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News Stories Archives - Since 1998
A $139B-AUM Japanese AM Will Power an Active ETF In the U.S.
A Hong Kong asset manager's U.S. arm is teaming up to launch a fourth exchange-traded fund...
MutualFundWire.com - Thursday, April 11, 2024
In PA, an Industry Vet Will Build a New BPAS Team
The new hire most recently spent 21 years with PNC...
401kWire.com - Thursday, April 11, 2024
An AMA Team-Up Nears 10K Participants, And ...
Watch for one of the allies to team up with a couple more recordkeepers soon, too...
401kWire.com - Thursday, April 11, 2024
An Eight-Year CEO Is Out Post-Succession
The CEO switch is effective immediately, a spokesperson for the company confirms...
401kWire.com - Thursday, April 11, 2024
At a $5B-AUM AM, Luciano Leads an Expanded, Relocated Branch
The move more doubles the office's size, both in space and headcount. It will now account for nearly 20 percent of the Empire State firm's overall team...
MutualFundWire.com - Thursday, April 11, 2024
Simply Put, Alerus Launches PEP Number Eight
Per a recent filing, the new pooled employer plan was slated to debut last week...
401kWire.com - Thursday, April 11, 2024
VanEck Switches On Another Thematic ETF
The Gotham shop rolls out an index fund to invest in a specific industry...
MutualFundWire.com - Tuesday, April 11, 2023 Views
Gallagher Closes a $660MM Deal
The deal was first unveiled back in December...
401kWire.com - Tuesday, April 11, 2023
Huntington Sells Its $5.6B-AUM KPA Arm
The deal brings the bank's KPA team to a PE-backed insurance brokerage's KPA aggregator arm...
401kWire.com - Tuesday, April 11, 2023
Why TIAA Is Teaming Up With Four Other RKers
The 403(b) titan is the latest member to join a new consortium...
401kWire.com - Tuesday, April 11, 2023
An Eight-Year Unified Trust Vet Leaves AmericanTCS
The executive held a leadership role in its ATrIS arm...
401kWire.com - Tuesday, April 11, 2023 - Reader Rating: 5
Equity Fund Outflows and Money Fund Inflows Fall By More Than Half
The Refinitiv Lipper folks reveal the latest weekly U.S. fund flows data...
MutualFundWire.com - Tuesday, April 11, 2023 Views
This Year, There Are Four Firms Contending ...
The team at an investment research giant reveals nominees for their big annual awards...
MutualFundWire.com - Monday, April 11, 2022 Views
A 90-Plus-KPA Team Switches B-Ds, But ...
Updated | The team also includes 50 support staff and works with more than 2,000 retirement plans...
401kWire.com - Monday, April 11, 2022
7 Years In, a DC I-O Exec Rises to NSM For a Titan
The promotion comes after his predecessor died last fall...
401kWire.com - Monday, April 11, 2022
Week In Preview, April 11 - April 17
This week, the teams at DCIIA, EBRI, FIS, NIRS, RPAG, and Spark will host events...
401kWire.com - Monday, April 11, 2022
Week In Preview, April 11 - April 17
This week, the teams at Advisor Circle, ETF Database, and ETF Trends will host a conference, and several big asset management players will release earnings reports...
MutualFundWire.com - Monday, April 11, 2022 Views
MissionSquare Brings In a Customer Relations Leader
The new hire has spent more than 20 years in the space...
401kWire.com - Monday, April 11, 2022
Three Social Media Tips For KPAs
A DC I-O team releases the latest edition of their FA social media survey...
401kWire.com - Thursday, April 11, 2019
A Boston Putnam Alum Rejoins Empower
The new hire previously worked for the company as a retirement consultant...
401kWire.com - Thursday, April 11, 2019 - Reader Rating: 1.25
With FAs Upping Their Social Media Game, a CMO Sees Wholesaling and Marketing Transforming
A fund firm releases the sixth edition of its social advisor study...
MutualFundWire.com - Thursday, April 11, 2019 Views
Three Principles Will Guide the Principal-Wells Fargo Integration
A top Principal exec talks about the impending deal, which is expected to close early next quarter...
401kWire.com - Thursday, April 11, 2019 - Reader Rating: 4
ICMA-RC Rolls Out a New Tool for Plan Sponsors
This tool will help plan sponsors evaluate their retirement plans...
