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News Stories Archives - Since 1998
KPAs, Can Your Business Survive Without You?
401(k) plan advisors (KPAs), it is undeniable that succession planning for your book of business can be challenging. ..
401kWire.com - Thursday, February 23, 2017 - Reader Rating: 2
Jensenís Distro Head Retires
The managing director of sales, marketing, and client services will retire on February 28...
MutualFundWire.com - Thursday, February 23, 2017
The New Fund Fuss - February 23, 2017
The latest funds about to make their grand debut!..
MutualFundWire.com - Thursday, February 23, 2017
Oregon Invests with SSgA
SSgA has been selected to play a key role in the Oregon Retirement Savings Plan. ..
401kWire.com - Thursday, February 23, 2017 - Reader Rating: 4
Resources Investment Advisors Changes B-Ds
RIA has a new B-D...
401kWire.com - Thursday, February 23, 2017 - Reader Rating: 5
A Morgan Stanley Advisor Joins RAC
A national organization that advocates for successful qualified plan and participant retirement outcomes through quality 401(k) plan advisors (KPAs), investment managers, and defined contribution plan service providers,†has recently added a new member to its collaborative!..
401kWire.com - Thursday, February 23, 2017
Voya Shuffles the Tax-Exempt Team
The firm has realigned the tax-exempt market institutional sales team ..
401kWire.com - Thursday, February 23, 2017 - Reader Rating: 3.5
A $450MM Wisconsin KPA Shop Joins GRPAA
A Wisconsin-based independent insurance company specializing in employee benefits and retirement services has officially joined GRPAA as a member firm...
401kWire.com - Thursday, February 23, 2017 - Reader Rating: 3
Deutsche and Franklin Execs Meet the Press
Today the two asset managers are each holding media events in the Big Apple...
MutualFundWire.com - Thursday, February 23, 2017
Empower Retains a $1.2B Energy Plan
A Midwest utility company retains its existing recordkeeper...
401kWire.com - Tuesday, February 23, 2016 - Reader Rating: 4
A $237B Asset Manager's U.S. Retail Chief Is Retiring
The retiring industry veteran will stay on until the summer to help with the transition and the search for a successor...
MutualFundWire.com - Tuesday, February 23, 2016 Views
NextCapital Teams Up With an RIA Custodian. What's Next?
The online, 401(k) managed account specialist unveils a new retail alliance...
401kWire.com - Tuesday, February 23, 2016
A Pensionmark Affiliate Adds a KPA in Minnesota
The Minnesota-based firm is welcoming an 11-year industry veteran to its retirement plan consulting team. ..
401kWire.com - Tuesday, February 23, 2016 - Reader Rating: 3
A 401k Advice Shop Takes a Key Retail Step With Pershing
The custodian's RIA support side is connecting with an open architecture, digital advice shop...
MutualFundWire.com - Tuesday, February 23, 2016 Views
Maybe Smart Beta Funds Are Not So Smart?
One of the biggest names behind the strategic beta movement sees "the reasonable probability of a smart beta crash."..
MutualFundWire.com - Tuesday, February 23, 2016 Views
Empower Lands a $6.1B Pair of State Plans
A Midwestern state switches RKers for its 457(b) and healthcare savings plans...
401kWire.com - Monday, February 23, 2015 - Reader Rating: 4
How Much Do Fundsters Rely On Securities Lending?
A pair of professors digs into the fees being generated from the practice by index mutual fund and ETF shops...
MutualFundWire.com - Monday, February 23, 2015 Views
Kraus Sees More Deal Opps For AB
The Gotham mutual fund shop releases its Q4 2014 results...
MutualFundWire.com - Monday, February 23, 2015 Views
Tibble v. Edison: How Did We Get Here?
No 401k fee lawsuit has ever risen so far. Tomorrow the nine justices of the highest court in the land will give us hints as to their thoughts on the case. Here's where it stands so far...
401kWire.com - Monday, February 23, 2015 - Reader Rating: 5
Guardian Welcomes Two
New York-based The Guardian Insurance & Annuity Company, Inc. (GIAC), a wholly owned subsidiary of The Guardian Life Insurance Company of America, just appointed new VPs to the Guardian's Retirement Solutions team...
