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News Stories Archives - Since 1998
2018 Summer Reading For KPAs
Even KPAs need books to read at the beach or by the pool. Here are some suggestions...
401kWire.com - Thursday, June 14, 2018
Ascensus Welcomes a CCO, and Two Other New Hires
A CCO and two sales execs join the team at Ascensus. ..
401kWire.com - Thursday, June 14, 2018
Bye, Bye, Westcore Funds
A midwestern shop closes on its acquisition of the Denver-based mutual fund firm...
MutualFundWire.com - Thursday, June 14, 2018
Ferguson Combines DC and Another TIAA Biz Under a New Chief
The new hire will join in August, succeeding a pair of TIAA execs...
401kWire.com - Thursday, June 14, 2018
Empower Tees Up Another Athlete Sponsorship
The Colorada-based recordkeeper has teamed up with another well known athlete...
401kWire.com - Thursday, June 14, 2018 - Reader Rating: 5
Schwab's Participant Numbers Stagnate
Charles Schwab's monthly report shows stagnating plan participant numbers...
401kWire.com - Thursday, June 14, 2018
PE Buys an RKer ... From PE
One of the private equity firms behind American Beacon agrees to acquire a majority stake in a retirement plan recordkeeper...
401kWire.com - Thursday, June 14, 2018 - Reader Rating: 5
Voya Hires Again, This Time a Large Market Exec
Yet another executive joins Bill Harmons 401(k) team at Voya...
401kWire.com - Thursday, June 14, 2018
Russell Mourns a "Leading External Voice"
A 51-year-old exec dies while vacationing with his family...
MutualFundWire.com - Thursday, June 14, 2018
RAC Unveils the Importance of "Outstanding Advisors"
The Retirement Advisor Council (RAC) just unveiled its latest study.....
401kWire.com - Wednesday, June 14, 2017 - Reader Rating: 5
Ameriprise Grills Fund Firms
The 10,000-FA B-D is asking fundsters lots of due diligence questions...
MutualFundWire.com - Wednesday, June 14, 2017 Views
Bruce Bent Notches a Win In His Two Year Battle With Reich & Tang
The lawsuit continues into next month with the most recent ruling.....
MutualFundWire.com - Wednesday, June 14, 2017
The Fiduciary Reg Fuels a Blog Launch for this RKer
This recordkeeper launches a blog in light of the new fiduciary ruling.....
401kWire.com - Wednesday, June 14, 2017
Lockwood Releases New Suite of Portfolios
The news comes on the first day of their affiliate Pershing's INSITE conference.....
MutualFundWire.com - Wednesday, June 14, 2017 Views
Tortoise is Considering a Sale
CEO Birzer is considering strategic alternatives regarding the majority stake in Tortoise.....
MutualFundWire.com - Wednesday, June 14, 2017 Views
Follow the Fundsters - June 14, 2017
Hires, fires, and the like!..
MutualFundWire.com - Wednesday, June 14, 2017 Views
Pershing Insite 2017 Begins!
The broker-dealer and RIA clearing and custody ally is gathering FAs and fundsters for its annual conference, this time in SoCal...
MutualFundWire.com - Wednesday, June 14, 2017 Views
Pru Adds a $54MM Plan
A medical practice and laboratory specializing in anatomic pathology and full service diagnostics has chosen a New Jersey-based recordkeeper to manage its 401(k) plan!..
401kWire.com - Wednesday, June 14, 2017
Don Phillips Bemoans the Active-Passive Civil War
M*'s original mutual fund analyst talks on a panel at the 2016 Morningstar Investment Conference...
MutualFundWire.com - Tuesday, June 14, 2016 Views
A MidWest Office Needs A KPA
The new hire will be taking on a senior role for retirement plans...
401kWire.com - Tuesday, June 14, 2016
RBC Welcomes A Former BlackRock Exec
RBC Wealth Management brings on a national speaker to lead its retirement and fund solutions division...
401kWire.com - Tuesday, June 14, 2016
Vanguard Counts a New NYC Plan
A close personal relationship takes a back seat to doing right by a plan sponsors' participants. ..
401kWire.com - Tuesday, June 14, 2016
$45MM Plan Sponsor Lauds Fiducaries, Puts Fund Pair on Watch
Flexera Software held its investment committee meeting in recent days. ..
401kWire.com - Tuesday, June 14, 2016
It's Time to Have the Talk With Your Kids
Pentegra's poll results suggest people wish they started saving for retirement sooner. ..
401kWire.com - Tuesday, June 14, 2016 - Reader Rating: 5
Hasenstab Hunts EM Investments With a Rifle, Not a Shotgun
The star Franklin Templeton PM gives the opening keynote speech at the 2016 M* Investment Conference in Chitown...
