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Schwab Asset Management [view profile

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News Stories Archives - Since 1998
Manning Finds Ryan's Successor A Pacific Northwestern executive is taking over the defined contribution team at a consulting firm from New England... 401kWire.com - Thursday, January 8, 2026
Ascensus Rebrands a 5YO Newport Product The PEP first launched on January 1, 2021... 401kWire.com - Thursday, January 8, 2026
Atkins Rethinks What Makes a Fund Firm Small The mutual fund industry's top federal regulator is proposing to dramatically change how it defines fund families and fund firms as "small.".. MutualFundWire.com - Thursday, January 8, 2026
McCabe Boosts a New Lineup to 7 and Plans 10 More The folks at Philly area shop are rolling out a quartet of new ETFs and prepping many more... MutualFundWire.com - Wednesday, January 8, 2025 - Reader Rating: 1
Orenda Takes Over a 2YO Finway Offering The Georgia firm will serve as the product's TPA and PPP... 401kWire.com - Wednesday, January 8, 2025 - Reader Rating: 1
Lavallee Picks Voya's Next Workplace and Retirement Chiefs, And ... The Voya chief is bringing in a key new hire next week after a top lieutenant's departure. Two other Voya leaders are on the rise, too... 401kWire.com - Wednesday, January 8, 2025 - Reader Rating: 1
401k Trading Spiked Up By 51 Percent In 2024, But ... Participants favored bond funds, large cap U.S. stock funds, and money funds last year... 401kWire.com - Wednesday, January 8, 2025 - Reader Rating: 1
Most FAs Access Alts In Liquid Form ... For Now New research suggests that semi-liquid and illiquid alternatives are gaining favor with financial advisors, while liquid alts may soon be losing some ground... MutualFundWire.com - Wednesday, January 8, 2025 - Reader Rating: 1
Teaming Up, TRPC Powers On a Free State PEP The new product's expected debut date was last week... 401kWire.com - Wednesday, January 8, 2025 - Reader Rating: 1
A $159.6B-AUM AM Adds a Small-Cap ETF The new index fund debuted on December 21... MutualFundWire.com - Monday, January 8, 2024 - Reader Rating: 1
A Senior Human Interest Alum Joins a Robo The executive most recently served as senior director of financial partnerships and strategic insights at the recordkeeper... 401kWire.com - Monday, January 8, 2024 - Reader Rating: 1
In CT, a 600-Plan TPA Sells A Garden State acquirer snapped up a Constitution State shop last month... 401kWire.com - Monday, January 8, 2024 - Reader Rating: 1
Alerus Powers a 403b Launch The PEP's expected launch date was December 31, 2023... 401kWire.com - Monday, January 8, 2024 - Reader Rating: 1
Week In Preview, January 8 - January 15 This week, the teams at ARA, Broadridge, and Spark are hosting events... 401kWire.com - Monday, January 8, 2024 - Reader Rating: 1
Week In Preview, January 8 - January 15 This week, the teams at Goldman Sachs, Nicsa, and Western Asset are hosting events... MutualFundWire.com - Monday, January 8, 2024 - Reader Rating: 1
Amundi Draws Eight SMAs From Its Quiver The Beantown arm of the multinational asset manager is teaming up and launching an SMA suite... MutualFundWire.com - Friday, January 8, 2021 - Reader Rating: 1
Wagner Promotes a Florida ERISA Vet An ERISA legal eagle in the Sunshine State rises to partner at the Northeastern ERISA law firm... 401kWire.com - Friday, January 8, 2021 - Reader Rating: 1
USRBP Does a Pair of Florida Deals An education-focused TPA and a producing, recordkeeping TPA join the national acquirer... 401kWire.com - Friday, January 8, 2021 - Reader Rating: 1
Biden Picks Scalia's Successor The President-Elect names a mayor from the Northeast as the next U.S. Secretary of Labor... 401kWire.com - Friday, January 8, 2021 - Reader Rating: 1
More Fundsters Decry Wednesday's Riot In D.C. Asset management leaders are speaking up about the storming of the U.S. Capitol... MutualFundWire.com - Friday, January 8, 2021 - Reader Rating: 1
Nearly 25 Years In, a Principal Stable Value Vet Retires Word is that an eight-year company veteran is taking her place... 401kWire.com - Friday, January 8, 2021 - Reader Rating: 1
A T. Rowe Vet Takes Over a $42B Direct Channel The fundster is heading west for his new role with another big fund firm... MutualFundWire.com - Wednesday, January 8, 2020 - Reader Rating: 1
Two Longtime MEP Allies Prep a PEP The new product, like the SECURE Act rule setting the state, will debut on January 1 of next year... 401kWire.com - Wednesday, January 8, 2020 - Reader Rating: 1