401kWire.com - Thursday, April 11, 2019
After 30 Years, a Top WFAM Exec Retires
He'll hand off his PM responsibilities on June 1 and will leave the company a month later...
MutualFundWire.com - Thursday, April 11, 2019 Views
A 9MM-Participant Rker Tackles Student Debt
Empower Retirement teams up with CommonBond to integrate retirement and student loan repayments solutions..
401kWire.com - Thursday, April 11, 2019 - Reader Rating: 5
Participants Want More Help, Especially with Social Security
The second half of a quarterly optimism index finds that plan participants want more from their advisors...
401kWire.com - Wednesday, April 11, 2018
An Insurer's Silo Consolidation Hits Retirement Marketing
Word is that several RKer marketing executives will leave the provider soon...
401kWire.com - Wednesday, April 11, 2018 - Reader Rating: 4
Resolute's New Prez Shares Hiring Plans
The multi-boutique asset manager now has about 125 employees, including its majority-owned affiliates...
MutualFundWire.com - Wednesday, April 11, 2018 Views
Looming Fiduciary Purgatory Sparks a New Special Law Firm Team
Stressed about regulations? This group from Stradley Ronon aims to solve that...
401kWire.com - Wednesday, April 11, 2018
Expect to See Voya on the M&A Hunt
Charlie Nelson talks to 401kWire about consolidation in the retirement plan industry...
401kWire.com - Wednesday, April 11, 2018 - Reader Rating: 3.75
Active Share Catches a Regulator's Eye
The New York Attorney General is a fan of the metric, and 13 big mutual fund shops have agreed to disclose the metric about all of their actively managed equity funds...
MutualFundWire.com - Wednesday, April 11, 2018 Views
MetLife Asks: Lifetime Income or Lump Sum Payments?
The firm conducted a study comparing lump sums and annuities... ..
401kWire.com - Tuesday, April 11, 2017
Fido Taps Into Emotions
The goal is to help people be and feel financially better...
401kWire.com - Tuesday, April 11, 2017 - Reader Rating: 5
Virginia Fund Firm Head Hires Former Intern Turned Successful PM
API Fund's founder, Dave Basten, brings in a former colleague and mentee to manage a mutual fund!..
MutualFundWire.com - Tuesday, April 11, 2017 Views
TIAA Welcomes a Former Aon-Exec
After leaving Aon, an experienced DC consultant joins TIAA. ..
401kWire.com - Tuesday, April 11, 2017 - Reader Rating: 4.67
$1.4B Merrill Lynch KPA Goes From Wirehouse to Join RIA
A wirehouse loses a top KPA.....
401kWire.com - Tuesday, April 11, 2017 - Reader Rating: 4
Brennan Brings a CMO Aboard at Russell
Russell Investments has appointed its first chief marketing officer...
MutualFundWire.com - Tuesday, April 11, 2017 Views
This KPA Sides with RAC
RAC adds a KPA...
401kWire.com - Tuesday, April 11, 2017
Fundsters Face Self-Dealing Charges
A duo of asset managers will have to defend themselves in court...
MutualFundWire.com - Tuesday, April 11, 2017 Views
Chetney Unveils a Trio of New Hires
The KPA alliance chief makes several key appointments at the alliance and at both its OSJ/RIA affiliate...
401kWire.com - Monday, April 11, 2016 - Reader Rating: 5
MassMutual Shifts Its Retirement Biz
MassMutual adjusts its company strategy and Elaine Sarsynski focuses elsewhere. ..
401kWire.com - Monday, April 11, 2016 - Reader Rating: 4
Benna Benchmarks
The man sometimes called the "father of 401(k)" has a new venture, focused on the KPA side of the marketplace...
401kWire.com - Monday, April 11, 2016
O'Hanley Hires a Fido Alum For a Key SSgA Post
The move comes as State Street is preparing to shell out up to $485 million in cash for a $100-billion AUM asset manager...
MutualFundWire.com - Monday, April 11, 2016 Views
Crystal Ball Check: Who Will Take This CIO Spot?
A Keystone State mutual fund shop says goodbye to its investment chief and anoints a duo to lead in the interim. Meanwhile, a wirehouse vet joins in another leadership role...
MutualFundWire.com - Monday, April 11, 2016 Views - Reader Rating: 5
Murphy Brings a Top Voya Exec to Empower
A 25-year industry veteran switches recordkeepers.....
