The MFWire
Manage Email Alerts | Sponsorships | About MFWire | Who We Are
IW
       The insiders' edge for 40 Act industry executives!
IW
   An InvestmentWires Pub 
IW
 Browse: 
  Find:   
Search
Got Tips?
Share news, a press release or gossip.

 Get Daily Emails
MFWire headlines delivered to you each morning and afternoon.

Advertise Here
Reach more than 3,900 top fund executives via the fastest growing news service for industry insiders.

Call Now For Rates: 212-331-8999

Published by
InvestmentWires
40 Wall Street
28th Floor
New York, NY 10005
212-331-8968










NEWS ARCHIVE
Stories Published Between 7/1/2004 And 10/1/2004
9/30/2004 What Can Funds Learn From BD Marketing Strategies?
9/30/2004 529s: Worse Than Mutual Funds, Says Senator
9/30/2004 Fair Weather Friends, Those Investment Bankers
9/30/2004 Harbor Swaps Subadvisors
9/30/2004 Attention Getting, or Just Too Much Trading?
9/30/2004 Another North Carolina Bank will Woo Boston Brahmins
9/30/2004 Fido Benchmarks its 401k Business
9/29/2004 Cohen & Steers Emphasize Real Estate in Funds
9/29/2004 Fund Mini-Sweep One of 80 Underway
9/28/2004 Senators Scrutinize 529s
9/28/2004 Vanguard Unleashes More VIPERs
9/28/2004 Two at Banc One Defect to Federated
9/28/2004 Yet Another Tool for CCOs
9/28/2004 Indy Directors Group Now Online
9/28/2004 Is B for Bad? Citi Execs Decide For Themselves
9/28/2004 Timing Plagues Canada Funds: IFIC/MFDA Chief Resigns
9/28/2004 Regulators See Penalty Box for B-Ds Working
9/28/2004 Legg Mason Elects Two Directors
9/28/2004 Boston SEC Office Gets Aggressive
9/28/2004 JP Morgan Hedges its Bets with Highbridge Pickup
9/28/2004 Citi Turns to Sallie
9/28/2004 TCW Drafts New Play-Calling Chair
9/27/2004 Boston Company, JPMorgan Land Subadvisory Contracts
9/27/2004 MStar Revamps in Response to SEC
9/27/2004 Lazard Insiders Will Get a Big Pay Day
9/27/2004 What Motivates the SEC?
9/27/2004 Bogle Flip Flop Pays Big Time
9/27/2004 Is Marsico Safe From Cuts?
9/24/2004 Vanguard Reads Between the Lines
9/24/2004 USAA Enters the Ring in the Index Fund Price War
9/24/2004 Beantown Welcomes Columbia
9/24/2004 Morningstar Now Faces SEC Probe
9/23/2004 Placemark Continues to Build Out Sales Force
9/23/2004 TIAA-CREF Names New Head of Global Equity Research
9/23/2004 Putnam is Back in Action
9/23/2004 Morningstar Governance Ratings Cause Rift, but Debate Misses the Real Issue
9/22/2004 Senators Ask GAO to Investigate Fund Sales to GIs
9/22/2004 Dodge & Cox Allays Fears
9/22/2004 A One-Fund Firm Keeps on Trucking
9/22/2004 Vanguard is Hiring, a Sign of Good Times?
9/22/2004 Morningstar Evolves its Retirement Advice but is Still Doing Something Different than Fidelity
9/21/2004 ICI Calls for More 401(k) Disclosure
9/21/2004 Utah Finds Replacement for Fired 529 Director
9/21/2004 InvestorConnect Opens Second Garden State Investor Service Center
9/21/2004 Insider No Longer Chair at Hartford Funds
9/20/2004 Cohen and Steers Make a Well-Timed Bet
9/20/2004 Merrill Analyst: Fund Earnings Outlook Not as Bright
9/20/2004 Mainstay Feels its Time to be Aggressive
9/20/2004 Chamber of Commerce Makes its Next Move
9/20/2004 More Newsletters for Advisors
9/17/2004 Seen and Heard: Did Fund Companies Experience Success at the FPA?
