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News Stories Archives - Since 1998
A $610B-AUM Multinational Adds Its 5th U.S. ETF Like its four predecessors, the latest fund is actively managed... MutualFundWire.com - Friday, September 6, 2024
401k Folks Reflect On 50 Years of ERISA As the key federal legislation reaches half a century, RKers, trade group, and ERISA law professionals share their thoughts... 401kWire.com - Friday, September 6, 2024
Helping Participants Build Their Financial Future, On 401k Day 2024 and Beyond More industry insiders weigh in on the annual holiday, which is celebrated on the Friday after Labor Day... 401kWire.com - Friday, September 6, 2024
At a Gotham Gala, DeNoyior, Musto, Hancock, Income America, M, and Voya Win Big Updated \| A trade publication's team honors 84 winning companies with the pub's 10th annual awards. The honorees gathered last night in the Big Apple... 401kWire.com - Friday, September 6, 2024 - Reader Rating:* 5
A Crypto Index Fund Firm Acquires On Both Sides of the Atlantic A San Francisco asset manager's team unveiled a pair of acquisitions last month, both in the digital assets space... MutualFundWire.com - Friday, September 6, 2024
Three DC I-O Execs Leave a $571B-AUMA Firm Three DC I-O executives left this PE-backed asset manager in July... 401kWire.com - Friday, September 6, 2024
A 14-Year-Old Income Strat Powers a New ETF The new, actively managed fund debuts a year after the firm entered the ETF space... MutualFundWire.com - Wednesday, September 6, 2023
Post-Sale, Strongpoint's New Partner Says He's "Not Ready to Retire" The deal closed about a month ago and boosts the network's AUA to more than $7 billion in more than 4,000 plans acrossmore than 40 states... 401kWire.com - Wednesday, September 6, 2023
Who Will Help a 438,000-Participant Program With Investments? The folks running a giant SARP have put out an RFP for "investment consulting services.".. 401kWire.com - Wednesday, September 6, 2023 - Reader Rating: 2
Six Years In, a Small Cap Fund Exceeds $3B An ETF shop's team is celebrating a big milestone for the second biggest fund in their flagship series... MutualFundWire.com - Wednesday, September 6, 2023
FiduciaryxChange, Ameritas, NFP, and Schwab Brew a PEP The new pooled employer plan is designed for members of a guild in Colorado... 401kWire.com - Wednesday, September 6, 2023
21 Years In, a $220B-AUM Firm's CEO Passes the Reins A 20-year Goldman Sachs alumna will take over a 51-year-old firm in the Southland... MutualFundWire.com - Tuesday, September 6, 2022
A Pershing Vet Joins an NY RKer Updated \| The new hire serves as director of client success as the robo-recordkeeper... 401kWire.com - Tuesday, September 6, 2022
A Sales Force Grows to 82 Internals and Externals The sales team covers 30 territories across the U.S. and has added 10 new roles so far in 2022... 401kWire.com - Tuesday, September 6, 2022
An RPS Leader Joins a 150-Office Insurance Brokerage The new hire will serve as national practice leader for the Midwestern firm, which has more than 3,500 professionals and more than $1 billion in annual revenue... 401kWire.com - Tuesday, September 6, 2022
Week In Preview, September 6 - September 11 This week, the teams at Fi360, RPAG, Spark, and That401kSite.com will host events... 401kWire.com - Tuesday, September 6, 2022
Week In Preview, September 6 - September 11 This week, the teams at Advisor Circle, MFDF, Nicsa, and WealthManagement.com will host events... MutualFundWire.com - Tuesday, September 6, 2022
A LoCorr Alum Joins Thrivent After leaving LoCorr, a sales manager joined the team at Thrivent... MutualFundWire.com - Friday, September 6, 2019
Transamerica's McTague Hires Two Both new additions fill newly created roles at the bundled provider and are based on the east coast... 401kWire.com - Friday, September 6, 2019
A CA Consultant Departs From OneAmerica After three years on the field sales consulting and internal wholesale team, a OneAmerica employee takes her leave... 401kWire.com - Friday, September 6, 2019
