Quantcast
The MFWire
Manage Email Alerts | Sponsorships | About MFWire | Who We Are



All our 23,130 stories are here...Call 212-331-8995 to add to the pile
Get MFWire Alerts
MFWire Search Results
Results 1 to 176 of 176 results for thursday. (0.051 seconds)
News Stories Archives - Since 1998
Four Investment Lineup Tips
KPAs share some of their methods for improving the defined contribution investment selection and monitoring process...
401kWire.com - Thursday, August 22, 2019
Stevenson Chooses His Successor at Nationwide
The former VP of growth and retention for public sector distribution will oversee plan distribution for public and private sectors...
401kWire.com - Thursday, August 22, 2019
Four KPAs and Two Fintech Chiefs Win In NYC
Advisors, plan sponsors, and providers gathered in midtown Manhattan today for the first in a new event series...
401kWire.com - Thursday, August 22, 2019
A Top Russell Marketer Passes the Reins
A New York City-based marketing vet joins a cryptocurrency trading platform's leadership team...
MutualFundWire.com - Thursday, August 22, 2019
Ascensus Connects With Tech and a 338 DC I-O
The Ascensus team has paired with a digital advice company to expand their technology offerings..
401kWire.com - Thursday, August 22, 2019 - Reader Rating: 5
This MF Niche Climbs to a Post-Reform Record
It's been almost a decade since this part of the industry was this big...
MutualFundWire.com - Thursday, August 22, 2019
CEFEX Pilots Analytics Integration
CEFEX's new pilot program incorporates algorithms into CEFEX's assessments...
401kWire.com - Thursday, August 22, 2019
A Consultant Relations Director Joins Lord Abett in Chi-Town
The New hire will work with RIAs and family offices. ..
MutualFundWire.com - Wednesday, August 22, 2018 Views
13 Providers Bid On This Giant New Plan
Of those bidders, only three made it to the finals...
401kWire.com - Wednesday, August 22, 2018 - Reader Rating: 5
In Gotham, a $1B KPA Team Switches B-Ds
The shop is now affiliated with a traditional, publicly traded broker-dealer...
401kWire.com - Wednesday, August 22, 2018
A Wholesaler-Turned-KPA Switches to HRO
A military veteran and 13-year 401(k) industry veteran changes industries...
401kWire.com - Wednesday, August 22, 2018
Who Will Be the Next 401k Bigwig At This B-D Giant?
Leaders at one of the biggest broker-dealers are on the hunt for a successor to a top retirement plan executive...
401kWire.com - Wednesday, August 22, 2018
Interval Funds' Challenge
A prominent industry commentator ponders why the 25-year-old mutual fund structure has not caught on like its open-ended brethren...
MutualFundWire.com - Wednesday, August 22, 2018 Views
A Midwestern Bank Sales Exec Joins a New York RKer
The new hire will serve as an external wholesaler and will ultimately move to the Chicago area...
401kWire.com - Tuesday, August 22, 2017
Guillocheau Refocuses While Adding One Hat and Passing Another
401kWire talks to the veteran RKer chief about what's next for Ascensus...
401kWire.com - Tuesday, August 22, 2017 - Reader Rating: 5
In Texas, a $5B Shop Crosses Off One Brand For Another
The move comes thirty years after the firm's founding...
MutualFundWire.com - Tuesday, August 22, 2017 Views - Reader Rating: 5
Follow the Fundsters - August 22, 2017
Hires, fires and the like!..
MutualFundWire.com - Tuesday, August 22, 2017 Views
Carroll Promotes a Key Hancock RPS Sales Exec
The move comes less than two months after Jim Brockelman left the RKer...
401kWire.com - Tuesday, August 22, 2017
CapTrust Buys ... CapTrust?
Fielding Miller brings a $19B shop into the fold, one with a very similar name...
401kWire.com - Tuesday, August 22, 2017 - Reader Rating: 2
American Century Preps a Pair of Acquisitions
Jonathan Thomas tells a trade pub that the Midwestern asset manager is about to seal a debt deal to finance purchasing a quantitative equity shop and a fixed income shop...
MutualFundWire.com - Tuesday, August 22, 2017 Views
How Fidelity Added 1,400 Plans in 2017
Tom Woods shares the mindset behind how the company added more than 1,000 DC plans in half a year. ..
401kWire.com - Tuesday, August 22, 2017
BAM Advisor Services Adds a KPA
...in January 2016, a 401(k) plan advisor (KPA) joined the turnkey wealth management firm...
401kWire.com - Monday, August 22, 2016
Gundlach Mourns a Trusted Colleague of 25 Years
One of the top execs at DoubleLine died over the weekend after being hit by a car...