9/17/2004 Is There Anything to the Amvescap Sale Rumors?
9/16/2004 Funds: No Longer the Life of the Party
9/16/2004 AMG Acquires Part of TimesSquare
9/16/2004 Northern Trust Nabs Pension Sales Chief
9/16/2004 Strong Managers Join Wells, No Word Yet on Strong Name
9/15/2004 Forward Marches into Alternative Investments
9/15/2004 DST Helps Funds Target Timers
9/15/2004 BoA Funds Hire CCO
9/14/2004 Are Investment Managers in the ’00s Like Oil Companies in the ’80s?
9/14/2004 Fund Group Supports Pension Proxy Disclosure
9/14/2004 AMG Takes A Bite Out Of The Big Apple
9/14/2004 Janus Unit Reports Strong Inflows
9/14/2004 Chalk one up for Ned Johnson
9/14/2004 Bisys to File Annual Report Late
9/13/2004 AMG Is Looking For a Few Good Firms
9/13/2004 Past Returns Are No Guarantee
9/13/2004 Stevens Says, We Made No Excuses
9/10/2004 Two Embark at Voyageur
9/10/2004 SEC Says No Can Do
9/10/2004 Fund Firms Try to Reach the Masses
9/10/2004 Putnam Unifies Small Cap Team Management
9/10/2004 Gabelli to Lose $810 MM Subadvisory Contract
9/10/2004 Oxley Slams Contractual Fund Sales to G.I.s
9/10/2004 Janus Hires Head of Intermediary Sales; Launches TV Campaign
9/9/2004 And Yet Another Reason to Scrutinize Fund Companies
9/9/2004 Up, Up and Away
9/9/2004 Schwab Hires New Portfolio Manager
9/9/2004 T. Rowe Board Elects One
9/9/2004 Home, Sweet, Home
9/8/2004 Hartford Investment Management Adds Two
9/8/2004 Ibbotson Appoints CIO
9/8/2004 Rydex Continues Sales, Educational Push
9/8/2004 Mellon Buys Ocean State Money Manager
9/8/2004 Getting Traction
9/7/2004 How Low Can You (Temporarily) Go?
9/7/2004 AFL-CIO Joins Proxy Watchers
9/7/2004 For Some, A World Without Mutual Funds
9/7/2004 Oak Associates Grabs the Spotlight with Signing of Noted Strategist
9/7/2004 Is the Fox Trying to Guard the Henhouse in Singapore?
9/7/2004 States Retool Direct-Sold 529s
9/7/2004 LA Times Reporters See More Thanks to Proxy Disclosures
9/3/2004 The Spitzer Four: Where Are They Now?
9/3/2004 Evergreen Equips Wholesalers
9/3/2004 Low Fees? Think Again, Says Vanguard
9/3/2004 Kelmoore Distributes Funds on OneSource
9/2/2004 Vendor Aims to Put Small Firms on Equal Footing
9/2/2004 Business Group Asks Court to Overturn Indy Director Rule
9/2/2004 Columbia Names Head of Funds
9/2/2004 Putnam Makes Rising Interest Rate Bet
9/2/2004 Banknorth Exits Fund Business
9/2/2004 Judge Denies Motion to Dismiss 12b-1 Suit
9/1/2004 Investor Slaps Suit on OppenheimerFunds
9/1/2004 More Uproar in Store for Mile High?