MutualFundWire.com - Tuesday, June 14, 2016 Views
Empower Goes Digital with Online and Social Media Reboot
Ed Murphy's marketing team targets its digital platform to encourage participant engagement...
401kWire.com - Tuesday, June 14, 2016 - Reader Rating: 4.56
Broadridge and DST Do a $410MM Deal
The deal involves a North American business with more than 2,300 people...
MutualFundWire.com - Tuesday, June 14, 2016 Views
Rekenthaler: Be Cautious About Low Volatility Stocks and Bonds
John Rekenthaler corrects misconceptions about low volatility stocks...
MutualFundWire.com - Friday, June 14, 2013 Views
TCW Hires a Wamco Exec as a MetWest Co-Founder Departs
The SoCal fixed income shop swaps in a new head of institutional distribution marketing...
MutualFundWire.com - Friday, June 14, 2013 Views
A PM Departs from a Columbia Fund
Lori Ensinger from Columbia Funds [profile] no longer serves as PM for Columbia Mid Cap Value Fund. [SEC Filing]...
MutualFundWire.com - Friday, June 14, 2013 Views
RiverPark Fund Is Off The Table
On June 21, 2013, RiverPark Fund's [profile]RiverPark Trust and Short Term High Yield Fund will be closed to new investors. [SEC Filing]. ..
MutualFundWire.com - Friday, June 14, 2013 Views
Brothers Team Up As Co-PMs
As of June 1, 2013, Chris Hillary has been added as a co-PM for the LS Opportunity Fund. Jim Hillary continues to serve as the PM. Chris Hillary has been a senior investment analyst with Independence Capital Asset Partners, the fund’s sub-advisor, since 2004. Jim Hillary and Chris Hillary are brothers, and worked together previously at Marsico Capital Management [profile] from 2001-2004. [SEC Filing]...
MutualFundWire.com - Friday, June 14, 2013 Views
Hartford Investment Changes Its Name
Hartford Investment Financial Services [profile], the Hartford Emerging Markets Local Debt Fund, the Hartford Global Alpha Fund, and the Hartford Quality Bond Fund's principal underwriter, has changed its name to Hartford Funds Distributors. [SEC Filing]. ..
MutualFundWire.com - Friday, June 14, 2013 Views
A PM Leaves a Charles Schwab Fund
Paul Alan Davis from Charles Schwab [profile] no longer serves as a PM for Schwab Large-Cap Growth Fund, Schwab Core Equity Fund, Schwab International Core Equity Fund, Schwab Dividend Equity Fund, Schwab Small-Cap Equity Fund, Schwab Hedged Equity Fund, Schwab Financial Services Fund, and the Schwab Health Care Fund. Wei Li has been added as a portfolio manager for the Schwab Core Equity Fund, Schwab International Core Equity Fund and Schwab Small-Cap Equity Fund. [SEC Filing]...
MutualFundWire.com - Friday, June 14, 2013 Views
A PM Leaves a Charles Schwab Fund
Paul Alan Davis from Charles Schwab [profile] no longer serves as a PM for Schwab Large-Cap Growth Fund, Schwab Core Equity Fund, Schwab International Core Equity Fund, Schwab Dividend Equity Fund, Schwab Small-Cap Equity Fund, Schwab Hedged Equity Fund, Schwab Financial Services Fund, and the Schwab Health Care Fund. Wei Li has been added as a portfolio manager for the Schwab Core Equity Fund, Schwab International Core Equity Fund and Schwab Small-Cap Equity Fund. [SEC Filing]...
MutualFundWire.com - Friday, June 14, 2013 Views
There's a New PM at a BlackRock Fund
Peter Stournaras is now the PM at BlackRock [profile] for the following funds: BlackRock Large Cap Growth FundBlackRock Large Cap Value Fund, BlackRock Large Cap Core Fund, BlackRock Large Cap Core Plus Fund, BlackRock Large Cap Growth Retirement Portfolio, BlackRock Large Cap Value Retirement Portfolio and the BlackRock Large Cap Core Retirement Portfolio. [SEC Filing]...
MutualFundWire.com - Friday, June 14, 2013 Views
A Fidelity Fund Adds a New PM
Fidelity [profile] has added Peter Deutsch to the PM team for the Fidelity® Select Portfolios. [SEC Filing]...
MutualFundWire.com - Friday, June 14, 2013 Views
New Sub-Advisor at Strategic Advisors
On June 7, 2013, the board of trustees of the Strategic Advisers Small-Mid Cap Fund approved the appointment of RS Investment Management [profile] as a new sub-advisor to the fund. [SEC Filing]...
