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NEWS ARCHIVE
Stories Published Between 1/1/2009 And 4/1/2009
3/31/2009 Barclays Prez Explains the 'Very Difficult' Decision to Put iShares on the Block
3/31/2009 Another Fund Firm Hikes Fees
3/31/2009 OppenheimerFunds CIO Departs Amid Changes at the Investment Team
3/31/2009 Barclays Confirms it Has a Preferred Bidder for iShares
3/31/2009 Barclays is Reportedly in Exclusive Talks with a Private Equity Firm to Sell iShares
3/31/2009 Lowell Begs Ned Johnson to Acquire iShares
3/31/2009 Alpine Seeks to Put the 19th Year Behind
3/30/2009 Callan Founder Passed Away Last Week
3/30/2009 Amid Chatter about Low Bids, Barclays Says Deal Talks are 'Progressing Well'
3/30/2009 Mercer and Callan Call Off Their Wedding
3/30/2009 Barclays Reportedly Asks iShares Suitors to Bid Again
3/30/2009 Fundsters Await Word on iShares
3/30/2009 An NY Adviser Adds Another Complaint to The Reserve's Collection
3/30/2009 Hodges Calls 2008 Performance an Embarrassment
3/30/2009 State Street Chief Goes to the White House
3/30/2009 AllianceBernstein Shutters its Shanghai Office
3/30/2009 A Longtime Fidelity Tracker Jumps to the Wires
3/27/2009 FRC Hangs its Shingle Next to That of its New Parent
3/27/2009 Rydex to Rechristen Several Funds Next Week
3/27/2009 First American Plans to Merge Two Funds and Tweak Another
3/27/2009 A Fund Lion Dies
3/27/2009 DWS Says AufWiedersehen to Three Funds
3/27/2009 Three Fund Shops Seek to Serve Up Toxic Assets on a Closed-End Platter
3/27/2009 A Star Manager's Team Will Follow Him Out Morgan Stanley's Door
3/26/2009 Price Tag for a Recent Fund Deal Comes to Light
3/26/2009 Allegiant Plans to Shut Down a Small Cap Fund
3/26/2009 MFS Appoints a New Finance Chief
3/26/2009 Schapiro Wants to Strengthen Money Fund Regulation
3/26/2009 A Recent Stock Uptick Results in a Downgrade for Janus
3/26/2009 Forbes Attacks Active Management Via Bill Miller
3/26/2009 Putnam Aims to Manage $200 Billion of 401ks
3/26/2009 Thompson Plumb Funds Picks a Chairman
3/25/2009 A New ETF Aspires to Imitate Hedge Funds
3/25/2009 TIAA-CREF Rolls Out a New Ad Campaign
3/25/2009 kasina Hires a Resident Thinker
3/25/2009 Putnam Makes Cuts Down Under
3/25/2009 Fund Firms Want In on the Treasury Program
3/25/2009 Barclays' iShares Sees its Market Dominance Narrow
3/25/2009 TIAA-CREF Chief to Give a Free Lecture
3/24/2009 Fidelity Gears Up for the Launch of a Fund and the Reopening of Two
3/24/2009 A Fund Firm Swings the Job Ax Anew
3/24/2009 Royce Pulls the Plug on a Tech Fund
3/24/2009 A Senator Takes Aim at Target-Date Funds
3/23/2009 UBS Inks a Deal to Sell Some Brokerage Branches
3/23/2009 Goldman Sachs Bids $6 Billion for iShares
3/23/2009 Hennessy Wraps up a Recent Purchase
3/23/2009 A Baird Fund Gains Distribution Through Raymond James
3/23/2009 WSJ Sees More Fund Shops Following in Vanguard's Footsteps
