News Stories Archives - Since 1998
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Baird Repeats, Netting $4.8B
The M* team updates U.S. flows data for September 2024 for ETFs and long-term, open-end mutual funds...
MutualFundWire.com -
Thursday, October 24, 2024
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Wilcox Hires 2 In PA As an OH T. Rowe Exec Rises
The new hires come in from Anchor 3(16) and Nationwide...
401kWire.com -
Thursday, October 24, 2024
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Reader Rating: 5
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How Are RKers Celebrating NRSM 2024?
401kWire talks to retirement plan industry insiders about their efforts..
401kWire.com -
Thursday, October 24, 2024
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Reader Rating: 5
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3 Years In, a NoVa 401k Sales Vet Leaves ARA
The departing sales veteran first joined ARA in 2021...
401kWire.com -
Thursday, October 24, 2024
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For Its Wood Anniversary, a Core Equity ETF Crosses $1B
The folks at a $642-billion-AUM fund firm are celebrating a big milestone for one of their ETFs...
MutualFundWire.com -
Thursday, October 24, 2024
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Powers Explains Commonwealth's PEP Play
A new PEP is specifically being offered through the hybrid RIA/B-D's indie FAs...
401kWire.com -
Thursday, October 24, 2024
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Baird Leads With $9B
The M* team updates U.S. flows data for September 2023 for ETFs and long-term, open-end mutual funds...
MutualFundWire.com -
Tuesday, October 24, 2023
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Ameritas, FiduciaryxChange, and LeafHouse Team Up Again
This time, the trio will power a new PEP for a Garden State PEO...
401kWire.com -
Tuesday, October 24, 2023
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Six Years In, a Boston Retirement Leader Leaves an Indie B-D
The departing employee serve as VP and head of strategic retirement solutions...
401kWire.com -
Tuesday, October 24, 2023
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Reader Rating: 3
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Invesco and Russell Win Big In Texas
A trade group and an investing publication give out their 15th annual awards...
MutualFundWire.com -
Tuesday, October 24, 2023
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A Gotham Shop Will Start a 2nd PEP
This will be the second PEP for a New York-based startup...
401kWire.com -
Tuesday, October 24, 2023
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$1.82MM Flowed Out of the Average Fund Last Month
The M* team updates U.S. flows data for September 2022 for ETFs and long-term, open-end mutual funds...
MutualFundWire.com -
Monday, October 24, 2022
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After More Than 35 Years, a Vanguard Vet Exits
The executive served in the titan's institutional investor group...
401kWire.com -
Monday, October 24, 2022
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Reader Rating: 5
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"It's Go Time," Says a 401k Fintech Firm
A participant engagement specialist's team is trying to rally the industry...
401kWire.com -
Monday, October 24, 2022
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Reader Rating: 3.67
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A PEP Player Sees 403b and Ret Income Opportunities
The firm's first PEP now includes more than 40 employers, more than 30,000 participants, and more than $1 billion in AUM...
401kWire.com -
Monday, October 24, 2022
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Week In Preview, October 24 - October 30
This week, the teams at ASPPA, DCIIA, Fi360, P&I, and WIPN are hosting events...
401kWire.com -
Monday, October 24, 2022
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Week In Preview, October 24 - October 30
This week, the teams at Charles Schwab, Expect Miracles, and IDC are hosting events...
MutualFundWire.com -
Monday, October 24, 2022
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If Open MEPs Arrive ...
Many industry insiders are rooting for the SECURE Act to become law and bless open MEPs. If that happens, here's one take on what to think about when considering open MEP options...
401kWire.com -
Thursday, October 24, 2019
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Ascensus Strikes TPA Gold
The private equity-backed provider buys another TPA, specifically a national one based in the upper Midwest...
401kWire.com -
Thursday, October 24, 2019
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Reader Rating: 2.5
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Five Strategies for Getting Salespeople to Adopt New Tech
An industry insider offers asset management marketers ideas for getting sale teams on board with new technology...
MutualFundWire.com -
Thursday, October 24, 2019
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With a New Hire, Soucy Expands Congruent's Focus
Watch for this back-office and outsourcing shop to do more work in a different part of the 401(k) marketplace...
401kWire.com -
Thursday, October 24, 2019
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Reader Rating: 5
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A Top vWise Exec Takes Over
The new chief has been with the participant engagement shop for about six years...