Two DC Trade Groups Team Up On Three Fronts The alliance will focus on events, research, and technology... 401kWire.com - Wednesday, January 8, 2020 - Reader Rating: 1
Post-Merger, a 30K-Employee Hospital System Chooses Pru The plan sponsor offers 403(b), 401(a), and non-qual plans... 401kWire.com - Wednesday, January 8, 2020 - Reader Rating: 1
What Will the Inspectors Focus On This Year? A unit of the asset management industry's top cop releases its 2020 exam priorities... MutualFundWire.com - Wednesday, January 8, 2020 - Reader Rating: 1
An Aggregator Targets Student Loans An ally to KPAs is prepping its own student loan repayment benefit, with help from multiple allies... 401kWire.com - Wednesday, January 8, 2020 - Reader Rating: 1
Resolute Buys Into a Pair of Fixed Income Shops Gene Needles and his team at the American Beacon parent seal their fifth and sixth deals to invest in boutique asset managers, this time on opposite coasts... MutualFundWire.com - Tuesday, January 8, 2019 - Reader Rating: 1
After 11 Years, a West Coast Exec Leaves Hancock She held several roles with the bundled provider over the years... 401kWire.com - Tuesday, January 8, 2019 - Reader Rating: 1
Bramlett Starts Building Ascensus' TPA Distro Leadership Watch for four newly anointed but familiar leaders to finish building out the rest of their teams this year... 401kWire.com - Tuesday, January 8, 2019 - Reader Rating: 1
Ferraro Hires a 22-Year BofA Merrill Vet The new addition joins Lincoln RPS as VP of small market product management... 401kWire.com - Tuesday, January 8, 2019 - Reader Rating: 1
Schroedle Expands OneAmerica's Northern California Team An external wholesaling vet joins the insurer's retirement plan recordkeeping arm... 401kWire.com - Tuesday, January 8, 2019 - Reader Rating: 1
The Low-Cost Leviathan's Growth Slows, But ... It looks like a familiar firm led the pack again in 2018... MutualFundWire.com - Tuesday, January 8, 2019 - Reader Rating: 1
Finra's Watching Two KPA Areas In 2018 The SRO for B-Ds and brokers releases its 2018 "Regulatory and Examiniation Priorities Letter... 401kWire.com - Monday, January 8, 2018 - Reader Rating: 1
BlackRock Leads the ETF Strategist Pack in Q3 Growth BlackRock dominated ETF strategist growth in the third quarter and has surpassed Windhaven in asset size. .. MutualFundWire.com - Monday, January 8, 2018 - Reader Rating: 1
Henon Creates Another Type of RAC Member Three firms were recently inducted as associate members... 401kWire.com - Monday, January 8, 2018 - Reader Rating: 1
In Defense of Auto-Enrollment New research suggests that auto-enrolled participants also take on more debt. Be ready for the anti-401(k) crowd to make a lot of hay out of this... 401kWire.com - Monday, January 8, 2018 - Reader Rating: 1
The Standard's Hall Looks to the East Watch for the insurer's retirement plan sales chief to hire in Pennsylvania... 401kWire.com - Monday, January 8, 2018 - Reader Rating: 1
Bill Gross' Image Guru Speaks Remember when Pimco called Gross' lawsuit "reputational warfare"? A new book seems to support that claim... MutualFundWire.com - Monday, January 8, 2018 - Reader Rating: 1
This BD Is Short of A Retirement SVP A senior vice president has decided to move on from this independent broker dealer. .. 401kWire.com - Friday, January 8, 2016 - Reader Rating: 1
The TSP Seeks Consultants The mandate will put a consultant in the drivers seat of the nation's largest DC plan... 401kWire.com - Friday, January 8, 2016 - Reader Rating: 1
This Giant Bank's Asset Management Chief Is Retiring In March he will depart after more than 28 years with the company. There is no word yet on who will take his place... MutualFundWire.com - Friday, January 8, 2016 - Reader Rating: 1
A ProcessUnity VP Moves On The point-person for the firm's SDRM product departs, and the company also has a new president... 401kWire.com - Friday, January 8, 2016 - Reader Rating: 1
SageView Cuts a Deal One firm's shedding of its participant-driven services nets additional growth for another... 401kWire.com - Friday, January 8, 2016 - Reader Rating: 1
Without More Retirement Income Options the IRA Future Looks Bright A recent briefing surrounding retirement has Cerulli Associates optimistic about the future of rollover activity... 401kWire.com - Friday, January 8, 2016 - Reader Rating: 1
