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21. Mike Latham (2010) 22. Will Danoff (2010) 23. William "Ted" Truscott (2010)
24. Charles Johnson (2010) 25. Abby Johnson (2010) 26. Brian Gaffney (2010)
27. Peter Kraus (2010) 28. Scott Powers (2010) 29. Mohamed El-Erian (2010)
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News Stories Archives - Since 1998
Fischer Advances a More Holistic View of Schwab's Platforms
A new but familiar face now leads both the mutual fund and ETF OneSource platforms at the RIA custody and discount brokerage giant. Watch for her to find more ways to break down the walls between Schwab's mutual fund and ETF platforms...
MutualFundWire.com - Wednesday, November 22, 2017
A Midwestern Custodian Seeks 401k Allies
Armed with a new partnership and over $23 billion in assets, this IRA specialist is ready to expand...
401kWire.com - Wednesday, November 22, 2017
WFAM Hires Three Strategists To Support DC and More
A San Francisco asset manager expanded its strategic business segment to include three more strategists...
401kWire.com - Wednesday, November 22, 2017
A 19-Year Waddell Vet Succeeds Butch at Ivy
Tom Butch is leaving the Midwestern fund firm and its brokerage parent. Phil Sanders has promoted a pair of execs to fill Butch's shoes...
MutualFundWire.com - Wednesday, November 22, 2017
A Financial Wellness Startup Reaches 3K Participants and Counting
This Philadelphia-based startup now has three partners, making its mark...
401kWire.com - Wednesday, November 22, 2017
Can an Online Giant Grow This Roboadvisor Seed Into a Tree?
Mass-market scale has been a key challenge for roboadvisors so far, even robos offered by asset management giants with millions of existing customers. Yet one robo now has access to more 218 million active customers of an online financial services titan...
MutualFundWire.com - Wednesday, November 22, 2017
Trump's DoL is Hartless
The transition team is shy one lobbyist...
401kWire.com - Tuesday, November 22, 2016 - Reader Rating: 5
First Eagle's First DC I-O Chief Is On the Hunt
401kWire talks with the $98B mutual fund shop's SVP and head of retirement investment solutions...
401kWire.com - Tuesday, November 22, 2016 - Reader Rating: 3
Filings for Fundsters - November 22, 2016
A compilation of the latest SEC filings!..
MutualFundWire.com - Tuesday, November 22, 2016 Views
Florida Tribe Selects an RKer
The Seminole Tribe of Florida has made a decision. ..
401kWire.com - Tuesday, November 22, 2016
A Principal of ASCi Passes Away
A 35-year industry vet has died...
401kWire.com - Tuesday, November 22, 2016
Abby Succeeds Ned One Last Time
The Fidelity scion is taking yet another hat from her dad...
MutualFundWire.com - Tuesday, November 22, 2016 Views - Reader Rating: 1
A 25-Year Veteran Joins OneAmerica's Taft-Hartley Team
A 25-year veteran with experience serving one of the biggest union clients in the U.S. has just joined the Indianapolis, Indiana-based recordkeeper!..
401kWire.com - Tuesday, November 22, 2016
CUNA Mutual is Recruiting
The firm is looking to fill two positions. ..
401kWire.com - Tuesday, November 22, 2016
A Vanguard Bigwig Garners More Global Responsibility
Exec is now also in charge of indices, in addition to ETF product management...
MutualFundWire.com - Friday, November 22, 2013 Views
Nationwide Beefs Up Its 457 Biz in the Large Market
Nationwide formed a new team dedicated to $100 million-plus public-sector sponsors. ..
401kWire.com - Friday, November 22, 2013 - Reader Rating: 3
Neuberger Lands a Big DC Client for an Alts Fund
The product is now available to 18,000 participants...
MutualFundWire.com - Friday, November 22, 2013 Views
Two JP Morgan Retirement Execs Reunite at Great West
Barbara Lewis and Andrew Gracan are together again, and have never been happier, or more ambitious. ..
401kWire.com - Friday, November 22, 2013 - Reader Rating: 3.33
Alts Make Their Way to a $650MM Sponsor's DC Plans
A health system in Connecticut has ushered hedge fund investments into its DC plans. ..
401kWire.com - Friday, November 22, 2013 - Reader Rating: 4.5
A New ETF Will Focus on LGBT Equality
Product's index will track 140 LGBT-friendly firms...
