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News Stories Archives - Since 1998
A Fossil Fuels Exploration Co Agrees to Settle a 401k Fee Suit
A settlement has been reached, and is pending court approval, in a 401(k) fee case...
401kWire.com - Thursday, December 13, 2018
If You're Going to Ride the MEP Train ...
The federal government may soon bless open MEPs, and new research offers some lessons for KPAs interested in the space...
401kWire.com - Thursday, December 13, 2018
The Transamerica Team Gains an Ex-Jensen Exec
Transamerica's Briggs brings on a VP in Oregon...
MutualFundWire.com - Thursday, December 13, 2018
A 401k Startup Raises $35M
2018 was their biggest year yet in terms of expansion and growth...
401kWire.com - Thursday, December 13, 2018
A St. Louis B-D Moves to Settle a 401k Suit
A St Louis, Missouri-based broker-dealer pushes for settlement in a lawsuit over proprietary investments and more...
401kWire.com - Thursday, December 13, 2018
Employers' 401k Contributions Rise to Record Levels
New research reveals that employers are contributing more than ever to their employees' 401(k) accounts...
401kWire.com - Thursday, December 13, 2018
Axsater Reorgs Wells Fargo AM's Insti Distro
The move is part of a continued evolution of his teams to a move solutions-oriented, consultative approach, he says...
401kWire.com - Thursday, December 13, 2018
Meet St. Louis' Newest Fund Firm
A local paper highlights a 20-year-old firm's recent entrance into the mutual fund side of the business...
MutualFundWire.com - Thursday, December 13, 2018
Feloney Resurfaces, Outside DC I-O
Columbia Threadneedle's former DC I-O chief returns to the private bank channel with a big new entrant...
401kWire.com - Wednesday, December 13, 2017 - Reader Rating: 2
An 11-Year Gemini Vet Returns
After nine months outside the asset management industry, an executive comes back to the mutual fund back-office shop in a new, key role...
MutualFundWire.com - Wednesday, December 13, 2017 Views
Awed Expects Improved Participant Behavior By Cash Flow Management
Awed has acknowledged plan sponsors' concerns related to their plan participants’ spending and saving habits and introduces a potential solution...
401kWire.com - Wednesday, December 13, 2017 - Reader Rating: 5
Pensionmark HQ Reopens
Thanks to good news regarding the wildfires, some of the SoCal-based KPA network's staff will be returning to the home office tomorrow...
401kWire.com - Wednesday, December 13, 2017
PSCA Members Vote On Joining ARA
The ARA recruits another premier retirement organization to join its non-profit organization...
401kWire.com - Wednesday, December 13, 2017
Barb Delaney Rebrands Her Firm and Teams Up
UPDATED: A New York advisor rebrands her firm and teams up with a nearby advisory firm...
401kWire.com - Wednesday, December 13, 2017 - Reader Rating: 4.44
Meet Michelle Seitz, Russell's New Chief
The FT takes a personal look at the 30-year industry veteran who took over the manager of managers in September...
MutualFundWire.com - Wednesday, December 13, 2017 Views
Filings for Fundsters - December 13, 2016
A compilation for the latest SEC filings!..
MutualFundWire.com - Tuesday, December 13, 2016 Views
LPL Brings on an Advisory Product Exec
The broker-deal has a new SVP of advisory product management..
MutualFundWire.com - Tuesday, December 13, 2016 Views
Amundi's Vision for Pioneer
Amundi has big plans for its latest purchase, but integration details remain vague...
MutualFundWire.com - Tuesday, December 13, 2016 Views
Sacramento Chooses RKer for City's Retirement Plan
Sacramento ends its search for a retirement plan provider and selects Nationwide to oversee its $411 million plan...
401kWire.com - Tuesday, December 13, 2016
How to Achieve Self-Sufficient State Retirement Plans
The Center for Retirement Research at Boston College finds out how to make self-sufficient auto-IRA programs a reality. ..