401kWire.com - Monday, February 23, 2015
ABG's Blossom Now Offers a Financial Wellness Program to 401k Participants
How do you channel the inner-saver when it comes to helping participants save for retirement? An independent Rker and plan administrator recently unveiled a new retirement wellness program for 401(k) participants!..
401kWire.com - Monday, February 23, 2015
Obama Wants Change, Fiduciary Change That Is
Today President Barack Obama is calling on the DoL to develop a rule that would require 401(k) goers to abide by the "fiduciary standard".....
401kWire.com - Monday, February 23, 2015 - Reader Rating: 5
Different Races, Different Savings Choices
The National Bureau of Economic Research finds some minorities participate less in 401(k) plans. ..
401kWire.com - Monday, February 23, 2015 - Reader Rating: 2
More Automation, Less Engagement for DC Participants
Plan sponsors embrace autofeatures to encourage contributions. ..
401kWire.com - Monday, February 23, 2015 - Reader Rating: 3
Gross' Knight Economist Leaves Camelot, Again
Five months after the bond king left Pimco, one of his close friends is following suit...
MutualFundWire.com - Monday, February 23, 2015 Views
CUNA Mutual Welcomes Four Wholesalers
The insurer's retirement arm has added four new regional vice presidents to its intermediary sales team, boosting its external wholesaler count to 17...
401kWire.com - Monday, February 23, 2015 - Reader Rating: 1.57
Investors Turn to Fewer Fund Firms and Fewer Distributors, Except ...
Cogent Research unveils new data that suggests that the mutual fund industry is losing market share, even as many of the remaining investors consolidate their accounts...
MutualFundWire.com - Thursday, February 23, 2012 Views
$887 Million of AUM in 14 Months: A Gundlach-Subadvised Fund Heads for a Soft Close
The fund pulled in nearly $900 million in 14 months...
MutualFundWire.com - Thursday, February 23, 2012 Views
DiCenso Hires Two Advisors and an Analyst
The Gallagher Retirement Services chief continues to expand his nationwide team...
401kWire.com - Thursday, February 23, 2012 - Reader Rating: 3
FPA to Hit the Beach with Investors
FPA will host its first ever Investor Day in May...
MutualFundWire.com - Thursday, February 23, 2012 Views
Donna Ross Hires Another UBoC Alum
The California recordkeeper names a national sales director...
401kWire.com - Thursday, February 23, 2012
Fidelity's Lagarce Sees "Tremendous Opportunity" Down-Market
Updated | The Boston Behemoth reveals some 2011 sales metrics for its defined contribution business...
401kWire.com - Thursday, February 23, 2012 - Reader Rating: 1
And the Leading DWS Bidders Are Ö
Which firms are circling Deustche Bank's global asset management auction?..
MutualFundWire.com - Thursday, February 23, 2012 Views - Reader Rating: 2
Invesco PowerShares Broadens its High-Beta Lineup
The two ETFs are expected to start trading tomorrow...
MutualFundWire.com - Thursday, February 23, 2012 Views
Teens to Fidelity: We Want Summer Jobs
Teenagers plan to hold a rally outside Fidelity's Congress Street office this morning...
MutualFundWire.com - Thursday, February 23, 2012 Views
Eaton Vance Beats Expectations, Despite Outflows
The Beantown mutual fund firm unveils its quarterly earnings report...
MutualFundWire.com - Thursday, February 23, 2012 Views
Another Fidelity Alum Joins T. Rowe
T. Rowe has found a replacement for Heidi Walsh. The Baltimore-based mutual fund firm also named two new hires for newly created posts...
401kWire.com - Wednesday, February 23, 2011
Post-Deal, GE's Retail Mutual Funds Take a New Name
The adoption deal first unveiled last September is now complete...
MutualFundWire.com - Wednesday, February 23, 2011 Views - Reader Rating: 1
Touchstone Drops TCW as a Sub-Advisor for its Mid-Cap Growth Fund
The fund now has one sub-advisor...