401kWire.com - Monday, April 11, 2016 - Reader Rating: 4.77
RIIA Writes
The Retirement Income Industry Association targets 401(k) plan advisors.....
401kWire.com - Monday, April 11, 2016
The $75MM Fundster
A famed mutual fund PM raked in big bucks last year, though it's still down more than 15 percent...
MutualFundWire.com - Monday, April 11, 2016 Views
A $2.6B 457 Chooses Prudential
The West Coast plan sponsor switched from Great-West...
401kWire.com - Friday, April 11, 2014 - Reader Rating: 5
The PSCA Brings Financial Wellness to Local TV
The PSCA partnered with a local bank in Indiana on the five-episode financial wellness program...
401kWire.com - Friday, April 11, 2014
Fundsters Climb the Appleseed Tree
Two PMs are named co-CEOs of Pekin Singer Strauss, while two others transition to senior advisor roles. A chief operating officer is hired...
MutualFundWire.com - Friday, April 11, 2014 Views
Feldmaier Hires Six and Promotes Two
The team at Cuna Mutual Retirement Solutions is keeping the ball rolling ... as 8 new wholesalers join the company's collaborative...
401kWire.com - Friday, April 11, 2014 - Reader Rating: 4.9
Manning's CFO Seals a Deal
Manning & Nappier brings a managed futures hedge fund, that used to belong to Old Mutual Asset Management, into its fold...
MutualFundWire.com - Friday, April 11, 2014 Views
Alts Are Tough to Benchmark? Duh.
Alts are hard to define, and are usually designed to be so unique that indexers can't grok them, so how do you gauge their performance?..
MutualFundWire.com - Friday, April 11, 2014 Views
A Great-West Alum Joins Mutual of Omaha
Mutual of Omaha adds one to its 401k sales team to cover territories in the western U.S...
401kWire.com - Friday, April 11, 2014 - Reader Rating: 3.75
Will ING Have a Bon Voya?
MFWire outlines some questions to ask when evaluating Voya's potential impact on the industry...
MutualFundWire.com - Thursday, April 11, 2013 Views
The Price of the Next Industry IPO? $600MM and Counting
Artisan IPOed last month, and now another mutual fund shop's parent officially has high hopes for its own impending IPO...
MutualFundWire.com - Thursday, April 11, 2013 Views
ING Kicks Its IPO Up a Few Notches
The recordkeeper's parent amends its S-1 yet again...
401kWire.com - Thursday, April 11, 2013 - Reader Rating: 5
Expense Ratios Continue to Fall
So says ICI data...
MutualFundWire.com - Thursday, April 11, 2013 Views
One RKer Says Participant Loans are Up
However, deferral rates are improving...
401kWire.com - Thursday, April 11, 2013
Bloomberg Has Experts Look at Retirement
Five short columns from experts on what to expect from the future of retirement...
401kWire.com - Thursday, April 11, 2013
A Mutual Fund Shop's Parent Rebrands On Its IPO Voyage
The U.S. arm of a multinational giant will adopt a new name and has launched an ad campaign...
MutualFundWire.com - Thursday, April 11, 2013 Views
The RKer Formerly Known as ING
ING U.S. rebrands on its voyage towards an IPO...
401kWire.com - Thursday, April 11, 2013 - Reader Rating: 4.33
Legg Mason Small Cap Fund is Still Active
Despite some other funds closing to new investors, Bill Hench still wants more deposits..
MutualFundWire.com - Thursday, April 11, 2013 Views
An EM Shop Beats Flow Forecasts by Nearly 500%
First quarter flows smash analyst expectations. Share prices bump over 12 percent...
MutualFundWire.com - Thursday, April 11, 2013 Views
Two PMs Sue to Block a Portfolio Company's Merger
These fundsters run a $4.5B mutual fund, and they're not just phoning in their objections...
MutualFundWire.com - Thursday, April 11, 2013 Views
OpFunds Escapes a Fraud Lawsuit
The case has been dismissed...
MutualFundWire.com - Thursday, April 11, 2013 Views
Gundlach Says the Love is Gone
DoubleLine co-founder says falling yields is making investors think twice about bonds...
MutualFundWire.com - Thursday, April 11, 2013 Views - Reader Rating: 4
23 Percent of Participants Turn to Outside Advisors
The study examines what types of adviser participants prefer...