After Three 2019 Adds, Voya's Murray Plans More Watch for the exec to continue expanding his team across three channels, plus support... 401kWire.com - Friday, September 6, 2019
Steers Adds a Global Distro Chief The new hire reports directly to Steers' right hand... MutualFundWire.com - Friday, September 6, 2019
Pentegra Includes All Advisors In a New Platform The White Plains-based provider launches an ESG product... 401kWire.com - Friday, September 6, 2019
Reminders For a Post-Fiduciary-Reg World The controversial, Obama-era DoL rule was vacated by a federal appeals court at the beginning of the summer. KPAs face a different retirement plan landscape... 401kWire.com - Thursday, September 6, 2018
Putnam's Big Move Is Almost Here Reynolds is moving the fund firm's Beantown HQ. Meanwhile, the firm will maintain a key office in Andover... MutualFundWire.com - Thursday, September 6, 2018
A 401k Entrepreneur's Son Leaves a Wholesaling Team There is no word yet on where the DC industry insider is heading next... 401kWire.com - Thursday, September 6, 2018 - Reader Rating: 2
Just the Retirement Facts A mutual fund industry trade group launches a new public website about the U.S. retirement system... 401kWire.com - Thursday, September 6, 2018
The SEC Returns to Full Strength ... For Now The Senate confirms a new commissioner, but there's still no official word on who will fill another seat that will be empty by the end of the year... MutualFundWire.com - Thursday, September 6, 2018
Nationwide Lands a $152MM CA 403b A hospital switches defined contribution providers for its 2,500-participant plan... 401kWire.com - Wednesday, September 6, 2017
VanEck Hires a Key MainStay Alum The Gotham mutual fund and ETF shop hires a distribution veteran... MutualFundWire.com - Wednesday, September 6, 2017
Follow the Fundsters - September 6, 2017 Hires, fires and the like!.. MutualFundWire.com - Wednesday, September 6, 2017
Fielding Miller Preps Two More Deals For 2017 Fresh off his sixth deal of the year, the CapTrust chief is still on the hunt... 401kWire.com - Wednesday, September 6, 2017
An NYC KPA Vet Joins an RKer She previously spent more more than two decades at a nearby advisory firm... 401kWire.com - Wednesday, September 6, 2017 - Reader Rating: 3
These Few Things Keep Bill McNabb Up At Night The outgoing Vanguard chief shares glimpses of his past and his plans for the future... MutualFundWire.com - Wednesday, September 6, 2017
Mansueto Passes the Torch Updated \| The M* founder names a new CEO but stays on as executive chairman... MutualFundWire.com - Tuesday, September 6, 2016
Bukaty Adds a Retirement Plan Consultant A new retirement plan consultant/wealth advisor has just joined a St. Louis-based KPA shop..... 401kWire.com - Tuesday, September 6, 2016 - Reader Rating: 3.5
Filings for Fundsters - September 6, 2016 A compilation of the latest SEC filings!.. MutualFundWire.com - Tuesday, September 6, 2016
Is This Midwestern Mutual Fund Shop Stepping Back? This month the fund firm will liquidate its first mutual fund, after shuttering four others in August... MutualFundWire.com - Tuesday, September 6, 2016
TDFs' Flaw Although target-date-funds (TDFs) are growing in popularity for retirement accounts, a lot of participants are paying more than they should for these funds. The reality? TDFs are somewhat flawed... 401kWire.com - Tuesday, September 6, 2016 - Reader Rating: 1
Erickson Makes Milliman's 3rd Taft-Hartley Hire In Two Months Another former New York Life Taft-Hartley specialist joins the actuarial firm... 401kWire.com - Tuesday, September 6, 2016
Voya Takes Advisors Back to Retirement School Today, this retirement plan provider has launched a new retirement university for retirement plan advisors..... 401kWire.com - Tuesday, September 6, 2016 - Reader Rating: 4.33
The 401k Deal of the Summer Is Complete The deal was originally announced at the end of June... 401kWire.com - Tuesday, September 6, 2016 - Reader Rating: 2.33
A California Taft Hartley Moves More DC Assets to Hancock The plan sponsor also combined its 401(k) plans and realigned investment options. .. 401kWire.com - Tuesday, September 6, 2016 - Reader Rating: 3.75
