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News Stories Archives - Since 1998
IR+M Teams With a CA ETF Shop
The institutional asset manager will help power a new fund that debuted today...
MutualFundWire.com - Thursday, March 14, 2024
A WA Shop Targets May For Its PEP Entry
A recordkeeping TPA is becoming a pooled plan providerr...
401kWire.com - Thursday, March 14, 2024
In Florida, a New 401k Sales Chief Joins Paychex
The new hire comes most recently from Envestnet...
401kWire.com - Thursday, March 14, 2024
Schwab Adds 429K Participant Accounts In 12 Months
A retirement plan recordkeeper's publicly traded parent offer its latest metrics across multiple business lines...
401kWire.com - Thursday, March 14, 2024
A Midwestern DC I-O Vet Joins Vestwell
The new hire's most recent past employer is Transamerica...
401kWire.com - Thursday, March 14, 2024
In 19 Months, This Flagship Surpasses $3B
Its 10-fund series now has $4.24 billion in AUM in total...
MutualFundWire.com - Thursday, March 14, 2024
A $7.2T-AUM Firm Adds a 7-Bps Fund
The new, passively managed fixed income fund debuted last week...
MutualFundWire.com - Tuesday, March 14, 2023 Views
"We'll Be Your Back Room"
A KPA-supporting tools provider rolls out a new service...
401kWire.com - Tuesday, March 14, 2023
RKers Reassure Clients After SVB's Shutdown
At least three retirement plan recordkeepers, all venture capital-backed, have put out public statements about the bank's demise...
401kWire.com - Tuesday, March 14, 2023 - Reader Rating: 3
A Vestwell Advisor Joins iJoin
The new hire joins the participant engagement specialist's leadership team...
401kWire.com - Tuesday, March 14, 2023 - Reader Rating: 3
2023's Nine Most Ethical Fund Firms
An organization focused on ethical business practices recognizes 135 companies, including several that should be familiar to asset management industry insiders...
MutualFundWire.com - Tuesday, March 14, 2023 Views
2023's Six Most Ethical RKers
An organization focused on ethical business practices recognizes 135 companies, including several that should be familiar to defined contribution industry insiders...
401kWire.com - Tuesday, March 14, 2023
Industry Flows Rebound Fivefold to $48B, But ...
The M* team updates U.S. flows data for February 2022 for ETFs and long-term, open-end mutual funds...
MutualFundWire.com - Monday, March 14, 2022 Views
Palmer Rises at a National RKer
Corrected | The exec first joined the retirement plan provider a year ago...
401kWire.com - Monday, March 14, 2022
Ubiquity and Vestwell Help a Roboadvisor Enter 401k
Updated | A startup near San Francisco is launching its own small-market retirement plan product...
401kWire.com - Monday, March 14, 2022
35,000 More Participants YTD
A retirement plan recordkeeper's publicly traded parent offers its latest metrics across multiple business lines...
401kWire.com - Monday, March 14, 2022
Week In Preview, March 14 - March 20
This week, the teams at FIS, NAPA, Pentegra, Spark, and WIPN are hosting events...
401kWire.com - Monday, March 14, 2022
Week In Preview, March 14 - March 20
This week, the teams at Advisor2X, IDC, Irish Funds, MFDF, and Thornburg are hosting events...
MutualFundWire.com - Monday, March 14, 2022 Views
Know Your Frequent 401k Flier Status
At least one big RKer is ramping up its support for KPAs with whom it does lots of business...
401kWire.com - Thursday, March 14, 2019
Small Fund Firms' Flows Fall 50 Percent
The M* team updates flows data for February 2019 for ETFs and long-term, open-end mutual funds...
MutualFundWire.com - Thursday, March 14, 2019 Views
Out On $500K Bail, an Ex-Fundster Faces College Admission Fraud Charges
This former chief of a giant asset manager self-reported to federal court yesterday after he was one of 50 people charged in connection with alleged efforts to game admission to elite colleges around the country...
MutualFundWire.com - Thursday, March 14, 2019 Views
Moynihan Brings a Nine-Year DST Vet to FIS
The new hire "will be focused on large service opportunities ... in the retirement space," an exec tells 401kWire...
401kWire.com - Thursday, March 14, 2019
Schwab Keeps Up an Eight-Month Streak
The team at the publicly traded discount brokerage releases their February 2019 monthly activity report...
401kWire.com - Thursday, March 14, 2019 - Reader Rating: 1
This $538B AUM Shop's Move South "Is Epic"
A major local real estate developer weighs in on an asset manager's HQ shift...