401kWire.com - Wednesday, April 11, 2012
Montgomery Wins Over a Veteran Wholesaler
A top East Coast retirement plan advisor adds a West Coast Securian alum to his team...
401kWire.com - Wednesday, April 11, 2012 - Reader Rating: 3
A Hedge Fund Firm Officially Enters the '40 Act Business
A hedge fund manager is getting into the fund business right on schedule...
MutualFundWire.com - Wednesday, April 11, 2012 Views - Reader Rating: 4
Mirae Uses a Mulligan For Distribution
Mirae promotes an insider to head of retail sales and distribution...
MutualFundWire.com - Wednesday, April 11, 2012 Views
A Graystone Alum Joins a Massachusetts LPL 401k Shop
A retirement plan specialist adds a full time consultant to his team...
401kWire.com - Wednesday, April 11, 2012 - Reader Rating: 5
RPG Forges a New Alliance
The partnership brings a 3(38) service and professionally managed investment models to the RKing TPA's platform...
401kWire.com - Wednesday, April 11, 2012
WisdomTree's Own PE Tops 300
The stock did better than the firm's mutual funds in 2011...
MutualFundWire.com - Wednesday, April 11, 2012 Views
Cogent Sees ETFs Taking MF's Crown
Yet another study finds that ETFs are replacing mutual funds with advisors and affluent investors...
MutualFundWire.com - Wednesday, April 11, 2012 Views - Reader Rating: 3
Stock Analysts Like AMG, Invesco, T. Rowe
The trio of mutual fund firms are the best bet to leverage Q1's stock market gains into growth...
MutualFundWire.com - Wednesday, April 11, 2012 Views
Wilmington Hedges its Bets with a New Fund
Wilmington Trust is adding a new alternatives fund to it's product line-up...
MutualFundWire.com - Wednesday, April 11, 2012 Views
Parker is Expected to Go With DWS to Guggenheim
The sales price looks like it is coming in at the lower end of the expected range...
MutualFundWire.com - Wednesday, April 11, 2012 Views
SEI Adds One Sub-advisor and Pulls Another
The Pennsylvania mutual fund changes four more products...
MutualFundWire.com - Monday, April 11, 2011 Views
An Appeals Court Reanimates a 401k Fee Suit
Watch for Jerry Schlichter and his team to take a jumbo plan sponsor to trial...
401kWire.com - Monday, April 11, 2011 - Reader Rating: 3.5
Two Fairholme Alumni Launch Their Maiden Fund
The pair is offering a no load go anywhere fund...
MutualFundWire.com - Monday, April 11, 2011 Views
Two Top First Merc Execs Depart
What changes does MassMutual have in store next for the recordkeeper?..
401kWire.com - Monday, April 11, 2011 - Reader Rating: 3
Towers Watson's Chief Hangs it Up
The consulting vet is retiring at the end of the year...
401kWire.com - Monday, April 11, 2011
FBR Bulks Up its Sales Team
The Arlington, Virginia-based ramps up its efforts to reach advisors...
MutualFundWire.com - Monday, April 11, 2011 Views
BB&T's Sales Chief Talks Up an Expansion
The firm's newly appointed sales chief is looking to hire more sales and technology presonnel to his lineup...
401kWire.com - Monday, April 11, 2011 - Reader Rating: 1
Hollywood Entices a Mutual Fund Star
David Tice pumps $10 million into a new movie after leaving his PM posts at Federated...
MutualFundWire.com - Monday, April 11, 2011 Views - Reader Rating: 5
Money Fund Count and Yields Both Shrink
The Journal ponders the woes of the niche liquid mutual funds...
MutualFundWire.com - Monday, April 11, 2011 Views - Reader Rating: 5
Gross is Bearish on U.S. Government Bonds
Bill Gross does not see much value in the U.S. Treasury market...
MutualFundWire.com - Monday, April 11, 2011 Views - Reader Rating: 5
Intech Co-CIO Quits
The co-chief investment officer at the Janus subsidiary has resigned his post...
MutualFundWire.com - Friday, April 11, 2008 Views
Jesup Raises Capital While Temporarily Shutting a Sub Down
To say that Jesup & Lamont has had an interesting week might be a bit of an understatement...
MutualFundWire.com - Friday, April 11, 2008
Ex-MFS Sales Exec Lands at Wachovia
The MFS vet now runs the emerging market sales group at the Charlotte-based provider...
