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News Stories Archives - Since 1998
ESG ETF Entreprenuers Plan a Whole List of Strats and Some Ambitious Growth
A startup debuted its first ETF last week. Watch for them to build out a whole suite of products...
MutualFundWire.com - Thursday, October 19, 2017
For the Fourth Time in 2017, Ascensus Buys
The RKer acquires a self-directed IRA specialist in Sin City...
401kWire.com - Thursday, October 19, 2017 - Reader Rating: 5
Iwry Warns That Partial Rothification Is Likely
The former Treasury Department retirement savings guru from the Obama administration speaks on a panel at the DCIIA Academic Forum...
401kWire.com - Thursday, October 19, 2017 - Reader Rating: 5
Uh-Oh! This is How Washington Might Justify Rothification
A Columbia professor scares 401(k) industry insiders with a thought experiment presentation at the DCIIA Academic Forum. ..
401kWire.com - Thursday, October 19, 2017
After 2.5 Years at OneAmerica, an East Coast Wholesaler Departs
There's no word yet on where he'll end up...
401kWire.com - Thursday, October 19, 2017 - Reader Rating: 4.86
New Tool to Manage Retirement Assets
The tool conforms to 2013 DoL rules. ..
401kWire.com - Wednesday, October 19, 2016 - Reader Rating: 2
Filings for Fundsters - October 19, 2016
A compilation of the latest SEC filings!..
MutualFundWire.com - Wednesday, October 19, 2016 Views
Report Finds Robos Are Kosher
The paper contradicts the current industry norms about digital advisers. ..
401kWire.com - Wednesday, October 19, 2016 - Reader Rating: 1
Trump's Advisor Wants DoL Rule Trashed
Scaramucci calls coming regs government overreach. ..
401kWire.com - Wednesday, October 19, 2016 - Reader Rating: 1
Aberdeen and OpFunds Win Big in Chicago
Fundsters gathered last night in the Windy City for an industry trade group's annual awards bash...
MutualFundWire.com - Wednesday, October 19, 2016 Views
J.P. Morgan and Vanguard Win 401k STARS
A mutual fund industry trade group helds its annual awards bash last night in Chitown. Several firms won awards in the retirement plan space...
401kWire.com - Wednesday, October 19, 2016
Live Like a Mutual Fund Superstar, For $14MM
A 72-year-old former star Fidelity PM puts a vacation home he built onto the market. And he expects to lose money on the deal...
MutualFundWire.com - Wednesday, October 19, 2016 Views
Don't Discount Fiduciary Benchmarks' Latest Alliance
Tom Kmak and Co team up with NAPLIA to save money for KPAs' clients...
401kWire.com - Monday, October 19, 2015 - Reader Rating: 1
Voya Offers Free Money For America's New Born Babies
Voya's retirement chief Charlie Nelson promotes its second annual #BornToSave campaign...
401kWire.com - Monday, October 19, 2015 - Reader Rating: 5
A Multialt Fund Drops a Subadvisor After a Year
Two other subadvisors remain on the two-star, $29.2MM mutual fund...
MutualFundWire.com - Monday, October 19, 2015 Views
Where Did This $75MM Plan Go?
DC missing in merger aftermath.....
401kWire.com - Monday, October 19, 2015
A MetWest Co-Founder Joins a Fundamental Value Shop
The TCW alumnus will be the firm's second marketer, and the first to focus on "an institutional audience."..
MutualFundWire.com - Monday, October 19, 2015 Views
A TIAA-CREF Veteran Decides To Retire
As to no detail, a retirement industry veteran retires after more than 15 years at this financial services firm...
401kWire.com - Monday, October 19, 2015 - Reader Rating: 2
Perez Bashes Industry Fiduciary Rule Studies
Labor Secretary Tom Perez had some blunt talk on the industry's dire claims.....
401kWire.com - Monday, October 19, 2015 - Reader Rating: 5
Lincoln Financial Group Celebrates Retirement Week
Lincoln Financial joins the 401(k) industry in celebrating National Save for Retirement Week, October 18 through 24...
401kWire.com - Monday, October 19, 2015 - Reader Rating: 2
For the First Time In 2015, Somebody Beat Vanguard
That's right; the low-cost mutual fund titan only came in second in inflows this month...
