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News Stories Archives - Since 1998
A $4.37T-AUC AM SPINs Up 3 More ETFs 2 of the new funds are passively managed, while the third is actively managed... MutualFundWire.com - Thursday, September 5, 2024
None of This Could Be Happening Without ERISA The chief of a retirement plan industry trade group shares his reflections on the 50th anniversary of the federal law... 401kWire.com - Thursday, September 5, 2024 - Reader Rating: 5
An Aggregator Buys a $24B-AUMA, 26-Year-Old RIA The Midwestern deal is the acquirer's biggest one yet in the KPA space... 401kWire.com - Thursday, September 5, 2024
Feit Confirms Three PPI C-Suite Additions The update comes half a year after a private equity firm bought a majority stake in the TPA... 401kWire.com - Thursday, September 5, 2024
4 Years, $5.8B, 29 Funds A Gotham team celebrates a milestone... MutualFundWire.com - Thursday, September 5, 2024
One Out of 7 Participants Give Up Because of This New research underscores an area where complexity (or at least the perception of complexity) appears to be hurting 401(k) participation... 401kWire.com - Thursday, September 5, 2024
Long-Term Outflows Fall $9B As Money Fund Flows Jump $15B The LSEG Lipper folks reveal the latest weekly U.S. fund flows data... MutualFundWire.com - Tuesday, September 5, 2023
94 Percent of Plan Sponsors Work With These That's one finding from new provider research, research that also suggests that an overwhelming majority of sponsors plan to make plan plan design changes soon... 401kWire.com - Tuesday, September 5, 2023
SRP Adds a 2nd Ohio Practice The GRP- and LPL-affiliated KPA aggregator's team welcomes aboard a Midwestern practice that previously affiliated with MassMutual... 401kWire.com - Tuesday, September 5, 2023
A 7-Year DFA Vet Joins Vestwell The new hire will serve as a vice president at the Gotham recordkeeper... 401kWire.com - Tuesday, September 5, 2023
Week In Preview, September 5 - September 10 This week, the teams at Broadridge, DCIIA, ERISApedia, RPAG, Spark, T. Rowe Price, and WIPN are hosting events... 401kWire.com - Tuesday, September 5, 2023
Week In Preview, September 5 - September 10 This week, the teams at ICI, MFDF, and Stradley Ronon will host events... MutualFundWire.com - Tuesday, September 5, 2023
Pitching Retirement Income New research offers some insight into what plan sponsors think of retirement income products... 401kWire.com - Thursday, September 5, 2019
Two National Accounts Posts Are Increasingly Popular For most national accounts roles, fewer fundsters plan to add them. Yet there are two exceptions... MutualFundWire.com - Thursday, September 5, 2019
Happy 401k Day! What Do These Recordkeepers Have Planned? Saving for the future is a daily responsibility. This year we celebrate 401(k) plans on Friday, September 6... 401kWire.com - Thursday, September 5, 2019 - Reader Rating: 5
How Plan Sponsors Changed Cap Group's Leap A marketing executive talks about the provider's first-ever mass-market branding campaign... 401kWire.com - Thursday, September 5, 2019 - Reader Rating: 5
A Giant RKer Seals a 21-Year Stadium Deal Pricing and terms of the naming rights deal have not been disclosed... 401kWire.com - Thursday, September 5, 2019 - Reader Rating: 3
"We Still Need to Run Leaner But" A new CEO talks about turning this asset manager into a "leaner organization.".. MutualFundWire.com - Thursday, September 5, 2019
A 13-Year Nationwide Vet Joins Lincoln Joe Mrozek hires a Maryland-based exec... 401kWire.com - Thursday, September 5, 2019 - Reader Rating: 4
Newport's Founder and Ex-COO Return The duo launch a new venture in a familiar space... 401kWire.com - Wednesday, September 5, 2018 - Reader Rating: 4
After 47 Years, an Industry STAR Rebrands This mutual fund industry trade group is changing its name to reflect the broader array of asset management products... MutualFundWire.com - Wednesday, September 5, 2018