9/1/2004 Merrill Fund Shareholder Suit Dismissed
9/1/2004 House Asks GAO to Report on SEC
8/31/2004 Sungard Reviews InvestarONE Technology
8/31/2004 Fidelity Caps Expenses on Five Index Funds
8/31/2004 Dodge & Cox Shutters Balanced Fund
8/31/2004 American Funds to Open Service Center
8/31/2004 JP Morgan, One Group Funds Outline Merger Plans
8/31/2004 Vanguard, Putnam Are Not Easy Votes
8/31/2004 The Proxy Votes Are In
8/30/2004 More Than Meets the Eye to BlackRock-SSRM Deal
8/30/2004 Fools Rush In
8/30/2004 Third Ave Finds New CFO
8/30/2004 Execs Buy Out Real Estate Manager from Aussie Firm
8/30/2004 Finance Firms Roll Out Red Carpet for Republicans
8/27/2004 Sapio Hearing Slated for Early, Mid Sept
8/27/2004 Socially Responsible Fund Adds Retail Distribution
8/27/2004 Putnam Uses Search Firm to Find Director Nominees
8/27/2004 AMG Creates One-Stop Shop for Distribution
8/26/2004 ABN Amro? What Does That Mean?
8/26/2004 TD Buys Majority Stake in New England Bank
8/26/2004 The Price is Nice for BlackRock
8/25/2004 GOP Mission Accomplished at the ICI?
8/25/2004 SSgA CEO Dies of a Heart Attack
8/25/2004 Fred Alger Continues Its Institutional Push
8/25/2004 Low-Key Styling Litigator Is Named Deputy Counsel
8/25/2004 Rock the Vote...or Else
8/25/2004 Fund Websites Get Customized
8/25/2004 Fidelity Launches Another Advisor Mid Cap Fund
8/24/2004 Are Retail Investors Leaving Stock Funds?
8/24/2004 From Fund of Funds to Simply, a Fund
8/24/2004 The SEC Opens Up
8/24/2004 Vanguard Closes Fifth Fund in Eight Months
8/24/2004 529 Plan Assets are Booming, but Why?
8/23/2004 Back to School: With Fall Comes Focus on 529s
8/23/2004 Atlantic Trust Adds Two in Boston
8/23/2004 Delaware Names CFO
8/23/2004 Florida BD Hopes to Settle in 2004
8/23/2004 Gabelli COO Expands Role
8/20/2004 CSAM Files for Absolute Return Fund
8/20/2004 Eaton Vance Wants Options
8/19/2004 Eaton Vance Sits Pretty
8/19/2004 What is the Difference Between a Broker and an Advisor?
8/19/2004 SEC Deputy Director Departs
8/19/2004 Manager for Bill G Joins Gabelli Board
8/18/2004 American Funds Tells Brokers to Toe the Line
8/18/2004 Janus Says Goodbye to $5 bn
8/18/2004 Investors Target Fee Discrepancies in Lawsuits
8/18/2004 MetLife Reportedly to Sell State Street Research
8/17/2004 TIAA-CREF Airs First Ever National TV Ads
8/17/2004 Fido Criticizes NYSE Proposal
8/17/2004 Expect to Say Bye Bye to Directed Brokerage
8/16/2004 Constellation Shoots for the Stars
8/16/2004 UBS Files for Hedge-Like Fund
8/13/2004 Indy Research Group Makes Case for Soft Dollars
8/13/2004 Safeco Maps Out Pioneer Transition
8/13/2004 Two Month-Old Wasatch Fund Balloons to $93 mm
8/12/2004 Pioneer, Ibbotson Team for Asset Allocation Funds
8/12/2004 Artful Play by Alternative Firm
8/12/2004 Hello, Demand? Supply, Here...
8/12/2004 TAs Launch Compliance Tool
8/11/2004 Putnam Trains Focus on Advisors with Ad Campaign
8/11/2004 Utah Finds $25K More in Missing College Assets
8/11/2004 Spectrum Names Compliance Director
8/10/2004 Fido Gives Johnson Family Power
8/10/2004 DeAM Hires New Fixed Income Director
8/10/2004 Calvert Adds Share Class Guidance
8/10/2004 Pax Gives Phishing Tips
8/10/2004 Rocky Mountain State Chooses Vanguard
8/10/2004 Columbia Fund Shareholders Give Highland the Nod
8/10/2004 PFPC Adds to Sales Team
8/9/2004 Alliance Parent Reports Earnings
8/9/2004 SSRM Plans Energy Fund
8/9/2004 Watson Wyatt Adds 10 Investment Consulting Staff
8/9/2004 Ex-Putnam Manager Rejoins Firm
8/6/2004 Munder Reorgs C-Level Suite
8/6/2004 Delaware Fixed Income Team Gets New Co-Head
8/6/2004 Morningstar to Evergreen: What Are You Hiding?