401kWire.com -
Thursday, October 24, 2019
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Eric Levy Adds an SVP Spot
The AIG Retirement Services EVP hires elsewhere in Texas to fill a new leadership role...
401kWire.com -
Thursday, October 24, 2019
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Post-OpFunds, Flanagan Trims More, and Faster, Than Expected
The Invesco chief talks to analysts about the asset manager's Q3 results...
MutualFundWire.com -
Thursday, October 24, 2019
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A $3.6B 457 Moves
The SCFDP team has chosen a new recordkeeper...
401kWire.com -
Thursday, October 24, 2019
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iraLogix to Expand Following New Funding
iraLogix just completed a $5-million Series A financing. The company CEO tells 401kwire that they are looking into expand...
401kWire.com -
Wednesday, October 24, 2018
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A Non-Profit Warns Plan Sponsor About Fees
The Pew Charitable Trusts says especially some people should pay attention to the fees they are being charged for their retirement plans. The Trust launches a new calculator to help people with that...
401kWire.com -
Wednesday, October 24, 2018
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ICMA-RC Makes a Three-Pronged Stable Value Push
The recordkeeper is ramping its stable value efforts in several ways...
401kWire.com -
Wednesday, October 24, 2018
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Prepping For Growth, a Beantown ETF Strategist Promotes Three
The tactical asset allocator adds a pair of new senior leadership roles...
MutualFundWire.com -
Wednesday, October 24, 2018
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LPL Wins a Four-FA Team In NoCal
The firm works with about $300 million, about 25 percent of which is on the 401(k) side of the business...
401kWire.com -
Wednesday, October 24, 2018
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Reader Rating: 5
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Who Will Succeed This Key Edward Jones Exec?
A principal at the broker-dealer is moving on to a non-profit...
MutualFundWire.com -
Wednesday, October 24, 2018
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In Georgia, a County's $424MM DC Plans Move
Updated | The move includes a 401(a) and a 457(b) with nearly 11,300 participants combined...
401kWire.com -
Wednesday, October 24, 2018
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The Best-Performing CEOs Include One Fundster
There are several other familiar faces on the new list from Harvard Business Review...
MutualFundWire.com -
Wednesday, October 24, 2018
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ASPPA Inaugurates a New President
401k expert will assume position in January..
401kWire.com -
Tuesday, October 24, 2017
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Cohen & Steers Expands Its DC I-O Team
A New York City-based real estate specialist expands its wealth management DC I-O team to include a former PNC Capital Advisors regional DC I-O director...
401kWire.com -
Tuesday, October 24, 2017
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Polycomp Finds a Buyer
The TPA bolsters the West Coast presence of its new owner...
401kWire.com -
Tuesday, October 24, 2017
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Reader Rating: 5
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Global X and Chiron Rake It In
September was a great month for those two fund firms and many others in the $1 billion to $10 billion AUM range, per M* estimates...
MutualFundWire.com -
Tuesday, October 24, 2017
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Despite a Delay, Nally Sticks to His NTF ETF Guns
TD Ameritrade is giving RIAs more time to brace for the removal of some popular ETFs from the commission-free platform. Yet the end result will remain the same...
MutualFundWire.com -
Tuesday, October 24, 2017
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Auto Enrollment Adoption Jumps
Alight's new report reflects a renewed rise in the popularity of automated features in 401(k) plans..
401kWire.com -
Tuesday, October 24, 2017
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Timing May Be Right For Annuities
Some believe the stars are aligning for annuities in 401(k)s. ..
401kWire.com -
Monday, October 24, 2016
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Reader Rating: 3.67
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NYC Plan Can Have Widespread Effects
The proposal seeks to auto-enroll every New York City worker. ..
401kWire.com -
Monday, October 24, 2016
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Reader Rating: 4.33
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I'll Drink To That!
Spirited Funds joins the ETF biz with a unique kind of fund!..
MutualFundWire.com -
Monday, October 24, 2016
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Eye for Earnings - October 24, 2016
The latest earnings releases are here!..
MutualFundWire.com -
Monday, October 24, 2016
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Stadion Adds Four Rkers to New Platform
Tim McCabe, retirement national sales director of Georgia-based Stadion Money Management, confirmed Stadion's new 401(k) managed account platform.....