Barron's Smiles on Artisan The publicly-traded, Midwestern mutual fund shop's stock is yielding a whopping nine percent right now... MutualFundWire.com - Tuesday, September 6, 2016
A Bank Agrees to a Multi-Million-Dollar 401k Stock Drop Settlement Flagstar Bancorp and participants in its $101 million 401(k) plan reached a $3 million preliminary settlement for charges over alleged breach of fiduciary responsibility... 401kWire.com - Friday, September 6, 2013
An Artio Alum Arrives at Ashmore New hire is part of British firm's efforts to grow U.S. presence. Part of its plans include at least one more sales hire... MutualFundWire.com - Friday, September 6, 2013
Turner Debuts Its 11th Fund Turner launches an emerging markets fund, an emerging markets fund focusing on a wide variety of emerging market countries. .. MutualFundWire.com - Friday, September 6, 2013
Calamos Reopens Its Convertible Fund Calamos Investment Trust has filed to reopen Calamos Convertible Fund. [SEC Filing] .. MutualFundWire.com - Friday, September 6, 2013
Arrowpoint Lands Two New PMs for Restructured Meridian Fund, Arrowpoint Asset Management LLC adds new PMs changes fund name Meridian Contrarian Fund. The Meridian Value Fund is being changed to the Meridian Contrarian Fund. The new PMs added are Chad Meade and Brian Schaub. [SEC Filing].. MutualFundWire.com - Friday, September 6, 2013
Ark Is Launching an ETF Trust Ark Investment Management LLC has filed to launch the Ark ETF Trust. [SEC Filing].. MutualFundWire.com - Friday, September 6, 2013
Principal's New Real Estate Offering Targets Retirement The insurance giant's real estate launches a new product for retirement plans... 401kWire.com - Friday, September 6, 2013
Loeb King Crowns a New Alternative Strategies Fund� Loeb King Capital Management has filed to launch the Loeb King Alternative Strategies Fund. [SEC Filing].. MutualFundWire.com - Friday, September 6, 2013
Sage Will Launch a Covered-Call ETF Sage Quant Management has filed to launch the Recon Capital NASDAQ 100 Covered Call ETF, which will be subadvised by Recon Capital Advisors. [SEC Filing].. MutualFundWire.com - Friday, September 6, 2013
A Former Deutsche DC I-O Leads SEI's DC Force Scott Brooks will lead SEI's investment outsourcing business for SEI's DC Team. .. 401kWire.com - Friday, September 6, 2013
Gator Will Birth an Opportunity Fund Gator Capital Management has filed to launch the Gator Opportunities Fund. [SEC Filing].. MutualFundWire.com - Friday, September 6, 2013
CV Adopts a Fund That Would've Liquidated Caritas Capital [profile] didn't liquidate its Caritas All-Cap Growth Fund on August 30 as previously planned. The fund's board decided instead to hire CV Investment Advisors as an interim advisor to the fund, with CV founder Brenda A. Smith PMing. [SEC filing]... MutualFundWire.com - Friday, September 6, 2013
Why Do Plan Sponsors Switch Advisors? Fidelity's DC I-O unit examines the attitudes of 401k plan sponsors... 401kWire.com - Friday, September 6, 2013 - Reader Rating: 3
Legg Schedules a Blackout For a Slice of Its Own 401k On October 7th, a blackout will fall on Legg's employees' investments in one specific fund... 401kWire.com - Friday, September 6, 2013
WSJ Talks Up Appeal of European Small Cap Stock Funds The Wall Street Journal covered the tendency of investors to invest in large-cap stocks when economies are improving. .. MutualFundWire.com - Friday, September 6, 2013
Two Years After Closing It, Calamos Invites Investors Into His Flagship Calamos has reopened its convertible fund to new investors. .. MutualFundWire.com - Friday, September 6, 2013
PM Changes at AB, ING and Leuthold Catch M*'s Eye Morningstar analysts covered a flurry of recent PM changes. .. MutualFundWire.com - Friday, September 6, 2013
Law Tops 401k Industry Rankings, While the Service Industry Lags Behind Brightscope's newest study ranks industries with the best 401(k) plans, and the verdict is in: Law wins... 401kWire.com - Friday, September 6, 2013 - Reader Rating: 5