MutualFundWire.com - Friday, November 22, 2013 Views
ADP's a Voice for an AMEX Cause
The firm is helping to promote AMEX's "Small Business Saturday"to be held November 30. ..
401kWire.com - Friday, November 22, 2013 - Reader Rating: 5
A Publisher Enters Portfolio Management
Research and analytics firm dedicated to indexing and ETFs will help select products for investment portfolios...
MutualFundWire.com - Friday, November 22, 2013 Views
How Is Turnover Affecting 403bs?
The PSCA and Principal Financial Group are using a survey to determine how turnover is affecting nonprofits' 403bs...
401kWire.com - Friday, November 22, 2013 - Reader Rating: 2
The Spark Institute Brings a Board Member Back
A seven-year board veteran returns after a hiatus...
401kWire.com - Friday, November 22, 2013 - Reader Rating: 4
Get Off Grantham's Lawn!
Rekenthaler writes about GMO co-founder's latest missive. ..
MutualFundWire.com - Friday, November 22, 2013 Views - Reader Rating: 5
Mary Jo White Cracks the Whip
SEC Commissioner is pushing a tight schedule on the agency as it battles big backlog...
MutualFundWire.com - Friday, November 22, 2013 Views
Newspaper: BlackRock is a Big Eater
Investors Business Daily peers at the deals that have propelled BlackRock's growth as an asset manager...
MutualFundWire.com - Friday, November 22, 2013 Views
Onorato's Out as Guillocheau Anoints a New ExpertPlan Chief
An Ascensus exec takes over the micro market RKer, which Ascensus bought a year ago...
401kWire.com - Friday, November 22, 2013 - Reader Rating: 5
JP Morgan Hitches a Ride on a Canadian Canoe
Fund giant enters partnership to launch U.S. and global equity income funds...
MutualFundWire.com - Friday, November 22, 2013 Views
What Does a Barclays/MSCI Courtship Bode for the Industry?
Another news outlet looks at the ramifications of a potential sale of Barclays index business...
MutualFundWire.com - Friday, November 22, 2013 Views
Deutsche Bank Examines 'All Strategic Options' For Asset Management
The global, German parent of the mutual fund firm is trying to figure out what to do with its asset management businesses...
MutualFundWire.com - Tuesday, November 22, 2011 Views
T. Rowe Price Plans to Add Third-Party Distribution Staff
The Baltimore-based fund firm's chairman talks about plans for 2012...
MutualFundWire.com - Tuesday, November 22, 2011 Views - Reader Rating: 4
Brookfield Forms a Fund Family
The New York-based firm prepares to unveil four mutual funds next week...
MutualFundWire.com - Tuesday, November 22, 2011 Views
An Industry Software Specialist Expands its Management Team
An Empire State firm more than doubles its staffing levels and keeps on growing...
401kWire.com - Tuesday, November 22, 2011 - Reader Rating: 3.67
T. Rowe Meets the Press
T. Rowe Price officials share their 2012 outlook...
MutualFundWire.com - Tuesday, November 22, 2011 Views
TCW and DoubleLine Will Fight More Next Month
Meanwhile, two expert witnesses present opposing perspectives on the impact of trade secrets theft in the case...
MutualFundWire.com - Tuesday, November 22, 2011 Views - Reader Rating: 2
Is Janus Undervalued?
A value investor takes a look at the Colorado mutual fund firm...
MutualFundWire.com - Tuesday, November 22, 2011 Views
The New Acquirer in Town Catches Forbes' Eye
The new firm plans to acquire and partner with boutique asset managers across multiple asset classes...
MutualFundWire.com - Tuesday, November 22, 2011 Views
Pimco is Still Winning Over DB Plans
Bill Gross' shop has taken in over $4 billion in new defined benefit plan mandates this year, according to a trade pub...
MutualFundWire.com - Tuesday, November 22, 2011 Views
Does Kraus Have AllianceBernstein Stuck in a Negative Feedback Loop?
Forbes ponders the tenure of the chief of the beleaguered mutual fund firm...
MutualFundWire.com - Tuesday, November 22, 2011 Views
BB&T's Sales Chief Expands His Sales Team
But he's not done yet as the bank provider seeks to fill another three posts...