401kWire.com - Tuesday, December 13, 2016
DOL Rule Effect on Advisors: Choose Wisely
The Department of Labor Conflict of Interest Rule will make all advisors who serve the retirement market ERISA fiduciaries. ..
401kWire.com - Tuesday, December 13, 2016
LPL Recruits a $213MM California Team
The largest independent broker-dealer in the game has recruited a NorCal wealth management firm...
401kWire.com - Tuesday, December 13, 2016
Will AB Follow BlackRock's HQ-Hunting Lead?
Word is that AllianceBernstein is also on the hunt for its next home base...
MutualFundWire.com - Tuesday, December 13, 2016 Views
A New England Fund Firm Searches For a New Prez
Updated | Two more top executives leave this mutual fund shop, just months after a CEO change...
MutualFundWire.com - Friday, December 13, 2013 Views
Van Eck Converts a Market Vectors ETF
The Big Apple ETF shop relaunches an ETF with a new, broader brand and mandate...
MutualFundWire.com - Friday, December 13, 2013 Views
Transamerica Hires One of the Industry's Leading Women
...who serves as client management, regional director...
401kWire.com - Friday, December 13, 2013 - Reader Rating: 4.44
The Supreme Court Accepts a 401k Stock Drop Suit
The court agreed today to hear a stock-drop case involving a jumbo plan sponsor. ..
401kWire.com - Friday, December 13, 2013
The World's Biggest DC Plan May Add More Choice
The federal government's DC plan considers a brokerage window. ..
401kWire.com - Friday, December 13, 2013 - Reader Rating: 1
AllianceBernstein Closes a $60MM Deal
The deal brings a $2B AUM asset manager under the New York City-based mutual fund shop...
MutualFundWire.com - Friday, December 13, 2013 Views
A Micro 401k Has a New Fiduciary
The 401k of a small company in Indianapolis changed hands after the company's closure. ..
401kWire.com - Friday, December 13, 2013
A New OneAmerica VP Targets Retirement Income
Nicolas Lance will lead the Retirement in Motion initiative...
401kWire.com - Friday, December 13, 2013
Transamerica Gets Health-y With a $400M Win
The provider won the 403b and 457 plans of a healthcare system. ..
401kWire.com - Friday, December 13, 2013 - Reader Rating: 5
An Ex-Neuberger Analyst Testifies
The case is one of the insider-trading ones circling Steven Cohen's SAC Capital Advisors...
MutualFundWire.com - Friday, December 13, 2013 Views
T. Rowe and Baltimore Renew Their Vows
The mutual fund giant has officially decided to stick around for another 14 years...
MutualFundWire.com - Friday, December 13, 2013 Views
Peruvian Police Arrest an Ohioan Mutual Fund Fugitive
The man is accused of operating unregistered mutual funds and was indicted a decade ago on ten charges...
MutualFundWire.com - Friday, December 13, 2013 Views
10 Billion Reasons Why MassMutual Likes Taft-Hartley
The provider hit a company milestone after reaching $10 billion in Taft-Hartley AUM. ..
401kWire.com - Friday, December 13, 2013 - Reader Rating: 4.33
The SEC Requests a Rematch with the Bents
The agency has requested a new trial. ..
MutualFundWire.com - Thursday, December 13, 2012 Views
M* Creates Two New Award Categories
Alternatives and allocation PMs will now be recognized...
MutualFundWire.com - Thursday, December 13, 2012 Views
A DC I-O Hires a History Buff to Build Its Institutional Biz
New hire will also launch Chicago office for firm...
401kWire.com - Thursday, December 13, 2012
Surprise! The SEC Succeeds in Nabbing Two
The exodus from the agency apparently has ebbed somewhat -- at least for now...
MutualFundWire.com - Thursday, December 13, 2012 Views
Schwab Helps Fundsters Track Distribution
New functions on OneSource platform helps firms drill down on market share, etc...
MutualFundWire.com - Thursday, December 13, 2012 Views
Pru Lands a $100MM Lone Star Client from Fidelity
The change was disclosed in an online notice to employees...