MutualFundWire.com - Monday, October 19, 2015 Views
Two U.S. ETF Giants Bid for Credit Suisse Group's Business
The Swiss giant is shopping its Euro ETF line that is the fourth largest on the Continent. ..
MutualFundWire.com - Friday, October 19, 2012 Views
Fido Preps "Open" TDFs
The Boston Behemoth's new series of TDFs will be open to non-Fidelity managed money. ..
401kWire.com - Friday, October 19, 2012
Stork and Reaper for October 19, 2012
A host of funds are launching, changing or disappearing...
MutualFundWire.com - Friday, October 19, 2012 Views
Say Bye-Bye to Union Bank's Stable Value Fund
The bank has closed the doors on its stable value fund...
401kWire.com - Friday, October 19, 2012 - Reader Rating: 3.5
LA Mayoral Candidates Tussle Over DB or DC Question
The adoption of a 401(k)-like plan for employees of the City of Angels faces opposition from a city councilman...
401kWire.com - Friday, October 19, 2012
Revoir's Role Shifts at Hancock
A promotion follows George Revoir's taking on more RIA responsibility...
401kWire.com - Friday, October 19, 2012 - Reader Rating: 3.2
Steinberg Chops Down Three WisdomTree ETFs
Move follows a number of other such closures within the industry...
MutualFundWire.com - Friday, October 19, 2012 Views
Will The Supremes Ever Take a Stock Drop Case?
One ERISA attorney says its unlikely without a big plaintiff win...
401kWire.com - Friday, October 19, 2012
Reuters Jumps On the Legg Mason Breakup Bandwagon
The drumbeat for a break-up of Legg Mason may be starting as Reuters adds to the speculation. What value does the parent add?..
MutualFundWire.com - Friday, October 19, 2012 Views
Schapiro Ready to Leave SEC
A retrospective of the SEC chairwoman's tenure includes an interview with the woman herself...
MutualFundWire.com - Friday, October 19, 2012 Views
On Black Monday, Even Bogle Took Investors' Calls
Chuck Jaffe's latest MarketWatch column is a collection of reflections on Black Monday's 25-year anniversary...
MutualFundWire.com - Friday, October 19, 2012 Views
BlackRock's Q3 Catches More Ink
The New York Times is among the news outlets following up on the world's largest asset manager's recent earnings release...
MutualFundWire.com - Friday, October 19, 2012 Views
First Trust ETF Goes for Junk
The mutual fund shop is launching a "one-of-a-kind" ETF...
MutualFundWire.com - Friday, October 19, 2012 Views
Bad Google: Fat-Fingered Results Shake Two ETFs
Two funds with holdings in the company were affected by yesterdays lackluster earnings...
MutualFundWire.com - Friday, October 19, 2012 Views
A Pru Sales Honcho Departs
One of Prudential's senior-level retirement executive wont be part of the organizational restructuring...
401kWire.com - Wednesday, October 19, 2011
Senate Asks: Are ETFs 'the New Weapons of Mass Destruction?'
Legislators take an interest in exchange-traded mutual funds, and industry insiders testify...
MutualFundWire.com - Wednesday, October 19, 2011 Views
Great-West Pushes Auto Enrollment for Public Workers
The government plan providers says public employees shouldn't just rely on their pensions for retirement...
401kWire.com - Wednesday, October 19, 2011
Commonwealth Wins a Producing TPA
A Bay State firm with $1.2 billion in assets join the indie B-D...
401kWire.com - Wednesday, October 19, 2011
Larry Fink Gives a Shout Out to Retirement
The BlackRock chief speaks in the giant asset manager's Q3 earnings release...
401kWire.com - Wednesday, October 19, 2011 - Reader Rating: 5
Direxion Claims an Industry Long-Short First
The leveraged index mutual fund specialist tweaks a 16-month-old fund...
MutualFundWire.com - Wednesday, October 19, 2011 Views
Sun Life's Latest Retirement Survey is Not so Sunny
Participants' confidence in their retirement outcome has reached a four-year high...
401kWire.com - Wednesday, October 19, 2011
SEC Sues Fund Firm Sunk by a Lazy Investment
A Minneapolis fund firm hit the rocks and sunk after taking making a questionable investment bet, claims the SEC...