MutualFundWire.com - Friday, June 14, 2013 Views
WSJ Weighs In On Target Date Funds
Taking advantage of the boom in target retirement funds, companies are sprucing up their fund offerings. ..
401kWire.com - Friday, June 14, 2013
A Top 401k RIA Hires a Sales Chief
A Lockton alum opens a Chitown office for a retirement plan advisory shop from the West Coast...
401kWire.com - Friday, June 14, 2013
AMG Transfers Majority Ownership of Friess
Friess Associates [profile] and Friess Associates of Delaware the advisor and subadvisor, respectively, to the Brandywine Fund, the Brandywine Blue Fund and the Brandywine Advisors Midcap Growth Fund have entered into a definitive transfer agreement with Affiliated Managers Group [profile], the institutional partner of the Friess Companies, and the members of each of the Friess Companies. Affiliated Managers Group will transfer its indirect majority ownership interest in the Friess Companies to the management team. [SEC Filing]...
MutualFundWire.com - Friday, June 14, 2013 Views
New PM at Quintium
Effective June 7, 2013, Quintium Advisors, the sub-advisor to the Core Diversification Fund, has named Miranda Davis as a PM. Davis will manage the fund alongside of George Hashbarger, Jr., who has previously served as PM of the fund. [SEC Filing]...
MutualFundWire.com - Friday, June 14, 2013 Views
Fairfax Gold Closes Fund
The board of directors of the Fairfax Gold and Precious Metals Fund has concluded that it is in the best interests of the fund and its shareholders that the fund cease operations. The board has determined to close the fund and redeem all outstanding shares on June 29, 2013. [SEC Filing]. ..
MutualFundWire.com - Friday, June 14, 2013
Optimum Removes Sub-Advisor
The board of trustees of the Optimum Large Cap Growth Fund has approved the removal of Marsico Capital Management [profile] as a sub-advisor to the fund. On or about June 19, 2013, the assets that Marsico Capital Management [profile] manages on behalf of the fund will be transitioned to T. Rowe Price Associates [profile] and Fred Alger Management [profile]. Both are currently sub-advisors for the fund and they will both continue to act as sub-advisors after the transition. [SEC Filing]...
MutualFundWire.com - Friday, June 14, 2013 Views
Goldman Updates Policy for Buying and Selling Fund Shares
Goldman Sachs [profile]updated their information on buying and selling fund shares for the Goldman Sachs Fundamental Emerging Markets Equity Funds. Effective as of the close of business on July 12, 2013, the fund is generally closed to new investors. Current shareholders and certain other categories of investors may still be eligible to purchase shares. [SEC Filing]...
MutualFundWire.com - Friday, June 14, 2013 Views
Vanguard's TDF Additions and Subtractions
Vanguard makes some changes to its Target Retirement Funds...
401kWire.com - Friday, June 14, 2013
BlackRock's Astounding ETF Predictions
BlackRock's iShares are booming and the ETF craze is only just beginning. ..
MutualFundWire.com - Friday, June 14, 2013 Views
O'Hanley and Burns Play Red Light, Green Light
Fidelity's asset management prez and Morningstar's director of fund research talk on the economy, the future of retirement and women in finance. What's important are the things they didn't talk about...
MutualFundWire.com - Friday, June 14, 2013 Views
Gregory Leaves as Lord Abbett Reorgs
The mutual fund shop's retirement platforms chief is moving on...
401kWire.com - Friday, June 14, 2013 - Reader Rating: 4
A Credit Suisse Report is Down on BlackRock
A récent Credit Suisse report shows that BlackRock's stock funds have some catching up to do...
MutualFundWire.com - Friday, June 14, 2013 Views
Former Morgan Keegan Directors Settle with SEC on Bad Behavior
Former mutual fund directors have settled federal claims that they didn't do their job right. ..
MutualFundWire.com - Friday, June 14, 2013 Views
Charlie Johnson Retires
The scion of the West Coast Johnsons, already president and CEO of Franklin, takes over as chairman, too...
MutualFundWire.com - Friday, June 14, 2013 Views
Bernstein at M*: Beware of Emerging Market Inflation and Lower Growth
Richard Berstein said investors should be more realistic about emerging market growth and inflation...
MutualFundWire.com - Friday, June 14, 2013 Views
BlackRock Stock Is Still A Better Buy Than ETFs
Motley Fool's Dan Caplinger argues that investing in BlackRock stock is still a better bet than its ETFs...
MutualFundWire.com - Friday, June 14, 2013 Views
Will the SEC Trigger a Stampede Out of Money Funds?
The WSJ ponders the implications of the money market mutual fund regulations just proposed by the SEC...