3/23/2009 BlackRock Wants a Role in Treasury's Toxic Asset Program
3/22/2009 A 'Help Wanted' Sign Hangs at Fido Even As it Lays Off Workers
3/22/2009 Fidelity Names its New Top Bond Man
3/22/2009 Want to Buy iShares? Barclays Will Lend You Most of the Money
3/20/2009 Pay Cuts Hit a Fund Company
3/20/2009 Gabelli Resumes its Coverage of Asset Managers
3/20/2009 Gary Black Received $7.9 Million in 2008
3/20/2009 Vanguard Warns Shareholders of Fee Changes
3/20/2009 Neuberger Berman Shifts to Being Load-Focused
3/20/2009 kasina Spots a Link Between Fund Firms' Sales and their Web Sites
3/20/2009 Pimco Sees a Silver Lining in Treasury's Moves
3/19/2009 One Teton Fund Will Swallow Another
3/19/2009 Fido Sees Advisors Reducing Investors' Losses
3/19/2009 Vanguard Goes Global With a New Fund While Adding ETFs Down Under
3/19/2009 Eaton Vance Tops its Publicly Traded Peers in February Growth
3/19/2009 The Supreme Court Might Push Fund Fees Down, Says the WSJ
3/19/2009 A New York Investment Manager Taps a New Finance Chief
3/19/2009 Changes in Money Funds Could Bring Lower Yields
3/18/2009 Amato Joins Neuberger Funds' Board
3/18/2009 Class Action Deja Vu Targets a Different OppFunds Offering
3/18/2009 Fidelity Casts its Net for a Money Fund Wholesaler
3/18/2009 Integrity Swings to a Q4 Loss
3/18/2009 Federated Seeks to Set the Record Straight on Money Funds
3/18/2009 An Alternative Energy Fund Disappears
3/18/2009 Pioneer Plans Fund Mergers
3/18/2009 ICI Pushes Changes in Money Funds
3/17/2009 Capital Group Preps More Pink Slips
3/17/2009 NewRiver Lands a Distribution Partner
3/17/2009 Who Might Buy Barclays' iShares?
3/17/2009 Franklin Could Buy Back 13.8 Million Shares
3/17/2009 Janus' Plan Attracts WSJ's Attention
3/16/2009 T. Rowe Goes to Disney
3/16/2009 Janus Plans to Consolidate its Mutual Fund Lineup
3/16/2009 Fido Turns to a New Message
3/16/2009 Federated Unveils Three Clovers
3/16/2009 Reynolds Ups the Work Week
3/16/2009 Another ETF Player Retires its Funds But Stays in the Game
3/16/2009 Barclays Eyes Selling its Shares
3/16/2009 The Reserve Will Empty Another Fund
3/16/2009 For One Global Fund, it's a Smaller World
3/16/2009 JPMorgan was the Top-Selling Fund Family in the Past Year
3/13/2009 An ETF Firm Embarks on a Wholesaler Search
3/13/2009 A Janus Subsidiary Reopens its Small Cap Value Fund
3/13/2009 Calamos Gets Three B's
3/13/2009 Will an ETF Giant End Up on the Block?
3/13/2009 Pimco Plans Additional Auction-Rate Buybacks
3/13/2009 Mergers, Change Fees Loom for Riversource, Seligman Fund Shareholders
3/13/2009 AJO Gains a Subadvisory Mandate
3/13/2009 BlackRock Taps a 30-Year Merrill Vet to its Board
3/12/2009 AdvisorShares Taps a Sub-Advisor for its Active ETF-of-ETFs
3/12/2009 A Senior Legg Mason Exec Departs
3/12/2009 Reynolds to Obama: Fend Off the Zombies!
