong Hands
9/20/2010 Pimco Preps a Mutual Fund Push in Canada
9/20/2010 Bill Gross Sees the Importance of Twitter
9/20/2010 Bogle v. Hennessy, Round 2
9/17/2010 Witkos Gains a Bigger Role at Eaton Vance
9/17/2010 Virtus' Terranova Works on a Book
9/17/2010 What's the Latest Buzz on Pioneer?
9/17/2010 Happy 20th, Will Danoff
9/17/2010 The Average 401k Mutual Fund Expense Ratio Rose in '09
9/17/2010 A $1.1B Money Fund Family Still Waives Fees
9/17/2010 Fidelity Bags a $2.3 Billion Mandate
9/17/2010 Money Market Fundsters Frown Upon Moody's Proposal
9/16/2010 Kasina Examines Asset Managers' Falling Margins
9/16/2010 Putnam Wins in Nevada
9/16/2010 A GSAM Alum Attacks Goldman for 'Gender Discrimination'
9/16/2010 Money Market Funds Take Fresh Risks
9/16/2010 Bill Gross Goes on a Diet
9/16/2010 Money Market Support Costs Schwab $130M
9/15/2010 RidgeWorth is Moving to a New Home
9/15/2010 GE Hires Kennedy
9/15/2010 Neuberger's Top Exec Discusses an IPO Possibility
9/15/2010 Rydex Plans 19 Un-Leveraged ETFs
9/15/2010 SIFMA Pleads on Behalf of Janus to the Supremes
9/15/2010 BlackRock's Q3 is Looking Like Last Year's Q4
9/14/2010 Which Fund Firms are Top of Mind Among Advisors?
9/14/2010 Altegris Enters the Mutual Fund Biz
9/14/2010 Who Will Bag the Morningstar Domestic Stock Manager of the Year Award?
9/14/2010 Columbia's Fund Boards Will Shrink
9/14/2010 ReFlow Hunts for a New Prez
9/14/2010 Hennessy Takes on Bogle
9/13/2010 Three Fund Firms Gain 401k Distribution through Transamerica
9/13/2010 Sall Says So Long to Gateway
9/13/2010 GSAM Picks a Chairman
9/13/2010 Professor-Powered ETFs Don't Always Score an 'A'
9/13/2010 Dimensional Bulks Up
9/13/2010 The Gray Lady Chats with a Bargain Hunter
9/13/2010 Don Yacktman Keeps the Faith
9/13/2010 Invesco Has Something in Common with McDonald's and Coca-Cola
9/10/2010 A Former TIAA-CREF Distribution Exec Joins GaveKal
9/10/2010 Old Mutual Hunts for a New Asset Management CEO
9/10/2010 PMs Exhibit Same-Difference Behavior
9/10/2010 Fixed Income Still Dominates Mutual Fund Flows, With One Big Exception
9/9/2010 JPMorgan Unveils its Latest Fund
9/9/2010 Vanguard Launches an S&P-Powered Lineup
9/9/2010 Who Are The Most Influential People in Mutual Funds?