MutualFundWire.com - Friday, June 14, 2013 Views
Experts at M* Conference Predict Slow Death of Active Funds
Active fund managers are no longer the divas of the mutual fund industry, CNBC's Eric Rosenbaum says...
MutualFundWire.com - Friday, June 14, 2013 Views
EBRI Report: Gen Xers Need to Start Contributing to Their Plans Now
Estimates that those who don't will have a retirement shortfall of $78,000...
401kWire.com - Thursday, June 14, 2012
Feds Indict a Doc for Embezzling Plan Money
US Attorney's Office says Timothy Clark of Mechanicsburg stole $25,000 from his employees..
401kWire.com - Thursday, June 14, 2012 - Reader Rating: 4
Falcon Expands J.P. Morgan's Lineup
Updated | An SEC filing reveals new 401k offerings...
401kWire.com - Thursday, June 14, 2012
Charlie Ruffel and Bob Francis Help an RKer
The two veteran 401k insiders join a provider's board...
401kWire.com - Thursday, June 14, 2012 - Reader Rating: 5
American Funds to Allow Other Fund Firms On Its K Platform
Other major fund companies to be included on new version of Recordkeeper Direct...
MutualFundWire.com - Thursday, June 14, 2012 Views
Fetting Takes a Million-Dollar Pay Cut
"Disappointing" year drops the Legg Mason CEO's total compensation by 17 percent...
MutualFundWire.com - Thursday, June 14, 2012 Views
Appelstein Plans to Keep Hiring at RBC
Distributions head wants to add to institutional sales and consultant-relations units...
MutualFundWire.com - Thursday, June 14, 2012 Views
TPS Sells Off its Recordkeeping
More than 1,000 plan sponsors have a new home as the deal is completed...
401kWire.com - Thursday, June 14, 2012 - Reader Rating: 2.8
ETF Growth Projections Are Exaggerated
The researchers at AllianceBernstein claim that ETFs will not grow as quickly as some foresee...
MutualFundWire.com - Thursday, June 14, 2012 Views
Could Your RIA Shop Be The Next Target For a Buyout?
RIAs focused on ETF portfolios are seeing an increase in interest from private equity firms...
MutualFundWire.com - Thursday, June 14, 2012 Views
Columbia, Fidelity and SSgA Challenge BlackRock and Goldman
"Everything is on the table" when it comes to fundsters facilitating better bond trading...
MutualFundWire.com - Thursday, June 14, 2012 Views
Bloomberg Op-Ed Proposes: Let Money-Market Funds Die
The two authors content that a more user-friendly TreasuryDirect could replace them...
MutualFundWire.com - Thursday, June 14, 2012 Views
U.K. Version of FundsNet Adds 50 ETFs
The move opens adds supermarket shelf space to four manufacturers...
MutualFundWire.com - Thursday, June 14, 2012 Views
Diversified Hires an Ex-Mercer Principal
The retirement plan provider taps a new senior counsel...
401kWire.com - Tuesday, June 14, 2011 - Reader Rating: 2
Mutual Fund Directors Have a New Buddy
A former head of the SEC's investment management division joins the Mutual Fund Directors Forum's board...
MutualFundWire.com - Tuesday, June 14, 2011 Views
DWS is Poised to End the Year on a Net Positive Note, Says Woods
This would be the first time in 13 years that the fund family would end a year on net positive note, according to Mike Woods...
MutualFundWire.com - Tuesday, June 14, 2011 Views
Buffalo Makes a Fund More Flexible and Adds a PM
The Sunflower State mutual fund firm tweaks one of its offerings...
MutualFundWire.com - Tuesday, June 14, 2011 Views
A $9.5B Plan Trims its Stable Value Allocation
It is also looking at adding annuities...
401kWire.com - Tuesday, June 14, 2011 - Reader Rating: 4
Lincoln Names its New Distribution Head for the Mid-to-Large Plan Space
The Radnor, Pennsylvania-based plan provider taps an exec from Prudential...
401kWire.com - Tuesday, June 14, 2011 - Reader Rating: 2
How Important are 401ks for Attracting Talent?
A bundled provider offers new data on how plan sponsors feel about various benefits programs, including retirement plans...
401kWire.com - Tuesday, June 14, 2011 - Reader Rating: 4
Treasury's Iwry is Open to Letting '1,000 Flowers Bloom'
Mark Iwry takes the stage at the Spark National Conference Tuesday morning in Washington, D.C...
401kWire.com - Tuesday, June 14, 2011 - Reader Rating: 4
For Three Popular PMs, It's Been a Rough Year so Far
Their funds had the worst performance among large diversified funds this year, according to Morningstar data picked up by Bloomberg...