8/6/2004 Legg Mason Says Woops: Q2 Net Flows Off by $2.5 Bil
8/5/2004 SEC Releases Five-Year Strategic Plan
8/5/2004 Oppenheimer Hands Docs Over
8/5/2004 TA Startups Target Fund Heavyweights
8/5/2004 Small Cap Fund Does Not Make the Cut
8/5/2004 Will the NASD Go Lightly on Piper Jaffray?
8/5/2004 Gates Gives Gabelli Another Year
8/4/2004 ICON Targets Institutional Biz with Sales Hire
8/4/2004 DC Lobbyists Attack!
8/3/2004 Will a Rydex-Merrill Combo Result in a High IQ?
8/3/2004 Pioneer to Pick up 22 Funds from Safeco Sale
8/3/2004 Georgeson Acquires Alamo for $22.5 Mil
8/3/2004 Fidelity Intros New Advisor Fund
8/2/2004 High-Flying Calamos Files for IPO
8/2/2004 Former MLIM Managers Take Charge of Delaware Fund
8/2/2004 Morgan Stanley and Washington State Make Amends
8/2/2004 Aquila Brings Fund Manager In House
8/2/2004 Constellation Nabs $36 Mil Fund
7/30/2004 Investors Sue AMEX Financial Advisors
7/30/2004 Soderberg Leaves Janus with $1.5 Milion in Hand
7/30/2004 Value Line Plans Small Cap Fund Launch
7/30/2004 Gabelli Misses Earnings; No Word Yet on Gates Deal
7/29/2004 Fund Attorneys Join US Bancorp
7/29/2004 Schwab to Shutter 53 Branches
7/28/2004 Indy Fund Director Group Makes Recs to SEC
7/28/2004 Boston Fund Firms on High Alert for Convention
7/28/2004 Fidelity Swaps Managers
7/28/2004 Analysts Question Putnam Game Plan
7/28/2004 Alliance Earnings Fall Short
7/28/2004 Van Kampen: Times Are a Changing
7/28/2004 AMG Beats Estimates by Two Pennies
7/27/2004 ING to Combine High Yield Funds
7/27/2004 GAO Reports on SEC Budget
7/27/2004 Delaware Names New Head of Munis
7/27/2004 DST Lands 5.5 Million Fund Shareholder Accounts
7/27/2004 T. Rowe: Record Earnings Short of Expectations
7/27/2004 Federated Meets Earnings Estimates
7/26/2004 Shareholder Advocate Fund Firm Shuts its Doors
7/26/2004 Golden Oak Goes to Goldman
7/26/2004 Toughest Compliance Tasks For Fund Firms
7/26/2004 SEC Vet Joins Janus
7/23/2004 Pru Managed Account Pro Finds New Home
7/23/2004 BlackRock Earnings Do Not Disappoint
7/23/2004 SEC IDs Those Behind 9/11 Trades
7/23/2004 NYLIM Recruits Three Regional Wholesalers
7/23/2004 Schwab Denies Biz is for Sale
7/23/2004 Janus Bares All in Earnings Call
7/22/2004 Turner Looks to Fill Analyst Vacancy
7/22/2004 PowerShares Files for 20 More Broker-Sold ETFs
7/22/2004 ICON Creates Internal Wholesaler Team
7/22/2004 Franklin Earnings Not Up to Snuff
7/22/2004 Janus Meets Earnings Expectations
7/21/2004 Rydex Hires Intermediary Head
7/21/2004 RIA Counsel Gives Pointers on Adviser Ethics
7/21/2004 Regs Give SEI Tag Team Treatment
7/21/2004 Putnam Acquires a Majority Stake in PanAgora
7/20/2004 Funds Not Just for Moms and Pops
7/20/2004 OppenheimerFunds Shuffles Top Investment Positions
7/20/2004 USAA Swaps Subadvisors
7/20/2004 Nuveen Reports EPS Two Cents Less Than Expected
7/20/2004 Legg Mason Misses Earnings
