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News Stories Archives - Since 1998
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The Fund Giants Had a $110B November
The M* team updates U.S. flows data for November 2024 for ETFs and long-term, open-end mutual funds...
MutualFundWire.com -
Thursday, December 19, 2024
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Reader Rating: 1
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Hess Rises As 8 New Members Join WIPN's Board
A retirement plan trade group's team reveals their 2025 leadership team...
401kWire.com -
Thursday, December 19, 2024
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Reader Rating: 1
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Montgomery Takes Over Ret For a $9.7B-AUM RIA
Updated | The former OneDigital executive is joining the leadership team of 7-year-old Sunshine State firm...
401kWire.com -
Thursday, December 19, 2024
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Reader Rating: 1
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DC AUA Exceeds $12T
A mutual fund industry trade group's team releases Q3 2024 data on U.S. retirement markets, including 401(k)s and other DC plans...
401kWire.com -
Thursday, December 19, 2024
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Reader Rating: 1
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Do Fundsters Underutilize and Under-Resource Marketing?
A 16-year-old consulting team's new research underscores a significant difference between asset managers and other types of financial services firms...
MutualFundWire.com -
Thursday, December 19, 2024
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Reader Rating: 1
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Cantello "Will Play a Key Role" With This 401k AI Startup
A retirement plan industry technology entrepreneur talks about the new hire's role...
401kWire.com -
Thursday, December 19, 2024
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Reader Rating: 1
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Money Funds Bounce Back With $185B
The M* team updates U.S. flows data for November 2023 for money market mutual funds...
MutualFundWire.com -
Tuesday, December 19, 2023
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Reader Rating: 1
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Smart, Starkweather, and Templeton Team Up
A Gallagher leader reveals more details about the brokerage's new retirement plan offerings...
401kWire.com -
Tuesday, December 19, 2023
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Reader Rating: 1
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In the Spring, a Missouri Company Will Enter the PEP Arena
The HR outsourcing company is teaming up with Schwab on its first PEP...
401kWire.com -
Tuesday, December 19, 2023
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Reader Rating: 1
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A Wisconsin County Renews
A Mid-Atlantic retirement plan provider will continue to support the Midwestern plan...
401kWire.com -
Tuesday, December 19, 2023
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Reader Rating: 1
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54 Months of Inflows and Counting
One side of the global asset management business is poised to surpass $11 trillion in AUM...
MutualFundWire.com -
Tuesday, December 19, 2023
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Reader Rating: 1
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KeyBank's Clients Wanted a Simpler Retirement Benefits Approach
A leader at the Ohio bank talks about why they're entering the PEP space...
401kWire.com -
Tuesday, December 19, 2023
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Reader Rating: 1
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Pacer Leads As Midsize Outflows Shrink By $5B
The M* team updates U.S. flows data for November 2022 for ETFs and long-term, open-end mutual funds...
MutualFundWire.com -
Monday, December 19, 2022
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Reader Rating: 1
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Vote Now! Today's Six New Nominees Are ...
We need your help! The 401kWire team is once again working on a list of the Most Influential People In Defined Contribution...
401kWire.com -
Monday, December 19, 2022
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Reader Rating: 1
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What to Make of SECURE 2.0 As It Nears the Finish Line, Maybe
A public policy executive at a recordkeeper weighs in on the proposals, which could soon be tacked on to a government funding deal...
401kWire.com -
Monday, December 19, 2022
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Reader Rating: 1
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2022 Erases Almost Three Years of DC Gains
A mutual fund industry trade group releases data on U.S. retirement markets, including 401(k)s and other DC plans...
401kWire.com -
Monday, December 19, 2022
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Reader Rating: 1
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A Year Post-Sale, a $10B-AUM Boutique Enters the ETF Biz
According to the team, their new fund is the first actively managed emerging markets high yield debt ETF...
MutualFundWire.com -
Monday, December 19, 2022
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Reader Rating: 1
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Three Participant Education Pointers
Most participants lack confidence, and most want in-person meetings...
401kWire.com -
Thursday, December 19, 2019
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Reader Rating: 1
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A Bank's Active Funds Lead
The M* team updates flows data for November 2019 for ETFs and long-term, open-end mutual funds...
