The MFWire
Manage Email Alerts | Sponsorships | About MFWire | Who We Are
       The insiders' edge for 40 Act industry executives!
   An InvestmentWires Pub 
Got Tips?
Share news, a press release or gossip.

 Get Daily Emails
MFWire headlines delivered to you each morning and afternoon.

Advertise Here
Reach more than 3,900 top fund executives via the fastest growing news service for industry insiders.

Call Now For Rates: 212-331-8999

Published by
40 Wall Street
28th Floor
New York, NY 10005

Stories Published Between 4/1/2003 And 7/1/2003
6/30/2003 Janus To Reopen Overseas
6/30/2003 S&P to Revamp the Way it Looks at Funds
6/30/2003 Citizens Eyes the Institutional Biz
6/30/2003 Neuberger Confirms Sale Talks
6/27/2003 Bisys Targets SMAs
6/27/2003 Thrivenet Financial CIO to Retire
6/27/2003 PMP Offers Wholesaling System to B/Ds
6/27/2003 Offshore Fund Taps GIS
6/27/2003 Fund Servicer Adds Wholesaling Help
6/26/2003 Gartmore Plans Registered Hedge Funds
6/26/2003 Nuveen Fund Raises $2.2 Billion
6/26/2003 Neuberger for Sale?
6/26/2003 Some Cuts at State Street are Forced
6/25/2003 State Street Sells Unit to Schwab
6/25/2003 Lockwood Taps Affiliate for Platform
6/25/2003 NASD Fines B-D Over B Share Sales
6/25/2003 State Street Workers Happy to Leave
6/25/2003 Ennis Moves to Morgan Stanley
6/24/2003 American Century Still Shrinking
6/24/2003 Kansas City Family Names Sales Chief
6/24/2003 AdvisorPort Adds Hedge Funds
6/24/2003 Schwab Reportedly Buying Assets
6/23/2003 M&A Will Become More Focused
6/23/2003 Fidelity Drops Loads on Five Holdouts
6/23/2003 Navellier Makes Distribution Pact
6/20/2003 Portland Fund Family Opens Seattle Office
6/20/2003 Ex-Fido President Joins Hartford Board
6/20/2003 Hancock Rakes in Assets for Closed-End Fund
6/20/2003 Harbor Fund Closes Small Cap Growth Doors
6/19/2003 Whiston Finds New Help
6/19/2003 AXP Funds Adds Three Funds
6/19/2003 Steal These Proxy Voting Guidelines
6/18/2003 Action on Baker Bill Set for Mid-July
6/18/2003 Philly Fund Firm Rolls Out R Shares
6/18/2003 Vanguard Makes Belgian Ally
6/18/2003 Republicans in Drag
6/17/2003 How Committed is Baker?
6/17/2003 PFPC Adds to Alternatives Group
6/17/2003 Turner Reopening Fund
6/17/2003 New Custodian Starts Advisor Conversions
6/17/2003 LGFA Finds Four Small Cap Masters
6/17/2003 Integrity Names Marketing Director
6/16/2003 Sauter Gets a Helping Hand
6/16/2003 Zurich Finds Threadneedle Buyer
6/16/2003 Invesco Shuttering Asian Fund Group
6/16/2003 Another B Share Suit Filed
6/16/2003 Crew Members Divvy Up Less Loot
6/13/2003 PaydenFunds Taps Back Office Helper
6/13/2003 Invesco & AIM Merge Funds
6/13/2003 American Century CMO to Retire
6/12/2003 Vanguard Tells Investors to Cool Their Jets
6/12/2003 Vanguard Stocks Supermarket Shelves
6/12/2003 How to Save a Million
6/12/2003 Baker Targets Funds
6/11/2003 Great-West Awards Bond Mandate
6/11/2003 Hedge Shop Opens Mutual Fund
6/11/2003 Ranks of US Wealthy Decline
6/11/2003 Barclays Trims Gabelli Stake
6/10/2003 Folio Expands Offerings
6/10/2003 No More PaineWebber
6/10/2003 M&I Names CEO
6/10/2003 TIAA-CREF Names New CFO
6/10/2003 A New Fund Idea
6/10/2003 SEC May Target Revenue Sharing
6/9/2003 Bridgeway Elects Director and Names Partners
6/9/2003 BISYS Offers Proxy Service Solution
6/9/2003 GE Trimming Lineup
6/9/2003 Scudder Adds to Advocate VA Family
6/6/2003 GE Financial Adds National Sales Manager Post
6/6/2003 Macaskill Resurfaces
6/6/2003 Overture Seals a Deal
6/5/2003 ICI Hires Lobbyist with Ties to the GOP
6/5/2003 BISYS Boosts Distribution Solutions via Alliance
6/5/2003 Eaton Vance to Buy Bulk of SMA Player
6/5/2003 Vendor Hustles to Meet Tax Change Needs
6/4/2003 PFPC Picks up New Fund Client
6/4/2003 CRA Helps Managers Assess Competition
6/4/2003 Midwest Firm Integrates B-D Units
6/4/2003 ING Goes Outside for Large Cap Fund
6/3/2003 B-D Client Group Head to Exit Firm
6/3/2003 Funds Named After Managers Beat the Deck
6/2/2003 Kelmoore Goes Live with CheckFree APL
6/2/2003 GEPAM Reaps Big Demand for MDAs
6/2/2003 GEPAM Adds to Investment Management Menu
6/2/2003 John Hancock Rolls Out New Income Fund
6/2/2003 Asset Managers -- Corp Governance Mentors?