9/9/2010 Ex-Cohen and Steers Sales Head Lands a New Gig
9/9/2010 Hartford Names its Mutual Fund Sales Chief
9/9/2010 Dimensional Cements a Distribution Deal for Six Funds
9/9/2010 Acadian Taps Talent from the SEC
9/9/2010 Vanguard Adds a New Online Annuity Service
9/9/2010 T. Rowe Could Buy Back Another 5.7 Percent of Itself
9/9/2010 WisdomTree Inks a Distribution Pact
9/8/2010 Turner Hires a Marketing Chief
9/8/2010 RS Investments Keeps its Eye Out for More Deals
9/8/2010 Janus is Throwing its Hat into the Active ETF Ring
9/8/2010 Nine Have Value Line's Pitchbook and One Is Not Getting It
9/8/2010 Pessimistic Investors Crowd Bear Market Funds
9/8/2010 Kashkari Talks Global Equity at Pimco
9/8/2010 Moody's Wants to Rate Money Funds Separately
9/7/2010 T. Rowe is a 10
9/7/2010 DWS Hires a Van Kampen Alum
9/7/2010 Oak Value Capital Completes the Sale of its Assets
9/7/2010 Osterweis Rolls Out His Third Mutual Fund
9/7/2010 The Reserve Claims Primary Wasn't Alone
9/7/2010 A Top B-D Exec Cautiously Opposes 12b-1 Reform
9/7/2010 Fund Flow Data Leave Some Observers Scratching their Heads
9/7/2010 ETFs Stand to Gain from Advisors' Changing Models
9/3/2010 Another Suitor Approaches Value Line Funds
9/3/2010 A Phocas Fund Finds a New Home
9/3/2010 FBR Drops Pegasus from its Fund Monikers
9/3/2010 Performance-Based Fees Bite a Texas Fund Firm
9/3/2010 Greenblatt Creates Mutual Funds Using His Magic Formula
9/3/2010 iShares Preps an International Inflation-Linked Bond ETF
9/3/2010 Claymore Loads Up 9 ETFs and Targets 9 Liquidation Dates
9/3/2010 Money Market Fund Assets Take a Dive
9/2/2010 Northern Trust Taps Fahey for a Product Post
9/2/2010 Hansberger Pulls the Plug on its International Core Fund
9/2/2010 An Ex-SEC Commissioner Joins Gratio's Advisory Board
9/2/2010 Scout Buys a Fixed-Income Specialist
9/2/2010 Guggenheim Tried to Take Over the Value Line Funds
9/2/2010 A New Jersey Firm Wants to Be Next in the ETF Line
9/2/2010 Bond Funds Continue to Charm Investors
9/2/2010 Quant Funds Lag Those with a Human Touch
9/2/2010 Pimco's Local Currency Fund Pulls in Assets
9/2/2010 The WSJ Tours Real Estate Funds
9/2/2010 130/30 Funds Caught Short
9/1/2010 Performance Trust Jumps into the Mutual Fund Biz
9/1/2010 American Beacon Unveils a Small-Cap Fund
9/1/2010 Wechsler Moves to a New Home
9/1/2010 Loomis Sayles Taps Talent from Wellington
9/1/2010 UMB Fund Services Trumpets its Client Wins
9/1/2010 Janus Plans to Unveil New Global Offerings
9/1/2010 WSJ Highlights a $26B Closed-End Conundrum
9/1/2010 Morningstar Lights Up USAToday.com
8/31/2010 Vanguard Steals Advisors' Hearts
8/31/2010 Viking to Shutter its Large-Cap Fund
8/31/2010 Whom Will 12b-1 Reform Hit the Hardest?
8/31/2010 Some Flexible Funds are Leaning South
8/31/2010 An IndexIQ ETF Catches the WSJ's Eye
8/31/2010 Schwab Buys into the Portfolios-of-ETFs Biz
8/31/2010 Russell Buzz Goes Local
8/30/2010 NY 529 Participants Get a Fee Break
8/30/2010 Institutions are Buying Up More Mutual Funds
8/30/2010 UMA Use Rises
8/30/2010 Investors Open Flood Gates into Bond Funds
8/30/2010 A Trade Pub IDs Target-Date Funds with Above-Average Turnover
8/30/2010 Not all Active ETFs Are a Flop
8/30/2010 Will Absolute Return Funds Live Up to Their Promise?
8/30/2010 Jaffe Proposes Target Age Funds
8/30/2010 WSJ Features a New Commodity ETF
8/27/2010 Iseman Taps a Fellow Janus Alum for a Key Post at Scout
8/27/2010 Quasar Obtains Proof
8/27/2010 BNY Mellon's Wolcott Eyes Growth
8/27/2010 HighMark Hunts for a Sales Pro in New England
8/27/2010 Eaton Vance CA Muni Fund Faces a Dark Day
8/27/2010 Top Retail Sales Job Opens Up at ING
8/27/2010 Takeover Talk Fuels Rise in Legg Mason Share Price
8/27/2010 Bogle Attacks Fund Fees Yet Again, Via the WSJ
8/27/2010 BlackRock and State Street Split a $6 Billion Gig
8/27/2010 WSJ Fund Track Explores the Ups and Downs of Floating Rate Funds
8/27/2010 Fund Firms Turn to Academics to Better Understand Investors
8/26/2010 More Mutual Funds May be on SouthernSun's Horizon
8/26/2010 MassMutual Awards Two Subadvisor Mandates
8/26/2010 How Will Legg Stand Up In Light of 12b-1 Reform?