MutualFundWire.com -
Thursday, December 19, 2019
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Reader Rating: 1
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Next SECURE Stop: Trump's Desk?
The Senate passes a spending bill that includes a section with a host of familiar retirement savings provisions...
401kWire.com -
Thursday, December 19, 2019
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Reader Rating: 1
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An Indiana Sales Vet Joins an Ohio TPA
The new hire now serves as a retirement plan sales consultant at the firm...
401kWire.com -
Thursday, December 19, 2019
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Reader Rating: 1
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An RKer's Parent Refocuses On Just Three Biz Lines
The firm is divesting from another unit. They'll use the money to retire debt and buy back shares...
401kWire.com -
Thursday, December 19, 2019
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Reader Rating: 1
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47 Years In, a Gotham AM Rebrands, Slightly
The firm, which had $13.2 billion in AUM as of the end of Q3, now has a new DBA...
MutualFundWire.com -
Thursday, December 19, 2019
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Reader Rating: 1
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Nationwide and PAi Join a 401k Marketplace
Next up, watch for a benchmarking app, more tools, and maybe more providers on the platform...
401kWire.com -
Thursday, December 19, 2019
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Reader Rating: 1
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For Deal 18, Ascensus Goes to Washington State
The private equity-backed, open architecture RKer is acquiring another TPA, this time in the pacific northwest...
401kWire.com -
Wednesday, December 19, 2018
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Reader Rating: 1
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Mackanos Triples ABG's Award Program For Plan Sponsors
Three plan sponsors won ABG awards...
401kWire.com -
Wednesday, December 19, 2018
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Reader Rating: 1
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In November, a PE Titan Took the Lead
M* updates November 2018 flows data for ETFs and long-term, open-end mutual funds...
MutualFundWire.com -
Wednesday, December 19, 2018
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Reader Rating: 1
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Clune and His Team Join a New Gallagher Unit
He now serves as national retirement plan consulting practice leader and plans to build out more infrastructure...
401kWire.com -
Wednesday, December 19, 2018
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Reader Rating: 1
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A Texas KPA Vet Rises to SVP
The promotion comes four years after an acquirer bought the shop...
401kWire.com -
Wednesday, December 19, 2018
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Reader Rating: 1
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Asset Managers Fall 31 Percent
As Mister Market frowns, publicly traded asset managers' share price drops continue...
MutualFundWire.com -
Wednesday, December 19, 2018
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Reader Rating: 1
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Just How Much Do Loans and Hardship Withdrawals Hurt?
An insurer's retirement plan provider arm helps participants, plan sponsors, and KPAs better understand the impact of early 401(k) distributions...
401kWire.com -
Tuesday, December 19, 2017
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Reader Rating: 1
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Pensionmark Makes a Unique Deal With a Bank's KPA Group
Unlike most KPAs who use Pensionmark's tools, these KPAs are not becoming Pensionmark members or aligning with its B-D or RIA...
401kWire.com -
Tuesday, December 19, 2017
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Reader Rating: 1
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Rosenberg Will Expand Am Century's ETF Team Quickly
The Midwestern mutual fund shop's ETF chief talks about hiring, product development plans, and more...
MutualFundWire.com -
Tuesday, December 19, 2017
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Reader Rating: 1
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Farrington Anoints a 2nd Exec to Carry Natixis' ESG TDF Torch
The new appointee is a 15-year Natixis veteran who is returning to Beantown after working north of the border...
401kWire.com -
Tuesday, December 19, 2017
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Reader Rating: 1
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OneAmerica's Smiser Hires in Massachusetts
An alum of ADP, MassMutual, and Putnam joins the insurer's retirement plan wholesaling team...
401kWire.com -
Tuesday, December 19, 2017
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Reader Rating: 1
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Will 2018 Be a BYOA and Smart Beta Year?
ETF.com's chief offers his predictions for the new year...
MutualFundWire.com -
Tuesday, December 19, 2017
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Reader Rating: 1
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DOL Expands State-Retirement Safe Harbor
The Department of Labor finalized an amendment to their recent safe harbor regulation. ..
401kWire.com -
Monday, December 19, 2016
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Reader Rating: 1
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MassMutual Lands a $12MM Taft-Hartley Plan
A Teamsters' local selects MassMutual to administer the union's retirement savings plan. ..