MutualFundWire.com - Wednesday, October 19, 2011 Views - Reader Rating: 5
BlackRock's iShares Captured $10.8B in Q3
BlackRock beats earnings estimates, at least in part thanks to its giant exchange-traded mutual fund business...
MutualFundWire.com - Wednesday, October 19, 2011 Views
An-Ex Old Mutual Exec Will Run Distribution at RBC
The executive takes on a newly created role within RBC Global Asset Management U.S...
MutualFundWire.com - Wednesday, October 19, 2011 Views
Hartford Names a McGreevey Successor
The Hartford's Greg McGreevey is pulling up stakes at the insurer to take an opportunity with a "global investment management firm."..
MutualFundWire.com - Wednesday, October 19, 2011 Views
Carey Adds Two 401k Vets at F-Squared
The model portfolio specialist expands its new DC I-O team...
401kWire.com - Wednesday, October 19, 2011 - Reader Rating: 4
Bogle Gives Gross a Backhand Compliment
Vanguard's founder has great respect for Bill Gross but.....
MutualFundWire.com - Wednesday, October 19, 2011 Views
Aviva Investors Rolls Out Two More Funds
Aviva Investors now offers a total of three mutual funds in the U.S...
MutualFundWire.com - Tuesday, October 19, 2010 Views
A Recent Entrant to the Mutual Fund Biz is Changing Hands
The firm will be purchased by Genworth in a deal expected to close at the end of the year...
MutualFundWire.com - Tuesday, October 19, 2010 Views - Reader Rating: 4
No Surprise: Study Finds Having Access to 401k is Key to Retirement Income Adequacy
A new EBRI study says having access to a 401k plan is key to an adequate retirement. ..
401kWire.com - Tuesday, October 19, 2010 - Reader Rating: 3
Hennessy Calls for Clarity
Neil Hennessy tells reporters about the need for clarity from Washington...
MutualFundWire.com - Tuesday, October 19, 2010 Views
CFDD Takes On Participant Advice
Phil Chiricotti and his team look ahead to next year's event...
401kWire.com - Tuesday, October 19, 2010 - Reader Rating: 3
Top 20 Asset Managers Consolidate Market Share
Towers Watson unveils a new study on the 500 asset managers...
MutualFundWire.com - Tuesday, October 19, 2010 Views
An Activist Fundster Sees Strategic Opportunities
The WSJ highlights small- to mid-cap value mutual fund...
MutualFundWire.com - Tuesday, October 19, 2010 Views
Bob Reynolds Bolsters His 401k Team
Putnam hires alums from Fidelity and Hancock. ..
MutualFundWire.com - Tuesday, October 19, 2010 Views - Reader Rating: 1
Putnam Names its DC Advisor Sales Chief
The Boston-based plan provider reshuffles its DC efforts with a trio of executive appointments..
401kWire.com - Tuesday, October 19, 2010 - Reader Rating: 2.6
Wedding Bells Ring for I-O Players
The long anticipated union was unveiled Monday...
401kWire.com - Monday, October 19, 2009 - Reader Rating: 1
Invesco Pulls the Trigger on Van Kampen Deal
A ten-figure deal takes a brokerage giant out of retail asset management...
MutualFundWire.com - Monday, October 19, 2009 Views - Reader Rating: 5
Is Pimco Mulling a Liftout?
The bond fund giant is looking at bolstering its lineup with stock funds, according to Bloomberg...
MutualFundWire.com - Monday, October 19, 2009 Views
SouthernSun Adds an Institutional Class to its Small Cap Fund
The Memphis-based firm responds to investor demand with the rollout of Institutional shares...
MutualFundWire.com - Monday, October 19, 2009 Views
Merk Meets a Milestone
The Palo Alto, California-based firm says assets across its three funds now total half a billion dollars...
MutualFundWire.com - Monday, October 19, 2009 Views
After a Stint at Hartford, an Exec Rejoins MFS
The exec returns to the Boston fund firm in the newly created role of director of national accounts in the DC I-O group...
401kWire.com - Monday, October 19, 2009 - Reader Rating: 4.97
Prudential Seeks to Redefine Defined Contribution
The New Jersey-based plan provider suggests ways to improve the DC system...
401kWire.com - Monday, October 19, 2009 - Reader Rating: 3.33
Employers Are Retaking Retirement Control
The WSJ's Eleanor Laise notes that retirement industry players are encouraging plan sponsors to take control of their employees' 401ks...