MutualFundWire.com - Monday, August 22, 2016 Views
A Charles Schwab Alum Joins JHRPS
John Hancock Retirement Plan Services rounds out its consultant relations team to 10...
401kWire.com - Monday, August 22, 2016
Casady Rallies LPL's Can-Do Spirit Around Three Big Areas
The chief of the largest indie B-D in the country kicks off the giant's 2016 national conference, this time in SoCal...
MutualFundWire.com - Monday, August 22, 2016 Views
These Industry Giants Received Social Media Awards
These financial institutions receive awards for their outstanding social media use...
401kWire.com - Monday, August 22, 2016 - Reader Rating: 4.5
TIAA Takes All of a $3.7B University Plan
Meanwhile, dozens of Vanguard funds have been moved to a lower share class. ..
401kWire.com - Monday, August 22, 2016
Morgan Stanley Faces $150MM Self-Dealing Complaint
Sanford Heisler represents the plaintiff. ..
401kWire.com - Monday, August 22, 2016 - Reader Rating: 5
When Will This Serial RIA-Backer Go Public?
The WSJ reports that a PE- and VC-backed shop that specializes in helping advisors go independent has confidentially filed for an IPO...
MutualFundWire.com - Monday, August 22, 2016 Views
Neeb Welcomes Two More DC I-O Execs to Victory
An Alger veteran and an RS alumnus join the PE-backed mutual fund shop's arm aimed at the 401k world...
401kWire.com - Monday, August 22, 2016
After the Buyout, a New England KPA Changes Careers
After a Boston-based retirement plan advisory shop was acquired, a KPA decided to start a whole new journey elsewhere...
401kWire.com - Friday, August 22, 2014
Fundsters, Come to Times Square and Court Advisors
A new event, called National Financial Advisors Week, launches next month in Times Square, New York. There are still chances to sponsor and advertise at the event...
MutualFundWire.com - Friday, August 22, 2014 Views - Reader Rating: 5
Is the 401k More Confusing Than Health Insurance?
New survey results highlight participants' behavior and more...
401kWire.com - Friday, August 22, 2014
A TD Alum Does Institutional Sales, Absolutely
Exec joins a Red Bank, New Jersey absolute return shop...
MutualFundWire.com - Friday, August 22, 2014 Views
Nine Choices Or Less: BMO's Perala Pushes Slimmer Investment Menus
The Canadian bank's retirement services unit releases its third white paper in its nine-part DCIQ series...
401kWire.com - Friday, August 22, 2014
Bow Down Before Vanguard, the Malvern Menace
Yet another week of Vanguard just being relentless...
MutualFundWire.com - Friday, August 22, 2014 Views
What's the Yale Prof's Motive For Scaring 401k Plan Sponsors?
Ian Ayres has put the 401(k) world in a tizzy ... but it may be for a reason no one expected. ..
401kWire.com - Thursday, August 22, 2013 - Reader Rating: 4.17
BlackRock Hires a Veteran Wholesaler in Florida
The exec had formerly worked with four other asset managers...
MutualFundWire.com - Thursday, August 22, 2013 Views
Seen and Heard at Matrix Get Connected 2013
This week in the mountains of Colorado the Broadridge subsidiary held its thirteenth annual conference...
401kWire.com - Thursday, August 22, 2013 - Reader Rating: 5
A Think Tank Attacks 401ks as Un-SAFE
Updated | The Center for American Progress has some new ideas...
401kWire.com - Thursday, August 22, 2013 - Reader Rating: 1
Baron Tweaks a Growth Fund
Baron Funds [profile] modified the investment strategy of the Baron Fifth Avenue Growth Fund. [SEC Filing]...
MutualFundWire.com - Thursday, August 22, 2013 Views
PNC Will Terminate an Index Fund
The board of the Advisors' Inner Circle Fund trust has decided to shut down PNC Capital Advisors' [profile] United Association S&P 500 Index Fund. The fund will close to new investors on August 23 and liquidate on or about October 25. [SEC Filing]...
MutualFundWire.com - Thursday, August 22, 2013 Views
OpFunds Shuts Down a Fund
Oppenheimer Funds [profile] has decided to liquidate the Oppenheimer SteelPath MLP and Infrastructure Debt Fund. The liquidation will take place on or about October 4, 2013. [SEC Filing]...
MutualFundWire.com - Thursday, August 22, 2013 Views
Lord Abbett Proposes a Fund Merger
Lord Abbett [profile] has filed a notice inviting shareholders to vote on a proposal to reorganize the Lord Abbett Classic Stock Fund into Lord Abbett Calibrated Dividend Growth Fund. The funds have similar but not identical investment strategies. [SEC Filing]...