8/26/2010 Forbes Retracts a Vanguard Story 35 Years Later
8/26/2010 SEC and Reserve Fail to Settle
8/26/2010 Vanguard Hearts Social Media
8/26/2010 WSJ Spotlights Bosse's Strategy
8/25/2010 Is Northwestern Thinking of Selling Russell?
8/25/2010 Hartford Restructures its Sales Force
8/25/2010 Van Eck Looks to India
8/25/2010 A Southern Asset Manager Undergoes an Ownership Change
8/25/2010 NewRiver Now Belongs to Broadridge
8/25/2010 A New Study Casts Fundsters in an Unflattering Light
8/25/2010 BlackRock, Morningstar Share their Thoughts on the Target-Date Proposal
8/25/2010 Loomis Sayles Hires a Bear Stearns Alum
8/25/2010 Alerian ETF Launch Attracts the WSJ's Attention
8/24/2010 Mutual Fund Players are Among the Fastest-Growing Firms
8/24/2010 Bill Carey Resurfaces
8/24/2010 Fidelity's Numbers Go Viral
8/24/2010 WisdomTree Chalks Up its Best Product Launch Ever
8/24/2010 Investors Embrace Muni-Bond Funds
8/24/2010 Jaffe Pens a To-Do List for the Next Fund Czar
8/23/2010 Hartford Names its Mutual Fund Chief
8/23/2010 FRC Taps Talent from FundQuest
8/23/2010 With its New Web Site, Franklin Highlights its Global Reach
8/23/2010 Forward Outgrows its HQ
8/23/2010 Possible Pioneer Split-Up Gains More Buzz
8/23/2010 Will Buddy's Baby Survive?
8/23/2010 Flanagan is Optimistic on a Recovery
8/23/2010 WSJ Spotlights a Risk-Taking Thornburg PM
8/20/2010 JPMorgan Funds Taps a New President
8/20/2010 12b-1 Reform Could Hit American Funds and Others Hard in the 401k Biz
8/20/2010 FRC's Research Head to Depart
8/20/2010 Gatch News Surprised Some at JPMorgan
8/20/2010 DFA is Cooking Up a New Fund
8/20/2010 Is McColgan Coming Back from the Beach?
8/20/2010 Fido Says 401k Investors Are Taking Out More Loans, Hardship Withdrawals
8/20/2010 Fidelity Raises Cash, Starts to Sell $250M in Debt
8/20/2010 Vanguard Courts the Young Crowd
8/20/2010 Vice Counts On Guns, Smokes and Booze, Not Dice
8/20/2010 Hartstein isn't Stressing Over the 12b-1 Proposal
8/19/2010 Pru Pulls a $1.3 Billion Subadvisory Gig from Pimco
8/19/2010 Touchstone to Liquidate a Navellier Mandate
8/19/2010 RiverFront Builds Out its Sales Team
8/19/2010 Harbor to Dissolve Short Term Fund
8/19/2010 Columbia Plans 62 Fund Mergers
8/19/2010 A Former OppenheimerFunds Exec Finds a New Frontier
8/19/2010 Is Pioneer Headed for a Breakup?
8/19/2010 9th Circuit Tosses One Schwab Fund Suit as Another Looms
8/19/2010 A Mutual Fund Investor Group Frowns Upon B-D Practices
8/19/2010 14 Money Fund Firms Gain Ties to the Fed
8/19/2010 Fundsters are on the Rebound
8/19/2010 NYTimes Blog Passes on a Slur Against Fund Managers
8/18/2010 Is the Timing Right for an ALPS Sale?
8/18/2010 A Once-Famed San Fran Fund Family Embarks on its Final Journey
8/18/2010 Parnussus' Ex-Pres Plots a New Fund
8/18/2010 Marshall Funds Hires a Distribution Exec
8/18/2010 Pioneer Sale is Gavel-Ready
8/18/2010 Pimco's Gross Weighs in on Mortgage Refinance
8/18/2010 Fiduciary Standards Could Shake Up One Fund Distribution Channel
8/17/2010 Why Broadridge Went to the River
8/17/2010 Buddy Donohue is Leaving the SEC
8/17/2010 Pimco Jazzes Up its Web Site
8/17/2010 Subadvisory Beat: Schreiner Loses its Spot to Howard
8/17/2010 Bob Reynolds is Still Righting Putnam's Ship
8/17/2010 UPDATED: A Mutual Fund Vendor is Acquiring Another
8/17/2010 Will PNC Break Up With BlackRock, Too?