MutualFundWire.com - Tuesday, June 14, 2011 Views
TIAA-CREF Commits $10M Per Year to a 529 Win
The 403b giant wins a $4.2-billion college savings plan from Fidelity...
MutualFundWire.com - Tuesday, June 14, 2011 Views
The Mutual Fund World Changes Around DST
A local paper profiles the back office firm and ponders where it's headed...
MutualFundWire.com - Tuesday, June 14, 2011 Views
Equinox Rolls Out a Commodity Strategy Fund
The Denver-based alternative investment specialist launched a market-neutral mutual fund on Monday...
MutualFundWire.com - Tuesday, June 14, 2011 Views - Reader Rating: 5
iShares and Vanguard Beat Out Rivals in 401k
Which ETFs have the most 401k assets so far?..
MutualFundWire.com - Tuesday, June 14, 2011 Views
Openings and Closings
Nuveen unveils a new international offering from California...
MutualFundWire.com - Monday, June 14, 2010 Views - Reader Rating: 3
Schwab Slashes Fees For Its Own ETFs
The brokerage unveils price cuts for three quarters of its exchange-traded funds...
MutualFundWire.com - Monday, June 14, 2010 Views
ALPS Preps Another ETF For Its Quiver
The asset management side of the fund servicer files for a new exchange-traded fund...
MutualFundWire.com - Monday, June 14, 2010 Views
One Mutual Fund Clearing Client Pulls Over $50B From Schwab
The brokerage sees one of its clients switch to handling mutual fund clearing services itself...
MutualFundWire.com - Monday, June 14, 2010 Views
Ascensus Counts on a Simplified Enrollment Program
The recordkeeper unveils a new of quickly and simply enrolling participants...
401kWire.com - Monday, June 14, 2010
Schwab's Participant Count Holds Steady
The open architecture provider reveals data for May...
401kWire.com - Monday, June 14, 2010
OppFunds Guides Plan Sponsors Through Fee Disclosure
The bundled provider adds several new features to its DC offerings...
401kWire.com - Monday, June 14, 2010
Pru Private Labels Income Flex For the First Time
Updated | A bundled DC recordkeeper teams up with the insurer to offer a retirement income product...
401kWire.com - Monday, June 14, 2010 - Reader Rating: 3.5
SunGard's Morris Puts a Lingering Question to Rest
Bill Morris addresses speculation about Omni...
401kWire.com - Monday, June 14, 2010 - Reader Rating: 2.5
401k Sales Outlook Brightens
Bob Wuelfing opens the Spark Conference with good news for plan providers...
401kWire.com - Monday, June 14, 2010 - Reader Rating: 2
A Massachusetts Mayor Questions Tax Breaks For Fido
In the wake of recent job cuts in the home state of the Boston Behemoth, a local government official attacks the firm...
MutualFundWire.com - Monday, June 14, 2010 Views
B-Gone, Back-End Loads
USA Todays ponders the coming demise of a mutual fund share class...
MutualFundWire.com - Monday, June 14, 2010 Views
Copper ETFs Stay Small
Two exchange-traded products focusing on copper now face a bear market in their metal...
MutualFundWire.com - Monday, June 14, 2010 Views
Vanguard Adds Sub-Advisor to Two Funds
The Valley Forge, Pennsylvania-based fund giant has added a sub-advisor to two of its funds...
MutualFundWire.com - Thursday, June 14, 2007 Views
TSP Auto Enrollment Decision Coming Next Week
A 15-member group gives its stamp of approval to adding automatic enrollment to the federal DC plan, but there are several more milestones to pass before the proposal takes effect. ..
401kWire.com - Thursday, June 14, 2007
The NYSE Disiplines Crowell, Weedon & Co. for Prospectus Violations
The NYSE has settled with Crowell, Weedon & Co. of Los Angeles, California, in a case involving violations of prospectus delivery...
MutualFundWire.com - Thursday, June 14, 2007 Views - Reader Rating: 3
The NYSE Disiplines Crowell, Weedon & Co. for Prospectus Violations
The NYSE has settled with Crowell, Weedon & Co. of Los Angeles, California, in a case involving violations of prospectus delivery...
MutualFundWire.com - Thursday, June 14, 2007 - Reader Rating: 2
Broker Dealer Misdeeds of the Month
Here we have the monthly round-up of individual brokers and broker-dealers who have settled charges with the NYSE...
MutualFundWire.com - Thursday, June 14, 2007
Raymond James Rewards Top Producers
Raymond James has rolled out a new compensation system for its top producing reps...