MutualFundWire.com - Thursday, August 22, 2013 Views
ERISA Advisory Council to Meet Next Week
EBSA update is on schedule...
401kWire.com - Thursday, August 22, 2013
HC Capital Adds Managers
HC Capital Trust [profile] has filed a supplement to multiple fund prospectuses. On August 20, Mellon Capital Management Corporation was added as a specialist manager to The Fixed Income Opportunity Portfolio and The U.S. Corporate Fixed Income Securities Portfolio. Also on August 20, Cadence Capital Management, LLC was added as a specialist manager to each of the Value Equity, Institutional Value Equity, International Equity and Institutional International Equity Portfolios. [SEC Filing]...
MutualFundWire.com - Thursday, August 22, 2013 Views
Thrivent Funds Replaces a Fund Subadvisor
Thrivent Funds [profile] will terminate the advisory agreement it has with Victory Capital Management Inc [profile]. Instead, Goldman Sachs Asset Management [profile] will sub-advise the fund. This decision will be effective September 25. [SEC Filing]...
MutualFundWire.com - Thursday, August 22, 2013 Views
Goldman Adds a PM to a Fund
Goldman Sachs [profile] has added a PM to a fund. Effective immediately, Craig Glassner has been named a PM for the AST Goldman Sachs Mid-Cap Growth Portfolio. Thus, the sections Management of the Portfolio, and How the Fund is Managed – Portfolio Managers – AST Goldman Sachs Mid-Cap Growth Portfolio have been revised to reflect this change. [SEC Filing]...
MutualFundWire.com - Thursday, August 22, 2013 Views
BMO Revises PM Info For a Bond Fund
BMO Global Asset Management [profile] has edited the management information for its BMO Government Income Fund. More specifically, they have changed the information in the prospectus under the heading “Fund Summary – BMO Government Income Fund – Management of the Fund – Portfolio Managers.” [SEC Filing]...
MutualFundWire.com - Thursday, August 22, 2013 Views
Capital Group Tweaks Fees For Eight American Funds
American Funds [profile] has amended the prospectuses of the funds which belong to the American Funds Portfolio Series. The sections titled “Annual fund operating expenses” for the American Funds Global Growth Portfolio, American Funds Growth Portfolio, American Funds Growth and Income Portfolio, American Funds Balanced Portfolio, American Funds Income Portfolio, American Funds Tax-Advantaged Income Portfolio, American Funds Preservation Portfolio, American Funds Tax-Exempt Preservation Portfolio. [SEC Filing]...
MutualFundWire.com - Thursday, August 22, 2013 Views
Babson Floats a New Fund Idea
Babson Capital Management has filed a preliminary prospectus for its Babson Global Floating Rate Fund. The fund's investment objective is to seek a high level of current income. The fund will be PMed by Zak Summerscale, Michael Freno, Sean Feeley, Tom McDonnell, and Martin Horne. [SEC Filing]...
MutualFundWire.com - Thursday, August 22, 2013 Views
Correlation Isn't What's Holding Stock Pickers Back
InvestmentNews' Jason Kephart covered the recent discussion over when the prime stock picking environment will begin anew...
MutualFundWire.com - Thursday, August 22, 2013 Views
Goldman Wins a Subadvisor Mandate
Previous subadvisor recently bought its freedom from parent. ..
MutualFundWire.com - Thursday, August 22, 2013 Views
Three Things to Know From Eaton Vance's Q3 2013 Earnings
Eaton Vance recently posted second quarter earnings. MFWire noticed three things about the Seeking Alpha earnings call that stood out as interesting...
MutualFundWire.com - Thursday, August 22, 2013 Views
ING Wins Over a $2 Billion MassMutual Client
The multiple employer plan has 2,800 sponsors...
401kWire.com - Thursday, August 22, 2013 - Reader Rating: 3.83
Reiss Grows Hartford Funds' Southern Presence
The insurer's mutual fund arm hires two salespeople...
MutualFundWire.com - Thursday, August 22, 2013 Views
SEC Attacks, Says This Quant Was Not a Quant
North Caroline investment advisor allegedly misled fund's board...
MutualFundWire.com - Thursday, August 22, 2013 Views - Reader Rating: 5
Hedgies Love Shorting ETFs
Barrons reports that ETFs are increasingly being used as a hedging tool. ..
MutualFundWire.com - Thursday, August 22, 2013 Views
State Street's Hooley Worries Over Bond Investors
State Street Corporation CEO, Joseph Hooley is concerned about retail investors, who may have invested too heavily in bonds. ..