401kWire.com -
Monday, December 19, 2016
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Reader Rating: 1
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The Case Against Edison's Plan Gets Another Chance in Court
A case against Edison International's 401(k) plan continues to gain momentum after almost 10 years. ..
401kWire.com -
Monday, December 19, 2016
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Reader Rating: 1
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The Next Gig for December 19, 2016
The latest jobs available in the industry!..
MutualFundWire.com -
Monday, December 19, 2016
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Reader Rating: 1
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Mercer Outlines Plan Sponsors New Year's Resolutions For 2017
2017 is right around the corner, and what better way to get a head start into the New Year than with a New Year's resolution for 2017?..
401kWire.com -
Monday, December 19, 2016
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Reader Rating: 1
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John Calamos Takes His Firm Private
The founder and CEO have reached a deal to acquire their firm...
MutualFundWire.com -
Monday, December 19, 2016
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Reader Rating: 1
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2015 Saw Firms Report Plan Gains
The PSCA study finds that both participation and deferral rates are on the rise. ..
401kWire.com -
Monday, December 19, 2016
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Reader Rating: 1
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The Wagner Law Group Bolsters its Leadership, Opens a New DC Office
A managing director of an ERISA law firm just announced a new hire!..
401kWire.com -
Monday, December 19, 2016
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Reader Rating: 1
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Sullivan Deepens Legg's Ties With Its Key Backer
The latest deal involves two board member additions, a 50-percent stake increase, and at least $500 million going into Legg Mason products...
MutualFundWire.com -
Monday, December 19, 2016
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Reader Rating: 1
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Troy Tarr Moves On
Troy Tarr, senior vice president, head of retirement income solutions, at 3D Asset Management, has left the firm, ready to tackle new opportunity that comes his way...
401kWire.com -
Monday, December 19, 2016
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Reader Rating: 2
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McKinsey: Margins are Back
Profits for asset managers are higher than they were even in 2007...
MutualFundWire.com -
Friday, December 19, 2014
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Reader Rating: 1
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Need a Last Minute Item for Your Plan Sponsor? Here's One.
Mercer has a checklist to help you guide your participants to save successfully for retirement...
401kWire.com -
Friday, December 19, 2014
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Reader Rating: 1
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Employee Fiduciary Hires a Marketer
The new hire comes with a TPA-focused background...
401kWire.com -
Friday, December 19, 2014
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Reader Rating: 1
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Gross Speaks. Just a Lax and Misunderstood Man?
Yes, Bill Gross did talk about investing, but that was the least interesting part of his interview...
MutualFundWire.com -
Friday, December 19, 2014
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Reader Rating: 1
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kasina Officially Gets Into Product Development Support
Steven Miyao names the consulting shop's first head of product research and consulting...
MutualFundWire.com -
Friday, December 19, 2014
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Reader Rating: 1
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A San Fran KPA Aligns With NFP
...a 401(k) plan advisor is now licensed with NFP Advisor Services as his B-D...
401kWire.com -
Friday, December 19, 2014
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Reader Rating: 1
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Vanguard Rocked Equity Flows in 2013
98 Percent of the flows into equity funds went to the low cost giant, reports InvestmentNews...
MutualFundWire.com -
Thursday, December 19, 2013
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Reader Rating: 1
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Bruce Bond is Back
Former PowerShares CEO has become a minority owner in, and will also handle biz development, for an alts manager...
MutualFundWire.com -
Thursday, December 19, 2013
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Reader Rating: 1
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SSgA Wants…a Spy Chief
Fund giant is looking for a director of business intelligence...
MutualFundWire.com -
Thursday, December 19, 2013
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Reader Rating: 1
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Hennessy Names a Distribution Head
Exec in newly-created position will helm the national accounts, sales and relationship management teams...
MutualFundWire.com -
Thursday, December 19, 2013
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Reader Rating: 1
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Chetney Makes His Choice
Will advisors be breathing a sigh of relief or bracing for the cold? ..
401kWire.com -
Thursday, December 19, 2013
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Reader Rating: 1
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A Fido Exec Talks 401ks on Capitol Hill
...and gives testimony about addressing America's retirement crisis. ..