MainStay Funds' Creator Dies Updated \| 30 years ago, New York Life entered the mutual fund business. The man in charge of that move passed away on Tuesday... MutualFundWire.com - Friday, January 8, 2016 - Reader Rating: 1
If Vanguard's Mutual Funds Aren't Cheap Enough For 401ks ... A class-action attorney now infamous for 401(k) fee lawsuits takes things up a notch or two with his latest case... MutualFundWire.com - Friday, January 8, 2016 - Reader Rating: 1
15 Trends For 2015 ... Part Two Happy New Year! KPAs, here are five issues your clients may be paying attention to this year. Get on top of these and stay a step ahead of the competition... 401kWire.com - Thursday, January 8, 2015 - Reader Rating: 1
Two Execs Take the Advisor Distro Reins at Voya But who will over the effort permanently? No word yet... MutualFundWire.com - Thursday, January 8, 2015 - Reader Rating: 1
The DST-kasina Vision: Outsourcing Your Biz Intel Here's why the back office giant just bought a consulting shop in the Big Apple... MutualFundWire.com - Thursday, January 8, 2015 - Reader Rating: 1
MassMutual Adds Three Govt Wholesalers The Enfield, Connecticut-based Rker just hired three managing directors..... 401kWire.com - Thursday, January 8, 2015 - Reader Rating: 1
John Hancock's Carroll Hires in the Mid-Atlantic Updated \| The Boston-based Rker welcomes a new wholesaler... 401kWire.com - Thursday, January 8, 2015 - Reader Rating: 1
36.8 Percent of 401k Participants Are Only In TDFs ...according to a new analysis conducted by the Boston Behemoth... 401kWire.com - Thursday, January 8, 2015 - Reader Rating: 1
Gross' Inflows Mostly Came From Close to Home. Duh! The WSJ reports that a single wirehouse branch in Southern California accounts for more than 60 percent of the money flowing into the bond king's new fund at Janus... MutualFundWire.com - Thursday, January 8, 2015 - Reader Rating: 1
Are Sponsors Nuts to Use '40 Act Alts Funds in 401ks? Many plan sponsors polled by 401kWire think it unwise to introduce stand-alone '40 Act alts funds into 401ks. .. 401kWire.com - Wednesday, January 8, 2014 - Reader Rating: 1
Hoops Gets an Arm and a Leg from Legg Guess how much Legg is giving its new EVP and biz development head in stock options... MutualFundWire.com - Wednesday, January 8, 2014 - Reader Rating: 1
The Standard Offers a Portal to DC I-Os Fund firms seeking more insight into how advisors place their funds on The Standard's recordkeeping platform have a new tool... 401kWire.com - Wednesday, January 8, 2014 - Reader Rating: 1
TPA Capella Finds a Buyer The buyer of the South Dakota-based TPA is closing its third deal in twelve months... 401kWire.com - Wednesday, January 8, 2014 - Reader Rating: 1
Ultimus Unveils New Distro Services The firm has named a director of distribution strategies to lead the new offerings... MutualFundWire.com - Wednesday, January 8, 2014 - Reader Rating: 1
Merrill's Hedge Strategist Becomes Ramius' First Alts Head One big focus for the new hire will be to build up the firm's alts product line... MutualFundWire.com - Wednesday, January 8, 2014 - Reader Rating: 1
This Lord Abbett Fund Garnered 78.6% in 2013 Suzanne McGee of MarketWatch writes about the Lord Abbett Micro Cap Growth, which earned 78.6% in 2013... MutualFundWire.com - Wednesday, January 8, 2014 - Reader Rating: 1
A MarketWatch Writer Conducts ETF Postmortems Jonathan Burton of MarketWatch peers at some of the drivers behind the 67 ETF deaths that took place in 2013... MutualFundWire.com - Wednesday, January 8, 2014 - Reader Rating: 1
TCW Enters ETF Space With Emerging Global Advisors TCW has partnered with the boutique Emerging Global Advisors to launch three ETFs covering emerging markets debt, reports Chris Flood of the Financial Times... MutualFundWire.com - Wednesday, January 8, 2014 - Reader Rating: 1
INews Looks at Invesco's Alts Push Investment News' Jason Kephart analyzes the big push into alts recently launched by Invesco, involving six new liquid alts products... MutualFundWire.com - Wednesday, January 8, 2014 - Reader Rating: 1
Rekenthaler Writes on What Makes Dimensional Different Morningstar's John Rekenthaler writes in his latest column about Dimensional's business model and what makes it different from the rest of the industry. In the same column, he also touches a bit on the business models of Vanguard and Capital Group's American Funds... MutualFundWire.com - Wednesday, January 8, 2014 - Reader Rating: 1