MutualFundWire.com - Thursday, August 22, 2013 Views
Retail Investors Flee Emerging Markets, Yet Institutional Investors Stay In
Retail investors have pulled about one-third of the money they had put in since the crisis...
MutualFundWire.com - Thursday, August 22, 2013 Views
Gross "Totally Wrong" on QE and Stock Market
Bill Gross has been called out on a recent tweet by a PM and a strategist on "Talking Numbers."..
MutualFundWire.com - Thursday, August 22, 2013 Views
Rekenthaler: M* Ratings Are Predictive After All
Morningstar's John Rekenthaler picks apart a DFA study on the predictability of past Morningstar ratings on funds' success. ..
MutualFundWire.com - Thursday, August 22, 2013 Views
Credit Suisse: New Regs Could Impact ETF Biz
Credit Suisse analysts researched the potential impact of the Volcker rule and Basel III on ETFs...
MutualFundWire.com - Thursday, August 22, 2013 Views
vWise Irons Out a New Alliance
The interactive video specialists team up with a consulting shop...
401kWire.com - Wednesday, August 22, 2012
A Brokerage Hunts in Chitown
The retirement plan unit of an insurance brokerage is recruiting in the Windy City...
401kWire.com - Wednesday, August 22, 2012 - Reader Rating: 2
After Merger, a $210MM Plan May Face a TPA Choice
Prepping for a merger, the Hancock Holding Company is moving its plan to the Schwab platform, and may make further changes. ..
401kWire.com - Wednesday, August 22, 2012 - Reader Rating: 5
BlackRock Bucks the Trend
BlackRock has filed with the SEC for ten new ETFs...
MutualFundWire.com - Wednesday, August 22, 2012 Views
Stork and Reaper for August 22, 2012
The MFWire's daily report on mutual fund births, deaths, and changes. ..
MutualFundWire.com - Wednesday, August 22, 2012 Views
More Announcements To Come For WMSI
The rollover provider's CEO says he'll have another big announcement before the year's end...
401kWire.com - Wednesday, August 22, 2012
Eaton Vance Earnings Fall… Again
Nothing too surprising reveals itself in the firm's Q3 earnings report...
MutualFundWire.com - Wednesday, August 22, 2012 Views
Ameriprise's CD-Fund Arm Names a New Boss
Ted Truscott has resigned as CEO of Ameriprise Certificates Company, but remains in charge of Columbia. ..
MutualFundWire.com - Wednesday, August 22, 2012 Views
Reuters Updates the TCW Suit
EIG is suing to keep their information from getting to their competitors...
MutualFundWire.com - Wednesday, August 22, 2012 Views
Allianz Trims the Target for Pimco
Allianze SE will trim targets for Pimco-driven asset management business. ..
MutualFundWire.com - Wednesday, August 22, 2012 Views - Reader Rating: 3
FSI Joins the Chorus Against Money Fund Regs
The trade group has issued a joint letter with the ICI...
MutualFundWire.com - Wednesday, August 22, 2012 Views
An Industry Scribe Switches Firms
The mutual fund reporter is now with Reuters...
MutualFundWire.com - Monday, August 22, 2011 Views
Worcester Chamber of Commerce Goes Platinum
The 6,000-member chamber of commerce endorses a multiple employer plan...
401kWire.com - Monday, August 22, 2011
Wechsler Ross Names its New CEO
After the death of one partner, another takes the CEO mantle...
MutualFundWire.com - Monday, August 22, 2011 Views
Columbia Unveils a Pair of Funds
The seventh largest manager of long-term mutual funds added a pair of equity funds to its roster...
MutualFundWire.com - Monday, August 22, 2011 Views
SEC, CFTC Solicit Comments for Their Stable Value Study
Industry players have a chance to weigh in on the SEC and CFTC's stable value contract study...
401kWire.com - Monday, August 22, 2011
Invesco Relinquishes Stadium Naming Rights
Invesco says the shift in its business strategy over the past decade prompted it to agree to Sports Authority's offer to take over the naming rights to the Denver Broncos' home stadium...
MutualFundWire.com - Monday, August 22, 2011 Views
Cuts at BofA Will Not Spare Advisors
An unknown number of Merrill Lynch advisors will be affected by the cuts at Bank of America...
MutualFundWire.com - Monday, August 22, 2011 Views - Reader Rating: 5
Pioneer Ponders its Options in Russia
Pioneer Investments is reportedly mulling over its options in the Russian market...
MutualFundWire.com - Monday, August 22, 2011 Views
Ariel CEO Chats with Money Magazine
The value manager talks to the mag about his portfolio holdings...