MutualFundWire.com - Thursday, June 14, 2007
BlackRock's Novick Wants to Change Minds with AA Funds
Larry Fink's top chiefs have put together a plan to go after DC plans on all fronts -- from mutual funds to separate accounts and collective trusts. If that doesn't work for you, you can always add them as a subadvisor; just don't ask them to do recordkeeping...
401kWire.com - Thursday, June 14, 2007 - Reader Rating: 4
Labworks Returns Discovery's Fire
RIA DATABASE is snapping back at The Financial Information Group, operator of the Discovery Database...
MutualFundWire.com - Thursday, June 14, 2007
The Hartford Promotes Andriola
The Hartford has promoted Daniel Andriola to the post of chief financial officer. of the Institutional Solutions Group (ISG) within its U.S. Wealth Management division...
MutualFundWire.com - Thursday, June 14, 2007 Views
Provider's New Program Measures Retirement Success
A Tar Heel State firm launches a new program designed to measure retirement plan success...
401kWire.com - Thursday, June 14, 2007 - Reader Rating: 5
Advent Gets New Moxy
Advent Software has released a new version of Moxy, the industry's most widely used order management system...
MutualFundWire.com - Thursday, June 14, 2007 Views
Judge Grants Class Action Status to Fee Suit
A judge granted class action to a fee lawsuit against Wells Fargo earlier this month...
MutualFundWire.com - Thursday, June 14, 2007 Views - Reader Rating: 1
Centennial State Provider Says Managed Account Assets Top $1 Billion
The Colorado-based provider says more than 6,000 of its plan sponsor clients offer managed accounts to participants...
401kWire.com - Thursday, June 14, 2007 - Reader Rating: 4.33
Ex-Wirehouse Rep Joins Fee-Based Team
An independent Peach State advisory firm adds a DC advisory veteran. ..
401kWire.com - Thursday, June 14, 2007
SEC Tags Data Proposal for Vote
The SEC will meet next week to discuss allowing the use of data tags for mutual fund disclosure statements...
MutualFundWire.com - Thursday, June 14, 2007 Views
Invesmart Co-Founder Puts Up New Venture
Christian Echavarria is back on the 401(k) scene with a new venture -- and just like the plan administrator he earlier co-founded, the new firm's name bears the word "smart."..

MutualFundWire.com - Thursday, June 14, 2007 Views - Reader Rating: 3.17
Public Sector Provider Personalizes Investment Advisory Services
Participants chose from three different levels of investment advice and account management...
401kWire.com - Wednesday, June 14, 2006
DailyAccess Plugs Into Rollover Platform
The agreement gives the Mobile, Alabama-based outsourced recordkeeper and plan administrator's financial advisor and plan sponsor clients direct access to rollover services...
401kWire.com - Wednesday, June 14, 2006 - Reader Rating: 4.78
Florida Marketing Firm Launches DC Hallmark Cards
The new client retention program developed out of a grad school project...
401kWire.com - Wednesday, June 14, 2006
EBRI Program Wins Fifth Emmy
The National Capital Chesapeake Bay Chapter of the National Academy of Television Arts and Sciences awarded the regional 2006 Emmy...
401kWire.com - Wednesday, June 14, 2006
Congress Likely To Miss New Deadline For Pension Bill
But legislators are seen to reconcile their differences before the year ends...
401kWire.com - Wednesday, June 14, 2006 - Reader Rating: 4
Fidelity Funds Thrive Under Jonas
According to Morningstar data cited Wednesday in the Boston Globe, Fidelity chief Ned Johnson will be congratulating himself for putting company veteran Stephen Jonas at the head of Fidelity Management and Research Co. in May of last year...
MutualFundWire.com - Wednesday, June 14, 2006 Views
A Cooperative SEC Seeks Governance Comments
Far be it from the SEC to sulk over a court ruling...
MutualFundWire.com - Wednesday, June 14, 2006 Views
Pershing Adds Wilshire Funds
Bank of New York subsidiary Pershing is extending its relationship with the Wilshire group of companies .....
MutualFundWire.com - Tuesday, June 14, 2005 Views - Reader Rating: 3
TPA Swaps Enrollment Kit Provider
A Texas-based TPA switches vendors...
401kWire.com - Tuesday, June 14, 2005 - Reader Rating: 4.76
Judge Order a Setback for Garamendi
California will likely not win the damages it had hoped for from Artemis in the penalty phase of the Executive Life trial...
401kWire.com - Tuesday, June 14, 2005 - Reader Rating: 2
Firm Investigates Kodak's 401k
A class action specialist has filed a suit against Kodak related to securities violations. Another suit may be in store ...