3/12/2009 Power Writes Down Almost $1 Billion Because of Putnam
3/12/2009 Three Fundsters Land on the 2009 Billionaire List
3/12/2009 Another Class Action Suit Targets OppFunds' Champion
3/12/2009 Funds Want to Facebook You
3/12/2009 Vanguard Crafts a Socially-Responsible Investment Screening Process
3/11/2009 Schwab Scouts for Fund Wholesalers
3/11/2009 SSgA Tells Barclays to Go Long for a New ETF Play
3/11/2009 An RIA Sues a Fund Firm For Deviating From Objectives
3/11/2009 Fidelity Adds to its Advisor-Sold Menu
3/11/2009 2009 Claims More Fund Casualties So Far
3/11/2009 A Fund Exec's Departure Catches the Eye of the WSJ
3/10/2009 Another Firm is Exiting the Mutual Fund Business
3/10/2009 Dreyfus Searches for a Wholesaler
3/10/2009 OppFunds Appoints a Head of High Grade Fixed Income
3/10/2009 Murphy Installs a GPS at Fidelity
3/10/2009 Al Frank Taps a Biz Dev Exec
3/10/2009 A Fund Chief Prepares a Temporary Departure
3/10/2009 Schwab Puts a Long Short Fund on Sale
3/10/2009 A New BGI Guide Points Advisors to Firms Offering ETF Portfolios
3/10/2009 Vanguard Blocks Contributions to a Fund
3/10/2009 Nuveen Plans to Issue a New Form of Security
3/9/2009 A Fund Administrator Gives its Web Site a Makeover
3/9/2009 The Supreme Court Takes the Oakmark Case
3/9/2009 Dalbar: Equity and Bond Funds Underperformed in 2008
3/9/2009 Dodge & Cox Saw the Biggest Asset Drop in the Past Year
3/9/2009 Jaffe Helps MFS Celebrate
3/9/2009 WSJ Warns of Higher Fund Fees as Assets Fall
3/6/2009 Manning & Napier Bulks Up its Sales Force
3/6/2009 A Boston Asset Manager Hunts for a Regional Sales Director
3/6/2009 American Beacon Goes Retail With Two Funds
3/6/2009 The SEC Again Targets Reserve
3/6/2009 WSJ Delves into the Headaches of One Popular ETF
3/6/2009 Old Mutual's Parent Sees its Credit Ratings Lowered
3/6/2009 The Ex-Sheriff of Wall Street Does a D.C. Deal
3/5/2009 AllianceBernstein Chief Faces Scrutiny Over His (Pricey) Merrill Past
3/5/2009 Ivy Borrows Another Page from its Sister's Playbook
3/5/2009 One Fixed Income Fund Draws Two More Suits to OppFunds
3/5/2009 Citi Resumes its Look at Asset Managers
3/5/2009 Legg Mason Declares its Money Market Funds 'SIV-Free'
3/5/2009 Another Money Fund Prepares to Liquidate
3/5/2009 Index Funds Chalk Up 2008 Victory Over Active Funds
3/5/2009 A Treasury Money Fund Returns to the Shelf
3/4/2009 Will MFS Gain a New Fund Sibling?
3/4/2009 American Beacon Rebrands Two Share Classes
3/4/2009 A Fund Servicer Plans to Beef Up its Web Site
3/4/2009 Institutions Regain Access to a Hartford Fund
3/4/2009 Vanguard Restructures Pay
3/4/2009 Fund Skippers Scramble for Safety
3/3/2009 A New Chief Takes Over a Fido Unit
3/3/2009 Direxion Gets Tactical With Two New Funds
3/3/2009 ICI Urges Creation of an Uber-Regulator
3/3/2009 Bill Miller Gains His Distribution Freedom
3/3/2009 AP Attacks Absolute Return Funds
3/3/2009 A Fidelity Stockpicker Ponders His 2008 Missteps
3/2/2009 SSgA Names Sales Chief
3/2/2009 Are Additional Layoffs Coming at AllianceBernstein?