KPAs, an ERISA Legal Eagle Is Searching For You A law firm launches a new service to help plan sponsors find and evaluate retirement plan advisors... 401kWire.com - Wednesday, September 5, 2018 - Reader Rating: 5
Wholesalers Join OneAmerica in Chi-Town and Florida The new hires hail from Ameritas, Capital Group, and Securian... 401kWire.com - Wednesday, September 5, 2018 - Reader Rating: 3.2
One Month, $987.7MM It's been a month since the Boston Behemoth launched a pair of mutual funds with expense ratios of zero bps... MutualFundWire.com - Wednesday, September 5, 2018
Filings For Fundsters - September 5, 2017 The latest mutual fund filings ..... MutualFundWire.com - Tuesday, September 5, 2017
A 16-Year Transamerica Vet Departs Jason Crane leaves Transamerica... 401kWire.com - Tuesday, September 5, 2017 - Reader Rating: 4.58
The Newest Generation Wants to Save... And We're Not Talking About Millennials Study finds that GenZ is eager to save... 401kWire.com - Tuesday, September 5, 2017 - Reader Rating: 2
TA Puts a New Chief In Charge of Russell The new hire succeeds Len Brennan, who will become a strategic advisor to the firm next year... MutualFundWire.com - Tuesday, September 5, 2017
Warren Calls for a Full Fiduciary Reg Implementation The senator sent a letter to both the DoL and SEC regarding the latest proposal to the fiduciary rule. .. 401kWire.com - Tuesday, September 5, 2017
Lincoln Study Reveals a Gap Between Retirement and Life Insurance The latest study revealed how much participants know about their benefits. .. 401kWire.com - Tuesday, September 5, 2017
Week In Preview, 9/5-10 It's almost 401(k) day!.. MutualFundWire.com - Tuesday, September 5, 2017
Software Helps Firms Track Which Advisors Are Buy-and-Holders Does this advisor sell your funds too quickly for them to be a profitable relationship? Before you could only guess. Now a new system from DST helps fund firms drill down on product retention... MutualFundWire.com - Friday, September 5, 2014 - Reader Rating: 4
While Prepping a Fifth 361 Fund, Florence Hires an Envestnet Bigwig The new hire will work closely with advisors to educate them about 361's alt offerings, as well as help guide product development. Meanwhile, the alts-focused mutual fund shop prepares to file for its fifth fund next week... MutualFundWire.com - Friday, September 5, 2014
A SoCal KPA Haas a New B-D Another 401(k) plan advisor (KPA) changes broker-dealer affiliations... 401kWire.com - Friday, September 5, 2014
Giordano's New Hire Targets Larger Market Advisors A J.P. Morgan and Fido alum joins the insurer's institutional retirement group... 401kWire.com - Friday, September 5, 2014 - Reader Rating: 1
Hancock "Calendarizes" Advisors' 401k Service Model The Boston-based Rker unveils a new online tool for KPAs... 401kWire.com - Friday, September 5, 2014 - Reader Rating: 5
The SEC Shines a Light on Revenue Sharing. Is a Crack Down Next? Reuters reports that the regulatory agency has been investigating fund sponsor fees paid to brokerage firms for the past 18-months, and is gearing up for a crack-down. A final analysis is expected by year-end, according to the newswire... MutualFundWire.com - Friday, September 5, 2014
RS Hires an Engineer Petroleum expert expands firm's global natural resources team... MutualFundWire.com - Thursday, September 5, 2013
CV Takes Over a Multi-Strategy Fund On August 22, CV Investment Advisors took over the Presidio Multi-Strategy Fund as interim investment advisor. The board allowed previous investment advisory agreement, which was with Presidio Capital Investments [profile], to expire on August 15. CV founder Brenda A. Smith now PMs the fund. [SEC filing]... MutualFundWire.com - Thursday, September 5, 2013