MutualFundWire.com - Wednesday, February 23, 2011 Views - Reader Rating: 5
Bramlett Snags a New Gig
After running two recordkeepers, Jerry Bramlett is now part of the rank and file at.....
401kWire.com - Wednesday, February 23, 2011 - Reader Rating: 5
Wells Fargo Touts 'Extremely Strong' 2010 Sales
Joe Ready and Laurie Nordquist are trumpeting Wells Fargo's sales growth last year...
401kWire.com - Wednesday, February 23, 2011 - Reader Rating: 3
The GAO Wants Tighter Target Date Fund Regs
The DoL and the SEC are not the only government agencies examining the popular default options...
401kWire.com - Wednesday, February 23, 2011 - Reader Rating: 4
Sarsynski: Women Are Less Prepared for Retirement than Men
MassMutual's latest survey shows that women are taking a more passive approach to their retirement than men...
401kWire.com - Wednesday, February 23, 2011
Scott David Returns
The former head of Fidelity's workplace investing business lands a new gig...
401kWire.com - Wednesday, February 23, 2011 - Reader Rating: 4.5
Top Advisor: Jim Robison
White Oak Advisors (NFP)..
401kWire.com - Wednesday, February 23, 2011
Top Advisor: Michael Coelho
InvestLinc Wealth Services (RPAG/Financial Telesis)..
401kWire.com - Wednesday, February 23, 2011
T. Rowe Replaces John Cammack with...
A former Fidelity executive...
MutualFundWire.com - Wednesday, February 23, 2011 Views - Reader Rating: 5
American Century Wins Cancer-Fighting Gold
The mutual fund firm gains recognition for helping its employees detect, prevent and deal with cancer...
MutualFundWire.com - Wednesday, February 23, 2011 Views
ING Promotes a Mid-Market Sales Exec
The provider grabs one of its own to join the three person mid-market leadership team...
401kWire.com - Tuesday, February 23, 2010 - Reader Rating: 5
Even in 401(k) Plans, There's a Difference Between Men and Women
A new survey finds that gender plays a role when it comes to participants' attitudes...
401kWire.com - Tuesday, February 23, 2010 - Reader Rating: 3
Top 40 Advisor: Paul D'Aiutolo
This Rochester-based UBS advisor lands in the top forty defined contribution advisors of 2009 as one of the ten finalists in the small market...
401kWire.com - Tuesday, February 23, 2010 - Reader Rating: 5
Fidelity Trading: There's an App for That
Fidelity is the latest company to launch an application for the iPhone and iPod...
MutualFundWire.com - Tuesday, February 23, 2010 Views
BNY Mellon Anoints a B-D Relations Chief
BNY Mellon Asset Management draws from its own ranks for the newly created post...
MutualFundWire.com - Tuesday, February 23, 2010 Views
UBS Hunts for a Veteran DC Sales Exec
The firm is looking to fill a DC sales and marketing post...
401kWire.com - Tuesday, February 23, 2010
Legg Mason Takes a Step Toward Active ETFs
The Baltimore fund firm filed papers with the SEC on Monday...
MutualFundWire.com - Tuesday, February 23, 2010 Views
An Online Broker Spruces Up its Mutual Fund List
The firm formally unveils enhancements to its Premier List of mutual funds...
MutualFundWire.com - Tuesday, February 23, 2010 Views
Vanguard Plots its ETF Foray in the UK
The Pennsylvania-headquartered fund giant is targeting to launch ETFs across the pond this year...
MutualFundWire.com - Tuesday, February 23, 2010 Views
Fundsters Talk Tech
In Tuesday's Wall Street Journal Fund Track, Jon Burton gathered fundsters' opinions on the technology sector...
MutualFundWire.com - Tuesday, February 23, 2010 Views - Reader Rating: 3
Will BofA Mark the Columbia Money Funds?
A trade pub anticipates that the rebranding will come soon...
MutualFundWire.com - Tuesday, February 23, 2010 Views
Supreme Court Deals a Blow to Pimco
The Supreme Court rejects Pimco's appeal of a ruling that affirmed class-action status to a case involving Treasury notes...