8/17/2010 Columbia Plans to Add 150 Jobs
8/17/2010 Currency ETFs are Slammed by the Spiraling Dollar
8/16/2010 Waddell & Reed Has a New Investment Chief
8/16/2010 BlackRock and Goldman Swipe Mandates from Credit Suisse
8/16/2010 Advisor Pulls the Plug on Electric City Funds
8/16/2010 Natixis Chief Hops onto the Hot Seat
8/16/2010 Tuition Plan Consortium Switches 529 Managers
8/16/2010 OppFunds Hires a PR Firm
8/16/2010 Will BofA Part with BlackRock?
8/16/2010 Larry Fink Does a Deal in Asia
8/16/2010 Jaffe Likens Fund Fees to Zombies
8/16/2010 Ariel CEO Tries to Woo Back the Skeptics
8/16/2010 Do Special ETF Tickers 'PEY'?
8/16/2010 Critics to SEC: What about Revenue Sharing?
8/16/2010 A Legg Mason Vet Dies
8/16/2010 Pimco Stems Exposure to Gov't Bonds
8/13/2010 O'Shaughnessy Hangs Out his Own Shingle
8/13/2010 Turner Hunts for Wholesalers
8/13/2010 Golub Lands a Pair of Distribution Deals
8/13/2010 Hancock Gets 'Hard Wired'
8/13/2010 Russell Gears Up for its Move
8/13/2010 Judge Junks a Class-Action Bid Against Janus
8/13/2010 Vanguard's Decision Attracts Media Attention
8/13/2010 Pimco is Popular
8/13/2010 South Korean Giant Preps its Entry into the U.S. Mutual Fund Market
8/12/2010 How Poised is Your Firm for Growth?
8/12/2010 Matthews Gives its Online Home a Makeover
8/12/2010 Vanguard Tells Axa Rosenberg to Pack Up
8/12/2010 Asset Managers Ponder High-Frequency Trading, Post-Flash Crash
8/12/2010 Fetting Sees Legg Mason on the Cusp
8/12/2010 Columbia to Swallow a RiverSource Closed-Ender
8/12/2010 Money Still Pours Into Bond Funds and Out of Stock Ones
8/11/2010 Ex-Janus Exec Takes the CEO Job at Scout
8/11/2010 A New York Firm is Pulling the Plug on its Mutual Fund
8/11/2010 Hennessy Continues to Sniff for Deals
8/11/2010 AllianceBernstein Has a Trio of New Hires
8/11/2010 Two Deutsche Groups Split Off from the Mothership
8/11/2010 Legg Keeps its Eye Out for Sales Pros
8/11/2010 New York Life Chalks Up $5 Billion of Mutual Fund Sales
8/11/2010 Are Target Date Funds Getting Cheaper?
8/11/2010 The New Kid on the ETF Block Stands Firm on its Strategy
8/11/2010 A ProShares ETF Rides the Anti-Euro Sentiment
8/10/2010 Axa Rosenberg Loses Another Subadvisory Gig
8/10/2010 Principal Taps a Michigan Wholesaler
8/10/2010 Gemini Hires Three
8/10/2010 Schwab Spends Time with its Rivals
8/10/2010 UMB Wins Over a JPMorgan Client
8/10/2010 Natixis Rolls Out a Managed Futures Mutual Fund
8/10/2010 Cinderella Treasury Bonds Prove a Nightmare for Short Sellers
8/10/2010 A Third of Big Prime Money Funds Almost Broke the Buck
8/10/2010 WisdomTree Sprouts a New ETF with Mellon
8/9/2010 DWS's Top Marketer Jumps to a Rival Firm
8/9/2010 Change of Control Looms for a Chicago Fund Firm
8/9/2010 Kim Will Have a Bigger Role at New York Life
8/9/2010 CM Funds Adds a Smallcap to its Family
8/9/2010 Morningstar Says Fees are the 'Strongest Predictor' of a Fund's Success
8/9/2010 Who Uses Commodities Inside Target Date Funds?
8/9/2010 Jaffe Warns That Commodity Funds Are Still a Gamble
8/6/2010 Did TD Give T. Rowe a Deal?