MutualFundWire.com - Thursday, March 14, 2019 Views
The Fourth Wirehouse Rationalizes Funds, In Three Stages
The changes are expected to result in about 840 funds, holding about five percent of the mutual fund assets on the wirehouse's platform, being removed...
MutualFundWire.com - Wednesday, March 14, 2018 Views
Empower Wins a $75MM Bay Area Plan
The recordkeeper will now work with a 401(k) plan for a Californian lifestyle curator. ..
401kWire.com - Wednesday, March 14, 2018
Schwab's Participant Count Rises Three Percent Year-Over-Year
The brokerage giant reports February 2018 statistics across its different business lines, including retirement plans...
401kWire.com - Wednesday, March 14, 2018
A Japanese Giant Banks on Buying a Slice of Another Big Asset Manager
For the second time in less than four months, this Japanese insurer is poised to buy a sizable minority stake in a multinational asset manager with a big U.S. presence and 12 figures of AUM...
MutualFundWire.com - Wednesday, March 14, 2018 Views
A 12-Year Transamerica Vet Rises and Hires
The new hire fills the freshly promoted exec's old shores...
401kWire.com - Wednesday, March 14, 2018
A State Credit Union Selects OneAmerica as Its RKer
This Palmetto State financial institution has chosen OneAmerica for its employees' retirement planning. ..
401kWire.com - Tuesday, March 14, 2017 - Reader Rating: 5
Wagner Law Group on the Hill
The firm celebrates the opening of its first Washington, D.C. office. ..
401kWire.com - Tuesday, March 14, 2017
Empower VP Provides Insight on Senate Resolutions
The Senate could vote on legislation to repeal DoL safe harbors any moment now — but will they? ..
401kWire.com - Tuesday, March 14, 2017 - Reader Rating: 4.5
A OneAmerica Wholesaler Leaves to Grow a Firm's Upper Midwest Business
This regional sales director left to grow another's advisory and consulting business, and has been appointed a senior vice president of sales and marketing. ..
401kWire.com - Tuesday, March 14, 2017 - Reader Rating: 3.5
How Are Fund Firms Reacting to DoL Rule Delay Limbo?
Nearly two-thirds of fundsters have the same reaction, the ICI finds in a realtime poll at its giant legal conference...
MutualFundWire.com - Tuesday, March 14, 2017 Views
Morgan Stanley Promotes a Model Portfolio Exec
Morgan Stanley promotes its portfolio due diligence chief...
MutualFundWire.com - Tuesday, March 14, 2017 Views
DST Systems Has a New Tool in the Shed
Kansas City, Missouri-based DST Systems has launched a new tool for plan sponsors and 401(k) plan advisors (KPAs)...
401kWire.com - Tuesday, March 14, 2017 - Reader Rating: 2
This SEC Unit Shifts Towards Asset Managers and Other RIAs
A key arm of the regulatory agency has redirected staff towards registered investment advisor firms ... and it's having an impact...
MutualFundWire.com - Tuesday, March 14, 2017 Views
Paychex Splits the Bill
The company recently significantly changed the way it does business. ..
401kWire.com - Tuesday, March 14, 2017
TIAA Survey Finds Info Gaps on IRAs
The TIAA survey finds large knowledge gaps in what workers know about Individual Retirement Accounts. ..
401kWire.com - Tuesday, March 14, 2017 - Reader Rating: 2
Fiduciary News Got You Confused?
The recent events surrounding the fiduciary rule has caused confusion in the industry. Here's what the DoL is doing in response to that. ..
401kWire.com - Tuesday, March 14, 2017
What Will the SEC's Temporary Top Cop Tell Fundsters?
The second full day of the 2017 ICI MFIM conference begins...
MutualFundWire.com - Tuesday, March 14, 2017 Views
An Ex-LPL SVP Joins a Cali KPA Shop
A former SVP at LPL Retirement Partners has since moved on...
401kWire.com - Monday, March 14, 2016 - Reader Rating: 4.69
A $773MM 457 Plan Chooses a New RKer
Data-gathering and analytics cited as core components of this Mid-Western city's decision to select this recordkeeper. ..
401kWire.com - Monday, March 14, 2016 - Reader Rating: 5
Three Grim Lessons From Third Avenue Focused Credit's Demise
The SEC's investment management division chief speaks to fundsters...
MutualFundWire.com - Monday, March 14, 2016 Views
Blass Issues a Call to Electronic Arms
The ICI general counsel welcomes fundsters to Orlando...