401kWire.com - Monday, October 19, 2009
Stumped on How to Capture Rollovers? Deloitte Offers Tips
The consulting firm unveils a report on how financial institutions can gain a bigger slice of the retirement income pie...
401kWire.com - Monday, October 19, 2009 - Reader Rating: 1.5
Larry, Mary and Bill Land on Power 30 List
SmartMoney has unveiled its latest Power 30 list...
MutualFundWire.com - Monday, October 19, 2009 Views
Investors Continue to Gravitate Toward Bond ETFs
Dow Jones' John Spence notes that investors bearish on the US dollar have been flocking to bond, commodity and international-stock ETFs...
MutualFundWire.com - Monday, October 19, 2009 Views
Analysts See BlackRock Trumping its Peers in Q3 Profit Gains
Analysts see the New York City-based asset manager as posting the largest gain in third-quarter earnings, thanks to investors gravitating toward bond funds...
MutualFundWire.com - Monday, October 19, 2009 Views
DundeeWealth is Coming to America
One of the largest independent wealth management firms in Canada is making its foray into the US mutual fund space...
MutualFundWire.com - Monday, October 19, 2009 Views
Bonus Pools are Likely Down by as Much as 35 Percent
Journal reporter Aaron Lucchetti picked up on a report by recruiting firm Russell Reynolds estimating the shrinkage at fund firms' bonus pools this year...
MutualFundWire.com - Monday, October 19, 2009 Views
Q3 Earnings Reports are In
The Q3 earnings reports have begun to trickle in...
MutualFundWire.com - Friday, October 19, 2007 - Reader Rating: 2.33
Nuveen Throws its Hat into the Target-Date Ring
The Chicago firm, which is in the process of being taken private by a group led by Madison Dearborn Partners, has paired with a trust company for its target-date products...
401kWire.com - Friday, October 19, 2007
T. Rowe to Build Two New Towers to Accommodate Growing Staff
T. Rowe is expanding its Owings Mills, Md operations with the construction of two new buildings, expected to house 1,400 new employees...
MutualFundWire.com - Friday, October 19, 2007 Views
T.Rowe in Need of New Employees for New Space
T.Rowe is expanding its Maryland operations base...
401kWire.com - Friday, October 19, 2007
Buddy Donohue Discusses Future SEC Regs for Managed Accounts
At the MMI Managed Account Solutions conference this morning, Andrew "Buddy" Donohue, director of the division of investment management at the SEC, spoke about possible coming changes in SMA regulation...
MutualFundWire.com - Friday, October 19, 2007
Consultants Split Off Taft Hartley Biz
A multi-employer business with $15 million in annual revenue will be taken over by its associates. ..
401kWire.com - Friday, October 19, 2007
90-24 Alert: Is the 403b World Ready?
Providers and advisors working in the non-profit DC plan world ponder the new transfer rules from the IRS. ..
401kWire.com - Friday, October 19, 2007
SoCal TPA Guarantees Disclosure
The full-service firm puts in writing the now-popular transparency it has always offered. ..
401kWire.com - Friday, October 19, 2007 - Reader Rating: 5
Hancock Throws its Hat Into the Retirement Income Mutual Fund Arena
John Hancock is giving Fidelity and Vanguard a run for their money in the retirement income market...
MutualFundWire.com - Friday, October 19, 2007 Views - Reader Rating: 4
Nuveen is the Latest to Join the Target-Date Race
The Chicago-based investment management firm, which is in the process of being taken private by a group led by Madison Dearborn Partners, has launched five target-date products aimed at the defined contribution market...
MutualFundWire.com - Friday, October 19, 2007 Views
Survey: Equity Portfolio Managers Lead Investment Pros in Median Pay
With a median total compensation of $456,000, equity portfolio managers lead the pack...
MutualFundWire.com - Friday, October 19, 2007 Views
The Boston Job Party
Sit down, have a cup of tea and browse through some job opportunities in Boston...
MutualFundWire.com - Friday, October 19, 2007 Views - Reader Rating: 5
How McDonald's Brought Minorities into the Retirement Savings Net
In today's Wall Street Journal Fund Track column, Jilian Mincer writes about efforts by McDonald's to increase participation of minority employees in the fast-food giant's 401k plan...