8/6/2010 Pioneer Brings Burke on Board
8/6/2010 FRC Says Goodbye to Two Analysts
8/6/2010 Natixis Boss Talks about Pioneer
8/6/2010 MSSB Chats with Fund Managers
8/6/2010 Hancock Reports an Uptick in Mutual Fund Sales
8/6/2010 Calamos Beats the Street
8/6/2010 Hennessy's Earnings and AUM Climb
8/5/2010 Dreyfus is Hiring Wholesalers
8/5/2010 Putnam's Q2 Loss is Unchanged from Last Year
8/5/2010 OppFunds Fills Four Newly Created Senior Posts
8/5/2010 Schwab Unveils Three Bond ETFs
8/5/2010 Ned Johnson Not Seen at the 'Buffett' Line
8/5/2010 Leader Returns to Launch a Totally New Fund
8/5/2010 MFS Sees a 70 Percent Jump in Earnings
8/5/2010 Money-Market Funds Ante Up Their Exposure to European Bank Debt
8/5/2010 Legg Mason Names its New Institutional Chief
8/5/2010 RiverFront to Sub-Advise ALPS' New Funds
8/4/2010 American Century Founder Makes a Pledge
8/4/2010 Vanguard Gains ETF Market Share
8/4/2010 American Beacon Bulks Up
8/4/2010 Is Natixis Eyeing Pioneer?
8/4/2010 Natixis Unveils ActiveBeta Fund
8/3/2010 The CEO Search is Over for BNY Mellon Asset Management
8/3/2010 Allianz Preps for its Broadway Debut
8/3/2010 Reserve Fund Sales Land TD Ameritrade in Hot Water with Regulators
8/3/2010 51 Weeks, Gray Hair and Seven Figures:
An ETF Newbie's Journey Through the Maze
8/3/2010 MacDonald Keeps it Simple
8/3/2010 Pimco's Distribution Move Could Make Allianz a Buyer
8/3/2010 Baltimore Judges to Weigh in on Mutual Fund Settlements
8/3/2010 ETF REITs' Resurgence May Hit a Snag
8/3/2010 Mother Merrill Hires a Putnam Retirement Exec
8/3/2010 An Atlanta-Based Asset Manager Changes Hands
8/3/2010 Virtus Keeps Flows Positive
8/3/2010 Some Plan Sponsors are Slow to Relight their 401k Match
8/3/2010 Is SSgA Actively Seeking Acquisitions?
8/2/2010 Guggenheim Finishes Gobbling Rydex
8/2/2010 Research Affiliates Powers Up an ETF First
8/2/2010 Hensler Reshapes OppFunds' Distribution
8/2/2010 Dilbert's Creator Sees Active Mutual Funds as a 'Scam'
8/2/2010 Has Pimco Total Return Gotten Too Big?
8/2/2010 ETF 401k Skeptics Speak
8/2/2010 Lauricella Spotlights MLP Options
8/2/2010 WSJ Worries Over 12b-2
7/30/2010 Mutual of America Funds See a Change at the Top
7/30/2010 Goldman Can Stay on as Mutual Fund Advisor, Says SEC
7/30/2010 Huntington Plans to Boost its Headcount
7/30/2010 Dreyfus Gives Long Warning on Opportunistic Closing
7/30/2010 An Octogenarian Makes Mutual Fund Managers 'Look Like Chimps'
7/30/2010 Vanguard Twitters Away
7/30/2010 Janus Teams Up with One of its Subs for a New Fund
7/30/2010 A Fund Firm Sees the NFA Proposal Costing Up to $1 Million
7/30/2010 Investors Continue their Love Affair with Bond Funds
7/30/2010 Franklin Beats Expectations, Despite Market Woes
7/29/2010 Nuveen Cracks the Top 40 with its FAF Deal
7/29/2010 Ameriprise Continues Integrating Columbia, 'On Schedule and On Budget'
7/29/2010 How Much is Nuveen Paying for FAF?