MutualFundWire.com - Monday, March 14, 2016 Views
ICI Finds Marginal Changes in DC Withdrawals
When comparing participant activity in 2015 to 2014, there was little change. ..
401kWire.com - Monday, March 14, 2016
PSCA Seeks 403(b) Survey Respondents
PSCA is conducting its eighth annual survey of 403(b) plans...
401kWire.com - Monday, March 14, 2016 - Reader Rating: 2
Reopen These Funds!
Fundsters looking for new product ideas or or wondering what to do with existing lineups may want to see what investors are clamoring for, according to Morningstar...
MutualFundWire.com - Monday, March 14, 2016 Views - Reader Rating: 1
Donahue Buys $421MM of Fund Assets from Rezabek
The sale of these assets, all in fixed income, to Federated will allow Huntington to focus on managing equities. Donahue says he will continue to look for "beneficial transactions."..
MutualFundWire.com - Friday, March 14, 2014 Views
One of the U.S.' Largest Dioceses Adds a 403b
The Diocese of Rockville Centre is making the change after an anticipated DB freeze. ..
401kWire.com - Friday, March 14, 2014
A Southern Med School Consolidates With TIAA-CREF
The higher-ed giant will take over sole RKing in April. ..
401kWire.com - Friday, March 14, 2014
Nationwide Finds a New Regional Sales VP
Nationwide has a new retirement sales VP in the western U.S...
401kWire.com - Friday, March 14, 2014
An RIA Czar Rises at BNY
The honcho previously handled biz development in the DC I-O space for BNY..
MutualFundWire.com - Friday, March 14, 2014 Views
A DC Consulting Expert Expands Her Roster and Scope
Updated | This management consulting shop isn't just about retirement plan providers anymore. And they have two new senior hires on the case...
401kWire.com - Friday, March 14, 2014
Would You Buy J.P. Morgan Funds?
JPAM had a killer year for flows in 2013. What can you learn from them?..
MutualFundWire.com - Friday, March 14, 2014 Views - Reader Rating: 1
Direxion Anoints a New President and COO
The Boston-based leveraged and inverse index shop hires a top mutual fund servicing executive...
MutualFundWire.com - Thursday, March 14, 2013 Views - Reader Rating: 3
A Georgia Shop Names a DC I-O Sales Chief
The new exec comes from MassMutual...
401kWire.com - Thursday, March 14, 2013 - Reader Rating: 3
Stadion Hires Four
The Georgia shop's sales team is expanding...
MutualFundWire.com - Thursday, March 14, 2013 Views - Reader Rating: 5
A New Trade Group Prepares For Its Debutante Ball
A group designed to represent participants is preparing to launch publicly within the next year...
401kWire.com - Thursday, March 14, 2013
TIAA Wins Fidelity's Half of a $150MM Plan
TIAA-CREF is now the sole RKer for a college plan they formally shared with the Boston Behemoth. ..
401kWire.com - Thursday, March 14, 2013
Aberdeen Wants a Sales Exec For Somewhere Sunny
The U.S. arm of the Scottish asset manager wants wholesale coverage and business development in the region...
MutualFundWire.com - Thursday, March 14, 2013 Views
USI Wins Over a Gallagher Retirement Plan Advisor
Updated | A 401k industry vet in the Lone Star State joins the Connecticut-based insurance brokerage's retirement services unit...
401kWire.com - Thursday, March 14, 2013 - Reader Rating: 3
Advisors Want More Alts, and Sales Support, Too
A report shows that advisors need sales support from providers to grow the market...
MutualFundWire.com - Thursday, March 14, 2013 Views
10 Years Later, a Broker Pays $763K Over Market-Timing
The defendant was the sole remaining from a 2006 fraud action brought by the SEC...
MutualFundWire.com - Thursday, March 14, 2013 Views
Mintzer Hires for a New J.P. Morgan Post
The new position is being filled by a former Great-West national director...
401kWire.com - Thursday, March 14, 2013
Independent Advisors and RIAs Really Like ETFs
Broadridge data shows them gobbling up ETFs at twice the rate of wirehouse brokers...
MutualFundWire.com - Thursday, March 14, 2013 Views
A $45B Shop Hires Five Wholesalers
The new recruits are tasked with helping drive retail fund growth...
MutualFundWire.com - Thursday, March 14, 2013 Views - Reader Rating: 1
The Growing Fido-BlackRock Alliance Catches the Attention of the Press
Business pubs drill down on industry ripples of an expanded ETF partnership...