MutualFundWire.com - Friday, October 19, 2007 Views
SEC's Donahue Is Concerned Over Back-Office Trends
The director of the SEC's investment management division expressed concern over the way mutual funds handle back-office functions against the backdrop of an increasingly complex financial market...
MutualFundWire.com - Friday, October 19, 2007 Views
Skipper of Janus' Flagship Fund is Leaving
Janus veteran David Corkins, who manages the flagship Janus Fund, is leaving the Denver firm...
MutualFundWire.com - Friday, October 19, 2007 Views
FRC Gets New Retirement Analyst
The Boston-based research firm has brought on board a Cerulli Associates alum to be its new point person for retirement industry issues...
401kWire.com - Thursday, October 19, 2006
Paladin Rolls Out Fiduciary Advisor Service
The Roseville, California-based firm is providing documentation plan sponsors are required to review when selecting fiduciary advisors...
401kWire.com - Thursday, October 19, 2006
DST Sales Exec Moves To FasCore
DST Systems' sales director has moved to the Colorado-based outsourced recordkeeper...
401kWire.com - Thursday, October 19, 2006 - Reader Rating: 2
Stokes Denied Bail
The Tennesse TPA owner who allegedly embezzled assets from his plan sponsors is a flight risk, warns the FBI...
401kWire.com - Thursday, October 19, 2006
Auto Enrollment with a Twist
A collaboration between NYLIM Retirement and one of its plan sponsor clients has yielded an innovative auto enrollment program...
401kWire.com - Thursday, October 19, 2006 - Reader Rating: 2.5
What Plan Sponsors Want
Some of the things on their wish list have come true via the Pension Protection Act...
401kWire.com - Thursday, October 19, 2006
Newspaper Chain Edits Retirement Program
A Pennsylvania-based publishing company has joined the shift away from DB plans...
401kWire.com - Thursday, October 19, 2006
A Hike From the IRS That Everyone Will Love
The federal tax agency raises annual DC contribution limits for 2007. ..
401kWire.com - Thursday, October 19, 2006
Science, Systems & Applications
The Mid-Atlantic firm chooses a new bundled provider...
401kWire.com - Wednesday, October 19, 2005
New Leading Man at Trustar
An insider gets promoted...
401kWire.com - Wednesday, October 19, 2005
New COO to Start at American Century
American Century Investments has hired John Thomas from Morgan Stanley to fill its top administrative post. The opening is being created by the retirement of Robert T. Jackson, American Century's chief financial and administrative officer at the end of the year...
MutualFundWire.com - Wednesday, October 19, 2005 Views
Small Biz Provider Targets New Channel
A Bay Area company is reaching out to registered reps...
401kWire.com - Wednesday, October 19, 2005 - Reader Rating: 4
Ex-ADP Exec Joins Insurer
The new hire is and old hand...
401kWire.com - Wednesday, October 19, 2005 - Reader Rating: 2.5
AARP Finds Lifestyle Partner
The organization has hired a manager for a new retirement fund series...
401kWire.com - Wednesday, October 19, 2005
M.I.T. Expands 401k Plan
The university adds 13 investment options to its plan, all from one fund family...
401kWire.com - Wednesday, October 19, 2005 - Reader Rating: 2.67
AARP Hires New Partner for Retirement Series
AARP has found a new partner to advise a series of Retirement Readiness lifestyle funds .....
MutualFundWire.com - Wednesday, October 19, 2005 Views
Growing Again: ICON Hiring for 2006 Boon
What is it the consultants say? Sales people are the last hired and first fired by asset managers in a downturn? If that aphorism holds true, then it looks more and more like the fund industry has sopped up a good portion of the excess capacity it built during the late Nineties bull run. One sign of this is the increased willingness of fund firms to hire sales people in anticipation of new growth. The latest to make these plans is ICON Advisors...
MutualFundWire.com - Wednesday, October 19, 2005 Views
CI Sold Amvescap Stake in August
Toronto-based CI Fund Management Inc. moved on quickly after Amvescap's rejection of its hostile bid to take over Amvescap PLC last summer. The CEO of the number two Canadian fund firm revealed that it sold 15 million shares it held in Amvescap last August. Amvescap's board had rejected a takeover offer from CI Fund Management on August 3...