Ascent Caps Expenses For a Real Estate Fund Effective September 1, Ascent Investment Advisors [profile] implemented expense reimbursements and waivers to cap the James Alpha Global Real Estate Investments Portfolio's expenses through December 31, 2014. The fees are now capped at 244 basis points, 149 bps and 267 bps for A shares, I shares and C shares, respectively [SEC filing]... MutualFundWire.com - Thursday, September 5, 2013
ASPPA Updates the ERISA Handbook The ASPPA published its annual update to the ERISA Outline Book, reflecting new legislation, regulatory guidance and court case outcomes. .. 401kWire.com - Thursday, September 5, 2013
Westcore Cuts a Dividend Fund's Pricing Effective September 1, profile] cut the net expense ratio cap on its Westcore Blue Chip Dividend Fund to 99 basis points, from 115 bps. The new cap will continue at least through April 30, 2014. Westcore also tweaked the fund's distribution schedule, changing it to quarterly. [SEC filing]... MutualFundWire.com - Thursday, September 5, 2013
J.P. Morgan and Pioneer Win a Growth Mandate An insurer's mutual fund arm hires the two asset managers as sub-advisors... MutualFundWire.com - Thursday, September 5, 2013
Happy Birthday to a Franklin Templeton Fund Franklin Templeton is commemorating its fund's 65th bday. .. MutualFundWire.com - Thursday, September 5, 2013
Sheridan Road Brings an Ex-ING Advisor On Board The elite LPL-affiliated retirement plan advisory shop welcomes a managing director in Tennessee... 401kWire.com - Thursday, September 5, 2013
INews Cheers On New American Funds Launches American Funds launched a new emerging market fund, one of many new fund launches of late, InvestmentNews reports. .. MutualFundWire.com - Thursday, September 5, 2013
WSJ: The Muni Bond Market Is "Two-Tiered" The Wall Street Journal covered private meetings by major financial institutions with government officials regarding municipal bonds. .. MutualFundWire.com - Thursday, September 5, 2013
An Alts Shop Leverages its Home Office Savvy Family offices are great places for experimenting with alt products... MutualFundWire.com - Thursday, September 5, 2013
Chepenik Expands to 8 The Central Florida-based retirement plan advisor adds to his team... 401kWire.com - Thursday, September 5, 2013
Money Fund Reform Stalls Again Bloomberg reports on the fund industry's efforts to stall money fund rule. .. MutualFundWire.com - Thursday, September 5, 2013
ETF Roundup: The Godfather of ETFs Leaves Knight Barrons reports on three employee departures at KCG and a new NYSE Euronext platform. .. MutualFundWire.com - Thursday, September 5, 2013
Fido Changes Its Tune On Indexing Fidelity, long a bastion of active portfolio management, is changing with the times. .. MutualFundWire.com - Thursday, September 5, 2013 - Reader Rating: 5
WSJ Covers Invesco's Foray Into Target-Date Funds Invesco is trying to grab a slice of the growing retirement product sector,.. MutualFundWire.com - Thursday, September 5, 2013
Gross' Flagship Sees Withdrawals For a Fourth Month Pimco Total Return Fund keeps seeing outflows, losing 14 percent of its assets in the past four months, Bloomberg reports. Meanwhile, Gundlach is ahead of 86 percent of his peers... MutualFundWire.com - Thursday, September 5, 2013
Zacks Ranks Five Putnam Funds Zacks ranked Putnam's five best of fund family. .. MutualFundWire.com - Thursday, September 5, 2013
Rekenthaler: Siegel Is Right on Stock Prices Morningstar's John Rekenthaler commented on Robert Shiller's Cape ratio and the correlation between a country's corruption and its stock performance. .. MutualFundWire.com - Thursday, September 5, 2013
Financial Engines Founder Wins the EBRI Lillywhite Award William Sharpe has been recognized for his contributions to the retirement industry... 401kWire.com - Wednesday, September 5, 2012
Fifth Third Lawsuit Revived The US Court of Appeals has reinstated the retirement plan-related lawsuit filed by employees of Fifth Third bank. .. 401kWire.com - Wednesday, September 5, 2012