MutualFundWire.com - Thursday, March 14, 2013 Views
Gallagher's Bringing a Service Downmarket, and Hiring
Mike DiCenso conducts two searches for the insurance brokerage's retirement services unit...
401kWire.com - Thursday, March 14, 2013
WisdomTree Continues to Rise
The fundamental indexing shop's prices is up 63 percent for 2013...
MutualFundWire.com - Thursday, March 14, 2013 Views
Sorry, This Wirehouse Is Not For Sale
A top exec at a giant bank insists that his firm is sticking with the business...
MutualFundWire.com - Thursday, March 14, 2013 Views
Is an ETF World-Shift Coming?
Is the ETF game experiencing a paradigm shift?..
MutualFundWire.com - Thursday, March 14, 2013 Views
What Will TCW Launch Next?
The SocGen subsidiary's mutual fund talks about 2011 results and his plans for 2012...
MutualFundWire.com - Wednesday, March 14, 2012 Views
Davies Welcomes Another AllianceBernstein Alum
The Russell DC I-O chief adds a DC specialist to his team...
401kWire.com - Wednesday, March 14, 2012
Delaware Names its Internal Sales Head
The Philadelphia-based asset manager taps a Fidelity alum to lead its team of 15 internal wholesalers...
MutualFundWire.com - Wednesday, March 14, 2012 Views - Reader Rating: 5
Schwab Adds Participants For Nine Straight Months
The brokerage giant releases an update regarding its February results...
401kWire.com - Wednesday, March 14, 2012
Mutual Fund Buyers Return to Large Caps
Yet not all asset classes are back in favor yet...
MutualFundWire.com - Wednesday, March 14, 2012 Views
ING Plugs Into Androids and iPhones
Updated | The bundled provider unveils a new app for its retirement plan participants...
401kWire.com - Wednesday, March 14, 2012 - Reader Rating: 5
YouTube Users, Meet American Funds
Capital Group will start putting its PMs on the online video-streaming site...
MutualFundWire.com - Wednesday, March 14, 2012 Views - Reader Rating: 3
Van Eck Concocts a Chemicals ETF
The New York City-based firm plans to launch a chemicals-only ETF...
MutualFundWire.com - Wednesday, March 14, 2012 Views
Where Do Alternatives Fit Into Target Date Funds?
Bloomberg examines changes in this extremely popular asset class...
MutualFundWire.com - Wednesday, March 14, 2012 Views - Reader Rating: 1
Jeff Vinik Hires Tradewinds' Iben
David Iben will join Vinik Asset Management in June...
MutualFundWire.com - Wednesday, March 14, 2012 Views
Robeco Hires a HighMark Sales Exec
A new position has been filled at Robeco by a former HighMark Funds sales exec...
MutualFundWire.com - Monday, March 14, 2011 Views - Reader Rating: 1
The U.S. is Tops in Morningstar's Book
The ratings agency gives U.S. regulators an A and a C in investor experiences...
MutualFundWire.com - Monday, March 14, 2011 Views
Five Fund Firms Re-Up With SEI
The Pennsylvania-based back office specialists will continue providing 'full-service operational outsourcing' to several mutual fund firms...
MutualFundWire.com - Monday, March 14, 2011 Views
Hancock Hires an ING Wholesaler
John Hancock has added a wholesaler to cover the South Florida territory...
401kWire.com - Monday, March 14, 2011 - Reader Rating: 4
Transamerica Speeds Up Enrollment for Participants
The plan provider is pairing down the nrollment proces for participants to three minutes...
401kWire.com - Monday, March 14, 2011
Chitown Advisors Say Goodbye to a Top Exec
The national practice leader at a Chicago-based retirement plan consulting firm departs...
401kWire.com - Monday, March 14, 2011 - Reader Rating: 5
Survey Finds a Disconnect Between Sponsors and Participants
A soon-to-be-released DCIIA survey sheds new light on automatic enrollment...
401kWire.com - Monday, March 14, 2011
Giving Plan Sponsors a Voice Makes Them Loyal
A consulting firm examines the importance of providers regularly using data on customer satisfaction and loyalty...
401kWire.com - Monday, March 14, 2011
Schwab Reports Participant Drop-Off
Schwab says it lost some participants last month...
401kWire.com - Monday, March 14, 2011 - Reader Rating: 1
VALIC Reaches for Middle Market Plans
The plan provider is making a push for the middle market in 2011...
401kWire.com - Monday, March 14, 2011
Berkowitz Sheds More Light on St. Joe Plans
Fairholme's chief says he doesn't want to take St. Joe private...