401kWire.com -
Monday, October 24, 2016
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Reader Rating: 1
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Brace For Schwab's IMPACT 2016
This afternoon Bernie Clark and his team will kick off the brokerage's giant annual conference for its RIA allies...
MutualFundWire.com -
Monday, October 24, 2016
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Lincoln Retirement Exec Feted
Lincoln Financial Group's Retirement Exec was recently named on the 2016 honoree list. ..
401kWire.com -
Monday, October 24, 2016
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Reader Rating: 3
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Kranefuss' New Mission: Redefining the Basic Building Blocks of Portfolio Construction
The iShares founder is helping an ETF giant from across the Atlantic break into the U.S...
MutualFundWire.com -
Friday, October 24, 2014
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The Retirement Readiness Institute Now Manages a Tech Firm's 401k Plan
A professional fiduciary organization and retirement plan specialist that serves plan sponsors from California to South Carolina now manages a technology innovation firm's 401(k) plan!..
401kWire.com -
Friday, October 24, 2014
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Here's What LPL's KPAs Expect of 2015
Updated | The giant indie B-D's retirement partners chief polls 401k plan advisors in the opening session of the annual retirement partners conference...
401kWire.com -
Friday, October 24, 2014
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When Elizabeth Warren Allied With Fidelity
The SEC's proposed money market fund regulations brought the populist Senator and the mutual fund giant together...
MutualFundWire.com -
Friday, October 24, 2014
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A Texas KPA Aligns with NFP
A 401(k) plan advisor (KPA) switched B-Ds because he had to...
401kWire.com -
Friday, October 24, 2014
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Mrozek Says Goodbye to a Top Lieutenant at BofA Merrill
The departing exec's duties have been taken over by the provider's existing leadership team...
401kWire.com -
Thursday, October 24, 2013
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The Hunt For Leads: These Folks Want to Help
For retirement plan advisors still actively growing their practices, finding and following up on new leads is of paramount importance. At least marketing and sales support shops cater specifically to 401(k) advisors, and they each work slightly differently...
401kWire.com -
Thursday, October 24, 2013
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Over Lunch, Hailer Shifts the Conversation From Alts, Per Se, to Risk
The Natixis chief, and four PM bigwigs from Natixis-backed boutiques, share their perspectives with reporters at Natixis' annual press lunch in the Big Apple...
MutualFundWire.com -
Thursday, October 24, 2013
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Reader Rating: 5
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DST Adds 200,000 Participants
The Kansas City, Missouri firm reports its Q3 results...
401kWire.com -
Thursday, October 24, 2013
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3 Things to Know From Calamos' Q3 2013 Earnings
The mutual fund shop's earnings and revenue fell, yet it beat expectations...
MutualFundWire.com -
Thursday, October 24, 2013
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Debt Savers Deliver a KO to 401ks
A new study released by financial guidance firm HelloWallet looks at debt accumulation vs. DC retirement savings. ..
401kWire.com -
Thursday, October 24, 2013
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Guillocheau's Latest Deal Is Not a Technology Consolidation Play
One of the Ascensus chief's top lieutenants talks about the acquisition slated to close next quarter...
401kWire.com -
Thursday, October 24, 2013
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M*'s Rising Star in Q3 Encourages Mansueto
Morningstar outperforms Q3 2012 earnings in essentially every category. ..
MutualFundWire.com -
Thursday, October 24, 2013
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A Former Fundster Journalist Dies in a Cycling Accident
A onetime editorial director of MME died over the weekend...
MutualFundWire.com -
Thursday, October 24, 2013
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You Can't Talk to Abby. So Says Bloomberg
Bloomberg Markets dives deep into Fidelity and its out-of-the-spotlight scion...
MutualFundWire.com -
Thursday, October 24, 2013
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Fundsters, Beware: Investors Prefer to Get Their Info Elsewhere
The WSJ polls its readers about where they get their mutual fund information before buying shares...
MutualFundWire.com -
Thursday, October 24, 2013
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Guggenheim Product Head Plans New ETF Rollouts
Two Guggenheim execs told reporters about their ETF plans, and discussed the industry's trends...
MutualFundWire.com -
Wednesday, October 24, 2012
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Reader Rating: 5
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Reserve's Ex-General Counsel Speaks
Kate Crowley was called to the stand by the Defense Wednesday afternoon in Lower Manhattan...
MutualFundWire.com -
Wednesday, October 24, 2012
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A Natixis Subsidiary Buys a Money Fund, But Why?