401kWire.com - Thursday, December 13, 2012
Genworth Hires President for Asset Management
The newly created position has been filled...
MutualFundWire.com - Thursday, December 13, 2012 Views
Sullivan Invades London
Legg Mason and affiliate buy alt manager to create global institution platform...
MutualFundWire.com - Thursday, December 13, 2012 Views
A Judge Isn't Fooled by the ICI's "Crocodile Tears"
A U.S. district court throws out the ICI's lawsuit against the CFTC...
MutualFundWire.com - Thursday, December 13, 2012 Views
Paychex Brings a New 401k Alliance Into Focus
The retirement services side of the payroll giant teams up with a shop that supports hundreds of retirement plan advisors...
401kWire.com - Thursday, December 13, 2012 - Reader Rating: 2.67
Will Oakmark's Nygren Win Again?
PMs from BBH, Capital Group, Fidelity and M&P challenge a past winner for an M* award...
MutualFundWire.com - Thursday, December 13, 2012 Views
Bloomberg Spotlights A Mortgage Debt Picker's Success
Along with a few other fund firms investing in the same type of thing...
MutualFundWire.com - Thursday, December 13, 2012 Views
Gross Pulls Back on MBS
More news from the Pimco bond king...
MutualFundWire.com - Thursday, December 13, 2012 Views
Post-Schapiro, Expect an SEC Standstill
Bloomberg sees a divided regulator after its top dog leaves...
MutualFundWire.com - Thursday, December 13, 2012 Views
FlexShares Self-Indexes
Northern Trust will design the indices...
MutualFundWire.com - Thursday, December 13, 2012 Views
JPMorgan Erects Fire Wall Around An ETF
Wall will block units from getting non-public ETF info...
MutualFundWire.com - Thursday, December 13, 2012 Views
Beacon Hill Teams with Northern Trust to Create a Series Trust
A London-based firm is the first investment adviser to sign on for the series trust...
MutualFundWire.com - Tuesday, December 13, 2011 Views
Invesco, Wintergreen PMs Among MStar's Int'l Fund Nominees
The Chicago firm names the five nominees for the award...
MutualFundWire.com - Tuesday, December 13, 2011 Views
A Marketing Shop Nears Another Deal
It is also looking to make a key hire in the New Year...
MutualFundWire.com - Tuesday, December 13, 2011 Views
A Mutual Fund Firm Preps to Spin-Off from its Parent
The Texas-based fund shop will become independent next month...
MutualFundWire.com - Tuesday, December 13, 2011 Views
Larsen Hires in Salt Lake
A Colorado retirement plan advisor adds a new client relationship manager in Utah...
401kWire.com - Tuesday, December 13, 2011
Noble Reaches Into Austin
A retirement plan specialist hires an ex-wholesaler...
401kWire.com - Tuesday, December 13, 2011 - Reader Rating: 2
Kansas PERS Hires a New Consultant
KPERS is starting the New Year with a new investment consultant...
401kWire.com - Tuesday, December 13, 2011
Kinder Morgan Adds Certainty
The large-market sponsor wants to give its employees more certainty in their retirement planning...
401kWire.com - Tuesday, December 13, 2011
MStar Dividends Grow for Mansueto
Updated | Morningstar's newly announced dividend will pay its founder about ten million dollars next year...
MutualFundWire.com - Tuesday, December 13, 2011 Views - Reader Rating: 1
401k is Not Why Fidelity Likes ETFs
The Boston Behemoth's recent move to lay the groundwork for an ETF business is all about its brokerage business and not protecting its 401k franchise...
MutualFundWire.com - Tuesday, December 13, 2011 Views
Water-Related Funds Play in Shallow Pool
The three mutual funds investing in water-related stocks are swamped by hedge funds; look longingly at sea of investments in Europe...
MutualFundWire.com - Tuesday, December 13, 2011 Views
SunLife Vows Commitment to MFS
The Canadian insurer is pulling the plug on its U.S. insurance businesses, but seeks to expand its asset management footprint...