401kWire.com - Tuesday, June 14, 2005 - Reader Rating: 4
Employees Seek $5 MM from Fidelity for Unpaid Overtime
Employees of Fidelity Employer Services Co., a subsidiary of Fidelity Investments, have filed a class action against the firm, alleging that the firm classified them in such a way to prevent paying overtime .....
MutualFundWire.com - Tuesday, June 14, 2005 Views
Does Gabelli Have Plans?
Gabelli may be mulling over new funds. Rye, New York-based Gabelli Asset Management filed paperwork with the SEC Monday that would allow it to sell up to $400 million of new securities. The filing provides Gabelli the flexibility to periodically sell debt, preferred stock, or common stock or other securities...
MutualFundWire.com - Tuesday, June 14, 2005 Views
Franklin Hires Counsel
Franklin Resources has named a new general counsel and senior vice president. Craig Tyle will join the company in September, replacing Murray Simpson. Simpson will become a senior advisor to Franklin...
MutualFundWire.com - Tuesday, June 14, 2005 Views
TBO Gives Fidelity a TKO Over Putnam
An air bag maker gives Fidelity a thumbs up on a total benefits mandate that includes an 11,000 participant k-plan...
401kWire.com - Monday, June 14, 2004 - Reader Rating: 5
One Commissioner Has Her Doubts
SEC Commissioner Glassman is not so sure about a few fund reform proposals...
MutualFundWire.com - Monday, June 14, 2004 Views - Reader Rating: 3
Ohio Fund Firm Hires in Sunshine State
Touchstone Investments has tapped a wholesaler to handle sales and marketing in Florida...
MutualFundWire.com - Monday, June 14, 2004 Views
Are Boom Times Ahead for Indy-ks?
A newly published white paper claims the individual-k market segment is growing. But does it matter to k-plan providers?..
401kWire.com - Monday, June 14, 2004 - Reader Rating: 4
BISYS Adds to Outsourced Compliance Team
The BISYS ComplianceEDGE product team hires two compliance officers and is on the lookout for more...
MutualFundWire.com - Monday, June 14, 2004 Views
TPAs Select Schwab RT ASP
Schwab RT is officially announcing its ASP model now that it has eight months and 14 clients under its belt...
401kWire.com - Monday, June 14, 2004
Ameritrade Continues ETF Push
The discount broker launches another ETF effort...
MutualFundWire.com - Monday, June 14, 2004 Views
Funds Not Treating One Congressman Well
Senator reports loss of more than half-a-million dollars in mutual funds...
MutualFundWire.com - Monday, June 14, 2004 Views
AIM Expands Sales Region
Connecticut is added into the New York wholesale territory...
MutualFundWire.com - Friday, June 14, 2002 Views
Provider Jilted by Advisor
At least one plan provider has fired its advice partner. Why?..
401kWire.com - Friday, June 14, 2002
Should 401ks TIP?
One Prof thinks they should and that the Feds should mandate it. He is starting a venture to pursue the idea...
401kWire.com - Friday, June 14, 2002
Mellon Unit Shakes It Up
Bret Young gets a new boss as Dreyfus responds to its sales success...
MutualFundWire.com - Friday, June 14, 2002
New Research Confirms Industry Woes
The typical operating margin at money management shops dropped six points, or nearly twenty percent last year. What should firms do?..
MutualFundWire.com - Friday, June 14, 2002 Views
FRC Releases Rollover Report
The researcher offers 14 stratagies for getting your piece of the $475 billion pie...
401kWire.com - Friday, June 14, 2002
PFPC Adds Private Equity Tools
The new features will cut the costs associated with these investments the firm claims...
MutualFundWire.com - Friday, June 14, 2002 Views
Key to Eliminate 400 Jobs
KeyCorp has given more detail on just how many jobs will be cut...
401kWire.com - Friday, June 14, 2002
New Fido Funds Pulling In Assets
The Boston Behemoth reveals a new quartet of funds has passed the billion mark in just six months...
MutualFundWire.com - Friday, June 14, 2002 Views
May Trading Activity Slips
Both Schwab and Ameritrade say the bad month will make them miss their numbers...
MutualFundWire.com - Friday, June 14, 2002 Views
PFPC Wins Dalbar Award
The back-office firm wins kudos for its new retirement statement...
401kWire.com - Friday, June 14, 2002
Putnam's Product Development Heebie-Jeebies
Putnam chief Larry Lasser has put the kibosh on new fund launches...
MutualFundWire.com - Thursday, June 14, 2001 - Reader Rating: 3
Merrill's 401k Diet
Starting with its 401k biz, Merrill wants to cut-back on its relationships with money managers...