This is the second purchase made by Natixis this month..
MutualFundWire.com -
Wednesday, October 24, 2012
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T. Rowe's Q3 Net Flows Ebb, But the Tide's Still Incoming
In Q3, nearly half the firm's net flows came through target-date funds.
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MutualFundWire.com -
Wednesday, October 24, 2012
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Bent's Defense Calls In the Experts
Former White House ethics attorney gives testimony...
MutualFundWire.com -
Wednesday, October 24, 2012
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Legal Eagle Wagner Predicts an Auto-IRA Push if Obama Wins
A top ERISA attorney shakes her crystal ball and shares her visions at the annual CFDD conference in the Windy City...
401kWire.com -
Wednesday, October 24, 2012
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Castille Rethinks Income, TDFs and Stable Value for BlackRock
The DC chief for the world's largest asset manager takes the stand on the final day of the annual CFDD conference in the Windy City...
401kWire.com -
Wednesday, October 24, 2012
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Reader Rating: 4
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Haase Takes Paychex's New Unit and Partners on the Road
The head of the payroll giant's new advisor-focused retirement plan effort chats on the sidelines of the annual CFDD conference in the Windy City...
401kWire.com -
Wednesday, October 24, 2012
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Reader Rating: 5
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Pilots Divert Plan, Land With Schwab
The plan has 8,600 participants and over $325 million in assets...
401kWire.com -
Wednesday, October 24, 2012
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JPMorgan Launches Part-Passive TDFs
The asset manager's new target date series will use third-party passive ETFs...
MutualFundWire.com -
Wednesday, October 24, 2012
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Schapiro May Not Be Leaving
The SEC chief indicated yesterday she wouldn't abdicate following the November election, as had been speculated...
MutualFundWire.com -
Wednesday, October 24, 2012
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Transamerica Lays Off Dozens
Cuts will affect call centers and mutual fund service...
MutualFundWire.com -
Wednesday, October 24, 2012
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Reader Rating: 5
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A Twofer for Gross Groupies
Two stories about Pimco's debt strategy from two top financial publications. ..
MutualFundWire.com -
Wednesday, October 24, 2012
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Judge's Reversal Costs Regions $9.2MM
An appeals court has reinstated a $9.2 million judgement against the brokerage relating to bond funds...
MutualFundWire.com -
Wednesday, October 24, 2012
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Vanguard Honchos Lay Plans for a New Ship in Malvern Fleet
Fund giant may construct a new building at headquarters..
MutualFundWire.com -
Wednesday, October 24, 2012
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Pricier ETFs Sell Well, WSJ Says
Forget all the fee-war noise...
MutualFundWire.com -
Wednesday, October 24, 2012
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SEC Delays Ruling on JPMorgan Copper ETF, Again
Regulator says it needs more time to consider issues related to controversial fund...
MutualFundWire.com -
Wednesday, October 24, 2012
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Teucrium Crowns a CEO
The ETF shop names a CEO to be compliant with Sarbanes-Oxley...
MutualFundWire.com -
Monday, October 24, 2011
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RiverFront Crosses the River
The Old Dominion State firm moves into a 145-year-old building...
MutualFundWire.com -
Monday, October 24, 2011
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Fiduciary Benchmarks Hires an Elite Advisor
Updated | A veteran retirement plan advisor joins the benchmarking specialist...
401kWire.com -
Monday, October 24, 2011
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Reader Rating: 3.75
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UPDATED: Borzi Finalizes Advice Regs
The EBSA chief unveils the final rule on the prohibited transaction exemption from the PPA five years ago...
401kWire.com -
Monday, October 24, 2011
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Reader Rating: 5
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Putnam Rolls Out Retirement Income Lifestyles
Putnam has taken the wraps of retirement income focused lifestyle funds...
401kWire.com -
Monday, October 24, 2011
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Putnam is Absolutely Ready with Retirement Income Funds
Bob Reynolds is pushing Putnam into retirement income with a new suite of lifestyle funds. The funds are targeted at defined contribution plan sponsors and come with a retirement income analysus tool...
MutualFundWire.com -
Monday, October 24, 2011
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A Jumbo Government Plan Adopts Target-Date Funds
It's also prepping an investment consultant RFP...