BlackRock Lures Interest Rate Wonk from J.P. Morgan BlackRock bolsters its fixed-income group by hiring an interest rate wonk, Pavan Wadhwa... MutualFundWire.com - Friday, September 6, 2013
It's All Gross, All The Time Bill Gross bashes the Fed in his September letter to investors. Yet more financial pubs take notice... MutualFundWire.com - Friday, September 6, 2013
Amid Alt Fund Popularity, a SPDR Gets Day in the Sun Alternative funds continue to be popular and some investors are turning to a fund that offers a variety of asset classes. .. MutualFundWire.com - Friday, September 6, 2013
Rekenthaler Actually Likes This Book Despite a couple major disagreements with some of her conclusions, Rekenthaler thinks Helaine Olen's book, "Pound Foolish," is fun and engaging. .. MutualFundWire.com - Friday, September 6, 2013
Gundlach Inks a Subadvisory Deal DoubleLine has been added as the third subadvisor on an existing fund... MutualFundWire.com - Thursday, September 6, 2012
The SEC Slams a Portland-based Advisor The owner of Focus Point Solutions and The H Group agreed to settle with the SEC on charges that he violated his fiduciary duty... MutualFundWire.com - Thursday, September 6, 2012
A $1.8B Plan Gives Fidelity the Heave-Ho The megaplan has chosen Wells Fargo to be its new recordkeeper... 401kWire.com - Thursday, September 6, 2012 - Reader Rating: 4.43
Pyxis Poaches a Wholesaler from Turner The new hire will pitch mutual funds and alt products in New England.. MutualFundWire.com - Thursday, September 6, 2012
Four Advisors and Two RMs Join SageView Randy Long's team is now 100-strong... 401kWire.com - Thursday, September 6, 2012 - Reader Rating: 3
WANTED: Sustainable Fund Manager Seeks New Sales Head In the meantime, the firm promotes an exec to senior VP of national sales... MutualFundWire.com - Thursday, September 6, 2012
Fielding Miller Buys in Beantown A top 401k advisory team in Boston joins the CapTrust fold... 401kWire.com - Thursday, September 6, 2012 - Reader Rating: 3
McCabe Is Looking for a New England Wholesaler Stadion wants someone with 15 or more years of experience to court wirehouses... MutualFundWire.com - Thursday, September 6, 2012
Guardian Adds a Rocky Mountain Salesman A new regional sales chief has joined the New York-based RKer... 401kWire.com - Thursday, September 6, 2012 - Reader Rating: 5
Bill Gross Is Sweatin' to the Oldies Bill Gross' latest investment outlook once again raises eyebrows; investors need to adjust to the era of lower returns, he says... MutualFundWire.com - Thursday, September 6, 2012
Bernstein Says BlackRock Needs to Cut Expense Ratios The move will help with "Vanguarditis," writes an analyst... MutualFundWire.com - Thursday, September 6, 2012
J.P. Morgan Defends Its Copper ETF Plans The mutual fund shop says a proposed offering would not have "a significant impact on price" for the commodity it would track... MutualFundWire.com - Thursday, September 6, 2012
Gen Cap Grabs a Pickaxe and Mines for ETF Riches FactorShares has launched three mining-related ETFs... MutualFundWire.com - Thursday, September 6, 2012
BofA Says 'So Long' to Sallie Sallie Krawcheck is out as part of a shakeup within Bank of America's top ranks... MutualFundWire.com - Tuesday, September 6, 2011
iShares Sees a Change at the Top The ETF giant has a new chief as Mike Latham becomes chairman... MutualFundWire.com - Tuesday, September 6, 2011
Wells Fargo Tweets About 401k Day It's another medium for the plan provider to reach younger participants... 401kWire.com - Tuesday, September 6, 2011
TCW Funds Attract $4.4B Net This Year A top exec at the West Coast mutual fund firm talks about its sales... MutualFundWire.com - Tuesday, September 6, 2011
Principal Fills Two Newly Created Posts Principal Funds hires Delaware and Neuberger alums... MutualFundWire.com - Tuesday, September 6, 2011
An AllianceBernstein VP Follows Davies to Russell Dick Davies hires a fellow AllianceBernstein alum at Russell... 401kWire.com - Tuesday, September 6, 2011