401kWire.com - Friday, April 11, 2008 - Reader Rating: 5
Vanguard Deepens its Ties with a UK Asset Manager
Vanguard has tapped the UK-based firm to subadvise two more funds...
MutualFundWire.com - Friday, April 11, 2008 Views
Gallagher Helps New 403b Clients Consolidate Vendors
Two non-profit DC sponsors turn to the Illinois-based consulting firm for guidance in light of the new IRS regulations. And a 401k sponsor signs on, too. ..
401kWire.com - Friday, April 11, 2008
Nebraska Schools Hand Out 403b Mandate
A West Coast-based provider was selected to serve as provider for the Nebraska Sole 403b Provider Plan...
401kWire.com - Friday, April 11, 2008
PowerShares Launches its Active ETFs
Bruce Bond and co. have rolled out four active ETFs...
MutualFundWire.com - Friday, April 11, 2008 Views
Litman/Gregory Drops TCW as Subadvisor to Two Funds
The sudden departure of a TCW portfolio manager in February prompted Litman/Gregory to hire two replacements for TCW...
MutualFundWire.com - Friday, April 11, 2008 Views
WSJ Tells the Tale of Schwab YieldPlus
The Journal further examines the losses in one popular bond fund yet again...
MutualFundWire.com - Friday, April 11, 2008 Views - Reader Rating: 4
Transamerica IDEX Takes New Sales Direction
The hire of an exective VP and national sales manager means new things for Transamerica...
MutualFundWire.com - Wednesday, April 11, 2007 Views - Reader Rating: 1
Schwab RPS COO Moves On
A retirement executive with the Bay City discount brokerage giant is gone and may be heading East. ..
401kWire.com - Wednesday, April 11, 2007 - Reader Rating: 5
AARP Horns in on Immediate Annuities
AARP has a bigger vision than just mutual funds. The trade group for the 50-plus set is rolling out an immediate annuity and joining the retirement income parade...
MutualFundWire.com - Wednesday, April 11, 2007 - Reader Rating: 5
Watch Out K-Fed, Hancock Has Arrived
Marketing Maven, Michael Zargaj is tapped to shake up the way John Hancock does business...
MutualFundWire.com - Wednesday, April 11, 2007
BD Relations Exec Rejoins Diversified
A one-time Diversified sales pro is returning home after less than a year away...
401kWire.com - Wednesday, April 11, 2007
Payroll Firm To Boost Retirement Sales Force
By the end of June, the Empire State company will have expanded its sales team by as much as 10 percent...
401kWire.com - Wednesday, April 11, 2007 - Reader Rating: 5
Citigroup Gives the Bad News to Employees
The final numbers for the Citigroup job cuts were made public today. The cuts are part of a sweeping overhaul to cut costs and streamline the global bank's operations...
MutualFundWire.com - Wednesday, April 11, 2007 - Reader Rating: 3.33
Trouble Comes in Twos for Knight Securities
Today the NASD leveled fines of $100,000 against Knight Securities' former CEO, Kenneth Pasternak, and the former head of Institutional Sales, John Leighton. The troubled twosome is accused of fraudulent sales to institutional customers. Pasternak was suspended in all supervisory capacities for two years, while Leighton was barred in all supervisory capacities...
MutualFundWire.com - Wednesday, April 11, 2007 - Reader Rating: 3.33
Transamerica Hires National Sales Manager
Transamerica has hired Michael Petko as executive vice president, national sales manager for mutual funds. Petko was most recently senior vice president, Western division sales manager for the national broker-dealer channel at Evergreen Investments...
MutualFundWire.com - Wednesday, April 11, 2007 Views - Reader Rating: 5
Panel to Merrill: Broker Must be Welcomed Back
Arbiters have ordered Merrill Lynch to reinstate a former broker who successfully sued for sex discrimination, winning a $2.2 million award, Reuters reports...
MutualFundWire.com - Wednesday, April 11, 2007 - Reader Rating: 3
Park Financial Group Accused of Price Inflation
Reuters reports that U.S. securities regulators have started enforcement proceedings against a broker-dealer and its principal accused of helping inflate the price of tool maker Spear & Jackson Inc.'s shares and executing orders to sell them. The hearings are to determine what actions are appropriate against the Winter Park, Florida-based broker-dealer Park Financial Group Inc. and its principal, Gordon Cantley. Between February 2002 and July 2003, Park and Cantley executed numerous trades in Spear & Jackson stock, despite obvious red flags...