401kWire.com -
Monday, October 24, 2011
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RayJ Targets Schwab and Fido NTF ETF Programs
The regional broker-dealer is amping up its support for RIAs by creating a NTF for ETFs...
MutualFundWire.com -
Monday, October 24, 2011
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Fundster Makes Fortune's '40 Under 40'
A portfolio manager lands at number 15 on the list of young guns in the business world...
MutualFundWire.com -
Monday, October 24, 2011
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Berkowitz Gives No More Clues on Fernandez
The Fairholme founder adds that Fernandez resigned from the St. Joe's board and not much else...
MutualFundWire.com -
Monday, October 24, 2011
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Fidelity Adds to its Money Market Staff
The head of Fidelity's money market fund business talks to the Boston Globe...
MutualFundWire.com -
Monday, October 24, 2011
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Kashkari Explains Pimco's Equity Bet
"'I get cold-called by the bluest of blue-chip managers'" who complain that their employers are more focused on marketing than investing," he tells the Chronicle. ...
MutualFundWire.com -
Monday, October 24, 2011
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Study Raises Questions on Security Lending Practices
Mutual fund boards that use an affiliated manager for securities lending had better prep for more scrutiny...
MutualFundWire.com -
Monday, October 24, 2011
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Reader Rating: 4
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Invesco PowerShares Cuts Fees for 11 ETFs
Invesco PowerShares will slash expense ratios effective November 1...
MutualFundWire.com -
Friday, October 24, 2008
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Fink Pens a History Book on Mutual Funds
Fundsters looking to brush up on industry history may want to pick up the book by the former ICI president...
MutualFundWire.com -
Friday, October 24, 2008
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Life after Merrill Lynch
The 401kWire checks in with Cynthia Hayes, who started a new venture shortly after retiring from Merrill Lynch this summer...
401kWire.com -
Friday, October 24, 2008
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Reader Rating: 2
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Miller to Media: I Want to Strengthen 401ks
The California congressman clarifies his positions in light of recent press coverage of two retirement-focused hearings...
401kWire.com -
Friday, October 24, 2008
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A Hewitt DC Partner Changes Hands
A bank buyout puts a fund firm into new hands. So what happens to its current retirement plan administration deal?..
401kWire.com -
Friday, October 24, 2008
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A Plan Provider Yanks its IPO Plans
With market conditions not getting any better, the firm pulls the plug on its plans to go public...
401kWire.com -
Friday, October 24, 2008
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Reader Rating: 3
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Turner Trims its Headcount
Six days after withdrawing its IPO plans, Turner Investment Partners laid off 15 percent of its staff...
MutualFundWire.com -
Friday, October 24, 2008
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Analyst Tags Principal as an Attractive Takeover
Speculation moves on to which rivals would be the best suitors for the insurer...
401kWire.com -
Friday, October 24, 2008
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Reader Rating: 3.67
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Allegiant Prepares to Pledge to a New Parent
National City is about to change hands...
MutualFundWire.com -
Friday, October 24, 2008
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American Century CEO Plans Cost Cuts, 'Cannot Rule Out Personnel'
A top exec provides a glimpse of how the Midwestern fund firm may handle the down-markets...
MutualFundWire.com -
Friday, October 24, 2008
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WSJ Rounds Up Six Fund Managers to Find Deals
A half dozen portfolio managers gain the Wall Street Journal imprimatur of wise men of the current downturn...
MutualFundWire.com -
Friday, October 24, 2008
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Western Union Sub Fights Hedgers for Reserve Fund Assets
Even as The Reserve is preparing to make distributions from its Primary Fund next week, shareholders in an offshore Reserve money fund are squabbling over more assets...
MutualFundWire.com -
Friday, October 24, 2008
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Merrill Smacked by Sub-Prime
Merrill Lynch today reported much wider losses than previously expected...
MutualFundWire.com -
Wednesday, October 24, 2007
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Reader Rating: 4
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Bay State Provider Adds Three to Taft-Hartley Unit
One new hire and two veterans from within the insurer itself bring its multi-employer plan division's total strength to 25.
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401kWire.com -
Wednesday, October 24, 2007
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Banking Giant Wins Another Mega-Market Midwestern Stable Value Mandate
An engine and generator supplier turns switches managers for the capital preservation option in its $1.5 billion 401k plan...
401kWire.com -
Wednesday, October 24, 2007
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More Legislators Pile on 401k Fees
The other house of Congress takes up DC disclosure, but with at least one less remedy in mind.