MutualFundWire.com - Tuesday, December 13, 2011 Views - Reader Rating: 5
BlackRock Cuts San Fran Jobs
BlackRock is planning to slim down its San Francisco jobs list come the end of January...
MutualFundWire.com - Tuesday, December 13, 2011 Views - Reader Rating: 4
'Wholesalers Wanted' Sign is Up as RidgeWorth Adopts a New Sales Strategy
RidgeWorth Investments is hiring wholesalers as it builds a separate sales team devoted to retail...
MutualFundWire.com - Monday, December 13, 2010 Views - Reader Rating: 3
Legg Mason Fills Daley's Former Post
Legg Mason names its new finance chief...
MutualFundWire.com - Monday, December 13, 2010 Views
Yankee Wedding Fever Sweeps the 401kExchange Conference
Almost 400 advisors, providers and other industry insiders attended the conference in Palm Beach...
401kWire.com - Monday, December 13, 2010 - Reader Rating: 2.67
NRP Officially Joins the LPL Family
The network of retirement plan advisors joins the giant indie B-D...
401kWire.com - Monday, December 13, 2010 - Reader Rating: 3
403b Plans Prop Up Participants in Tough Times
A new survey says 403(b) plan sponsors are standing by their participants during tough market conditions...
401kWire.com - Monday, December 13, 2010 - Reader Rating: 4
A Natixis Sales Exec Has a New Role
Most recently an EVP with Natixis' U.S. distribution organization, the exec takes on a new post within the company...
MutualFundWire.com - Monday, December 13, 2010 Views
Diversified Hires a West Coast Wholesaler
A former Great-West wholesaler has joined the Harrison, New York-based plan provider's sales team. ..
401kWire.com - Monday, December 13, 2010 - Reader Rating: 1.5
RidgeWorth Names its DC I-O Sales Chief
The SunTrust unit taps a leader for its five-person retirement consultant team...
401kWire.com - Monday, December 13, 2010
Morningstar Unveils Nominees for Domestic-Stock Manager of the Year
Winners will be announced next month...
MutualFundWire.com - Monday, December 13, 2010 Views
Pimco Preps to Launch Bond ETFs in Europe
Pimco is making a play for European investors in early 2011...
MutualFundWire.com - Monday, December 13, 2010 Views
Don't Expect a Glut of New Vanguard ETFs
The chief of the index mutual fund titan talks to a trade pub...
MutualFundWire.com - Monday, December 13, 2010 Views
State Streeters to Work More Hours
State Street Corp. employees who worked 35, 36.25 and 37.5 hours will be expected to have 40-hour work weeks...
MutualFundWire.com - Monday, December 13, 2010 Views
Reynolds, Greenblatt Among 'Coal' Awardees
Putnam CEO is among the recipients of Chuck Jaffe's Lump of Coal Awards...
MutualFundWire.com - Monday, December 13, 2010 Views
Franklin Beats Back a Market-Timing Suit
After seven years, the mutual fund firm wins a victory even after the other companies settled...
MutualFundWire.com - Monday, December 13, 2010 Views
Franklin Chairman Puts His Miami Mansion Up for Sale
Got $32.5 million for a house? Charles Johnson is selling his Miami home...
MutualFundWire.com - Monday, December 13, 2010 Views
Morgan Stanley Taps a Merrill Alum to Lead its Investment Management Unit
The New York firm, which is selling its retail asset management business to Invesco, appoints a Merrill Lynch alum as president of investment management...
MutualFundWire.com - Sunday, December 13, 2009 Views
Fund Managers Ponder Lessons from the Bond Market Turmoil
In today's WSJ Fund Track column, Michael Pollock talked to fund managers on the lessons that have emerged from the turmoil in the bond market...
MutualFundWire.com - Thursday, December 13, 2007 Views
Sun Rising on More Recordkeeper Deals
More deals may be in the works as providers seek to exit the retirement red zone and enter 401k heaven...