3/2/2009 Marsico Sub-Advises a Brand New Fund
3/2/2009 Gabelli's Daughter Joins Gamco's Board
3/2/2009 Pimco to Advise the Government on BofA
3/2/2009 WSJ Smiles on Two Fund Firms, Frowns on Target Dates
3/2/2009 Goldman Sachs Cuts its Rating on State Street's Stock
3/2/2009 For Some Workers, Auto Enrollment Comes at a Tumultuous Time
3/2/2009 A C-Level Exec Exits the Reserve
3/2/2009 Ex-Eaton Vance Chief Signs On with a Private Equity Firm
3/2/2009 Morgan Stanley is Reportedly on the Hunt for a New Investment Management Head
2/27/2009 Sentinel Shoots for $2 Billion of Fund Sales
2/27/2009 Doll Vacates His Spot on BlackRock's Board
2/27/2009 Morgan Stanley Loses a Star
2/27/2009 Forester Hopes to Prove He's No One-Hit Wonder
2/27/2009 Bent Reserves $3.5 Billion in Primary Fund
2/26/2009 Boston Financial Names its Next CEO
2/26/2009 Hartford Hires a DC Marketing Vet
2/26/2009 Most Fund Categories See January Inflows; Assets Still Down
2/26/2009 Fidelity Collects More Awards
2/26/2009 BlackRock's Parent Attacks Neuberger Over $75K
2/26/2009 Natixis' US AUM Dropped $77 Billion in '08
2/26/2009 T. Rowe's Kennedy Receives $5.7 Million for 2008
2/26/2009 E*Trade's Exit from Fund Management Draws The Journal's Notice
2/25/2009 An Online Brokerage Quits the Mutual Fund Management Business
2/25/2009 Gamco Completes its Separation from Teton
2/25/2009 Eaton Vance Posts 57 Percent Profit Drop, Beats the Street
2/25/2009 Gross Weighs in on Bank Nationalization Debate
2/25/2009 Ned's Letter Gets Triple Press Play
2/25/2009 Fidelity Prepares a New Marketing Campaign
2/24/2009 In Annual Report, Fidelity Wannabes May Find that Fido's Feat is Tough to Mimic
2/24/2009 A California Fund Firm Moves Forward on an Acquisition
2/24/2009 Fidelity Stockholders See Share Value Increase by $85.99
2/24/2009 Phillips Points MStar Toward 'Bigger Picture'
2/23/2009 Fido More than Doubled its Citi Stake in the Fourth Quarter
2/23/2009 NewRiver, Mobular Settle their Patent Dispute
2/23/2009 S&P Reduces Janus' Credit Rating to Junk
2/23/2009 A New York Fund Firm Taps a New B-D Sales Chief
2/23/2009 NYTimes: Passive Beats Active, Active MF Beats Hedge Fund
2/23/2009 Spooked Investors Gravitate toward Bond Funds
2/23/2009 Fortune Asks: Does Gross Wield Too Much Influence?
2/20/2009 Franklin Exec Buys a Fund Legend's NYC Apartment
2/20/2009 A Fido Vet Tweets a Retirement Income Tune
2/20/2009 A Mutual Fund Spy Pens a Book
2/20/2009 Fund Mergers Trigger Head-Scratching
2/20/2009 Bond-Fund Managers Weigh in on the Stimulus Package
2/20/2009 Fundsters, Take Heed: Khuzami Now Carries the SEC's Stick
2/20/2009 Morningstar Restructures Around Two Parts
2/19/2009 An ETF Giant Taps a Citi Exec
2/19/2009 A New RiverSource Fund Aims for its Slice of the Stimulus
2/19/2009 Barclays is Reportedly Not Looking to Sell BGI
2/19/2009 Fidelity Revisits its Expansion Plan in North Carolina
2/19/2009 American Funds Beats Back 12b-1 Suit
2/19/2009 WSJ Spotlights Fund Bigwigs' Pay
2/19/2009 Reynolds' Latest Fido Hire Plans New Products
2/18/2009 A Pair of Fundsters Reboot RIA-Mutual Fund Connections
2/18/2009 An Outsourcer Cuts Staff
2/18/2009 A New Tool Aids Compliance with Summary Prospectus Rule
2/18/2009 Health-Care Funds Stay Strong Amid the Broader Market's Ills
2/17/2009 A Chicago Firm Moves Out of the Retail Fund Track
2/17/2009 Legg Mason Names Institutional Head
2/17/2009 American Funds Plans to Add a Money Market Fund
2/17/2009 Callan Sale Could Narrow Asset Managers' Distribution
2/17/2009 Gamco Posts Q4 Loss
2/17/2009 A Study Predicts ETF Assets to Cross the Trillion Mark in Two Years
2/17/2009 Morningstar Adjusts its Target-Date Fund Microscope
2/17/2009 Some Closed-End Fund Investors May Be in for a Disappointment
2/16/2009 Presidents Day Holiday
2/13/2009 Oppenheimer is Slapped with a Suit over its Bond Fund
2/13/2009 An East Coast Suitor Courts Janus
2/13/2009 Janus Loses Evidence Fight in Compensation Lawsuit
2/13/2009 A New Scribe Chronicles Fund Industry Action
2/13/2009 A Fund Firm Finds Harbor in New a Co-Subadvisor
2/13/2009 Fidelity Hires an Ex-Treasury Official
2/13/2009 Magellan Assets Fall to a Level Not Seen Since '91
2/13/2009 Will the Supreme Court Hear a Fund Fee Case?