Bachetti Inspires a Recordkeeper The veteran DC executive returns to the business with a new company and a new partnership... 401kWire.com - Tuesday, September 6, 2011 - Reader Rating: 1
Deloitte Taps an SEC Alum to Lead its Mutual Fund Practice The Big Four firm names an SEC and ICI alum for the newly created position of U.S. mutual fund practice leader... MutualFundWire.com - Tuesday, September 6, 2011
AUL Nabs a MassMutual Marketer Bill Yoerger adds to his marketing team... 401kWire.com - Tuesday, September 6, 2011
SunGard Ties in With Payroll The recordkeeping software giant to looking to give some relief to benefit administrators... 401kWire.com - Tuesday, September 6, 2011 - Reader Rating: 2
New York Life Retirement Spices Things Up Online The redesigned site is intended for advisors and sponsors to access participation information quickly and efficiently... 401kWire.com - Tuesday, September 6, 2011
Schroders Names its National Sales Manager The UK-headquartered firm taps a national sales manager for its US business... MutualFundWire.com - Tuesday, September 6, 2011
Transamerica Hires in New York The plan provider turns to a Hancock alum to fill a sales post... 401kWire.com - Tuesday, September 6, 2011 - Reader Rating: 1
A Recordkeeper is On the Prowl A new program is part of an aggressive growth plan for 2011... 401kWire.com - Tuesday, September 6, 2011 - Reader Rating: 1
Reorg at Allianz Gives More Free Rein to Pimco Pimco and Allianz Global Investors will become part of a new holding company starting next year... MutualFundWire.com - Tuesday, September 6, 2011 - Reader Rating: 4
How Much Did TCW Pay For MetWest? The fight between Trust Company of the West and its former CIO brings deal pricing to light... MutualFundWire.com - Tuesday, September 6, 2011
Pimco Launches an Absolute Return Bond Fund It will bet on a range of credit sectors... MutualFundWire.com - Tuesday, September 6, 2011
Two B-Ds Settle with the SEC Two broker-dealers settled regulatory charges that they faiiled to reasonably supervise a former rep... MutualFundWire.com - Thursday, September 6, 2007
Calamos in the Hunt for New General Counsel Calamos Asset Management is searching for a new general counsel and secretary... MutualFundWire.com - Thursday, September 6, 2007 - Reader Rating: 3.29
Microsoft Study Spotlights InvestLink Tech As many have suspected, Microsoft is paying attention to the 401(k) space... 401kWire.com - Thursday, September 6, 2007 - Reader Rating: 2
A Back-Office Provider Says It's Ready To Handle the Changing 403b Landscape An official at the Midwest back-office firm said the new rules governing the 403b space did not necessitate new development work... 401kWire.com - Thursday, September 6, 2007 - Reader Rating: 1
LPL Buys Again Mark Casady and Bill Dwyer have added another feather to their respective caps... MutualFundWire.com - Thursday, September 6, 2007 - Reader Rating: 3.29
Mercer HR Adds Managed Accounts Mercer HR Services will offer plan participants managed accounts from Financial Engines along with the Palo Alto advisory firm's advice service. Eric Levy, retirement business leader for Mercer HR Services and division head of Mercer Securities said the arrange will allow Mercer clients to access Financial Engines' full suite of advisory services to Mercer HR Services� clients... 401kWire.com - Thursday, September 6, 2007
AIM's High Income Municipal Fund Re-Opening for Limited Engagement Investors are getting a limited window to buy shares of AIM's High Income Municipal Fund, which is currently closed... MutualFundWire.com - Thursday, September 6, 2007 - Reader Rating: 3
Pershing Advisor Finds Staffing Solution Pershing Advisor Solutions has tapped Mark Tibergien to be its new chief executive officer and a member of Pershing LLC's Executive Committee... MutualFundWire.com - Thursday, September 6, 2007 - Reader Rating: 3
Hancock Adds to Its Curriculum Participants get tools to help them plan their "easy" route to retirement. Tools will also help advisors find disengaged participants... 401kWire.com - Thursday, September 6, 2007