401kWire.com - Thursday, December 13, 2007 - Reader Rating: 5
Davey Talks about the RSI Deal
Fresh from engineering back-to-back deals in the retirement space, The Hartford's Jim Davey talks to The 401kWire about the acquisition of Sun Life's RSI...
401kWire.com - Thursday, December 13, 2007 - Reader Rating: 4.88
Integrity Rolls Out Phase Two of Website Campaign
The Minot, North Dakota-based fund firm launched the second phase of its new website campaign...
MutualFundWire.com - Thursday, December 13, 2007 Views - Reader Rating: 2.33
Druskin to End Citi Tenure
Citigroup's chief operating officer is planning to retire by the end of the year...
MutualFundWire.com - Thursday, December 13, 2007 - Reader Rating: 3
Senators Take Aim at 401k Fees
Two Democratic Senators unveiled legislation today that would require providers to disclose all fees...
401kWire.com - Thursday, December 13, 2007 - Reader Rating: 5
FINRA Fines J.P. Morgan for Failing to Disclose
J.P. Morgan Securities was slapped with a $500,000 fine...
MutualFundWire.com - Thursday, December 13, 2007 - Reader Rating: 3
Schwab Snaps Up Etelligent
Schwab Performance Technologies has agreed to acquire RIA back office outsourcing provider Etelligent Consulting, Inc...
MutualFundWire.com - Thursday, December 13, 2007 - Reader Rating: 3.17
Hartford Makes its DC Move
The provider seals one of the largest deals of the year. The target is a surprise to some industry insiders...
401kWire.com - Thursday, December 13, 2007 - Reader Rating: 4.77
Phoenix Gives Gresham Reign Over Product Management and Marketing
The Phoenix Companies has tapped one of its own to head up product management and marketing for the asset management business...
MutualFundWire.com - Thursday, December 13, 2007 Views - Reader Rating: 2
BlackRock's Vice Chairman to Leave Company
Blackrock's vice chairman, global chief investment officer for fixed income and co-founder is stepping down...
MutualFundWire.com - Thursday, December 13, 2007 Views - Reader Rating: 3
Managed Account AUM Reaches $1.5 Trillion
Assets under management in Managed Accounts Solutions reached a record $1.5 trillion in the third quarter ended September 30...
MutualFundWire.com - Thursday, December 13, 2007 - Reader Rating: 3
Putnam Lovell Finds a Grim Future for Active Fund Companies
A new Putnam Lovell report cleverly titled, "After the Belle Époque, the Future of Fund Management", paints a grim picture of the future of the fund industry...
MutualFundWire.com - Thursday, December 13, 2007 Views - Reader Rating: 3
Most Fund Managers to Get Bonus Hike
Bonuses at fund firms are seen to rise 10 percent this year...
MutualFundWire.com - Thursday, December 13, 2007 Views - Reader Rating: 2.33
Fido Unhooks JPMorgan Recruit
Another JPMorgan vet finds FIRSCo a tough fit...
401kWire.com - Wednesday, December 13, 2006 - Reader Rating: 3
Transamerica Taps AUL Vet For 403b Foray
The Los Angeles-based provider is getting into the 403b market and a former AUL exec is leading the push...
401kWire.com - Wednesday, December 13, 2006
Bundled Provider Ratchets Up Financing and Prepares to Grow
A California-based firm gets some outside capital and looks to add reps. ..
401kWire.com - Wednesday, December 13, 2006
Lincoln Financial Distributors Names President
The distribution arm of Lincoln Financial Group has tapped an insider to become its president...
401kWire.com - Wednesday, December 13, 2006 - Reader Rating: 5
Advisors Unsure of a Role Created by the PPA
A survey by Fido finds that many advisors, while ready to give advice to participants, are uncertain of it means to be a fiduciary advisor. ..
401kWire.com - Wednesday, December 13, 2006
One in Four Boomers Seen To Work Longer
A new study found that a quarter of boomers currently in their 50s will not have enough to retire at the traditional retirement age and will want to work longer...