401kWire.com - Tuesday, November 22, 2011
ADP Rolls Out a Fee Management Tool
The tool promises to allow ADP client plan sponsors to more simply manage how they pay fees and expenses...
401kWire.com - Tuesday, November 22, 2011
Lincoln Hires Ex-Hancock Wholesaler
The Philadelphia-based plan provider is exopanding its sales staff in the ATL...
401kWire.com - Monday, November 22, 2010 - Reader Rating: 2
401k Account Balances and Loans Rise
An EBRI survey found that the average account balance and loans rose last year...
401kWire.com - Monday, November 22, 2010
401k Participants Embraced Target-Date Funds in 2009
A new study says participants warmed up to target-date funds in 2009...
MutualFundWire.com - Monday, November 22, 2010 Views
Eaton Vance Does a Deal with Gastineau
The Boston fund firm is buying Managed ETFs for an undisclosed sum...
MutualFundWire.com - Monday, November 22, 2010 Views
401k Data Miners Gain Presidential Praise
The White House cites a West Coast-based firm as an example...
401kWire.com - Monday, November 22, 2010 - Reader Rating: 4.5
Nationwide Names its New Public-Sector Sales Chief
The Columbus, Ohio-based plan provider has found a replacement for the departed Cain Hayes. ..
401kWire.com - Monday, November 22, 2010 - Reader Rating: 1
MassMutual Readies New Website
The Sprinfield, Massachusetts-based provider will launch Phase I of its retirement Web site next year. ..
401kWire.com - Monday, November 22, 2010 - Reader Rating: 2.5
Newport Group Seeks Southwest Wholesaler
The Heathrow, Florida-based plan provider is making a push westwards. ..
401kWire.com - Monday, November 22, 2010
NYLIM Reorgs its Management Team
John Kim is reshuffling his lineup to grow the firm's traditional and alternative businesses. ..
MutualFundWire.com - Monday, November 22, 2010 Views
New York Life's Lawton Expands His Duties
The New York Life retirement chief takes on a new role. ..
401kWire.com - Monday, November 22, 2010 - Reader Rating: 3
Robeco Chief is Optimistic on Equities
The Robeco chief shares his optimism with Barron's. ..
MutualFundWire.com - Monday, November 22, 2010 Views
Flows Numbers Confirm a Fundamental Shift in Fund Buying Habits
The revolution in how mutual funds are distributed has been felt on the ground for two years, and now that shift is being seen in the numbers...
MutualFundWire.com - Monday, November 22, 2010 Views - Reader Rating: 4
SEC Investigates Kinnucan Client for Insider Trades
The FBI asked the former Crabbe Huson executive' to record calls with traders at a brand name hedge fund client. His mutual fund clients not involved...
MutualFundWire.com - Monday, November 22, 2010 Views
Neuberger Throws its Hat into the ETF Arena
The New York-based shop is launching actively managed ETFs...
MutualFundWire.com - Monday, November 22, 2010 Views
Meet Mutual Funds for Kids
The AP highlights one mutual fund geared towards children and cites several other funds with similar traits...
MutualFundWire.com - Monday, November 22, 2010 Views - Reader Rating: 5
Financial Reporters Celebrate a Yen for Folly
Reporters let down their hair and take to the stage for the 68th time at the Financial Follies...
MutualFundWire.com - Monday, November 22, 2010 Views
Vegas Advisory Firm Launches Managed Account Product
A advisory firm based in Las Vegas has come up with a 401k managed account product aimed at small and mid-sized businesses...
401kWire.com - Wednesday, November 22, 2006 - Reader Rating: 1
AUL Makes Sales Hire in Sunshine State
The Midwest-based provider has tapped a former director of relationship management from MassMutual to fill a sales role...
401kWire.com - Wednesday, November 22, 2006 - Reader Rating: 1.5
Washington Mutual Gains 401k Distribution for Funds
A third-party administrator has added the WM Family of funds to its platform for 401(k) clients...
401kWire.com - Tuesday, November 22, 2005 - Reader Rating: 4.76
ETF 401k Specialist Adds Spiders
Invest n Retire is now the only place to go for those seeking to offer Sector SPDRs to participants...
401kWire.com - Tuesday, November 22, 2005 - Reader Rating: 1
Vanguard to Offer More Institutional Shares
The frugal fund firm is readying institutional shares for two more bond funds...