2/13/2009 WSJ Picks Up on a Boston Investment Manager's CEO Choice
2/13/2009 Retail Money Funds Drive Assets Down
2/12/2009 Hancock Funds Posts a Q4 Loss
2/12/2009 Goldman Sachs Vet Jumps to ProFunds
2/12/2009 Royce to Roll into New Headquarters
2/12/2009 Goldman Postpones its Foray into India's Mutual Fund Market
2/12/2009 WSJ Highlights Cuts at Putnam
2/11/2009 GMO Appoints a CEO for the First Time
2/11/2009 NYLIM Trims its Staff
2/11/2009 Putnam Confirms Cuts
2/11/2009 Invesco PowerShares' Bond Has High Hopes for '09
2/11/2009 Layoffs Hit Neuberger Berman
2/11/2009 SSgA Slashes Fees on Select Sector SPDRs
2/11/2009 Eveillard Shares His PM Duties For Another Fund
2/11/2009 British Researchers Dive Into the American Bogle Debate
2/11/2009 BlackRock's Move Could Spur Copycats Among Closed-Enders
2/10/2009 Principal Funds' Q4 Earnings are Down 82 Percent
2/10/2009 Credit Suisse Cuts its Rating on Federated Stock
2/10/2009 Gross and Co Ignore Constraints With New Fund
2/10/2009 An ETF Provider Returns From the Grave
2/10/2009 Lincoln's Investment Management Arm Swings to a Q4 Loss
2/10/2009 Bond Fund Managers Look to Emerging Markets
2/9/2009 FRC Buyer's Legal Adviser Reveals Itself
2/9/2009 Voyageur Renames its Money Market Funds, Makes an Institutional Push
2/9/2009 Chief SEC Enforcer Heads Out
2/9/2009 A Brokerage Giant Prepares an ETF of Its Own
2/9/2009 A Media Company Lures an Ex-Dreyfus Chief
2/9/2009 An Ex-Legg Mason Exec Joins Van Kampen
2/9/2009 Fidelity Makes Portfolio Manager Changes
2/9/2009 Deutsche Exec Will Take Over SEC Enforcement
2/9/2009 At Calamos, There's Still Such Thing as a Free Lunch
2/9/2009 The Reserve Distributes Some More Sunshine
2/6/2009 Putnam Prepares Another Round of Cuts
2/6/2009 Doll Connects with Advisors
2/6/2009 Franklin Sets Up Shop in Malaysia
2/6/2009 MStar, WSJ Chastise Am Century, OppFunds and RiverSource
2/6/2009 Schwab Tweaks its Fund Lineup
2/6/2009 Hartford Saw $2.6 Billion in Q4 Fund Deposits
2/5/2009 Two Fidelity PMs Get Additional Duties
2/5/2009 Reserve Makes One Set of Shareholders Whole
2/5/2009 Virtus' Distributor Rebrands
2/5/2009 A Fund Firm's Latest ETF Follows a Similar Vector
2/5/2009 Will the Stimulus Package Push a Janus Sale?