MutualFundWire.com - Tuesday, February 23, 2010 Views
A SoCal TPA Rebrands
An Encino, California-based TPA has altered its name...
401kWire.com - Monday, February 23, 2009
Bank of New York Mellon Picks a New Recordkeeper
UPDATED| BNY Mellon is merging its two 401k plans and transitioning to a new recordkeeper...
401kWire.com - Monday, February 23, 2009
Fido More than Doubled its Citi Stake in the Fourth Quarter
Fidelity added more than 100 million shares during the fourth quarter, pushing its holdings to 176 million shares worth $1.18 billion as of end-December...
MutualFundWire.com - Monday, February 23, 2009 Views - Reader Rating: 5
NewRiver, Mobular Settle their Patent Dispute
As part of the settlement, Mobular will cease and desist offering its mobileCompliance product in its current form...
MutualFundWire.com - Monday, February 23, 2009 Views
TD Retirement Unit Navigates Cuts While Prepping Two Rollouts
The DC team at the online brokerage giant prepares a pair of initiatives after surviving a company-wide belt-tightening...
401kWire.com - Monday, February 23, 2009
S&P Reduces Janus' Credit Rating to Junk
Saying Janus' weakened debt servicing capacity is not expected to improve in the near term, S&P cut its credit rating on Janus to junk status...
MutualFundWire.com - Monday, February 23, 2009 Views
EBRI Gauges the Impact of the Market Downturn on 401k Balances
The Washington, D.C.-based organization also calculated how long it might take for 401k balances to recover to where they were at the start of 2008...
401kWire.com - Monday, February 23, 2009
JPMorgan Taps Lipper for Target-Date Data
JPMorgan Funds taps the Thomson Reuters unit to provide data for its target-date evaluation tool...
401kWire.com - Monday, February 23, 2009
A Full-Service RKer Outsources West-Coast Sales
Updated | A Northeast-based TPA teams up with a Fido vet to amp up its distribution...
401kWire.com - Monday, February 23, 2009
Coca-Cola Bottles Up its 401k Match
The Atlanta-based plan sponsor has joined the list of firms suspending their 401k match...
401kWire.com - Monday, February 23, 2009
A Fido Plan Survives the Stanford Scandal, Untarnished
An Atlanta-based plan sponsor survives a near-miss with the latest headlining financial blowup...
401kWire.com - Monday, February 23, 2009 - Reader Rating: 2
Promotion Opens Up a Sales Post at MassMutual
MassMutual is searching to replace a wholesaler who is moving up to become division sales manager next month...
401kWire.com - Monday, February 23, 2009 - Reader Rating: 2
A New York Fund Firm Taps a New B-D Sales Chief
The firm, which specializes in REIT mutual funds, hired an AllianceBernstein alum to head up sales in the broker-dealer channel...
MutualFundWire.com - Monday, February 23, 2009 Views - Reader Rating: 2
NYTimes: Passive Beats Active, Active MF Beats Hedge Fund
Another national paper does its part to reinsert the debate over active management in light of the recent market woes...
MutualFundWire.com - Monday, February 23, 2009 Views - Reader Rating: 3
Spooked Investors Gravitate toward Bond Funds
In Monday's WSJ Fund Track, Andrew Edwards picks up numbers from AMG Data Services showing that investment-grade and high-yield fixed income mutual funds added $15.5 billion this year while stock funds added $6.04 billion...
MutualFundWire.com - Monday, February 23, 2009 Views
Fortune Asks: Does Gross Wield Too Much Influence?
Fortune's Katie Brenner raises the question of whether Pimco's influence has grown too large...
MutualFundWire.com - Monday, February 23, 2009 Views
From Provider to Wirehouse and Beyond
The national network of advisors snags an ex-wholesaler who's also an ex-broker. ..
401kWire.com - Friday, February 23, 2007 - Reader Rating: 3
SunGard's ProNvest, Rollover Provider Broaden Alliance
The two have taken their two-year-old relationship to the next level...