Bob Doll Reveals His 10 Predictions for 2014 Nuveen's Bob Doll has looked into his crystal ball and revealed his latest 10 predictions for the stock market, which he outlined in Barron's... MutualFundWire.com - Wednesday, January 8, 2014 - Reader Rating: 1
Former J. W. Seligman CIO Dies at 49 Jack Cunningham, former chief investment officer of J.W. Seligman died recently at the age of 49, according to Bloomberg. According to the newswire, Cunningham retired from his role at J.W. Seligman in 2008 after the firm's acquisition by Ameriprise Financial (owner of Columbia Management). The newswire also notes that, in his role as CIO, Cunningham had also managed the Seligman Common Stock Fund and the Seligman Income and Growth Fund. Pensions & Investments also covered the news... MutualFundWire.com - Wednesday, January 8, 2014 - Reader Rating: 1
Callan Calls TDF Commotion in 2014 Change is in the air, especially from the perspective of plan sponsors. .. 401kWire.com - Wednesday, January 8, 2014 - Reader Rating: 1
An FT Vet Takes Over Ignites His predecessor gets kicked upstairs... MutualFundWire.com - Tuesday, January 8, 2013 - Reader Rating: 1
RKers, Start Your RFP Engines ... ...even though it may not result in a lot of new business... 401kWire.com - Tuesday, January 8, 2013 - Reader Rating: 1
A Provider Vet Takes Over Client Services for a 401k RIA An alum of Principal and the Standard joins a Sunshine State retirement plan advisory shop... 401kWire.com - Tuesday, January 8, 2013 - Reader Rating: 1
After Four Years, a Top Fund Shop Wins Active ETF Approval The firm first applied with the SEC on the matter back in 2009... MutualFundWire.com - Tuesday, January 8, 2013 - Reader Rating: 1
A Montage Boutique Does a Square Deal It buys a majority interest in an alt and credit shop... MutualFundWire.com - Tuesday, January 8, 2013 - Reader Rating: 1
Pru's Castineiras Foresees a Very, Very Positive 2013 What does the next year hold for the economy and the retirement industry? A group of Prudential execs gave their predictions... 401kWire.com - Tuesday, January 8, 2013 - Reader Rating: 1
Northern Trust Picks a Fund Administration Chief The new hire will handle administration and accounting of funds... MutualFundWire.com - Tuesday, January 8, 2013 - Reader Rating: 1
Gabelli Enters India A GAMCO arm buys a New Delhi boutique... MutualFundWire.com - Tuesday, January 8, 2013 - Reader Rating: 1
Pentegra's Retiring Chief Buys Again Updated \| The retiring chief of the once bank-focused retirement plan provider acquires a Midwestern TPA with more than 550 clients... 401kWire.com - Tuesday, January 8, 2013 - Reader Rating: 1
Bob Doll Predicts for Nuveen The veteran equity strategist presents his first annual predictions since leaving BlackRock last year... MutualFundWire.com - Tuesday, January 8, 2013 - Reader Rating: 1
Paul Chong Returns The UBS, Pru and CitiStreet alum takes the top job at a retirement plan provider... 401kWire.com - Tuesday, January 8, 2013 - Reader Rating: 2
M* Pulls Back the Curtain on J.P. Morgan How does the giant bank's mutual fund shop work?.. MutualFundWire.com - Tuesday, January 8, 2013 - Reader Rating: 1
Half a Dozen Contenders Vie for the Top Legg Mason Job Two insiders are top candidates, according to Reuters... MutualFundWire.com - Tuesday, January 8, 2013 - Reader Rating: 1
Are Record ETF Closures a Sign of Health? A strategist at SSgA talks with Index Universe about the state of the ETF industry... MutualFundWire.com - Tuesday, January 8, 2013 - Reader Rating: 1
Jaffe Says Awards Aren't Everything The MarketWatch columnist thinks investors shouldn't automatically invest with PMs who win Morningstar awards.. MutualFundWire.com - Tuesday, January 8, 2013 - Reader Rating: 1
A Pittsburgh Provider Vet Joins a DC-Focused RIA Updated \| An Southern retirement plan advisory firm expands into the Keystone State with a new hire... 401kWire.com - Friday, January 8, 2010 - Reader Rating: 1
An Asset Manager's Co-Founder Dies The co-founder passed away Sunday at the age of 73... MutualFundWire.com - Friday, January 8, 2010 - Reader Rating: 1
A Top 25 Fund Firm Cuts Wholesaler Comp Due to the weak job market, workers everywhere currently do not have the strongest hand against their employers. Mutual fund wholesalers are not exempt from this... MutualFundWire.com - Friday, January 8, 2010 - Reader Rating: 1
Gundlach Readies His Counter-Suit Jeff Gundlach & co. are preparing to fire back at TCW with a lawsuit to be filed "shortly.".. MutualFundWire.com - Friday, January 8, 2010 - Reader Rating: 1