2/5/2009 Pimco Rolls Out a Fixed Income and Currency Fund
2/5/2009 Funds Flow Out As Money Fund Yields Fall Further
2/5/2009 Bond Fund Managers Face an Unusual Experience
2/4/2009 A New Van Kampen Fund Lands a Spot on ING's VA Menu
2/4/2009 Equity Fund Flows Swing Negative Again
2/4/2009 Latest Cuts at Schwab Affect its Asset Management Arm
2/4/2009 Vanguard Makes a Key Hire for its UK Foray
2/4/2009 Van Eck Rolls Out a Pre-Refunded Muni Bond ETF
2/4/2009 Fed Extends its Money Market Fund Programs
2/4/2009 Capital Group Lays Off 500 Workers
2/3/2009 Lord Abbett Names Leader of Domestic Equity PMs
2/3/2009 The Ax Falls at Fido
2/3/2009 PNC Financial Plans to Cut 5,800 Jobs
2/3/2009 Missouri Regulators Slap a Fine on Chicken Little Fund Group Founder
2/3/2009 UBS and Wachovia Size Each Other's Wirehouses Up
2/3/2009 Value Hunters Carry a Longer Shopping List
2/2/2009 A New Chief Leads a Fund Firm Beyond Vice
2/2/2009 MMA Praxis Hires a New Outsourcer
2/2/2009 NewRiver Hauls Morningstar to Court
2/2/2009 Pimco Lands Atop the Performance Heap
2/2/2009 Has Confidence Returned to Closed-End Fund Buyers?
2/2/2009 McNabb Speaks, Sails for Britain and Eyes the Globe
2/2/2009 Fidelity Insists It's Not for Sale
1/30/2009 Earnings Turn Negative For Another Fund Firm
1/30/2009 Invesco's Q4 Profit Falls 82 Percent
1/30/2009 Ned Johnson Speaks Out on Sale Speculation
1/29/2009 ING Cuts 135 from its Asset Management Staff
1/29/2009 $3.29 Billion Flowed Out of AMG in Q4
1/29/2009 Cohen & Steers Falls into the Red
1/29/2009 Hancock Plans to Continue its Fund Adoption Spree
1/29/2009 RiverSource Maintains Positive Income
1/29/2009 A Fund Outsourcer's AUM Falls By $27.5 Billion
1/29/2009 T. Rowe's Q4 Profit is Down 87 Percent
1/29/2009 Six Execs Breach Pimco's Inner Circle
1/29/2009 DST Loses 1.8 Million Accounts Net in Q4
1/29/2009 Rebound at Invesco Catches the WSJ's Eye
1/28/2009 Russell is 'Not Immune,' Prepares to Slim Down
1/28/2009 Franklin's Earnings Slide 77 Percent
1/28/2009 Liquidations and Money Fund Woes Cost Wachovia Over $1 Billion
1/28/2009 Legg Mason Chalks Up its Fourth Straight Loss
1/28/2009 ICI: Get Your Weekly Fund Data While It's Fresh!
1/28/2009 Does a New ETF Pose a Challenge to WisdomTree?