MutualFundWire.com - Wednesday, October 19, 2005 Views - Reader Rating: 2.33
Janus Plans New Lifestyles
Janus Capital has plans for a new series of risk-based fund-of-funds called Janus Smart Portfolios .....
MutualFundWire.com - Wednesday, October 19, 2005 Views
Nuveen Meets Earnings Estimates
Mutual fund and exchange-traded fund assets grow four percent...
MutualFundWire.com - Tuesday, October 19, 2004 Views
Left-in-Plan Balances Remain Golden Opportunity
Meanwhile, the competition for high balance participants gets more intense...
401kWire.com - Tuesday, October 19, 2004 - Reader Rating: 3
MFS Names Top Equity Officer
David Antonelli has been promoted to chief equity officer at MFS Investment Management. Antonelli, formerly senior vice president, director of global equity research at MFS, retains his duties as portfolio manager of the MFS International New Discovery Fund; Edgard Barksdale and Peter Fruzzetti will join the management of the fund...
MutualFundWire.com - Tuesday, October 19, 2004 Views
Phoenix Hires Subadvisory Pro
Phoenix Companies have brought on Christopher Walsh to help grow the retirement and sub-advisory channels. Walsh joins Phoenix as a managing director...
MutualFundWire.com - Tuesday, October 19, 2004 Views
Phoenix Hires Retirement Pro
The Hartford, Connecticut-based firm continues its push into the retirement and subadvisory channels...
401kWire.com - Tuesday, October 19, 2004 - Reader Rating: 1
Wilshire Veteran Rejoins Firm
Lawrence Davanzo has rejoined Wilshire Associates for a new position as senior managing director of strategic business development. Davanzo helped build the precursor to Wilshire Atlas when he first joined in 1977...
401kWire.com - Tuesday, October 19, 2004
Wilshire Veteran Rejoins Firm
Lawrence Davanzo has rejoined Wilshire Associates for a new position as senior managing director of strategic business development. Davanzo helped build the precursor to Wilshire Atlas when he first joined in 1977...
MutualFundWire.com - Tuesday, October 19, 2004 Views
ERISA Council Holds Last Round of Meetings
The working groups will prepare recommendations and a report for the Secretary of Labor...
401kWire.com - Tuesday, October 19, 2004
Citigroup Buys ABN Amro Custody Biz
Continuing its sell off of non-core business, ABN Amro announced that it has entered into an agreement to sell its custody business in Greece, India, Indonesia, the Netherlands, Poland, Russia, South Korea and Taiwan to Citigroup...
MutualFundWire.com - Tuesday, October 19, 2004 Views
Fidelity Cracks an Egg
This morning Egg CEO Paul Gratton confirmed that the British Internet bank will sell its investment unit to Boston-based Fidelity for 3 million pounds...
MutualFundWire.com - Tuesday, October 19, 2004 Views
More Sponsors Than Participants Use Advice
Web-based advice is gaining more of a foothold with plan sponsors than with plan participants reports the new PSCA Annual Survey...
401kWire.com - Friday, October 19, 2001 - Reader Rating: 3
Merrill Adds Paychex to Product
The brokerage giant has added Paychex to its micro-plan product...
401kWire.com - Friday, October 19, 2001 - Reader Rating: 3
Schwab Fund Exec Takes Asset Management Reigns
The San Francisco-based broker has a new head for its asset management business which includes SchwabFunds, OneSource, managed accounts, fund clearing and insurance services. ..
MutualFundWire.com - Friday, October 19, 2001 - Reader Rating: 3
Citizens On the Prowl for SubAdvisor
The firm has tapped SSgA for two funds. But the mandate is only temporary according to SEC filings...
MutualFundWire.com - Friday, October 19, 2001 - Reader Rating: 3
Schwab Adds e401k Partner
A New Hampshire-based TPA will offer its e401k through the Schwab advisor network...
401kWire.com - Friday, October 19, 2001 - Reader Rating: 3
Insurer Buys into 529 Market
The Montana college savings plan should see broader distribution as College Savings Bank finds a buyer...