MutualFundWire.com - Wednesday, April 11, 2007 - Reader Rating: 3
Lifecycle Funds May Have Other Uses
Lifecycle funds are the latch-key kid of the investment world, leave them alone and they will take care of themselves. The WSJ reports that some investors however, have stated playing babysitter to their funds, or using themn in a way that nature did not intend. According to 401(k) data from Vanguard Group, 69% of lifecycle-fund investors own at least one other fund in their retirement plan. Are these people all wrong to try and customize their portfolios when lifecycle funds are already diversified? The odds say they're not, authors of the Vanguard study say that investing in intriguing sectors such as emerging-market stocks, foreign small-company shares and high-yield junk bonds to supplement target date funds may be a strategy that pays off in the long run. So what other non-retirement uses are there for target date funds? Some shareholders are using the funds to amass money for a home purchase, or college. Still others are laddering their funds with each fund covering a certain number of years in retirement...
MutualFundWire.com - Wednesday, April 11, 2007 Views - Reader Rating: 3.33
Funds Bring In The Brawlers on Proxies
Why are OppFunds and others getting into boardroom brawls? The WSJ's Tom Lauricella speculates on the answer...
MutualFundWire.com - Wednesday, April 11, 2007 Views
BGI Crosses the Buoy ... Late
A day after Gus Sauter and the Vanguard crew set sail and stole the wind with their first bond ETFs, Barclays Global Investors has taken up the chase...
MutualFundWire.com - Wednesday, April 11, 2007 Views - Reader Rating: 3
Workers See the Pass and Drop the Ball
A new survey finds participant confidence in retirement benefits dropping, without an accompanying increase in other retirement savings. More than half of participants seem interested in using an advice service, though very few intend to listen to it. ..
401kWire.com - Wednesday, April 11, 2007
Trade Group Calls For Rehearing on B-D Rule
The association wants a recount -- on fee-based brokerage accounts, that is...
MutualFundWire.com - Wednesday, April 11, 2007 - Reader Rating: 3
Templeton, Henderson Deepen Ivy Roots
Waddell & Reed's Ivy Funds group is putting together a package for investors seeking some international spice. The funds from the Kansas City brokerage firm will invest in a mix of existing Ivy Funds products in pre-packaged model portfolios. The funds highlight the stock-picking talents of Templeton Investment Counsel and Henderson Investment Management, says Ivy Funds CEO Tom Butch...
MutualFundWire.com - Wednesday, April 11, 2007 Views - Reader Rating: 3
Decimal Nudges Sponsors to Adopt Roth
The San Francisco recordkeeper will launch its alternative version 401k this week, with an emphasis on how easy it can be...
401kWire.com - Tuesday, April 11, 2006 - Reader Rating: 2
Spark Asks SEC To Push Back 22c-2 Effective Date
The trade group said the commission's rule and proposed amendments inappropriately place added burdens on intermediaries...
401kWire.com - Tuesday, April 11, 2006
Church Group Chooses Provider for Clergy Plan
A Pittsburgh-based ecclesial body has moved to provide coverage for its affiliated clergy, and hopes to expand the plan soon...
401kWire.com - Tuesday, April 11, 2006
Gen Xers To Fund Retirement With Savings
Gen Xers see themselves funding their retirement with personal savings and investments...
401kWire.com - Tuesday, April 11, 2006
Dreyfus Promotes Eggers To COO
The Dreyfus Corp. has elevated its president, Thomas Eggers, to chief operating officer. Eggers will keep his title as president of the New York City-based subsidiary of Mellon Financial Corp. and will continue to oversee sales, marketing and strategic product management and development efforts, according to a news release...
MutualFundWire.com - Tuesday, April 11, 2006 Views
Fidelity Sells Rising Janus Shares
Regulatory documents filed by Fidelity's parent group on Monday show the Boston leader has taken advantage of the rebounding price of Janus Capital Group stock by selling more than two-thirds of its stake since mid-February...
MutualFundWire.com - Tuesday, April 11, 2006 Views - Reader Rating: 4
DTCC To Roll Out 22c-2 Compliance Solution
The Depository Trust & Clearing Commission has enhanced its Networking solution to help fund firms comply with the Securities and Exchange Commission's Rule 22c-2...