7/29/2010 A Midwest Fund Firm is Sold
7/29/2010 Goldman Prohibits S****y E-mails
7/29/2010 Gross: Pimco Pulls In Nearly $1 Billion a Week
7/29/2010 U.S. News Skeptically Examines 12b-1 Reform
7/29/2010 Artio's AUM and Income Dip
7/29/2010 Fido Signs a 10-Year Deal for Office Space
7/29/2010 Hatteras Hires a Sub-Advisor
7/29/2010 A Superstar PM Warms Up to 'Under the Weather' Stocks
7/28/2010 Wellington and Hancock Pair Up for a Technical Encore
7/28/2010 TCW Inks a Deal
7/28/2010 BNY Mellon Exec's Departure Has Tongues Wagging
7/28/2010 Unified Fund Services Takes a New Name
7/28/2010 Legg Mason Employees Receive Good News from Mark Fetting
7/28/2010 Despite Flagship Fund Woes, Waddell Keeps Flows Positive
7/28/2010 UBS Gives a Fund Family High Marks
7/28/2010 Legal Troubles Cause Regions' 2Q Loss to Widen
7/28/2010 Is the Glass Half Full for IRAs?
7/28/2010 12b-1 Reform Draws a Columnist's Praise
7/28/2010 A Boston Paper Picks Up on a Fido Exec's Divorce Battle
7/27/2010 A New York Asset Manager Rebrands
7/27/2010 Little Bids Adieu to BNY Mellon
7/27/2010 Aquila Distributors Names its Co-Presidents
7/27/2010 GE Seeks Relief After Settlement Over Iraqi 'Oil-for-Food' Program
7/27/2010 Robeco Stops Taking New Cash in its Popular Long/Short Fund
7/27/2010 PineBridge Throws in the Towel on Mid Cap Growth
7/27/2010 LPL Makes an ETF Move
7/27/2010 AllianceBernstein Sees a C-Level Change
7/27/2010 Buy a Picturesque Piece of Lehman and Neuberger
7/27/2010 Legg Mason Posts a Lower Profit
7/26/2010 $1.6 Billion of Fund Assets Change Hands
7/26/2010 T. Rowe Price Falls Shy
7/26/2010 Georgetown Gets into ETFs
7/26/2010 PM Changes: JP Morgan, Artio & Sun Capital Advisors
7/26/2010 Knight Buys its Way into Mutual Funds
7/26/2010 TCW's Stern: Post-Gundlach Work is Fun Again
7/26/2010 WSJ Highlights the Many Flavors of Target Date Funds
7/26/2010 Indie B-Ds Complain About 12b-1 Reform
7/26/2010 Pimco's Gross Says Butler Creek Has Gone Dry
7/26/2010 Popularity Grows for Emerging Markets Funds
7/23/2010 Schwab Preps Three Bond ETFs
7/23/2010 Invesco Ticks Off Select Sector SPDR Trust
7/23/2010 T. Rowe's Team Expands
7/23/2010 EM Bond Funds are Bringing Sexy Back
7/23/2010 Federated's Earnings Fall 10.5 Percent in Q2
7/22/2010 Pru Makes a Key Sales Hire
7/22/2010 Advisors Feel Swamped with E-mails from Asset Managers
7/22/2010 Ramius Hedges its Bets
7/22/2010 Old Mutual Cuts a Fee
7/22/2010 Aberdeen to Add Funds
7/22/2010 Pimco Hires Six
7/22/2010 What They are Saying about the SEC's Proposal
7/22/2010 Cohen & Steers Sees a Drop in Fund AUM
7/22/2010 Is the Target Date Fund Train Losing Steam?
7/22/2010 BlackRock's Shares Dip, Despite Beating Earnings Estimates
7/22/2010 Janus's Q2 Net Doubles
7/21/2010 Oakmark Funds Names its New President
7/21/2010 Marsico Loses a $976 Million Mandate
7/21/2010 Roy Neuberger Blows Out 107 Candles
7/21/2010 First American Funds Lowers Sales Charges on a Pair of Funds
7/21/2010 SEC Proposes to Limit Ongoing Fund Sales Charges
7/21/2010 Wells Fargo Finishes Digesting Evergreen
7/21/2010 iShares Flows 'Picked Up Nicely' in Q2, Says Fink
7/21/2010 AARP Retires its Mutual Fund Family
7/21/2010 John Hancock PM Banks on a Financial Services Recovery
7/21/2010 Coming Soon: 12b-2s?