1/28/2009 Calamos Posts a $26 Million Loss
1/27/2009 OppFunds Shrinks
1/27/2009 A Chicago Firm Pulls the Plug on its ETF Business
1/27/2009 Northern Trust Names its New CIO
1/27/2009 Flanagan's Moves are Paying Off at Invesco, MarketWatch Says
1/27/2009 Vanguard Closes Two Funds to More Investors
1/27/2009 PowerShares Eyes Mortgage Bonds for a Pair of New Active ETFs
1/27/2009 Waddell AUM Fell More Than 20 Percent in Q4
1/26/2009 Fidelity Changes PMs at Three Funds
1/26/2009 Another Money Fund Waives Fees
1/26/2009 Forward Heads For the Frontier
1/26/2009 Van Kampen Taps a Sub-Advisor for Six New Funds
1/26/2009 Aegon Promotes its Fund Overseer
1/26/2009 IBM and Infosys Duke it Out Over a Fidelity Unit
1/26/2009 Legg Mason Plans an Overhaul of its Fund Lineup
1/26/2009 A Midcap Fund Gains Valuable Ink
1/26/2009 A New Fund Firm Makes a "Foolish" Bet
1/23/2009 After a Banner Year, Sentinel Taps a National Sales Manager and Grows its Team
1/23/2009 BGI Shares Its Latest International Offerings
1/23/2009 Schapiro Gets the Nod
1/23/2009 Reserve Fires Back, In Court
1/23/2009 WSJ Sees Janus' Pain
1/23/2009 Escaping the Trend, Federated Posts Higher Q4 Earnings
1/22/2009 Regions Sells its Retail Mutual Fund Business
1/22/2009 Q-Group Taps OppFunds Manager
1/22/2009 Pimco Plans to Add Money Market Funds
1/22/2009 A New Round of Layoffs Hits Franklin
1/22/2009 A Senior Exec Departs Fidelity (Again)
1/22/2009 Janus' Q4 Net Plunges 60 Percent
1/22/2009 Moody's Cuts State Street's Debt Rating
1/22/2009 Money Market Flows Reverse
1/21/2009 Neuberger Gives its Genesis Fund a New Beginning
1/21/2009 Russell Names a New CEO
1/21/2009 Matrix Doubles Down on Money Markets
1/21/2009 Hennion & Walsh Adds Two Wholesalers
1/21/2009 BlackRock's Q4 Net Falls 84 Percent
1/21/2009 Fidelity Inks Lease for Miami Space
1/21/2009 Back to the Future For Short-Term Bond Funds
1/21/2009 RiverSource Cuts Staff
1/20/2009 State Street Eyes Fund Back-Office Work, SSgA Fees Fall
1/20/2009 WisdomTree Rechristens Six of its Funds
1/20/2009 Turner Names 20 New Principals
1/20/2009 Reserve Sought Help from the Fed, SEC and even the ICI
1/20/2009 Uhlmann to Leave SEC Staff
1/20/2009 Baron Taps an Allianz Vet as Chief Distribution Officer
1/20/2009 Manning & Napier is Hiring in Florida
1/20/2009 State Street Took Fixed Income Hits in Q4
1/20/2009 Double, Triple, Toil and Trouble
1/20/2009 UBS Purchases AIG Index Used by Pimco
1/20/2009 E&Y Consolidates Its Caribbean Offices
1/19/2009 The MFWire Took Martin Luther King Day Off
1/16/2009 Vanguard Taps a Replacement for Turner at its Growth Fund
1/16/2009 Five Move Up at Thornburg
1/16/2009 Citi's Fund Services Unit Lands on the Citicorp Side of the Fence
1/16/2009 A Top Exec Departs Columbia
1/16/2009 Fidelity Goes on a Hiring Spree for its Institutional Trading Unit
1/16/2009 Hedge Fund Threat to Mutual Funds Comes from an Unexpected Direction
1/15/2009 Morgan Stanley Reopens its Infrastructure Fund
1/15/2009 A Year-Old Fund Servicer Hires a JPMorgan Alum
1/15/2009 Grail Picks a Sub-Advisor for its Active ETFs
1/15/2009 Morningstar Mulls Evergreen Funds' Fate
1/15/2009 Money Fund Assets Touch a New High
1/15/2009 WSJ Highlights Reynolds' Bet on Absolute Return Funds
1/14/2009 BNY Mellon Money Funds Find a New Home Within a Home
1/14/2009 Rydex Reduces its Ranks ... Is Another Sale in the Works?