401kWire.com - Thursday, June 14, 2001 - Reader Rating: 3
Gas Merger Leads to Vendor Evaluation
A merger between two gas companies may lead to changes in the $72 million program by Fall. ..
401kWire.com - Thursday, June 14, 2001 - Reader Rating: 3
Fido Adds to Options
Fidelity adds to its options ... Legg Mason to buy Royce? ... Retirement savers plan more savings ... Schwab trading falls, again ... Dispels rumors it is banking on Canada ... Fidelity fund manager shuffles ... Harvard managers break free...
401kWire.com - Thursday, June 14, 2001 - Reader Rating: 3
Is Royce for Sale?
Fidelity adds to its options ... Legg Mason to buy Royce? ... Retirement savers plan more savings ... Schwab trading falls, again ... Dispels rumors it is banking on Canada ... Fidelity fund manager shuffles ... Harvard managers break free. ..
MutualFundWire.com - Thursday, June 14, 2001 - Reader Rating: 3
Oppenheimer Hires Product Development Head
The firm has brought in an MIT alum to analyze risk and take the helm over new products. ..
MutualFundWire.com - Thursday, June 14, 2001 - Reader Rating: 3
How Much for that Fund?
If you're selling, we know somebody who's buying...
MutualFundWire.com - Thursday, June 14, 2001 - Reader Rating: 3
Principal and AG Edwards Form Alliance
The firms cut a deal to create a distribution channel. Look for more like it to come. ..
401kWire.com - Thursday, June 14, 2001 - Reader Rating: 3
NY Life Hit with Class Action
Last week we reported that a class-action against the MainStay Funds parent company was in the works. It was filed today, under both the ERISA and RICO Acts...
MutualFundWire.com - Wednesday, June 14, 2000 - Reader Rating: 3
NY Life Hit with Class Action
Last week we reported that a class-action against the insurer was in the works. It was filed today. ..
401kWire.com - Wednesday, June 14, 2000 - Reader Rating: 3
Schwab Hires New Fund Business Head From Kemper
Charles Schwab has hired a new senior VP in charge of all business relationships for Schwab's OneSource and Mutual Fund Marketplace...
MutualFundWire.com - Wednesday, June 14, 2000 - Reader Rating: 3
Paydirt in Idaho
Hecla Mining will be switching its plan from Howard Johnson to bundle with a fund company...
401kWire.com - Wednesday, June 14, 2000 - Reader Rating: 3
AIM Founder to Retire
The chairman and co-founder of Houston's AIM Funds will be hanging up his hat at the end of the year, after helping build the firm into one of the country's biggest fund complexes...
MutualFundWire.com - Wednesday, June 14, 2000 - Reader Rating: 3
(K)arl on the Wire: Getting the Most from Conferences
Catherine N.H. Lewis's tips on getting the most from industry conferences. ..
401kWire.com - Wednesday, June 14, 2000 - Reader Rating: 3
June 14, 2000
Fidelity and Lehman makes no sense ... Fund managers see soft landing ... Bauer to retire from AIM ... Domini gets positive...
401kWire.com - Wednesday, June 14, 2000 - Reader Rating: 3
June 14, 2000
Fidelity and Lehman makes no sense ... Fund managers see soft landing ... Bauer to retire from AIM ... Domini gets positive...
MutualFundWire.com - Wednesday, June 14, 2000 - Reader Rating: 3
Climbing the Rock
Prudential has announced a series or promotions among its executives, including its head of retirement services...
401kWire.com - Monday, June 14, 1999 - Reader Rating: 3
Caruso Moves Up To CEO at Zurich Kemper
The president and ceo of Scudder Canada will take over the helm of Zurich Kemper Life -- former ceo moves to chairman, will retire in early 2000...
MutualFundWire.com - Monday, June 14, 1999 - Reader Rating: 3
Gardner Denver Taps New Provider
The Illinois sponsor has bundled its 401(k) plan with a new vendor...
401kWire.com - Monday, June 14, 1999 - Reader Rating: 3
Pru Promotions
Prudential has handed the senior vice president reins to four, including the presidents of Retirement Services and Guaranteed Products, the president and ceo of Property & Casualty, and the chief ethics officer...
MutualFundWire.com - Monday, June 14, 1999 - Reader Rating: 3
Financial Engines Launches Website for the Individual Investor
The third-party advice-giver has redesigned its website so now any individual can sign on and, for a small fee, get advice for their financial future...
MutualFundWire.com - Monday, June 14, 1999 - Reader Rating: 3
Odd Lots, June 14, 1999
Merrill Taps Oppenheimer for CIO ... Outsiders usually find ethical lapses...
MutualFundWire.com - Monday, June 14, 1999 - Reader Rating: 3
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