401kWire.com - Friday, February 23, 2007 - Reader Rating: 5
UBoC Exec Retires
The West Coast provider sees a veteran move along. ..
401kWire.com - Friday, February 23, 2007
Automatic Online Freedom A La TPA
An Empire State firm launches a new feature to give plan sponsors more administrative relief. ..
401kWire.com - Friday, February 23, 2007
UBoC Launches Online Mutual Fund Trading
The ambitious California bank continues cultivating its presence in the retirement plan market...
401kWire.com - Thursday, February 23, 2006
Ironworkers Pick New DC Provider
The plan has $215 million in assets and 4,000 participants...
401kWire.com - Thursday, February 23, 2006
Ibbotson Sees Continued Managed Account Growth
As Ibbotson closes its sale to Morningstar, Mike Henkel is optimistic about the prospects for its managed account services...
401kWire.com - Thursday, February 23, 2006 - Reader Rating: 1
Wachovia Survey Shows More Preparing for Retirement
Figures indicate Americans may be worrying less and doing more about the future. ..
401kWire.com - Thursday, February 23, 2006
Morningstar Posts Q4 Profit
Morningstar has registered fourth quarter profits of $10.1 million, a reversal from a net loss of $1.1 million in the same period a year ago...
MutualFundWire.com - Thursday, February 23, 2006 Views
Fund Assets Hover Close To $10 Trillion
U.S. mutual fund assets are edging towards the $10 trillion mark, driven by strong inflows and stock market appreciation, according to figures from research firm Strategic Insight...
MutualFundWire.com - Thursday, February 23, 2006 Views
UBoC Launches Online Mutual Fund Trading
The ambitious California bank continues cultivating its presence in the institutional retirement market...
MutualFundWire.com - Thursday, February 23, 2006 Views
WMSI and InvestLink Form Rollover Partnership
InvestLink's deal with the rollover software provider will make processing easier at the plan level...
401kWire.com - Thursday, February 23, 2006
More Unbundling Deals For Lehman?
More unbundling deals may be in the offing for Lehman Brothers. The brokerage firm is reportedly in talks with a number of mutual fund firms about splitting its stock trading and research costs...
MutualFundWire.com - Thursday, February 23, 2006 Views
Could it Be? Staunch Small Plan Provider Moves Upmarket
The provider sees growth in the middle-market from a push into NAV-based plans...
401kWire.com - Wednesday, February 23, 2005 - Reader Rating: 4.4
Annuities: One Area Where Near-Retirees Need Help
Providers can help educate near-retirees about income during retirement...
401kWire.com - Wednesday, February 23, 2005 - Reader Rating: 3.5
EGTRRA Vendor Learns from Missing Participants
Profitable or not profitable? The EGTRRA rollover debate rages on...
401kWire.com - Wednesday, February 23, 2005 - Reader Rating: 4.5
Unions Target Six Supposed Supporters of Social Security Changes
The AFL-CIO is helping coordinate a union letter writing campaign to financial services firms that are believed to be supporting Social Security individual accounts...
401kWire.com - Wednesday, February 23, 2005
Bear Stearns: a Long Way from Being out of the Woods
Another Bear Stearns executive is reportedly facing regulatory action...
MutualFundWire.com - Wednesday, February 23, 2005
Brandywine Outsources Managed Account Ops
Legg Mason subsidiary Brandywine Asset Management has selected State Street Corp. to provide outsourcing for approximately $2.25 billion in assets from its managed account business. Thomas McKee, senior vice president of State Street's Wealth Manager Services will be responsible for the administration of the business. State Street will provide a host of services for the managed account portfolios, including administration, accounting, performance measurement, trading support and investor reporting services...
MutualFundWire.com - Wednesday, February 23, 2005 Views - Reader Rating: 4
Northern Trust Adds BGI, SSgA Hires
James Francis, the former head of structured emerging markets at State Street Global Advisors, has joined Northern Trust Global Investments to head the firm's domestic equity index team. He will be based in Chicago and report to Alex Matturi, director of global equity index management. Alain Cubeles also joined NTGI as a senior investment strategist in the firm's Chicago-based Global Quantitative Management group. Cubeles was previously a investment strategist with Barclays Global Investors...