MutualFundWire.com - Tuesday, April 11, 2006 Views
Merrill's Donohue Formally Appointed to SEC
On Monday afternoon, the SEC issued a formal announcement which confirmed speculation that Merrill Lynch lawyer Buddy Donohue will be the next director of its Division of Investment Management...
MutualFundWire.com - Tuesday, April 11, 2006 Views
Judges to Hear Challenge to Indy Chair Rule
A federal appeals court is slated to hear the U.S. Chamber of Commerce's challenge to the SEC's independent chairperson rule on Friday .....
MutualFundWire.com - Monday, April 11, 2005 Views
Domini Founder Makes Time's Top 100
Amy Domini, founder and CEO of Domini Social Investments, has been named one of Time Magazine's Time 100 list of "men and women whose power, talent or moral example is transforming the world."..
MutualFundWire.com - Monday, April 11, 2005 Views
Invesmart Courts RIA Partners
The plan administrator and advice provider is seeking to add RIA distribution...
401kWire.com - Monday, April 11, 2005
SEC Probes Two More Bear Stearns Execs
The Wall Street firm's clearing operation gets even more scrutiny...
MutualFundWire.com - Monday, April 11, 2005
Former GoldK Exec Heads for Familiar Ground
GoldK's former top marketer joins another recordkeeping shop...
401kWire.com - Monday, April 11, 2005 - Reader Rating: 4
Inside the Mind of a Fee Cutter
What are plan consultants looking for from providers?..
401kWire.com - Monday, April 11, 2005 - Reader Rating: 3
Reps Back REIT Option in TSP
Indexed REIT managers may have a chance with the mammoth federal plan...
401kWire.com - Monday, April 11, 2005 - Reader Rating: 2
SIA Member Wants Distance from Social Security Reform
AllianceBernstein has broken ranks with the Securities Industry Association over the issue of Social Security reform...
MutualFundWire.com - Monday, April 11, 2005 Views
Schwab Names RIA Board
Schwab Institutional has tapped another crop of RIA owners for its Advisory Board...
MutualFundWire.com - Monday, April 11, 2005 Views
Education Provider Hires Strong Vet
Strong veteran Alan Krenke has landed with an education company based in Milwaukee, Wisconsin...
MutualFundWire.com - Monday, April 11, 2005 Views
It is Official: Strong is No More
Strong Funds was officially absorbed into Wells Fargo Funds Monday. The San Francisco-based fund firm purchased Strong Funds' $24 billion in registered products and $5 billion in other assets after the Menomonee Falls, Wisconsin outfit was caught up in the Spitzer investigations...
MutualFundWire.com - Monday, April 11, 2005 Views
Morningstar IPO May Happen as Soon as Next Week
Morningstar's long-awaited IPO may take place as soon as next week. The Wall Street Journal reported Monday that the sale would consist of an auction of 7.6 million shares that are expected to be priced between $16 and $19 per share. The offering could raise as much as $130 million for Softbank Finance Corp...
MutualFundWire.com - Monday, April 11, 2005 Views
OppFunds Join Asset Allocation Fund Parade
Asset allocation launches remain hot with OppenheimerFunds the latest to roll out its version of the product. Its newest funds fall into the "lifestyle" category and target different risk tolerances. ..
MutualFundWire.com - Monday, April 11, 2005 Views
Dreyfus Director Package Causes Stir
The media backlash against funds continues as reports question the pay package of a Dreyfus director...
MutualFundWire.com - Friday, April 11, 2003 Views - Reader Rating: 5
Portman-Cardin Likely to Pass, But When?
All sides in the retirement industry appear happy with Portman-Cardin, but time-consuming congressional gridlock on the pending Econ Stimulus Package could delay passage...
401kWire.com - Friday, April 11, 2003 - Reader Rating: 4.5
SSRM Lands Consultant Relations Head
The Boston-based firm lands an executive from across town...
401kWire.com - Friday, April 11, 2003
Highfields Slams Janus for Hiding Pay Info
The buyout firm voices its displeasure at not being told of compensation paid to Mark Whiston, Helen Hayes and James Goff...
MutualFundWire.com - Friday, April 11, 2003 Views - Reader Rating: 5
State Street to Cut Another 1,800
The cuts may portend coming red ink at the bank...
MutualFundWire.com - Friday, April 11, 2003 Views
JP Morgan Offers Terms to American Century
Employees of the Kansas City firm received an email update on the progress of the talks this week...