401kWire.com - Tuesday, November 22, 2005
Vanguard to Offer More Institutional Shares
The frugal fund firm is readying institutional shares for two more bond funds...
MutualFundWire.com - Tuesday, November 22, 2005 Views
Touchstone Hires Three New External Wholesalers
The fund firm makes hires from Allstate, Federated Investors and Black Rock...
MutualFundWire.com - Tuesday, November 22, 2005 Views
JP Morgan Readies Hedgelike Fund
J.P. Morgan Chase is readying a mutual fund that will invest like hedge fund, reports the New York Times. Hedge funds in mutual fund drag are an increasingly popular product among advisors seeking to attract new investors and leverage their existing capabilities...
MutualFundWire.com - Tuesday, November 22, 2005 Views
Cox Explains Restitution Delays
The many fund industry executives who wonder when shareholders will see their share of the restitution pot regulators collected from misbehaving fund firms and others have a sympathizer. Chris Cox, the recently appointed SEC chairman, told Congress that the Commission has been too slow in returning the funds...
MutualFundWire.com - Tuesday, November 22, 2005 Views
Will There be a German 401k?
A German fund industry group is again pushing for a 401k-like retirement plan...
401kWire.com - Tuesday, November 22, 2005 - Reader Rating: 3
Eaton Vance Tops Expectations
Eaton Vance Corp. edged out expectations by reporting earning per share of 31 cents for the fourth quarter. Analysts had expected the Boston-based asset manager to earn 30 cents, according to Thomson Financial...
MutualFundWire.com - Tuesday, November 22, 2005 Views
Fund Industry Leaders Recognized
Both American Century's James Stowers and Legg Mason's Chip Mason were in the news this week for honors reaped...
MutualFundWire.com - Tuesday, November 22, 2005 Views - Reader Rating: 3.29
Is a JNL 401k in the Offing?
Sources say the insurer is toying with idea, but it has no firm plans yet...
401kWire.com - Tuesday, November 22, 2005 - Reader Rating: 5
Inefficient Amvescap
Poor Amvescap. Unlike its other asset management peers, the company is still lagging in terms of assets, suffering net outflows at the end of September, according to a Barron’s Online article. Those outflows are hurting the company’s valuation, which has not rebounded as much as the other asset managers from the lows of the past summer, according to the article...
MutualFundWire.com - Monday, November 22, 2004 Views - Reader Rating: 4
When is a Team a Team?
The SEC is reportedly looking into whether FirstHand Funds are really team managed. Case shows a hidden cost of firing a senior executive...
MutualFundWire.com - Monday, November 22, 2004 Views
Franklin Admits Wrongdoing
Most fund firms have settled trading abuse allegations "without admitting or denying wrongdoing." That wasn’t good enough for Secretary of the Commonwealth of Massachusetts William Galvin. Galvin demanded that Franklin Resources admit wrongdoing in a previously announced settlement regarding a single instance of market timing. Galvin then accused the firm of not complying with the September order by not admitting its wrongdoing. According to an SEC filing, the dispute has been settled and that the firm has now "admitted to the Division's Statement of Facts," officials stated in a filing...
MutualFundWire.com - Monday, November 22, 2004 Views
John Hancock Insider Will Focus on Institutional Biz
John Litzow, currently head of John Hancock Funds’ Private Client Group, is also taking leadership of the firm’s institutional business...
MutualFundWire.com - Monday, November 22, 2004 Views
401k Returns Lag ... Again
Defined benefit plans beat 401ks in the performance game for the third year running in 2002. Why?..
401kWire.com - Monday, November 22, 2004 - Reader Rating: 4
ASPPA Elects New Prez
The group finds a new president for the 2004 to 2005 term...
401kWire.com - Monday, November 22, 2004
A 401(k)-Less Future?
An ownership society. You've heard the phrase many times, but how many have contemplated its impact on the 401(k) industry?..
401kWire.com - Monday, November 22, 2004 - Reader Rating: 3
Maryland Fiduciary Gets the Boot
The sponsor failed to make contributions to the plan...
401kWire.com - Monday, November 22, 2004
ADP Builds Up Tools Set
The plan administrator is tying advice, investment oversight and auto-rebalancing into its enhanced services...