6/2/2003 Vendor Lands Frank Russell as a Client
5/30/2003 PFPC Pushes Start-Up Fund Service
5/30/2003 Insurer Spiffs Up Web for Advisors
5/30/2003 Vanguard Preps New Annuity
5/30/2003 Cornhusker 529 Opens Doors
5/29/2003 Pioneer USA Names Geraci Replacement
5/29/2003 Schwab Rolls Out Small Cap Fund
5/29/2003 LPL Chooses SubAccountant for Funds
5/29/2003 Eaton Vance Boasts $2 Billion Offering
5/29/2003 EnvestnetPMC Signs Up Midwest Trust
5/28/2003 Federated Launches 529
5/28/2003 Sentinel Appeals to Income Focused Investors
5/28/2003 Putnam Again Posts Largest Outflow
5/28/2003 Nasdaq Licenses Index to Fidelity
5/28/2003 More Boxes for Hedge-like Funds?
5/28/2003 Victory Deal Brings Diversity
5/27/2003 The NASD Cracks Down on VA Sales
5/27/2003 TIAA-CREF Suspends Deferred Annuity Sales
5/27/2003 ING Ties Into Pricing Tool
5/27/2003 Delaware Investments Hires New Retail Head
5/23/2003 Vendor Adds Ibbotson to Client-base
5/23/2003 Software Vendor Lands Natl Sales Exec
5/23/2003 Social Funds Focus On Corp Board Diversity
5/22/2003 BISYS Fund Services Expands Key Alliance
5/22/2003 Franklin Templeton Picks RK Partner for 529
5/22/2003 Beware of Disgruntled Employees with Writing Ambitions
5/21/2003 New Broker-dealer Adds a Pair of Key Execs
5/21/2003 SEI Adds Diagnostic Tool to Line-up
5/21/2003 American Funds Added to a 529 Plan
5/21/2003 KPMG Debuts Advisor-focused Service
5/20/2003 Integrity Brings Back Veteran
5/20/2003 Raymond James Taps Into Fund Info Portal
5/20/2003 Invesco UK Taps ID Management Platform
5/20/2003 NASD Pushes Breakpoint Deadline
5/19/2003 New Fund Family Launching
5/19/2003 SEC Thinking on Hedge Funds Evolves
5/19/2003 MLIM Picks Up UK Pension Plans
5/19/2003 AIM Drops AdvisorCentral
5/16/2003 Mine Your Shareholder Data
5/16/2003 Evergreen Goes After SubAdvisory Opps
5/16/2003 Bjurman Opens One, Closes Another
5/16/2003 FleetBostonHancock?