A Banking Giant Amps Up Its DC I-O The bank's mutual fund arm, which has an RKing sibling, expands its DC I-O sales force and plans more changes... 401kWire.com - Wednesday, September 5, 2012 - Reader Rating: 3
ExpertPlan Partners Up Again The RKer has struck a deal with an investment advisory firm... 401kWire.com - Wednesday, September 5, 2012 - Reader Rating: 1.6
Long-time Vanguard PM to Retire He was Vanguard's longest tenured external PM... MutualFundWire.com - Wednesday, September 5, 2012 - Reader Rating: 5
SimCorp Annoints a New CEO New exec was former president of Microsoft Western Europe.. MutualFundWire.com - Wednesday, September 5, 2012
Eaton Vance Unveils Equity Funds Each fund will invest at least 80 percent of net assets in various regions... MutualFundWire.com - Wednesday, September 5, 2012
Separation of Church and Funds? Not So Much, Study Says A study by the University of Georgia and Souther Methodist university has found that an area's predominant religion will affect the behavior of mutual fund shops located there... MutualFundWire.com - Wednesday, September 5, 2012
Virtus Buys an RIA Virtus will add Rampart's proprietary options management systems platform to its capabilities... MutualFundWire.com - Wednesday, September 5, 2012
Beacon Hill Wins a Client from Foreside Columbus, Ohio-based B-D Beacon Hill is the new distributor for ten funds with a combined AUM of over $930 million... MutualFundWire.com - Wednesday, September 5, 2012 - Reader Rating: 5
The BrightScope Bros Make Their "Most Senior External Hire" Yet The Alfred brothers hire a pair of veterans from the broker-dealer side of the business... 401kWire.com - Wednesday, September 5, 2012 - Reader Rating: 4.78
Fidelity Welcomes MFS' Ex-DC I-O Chief A 401k veteran joins the Boston Behemoth's investment-only sales efforts... MutualFundWire.com - Wednesday, September 5, 2012
Larry Fink and Sheryl Sandberg Have a Facebook Chat The BlackRock chief and the Facebook COO had a meeting to discuss the social media giant's disappointing IPO in the past few weeks... MutualFundWire.com - Wednesday, September 5, 2012
The ETF Biz Has a Long Tail The WSJ highlights the concentration of assets in a few ETFs on one end and the massive number of tiny ETFs on the other... MutualFundWire.com - Wednesday, September 5, 2012
Gross Reels In Billions The Wall Street Journal reports on Pimco's inflows... MutualFundWire.com - Wednesday, September 5, 2012
Asset Allocation Doesn't Matter? When it comes to saving for retirement, putting away more far outweighs plan portfolio holdings, says a Putnam white paper... MutualFundWire.com - Wednesday, September 5, 2012
Aberdeen PM Tops Bloomberg's Emerging Market List The stock picker selected the best companies in the most volatile industries... MutualFundWire.com - Wednesday, September 5, 2012
AIG Crosses the Bridge to a $500 Million Deal The insurer reaches a deal to sell a chunk of its investment advisory and asset management business... MutualFundWire.com - Saturday, September 5, 2009
Obama Wants More Workers to be Able to Put Unused Vacation Pay into their 401k President Obama kicks off the Labor Day weekend by unveiling a slew of initiatives aimed at boosting retirement savings... 401kWire.com - Saturday, September 5, 2009
Bramlett Sells Another Piece of BenefitStreet's Pie BenefitStreet appears to be nearing the end of its divestiture journey as yet another deal closes... 401kWire.com - Friday, September 5, 2008
Software Specialists Take a Step Into the DC Biz A new tool offering takes a Northern California-based firm into the retirement plan marketplace... 401kWire.com - Friday, September 5, 2008
Wachovia Taps Ex-Bear Wachovia Securities makes a fixed income hire... MutualFundWire.com - Friday, September 5, 2008
GunnAllen gets a New Top Investor A new face takes command of the board of the indie B-D... MutualFundWire.com - Friday, September 5, 2008