MutualFundWire.com - Monday, March 14, 2011 Views
Gundlach Doesn't Buy Inflation Hype
Gundlach says inflation fears are much ado about nothing...
MutualFundWire.com - Monday, March 14, 2011 Views
Jaffe Worries About the Berkowitz-St. Joe Fight
The MarketWatch columnist ponders the implications of fund managers joining boards of directors...
MutualFundWire.com - Monday, March 14, 2011 Views
Are These ING and Fidelity Funds on the Right Track?
Morningstar shines its spotlights on a few notable tranportation funds...
MutualFundWire.com - Monday, March 14, 2011 Views
TD Exec Passes the Reins to Schweiss
The Fiserv ISS vet takes on an expanded role, according to plan, as a fellow TD exec departs. ..
401kWire.com - Friday, March 14, 2008 - Reader Rating: 2
Lehman Takes a Different Road for Funding
Lehman side steps liquidity rumors by shoring up liquidity...
MutualFundWire.com - Friday, March 14, 2008
Lincoln Financial Group Names a Point Person for M&A
The Philadelphia-based company has appointed an exec responsible for acquisition and divestiture activities...
401kWire.com - Friday, March 14, 2008 - Reader Rating: 1.08
How Much Do Sponsors Care About Fee Transparency?
New research from an industry consulting firm finds disclosure on, but not on top of, the minds of plan sponsors. ..
401kWire.com - Friday, March 14, 2008 - Reader Rating: 5
Startup to Entrepreneurs: Grab Your Solo K Bootstraps
A new Kansas firm aims to help one-person companies start their own DC plans. ..
401kWire.com - Friday, March 14, 2008
Bank Funds Fall into the Job Spotlight
This week we take a look at jobs at bank-sponsored mutual funds...
MutualFundWire.com - Friday, March 14, 2008 Views
DIA Makes a Sales Hire in Baltimore
The Purchase, New York-based firm has turned to a MassMutual vet to open a Baltimore office. ..
401kWire.com - Friday, March 14, 2008 - Reader Rating: 1
Citi Chief Chats with Analysts on Asset Sale
Citigroup CEO Vikram Pandit confirms plans to sell assets...
401kWire.com - Friday, March 14, 2008
UPDATE 1| Schwartz Takes a Fed Facilitated Loan
Looks like Bear Stearn's Alan Schwartz has a bigger problems on his hands than he was willing to admit...
MutualFundWire.com - Friday, March 14, 2008 - Reader Rating: 2.83
Arbitration Claim Filed Against UBS
Law firm Berman DeValerio has filed an arbitration claim with Finra against UBS Financial Services...
MutualFundWire.com - Friday, March 14, 2008 - Reader Rating: 3
A New Conference Offers Fund Shops a Way to Reach Advisors
Fund firms have a new marketing opportunity in the Reuters AdvicePoint conference next month...
MutualFundWire.com - Friday, March 14, 2008 Views
Spark Institute Sets 403b Summit
The lobby group will host a summit on 403b technology issues...
401kWire.com - Friday, March 14, 2008
Pax Inks a Deal to License Three SRI Indexes
SRI pioneers Pax World Management and KLD Research & Analytics, have partnered up...
MutualFundWire.com - Friday, March 14, 2008 Views
WSJ Shines Light on Eaton Vance Closed-Enders
Interested in the alternate universe of closed-end funds?..
MutualFundWire.com - Friday, March 14, 2008 Views - Reader Rating: 3
Hewitt, Enron Resolve Tiff over Settlement Fund
Hewitt and Enron have arrived at an agreement to restore $11.2 million to the settlement fund for Enron plan participants...
401kWire.com - Friday, March 14, 2008
Touchstone Taps Wholesaler to Cover Mid-Atlantic
Touchstone's fund arm hires a sales pro from Enterprise Fund Distributors to handle its Mid-Atlantic region...
MutualFundWire.com - Wednesday, March 14, 2007 Views - Reader Rating: 3
Patton Wins Janus Board Election
The Denver-based fund firm has tapped a replacement for Jim Craig, who will retire from the board...
MutualFundWire.com - Wednesday, March 14, 2007 Views - Reader Rating: 3
Mercer Manages Rollover Wealth
The ex-Putnam unit inks a deal with a rollover provider. ..
401kWire.com - Wednesday, March 14, 2007 - Reader Rating: 1
How Do You Comply With 404c?
A Tarheel State firm says its new software is the answer. ..