1/14/2009 An AMG Firm Dives Into Mutual Funds
1/14/2009 The Japan Fund's Siblings Are Here
1/14/2009 Fidelity, Franklin, Legg Mason and Even CapGroup Lost AUM in 2008
1/14/2009 Madoff Mess Sparks a Review of Fund Rules Implementation in Europe
1/14/2009 Columbia Keeps its Name
1/14/2009 Baron Looks Overseas
1/14/2009 Stock Analysts Say Q4 was Funds' "Worst Ever"
1/13/2009 Kranefuss' Team Stays Intact as BGI Swings the Ax
1/13/2009 Morgan Stanley Pays $2.7 Billion to Create New Biggest B-D
1/13/2009 Fidelity Taps a New PM for its Growth and Income Fund
1/13/2009 Putnam Rolls Out Absolute Return Mutual Funds
1/13/2009 Mass. Goes After The Reserve
1/13/2009 American Century Moves Management of a JPMorgan-Subadvised Fund In-House
1/13/2009 M&A: 2008 Saw $1.99 Trillion of AUM Change Hands
1/13/2009 ETFs Gain Against Active Funds
1/12/2009 Hartstein Says Adoptions Will Remain a Key Part of Hancock's Strategy
1/12/2009 A Fund Servicer Jumps into the Rebranding Pool
1/12/2009 Calvert Unveils its Ninth Taxable Fixed Income Fund
1/12/2009 A Janus Sub Taps a New Chief
1/12/2009 'Woody Allen of Fidelity' Opens Up to The Times
1/12/2009 Fund Firms Gain Good, Bad Target Date Ink in the WSJ
1/12/2009 Another Fund Firm Cuts Staff
1/12/2009 Morgan Stanley Smith Barney?
1/12/2009 T. Rowe Price Times the Bond Market Bottom
1/9/2009 Morgan Stanley Eyes Smith Barney
1/9/2009 Forester Value Wins Again
1/9/2009 Fixed Income Chief Steps Aside at OppFunds
1/9/2009 Gross: 'We Have Met Mr. Ponzi and He is Us'
1/9/2009 Aston and DWS Make Moves: Two Funds Reopen, Two Liquidate
1/9/2009 Jaffe Sees at Least 1,500 Funds Throwing in the Towel This Year
1/9/2009 Who Failed the Lehman Stable Value Fund?
1/8/2009 A Schwab Sales Vet Bets On a Specialty Indexer
1/8/2009 Direxion Leverages Another Bull and Bear
1/8/2009 Bloomberg Sees Muni Bond Pain Through OppFunds
1/8/2009 Dodge & Cox's Troubles with Financials
1/8/2009 Madoff Scandal Pits Ariel Against Ariel
1/8/2009 Is 401k Failing? The WSJ Suggests Yes
1/8/2009 ETFs Line Up for Social Investing
1/7/2009 PNC Preps Administration Service for ETFs
1/7/2009 Evergreen Names a New President of its Funds
1/7/2009 WSJ: International Funds Appear Headed for a Rebound
1/7/2009 The One Guy in the Black Talks Again
1/7/2009 New York Life Lassoes an Ex-Grail Exec
1/7/2009 Centennial State Regulators Pile On Bent
1/6/2009 Two PMs Team Up With Eveillard
1/6/2009 Morningstar Crowns the Top Fund Managers of '08
1/6/2009 At Reserve's Request, S&P Stops Rating 8 Funds
1/6/2009 Cieszko Lands at Fidelity
1/6/2009 Reserve Will Have a Supervisor as it Pays its Legal Bills
1/6/2009 Janus Makes an Institutional Hire
1/6/2009 WSJ Lists the Big ETF Winners and Losers of '08
1/6/2009 Rydex Alum Joins RIA Marketers
1/6/2009 Say 'Hi' As An Old Fund Lands a New Name
1/5/2009 Market Situation Pushes Back an Asset Management Deal
1/5/2009 WisdomTree Switches Auditors
1/5/2009 At Least There Was One
1/5/2009 ETF Investing Tips, Courtesy of the WSJ
1/5/2009 Oak Value Lands a Big Distribution Deal
1/5/2009 WSJ Looks at ETFs that Made Hefty Payouts
1/5/2009 An Asset Manager Starts the Year as an Independent Firm
1/2/2009 Will the Evergreen Brand Endure after the Deal?
1/2/2009 A Bill Miller Fund Tops the 2008 Loss List


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