Transamerica Investment Management Taps a New Leader Transamerica Investment Management appoints a president as Gary Rolle relinquishes his duties... MutualFundWire.com - Friday, January 8, 2010 - Reader Rating: 1
Yet Another ProShares ETF Faces the Same Basic Attack A New York law firm looks to join the line of those looking to smite the leveraged index specialists over its UltraShort funds... MutualFundWire.com - Friday, January 8, 2010 - Reader Rating: 1
Investors Say, 'Don't Take Away My 401(k)!' In a presentation in Washington, D.C., the ICI chief unveils the findings of the latest ICI investor survey, as two mutual fund execs discuss investor behavior during the market crash and ways to improve access to resources... 401kWire.com - Friday, January 8, 2010 - Reader Rating: 1
Gundlach Blasts TCW Suit as 'Shabby' and 'Groundless' Morningstar and Reuters managed to track down the man of the hour Thursday night... MutualFundWire.com - Friday, January 8, 2010 - Reader Rating: 1
Newport Hires Two The Florida firm names regional directors based in Boston and Cincinnati... 401kWire.com - Friday, January 8, 2010 - Reader Rating: 1
An ABG Firm Buys a 400-Plan Book A recordkeeping TPA boosts its retirement plan client list by almost 50 percent... 401kWire.com - Friday, January 8, 2010 - Reader Rating: 1
Schlichter Plaintiff Tied to Shooting Rampage as Fee Suit Trial Begins One of the participants suing both a giant plan sponsor and Fidelity reportedly kills three co-workers and shoots five others before ending his own life... 401kWire.com - Friday, January 8, 2010 - Reader Rating: 1
Wells Fargo Lifts the Lid Off a Small Cap Fund Wells Fargo is reopening the small-cap fund to new investors effective January 11... MutualFundWire.com - Friday, January 8, 2010 - Reader Rating: 1
USI Hires a Fidelity Vet in the Big Apple Updated \| The consulting subsidiary of the insurance brokerage adds to its retirement plan unit... 401kWire.com - Friday, January 8, 2010 - Reader Rating: 1
SEC Finds No Staff Misconduct in Handling of Putnam Whistleblower's Allegations in 2003 There's no evidence that the SEC tried to shield Putnam from whistleblower Peter Scannell's market timing allegations in 2003, according to an SEC internal review... MutualFundWire.com - Friday, January 8, 2010 - Reader Rating: 1
Sycuan Plans to Liquidate its Sole Fund The California-based Native American-owned firm plans to dissolve its only mutual fund at the end of the month... MutualFundWire.com - Friday, January 8, 2010 - Reader Rating: 1
A Schwab Sales Vet Bets On a Specialty Indexer Updated \| A New York-based hedge fund replicator brings on a sales chief... MutualFundWire.com - Thursday, January 8, 2009 - Reader Rating: 1
A Symetra Vet Joins AUL's 403b Team A Midwest-based provider adds to its non-profit sales force down South... 401kWire.com - Thursday, January 8, 2009 - Reader Rating: 1
One Sponsor Banks On a Higher Match As Still Others Suspend Theirs Three more employers announce suspensions of their DC plan contributions, and at least sponsor goes the opposite direction... 401kWire.com - Thursday, January 8, 2009 - Reader Rating: 1
Direxion Leverages Another Bull and Bear Two more magnified index-based exchange-traded offerings arrive on the market... MutualFundWire.com - Thursday, January 8, 2009 - Reader Rating: 1
A Hospital Chain Sutures its DC and Non-Qual Plans Together The two plans bring $1.4 billion in new assets to the winning bundled plan provider... 401kWire.com - Thursday, January 8, 2009 - Reader Rating: 1
Bloomberg Sees Muni Bond Pain Through OppFunds Tough times for a fixed income offering at the Manhattan money manager come as the whole market sector reels from a tough year... MutualFundWire.com - Thursday, January 8, 2009 - Reader Rating: 1
Dodge & Cox's Troubles with Financials The value mutual fund shop saw steep losses last year after it invested heavily in financials. The press is noticing... MutualFundWire.com - Thursday, January 8, 2009 - Reader Rating: 1
Madoff Scandal Pits Ariel Against Ariel Management at the Windy City fund firm is not amused... MutualFundWire.com - Thursday, January 8, 2009 - Reader Rating: 1
Is 401k Failing? The WSJ Suggests Yes There is nothing members of Congress like more than free press. Look for sources in Thursday morning's article on the Wall Street Journal's page one to turn up in Washington later this year... MutualFundWire.com - Thursday, January 8, 2009 - Reader Rating: 1