MutualFundWire.com - Wednesday, February 23, 2005 Views
Security Trust Head Honchos Plead Innocent
Seeger and Kenyon pled not guilty to numerous charges in court today...
MutualFundWire.com - Monday, February 23, 2004 - Reader Rating: 4.75
Two New Suits Filed Against Fleet
Now, the firm is facing three suits...
MutualFundWire.com - Monday, February 23, 2004 Views
The 401k Company Lands New Mandate
A Texas-based credit card services company signs up...
401kWire.com - Monday, February 23, 2004 - Reader Rating: 3
Fidelity: Earnings Up 12 Percent
The fund industry giant grew its bottom line despite a relatively small increase in its asset base...
MutualFundWire.com - Monday, February 23, 2004 Views
BenefitStreet Eyes The East
San-Francisco based recordkeeper hires new director to oversee its efforts to sign new TPAs on the East Coast...
401kWire.com - Monday, February 23, 2004 - Reader Rating: 4.9
T. Rowe Closes Fund
Citing inflow concerns, the manager closes two funds...
MutualFundWire.com - Monday, February 23, 2004 Views
401k Searches Reported This Week
Review current and closed searches for bundled providers, funds, and educational services...
401kWire.com - Monday, February 23, 2004
Basket Trading Rumors
Netfolio goosed by Fido and Schwab?..
MutualFundWire.com - Friday, February 23, 2001 - Reader Rating: 3
February 23, 2001
Scudder Bails Out CA Utilities..
MutualFundWire.com - Friday, February 23, 2001 - Reader Rating: 3
Testing the Virtual Waters
A Minneapolis company is on the hunt for Web advice (maybe)...
401kWire.com - Friday, February 23, 2001 - Reader Rating: 3
Found: Search401k Marketer
Advisor advisor taps insurer for exec...
401kWire.com - Friday, February 23, 2001 - Reader Rating: 3
Web Disconnect
Upcoming report says that online strategies are deeply flawed...
MutualFundWire.com - Friday, February 23, 2001 - Reader Rating: 3
S&P Says,
Firm's advice unit strikes gold with a California bank...
401kWire.com - Friday, February 23, 2001 - Reader Rating: 3
Time to Turnerize!
The Philly firm taps Rittenhouse (again) and Brinson for execs aimed at sub-advisory accounts...
MutualFundWire.com - Friday, February 23, 2001 - Reader Rating: 3
Boston Company Adds Business Developers
Dennis Sheehan and Tim Smith join the marketing effort...
MutualFundWire.com - Wednesday, February 23, 2000 - Reader Rating: 3
GS Hires New E-Commerce Head For Funds
Goldman Sachs Asset Management has a new e-commerce head for its mutual funds division...
MutualFundWire.com - Wednesday, February 23, 2000 - Reader Rating: 3
New Sales Manager at Schwab
Schwab Retirement Plan Services has named Kim Meader as its retirement sales manager for the Southwest region...
401kWire.com - Wednesday, February 23, 2000 - Reader Rating: 3
Daily Val: Giving Back Control
This article is the first in a three part series discussing issues dedicated to participant control in 401(k) plans...
401kWire.com - Wednesday, February 23, 2000 - Reader Rating: 3
Fido Exec at AERS
Janet Burt has been named vice president of the western region for American Express Retirement Services. She will be specifically responsible for Illinois and Indiana...
401kWire.com - Wednesday, February 23, 2000 - Reader Rating: 3
NewRiver and DST Introduce Informa Alliance
The new product, geared towards financial institutions, is being touted as the "first ever full-featured electronic filing cabinet for investor communications."..
MutualFundWire.com - Wednesday, February 23, 2000 - Reader Rating: 3
Dreyfus Helping Planners With Separate Accounts
Dreyfus is rolling out its separate account service to enhance investment advisory business...
MutualFundWire.com - Wednesday, February 23, 2000 - Reader Rating: 3
New Web Service for Asset Managers
A firm in the UK has a service for asset managers...