401kWire.com -
Thursday, December 19, 2013
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Reader Rating: 1
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ING U.S. Wins a State's $5.5B DC Plans
The provider wins a jumbo 457 and 401(k) duo. ..
401kWire.com -
Thursday, December 19, 2013
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Reader Rating: 1
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Managers Buys into Another 5-Star Shop
This latest acquisition manages $5B in assets and runs a 5-star small cap fund...
MutualFundWire.com -
Thursday, December 19, 2013
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Reader Rating: 1
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Woodford Will Sprout a New Asset Business
Neil Woodford leaves Invesco Perpetual in the spring...
MutualFundWire.com -
Thursday, December 19, 2013
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Reader Rating: 1
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A Top 401k Exec Departs as Wolters Kluwer Reorgs
The Dutch multinational publishing and communications company says goodbye to a veteran from the retirement plan business...
401kWire.com -
Thursday, December 19, 2013
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Reader Rating: 1
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ETFs Set to Break AUM Record
IndexUniverse reports this year's growth drivers...
MutualFundWire.com -
Thursday, December 19, 2013
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Reader Rating: 1
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A Davis New York Fund Co-Manager is Leaving
PM co-managed two funds totaling almost $27B in assets and shared the 2005 Morningstar for best U.S. stock mutual fund manager...
MutualFundWire.com -
Thursday, December 19, 2013
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Reader Rating: 1
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Wall Streeters Smile On WisdomTree's Secondary Offering
Underwriters will buy another 1.8MM shares of the ETF provider and fundamental indexer...
MutualFundWire.com -
Wednesday, December 19, 2012
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Reader Rating: 1
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Principal Launches a New Site for TPAs
The new online tool is available to TPAs who work with the firm...
401kWire.com -
Wednesday, December 19, 2012
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Reader Rating: 1
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ASPPA Argues Fiscal-Cliff DC Deal Will Hurt Small Businesses
The organization's president takes issue with the president. ..
401kWire.com -
Wednesday, December 19, 2012
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Reader Rating: 1
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Vanguard's 2012 Was the Best Year Ever for Flows
According to a press release...
MutualFundWire.com -
Wednesday, December 19, 2012
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Reader Rating: 1
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PowerShares Shutters 13 ETFs
Final day of trading the funds will be Feb. 26...
MutualFundWire.com -
Wednesday, December 19, 2012
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Reader Rating: 1
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BMO Hires a Relationship Manager from TIAA-CREF
She will be joining the Seattle office...
401kWire.com -
Wednesday, December 19, 2012
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Reader Rating: 1
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A New Year Means a New Office for a Florida Consultant
But the move isn't far...
401kWire.com -
Wednesday, December 19, 2012
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Reader Rating: 1
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BofA Merrill Touts Auto-Success
Kevin Crain talks about how auto-enroll and auto-increase have benefited plans and participants...
401kWire.com -
Wednesday, December 19, 2012
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Reader Rating: 1
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Invesco Wants a South Florida Wholesaler
Exec would work with independent advisors and RIAs...
MutualFundWire.com -
Wednesday, December 19, 2012
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Reader Rating: 1
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Dial Expands Allianz's DC I-O Force
The retirement distribution chief hires an external wholesaler and an internal sales manager...
401kWire.com -
Wednesday, December 19, 2012
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Reader Rating: 1
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M* Likes T. Rowe Twice
The nominees are out for top allocation fund manager...
MutualFundWire.com -
Wednesday, December 19, 2012
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Reader Rating: 1
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In a $1.4B Deal, Knight Finds Its Buyer
The ETF market maker gets behind one offer while passing passing up on the virtue of another...
MutualFundWire.com -
Wednesday, December 19, 2012
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Reader Rating: 1
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Is the ETF Fee War Worth It?
One publication examines the costs...
MutualFundWire.com -
Wednesday, December 19, 2012
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Reader Rating: 1
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One Shop Dominates the List of Hottest Fund Sectors
Any guesses on who that might be?..
MutualFundWire.com -
Wednesday, December 19, 2012
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Reader Rating: 1
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An RIA Pub Highlights Gemini's Growth Strategy
And it's quite a flattering article...
MutualFundWire.com -
Wednesday, December 19, 2012
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Reader Rating: 1
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State Street Ends Its Credit Suisse ETF Bid
CS' European arm manages 44 ETFs...