Pershing's New Platform is a Global Affair Pershing Limited is introducing the next frontier of platforms for global mutual funds... MutualFundWire.com - Thursday, September 6, 2007 - Reader Rating: 3
I-Banker Jumps to JMP JMP Group has landed Jonathan P. Dever as a managing director and head of the firm�s financial services investment banking group... MutualFundWire.com - Thursday, September 6, 2007
Schlosstein Walks From BlackRock Ralph Schlosstein, one of the two top dogs at BlackRock, has told the board of his intent to step down to pursue other entrepreneurial interests... MutualFundWire.com - Thursday, September 6, 2007 - Reader Rating: 3.17
Some Funds Upped Disclosure as the Market Went Down The WSJ Fund Track column picks up on the trend of some fund firms' attempts to reassure shareholders by providing more portfolio disclosure in the weeks after the August credit crunch... MutualFundWire.com - Thursday, September 6, 2007 - Reader Rating: 2.93
Lange is Up, Cohen Down Boston Globe columnist Steven Syre writes cheers and jeers for two Fidelity managers in his latest column... MutualFundWire.com - Thursday, September 6, 2007 - Reader Rating: 2.82
A.G. Edwards Releases Nest Egg Index Los Alamos, New Mexico placed first among communities, New Jersey once again bested other states... 401kWire.com - Wednesday, September 6, 2006
ADP Appoints New Retirement Head The Roseland, New Jersey-based payroll specialist has tapped a replacement for Anish Rajparia... 401kWire.com - Wednesday, September 6, 2006 - Reader Rating: 5
One in Ten Firms Plans to Add Auto Enrollment in 2007 A survey by Wells Fargo shows that more than a quarter of plans already offer auto-enrollment even before the recently enacted pension bill takes effect... 401kWire.com - Wednesday, September 6, 2006 - Reader Rating: 4
The TSP Awards Five Fund Mandates The nation's largest defined contribution plan awards an advisory contract for its investment fund lineup... 401kWire.com - Wednesday, September 6, 2006
West Coast Advice Firm Debuts Retirement Income Tool The latest entrant to the retirement income party is a retail-focused advice firm... 401kWire.com - Wednesday, September 6, 2006 - Reader Rating: 1
ExpertPlan Upgrades Voice Response System The East Windsor, New Jersey-based outsourced recordkeeper has upgraded to a fully-automated voice response system... 401kWire.com - Wednesday, September 6, 2006 - Reader Rating: 1
New MFS Fund Adds Twist on Other Target Funds Merger rumors are not stopping MFS Investment Management from adding to its fund lineup. The Boston-based fund manager launched a tactical target asset allocation fund this week. Unlike most target date asset allocation funds, the portfolio managers of the new offering will tweak the fund's portfolio based on market conditions... MutualFundWire.com - Wednesday, September 6, 2006
Touchstone Taps Affiliate as Subadvisor Touchstone Advisors has tapped a subadvisor for the newest fund in its line-up. The just-launched Diversified Small Cap Growth Fund is the newest addition to the Touchstone Funds, the firm's subadvised family of funds. Touchstone Advisors, which is owned by Western & Southern Financial Group, claims $9 billion in assets in its Touchstone Funds and Constellation Funds families... MutualFundWire.com - Wednesday, September 6, 2006
US Global Taps Subadvisor For New Fund A British firm has captured a subadvisory mandate for a new fund being launched by U.S. Global Investors. According to a recent SEC filing, Charlemagne Capital will act as the subadvisor for U.S. Global's planned India Fund. The subadvisory mandate is the third that the Isle of Man-based asset manager has won from the San Antonia-based fund firm this year... MutualFundWire.com - Wednesday, September 6, 2006
Supremes Next Stop for IBM Plaintiffs IBM workers have now exhausted all of their appeals but one. On Tuesday, a federal appeals court in Chicago has declined the IBM cash balance plan case... 401kWire.com - Wednesday, September 6, 2006 - Reader Rating: 4