MutualFundWire.com - Wednesday, February 23, 2000 - Reader Rating: 3
New Web Service for Asset Managers
A firm in the UK has a service for asset managers...
401kWire.com - Wednesday, February 23, 2000 - Reader Rating: 3
Odd Lots, February 23, 2000
Separate accounts for all ... Fidelity's popularity grows online ... Jacob fizzles ... Rydex prices more than twice a day...
401kWire.com - Wednesday, February 23, 2000 - Reader Rating: 3
Odd Lots, February 23, 2000
Separate accounts for all ... Fidelity's popularity grows online ... Jacob fizzles ... Rydex prices more than twice a day...
MutualFundWire.com - Wednesday, February 23, 2000 - Reader Rating: 3
Spinning its Web
Fidelity has hooked-up with a custom Web site developer to help its own RIA and CPA clientele...
MutualFundWire.com - Wednesday, February 23, 2000 - Reader Rating: 3
Golden State Taps New DC Provider
The California Public Employees' Retirement System (CalPERS) has hired State Street Global Advisors (SSgA) for services for its current and future defined contribution plans, a spokesperson for the state told the 401kWire.com. The current 457 plan for Public Agency employees has $80 million in assets...
401kWire.com - Tuesday, February 23, 1999 - Reader Rating: 3
National City Taps New Execs
Parkstone and Armada Funds' parent names a new institutional trust head and a new director of client services...
MutualFundWire.com - Tuesday, February 23, 1999 - Reader Rating: 3
NSCC Cuts Fund/SERV Fees
Look for some savings on processing fees if you use Fund/SERV. The NSCC has filed with the SEC to reduce its charges for mutual fund processing...
MutualFundWire.com - Tuesday, February 23, 1999 - Reader Rating: 3
Word on the Wire: Movement in Washington on 401ks
In the State-of-the-Union address, President Clinton proposed universal savings accounts (USAs) to help people save for retirement. Last Sunday on Face the Nation Gene Sperling, a White House economic advisor, promised details of these accounts sometime in the next ten days...
401kWire.com - Tuesday, February 23, 1999 - Reader Rating: 3
Odd Lots, Feb. 23, 1999
Fidelity's Pozen calls for closer scrutiny of hedge funds ... Morningstar and Lipper get new competition ... Are new offerings like two recent golf funds filling holes or swinging at air? ... What's the Health/Biotech buzz? ..
MutualFundWire.com - Tuesday, February 23, 1999 - Reader Rating: 3
New Hires at DAC
Mobile, Alabama-based Daily Access Concepts, Inc. is at it again. The firm that has been aggressively marketing its new automated recordkeeping, trading, and information platform has hired four new sales representatives for separate regions in the United States...
401kWire.com - Tuesday, February 23, 1999 - Reader Rating: 3
Showdown in New Mexico
It had all the making for a politic firestorm. In the New Mexico State Legislature in Sante Fe, Representative Kip W. Nicely (Rep.) introduced HB 191. This bill, if passed, would have established a 401(k) plan for state employees. The New Mexico Public Employees' Retirement Association, however, opposed passage of the Nicely proposal. This past week, the New Mexico legislature ended its session leaving HB 191 to die in committee...
401kWire.com - Monday, February 23, 1998 - Reader Rating: 3
Clinic Finds New Fund Healthy
Marshfield, WI-based Marshfield Clinic has added another fund to its defined contribution plan making for a total of seven. The new fund, an S&P 500 index fund from Northern Trust, is a part of the clinic's unbundled approach, according to retirement plans manager Thomas E. Bauer...
401kWire.com - Monday, February 23, 1998 - Reader Rating: 3
For Monday, February 23, 1998
United Asset Management (UAM)-owned Investlink plans to add Internet and multi-broker features to its record keeping and administration software. The brokerage feature will be the first to enable TPA's to choose from among more than one broker. Meanwhile, ten percent of UAM is now owned by Franklin Mutual, and Fidelity has revealed it holds a similar stake in American Express. ..
401kWire.com - Monday, February 23, 1998 - Reader Rating: 3
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