401kWire.com - Friday, November 22, 2002 - Reader Rating: 4.5
Troubled Sponsor Sticks With Stock Match
An Enron competitor confirms it will stick with stock in its 401k plan even as it struggles to stay afloat...
401kWire.com - Friday, November 22, 2002
SunGard Wins 529 Business
The maker of the Omni platform wins more 529 business...
401kWire.com - Friday, November 22, 2002
Morningstar Beefs Up Fund Tools
The Chicago-based fund tracker now lets users compare fund data within similar funds...
MutualFundWire.com - Friday, November 22, 2002 Views - Reader Rating: 4.5
Evergreen Vets Merge Firms
The father and son team will act as co-CEOs for the merged firm. It readies two more funds for a December launch...
MutualFundWire.com - Friday, November 22, 2002 Views
Pioneer Swings the Axe
The Boston fund firm targets its inside sales team for cuts as well as technology and administration...
MutualFundWire.com - Friday, November 22, 2002 Views
UPMC Diagnoses Plan Need
The medical center hopes to cure the ill by administering advice to its 26,000 participants...
401kWire.com - Friday, November 22, 2002 - Reader Rating: 5
Wells Fargo Buys Fund Assets
The bank will move $4.9 billion into its family via the deal...
MutualFundWire.com - Friday, November 22, 2002 Views
Web Site Facilitates Hirings
Need an employee quick? A headhunter has turned to the Web to fill positions quickly. ..
MutualFundWire.com - Wednesday, November 22, 2000 - Reader Rating: 3
Web Site Facilitates Hirings
Need an employee quick? A headhunter has turned to the Web to fill positions quickly...
401kWire.com - Wednesday, November 22, 2000 - Reader Rating: 3
Hewitt Finds Web Ups Trading
Like daily valuation, the Web may be necessary but not helpful to participant's accounts...
401kWire.com - Wednesday, November 22, 2000 - Reader Rating: 3
Lindner Storms Castle Ark ... Kinda
Lindner has once again taken an offbeat path to bolster its investment management team...
MutualFundWire.com - Wednesday, November 22, 2000 - Reader Rating: 3
November 22, 2000
Citi's Weill Resigned Over Addiction ... Why Do Funds Split Their Shares?..
401kWire.com - Wednesday, November 22, 2000 - Reader Rating: 3
November 22, 2000
Citi's Weill Resigned Over Addiction ... Why Do Funds Split Their Shares?..
MutualFundWire.com - Wednesday, November 22, 2000 - Reader Rating: 3
Fund Companies On The Block?
The rumor mill has been revving up lately with two prominent asset management names floated as up for sale -- but with fund flows at current levels, who would possibly buy?..
MutualFundWire.com - Monday, November 22, 1999 Views - Reader Rating: 3
DAC Adds AIM Funds
Daily Access Concepts, Inc. (DAC) of Mobile, Alabama has entered into an alliance with AIM Distributors, Inc. to offer that firm's funds as investment options in its Access K product. 48 funds from AIM will be included in the service, which brings the total number of funds offered to Access K to 300...
401kWire.com - Monday, November 22, 1999 - Reader Rating: 3
New CEO at 401kForum
The San Francisco advice-giver has made a number of changes to its organization, including the tapping of a new ceo from CMA...
MutualFundWire.com - Monday, November 22, 1999 - Reader Rating: 3
Will Schwab Enter into an Advice Alliance?
The rumors circulating around the 401(k) marketplace the past few weeks is that Charles Schwab Retirement Plan Services is looking to enter an alliance with an independent third-party advice-giver. But who would the firm pick and why?..
401kWire.com - Monday, November 22, 1999 - Reader Rating: 3
The Y2K Melt-Up
Money bursts into funds in October, continuing into November with Janus giving the big boys a run for their money...
MutualFundWire.com - Monday, November 22, 1999 - Reader Rating: 3
Odd Lots, November 22, 1999
Don't forget value ... China relaxes rules ... Good time for value stocks equals good time for value funds ... Active managers beat wallflowers...
MutualFundWire.com - Monday, November 22, 1999 - Reader Rating: 3
New CEO at 401kForum
It never seems like there's a quiet day for the independent advice-givers. One of the firms in that pack always has some news that needs reporting. The latest to get our attention is 401kForum...
401kWire.com - Monday, November 22, 1999 - Reader Rating: 3
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