MutualFundWire.com -
Wednesday, December 19, 2012
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Reader Rating: 1
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Pearl to Pull the Plug on its Mutual Fund Biz
The Iowa-based firm plans to shutter its two mutual funds...
MutualFundWire.com -
Monday, December 19, 2011
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Reader Rating: 1
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Todd-Veredus Gears Up for a Fund Launch
The Louisville, Kentucky-based firm plans to launch a value fund early next year...
MutualFundWire.com -
Monday, December 19, 2011
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Reader Rating: 1
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Hancock Cuts Posts in Chicago
Last month's layoffs at John Hancock reached as far as Chicago...
401kWire.com -
Monday, December 19, 2011
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Reader Rating: 1
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Benartzi and Borzi Power a New List
A trade pub names the 20 people who will affect advisors next year...
401kWire.com -
Monday, December 19, 2011
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Reader Rating: 1
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ASPPA Brings in a Security Benefit Alum
The new hire will serve as executive director of NTSAA and assistant executive director of NAPA...
401kWire.com -
Monday, December 19, 2011
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Reader Rating: 1
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Pru Signs on as Index Sponsor
The plan sponsor succeeds Nationwide as the exclusive sponsor of the National Retirement Risk Index...
401kWire.com -
Monday, December 19, 2011
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Reader Rating: 1
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Forbes Brightens a 401k Watcher's Day
A DC industry influencer lands on a new list of the 'brightest stars' of tomorrow...
401kWire.com -
Monday, December 19, 2011
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Reader Rating: 2
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The Virgin Islands Beckon RKers
The Employees' Retirement System of the Government of the Virgin Islands issued an RFP for two new DC plans...
401kWire.com -
Monday, December 19, 2011
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Reader Rating: 1
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SEC Names its Examinations Chief in Boston
The 10-year SEC vet will lead a team of 60 people responsible for examinations in six New England states...
MutualFundWire.com -
Monday, December 19, 2011
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Reader Rating: 1
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Freedom One Hires Three
The Michigan-based bundled, full-service, recordkeeping and producing TPA brings in three sales consultants. ..
401kWire.com -
Monday, December 19, 2011
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Reader Rating: 1
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Spark Institute, ICI Collaborate on a Glossary for Plan Participants
The two groups have released a glossary of invesmtent terms for plan participants...
401kWire.com -
Monday, December 19, 2011
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Reader Rating: 1
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Bruce Berkowitz and Bill Miller Find Coal in Their Stockings
Chuck Jaffe the final eight 'winners' of his annual Lump of Coal Awards...
MutualFundWire.com -
Monday, December 19, 2011
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Reader Rating: 1
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Jaffe to Fund Execs: Get Rid of Mediocre Funds
MarketWatch columnist Chuck Jaffe pens a wish list addressed to fund industry execs...
MutualFundWire.com -
Monday, December 19, 2011
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Reader Rating: 1
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AQR Shakes Up Investing
Fortune reports on two ways that it believes Cliff Asness is shaking up the investing world...
MutualFundWire.com -
Monday, December 19, 2011
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Reader Rating: 1
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Fund Launches Are Slightly Up in 2011
The U.S. is one of the few mutual fund markets around the world where the number of products increased in 2011...
MutualFundWire.com -
Monday, December 19, 2011
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Reader Rating: 1
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A Key FRC Sales Exec Jumps to a Rival Firm
A few weeks after Citi sold FRC, the Boston research firm's sales chief is moving on...
MutualFundWire.com -
Friday, December 19, 2008
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Reader Rating: 1
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SEC Gives its Nod to Virtus Spinoff
The asset manager will start life as a stand-alone company on December 31...
MutualFundWire.com -
Friday, December 19, 2008
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Reader Rating: 1
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Treasury Says 401k Distribution Rules Remain in Effect for '08
Treasury officials say they will not change the distribution rules for this year...
401kWire.com -
Friday, December 19, 2008
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Reader Rating: 1
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ICI Chief Sees a 'Very Dangerous Market' for 401ks
The CEO of the trade group talks vaguely of reform while speaking out against axing the system altogether...
401kWire.com -
Friday, December 19, 2008
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Reader Rating: 1
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Springfield Public Schools Award 403b Mandate
The school system in Massachusetts hires an administrator to help it deal with the new regs.