Is 401k Failing? The WSJ Suggests Yes There is nothing members of Congress like more than free press. Look for sources in Thursday morning's article on the Wall Street Journal's page one to turn up in Washington later this year... 401kWire.com - Thursday, January 8, 2009 - Reader Rating: 1
ETFs Line Up for Social Investing New ETF players are focusing on special niches -- the environment and religion -- as they try to carve a niche in the market... MutualFundWire.com - Thursday, January 8, 2009 - Reader Rating: 1
FINRA Smites 19 BDs Over Allegedly Talking Up Their Volume a Bit The firms were fined a grand total of $2.8 million. .. MutualFundWire.com - Tuesday, January 8, 2008 - Reader Rating: 1
NPH Promotes Two NPH has promoted two employees that have been with the company since 2003... MutualFundWire.com - Tuesday, January 8, 2008 - Reader Rating: 1
Pershing Unveils an ETF Center Pershing has unveiled a one-stop ETF resource center for its introducing broker-dealer and RIA clients... MutualFundWire.com - Tuesday, January 8, 2008 - Reader Rating: 1
MassMutual Realigns its Service Organization The Springfield, Massachusetts-based provider changed the way its service team is structured and spent upwards of $30 million in 2007 to enhance its technology... 401kWire.com - Tuesday, January 8, 2008 - Reader Rating: 1
A Dreyfus Alum is Tapped to Run Merrill Corp.'s Marketing and Communications Biz Merrill Corp. has promoted one of its own to serve as president of its marketing and communications business... MutualFundWire.com - Tuesday, January 8, 2008 - Reader Rating: 1
McCann Taps a Merrill Insider to Replace Gardner Robert McCann has tapped a company insider to run the firm's wealth management division in the Americas... MutualFundWire.com - Tuesday, January 8, 2008 - Reader Rating: 1
Morgan Stanley's 401k Draws More Legal Attention A second law firm is investigating the wirehouse for its DC plan's use of company stock. .. 401kWire.com - Tuesday, January 8, 2008 - Reader Rating: 1
Managed Account Specialists Name a New President The RIA firm promotes one of its own to the top.D.. 401kWire.com - Tuesday, January 8, 2008 - Reader Rating: 1
Direxion Chief Moves Over But Not Out The leveraged index pioneers promote a new CEO from within while the old head honcho climbs a rung or two up... MutualFundWire.com - Tuesday, January 8, 2008 - Reader Rating: 1
A New Indy Fund Shop Banks on a Secret Investment Recipe One summer morning last year, Bob Auer left Morgan Stanley and before afternoon came, SBAuer Funds was born... MutualFundWire.com - Tuesday, January 8, 2008 - Reader Rating: 1
Cayne is Said to Vacate the CEO Post The end may have finally come for Jimmy Cayne... MutualFundWire.com - Tuesday, January 8, 2008 - Reader Rating: 1
Morgan Keegan, Fund Manager Face FINRA Arbitration Complaints over Bond Fund Losses Two high net worth clients have slapped FINRA arbitration complaints against Morgan Keegan and a fund manager over subprime-related losses in mutual funds... MutualFundWire.com - Tuesday, January 8, 2008 - Reader Rating: 1
OppFunds Manager Gets the Fund Track Treatment OppenheimerFunds bond manager Art Steinmetz gets some time in the limelight... MutualFundWire.com - Tuesday, January 8, 2008 - Reader Rating: 1
New Brandywine Hire is No Stranger to Legg Mason Stacy Dutton has joined Legg Mason's Brandywine subsidiary... MutualFundWire.com - Tuesday, January 8, 2008 - Reader Rating: 1
Stable Value Gets Support From Capitol Hill A group from the House of Representatives wants the DoL to reconsider its position. .. 401kWire.com - Monday, January 8, 2007 - Reader Rating: 1
Oppen on the Lifecycle Train A Big Apple fund family launches four new target date fund of funds. .. 401kWire.com - Monday, January 8, 2007 - Reader Rating: 1
TD Ameritrade Completes Acquisition The Omaha-based firm has wrapped up its purchase of Gail Weiss & Associates... 401kWire.com - Monday, January 8, 2007 - Reader Rating: 1
Hancock Names Distribution Chief John Hancock has tapped an insider to lead distribution efforts... 401kWire.com - Monday, January 8, 2007 - Reader Rating: 1
Go East, Young Consultants A West Coast firm and its subsidiary open a new office in the Bay State. .. 401kWire.com - Monday, January 8, 2007 - Reader Rating: 1
Fido Boosts Presence In Bluegrass State The Boston Behemoth is constructing a $115-million office complex in Covington... 401kWire.com - Monday, January 8, 2007 - Reader Rating: 1