Sick of surfing? Check Out Jobs in Middle America This week the MFWire checks out jobs in the mid-west... MutualFundWire.com - Friday, September 5, 2008
Aberdeen to Add to U.S. Fund Line Aberdeen is planning to expand its line of funds for the first time since acquiring Nationwide's fund business last year... MutualFundWire.com - Friday, September 5, 2008
Happy 401(k) Day! Updated \| The PSCA and plan providers aim to get people thinking about 401ks with games, brochures and microwave popcorn bags... 401kWire.com - Friday, September 5, 2008 - Reader Rating: 2
Pioneer Hires Ex-Hedgie Pioneer has a new manager on two of its funds... MutualFundWire.com - Friday, September 5, 2008
Industry Trade Group Comes Out Against Money Fund Rule Another fund industry player has come out against the money fund rule... MutualFundWire.com - Friday, September 5, 2008
Pimco Sees a Change at the Top A new era dawns at Pimco with Bill Thompson retiring at the end of the year after 15 years at the helm... MutualFundWire.com - Friday, September 5, 2008
Money Market Fund Assets Continue Record Climb Assets in money market funds have hit another record... MutualFundWire.com - Wednesday, September 5, 2007 - Reader Rating: 3
Heartland Advisors Taps Outsourcer to Provide Distribution Services The Milwaukee-based firm has picked an outsourcer to provide distribution services for its mutual funds... MutualFundWire.com - Wednesday, September 5, 2007 - Reader Rating: 3
401kWire Interview: Jerry Bramlett Jerry Bramlett, the former head of The 401(k) Company, talks about life after the sale to Schwab and what he sees happening to the market in the future... 401kWire.com - Wednesday, September 5, 2007 - Reader Rating: 5
BenefitStreet Adds a Custodian To Its ETF Platform The California-based recordkeeper has tapped a second custodian for the ETF 401k platform it rolled out in the spring... 401kWire.com - Wednesday, September 5, 2007 - Reader Rating: 5
Accessor Capital Management Switches Up Sub-Advisers Accessor Capital Management has dropped INTECH as the sub-adviser to its growth fund... MutualFundWire.com - Wednesday, September 5, 2007 - Reader Rating: 3.17
NRP Eyes Another 30 Advisors on Its 'Hot List' The retirement specialist signed on another 16 member firms over the summer months and is now targeting another 30 advisors... 401kWire.com - Wednesday, September 5, 2007 - Reader Rating: 5
Is Another 401k Disclosure Bill in the Offing? A Bay State congressman is reportedly considering proposing a bill on 401(k) fee disclosure... 401kWire.com - Wednesday, September 5, 2007 - Reader Rating: 5
Aberdeen Names US Mutual Fund Chief London-based Aberdeen Asset Management has named a former Scudder exec to head its U.S. mutual fund business... MutualFundWire.com - Wednesday, September 5, 2007 - Reader Rating: 3
Fidelity Rolls Out New Tool for Advisors The Boston Behemoth has introduced a Web-based retirement income planning tool... 401kWire.com - Wednesday, September 5, 2007
SEC Slaps Ex-Boston Stock Exchange President with Fine The SEC hit James B. Crofwell -- the former president of the the Boston Stock Exchange -- and the exchange with a fine for failing enforce exchange rules... MutualFundWire.com - Wednesday, September 5, 2007 - Reader Rating: 3
AXA Advisors Slapped with $1.2 Million Fine FINRA has fined AXA Advisors $1.2 million for failing to adequately supervise its fee-based brokerage business and distributing misleading sales literature... MutualFundWire.com - Wednesday, September 5, 2007 - Reader Rating: 3
Van Eck Debuts New ETF on the Amex Van Eck Global has launched its fifth ETF on Amex... MutualFundWire.com - Wednesday, September 5, 2007 - Reader Rating: 3
Security Benefit's Asset Management Arm Names Product Development and Platform Distribution Chief The asset management arm of Security Benefit has turned to a UBS veteran to head up product development and platform distribution. .. MutualFundWire.com - Wednesday, September 5, 2007 - Reader Rating: 3
