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16 stories matched your search criteria. To read the complete story you must be an active member of the For information on becoming a member contact our sales department at 212-331-8995 x101.
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Has Joe Sullivan Found a Buyer For Legg?
Tuesday, February 21, 2017
The publicly-traded mutual fund shop's shares jumped a bit yesterday after a report that someone is bidding.

Institutional Shares Now Utterly Dominate This NTF Platform
Friday, February 17, 2017
Reader Rating: 5
Two and a half years into a big push, an RIA custodian has seen flows completely transform.

Booth Anoints a Second Successor
Wednesday, February 22, 2017
The DFA founder has found another co-CEO. Yet David Booth isn't going anywhere just yet.

Amundi and Pioneer Face Post-Merger Cuts, But ...
Tuesday, February 21, 2017
Amundi's chief talks about his plans for finding cost synergies at the asset managers once they combine. Yet it's unclear what that means for Pioneer's U.S. business.

Brooks Shakes Up a Key Deutsche AM Channel
Tuesday, February 21, 2017
It's not clear how many staff were affected by the changes.

The Most Exclusive ETF Club Is About to Double Its Membership ... to Two
Friday, February 24, 2017
A second ETF looks poised to pass the $100-billion mark soon.

The Man Who Would Rescue the Anti DoL Rule Fight
Friday, February 17, 2017
A day after Andy Puzder withdrew from consideration, Donald Trump nominates someone else for Secretary of Labor. If the new nominee is confirmed by the Senate, he will be the one to carry any fiduciary reg delay, change, or repeal across the finish line.

Jensenís Distro Head Retires
Thursday, February 23, 2017
The managing director of sales, marketing, and client services will retire on February 28.

Expect Miracles Takes Manhattan With Their Biggest Event Ever
Friday, February 17, 2017
The group with the tagline "Financial Services Against Cancer" hosts its third annual NYC cocktail party.

Deutsche and Franklin Execs Meet the Press
Thursday, February 23, 2017
Today the two asset managers are each holding media events in the Big Apple.

Clancy Searches for a Second-in-Command
Wednesday, February 22, 2017
After Scott Stevens left Fidelity last month, there's an open role at the platform.

The New Fund Fuss - February 17, 2017
Friday, February 17, 2017
The latest funds about to make their grand debut!

TIAA and Passive Players Won January
Tuesday, February 21, 2017
M* releases estimated mutual fund flows data for last month.

FCCS Brings in Over $100 Billion Again
Tuesday, February 21, 2017
The clearing and custody arm of the Boston Behemoth posted $1.67 trillion in client assets and over $100 billion in net flows for the third year in a row.

Filings for Fundsters - February 22, 2017
Wednesday, February 22, 2017
A compilation of the latest SEC filings!

The New Fund Fuss - February 23, 2017
Thursday, February 23, 2017
The latest funds about to make their grand debut!

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