..
401kWire.com -
Wednesday, October 24, 2007
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Envestnet UMA Hits the Market
Envestnet Asset Management has launched its new Unified Managed Account (UMA) product offering...
MutualFundWire.com -
Wednesday, October 24, 2007
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Reader Rating: 3
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OppFunds Reports an XBRL First
OppFunds has filed made its first filing with the SEC using XBRL...
MutualFundWire.com -
Wednesday, October 24, 2007
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Reader Rating: 3.33
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The Boston Company Begins Re-Building After Munder Lift-out
The BoNY-Mellon subsidiary rewards those who were there in its time of need...
MutualFundWire.com -
Wednesday, October 24, 2007
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Reader Rating: 3
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AMG Snaps Up a Majority Stake in Philly Equity Manager
AMG has taken a 70 percent stake in equity manager, Cooke & Bieler...
MutualFundWire.com -
Wednesday, October 24, 2007
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Reader Rating: 3
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T. Rowe Chief: Low Exposure to Risky Vehicles Is the Secret to Our Success
T. Rowe Price seems to have come through the sub-prime mess with a glow about it...
MutualFundWire.com -
Wednesday, October 24, 2007
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Mutual-Fund Distributions in '07 Seen To Hit Record
Some are predicting that the total mutual-fund distributions this year will be the highest yet, The Wall Street Journal reports...
MutualFundWire.com -
Wednesday, October 24, 2007
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What's Fido's Plan for myPlan?
Reynolds, Johnson and McColgan put on a show for reporters at the Rainbow Room Tuesday morning. What was their plan?..
401kWire.com -
Tuesday, October 24, 2006
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Reader Rating: 3
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401kExchange Exec Moves On
The industry vet has joined the executive team of a West Coast-based organization of retirement-focused advisors...
401kWire.com -
Tuesday, October 24, 2006
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Reader Rating: 5
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Show Me State Sponsor Sitting Pretty
Despite what you may have heard, the Kneibert Clinic is not actively considering adding target date funds to its 401k.
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401kWire.com -
Tuesday, October 24, 2006
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The Online 401k Snags Payroll Partner
The Golden State online DC provider joins up with a nearby payroll provider.
..
401kWire.com -
Tuesday, October 24, 2006
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Reader Rating: 1
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Hartford Hires 529 Pro
The Hartford has hired Jeff Coghan as a product expert for the company's 529 college savings plan product .....
MutualFundWire.com -
Monday, October 24, 2005
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Reader Rating: 4
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Matching is Not Enough
Plan features do not do much to get employees into a 401k plan...
401kWire.com -
Monday, October 24, 2005
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Reader Rating: 4
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LA Rehires Consultant
The incumbent gets another three-year contract...
401kWire.com -
Monday, October 24, 2005
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Rollover Firm Expands Connectivity
The firm is working on adding at least two partners by the first half of 2006...
401kWire.com -
Monday, October 24, 2005
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Another Look at Performance-Based Pay
A recent study out of Insead comes to an interesting conclusion about performance-based pay among mutual fund managers .....
MutualFundWire.com -
Monday, October 24, 2005
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PowerShares Launches Nanotech, Aerospace ETFs
Eight new exchange-traded funds from PowerShares Capital Management are expected to begin trading on October 26 on the American Stock Exchange .....
MutualFundWire.com -
Monday, October 24, 2005
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M&I Buys Trust Group
Marshall & Ilsley Corporation has acquired the trust operations of First Indiana Bank. The unit, FirstTrust Indiana, will be integrated with M&I's Wealth Management unit .....
MutualFundWire.com -
Monday, October 24, 2005
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Riepe Will Retire
James Riepe, vice chairman of T. Rowe Price and a 24-year veteran of the firm, plans to retire at the end of 2005 .....
MutualFundWire.com -
Monday, October 24, 2005
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Ex-Scudder Chief Lands
The former president of Scudder Retirement has started with a new employer...
401kWire.com -
Friday, October 24, 2003
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Reader Rating: 3.67
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Searches Reported this Week
Fidelity wins a pair of plans in Ohio. Reports on eight RFPs...
401kWire.com -
Friday, October 24, 2003
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Ex-BOA Manager Sues
Mounting legal fees move Siphol to sue...