Schwab Says Auto Enrollment Adoption Grew Fourfold In Two Years Executives at the San Francisco-headquartered firm said they continue to witness rapid growth in the adoption of auto features... 401kWire.com - Wednesday, September 5, 2007
Vanguard Enhances Service Offerings for Lower Minimums Vanguard is amping up the competition for investors, with a spate of enhanced services for shareholders who invest at least $100,000 in the firm�s no-load, low-cost mutual funds... MutualFundWire.com - Wednesday, September 5, 2007 - Reader Rating: 3
New FINRA Tool to Give Investors Access to Market Data FINRA has launched a new Market Data service geared towards retail investors... MutualFundWire.com - Wednesday, September 5, 2007 - Reader Rating: 3
ISS Says Vote 'Yes' to Nuveen Sale Proxy advisory firm Institutional Shareholder Services has recommended that Nuveen shareholders give their greenlight to the proposed sale to Nuveen to private equity investors... MutualFundWire.com - Wednesday, September 5, 2007
U.S. Bank Rolls Out Money Fund Platform U.S. Bank Institutional Trust & Custody has made a money market portal available to custody clients... MutualFundWire.com - Wednesday, September 5, 2007
NFP Inks Deal for More NYC Space National Financial Partners has signed a lease for its new corporate headquarters at 340 Madison Avenue in New York City... MutualFundWire.com - Wednesday, September 5, 2007 - Reader Rating: 3
Morningstar Settles With Former Aussie Chief Morningstar paid its former Australian chief, Graham Rich, a total of AU$4.0 million to settle a lawsuit stemming from Rich's termination... MutualFundWire.com - Wednesday, September 5, 2007 - Reader Rating: 1
Nuveen Settles Shareholder Lawsuits The Chicago-based asset manager has settled suits brought by some shareholders in connection with the company's sale to a private equity group... MutualFundWire.com - Wednesday, September 5, 2007 - Reader Rating: 3
Ren Cheng Gets a Promotion Ren Cheng will be taking over chief investment officer for Fidelity's lifecycle and asset allocation funds... MutualFundWire.com - Wednesday, September 5, 2007 - Reader Rating: 5
Courts Says No to Rewarding Putnam Whistle-Blower Peter Scannell, who blew the whistle on Putnam in the state and federal market-timing probes that eventually cost Putnam $193.5 million, will not see a penny of that money... MutualFundWire.com - Wednesday, September 5, 2007 - Reader Rating: 3
Stowers Resigns Board Seat James Stowers III will be leaving American Century to pursue opportunities outside of the mutual fund firm... MutualFundWire.com - Wednesday, September 5, 2007 - Reader Rating: 2
Save Darfur to Bring Fidelity Company Fidelity is about to lose the distinction of being the only mutual fund firm in the sights of the Save Darfur Coalition... MutualFundWire.com - Wednesday, September 5, 2007 - Reader Rating: 3
Market Volatility Boosts Gold ETFs Last month's market turmoil may not have done much for the price of gold, but that does not mean that gold ETFs did not benefit... MutualFundWire.com - Wednesday, September 5, 2007
Are State Street Shares A Bargain? A twenty percent markdown of State Street shares is too much of a discount in light of the risks posed by the four conduits argues a WSJ column... MutualFundWire.com - Wednesday, September 5, 2007 - Reader Rating: 3
Judge Oks Delta's Bid To Terminate Plan The Atlanta-based carrier received court approval on Tuesday to end its pilots' pension plan... 401kWire.com - Tuesday, September 5, 2006
Big Apple TPA Adds Select Sector SPDRs The TPA has made the nine sector ETFs available on its platform... 401kWire.com - Tuesday, September 5, 2006
JPMorgan Buys Benefits Consulting Firm It is scooping up a Chicago-based consulting firm to further boost its capabilities as a full-service provider... 401kWire.com - Tuesday, September 5, 2006 - Reader Rating: 2