401kWire.com - Wednesday, December 13, 2006
And Then There Were Two
Morningstar is forking over $83 million for Ibbotson, making it the last standing in the 1990s' advice wars...
MutualFundWire.com - Tuesday, December 13, 2005 Views - Reader Rating: 4
Hancock Funds Hangs "Help Wanted" Sign
Toronto's ManuLife is getting serious about its U.S. mutual fund business. The insurer was never a player in the fund industry prior to its purchase of John Hancock, but it expects that to change in the future as it builds the John Hancock Funds brand...
MutualFundWire.com - Tuesday, December 13, 2005 Views
NYLIM Plans to Continue Growth in New Year
The plan provider saw a record number of proposals in 2005 as it deepened its relationships with advisors...
401kWire.com - Tuesday, December 13, 2005
BPA-Harbridge Adds To RolloverSystems' Network
The rollover technology provider has added a distributor to its platform...
401kWire.com - Tuesday, December 13, 2005
NASD Fines Chase Affiliate for Market Timing
The low six figure fines is one of the smallest seen so far...
MutualFundWire.com - Tuesday, December 13, 2005
UAW Clears Path to Pension Bill Vote
The autoworkers' union and House Republicans have come to a compromise that will allow a vote on the Pension Protection Act to take place this week...
401kWire.com - Tuesday, December 13, 2005
Bisys Program Bares All
The recordkeeper is wooing advisors with a program that allows them to easily reveal and share fees with clients...
401kWire.com - Monday, December 13, 2004 - Reader Rating: 3.67
Distribution at Russell Gets New Leadership
Russell Investment Group has promoted Greg Stark as the new head of its U.S. Individual Investor group, the division of the Tacoma, Washington-based firm responsible for distribution...
MutualFundWire.com - Monday, December 13, 2004 Views
Judge Denies Fee Reimbursement in Co Stock Class Action
The plaintiffs lawyers in the Dynegy case will not get a $200,000 bill paid. Hold back the tears, their cut of the settlement comes to $8 million...
401kWire.com - Monday, December 13, 2004
Milwaukee Sponsor Sticks with Wells Fargo
The current Strong client taps a consultant as it makes the move to Wells Fargo...
401kWire.com - Monday, December 13, 2004
Keep on Settling
How many settlements can you pack into one day? How about for one firm? Franklin Resources, which has already settled with the SEC for market timing charges and California Attorney General Bill Lockyer for directed brokerage allegations, has now finalized a settlement with federal regulators in a case similar to the one brought by Lockyer...
MutualFundWire.com - Monday, December 13, 2004
As State Street Exits 529 Biz, Others Pick up Slack
Two providers will take over State Street’s New Mexico-sponsored plan, but does the mega money manager’s exit have some thinking twice about the plans?..
MutualFundWire.com - Monday, December 13, 2004 Views
Pioneer Finalizes Safeco Deal
The deal for the Safeco mutual fund business closed Friday. Pioneer Investments said shareholders approved the purchase of Symetra Financial Corp. (formerly the Safeco asset management arm) at a special meeting on December 8...
MutualFundWire.com - Monday, December 13, 2004 Views
Dodge & Cox Take Early Lead in Manager Poll
It looks like Dodge & Cox will sweep Morningstar’s best manager awards for 2004. The San Francisco-based fund firm’s managers are taking early leads in both the domestic and international stock manager awards...
MutualFundWire.com - Monday, December 13, 2004 Views
SEC Questions Family Ties at Fido
SEC investigators leading the probe into Fidelity’s trading desk are now questioning trades sent to the brothers of one Fido employee the Boston Globe reported Sunday. The paper based its article on attorneys and others involved in the case. If true, the report confirms the wisdom of the ’’camel’s nose under the tent’’ saw cited by lawyers. ..
MutualFundWire.com - Monday, December 13, 2004 Views
Mason: A Bigger Celebrity Than Jobs?
Who would have thought that boring bonds would attract more attention than iPods? Apparently CBS.Marketwatch was paying close attention to Legg Mason’s other celebrity, chief executive officer Chip Mason. The site has nominated Mason as CEO of the Year, beating out Steve Jobs...