MutualFundWire.com - Monday, August 22, 2011 Views
Matrix Slashes ETF Platform Pricing
The Broadridge subsidiary opens its 11th annual conference with good news for some of its recordkeeping TPA partners...
401kWire.com - Monday, August 22, 2011 - Reader Rating: 5
Prospective Buyers Camp Out at a Chicago-Area Fund Firm
The fund firm has attracted interest from "several financial firms" and could fetch at least $1 billion if its New York-based parent decides to part with it, according to the WSJ...
MutualFundWire.com - Saturday, August 22, 2009 Views - Reader Rating: 3
Ullico Hunts for a DC Director and a Recordkeeper Partner
Led by the former top official overseeing the TSP, Ullico's retirement services unit is making a push into the DC space...
401kWire.com - Friday, August 22, 2008
Merrill Strikes an ARS Deal
Merrill Lynch has finally struck a deal with the SEC...
MutualFundWire.com - Friday, August 22, 2008
Investors Capital Taps New Chief
The firm has tapped an insider for the post...
MutualFundWire.com - Friday, August 22, 2008
A ChiTown Law Firm Targets AMF Ultra Short Fund
The law firm has launched an investigation of the fund. ..
MutualFundWire.com - Friday, August 22, 2008 Views
Potential Neuberger Deal Has Some Pitfalls
Selling the investment management division may not be as easy as Lehman execs think...
MutualFundWire.com - Friday, August 22, 2008 Views
Employment Services Sponsor Wins CEFEX Recognition
After an independent audit, a New England-based firm gets a stamp of excellence as a fiduciary...
401kWire.com - Friday, August 22, 2008
West Coast Jobs Grab the Spotlight
This week the jobs column takes the wagon west...
MutualFundWire.com - Friday, August 22, 2008 Views - Reader Rating: 5
Insurer Announces a Key Sales Hire
As reported by The 401kWire last week, the New York City-based insurance company has hired a Hancock alum for the newly created sales post...
401kWire.com - Friday, August 22, 2008
A New CIO Rises at a Stable Value Shop
A West Coast-based manager splits its top jobs and fills one with a new face...
401kWire.com - Friday, August 22, 2008
For the Third Time in 12 Months, Van Kampen Reopens its Muni Fund
The "open" sign is back yet again at the $4.5 billion fund...
MutualFundWire.com - Friday, August 22, 2008 Views
Fido Answers Galvin, Responds to Customer Complaints
Fidelity is fighting on both fronts as pressure from regulators and customers intensifies...
MutualFundWire.com - Friday, August 22, 2008 Views
Eaton Vance Mulls ETFs
The company is considering active and passive products...
MutualFundWire.com - Friday, August 22, 2008 Views
DoL Takes On Advice For IRAs, 401ks
The regulatory agency tries to clarify roles laid out two years ago in the PPA...
MutualFundWire.com - Friday, August 22, 2008 Views
Brennan Thumbs Down SEC Proposal
Vanguard's top exec blasts an SEC proposal that seeks to ease money-market funds' reliance on credit agency ratings for their purchases...
MutualFundWire.com - Friday, August 22, 2008 Views
optionsXpress Holdings CEO To Step Down
The top executive of the Midwest-based firm will step down from his post effective September 30...
MutualFundWire.com - Wednesday, August 22, 2007
NYMEX Climbs onto the Auction Block
Another exchange could be up for sale...
MutualFundWire.com - Wednesday, August 22, 2007
Vanguard Seeks to Adopt A Schwab Fund
The Valley Forge, Pennsylvania-based fund giant seeks to adopt a Schwab fund and reorganize it into a new Vanguard fund...
MutualFundWire.com - Wednesday, August 22, 2007 Views - Reader Rating: 3
Northwestern Provider Rebrands Product Line
The provider has rechristened its product line a year after making an acquisition...
401kWire.com - Wednesday, August 22, 2007
ETF-Based Platform Wins Lone Star Sponsor
An DB technology specialist moves its DC plan to a Beaver State provider. ..
401kWire.com - Wednesday, August 22, 2007
Sentinel Asset Management Turns Lemons into Lemonade
Sentinel Asset Management is using a recent name debacle to talk about their successes...
MutualFundWire.com - Wednesday, August 22, 2007 Views - Reader Rating: 3.22
Title Holders in Dalbar's New Website Ranking Report Hold Their Places
The second quarter results for Dalbar's WebMonitor best mutual fund company website report are in and the winners names may have a familiar ring to them. ..
MutualFundWire.com - Wednesday, August 22, 2007 Views
FINRA Names New VP of Goverment Relations
FINRA continues to fill out its new staff...