7/20/2004 Schwab Board Fires CEO Pottruck
7/19/2004 Former PFPC Exec Takes Distribution Job at Armada Funds
7/19/2004 Thrivent Hires Two Subadvisors As it Rebrands
7/16/2004 Midwest Bank Goes Shopping for Asset Manager
7/16/2004 Armada Takes on Riverfront Funds
7/16/2004 Does Gabelli Do Windows? Mario and Bill G in Talks
7/16/2004 Riggs - PNC Deal is No News for Funds
7/16/2004 US Global Goes Global
7/15/2004 Solly Manager Leaves for Greener Pastures
7/15/2004 Pioneer Manager Says Adieu
7/15/2004 State Street Research Promotes Two in Retail Sales
7/14/2004 ICI Indy Directors Extend a Hand to Media
7/14/2004 SAM Looks Out for the Little Guy
7/14/2004 Pioneer Intros Short Term Income Fund
7/14/2004 Ibbotson Inks Deal for S&P Fund Data
7/14/2004 Rydex Lassos Former Columbia Marketing Exec
7/14/2004 Fremont Pulls Trigger on Sale
7/13/2004 MLIM Exec Denies Sale of Unit
7/13/2004 Fidelity Loses Top Spot in Manager Rankings
7/13/2004 Haaga: Shoulda, Woulda, Coulda
7/13/2004 Hearing Officer in Pru Refuses to Recuse
7/12/2004 Genworth Hopes to Ace with Ad Campaign
7/12/2004 Broker-Sold ETFs on the Horizon
7/12/2004 Compliance Watchers Have New Tool
7/12/2004 Director Dismissed After Dipping into 529 Funds
7/9/2004 What is Primecap Thinking?
7/9/2004 Goldman Cases Consolidated
7/9/2004 MFS Hires Consultants to Make Good with Investors
7/9/2004 Colorado Narrows 529 Provider Hunt
7/8/2004 SSgA Acquires Two ETFs
7/8/2004 Citizens Hires Large-Cap Manager
7/8/2004 ICON Taps SEC Examiner for CCO
7/8/2004 Gabelli Wants to Know its ABC Fund Shareholders Better
7/8/2004 Putnam Gets Back in the Saddle with New Fund
7/8/2004 Haldeman Steps Out of Investments at Putnam
7/8/2004 Partisan Cracks Deepen at the SEC
7/7/2004 Nationwide Names Distribution Heads
7/7/2004 Can AMEX Convince Someone to Take the Leap?
7/7/2004 JPMorgan-Bank One Combo Set Sights High
7/7/2004 New Amsterdam Lands Portion of Calvert Fund Assets
7/6/2004 Putnam Creates RetirementReady Funds
7/6/2004 Victory Gives Asset Management Side a Little Breathing Room
7/6/2004 Fremont Lets Subadvisor Go
7/6/2004 Fido Looks Abroad for Third Real Estate Fund
7/6/2004 Consumer, Leisure Portfolios Get New Managers
7/2/2004 New Fund is Bullish on Energy
7/2/2004 AIMR Swaps Name
7/2/2004 Fidelity VP Takes Off
7/2/2004 SEC in Turf Battle with NY Judge
7/2/2004 Reserve Hiring Wholesalers to Meet Demand
7/1/2004 Judge Approves IDC-Heartland Settlement
7/1/2004 SEC Turns Critical Eye Inward
7/1/2004 Federated Makes Fund Transfer Agency Switch
7/1/2004 Janus Names Worldwide Fund Manager
7/1/2004 Milwaukee Firm Reorgs Fund
7/1/2004 State Street Head Honcho Retires


http://www.mfwire.com



©All rights reserved to InvestmentWires, Inc. 1997-2024
14 Wall Street | 20th Floor | New York, NY 10005 | P: 212-331-8968 | F: 212-331-8998
Privacy Policy :: Terms of Use