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401kWire.com -
Friday, December 19, 2008
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Reader Rating: 1
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WSJ Spotlights the Slowdown in the ETF Express
The WSJ's Diya Gullapalli looks at how the market tumult has impacted the ETF boom...
MutualFundWire.com -
Friday, December 19, 2008
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Reader Rating: 1
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Legg Mason Puts Another Fund in Miller's Hands
The Baltimore asset manager is adding Bill Miller to another fund...
MutualFundWire.com -
Friday, December 19, 2008
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Reader Rating: 1
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PBGC Shakes its Head at the Neuberger Sale
The government-chartered private pension insurer is asking a bankruptcy court judge to reject the sale...
MutualFundWire.com -
Friday, December 19, 2008
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Reader Rating: 1
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A New Study Advises Fund Firms on How to Create New Products
A newly released study has some advice for fund firms thinking about launching me-too type products...
MutualFundWire.com -
Wednesday, December 19, 2007
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Reader Rating: 1
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Highmark Insources Sales, Seeks National Sales Director
Union Bank of California's asset management unit is internalizing its sales force...
MutualFundWire.com -
Wednesday, December 19, 2007
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Reader Rating: 1
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A New York Fund Firm Makes a DC-IO Push
The Manhattan-headquartered investment management firm aims to double its DC I-O business next year...
401kWire.com -
Wednesday, December 19, 2007
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Reader Rating: 1
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An RIA and a TPA Join Forces For Next-Gen QDIA
Two Keystone State firms pool their efforts with a new mid-market DC product invested in ETFs.
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401kWire.com -
Wednesday, December 19, 2007
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Reader Rating: 1
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CheckFree Makes a Sales Hire
CheckFree has brought in Peter Crenier to head up its investment services sales team...
MutualFundWire.com -
Wednesday, December 19, 2007
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Reader Rating: 1
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kasina Pens a How-To Guide for Web 2.0
New kasina research shows that fund firms are not taking full advantage of Web 2.0 applications...
MutualFundWire.com -
Wednesday, December 19, 2007
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Reader Rating: 1
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fi360 Taps an Online Partner
The fiduciary training experts offer a discount a new product's subscribers and integrate their offerings into another firm's website...
401kWire.com -
Wednesday, December 19, 2007
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Reader Rating: 1
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Columbia Picks Head of Global Consultant Relations
Bank of America's investment management arm has named an exec from Ashfield Capital Partners as to head global consultant relations...
MutualFundWire.com -
Wednesday, December 19, 2007
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Reader Rating: 1
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Wall Street's Top Brass See Bonuses Vanish
Tiffany's may picked the wrong time to open its Wall Street store...
MutualFundWire.com -
Wednesday, December 19, 2007
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Reader Rating: 1
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Bear Stearns to Hedge its Bets on a New Mutual Fund
Bear Stearns plans to be the latest fund company to give a hedge-like mutual fund the old college try...
MutualFundWire.com -
Wednesday, December 19, 2007
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Reader Rating: 1
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Sudan Divestment Bill Clears Congress
Congress has given its OK to a measure that would provide a shield to mutual funds, pension funds and others from investor lawsuits if they unload shares of firms doing business in Sudan...
MutualFundWire.com -
Wednesday, December 19, 2007
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Reader Rating: 1
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Baystate BD Launches DC RIA Platform
The independent broker-dealer teams up with a California TPA to offer a fee-based 401k product.
..
401kWire.com -
Tuesday, December 19, 2006
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Reader Rating: 1
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Empire State TPA Taps Business Development Director
The Rochester-based firm is looking to widen its presence in the banking sector and other markets...
401kWire.com -
Tuesday, December 19, 2006
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Reader Rating: 1
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New Tool Helps With Census Data Validation
The new offering from Boston Financial Data Services allows plan sponsors to gather and validate participant census info in real time...
401kWire.com -
Tuesday, December 19, 2006
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Reader Rating: 1
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401k Plan One Issue in NYC Transit Talks
New York's transit union does not want new members to see some of their DB plan benefit converted to a 401k...
401kWire.com -
Monday, December 19, 2005
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Reader Rating: 1
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Unicco Taps New Recordkeeper
The plan sponsor has trimmed down from two plan providers to one for the new year...