Peach State Firm Kisses BD Goodbye The firm now focuses entirely on investment banking. .. MutualFundWire.com - Wednesday, September 6, 2006 - Reader Rating: 3
Big Easy BD Finds New HQ Without Leaving The firm is staying put in its hometown despite the travails of rebuilding after Katrina. .. MutualFundWire.com - Wednesday, September 6, 2006
Schwab Sells More of Own Stock So far in 2006 Charles Schwab has sold shares worth nearly three times what he sold in 2005... MutualFundWire.com - Wednesday, September 6, 2006 - Reader Rating: 3
Ameritrade Names 401k Chief The discount broker has tapped an executive to oversea the unit offering SBDAs to 401k providers... 401kWire.com - Tuesday, September 6, 2005
Workers Are Less Financially Stressed Retirement saving is still the leading cause of financial stress but a well-designed plan can help says Ameriprise... 401kWire.com - Tuesday, September 6, 2005
Baseball Fan Rewarded on K-Day The Principal uses strikeouts to build awareness of K-plans... 401kWire.com - Tuesday, September 6, 2005
Retirement Reform on Fall Agenda Social Security reform is not dead. Congress expected to put together package including 401k provisions for fall session... 401kWire.com - Tuesday, September 6, 2005 - Reader Rating: 4
Seligman Resists Spitzer Subpoenas The winds are shifting as the New York Attorney General faces another setback in his mutual fund probes... MutualFundWire.com - Tuesday, September 6, 2005
Fees Continue Downward It's been two years since the scandals. What's changed? According to research summarized by Bloomberg from Morningstar, the Financial Research Corp. and ICI, fees for equity mutual funds have dropped six percent since the scandals, due to a mix of several factors... MutualFundWire.com - Tuesday, September 6, 2005
Federated Intros Fixed Income Fund Federated Investors has bolstered its fixed income lineup with a new offering, the Federated Intermediate Government/Corporate Fund... MutualFundWire.com - Tuesday, September 6, 2005
Custodian Opens New York Office Northern Trust has opened a New York City office to support its investment manager services group ..... MutualFundWire.com - Tuesday, September 6, 2005
Closed-Enders Block Citi, Legg Deal Citigroup's closed-end fund shareholders can claim a partial victory in the Citigroup, Legg Mason asset swap. At their request, the New York Stock Exchange has decided to disallow brokers from voting in the proxy battles on behalf of non-voting investors that they advise ..... MutualFundWire.com - Tuesday, September 6, 2005
Manager Swaps: Fidelity, CSAM Richard Mace, Jr. has taken over management of the Fidelity Aggressive International Fund, Fidelity Advisor International Capital Appreciation Fund and VIP International Capital Appreciation Portfolio from exiting manager Kevin McCarey ..... MutualFundWire.com - Tuesday, September 6, 2005
Bid Adieu to Berger A proud name is disappearing from the scene. Is Janus making another timing blunder?.. MutualFundWire.com - Friday, September 6, 2002
Canadian Firm Trims Roster More than 30 products will disappear when the firm is done... MutualFundWire.com - Friday, September 6, 2002
PSCA Asks Sponsors to Write Legislators The trade group urges sponsors to support the bankruptcy reform package... 401kWire.com - Friday, September 6, 2002
Login on with Skandia The insurer woos intermediaries with an upgrade of its Web site... MutualFundWire.com - Friday, September 6, 2002
401k Reform is Now a Wedge Issue Now that 401k has become a partisan issue chances of meaningful reform are fading... 401kWire.com - Friday, September 6, 2002
Citizens on the Prowl The Scottish bank may be eyeing an Irish bank next. .. MutualFundWire.com - Friday, September 6, 2002
Providers Chafe under Plan Rules Japan has been open for business for less than a year, but providers are already lobbying for rule changes. What is the problem?.. 401kWire.com - Friday, September 6, 2002
Lord Abbett and Its Partners Over the past year, the firm has been aggressively courting recordkeepers. Now, it reports its numbers... 401kWire.com - Thursday, September 6, 2001 - Reader Rating: 3