MutualFundWire.com - Monday, December 13, 2004 Views
SunGard Platforms Meet in the Middle
How will SunGard keep up forty percent annual growth for its hosted services? David Kennedy and Don Mackanos provide insights in the first of a two part series...
401kWire.com - Friday, December 13, 2002 - Reader Rating: 3.33
Cigna Teams With Mellon on SPPs
The insurer leverages the relationship for stock purchase and stock option programs...
401kWire.com - Friday, December 13, 2002 - Reader Rating: 3
Participant Sue Railroad Over Losses
There is yet another class action in the works. This time the suit was brought by a union covered by the $600 million program...
401kWire.com - Friday, December 13, 2002 - Reader Rating: 4
Ceridian Purchases Michigan TPA
The payroll and HR specialist picks up a former unit of Comerica and an undisclosed number of 401k plans...
401kWire.com - Friday, December 13, 2002 - Reader Rating: 4
NYLIM Upgrades, Releases Small-Plan Programs
The Massachusetts firm is distributing two new initiatives via in-house agents...
401kWire.com - Friday, December 13, 2002 - Reader Rating: 3
BONY Goes Outside of Industry for CMO
The new chief marketer hails from Seagrams and MasterCard...
MutualFundWire.com - Friday, December 13, 2002 Views
DST Adds Nuveen to Vision
The firm will offer the fund information service to its advisors...
MutualFundWire.com - Friday, December 13, 2002 Views
Stilwell Adds to Board
Ex-Schwabbie Steven L. Scheid has joined the board of directors of Stilwell Financial Inc. effective last Wednesday...
MutualFundWire.com - Friday, December 13, 2002 Views
Not All Berger Bidders Are Satisfied
At list one of the twenty firms bidding for the Berger assets thought its bid was not fully considered. Meanwhile, Whiston unveils plans to reopen the Janus fund and shut down Janus 2...
MutualFundWire.com - Friday, December 13, 2002 Views
Deutsche Adds High Net Worth Head in San Fran
The bank has tapped a veteran of Robertson Stephens and MyCFO to go after the affluent market...
MutualFundWire.com - Friday, December 13, 2002 Views
Financial Engines Latest to Trim
The advice firm responds to the changing environment by scaling up its client service team and getting "lean and mean"...
401kWire.com - Thursday, December 13, 2001 - Reader Rating: 3
Auto-Enrollment May Lead to Smaller Plans
A new study shows that automatic-enrollment may lead to lower retirement plan accumulations in the long run. What can providers do about it? ..
401kWire.com - Thursday, December 13, 2001 - Reader Rating: 3
Lincoln Adds Near Advice
The firm will offer models through its financial advisors to assist participants with investing. ..
401kWire.com - Thursday, December 13, 2001 - Reader Rating: 3
Enron 401k on Short List of Congress
SSgA Lands Pair for International Fund ... Custodian Adds 24-Hour Client Support ... Legg Mason Settles Claim for $2.1 Million ... Growth Funds Win in 2002 Predicts S&P Analyst ... Oldest Bond Index Fund Turns 15 ... Report Says BGI May be Sold. ..
401kWire.com - Thursday, December 13, 2001 - Reader Rating: 3
SSgA Lands Pair for International Fund
Enron 401k on Short List of Congress ... Custodian Adds 24-Hour Client Support ... Legg Mason Settles Claim for $2.1 Million ... Growth Funds Win in 2002 Predicts S&P Analyst ... Oldest Bond Index Fund Turns 15 ... Report Says BGI May be Sold. ..
MutualFundWire.com - Thursday, December 13, 2001 Views - Reader Rating: 3
Janus Gets Company at WM
The bank fund group will add two subadvisors to reduce the volatility in a fund now subadvised by Janus...
MutualFundWire.com - Thursday, December 13, 2001 - Reader Rating: 3
Janus Gets Company at WM
The bank fund group will add two subadvisors to reduce the volatility in a fund now subadvised by Janus. ..