MutualFundWire.com -
Friday, October 24, 2003
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Putnam Facing Class Actions
This time the suits were filed before the charges were...
401kWire.com -
Friday, October 24, 2003
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Reader Rating: 3.33
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Ex-Pru Managers Under The Microscope
The Attorney General's office and the SEC tag team two managers...
MutualFundWire.com -
Friday, October 24, 2003
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Smith Barney Loses Four
Heads have begun to roll...
MutualFundWire.com -
Friday, October 24, 2003
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Reader Rating: 3.5
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Putnam Fires Six Managers
The plot thickens...
MutualFundWire.com -
Friday, October 24, 2003
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Reader Rating: 5
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Fidelity Shuffles its Presidents
Look for the Boston Behemoth to make an official announcement on its replacement for LoRusso in the next few weeks...
401kWire.com -
Thursday, October 24, 2002
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Reader Rating: 2.5
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AMEX Survey Keys Goal-setting
The participant survey finds that goal-setting correlates with high confidence...
401kWire.com -
Thursday, October 24, 2002
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An Industry Veteran Is Back in Consulting
Meaningful industry innovations are occurring at startups, he says. So that is where he is heading...
401kWire.com -
Thursday, October 24, 2002
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Fido Mixes and Matches Unit Heads
A FIRSCo president moves over to the Financial Intermediary group, whose former head will now run the brokerage unit...
MutualFundWire.com -
Thursday, October 24, 2002
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Vendor Mulls Hiring
Access Data is taking a wait-and-see approach on filling the open Northeast DB slot...
MutualFundWire.com -
Thursday, October 24, 2002
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Invesco Retirement Parent Announces 500 Job Cuts
Amvescap is implementing cost-reduction moves in response to falling assets. Invesco RPS earnings drop by half...
401kWire.com -
Thursday, October 24, 2002
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Houston Fund Unit to Axe 122 Jobs
For the first time in its history the broker-sold fund firm will be hit by layoffs, as its overseas parent implements broad cost cuts...
MutualFundWire.com -
Thursday, October 24, 2002
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AIM Signs on With e401k
Despite early promise, Web-401k platforms are likely to prove a difficult channel for funds to gather assets...
MutualFundWire.com -
Wednesday, October 24, 2001
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Reader Rating: 3
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AMG Assets Fall 11.5%
The firm says flows from clients were positive as mister market takes down its assets...
MutualFundWire.com -
Wednesday, October 24, 2001
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Reader Rating: 3
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Turner Adds to Legal Team
The Pennsylvania manager has tapped Stradley Ronon for a deputy counsel.
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MutualFundWire.com -
Wednesday, October 24, 2001
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Reader Rating: 3
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457 on the Prowl
A government plan is hunting for an administrator...
401kWire.com -
Wednesday, October 24, 2001
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Reader Rating: 3
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DAC Scores in the South
The Alabama firm has a new plan sponsor from the South under its wing...
401kWire.com -
Wednesday, October 24, 2001
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Reader Rating: 3
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Spare the Rod
A Kinder Gentler SEC ... More Job Cuts at Bowne...
401kWire.com -
Wednesday, October 24, 2001
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Reader Rating: 3
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Spare the Rod
A Kinder Gentler SEC ... More Job Cuts at Bowne...
MutualFundWire.com -
Wednesday, October 24, 2001
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Reader Rating: 3
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Guardian Upgrades Online
The insurer reports that it has a new web-based feature that will allow speed the process of ordering enrollment kits...
401kWire.com -
Wednesday, October 24, 2001
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Reader Rating: 3
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October 24, 2000
Sloan Says "No" to Investing Social Security in Stocks ... Asian Large Cap Funds Still Winners ... What ETFs, Folios and Admiral Shares Have in Common ... More on Distributions...
401kWire.com -
Tuesday, October 24, 2000
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Reader Rating: 3
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October 24, 2000
Sloan Says "No" to Investing Social Security in Stocks ... Asian Large Cap Funds Still Winners ... What ETFs, Folios and Admiral Shares Have in Common ... More on Distributions...
MutualFundWire.com -
Tuesday, October 24, 2000
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Reader Rating: 3
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Merrill Lets Go of Micro Plan Admin
Merrill Lynch believes it has found the path to profitability in the micro plan market by outsourcing its administrative and recordkeeping duties...
401kWire.com -
Tuesday, October 24, 2000
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Reader Rating: 3
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