CitiStreet Taps Mercer Vet The Quincy, Massachusetts-based provider has added a Mercer veteran to its public-sector sales team... 401kWire.com - Tuesday, September 5, 2006 - Reader Rating: 2
Delta Seeks End To Pilots' Pension Plan The nation's third largest carrier told a bankruptcy judge Friday it needs to terminate its pilots' pension plan for it to emerge from bankruptcy... 401kWire.com - Tuesday, September 5, 2006
RSS Provides a Way Around Email's Problems Few senior fund industry executives have heard of RSS (or so it seems), but that may be about to change. RSS -- which stands for "really simple syndication", or, less popularly "rich site summary" or "RDF site summary" -- is essentially a way to send Web site updates to individuals without them having to actively visit your site. Those with long memories may recall the "push" technologies of the 1990s. RSS is at heart the latest push technology... MutualFundWire.com - Tuesday, September 5, 2006
NEXT Hires Recruitment Head The Texas broker-dealer has tapped a fund industry veteran to help boost its reps... MutualFundWire.com - Tuesday, September 5, 2006
Fink to Retire from ICI in 2004 The trade group head announced his plans to retire this afternoon... MutualFundWire.com - Friday, September 5, 2003
Funding Shortfall Could Further Discourage DB Plans Hiking PBGC premiums enough to cover the shortfall would be unacceptable to most plan sponsors... 401kWire.com - Friday, September 5, 2003
Spitzer is Special Guest at Dems Fundraiser The attorney general is taking time out next Monday to attend a fundraiser with Bill Clinton... MutualFundWire.com - Friday, September 5, 2003
MFS Agrees to SEC Fine The firm will pay $913,000 to settle allegations that it made insider trades in government bonds... MutualFundWire.com - Friday, September 5, 2003 - Reader Rating: 5
Galvin Said to be Readying Complaint Against Pru Massachusetts regulators are reportedly working on a complaint involving a Boston office. A report claims the Manhattan office also used timing strategies... MutualFundWire.com - Friday, September 5, 2003
Canary Affair Continues to Unfold Regulators are asking a widening circle of players for information as the first lawsuit is filed against two fund firms. Another hedge fund is also probed... MutualFundWire.com - Friday, September 5, 2003
ABC Names Retirement Policy Chief The trade group has tapped a former Northern Trust executive to replace John Scott... 401kWire.com - Friday, September 5, 2003
The SEC Kicks Off Own Probe The Federal regulator has sent inquiries to dozens of fund firms, says Cutler. Spitzer sets his sight on second hedge fund group... MutualFundWire.com - Friday, September 5, 2003
Lincoln Adds Advisor to Roster Another live advisor has cut a distribution deal with a bundled vendor... 401kWire.com - Thursday, September 5, 2002
AmEx Beats the 529 Drum The firm, in cooperation with PTO Today, are spreading the news about college savings plans... MutualFundWire.com - Thursday, September 5, 2002
MassMutual Adds to DB Web The insurer is rolling out enhancements to its DB product over the coming months... 401kWire.com - Thursday, September 5, 2002
Fund Firm Fined IPO flipping gets this house in trouble with the SEC... MutualFundWire.com - Thursday, September 5, 2002
Getting Ready for OFAC The US Treasury Department is preparing new regulations for the mutual fund industry, and Fund Resource has a tool to meet those requirements... MutualFundWire.com - Thursday, September 5, 2002
Spitzer on the Prowl Again The New York State AG has SSB in his sites this time... MutualFundWire.com - Thursday, September 5, 2002
Fewer Beans in Beantown Layoff fever continues apace in Boston... MutualFundWire.com - Thursday, September 5, 2002
Mellon Flies with the Eagles The firm acquires a software company... MutualFundWire.com - Wednesday, September 5, 2001 - Reader Rating: 3