401kWire.com -
Monday, December 19, 2005
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Reader Rating: 1
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Franklin Sub Makes Changes at the Top
Fiduciary Trust Company International, a wholly-owned subsidiary of Franklin Resources Inc., has tapped two new top executives. The firm named Henry P. Johnson as president and James C. Goodfellow as chairman...
MutualFundWire.com -
Monday, December 19, 2005
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Reader Rating: 1
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NASD Fines Merrill Lynch, Wells Fargo and Linsco
The NASD has levied a total of $19.4 million in fines against Merrill Lynch, Wells Fargo Investments and Linsco/Private Ledger Corporation for improper sales of mutual fund shares...
MutualFundWire.com -
Monday, December 19, 2005
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Reader Rating: 1
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Waddell & Reed Settles With Former Broker
Waddell & Reed agreed last week to pay $7.9 million to settle an arbitration case with its former financial advisor, capping a dispute which stretched for eight years.
..
MutualFundWire.com -
Monday, December 19, 2005
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Reader Rating: 1
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AIM Investments Taps Provider of Roth Info
AIM Investments has found a partner to provide information about its Roth 401k...
401kWire.com -
Monday, December 19, 2005
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Reader Rating: 1
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ERSA Fight is Coming Back
Schwab, Merrill Lynch, Fidelity, Citigroup and American Express are among the firms urging the reintroduction of the controversial savings accounts...
401kWire.com -
Friday, December 19, 2003
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Reader Rating: 1
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The Times Is Paying Attention To The Industry
The paper has placed a veteran on the pension beat...
401kWire.com -
Friday, December 19, 2003
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Reader Rating: 1
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Security Trust Will Sell Its Assets
The deal will keep its operations intact for TPAs and other clients...
401kWire.com -
Friday, December 19, 2003
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Reader Rating: 1
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Rating Agency Changes Its Mind About Janus
A ratings agency has downgrad the credit rating of Janus because of the Spitzer Imbroglio...
MutualFundWire.com -
Friday, December 19, 2003
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Reader Rating: 1
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401k Searches Reported This Week
Putnam International Funds are dropped and replaced several times...
401kWire.com -
Friday, December 19, 2003
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Reader Rating: 1
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Janus Takes Action
Shareholders will get restitution while Whiston will take over as chairman after all...
MutualFundWire.com -
Friday, December 19, 2003
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Reader Rating: 1
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Ameritrade Nets a Big DC Catch
A Massachusetts full-service provider replaces State Street for its self-directed brokerage account program...
401kWire.com -
Thursday, December 19, 2002
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Reader Rating: 1
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Eaton Vance Affiliate Buys Out Cutler Team
The deal brings both the institutional accounts at Cutler and the institutional sales team to the asset management affiliate...
MutualFundWire.com -
Thursday, December 19, 2002
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Reader Rating: 1
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PFPC Offers Multi-Account Solution
The back-office firm says it has a solution covering all types of managed account platforms for program sponsors...
MutualFundWire.com -
Thursday, December 19, 2002
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Reader Rating: 1
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Dalbar Lists the Best Retirement Plan Statements
T. Rowe Price, Schwab, Merrill Lynch, Scudder, Principal, and Cigna grab top honors...
401kWire.com -
Thursday, December 19, 2002
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Reader Rating: 1
|
Reserve Adds Bank Sales Specialist
The New York City fund firm taps a sales pro for its bank money fund and cash products...
MutualFundWire.com -
Thursday, December 19, 2002
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Reader Rating: 1
|
GoldK Shuffles Execs
The firm has a new national sales head and a new controller...
401kWire.com -
Thursday, December 19, 2002
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Reader Rating: 1
|
US Bankcorp Names Marketer
The bank has filled an opening created by the departure of Peter Torvik...
MutualFundWire.com -
Thursday, December 19, 2002
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Reader Rating: 1
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Principal Closes Deal on Wisconsin Administrator
Principal sees the deal as way to build its ESOP presence. The target administers 500 ESOPs, including some 100 DC plan clients...
401kWire.com -
Thursday, December 19, 2002
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Reader Rating: 1
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Security Trust Adds CIO
The TPA platform provider has named a new senior executive for its retirement business...