401kWire.com - Wednesday, March 14, 2007 - Reader Rating: 3.5
Up and Ulian
A Fido sales executive moves into a new high-level position. ..
401kWire.com - Wednesday, March 14, 2007 - Reader Rating: 2
The Hartford Says "Prepare"
The Constitution State insurance provider launches a marketing campaign to encourage Baby Boomers to plan for their retirement. ..
401kWire.com - Wednesday, March 14, 2007 - Reader Rating: 3
More Transparency Required in 401(k) Fee Disclosure
A reader stands firmly in favor of transparency. ..
401kWire.com - Wednesday, March 14, 2007 - Reader Rating: 3
Employees More Likely to Participate in Roth 401(k) Plans
The PSCA finds the new option on the rise where its available...
401kWire.com - Wednesday, March 14, 2007
Goldman Sachs Records High Profit
The New York Times is reporting that Goldman Sachs has turned a profit of 29% for the first quarter of the year. Goldman is the first of the major investment banks to report, possibily signaling more good news from others...
MutualFundWire.com - Wednesday, March 14, 2007 - Reader Rating: 3
Some Sponsors Actually Fight Higher Fees, Says WSJ
The paper takes notice of the market pushing the fee disclosure and reduction movement, but fails to see many of the innovative new solutions. ..
401kWire.com - Wednesday, March 14, 2007
Oppenheimer Names New President
Kurt Wolfgruber, who who was the Chief Investment Officer of Oppenheimer before being named president, will retain this title as well as adding responsibility for the Company's Retail and Wealth Management business units...
MutualFundWire.com - Wednesday, March 14, 2007 Views - Reader Rating: 3
Oppenheimer Turns to Investment Pro
An internal promotion splits the Big Apple fund firm's top spots. ..
401kWire.com - Wednesday, March 14, 2007 - Reader Rating: 1
Massachusetts Officials Subpoenae Records from UBS, Bear Sterns
The Los Angeles Times is reporting that Massachusetts officials are looking into why UBS and Bear Sterns wrote glowing reports about sub-prime mortgage lenders even as the number of bad loans rose to a four-year high.Secretary of the Commonwealth William Galvin, the state's top financial industry regulator, is looking for information on research, fees and commissions earned by the two companies in relation to to sub-prime lenders...
MutualFundWire.com - Wednesday, March 14, 2007 - Reader Rating: 2.85
Touchstone Investments Hire Targets BDs
Timothy D. Ponstingle has been hired as the new national accounts director at Touchstone Investments. Postingles brings to the company more than 15 years of experience in the financial services industry...
MutualFundWire.com - Wednesday, March 14, 2007
Hancock Has a Successor for O'Malley
The insurer has built a blockbuster business in the TPA and advisor channel. The task for Jim O'Malley's successor will be to keep it executing...
401kWire.com - Tuesday, March 14, 2006 - Reader Rating: 2
WMSI To Open Registered Rep Call Center
The facility is designed to help participants with distribution decisions as well as rollover execution...
401kWire.com - Tuesday, March 14, 2006
Smithfield Foods Picks Rollover Provider
The Virginia-based meat producer has selected a rollover provider for its 50,000 employees...
401kWire.com - Tuesday, March 14, 2006
Bank of America Appoints New CSG Director
Bank of America has named a new director for its Global Wealth & Investment Management division’s Consulting Services Group (CSG). The group, which ended 2005 with over $28 billion in assets, will now be led by Reed Murphy...
MutualFundWire.com - Tuesday, March 14, 2006 Views
Report: Bear Stearns Reaches $250M Settlement With Regulators
Sources say the a settlement deal has been reached and will soon be made public. ..
MutualFundWire.com - Tuesday, March 14, 2006 Views
Dreyfus Taps Former Scudder Distributors CEO
The Dreyfus Corp. has hired the former head of Scudder Distributors as vice chair of distribution...
MutualFundWire.com - Tuesday, March 14, 2006 Views
Is Mellon Getting its Price for its HR&IS Unit?
The on-again, off-again deal for Mellon HRIS looks to be on again. The lead bidder may be getting a bargain...
401kWire.com - Monday, March 14, 2005
Pozen to Give Up BoNY Board Seat
Robert Pozen is vacating his seat on the Bank of New York board when his term expires. The chairman of MFS Investment Management and former Fidelity honcho explained that keeping the seat could create future conflicts of interest. ..
MutualFundWire.com - Monday, March 14, 2005 Views
Could More States Follow Schwarzenegger?
The state of state pension funds is improving, even as they continue to take a hard look at their defined benefit systems...