MutualFundWire.com - Thursday, December 13, 2001
Invesco Shakes Up Sales Execs
Responsibility for the sales and marketing is changing hands at the Amvescap unit...
MutualFundWire.com - Thursday, December 13, 2001 - Reader Rating: 3
New Partnership Takes Aim at Mid-Sized Plans
Diversified Investment Advisors will provide the back end and Bank of America the marketing as the two firms open the doors on a new service. ..
401kWire.com - Wednesday, December 13, 2000 - Reader Rating: 3
ProFunds Shakes Hands with Dow Jones
The active trader fund firm has inked an index deal for funds, ETFs...
MutualFundWire.com - Wednesday, December 13, 2000 - Reader Rating: 3
Reps Phone Home!
Franklin adds a Web-based tool to enable reps to find their wholesale team...
MutualFundWire.com - Wednesday, December 13, 2000 Views - Reader Rating: 3
Bisys Nabs Key
The outsourcer will house fund's back-office under one roof...
MutualFundWire.com - Wednesday, December 13, 2000 - Reader Rating: 3
Insurer Adds Funds to 403(b)
The Life Insurance Company of the Southwest is adding funds from Sentinel...
401kWire.com - Wednesday, December 13, 2000 - Reader Rating: 3
Confident Participants Are More Satisfied
In its annual survey, American Express found that confident participants are more likely to have set goals...
401kWire.com - Wednesday, December 13, 2000 - Reader Rating: 3
Schwab Offers 529 Across the Board
American Century's college savings plan will be offered to both Schwab's advisors and retail clients...
MutualFundWire.com - Wednesday, December 13, 2000 - Reader Rating: 3
December 13, 2000
IRS Gives Fund Shareholders a Break ... Investors Warned to Diversify From Tech Funds. ..
401kWire.com - Wednesday, December 13, 2000 - Reader Rating: 3
December 13, 2000
IRS Gives Fund Shareholders a Break ... Investors Warned to Diversify From Tech Funds ... Capital Gains Hits Profiled...
MutualFundWire.com - Wednesday, December 13, 2000 - Reader Rating: 3
New CEOs and COO at FBR
FBR has named its three founders to newly created chief executive office and also named a new chief operating officer...
MutualFundWire.com - Monday, December 13, 1999 - Reader Rating: 3
SEI To Provide Back Office for UAM Funds
United Asset Management has chosen SEI for fund accounting and back office services for mutual funds advised by its 24 affiliates...
MutualFundWire.com - Monday, December 13, 1999 - Reader Rating: 3
InvestLink Taps New Sales Exec
New York, New York-headquartered InvestLink Technologies has selected Ron Macinnis to hold the post of managing director -- sales/East, a spokesperson with the firm told the 401kWire.com...
401kWire.com - Monday, December 13, 1999 - Reader Rating: 3
TAG On: Hardship Distribution Changes
The Technical Answer Group, Inc. ("TAG") is a weekly guest on the 401kWire.com site. TAG provides technical answers and supporting research for professional firms and individuals that administer, sell or sponsor qualified employee benefit plans...
401kWire.com - Monday, December 13, 1999 - Reader Rating: 3
Alliance Partners for Argentine Distribution
Alliance is partnering with an Argentine firm for Latin American distribution, starting with a new bond fund...
MutualFundWire.com - Monday, December 13, 1999 - Reader Rating: 3
Aetna Appoints New CIO For Its Asset Manager
Aetna today announced that it has a new CIO for Aeltus, its investment management unit, replacing the lead manager of the Aetna Generation Funds, who's leaving to start a hedge fund...
MutualFundWire.com - Monday, December 13, 1999 - Reader Rating: 3
Odd Lots, December 13, 1999
Fidelity manager ups cash ... Lollypops for the loyal ... Fund bares all ... The bust and boom of bond funds ... UAM moving towards a sale...
MutualFundWire.com - Monday, December 13, 1999 - Reader Rating: 3
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