401kWire.com -
Thursday, December 19, 2002
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Reader Rating: 1
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What Will 2003 Bring?
The new year will bring more simple plan design as well as continued worries about fiduciary obligations, predicts Putnam DC chief John Brown...
401kWire.com -
Thursday, December 19, 2002
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Reader Rating: 1
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Web Search Enabler Adds Sales Pro
The firm adds a sales pro and expects to make a push with new products in 2003...
401kWire.com -
Thursday, December 19, 2002
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Reader Rating: 1
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Bisys Eyes Principal Protected Funds Opp
The back-office firm sees an opportunity in helping fund firms roll out these low-risk funds in the current environment...
MutualFundWire.com -
Thursday, December 19, 2002
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Reader Rating: 1
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Thinking the Future of Wholesaling
kasina and FRC have released a joint study on how wholesaling practices in the coming years...
MutualFundWire.com -
Wednesday, December 19, 2001
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Reader Rating: 1
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Fund Firm Pulls Plug on Small Plan Product
One of the top tier bundled vendors has reversed course on a planned small plan offering...
401kWire.com -
Wednesday, December 19, 2001
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Reader Rating: 1
|
Skandia Targets UK Company
The firm makes a play for an IT company...
MutualFundWire.com -
Wednesday, December 19, 2001
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Reader Rating: 1
|
Now Congress Seeks Ban on Blackouts
Get ready for blackoutless conversions or get out of the business warns Congressman.
..
401kWire.com -
Wednesday, December 19, 2001
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Reader Rating: 1
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PFPC A Wash
Firm's New Technology ... Knight to Give up Joust ... New York Life Gives ... Diversified against Company Stock ... Berger Acquires Asset Manager...
MutualFundWire.com -
Wednesday, December 19, 2001
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Reader Rating: 1
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PFPC A Wash
Firm's New Technology ... Knight to Give up Joust ... New York Life Gives ... Diversified against Company Stock ... Berger Acquires Asset Manager...
401kWire.com -
Wednesday, December 19, 2001
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Reader Rating: 1
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Boxer is Back!
Don't look now, but the Boxer Bill is back and you may like this version less than the first. It does more than just restrict company stock...
401kWire.com -
Wednesday, December 19, 2001
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Reader Rating: 1
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Set Goals for 2001
Now's the time for advisors to review their client list and set goals for 2001, argues Martin Baird.
..
MutualFundWire.com -
Tuesday, December 19, 2000
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Reader Rating: 1
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CIT Adds Brokerage
The CIT Group has added a brokerage option causing a shakeup in its GIC fund. It also merged in the plan of an acquisition...
401kWire.com -
Tuesday, December 19, 2000
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Reader Rating: 1
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Action! Strong Adds Web Video
The bundled vendor is ready with an asset allocation video for plan participants. The video will be streamed through its Web site...
401kWire.com -
Tuesday, December 19, 2000
-
Reader Rating: 1
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Trust Company Makes Purchase
Circle Trust has expanded its trust business with a Vermont-based trust firm...
401kWire.com -
Tuesday, December 19, 2000
-
Reader Rating: 1
|
Fund Family Sprouts New Name
Union Planters, formerly Magna, becomes Leader...
MutualFundWire.com -
Tuesday, December 19, 2000
-
Reader Rating: 1
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December 19, 2000
Morningstar's Reverse ... Value Fund Manager Sees Good Future in Value ... A Return to Core Funds...
401kWire.com -
Tuesday, December 19, 2000
-
Reader Rating: 1
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December 19, 2000
Morningstar's Reverse ... Value Fund Manager Sees Good Future in Value ... A Return to Core Funds...
MutualFundWire.com -
Tuesday, December 19, 2000
-
Reader Rating: 1
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Korean Fund Caves to Open-end Pressures
After failing to dodge a bullet, Alliance confident about surviving shareholder hemorrhage...
MutualFundWire.com -
Tuesday, December 19, 2000
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Reader Rating: 1
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Loxcreen Selects American Century
West Columbia, SC-based Loxcreen Company has tapped American Century as bundled provider for its $13.5 million defined contribution plan. Employees will have a choice of eight American Century investment funds...
401kWire.com -
Friday, December 19, 1997
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Reader Rating: 1
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