5/15/2003 FRC Reorganizes Practice Areas
5/15/2003 Shakeup at Invesco UK
5/15/2003 New B-D Taps Wrap Platform
5/15/2003 Ex-Montgomery CFO Lands Gig
5/15/2003 PFPC Trust Promotes Sparhawk
5/15/2003 Regulators Investigate Fidelity Branches
5/14/2003 Fund Spending on Advertisments Continues Fall
5/14/2003 Putnam Releases Proxy Guidelines
5/14/2003 Genomics New SubAdvisor Gains Approval
5/14/2003 Buyout Brings PM Back to Avatar
5/14/2003 AFSS Adds TA Studies
5/14/2003 Time is Ripe for Launch Says San Fran Firm
5/13/2003 Heartland Joins AdvisorCentral
5/13/2003 Bond Chief Returns to SSRM
5/13/2003 BGI Extends Distribution Deal
5/13/2003 BNY Taps New Asset Management Head
5/13/2003 MFS Keen on Asset Allocation
5/12/2003 Vanguard to Grow Distribution Via RIAs
5/12/2003 MFS Expands Tie to Advice Provider
5/12/2003 Columbia Management Launches 529 Plan
5/12/2003 Northern Trust Partners to Upgrade Services
5/12/2003 Northern Trust to Launch NYC Office
5/9/2003 MLIM Settles Mercury Related Suits
5/9/2003 Big Broker to Push Funds Onto 401(k) Platforms
5/9/2003 Zurich Sells Another Fund Business
5/9/2003 Bogle Not Popular at Vanguard Either
5/8/2003 Northern Trust Global Unit Taps New CEO
5/8/2003 A New RBC Fund Unit Outsources Back Office
5/8/2003 Strategic Advisors Files for Five New Funds
5/8/2003 Feds O.K. Fidelity-UBS Deal
5/7/2003 Asset Managers in SMAs Boost Sales Budgets
5/7/2003 Lockwood Execs to Hit the Road
5/7/2003 Bill Promises Cap Gains Relief to Fund Shareholders
5/7/2003 Franklin Promotes Baio and Bolt
5/7/2003 Analyst Sees Fund Stocks Caught in Doldrums
5/7/2003 AG&T Markets Online Asset Allocation Program
5/6/2003 STC Names New VP of Private Client Services
5/6/2003 Schwab Reorganizes Execs
5/6/2003 BISYS Offers New Breakpoint Compliance Service
5/6/2003 State Street Lands Fund Mandates
5/6/2003 E*TRADE Signs Outsourcing Pact
5/5/2003 Schwab Looks to Add Fees for OneSource
5/5/2003 JP Morgan Fund Unit Adds Fixed-income CIO
5/5/2003 Morningstar Inks New Financial Advisor Deal
5/2/2003 Scudder Finds New Home for its 401ks
5/2/2003 Putnam CIOs Move Offices to Rally the Troops
5/1/2003 Wellington Wins Canadian Mandate
5/1/2003 Skandia Honchos Move On
5/1/2003 TD Waterhouse is in Play
5/1/2003 SanFran Family Sees Growth Opps
5/1/2003 Vanguard Adds Annuity Options
5/1/2003 VA Adds Two Outside Managers
5/1/2003 Can Fund Firms Collect?
4/30/2003 Why Abby Johnson is Wrong
4/30/2003 Janus Cuts Options Grants
4/30/2003 Baron Agrees to Fine
4/30/2003 Fido Trader Gets 30 Months
4/29/2003 Manulife Adds to Advisor Tools
4/29/2003 CSF Finalizes Board
4/29/2003 Morningstar Expands Separate Account Info Distribution
4/29/2003 Another ETF Effort Launches Thursday
4/29/2003 Fidelity to Give Raises After All
4/28/2003 Four Subadvisors Land Mandates
4/28/2003 Turning on the Tap at T Rowe Price
4/28/2003 Push for Pay Disclosure Grows
4/28/2003 Will SARS be the Next Big Thing Holding Back Funds?
4/28/2003 Komansky Makes it Official
4/28/2003 Shrinkage Ahead?