401kWire.com - Monday, March 14, 2005
Ibbotson Names Research Director
Chicago-based Ibbotson Associates has tapped Tom Idzorek, 34, as director of research...
401kWire.com - Monday, March 14, 2005
Ibbotson Names Research Director
Chicago-based Ibbotson Associates has tapped Tom Idzorek, 34, as director of research...
MutualFundWire.com - Monday, March 14, 2005 Views
Energy Co Settles Co. Stock Suit
NorthWestern Energy said it has settled a class action brought by participants in the Montana Power Company Employee Stock Ownership Plan and 401(k) plan...
401kWire.com - Monday, March 14, 2005
Canary Case Will Go to Trial
One of the central players in the Canary Capital Partners late trading scandal will have his day in court...
MutualFundWire.com - Monday, March 14, 2005
50 Sponsors Join Advice Program
The retirement provider reports that the program is upping participant contributions...
401kWire.com - Monday, March 14, 2005
DeAM Unit is on the Block
Deutsche Bank has received at least ten "approaches" for its UK-based asset management unit, Deutsche Asset Management, reports the Financial Times...
MutualFundWire.com - Monday, March 14, 2005 Views
Schwab Plans Comeback
What's a discount brokerage to do when the competition continues to advance from both sides?..
MutualFundWire.com - Monday, March 14, 2005 Views - Reader Rating: 4.33
Janus Banks on Performance to Turn the Tide
Gary Black, head of investments for Janus, is optimistic that his firm will be able to turn the tide on asset outflows by the end of the year.....
MutualFundWire.com - Monday, March 14, 2005 Views
GEAM Makes a New 401(k) Ally
GE Asset Management taps an outsourced recordkeeper, replacing CitiStreet, to support its 401(k) efforts...
401kWire.com - Friday, March 14, 2003 - Reader Rating: 4
Touchstone Taps National Sales Manager
Touchstone Investments has tapped a former top sales pro from Alex Brown to head its own sales...
MutualFundWire.com - Friday, March 14, 2003 Views - Reader Rating: 2
Mellon Merges Units Under Boston Company
Standish Ayer and Mellon Growth will move to the Boston Company platform...
401kWire.com - Friday, March 14, 2003
PFPC Names Global Sales Head
The fund transfer agent has tapped a former 401k sales pro from Victory Funds for the post...
MutualFundWire.com - Friday, March 14, 2003 Views
Salus to Head Global Sales at PFPC
The former 401k bundled product sales head at Key Corp and PlanSponsor.com lands at the fund transfer agent...
401kWire.com - Friday, March 14, 2003
Fleet Wins Nevada Mandate
The asset manager wins a mandate as a new partner to the state of Nevada...
MutualFundWire.com - Friday, March 14, 2003 Views
Candy-maker Picks a New Provider
Adams Confectionery, a newly-acquired unit of Cadbury Schweppes, selects a brand new provider for its two-part retirement program...
401kWire.com - Friday, March 14, 2003
Romney DC Plan Hits Snag
Momentum for the DC plan slows after hitting social security hurdle...
401kWire.com - Friday, March 14, 2003 - Reader Rating: 3
Schwab Suspends 401k Match
It came down to either the match or more jobs at the San Francisco broker...
401kWire.com - Friday, March 14, 2003 - Reader Rating: 5
Pentegra Names New CEO
The White Plains-based provider taps a former CIGNA Retirement honcho to spearhead its retirement efforts...
401kWire.com - Friday, March 14, 2003
Artisan Closes Funds Doors
Wasatch Seals Fund Doors ... Magner Wins Jefferson Pilot Contract. ..
401kWire.com - Thursday, March 14, 2002 - Reader Rating: 3
Artisan Closes Funds Doors
Wasatch Seals Fund Doors ... Magner Wins Jefferson Pilot Contract...
MutualFundWire.com - Thursday, March 14, 2002 Views - Reader Rating: 3
Hewitt Seeks New Distribution
The consulting firm is looking over alliances as it prepares it $350 million IPO...
401kWire.com - Thursday, March 14, 2002 - Reader Rating: 3
Columbia on a Diet
The newly named Fleet unit is planning to slice some 430 jobs as it refocuses post merger...
MutualFundWire.com - Thursday, March 14, 2002 Views - Reader Rating: 3
SSgA To Win Enron Plans
Reports are that the DoL has a favorite in mind for the Enron plan. One Enron bill passes committee and Qwest may be the next to be Enroned...