7/20/2010 Goldman Talks Growth, Guggenheim
7/20/2010 Forward Won't Move Forward with C Share Closing
7/20/2010 PM Changes: Members Mutual Funds, Dreyfus & AXA Premier
7/20/2010 Pru Takes the Crown
7/20/2010 GaveKal Readies Its Leap from UCITS to Mutual Funds
7/20/2010 Rydex|SGI Finds Growing RIA Appetite for Alts
7/20/2010 Do Mutual Fund Giants Enable Exec Pay Hikes?
7/20/2010 Alliance Bernstein Preps Active ETFs
7/20/2010 American Century Merges Two Units
7/20/2010 Magazine Looks at Long-Short Funds
7/20/2010 Fido's Bolton Creates a Special Situation with Move to Hong Kong
7/19/2010 Aviva Investors Sets a Date for its Mutual Fund Foray
7/19/2010 Firsthand Funds Fades Away
7/19/2010 Why Jefferies Entered the '40 Act Space
7/19/2010 UBS Awards a Mandate for its PACE Funds
7/19/2010 PM Changes: BlackRock, SunAmerica, DWS
7/19/2010 Vanguard Windsor Sees a PM Change
7/19/2010 DoubleLine Goes Beyond Bonds with its New Fund
7/19/2010 How Do American Funds' Flows Stack Up?
7/19/2010 Lauricella Places Managed-Payout Funds Under the Microscope
7/19/2010 Debate Continues About Equity Index Annuities
7/19/2010 Fidelity Bets On, and Helps Hedge Funds Short, BP
7/16/2010 Eggers is Back
7/16/2010 Kinetics Leaks Away a Subadvisor
7/16/2010 Money Fund Sale Ends RidgeWorth Auction
7/16/2010 Hartford Adds More to Wellington's Plate
7/16/2010 Heartland Plans International Small Cap Fund
7/16/2010 RidgeWorth Win Puts Federated in the Money
7/16/2010 Schwab's Proprietary Fund and OneSource Assets Fall
7/16/2010 Legg to Shutter Five WAM Money Funds
7/16/2010 Less Than One Percent of Primary's Assets Are Still in Reserve
7/16/2010 Credit Suisse to Blend Large Cap Funds
7/16/2010 Index IQ Renames Three Funds
7/16/2010 Credit Suisse Upgrades Principal's Shares
7/16/2010 PM Changes at Morgan Stanley, ING and Columbia
7/15/2010 Dreyfus No Longer Sees Stars
7/15/2010 Aston to Shutter a Fund
7/15/2010 American Independence Freed from C Shares
7/15/2010 Forbes Scribe Calls American Funds 'Arrogant'
7/15/2010 Fido May Avoid the 'Systemically Significant' Label
7/15/2010 Watchdog Has Mutual Funds in its Cross Hairs
7/14/2010 Yount is Out from Goldman
7/14/2010 Hancock Execs Take on New Roles
7/14/2010 Hartford Cuts Fees on 36 Funds
7/14/2010 Schwab to Share the Stage with its ETF Rivals
7/14/2010 Fund Swaps Van Kampen for Invesco
7/14/2010 American Funds' Outflows Surprise a Fund Analyst
7/14/2010 A Mutual Fund Star Pumps Up AIG, MBIA
7/14/2010 Grail Advisors' CEO Talks About His Big Win
7/13/2010 Northern Trust Takes Over a Mutual Fund Client from State Street
7/13/2010 Old Mutual Buys an Echo of Morgan Stanley From Invesco
7/13/2010 BlackRock Knocks Out Deutsche in a Subadvisory Race
7/13/2010 Mutual of America Lands an Intrepid PM
7/13/2010 Two Morgan Stanley Bigwigs Pack their Bags
7/13/2010 Workers' Retirement Readiness Actually Increased Over the Past 7 Years
7/12/2010 Foreside Sets Up Shop in Chicago
7/12/2010 Forward Scouts for a Wholesaler
7/12/2010 Jefferies Opens its First Mutual Fund
7/12/2010 Hancock Finishes its 11th Fund Adoption
7/12/2010 WSJ Rains on the Absolute Return Fund Parade
7/12/2010 Schwab Talks About His Collar
7/12/2010 Will Amazon, Microsoft, Wal-Mart or Yahoo Buy into the Fund Distribution Biz?