MutualFundWire.com - Wednesday, August 22, 2007
CapTrust's Charlotte Loss Is NFP's Gain
A retirement plan producer leaves the Tar Heel State advisory firm for a nearby benefits shop. ..
401kWire.com - Wednesday, August 22, 2007 - Reader Rating: 5
Claymore Launches Three ETFs on NYSE Arca
The firm has launched three Claymore/Morningstar Index ETFs today on the NYSE Arca...
MutualFundWire.com - Wednesday, August 22, 2007 Views
Oak Associates Extends Contract With Outsourcer
The Akron, Ohio-based investment adviser to the Oak Associates Funds is continuing its 15-year relationship with the outsourcing company...
MutualFundWire.com - Wednesday, August 22, 2007 Views
Eaton Vance Reports Rise In Net Income
The Boston asset manager saw net income increase 33 percent in the quarter ended July 31...
MutualFundWire.com - Wednesday, August 22, 2007 Views - Reader Rating: 2.33
PowerShares to Launch 11 ETFs
The Wheaton, Illinois-based firm has filed with the SEC to launch 11 fixed-income ETFs...
MutualFundWire.com - Wednesday, August 22, 2007 Views
WSJ: TD Ameritrade and E*Trade In Deal Talks
The two online brokerages have reportedly been engaged in serious talks for weeks, but aren't yet altar-bound...
MutualFundWire.com - Wednesday, August 22, 2007 - Reader Rating: 3
Putnam Axes 75 Jobs
In the wake of the close of its sale to Great-West Lifeco, Putnam has eliminated 75 positions...
MutualFundWire.com - Wednesday, August 22, 2007 Views - Reader Rating: 3
Janus' Institutional Asset Management Head Resigns
John W. Zimmerman is leaving his post at the Denver-based firm...
MutualFundWire.com - Wednesday, August 22, 2007 Views - Reader Rating: 3
Turner Says Close That Portfolio Before it Gets Too Big
Turner Investment Partners, in new white paper, says that the bigger a stock portfolio gets, the more performance suffers...
MutualFundWire.com - Wednesday, August 22, 2007 Views
WSJ: Closed End Funds May Bring Opportunity
Due to recent market volatility, closed-end funds may be trading at a higher discount than usual...
MutualFundWire.com - Wednesday, August 22, 2007 Views - Reader Rating: 2.33
Will TSP Go Auto?
Officials overseeing the nation's largest defined contribution plan are mulling over the addition of auto enrollment...
401kWire.com - Tuesday, August 22, 2006
CitiStreet Names Call Center Chief
The Quincy, Massachusetts-based provider has turned to a Citigroup vet to run its call centers...
401kWire.com - Tuesday, August 22, 2006 - Reader Rating: 5
Principal Rolls Out New IRA Option
The new option provides a way to handle small-balance rollovers...
401kWire.com - Tuesday, August 22, 2006
Wachovia Debuts Retirement Planning Ads
The Charlotte-based firm has launched print ads centering on retirement planning...
401kWire.com - Tuesday, August 22, 2006
ICI Continues Fight Against New SEC Rule
The ICI sent a letter Monday to the SEC, continuing to argue against the proposed requirement that three quarters of fund directors, chairman included, not be tied to its management...
MutualFundWire.com - Tuesday, August 22, 2006 Views
Dimensional Goes Lone Star
Dimensional Fund Advisors is opening a new, full-service office in Austin, Texas. The Austin American-Statesman reports that the Santa Monica-based money manager plans to, within the next six months, bring 25 current employees in from California and hire another 25 from the Austin area. Dimensional has over $100 billion in assets under management...
MutualFundWire.com - Tuesday, August 22, 2006 Views
Funds Flow Out of Fidelity
Of the 20 funds that have seen the highest outflows this year, nine are offered by Fidelity. Morningstar reports that fellow fund heavyweights American Funds and Vanguard each had two of the top 20 outflow spots. Morningstar notes that most of the list is made up of large blend and large growth funds, as "large-growth underperformers ... are apt to be in the red."..
MutualFundWire.com - Tuesday, August 22, 2006 Views
PCS Unveils Managed Account Platform
The Philadelphia-based firm has introduced a platform that offers a selection of independent investment managers...
401kWire.com - Tuesday, August 22, 2006 - Reader Rating: 5
Mesirow Adds to BD Toolset
The clearing firm will offer a Web-based data aggregation and practice management tool to its network of broker-dealers that promises to help with compliance and recruitment efforts...
MutualFundWire.com - Tuesday, August 22, 2006
Morgan Stanley Snags REIT for $1.9 Billion
Morgan Stanley Funds is taking a real-estate investment trust private...