4/28/2003 Closed-End Fund Targets Distressed Debt
4/28/2003 Outflow Streak Grows Longer
4/28/2003 Fido Manager Forms Hedge Fund
4/28/2003 Schwab Becomes a Banker
4/25/2003 American Funds Finds 401k Shelf Space Easy to Come By
4/25/2003 Vanguard Targets Arbitrageurs with Extra Fee
4/25/2003 Banc One To Launch SMA Offering
4/24/2003 Five Fund Brands Join Best of America VA
4/24/2003 Oberweiss Will Close Fund
4/24/2003 Vision Funds to Swallow Ark Funds
4/24/2003 Securian Sells Funds
4/24/2003 Hancock Trims 280 Through Outsourcing Move
4/23/2003 Banc One to Enhance Program
4/23/2003 Hennessy Plans New Fund
4/23/2003 Strong Gets Chatty
4/23/2003 Manager Moves to CheckFree APL
4/23/2003 Geraci Resigns From Pioneer
4/22/2003 OneSource Assets Hold Steady
4/22/2003 Northern Trust Taps Morningstar Tools
4/22/2003 Private-Label Platform Adds Bonds
4/22/2003 Rydex, S&P Set Launch Date
4/22/2003 State Greed Puts 529s at Risk
4/21/2003 MLIM Adds B-D Distribution
4/21/2003 Bank Channel Sales Remain Strong
4/21/2003 Navellier, Lisanti Out at ING
4/21/2003 ETF Advisors to Liquidate
4/21/2003 ING Buys Into Affluent Market
4/17/2003 Federated Sees Money Funds as Good Collateral
4/17/2003 Gabelli Takes Pay Cut
4/17/2003 Hayes to Leave Janus
4/17/2003 Skandia Fires CEO
4/16/2003 Wirehouse Adds Six Portfolios
4/16/2003 Waterhouse Vets to Open Custodian
4/16/2003 Morningstar Adds Portfolios
4/16/2003 Putnam Lovell Buys Minority Stake in Manager
4/16/2003 TD Mutual Funds Among Hot Canadian Funds
4/15/2003 Delaware Lands Alliance Marketer
4/15/2003 RS Names Co-Manager of Net Fund
4/15/2003 Consultant Offers Private Label 529 Site
4/15/2003 Fund Industry Gets Career Site
4/15/2003 Janus Chairman Defends Disclosure
4/14/2003 Manager Rollup Partners With ForestView
4/14/2003 Bisys Taps Fund Services Head
4/14/2003 Vanguard Sues Enron Underwriters
4/14/2003 BlackRock Buys Hedge Fund Specialist
4/11/2003 Dreyfus Director Package Causes Stir
4/11/2003 Highfields Slams Janus for Hiding Pay Info
4/11/2003 State Street to Cut Another 1,800
4/10/2003 Chicago Investment Manager May Add 40 Sales Pros
4/10/2003 Ex-Nomura Marketer Joins Midwest Firm
4/10/2003 Online Search Enabler Attracts More Clients
4/9/2003 STC Adds another RIA to Master Custody Platform
4/9/2003 Federated Adds K-class, to Expand Investment Focus
4/9/2003 Top Growing Fund Making Institutional Push
4/9/2003 Fidelity to Buy UBS Clearing Arm
4/8/2003 RiskMetrics Unveils Best & Worst Funds
4/8/2003 Victory Cap Beefs Up Institutional Sales Team
4/8/2003 Mellon to Buy Atlanta Wealth Manager
4/8/2003 Taxes May Always Squeeze Investors
4/8/2003 New Janus CEO Salary Pegged at $600,000
4/7/2003 BISYS Enters the SMA Market
4/7/2003 North Carolina Expands Advisor-Sold 529 Plan
4/7/2003 Legg Mason Private Labels 529 Plan
4/7/2003 Morningstar to Revamp Fund Categories
4/4/2003 Do Fund Investors Really Favor Male Managers?
4/4/2003 Merrill Sets Record with Preferred Fund
4/3/2003 Pictet Liquidating Five Star Fund
4/3/2003 Vanguard Says MSCI Move Not Related to Suit
4/3/2003 Managers Cutting Sales Costs
4/3/2003 Two UBS Execs Move On
4/3/2003 Neuberger Adds Two Portfolios to Wirehouse Wrap
4/3/2003 Putnam Disputes Report of Wholesaler Cuts
4/2/2003 New Firm Seeks Deals
4/2/2003 Pioneer Chief Denies Sale Rumors
4/2/2003 Fund SRO Appears DOA
4/2/2003 Excelsior Registers Buyout Fund
4/1/2003 Expert Sees No Turn Asset Manager Price Tags
4/1/2003 Three More Managers Tap CheckFree APL
4/1/2003 DST Completes Its Largest Conversion

©All rights reserved to InvestmentWires, Inc. 1997-2024
14 Wall Street | 20th Floor | New York, NY 10005 | P: 212-331-8968 | F: 212-331-8998
Privacy Policy :: Terms of Use