Delaware Firm Prepares Bid for Bank Funds Wilmington Trust is ready to purchase a bank fund group by as soon as the end of the week... MutualFundWire.com - Thursday, September 6, 2001 - Reader Rating: 3
Nuveen Visits Windy City Nuveen has selected a sub-advisor for a planned REIT fund... MutualFundWire.com - Thursday, September 6, 2001 - Reader Rating: 3
ETrade Debut ETrade Set to Test eAdvice ... ETrade Staff Feels Deflation ... Pru Said to Eye Gruntal ... AIG to Cut 1,500 ... Value Funds Tops in August ... Deutsche Adds to Analysts Team... MutualFundWire.com - Thursday, September 6, 2001 - Reader Rating:* 3
ETrade Debut ETrade Set to Test eAdvice ... ETrade Staff Feels Deflation ... Pru Said to Eye Gruntal ... AIG to Cut 1,500 ... Value Funds Tops in August ... Deutsche Adds to Analysts Team... 401kWire.com - Thursday, September 6, 2001 - Reader Rating:* 3
Merrill Reorgs its Distribution Mother Merrill has created new teams and hired a new exec to bolster its institutional distribution... MutualFundWire.com - Thursday, September 6, 2001 - Reader Rating: 3
AEFA Grabs Scudder CIO American Express Grabs A Senior Exec From Scudder as the Rumors of Buyout Offers Circulate... MutualFundWire.com - Thursday, September 6, 2001 - Reader Rating: 3
PWC Rumors Are Flying Who is going to end up buying the former Kwasha Lipton? Word is another interested party is eyeing the unit... 401kWire.com - Thursday, September 6, 2001 - Reader Rating: 3
Hyster Named VP First American taps the exec... 401kWire.com - Thursday, September 6, 2001 - Reader Rating: 3
Private-Label Folios FOLIOfn, the widely touted replacement for funds, is taking aim at the institional market and planning a rollout of advisor and money manager sites by November. .. MutualFundWire.com - Wednesday, September 6, 2000 - Reader Rating: 3
ING Closes on Pilgrim Pilgrim Funds look to come out on top as Boulware takes over sales and marketing for ING Funds in Phoenix. .. MutualFundWire.com - Wednesday, September 6, 2000 - Reader Rating: 3
Amex Broadens VA Distribution Amex adds 300 branches of Comerica to its distribution network... MutualFundWire.com - Wednesday, September 6, 2000 - Reader Rating: 3
PBGH Closes Alliances Pilgrim Baxter is beefing up its 401k marketing efforts through bundled retirement vendors... 401kWire.com - Wednesday, September 6, 2000 - Reader Rating: 3
PBHG Closes Alliances Pilgrim Baxter is beefing up its 401k marketing efforts through bundled retirement vendors... MutualFundWire.com - Wednesday, September 6, 2000 - Reader Rating: 3
AERS Names Sales VP American Express brings up a new regional vice president to oversee sales in the central U.S... 401kWire.com - Wednesday, September 6, 2000 - Reader Rating: 3
Why Self-Directed Accounts are Like SUVs Brokerage options are a valuable tool for participants when they are used for the purpose they were intended for says McHenry's Ward Harris... 401kWire.com - Wednesday, September 6, 2000 - Reader Rating: 3
Global Tech First Hand Firsthand offers its sixth fund to fuel its quick growth. .. MutualFundWire.com - Wednesday, September 6, 2000 - Reader Rating: 3
September 6, 2000 Nearly 90 Million Americans Now Own Funds ... Who's Planning on Using E-signatures ... Neighbor Run Funds Catch On ... The Top Enhanced Index Funds ... Picking Web-based 401k Plans ... The Roth 401k is back... 401kWire.com - Wednesday, September 6, 2000 - Reader Rating: 3
September 6, 2000 Nearly 90 Million Americans Now Own Funds ... Who's Planning on Using E-signatures ... Neighbor Run Funds Catch On ... The Top Enhanced Index Funds ... Picking Web-based 401k Plans ... The Roth 401k is back... MutualFundWire.com - Wednesday, September 6, 2000 - Reader Rating: 3

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2015:	Q4	Q3	Q2	Q1
2014:	Q4	Q3	Q2	Q1
2013:	Q4	Q3	Q2	Q1
2012:	Q4	Q3	Q2	Q1
2011:	Q4	Q3	Q2	Q1
2010:	Q4	Q3	Q2	Q1
2009:	Q4	Q3	Q2	Q1
2008:	Q4	Q3	Q2	Q1
2007:	Q4	Q3	Q2	Q1
2006:	Q4	Q3	Q2	Q1
2005:	Q4	Q3	Q2	Q1
2004:	Q4	Q3	Q2	Q1
2003:	Q4	Q3	Q2	Q1
2002:	Q4	Q3	Q2	Q1

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