Teaching to the PPA A Midwestern insurance provider trains sponsors about the new law. .. 401kWire.com - Monday, January 8, 2007 - Reader Rating: 1
Washington Insurer Gives TPAs Another Small Plan Product The new program offers non-proprietary funds to plans with as little as $250,000 in assets... 401kWire.com - Thursday, January 8, 2004 - Reader Rating: 1
New Fund Takes On Funds-of-Hedge-Funds The new fund is the idea of Pennsylvania Avenue... MutualFundWire.com - Thursday, January 8, 2004 - Reader Rating: 1
Seligman May Have Violated Rules by Rewarding B/Ds. The fund advisor admits that it steered some stock trades to brokerages as a reward for selling its funds... MutualFundWire.com - Thursday, January 8, 2004 - Reader Rating: 1
ABC Fills Vacant Retirement Policy Post A Senate staffer will take up the duties last held by James Delaplane... 401kWire.com - Thursday, January 8, 2004 - Reader Rating: 1
STC Slapped With Law Suit But how much is left for the plaintiffs to divvy up if they win is an open question... 401kWire.com - Thursday, January 8, 2004 - Reader Rating: 1
Six Steps Fund Directors Must Take SEC Chair Donaldson instructed fund directors of their duties at the annual directors forum Wednesday... MutualFundWire.com - Thursday, January 8, 2004 - Reader Rating: 1
ExpertPlan Tears Ahead with Emplanet Conversions The fast-charging eRecordkeeper expects to convert the bulk of DC clients from Emplanet... 401kWire.com - Wednesday, January 8, 2003 - Reader Rating: 1
Senate Dems Intro Pension Reform Tom Daschle is not running for President, but he is pushing for pension reform. His bill revives the concept of making sponsors buy liability insurance... 401kWire.com - Wednesday, January 8, 2003 - Reader Rating: 1
California Benefits Consultant Hires Team Leader ABD Insurance and Financial Services has added a new executive to handle business development... 401kWire.com - Wednesday, January 8, 2003 - Reader Rating: 1
GE Adds Bank Specialist The firm has tapped a wholesaler to concentrate just on banks for the first time... MutualFundWire.com - Wednesday, January 8, 2003 - Reader Rating: 1
Bisys Rolls Out Hedge Fund Platform The firm is incorporating technology from Eagle Investment Systems in the latest offering from Heritage... MutualFundWire.com - Wednesday, January 8, 2003 - Reader Rating: 1
Southern Bank Hires Institutional Sales Director The Memphis-based firm taps a Salomon Smith Barney financial consultant for the position... 401kWire.com - Wednesday, January 8, 2003 - Reader Rating: 1
Breakpoints Catch Attention of Lawmakers Two members of Congress are seeking answers about what the SEC and NASD found in their investigation of mutual fund breakpoints... MutualFundWire.com - Wednesday, January 8, 2003 - Reader Rating: 1
No Tax Break on Money Funds The White House Says money fund dividends will be redefined as interest so as not to get a tax break... MutualFundWire.com - Wednesday, January 8, 2003 - Reader Rating: 1
CIGNA Details Health Care Restructuring, Layoffs The Insurer restructures its health care unit, plans to cut headcount by more than 3,000... 401kWire.com - Wednesday, January 8, 2003 - Reader Rating: 1
Safeco Taps B-D Distribution Chief The firm has landed an executive from Jackson National to fill the head its broker-dealer distribution... MutualFundWire.com - Wednesday, January 8, 2003 - Reader Rating: 1
BoNY Adds Pershing to its Portfolio The Bank of New York will be the largest clearer of NYSE trades... MutualFundWire.com - Wednesday, January 8, 2003 - Reader Rating: 1
Enron Losses for Northern Trust? Even after losing the client, the Enron 401k may have cost Northern Trust $50 million... 401kWire.com - Tuesday, January 8, 2002 - Reader Rating: 1
Brouhaha Over Keystone 529 The losing bidder for the new Pennsylvania 529 plan does not go quietly... MutualFundWire.com - Tuesday, January 8, 2002 - Reader Rating: 1
Ward Out at Amvescap The departure of Hugh Ward from the firm leads to two new CEO appointments... MutualFundWire.com - Tuesday, January 8, 2002 - Reader Rating: 1
Search401k Finds CEO The eRFP firm has tapped a veteran of the asset management industry to act as its new chief... 401kWire.com - Tuesday, January 8, 2002 - Reader Rating: 1
Burger Giant Drops Auto Enrollment The most prominent sponsor using negative enrollment in its 401k program changes course... 401kWire.com - Tuesday, January 8, 2002 - Reader Rating: 1