401kWire.com - Thursday, March 14, 2002 - Reader Rating: 3
PBHG Founders Hear Call of Cash
Old Mutual has thrown out its original agreement and is pegging its payout to Harold Baxter and Gary Pilgrim on profits, not revenue...
MutualFundWire.com - Thursday, March 14, 2002 Views - Reader Rating: 3
Lindner Fattens Up
After cutting to a skeleton crew, the firm has tapped a trio of new executives to lead its comeback...
MutualFundWire.com - Thursday, March 14, 2002 Views - Reader Rating: 3
More Belt-Tightening at Schwab?
Schwab's expense cutbacks could affect fund fees...
401kWire.com - Wednesday, March 14, 2001 - Reader Rating: 3
More Belt-Tightening at Schwab?
Schwab's expense cutbacks could affect fund fees...
MutualFundWire.com - Wednesday, March 14, 2001 Views - Reader Rating: 3
Reaping Sheer Profit
Cutting fees down to size facilitates the launch of a new fund family...
MutualFundWire.com - Wednesday, March 14, 2001 Views - Reader Rating: 3
Exploring the New Frontier (Fund)
Exploring the New Frontier (Fund) ... We Luv Portman-Cardin!..
MutualFundWire.com - Wednesday, March 14, 2001 - Reader Rating: 3
We Luv Portman-Cardin!
Exploring the New Frontier (Fund) ... We Luv Portman-Cardin!..
401kWire.com - Wednesday, March 14, 2001 - Reader Rating: 3
Sun City, Here I Come!
A US platform is making the move to capture a blossoming market in South Afria...
401kWire.com - Wednesday, March 14, 2001 - Reader Rating: 3
Wanna Buy A Fund Firm?
Several takers vie for a stake in a firm deep in the heart of Texas...
MutualFundWire.com - Wednesday, March 14, 2001 Views - Reader Rating: 3
InvestorForce Loses Marketer
Big Apple publisher taps InvestorForce for head marketer...
401kWire.com - Wednesday, March 14, 2001 - Reader Rating: 3
Climbing the Ladder at AmEx
Eva Spenny has been named head of small market broker-sold retirement programs at American Express Retirement Services, the official told the 401kWire.com. This area includes IRAs, 403(b) plans, and 401(k) plans...
401kWire.com - Tuesday, March 14, 2000 - Reader Rating: 3
How Does This Web Thing Work, Anyway?
A soon-to-be-released study finds that mutual fund sales aren't increasing via company Web sites...
MutualFundWire.com - Tuesday, March 14, 2000 Views - Reader Rating: 3
Comparing Apples On the Web
Advent Software has released a new Web-based product that will help financial advisors compare apples to apples...
401kWire.com - Tuesday, March 14, 2000 - Reader Rating: 3
A Not So Scary Spider
**Updated 5:03pm** A Boston fund company lowers fees on its exchange traded funds...
MutualFundWire.com - Tuesday, March 14, 2000 Views - Reader Rating: 3
Comparing Apples On the Web
Advent Software has released a new Web-based product that will help financial advisors compare apples to apples...
MutualFundWire.com - Tuesday, March 14, 2000 - Reader Rating: 3
Sunstone Execs Start Consulting Firm
Two former Sunstone executives have formed a new consulting firm in Milwaukee for the financial services industry...
MutualFundWire.com - Tuesday, March 14, 2000 Views - Reader Rating: 3
Odd Lots, March 14, 2000
Amerindo action ... Fidelity robs Peter to pay Paul ... Hire manager, get fund ... Morningstar rates Cigna for a fee...
401kWire.com - Tuesday, March 14, 2000 - Reader Rating: 3
The City Never Sleeps
The City of New York, through its Office of Labor Relations, is seeking both an educational vendor as well as asset managers for deferred compensation program. The plan has $3.7 billion in assets and over 88,000 participants...
401kWire.com - Tuesday, March 14, 2000 - Reader Rating: 3
Odd Lots, March 14, 2000
Amerindo action ... Fidelity robs Peter to pay Paul ... Hire manager, get fund ... Morningstar rates Cigna for a fee...
MutualFundWire.com - Tuesday, March 14, 2000 - Reader Rating: 3
Global Retirement Trends - Part III
We're from America, and we're here to help. What US 401(k) providers can do to get in on the burgeoning UK defined contribution market...
401kWire.com - Tuesday, March 14, 2000 - Reader Rating: 3
Swing Batter Batter
AIM is adding to the lineup of managers for some of its most popular fund offerings...
MutualFundWire.com - Tuesday, March 14, 2000 Views - Reader Rating: 3
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