MutualFundWire.com - Friday, October 19, 2001 - Reader Rating: 3
T. Rowe Assets Down $18 Billion
T. Rowe Price Net Tops Estimates ... Shroders Names CEO ... Allianz Tries Again ... ETF Assets Decline 10% ... Munder Takes $14 Commission Charge ... AIM Readies Two Funds ... Delaware Taps Quant ... Monetta Selects Bond Subadvisor. ..
401kWire.com - Friday, October 19, 2001 - Reader Rating: 3
T. Rowe Assets Down $18 Billion
T. Rowe Price Net Tops Estimates ... Shroders Names CEO ... Allianz Tries Again ... ETF Assets Decline 10% ... Munder Takes $14 Commission Charge ... AIM Readies Two Funds ... Delaware Taps Quant ... Monetta Selects Bond Subadvisor. ..
MutualFundWire.com - Friday, October 19, 2001 Views - Reader Rating: 3
October 19, 2000
Fund Firm Buys British Asset Manager ... Heartland Resets Two NAVs ... Load Fund Assets Gain on No-Loads...
401kWire.com - Thursday, October 19, 2000 - Reader Rating: 3
October 19, 2000
Fund Firm Buys British Asset Manager ... Heartland Resets Two NAVs ... Load Fund Assets Gain on No-Loads...
MutualFundWire.com - Thursday, October 19, 2000 - Reader Rating: 3
DLJ and 401(k) Company Hook Up
The Texas recordkeeper will offer DLJ's self-directed brokerage services as an investment option for its clients...
MutualFundWire.com - Tuesday, October 19, 1999 - Reader Rating: 3
Education for Departing Participants
According to data from Syrus, Inc., approximately $300 billion in assets are distributed to terminated participants from 401(k)'s all across the country. Of this amount, 57% of those assets are cashed out rather than rolled over into an IRA or other retirement product. Syrus is looking to lower the percentage of assets that are cashed out with its new educational service...
401kWire.com - Tuesday, October 19, 1999 - Reader Rating: 3
Odd Lots, October 19, 1999
Outflows again? ... A little drop doesn’t scare mutual fund investors ... Magellan jumps into tech too late ... Fidelity’s medical fund doesn’t deliver...
MutualFundWire.com - Tuesday, October 19, 1999 - Reader Rating: 3
Shepherd Adds Four To Flock
Shepherd Financial Services has added four new products to its Christian Fundamentalist fund family, including two sub-advised by Templeton and Nicholas-Applegate -- but assets don't seem to be flocking the way of the more conservative SRI funds...
MutualFundWire.com - Tuesday, October 19, 1999 - Reader Rating: 3
Key Changes
Key Asset Management is making management moves, adding a new institutional product manager and losing its consulting group head to Strong Funds...
MutualFundWire.com - Tuesday, October 19, 1999 - Reader Rating: 3
DLJ and 401(k) Company Hook Up
Austin, Texas-headquartered 401(k) Company and DLJdirect -- the online brokerage arm of Donaldson, Lufkin & Jenrette, Inc. -- have entered into an agreement wherein participants in the former's 401(k) plans will have access to the latter's self-directed brokerage window. Stocks, bonds, and approximately 7,500 mutual funds will be availble through this option...
401kWire.com - Tuesday, October 19, 1999 - Reader Rating: 3
Participants Can Now Transact on PNC Web
Vested Interest clients, the daily defined contribution product from PNC Advisors, has now added a transactional feature to its Internet offering for participants. The feature is the outgrowth of PNC's partnership with Business Logic, Inc. of Chicago, Illinois...
401kWire.com - Tuesday, October 19, 1999 - Reader Rating: 3
Merger Prompts Choices
It's just not fair. You're providing quality service to your 401(k) clients, but due to a merger they have to drop you. Not because they want to. Not because they don't like your product. But because circumstances force them to do so. The latest victim of this phenomenon is Marshall & Ilsley Trust Co. (Nasdaq: MRIS)...
401kWire.com - Monday, October 19, 1998 - Reader Rating: 3
Heard Elsewhere
Why Merrill wants bank reform…plus layoffs at BT? Hirings at Schwab? And, a Husic client jumps ship...
401kWire.com - Monday, October 19, 1998 - Reader Rating: 3
Hewitt Names New DC Head
Hewitt Associates has a new national practice leader for its defined contribution group and is making forays into the international arena following the retirement of Gail Kellog. ..
401kWire.com - Monday, October 19, 1998 - Reader Rating: 3
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