Berger Continues VA Push The quieter sibling in the Stilwell family is building out its variable annuity distribution... MutualFundWire.com - Tuesday, January 8, 2002 - Reader Rating: 1
GoldK Charges to the Rio Grande The e401k firm makes its fourth acquisition as it builds a national presence. Will the firm shift its gaze Southeast next?.. 401kWire.com - Tuesday, January 8, 2002 - Reader Rating: 1
DoL Gets Busy The DoL ended the year by taking action against at least four plan sponsors. Loans and failure to remit plan assets are common threads... 401kWire.com - Tuesday, January 8, 2002 - Reader Rating: 1
The Lawyers Are Coming Van Wagoner is facing a class action suit concerning on of its funds... MutualFundWire.com - Tuesday, January 8, 2002 - Reader Rating: 1
Focus on Fund Fees Advisor Class Shares under Scrutiny ... Black Day in Boston ... New Team at BlackRock ... New Fund from ABN AMRO ... VA Product from Nationwide... MutualFundWire.com - Tuesday, January 8, 2002 - Reader Rating: 1
Focus on Fund Fees Advisor Class Shares under Scrutiny ... Black Day in Boston ... New Team at BlackRock ... New Fund from ABN AMRO ... VA Product from Nationwide... 401kWire.com - Tuesday, January 8, 2002 - Reader Rating: 1
Morningstar Finds CFO The Chicago fund tracker has tapped the former head of its advice business for the CFO slot... MutualFundWire.com - Tuesday, January 8, 2002 - Reader Rating: 1
Another Plan Catches Co Stock Flu As the SEC looks into the accounting practices of this plan sponsor, plan participants have seen the company lose fall by $250 million... 401kWire.com - Tuesday, January 8, 2002 - Reader Rating: 1
CitiStreet Down Under The firm takes its first leap beyond these shores... 401kWire.com - Tuesday, January 8, 2002 - Reader Rating: 1
Switching Systems Security Benefit Group changes the technology platform for its 403b clients... 401kWire.com - Tuesday, January 8, 2002 - Reader Rating: 1
Participants Vow to Stay the Course Fidelity's participants tell the firm that they will increase their contributions and up their aggressiveness in 2001. But will they?.. 401kWire.com - Monday, January 8, 2001 - Reader Rating: 1
Startup Gets Aggressive Persumma Financial is making sure that sponsors and the media can't miss its pricing... 401kWire.com - Monday, January 8, 2001 - Reader Rating: 1
Texas CPAs to Get Answers TAG has allied with the Texas Society of CPAs to provide qualified plan assistance... 401kWire.com - Monday, January 8, 2001 - Reader Rating: 1
With A Twist Mainstay orders up new funds from an old mixologist... MutualFundWire.com - Monday, January 8, 2001 - Reader Rating: 1
Foli-IPO Virginia innovators enter new territory with Hambrecht partnership... MutualFundWire.com - Monday, January 8, 2001 - Reader Rating: 1
January 8, 2001 Chevez DoL Confirmation at Risk ... Time for 401k Rebalancing? ... Thursday Stock Flows Hit $17 Billion ... MorganOnline Lets Go Marketers ... Old Mutual Reorg's UAM... 401kWire.com - Monday, January 8, 2001 - Reader Rating: 1
January 8, 2001 Thursday Stock Flows Hit $17 Billion ... MorganOnline Lets Go Marketers ... Old Mutual Reorg's UAM. .. MutualFundWire.com - Monday, January 8, 2001 - Reader Rating: 1
Going for the Gusto Midwest firm plants stakes in growth with new fund family, anticipates further changes... MutualFundWire.com - Monday, January 8, 2001 - Reader Rating: 1
Banking on It ETrade adds to its line-up of index funds with financial services and Russell 2000... MutualFundWire.com - Monday, January 8, 2001 - Reader Rating:* 1
Brandy from Wine The South African firm distills its New World acquisitions to an exclusive lineup of asset managers... MutualFundWire.com - Monday, January 8, 2001 - Reader Rating: 1
Week of January 4, 1999 The Week in Searches The 401kWire.com takes its regular look at the week in searches... 401kWire.com - Friday, January 8, 1999 - Reader Rating: 1
M&I Climbs the Pyramid Marshall & Ilsey is giving its clients online access through Pyramid Digital's window to the Internet... 401kWire.com - Friday, January 8, 1999 - Reader Rating: 1
Nationwide Merges Retirement Companies Nationwide Retirement Solutions is the latest company to join the ranks of defined contribution providers as Nationwide mergers two of its member companies... 401kWire.com - Friday, January 8, 1999 - Reader Rating: 1
Lummer Joins 401k Forum 401k Forum has tapped Dr. Scott L. Lummer as its Chief Investment Officer. .. 401kWire.com - Thursday, January 8, 1998 - Reader Rating: 1

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