Vanguard Sows in Iowa The frugal fund heavyweight has added investment tracks to give investors control in the Iowa 529 program. .. MutualFundWire.com - Wednesday, September 5, 2001 - Reader Rating: 3
Fido Off the Wires The Boston Behemoth introduces more wireless features for its participants... 401kWire.com - Wednesday, September 5, 2001 - Reader Rating: 3
Are Participants Paying Too Much in Taxes? A new study from the Federal Reserve Bank of Cleveland concludes that some may be paying more taxes because they have a 401(k) plan... 401kWire.com - Wednesday, September 5, 2001 - Reader Rating: 3
Fool Launches New Service from The Motley Fool .... More on the Nikkei ... Vanguard and Reader's Digest ... FBL Execs on the Road... MutualFundWire.com - Wednesday, September 5, 2001 - Reader Rating: 3
Fool Launches New Service from The Motley Fool .... More on the Nikkei ... Vanguard and Reader's Digest ... FBL Execs on the Road... 401kWire.com - Wednesday, September 5, 2001 - Reader Rating: 3
Stay Tuned for Details, Says Zurich Zurich promises to disclose its plans for Scudder this week. Speculation is the Swiss firm is taking a bath on its investment... MutualFundWire.com - Wednesday, September 5, 2001 - Reader Rating: 3
New Online Campaign for MassMutual The firm beefs up its ads on the web... 401kWire.com - Wednesday, September 5, 2001 - Reader Rating: 3
Hong Kong Exec to Head US Ops Investec, sponsor of the the Guinness Flight Funds has tapped a successor to James Atkinson to head its US operations... MutualFundWire.com - Tuesday, September 5, 2000 - Reader Rating: 3
Fund Co Awards $10 Million Ad Account Neuberger and Berman has dropped Kirshenbaum Bond and Partners as its ad agency... MutualFundWire.com - Tuesday, September 5, 2000 - Reader Rating: 3
Invesco Adds Wholesalers The fund company has tapped wholesalers to cover Texas and Central Florida... MutualFundWire.com - Tuesday, September 5, 2000 - Reader Rating: 3
AIM Restructures Retirement Marketing Group The fund company is shifting the marketing focus of its instutitional business... MutualFundWire.com - Tuesday, September 5, 2000 - Reader Rating: 3
AIM Restructures Retirement Marketing Group The fund company is shifting the marketing focus of its instutitional business... 401kWire.com - Tuesday, September 5, 2000 - Reader Rating: 3
Invesmart Adds Another TPA With its latest acquisition the startup is closing in on the 500,000 participant mark... 401kWire.com - Tuesday, September 5, 2000 - Reader Rating: 3
Insurer Expands Offerings Transamerica adds two outside funds to its small- and mid-sized plan 401k... 401kWire.com - Tuesday, September 5, 2000 - Reader Rating: 3
401k Rulemakers Get Busy Labor Day is over. The kids are back in school. It is 401k day and Congress is back in session. Get ready for a heated debate over the pension reform bill. .. 401kWire.com - Tuesday, September 5, 2000 - Reader Rating: 3
Small Bytes: Fall Fashion is Here! The fall fund season is here. Today ProFunds and Federated took the wraps off new products and Kinetics said that it is readying a new hedge fund... MutualFundWire.com - Tuesday, September 5, 2000 - Reader Rating: 3
September 5, 2000 Pension Bill Under Attack ... Savings Pays ... Company Stock Strategies ... Berger to be Rolled into Janus? ... SEC's Roye on Prososed Fund Regs ... EU OKs Euro Fund Mart ... Whatifi.com Launches ... The Rap on Banks & Funds ... Funds Gain in August ... ETF Performance Guide... 401kWire.com - Tuesday, September 5, 2000 - Reader Rating: 3
September 5, 2000 Berger to be Rolled into Janus? ... SEC's Roye on Prososed Fund Regs ... EU OKs Euro Fund Mart ... Whatifi.com Launches ... The Rap on Banks & Funds ... Funds Gain in August ... ETF Performance Guide ... Pension Bill Under Attack ... Savings Pays ... Company Stock Strategies... MutualFundWire.com - Tuesday, September 5, 2000 - Reader Rating: 3

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