7/12/2010 A Regulator Wants to Re-establish its Power Over Mutual Funds
7/12/2010 Thompson Plumb Split Reveals Fund Succession Issue
7/12/2010 FBR PM Moves Into Bank Stocks
7/9/2010 BlackRock Reorgs iShares
7/9/2010 The 'Open' Sign is Back at Four Fidelity Money Funds
7/9/2010 Wilshire Drops a Subadvisor for its 130/30 Fund
7/9/2010 Fund Filings, Launches and PM Switches: July 9, 2010
7/9/2010 El-Erian Likes Emerging Markets and Pimco's Equity Push
7/9/2010 SwanDog Gets New Digs
7/9/2010 An Ex-Fidelity Exec Sees an Alternative
7/9/2010 Fidelity Replaces a Top Retirement Exec
7/9/2010 An SRI Fund Fails to See the Value in the Biggest Banks
7/9/2010 Advisors are Hungry For Build America Bonds
7/8/2010 JPMorgan's Fund Boss Moves Up
7/8/2010 First Eagle Hires Two
7/8/2010 Fund Openings: July 8, 2010
7/8/2010 Daley Heads to a Midwest Fund Firm
7/8/2010 Can a New Index Help Fundsters Re-Evaluate Gross, Not Net, Flows?
7/8/2010 Legg Mason Hunts for a C-Level Exec
7/8/2010 SSgA and BlackRock Fight Over Gold
7/8/2010 ETFs Highlight Differences at BGI and Vanguard
7/7/2010 Neuberger Berman Brings In Barnes
7/7/2010 Hartford Taps an Ex-Neuberger PM
7/7/2010 Fund Openings: July 7, 2010
7/7/2010 Highland Hires a Wamco Vet
7/7/2010 Pioneer's Fate Hinges on Regs
7/7/2010 Fidelity Frowns Upon the USPS Proposal
7/7/2010 Nigam Sees More Active ETF Launches in the Second Half
7/7/2010 Ellison Moves Up at Corporate Insight
7/7/2010 Glass is Half Full for a Value Investor
7/6/2010 Invesco Hires an RIA Wholesaler
7/6/2010 Franklin is Tops in Ad Spending
7/6/2010 Post-Deal, BNY Mellon Reveals Roles for Wynne, Wolcott
7/6/2010 Sentinel Hires an International Equity PM
7/6/2010 WSJ Takes a Closer Look at 12b-1 Fees
7/6/2010 Shareholders Seek Action over Pimco-Held Auction Rates
7/6/2010 Barron's Checks in on Vulcan's Fitzpatrick
7/6/2010 FPA's Romick Likes Farms, Oil Stocks
7/2/2010 TIAA-CREF Chief Urges 401k Participants to Educate Themselves.
7/2/2010 Fund Launches, Re-Brandings and PM Changes: July 2, 2010
7/2/2010 Vanguard's Partnership Bonuses Bounce Back
7/2/2010 Reynolds Enters Year-Three at Putnam
7/2/2010 Financial Reform May Plant Seeds for Further Regs
7/2/2010 Pimco Hiring to Continue ... Allianz Indian JV Delayed
7/2/2010 Baron Taps a Relationship Manager for Strategic Partners
7/2/2010 Al Frank's Chief Adds Another Hat
7/2/2010 Are Japan-Focused Funds Really On Their Way Up?
7/2/2010 Transamerica Replaces Mesirow With Wellington
7/2/2010 Fidelity's 401k Door Now Swings Both Ways
7/1/2010 AAM Equity PM Pleads Guilty in Fraud Case
7/1/2010 French Authorities Spare TCW's Founder
7/1/2010 Rydex Can't Change Class-Action Venues
7/1/2010 Fidelity's Debt Sale Raises More Cash Than Planned
7/1/2010 Axa Rosenberg Sees Changes in its Top Ranks
7/1/2010 AMG Buys P.E. Fund From Russell
7/1/2010 U.S. One Plans More ETFs After Initial Launch
7/1/2010 BlackRock Hopes to Strike Gold Again, Twice
7/1/2010 Bloomberg Spotlights BlackRock's Voice in Washington
7/1/2010 McNabb Worries That We Lost 'a Generation of Young Investors'
7/1/2010 BlackRock is Exxon's, IBM's and JPMorgan's Biggest Shareholder
7/1/2010 PowerShares Reboots Five Funds


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