MutualFundWire.com - Tuesday, August 22, 2006 Views
New President-to-Be of Wachovia's ISG
The head of the Wachovia Client Partnership will take over the brokerage firm's Investment Services Group this fall...
MutualFundWire.com - Tuesday, August 22, 2006
Bank Brokerages: Profitable Oddities
Less than a quarter of US banks offer retail investment services, yet 96 percent of the banks that do offer them say they are succesful...
MutualFundWire.com - Tuesday, August 22, 2006
Citigroup Swallows TD Waterhouse Arm
Regulators have given their thumbs up on the transaction...
MutualFundWire.com - Tuesday, August 22, 2006 - Reader Rating: 3
Hedge Funds Not an All-Weather Product?
Funds of hedge funds are tasting sour. The Financial Times reports that a Standard & Poor's review of funds of hedge funds found that dollar-denominated ones were down 140 basis points in the second quarter...
MutualFundWire.com - Tuesday, August 22, 2006 Views
Fido Grows Institutional Biz
Fidelity Management Trust Company, Fidelity's defined benefit and endowment unit, signed 47 new contracts in the first six months of the year. The unit reported assets under management of $101.2 billion, up $10.9 billion or 12 percent from June of 2004 .....
MutualFundWire.com - Monday, August 22, 2005 Views
Taking Fleites
ProFund Advisors has grabbed instant credibility for its ETF efforts with one hire from State Street. The trader-friendly fund firm has hired Agustin "Gus" Fleites as its chief investment officer and head of Exchange-Traded Funds...
MutualFundWire.com - Monday, August 22, 2005 Views - Reader Rating: 4
Payroll Provider Looks for Partners
An independent payroll provider is trying to strike up relationships with TPAs and 401k providers...
401kWire.com - Monday, August 22, 2005 - Reader Rating: 3
Fido Reports 47 New Wins in Institutional Biz
The unit grows AUM 12 percent from last year...
401kWire.com - Monday, August 22, 2005 - Reader Rating: 4
Small Businesses Warm up to 401ks
The DoL takes a look at employee benefits in the small business market...
401kWire.com - Monday, August 22, 2005 - Reader Rating: 4
DoL to Weigh in on Auto Enroll Issue
Regulation from the agency could come by the end of the year...
401kWire.com - Monday, August 22, 2005 - Reader Rating: 5
New Currency Fund Lands on OneSource
Currency fund newcomer the Merk Hard Currency Fund has landed distribution through Schwab's OneSource .....
MutualFundWire.com - Monday, August 22, 2005 Views
Dreyfus Manager Leaps to Boston Firm
Peter Higgins has left Dreyfus-affiliate The Boston Company to join Wellington Asset Management, according to Morningstar .....
MutualFundWire.com - Monday, August 22, 2005 Views
Fund Firms Revise Redemption Fee Policies
Several fund firms have gone back and tweaked their short-term redemption fee policies, according to Registered Rep magazine .....
MutualFundWire.com - Monday, August 22, 2005 Views
Mellon Eyes Stake in German Asset Manager
Mellon Financial is in "late-stage" talks to acquire a substantial stake in a German asset management firm, reports the Financial Times. Mellon could acquire up to 50 percent of WestAM, the asset management arm of German bank WestLB .....
MutualFundWire.com - Monday, August 22, 2005 Views - Reader Rating: 2.33
Scudder President to Move On
Scott David will be leaving Scudder in September...
401kWire.com - Friday, August 22, 2003 - Reader Rating: 4
TPA Moves to ExpertPlan
The former GoldK TPA is changing platforms...
401kWire.com - Friday, August 22, 2003
GoldK Lures TPA Expert to Head New Effort
The refocused benefit administration outsourcer lures a well-known name in TPA circles...
401kWire.com - Friday, August 22, 2003 - Reader Rating: 1.29
Deals Will Create New Number Two in Canada
A Canadian fund firm kept busy by making three buys in less than 24 hours...
MutualFundWire.com - Friday, August 22, 2003 Views
Delaware to Liquidate Four
Paperwork starting the liquidation process for the four funds was filed with the SEC today...
MutualFundWire.com - Friday, August 22, 2003 Views
Fund Executive Arrested for Embezzling Assets
A controller of two Citigroup funds allegedly stole $73,000...
MutualFundWire.com - Friday, August 22, 2003 Views - Reader Rating: 4
IRS Give Unexpected Guidance
Qualified plans are not exempt from a Sarbanes-Oxley Act provision as some thought...
401kWire.com - Thursday, August 22, 2002
Better Drivers at Budget?
The failed car rental firm is another to have offered company stock through its 401k...