401kWire.com - Friday, April 11, 2003
Transamerica Upgrades Retirement Line
UPDATED: The provider aims to better serve the key TPA channel with new & improved retirement service products for sponsors...
401kWire.com - Friday, April 11, 2003
Liberty Flashes Old Tax News
BofA Delves into Self-Reflective Sector ... Liberty Flashes Old Tax News..
MutualFundWire.com - Wednesday, April 11, 2001 Views - Reader Rating: 3
Liberty Flashes Old Tax News
BofA Delves into Self-Reflective Sector ... Liberty Flashes Old Tax News..
401kWire.com - Wednesday, April 11, 2001 - Reader Rating: 3
How Many Fund Mergers in 2000?
Wiesenberger reveals a startling shift in the fund industry...
MutualFundWire.com - Wednesday, April 11, 2001 Views - Reader Rating: 3
Breaking the Marketing Research Mold
Market research firm targets fund complexes with financial intermediary data...
MutualFundWire.com - Wednesday, April 11, 2001 - Reader Rating: 3
Putnam Slashes Staff
More than 200 let go as Putnam tightens ship...
MutualFundWire.com - Wednesday, April 11, 2001 Views - Reader Rating: 3
Putnam Slashes Staff
More than 200 let go as Putnam tightens ship...
401kWire.com - Wednesday, April 11, 2001 - Reader Rating: 3
MetLife Here to Stay
Rumors of the demise of this vendor's TPA business have been greatly exaggerated...
401kWire.com - Wednesday, April 11, 2001 - Reader Rating: 3
More Tools For Fewer Ameritraders
More Tools For Fewer Ameritraders ... Franklin Templeton Chooses Morningstar..
MutualFundWire.com - Wednesday, April 11, 2001 Views - Reader Rating: 3
More Tools For Fewer Ameritraders
More Tools For Fewer Ameritraders ... Franklin Templeton Chooses Morningstar..
401kWire.com - Wednesday, April 11, 2001 - Reader Rating: 3
The Little Fund that Could
What do Nations Funds and a New York boutique have in common?..
MutualFundWire.com - Wednesday, April 11, 2001 - Reader Rating: 3
Schwab Nets New Wins
The California Colossus has brought new sponsors into the fold...
401kWire.com - Wednesday, April 11, 2001 - Reader Rating: 3
Numeric Closes Micro Cap Fund
Increasing size threatens performance...
MutualFundWire.com - Tuesday, April 11, 2000 - Reader Rating: 3
Lights, Camera, Scudder
A new ad blitz by Scudder is being launched and asks investors if "they are ready."..
MutualFundWire.com - Tuesday, April 11, 2000 Views - Reader Rating: 3
TPA Goes Online
Swerdlin & Compay, a third-party administrator located in Atlanta, is launching its Web site DayPak.net...
401kWire.com - Tuesday, April 11, 2000 - Reader Rating: 3
Exec at Northern Trust to Step Down
Sheila Penrose, president of corporate and institutional services at Northern Trust, is retiring. The move will occur in September of this year. The unit is responsible for retirement services at the firm...
401kWire.com - Tuesday, April 11, 2000 - Reader Rating: 3
Web Service Offers New Advisors Site Design
AdvisorSites has launched a new template product for starter sites for the investment advisor community...
MutualFundWire.com - Tuesday, April 11, 2000 Views - Reader Rating: 5
Odd Lots, April 11, 2000
Slattery exits PBHG ... Montgomery launches new funds ... Chase buys Flemings...
401kWire.com - Tuesday, April 11, 2000 - Reader Rating: 3
Odd Lots, April 11, 2000
Slattery exits PBHG ... Montgomery launches new funds ... Chase buys Flemings...
MutualFundWire.com - Tuesday, April 11, 2000 Views - Reader Rating: 3
Small Cap at Kinetics
The funds just keep on coming, this time it's a small-cap...
MutualFundWire.com - Tuesday, April 11, 2000 - Reader Rating: 3
Manulife's New Investment Horizons
Manulife Financial has unveiled a new investment window for 401(k) participants entitled the Manulife Personal Brokerage Account (PBA), a spokesperson with the firm told the 401kWire.com. The product allows employees to invest directly in stocks, bonds, and mutual funds...
401kWire.com - Tuesday, April 11, 2000 - Reader Rating: 3
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