401kWire.com - Thursday, August 22, 2002
How Are You Spending It?
One sponsor is encouraging employees to dress up for the holiday that is better known than we thought...
401kWire.com - Thursday, August 22, 2002
Cuts at Fido?
An memo to managers from Bob Reynolds sheds a little light on the future...
MutualFundWire.com - Thursday, August 22, 2002 Views
Advisor Site Retools
A fund firm has revamped its Web site for advisors in hope of building closer ties...
MutualFundWire.com - Thursday, August 22, 2002 Views
Bond Manager Returns to Dain Rauscher
A fixed income executive returns to the broker-dealer...
MutualFundWire.com - Thursday, August 22, 2002 Views
Advisory Firms Takes Russell Tools
The Moss-Adams affiliate will use investments and tools from Frank Russell for its high net worth clientele...
MutualFundWire.com - Thursday, August 22, 2002 Views
Events Open Window for Social Funds
Where many fund firms see war and recession hurting business, social funds see new missions...
MutualFundWire.com - Thursday, August 22, 2002 Views
Perkins Moving On Up
PricewaterhouseCoopers has a new head for its practice in the Northeast...
MutualFundWire.com - Wednesday, August 22, 2001 - Reader Rating: 3
Doc Savage Fights for Lord Abbett
The firm has hired a new executive as head of its public fund marketing business...
MutualFundWire.com - Wednesday, August 22, 2001 Views - Reader Rating: 3
Two on Top at Bisys
Promotions for Sheehan and Corbin ... TD Waterhouse Reports...
MutualFundWire.com - Wednesday, August 22, 2001 - Reader Rating: 3
Two on Top at Bisys
Promotions for Sheehan and Corbin ... TD Waterhouse Reports...
401kWire.com - Wednesday, August 22, 2001 - Reader Rating: 3
Chong in Charge
There is a new head of retirement services at Pru...
401kWire.com - Wednesday, August 22, 2001 - Reader Rating: 3
It Never Rains, But It Pours
Now, Citigroup is facing legal complications over its in-house DC plan...
401kWire.com - Wednesday, August 22, 2001 - Reader Rating: 3
Promoting Field
An exec at AERS has a new post...
401kWire.com - Wednesday, August 22, 2001 - Reader Rating: 3
Delaware Taps National Sales Head
The Philadelphia fund company continues to add to its team as it works to refocuses on the retail as well as the institutional channel...
401kWire.com - Tuesday, August 22, 2000 - Reader Rating: 3
Delaware Taps National Sales Head
The Philadelphia fund company continues to add to its team as it works to refocuses on the retail as well as the institutional channel...
MutualFundWire.com - Tuesday, August 22, 2000 Views - Reader Rating: 3
Stable Value Rates for Aug. 18, 2000
..
401kWire.com - Tuesday, August 22, 2000 - Reader Rating: 3
Morningstar Announces Allies
The Chicago-based fund researcher makes the advice vendor troika a foursome as its announces its first major alliances. Look for more to come. ..
401kWire.com - Tuesday, August 22, 2000 - Reader Rating: 3
Morningstar Announces Allies
The Chicago-based fund researcher makes the advice vendor troika a foursome as its announces its first major alliances. Look for more to come...
401kWire.com - Tuesday, August 22, 2000
August 22, 2000
Standish tax-efficient fund makes whopping distribution...
MutualFundWire.com - Tuesday, August 22, 2000 - Reader Rating: 3
August 22, 2000
Standish tax-efficient fund makes whopping distribution...
401kWire.com - Tuesday, August 22, 2000 - Reader Rating: 3
 News Archives
2019: Q3Q2Q1
2018: Q4Q3Q2Q1
2017: Q4Q3Q2Q1
2016: Q4Q3Q2Q1
2015: Q4Q3Q2Q1
2014: Q4Q3Q2Q1
2013: Q4Q3Q2Q1
2012: Q4Q3Q2Q1
2011: Q4Q3Q2Q1
2010: Q4Q3Q2Q1
2009: Q4Q3Q2Q1
2008: Q4Q3Q2Q1
2007: Q4Q3Q2Q1
2006: Q4Q3Q2Q1
2005: Q4Q3Q2Q1
2004: Q4Q3Q2Q1
2003: Q4Q3Q2Q1
2002: Q4Q3Q2Q1
 Subscribe via RSS:
Raw XML
Add to My Yahoo!
follow us in feedly




©All rights reserved to InvestmentWires, Inc. 1997-2019
14 Wall Street | 20th Floor | New York, NY 10005 | P: 212-331-8968 | F: 212-331-8998
Privacy Policy :: Terms of Use