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Schwab Asset Management [view profile

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News Stories Archives - Since 1998
Nygren Directly Enters ETF World The star PM and his team are rolling out an ETF version of a strategy that already powers a $10-billion-AUM, 33-year-old mutual fund... MutualFundWire.com - Wednesday, December 4, 2024 - Reader Rating: 1
In 2 Years, a PE-Backed Acquirer Adds 200 Staff and 125K Plans The provider's team of about 700 employees now serves more than $550 billion in assets across more than 425,000 retirement plans... 401kWire.com - Wednesday, December 4, 2024 - Reader Rating: 1
Near Phoenix, an Ally to TPAs Raises Another $7MM A technology-focused VC firm in Silicon Valley is leading the new round, which boosts the startup's total capital raised so far to $11.65 million... 401kWire.com - Wednesday, December 4, 2024 - Reader Rating: 1
Marcia Hires a 38-Year Burns & Levinson Vet The new partner is also based in the ERISA legal eagle's home town of Boston... 401kWire.com - Wednesday, December 4, 2024 - Reader Rating: 1
GPS Will Power a PEP For a 500,000-Employee Market A C-suiter at the sponsoring organization explains the PEP launch... 401kWire.com - Wednesday, December 4, 2024 - Reader Rating: 1
Has Trump Chosen #34? The U.S. President-elect has reportedly picked a familiar successor for outgoing SEC Chair Gary Gensler. Is it déjà vu all over again?.. MutualFundWire.com - Wednesday, December 4, 2024 - Reader Rating: 1
Harbor Completes a 2nd Fund-Conversion ETF Launch The transformed fund is the 14th actively managed ETF offered by the subadvised fund firm... MutualFundWire.com - Monday, December 4, 2023 - Reader Rating: 1
Assaley's Team Sells to an Aggregator A PE-backed insurance brokerage with a KPA aggregator arm snaps up a second DC-area KPA shop... 401kWire.com - Monday, December 4, 2023 - Reader Rating: 1
A Marketing Leader Leaves a $1.74T-AUM DC I-O The executive spent 11 years at the asset management titan... 401kWire.com - Monday, December 4, 2023 - Reader Rating: 1
A 90,000-Resident Florida City Picks an RKer The city's local government is extending its relationship with an East Coast RKer. .. 401kWire.com - Monday, December 4, 2023 - Reader Rating: 1
Week In Preview, December 4 - December 10 This week, the teams at ASPPA, Broadridge, EBRI, ERIC, Spark Institute, and WIPN are hosting events... 401kWire.com - Monday, December 4, 2023 - Reader Rating: 1
Week In Preview, December 4 - December 10 This week, the teams at MFDF, MMI, SEC, Stradley Ronon, and WE are hosting events... MutualFundWire.com - Monday, December 4, 2023 - Reader Rating: 1
A Six-Year Legg Vet Joins DWS The new hire is based in Baltimore... MutualFundWire.com - Friday, December 4, 2020 - Reader Rating: 1
A New Midwestern 457 Adds a Stable Value Fund The plan will cover more than 160,000 possible participants... 401kWire.com - Friday, December 4, 2020 - Reader Rating: 1
A 10-Year Franklin DC I-O Vet Rejoins The exec most recently worked with a recordkeeper... 401kWire.com - Friday, December 4, 2020 - Reader Rating: 1
New Retail and Planning Chiefs Rise At Vanguard As a senior leader prepares to say goodbye, several other top execs are shifting at the Low-Cost Leviathan... MutualFundWire.com - Friday, December 4, 2020 - Reader Rating: 1
An Insti Distro Chief Joins Thornburg The new hire reports to Carter Sims at the New Mexico fund firm... 401kWire.com - Friday, December 4, 2020 - Reader Rating: 1
An NYC ERISA Legal Eagle Prepares to Retire The lawyer leads an 1,100-lawyer law firm's employee benefits and executive compensation practice, and he also leads a retirement plan industry trade group... 401kWire.com - Wednesday, December 4, 2019 - Reader Rating: 1
An Ultimus and Gemini Alum Switches Industries The fundster now works in sales with a manufacturer... MutualFundWire.com - Wednesday, December 4, 2019 - Reader Rating: 1
A Texas Exec Departs From Principal The move comes as the provider's is digesting a big acquisition... 401kWire.com - Wednesday, December 4, 2019 - Reader Rating: 1
In Texas, an RKer Launches a Portal and Preps an Enrollment Tool Fresh off an acquisition, the chief adds that further M&A is still part of their growth strategy... 401kWire.com - Wednesday, December 4, 2019 - Reader Rating: 1
A $172B-AUMA Provider Launches a Stable Value Fund The provider's insurer sibling guarantees and issues the new fund's underlying assets... 401kWire.com - Wednesday, December 4, 2019 - Reader Rating: 1
"Protect Your Time Because No One Else Will" A $292.7B-AUM asset manager's chief shares that tidbit and more with a local pub... MutualFundWire.com - Wednesday, December 4, 2019 - Reader Rating: 1
Hennessy's New Prez Steps In to Host In NYC The acquisitive mutual fund entrepreneur was out sick today for his 14th annual press luncheon in NYC. Yet the show must go on... MutualFundWire.com - Tuesday, December 4, 2018 - Reader Rating: 1
14 Active Asset Classes Gain Ground With FAs Yet 20 passive asset classes also gained ground ... and fewer FAs are mixing active and passive within the same asset class... MutualFundWire.com - Tuesday, December 4, 2018 - Reader Rating: 1
McCarthy Shakes Up Her OneAmerica Leadership Team Two top retirement services execs depart, three execs rise, and the new chief creates two more top spots... 401kWire.com - Tuesday, December 4, 2018 - Reader Rating: 1
A 30-Year Industry Vet Takes a Newly Created DWC Post There�s a new hire at DWC-The 401(k) Experts, who brings with him more than 30 years of experience... 401kWire.com - Tuesday, December 4, 2018 - Reader Rating: 1
Crane Hires Transamerica Vets for Two Ascensus Leadership Posts Jason Crane brings two former colleagues on board for a pair of key roles... 401kWire.com - Tuesday, December 4, 2018 - Reader Rating: 1
A $20.2B Midwestern Shop Buys Across the Pond The acquisition target has an ESG take on infrastructure investing... MutualFundWire.com - Tuesday, December 4, 2018 - Reader Rating: 1
Tax Reform Still Mostly Leaves 401ks Alone Like with the House version, the Senate's tax bill seems to mostly ignore recent tax reform threats against defined contribution plans and IRAs. Yet the fight isn't over yet as reconciliation looms... 401kWire.com - Monday, December 4, 2017 - Reader Rating: 1
1,500 Plans and 3,413 KPAs Are Already Making Merrill's Big Fiduciary Shift Since July, BofA Merrill has been rolling out its new retirement plan platform, with 3(21) services for all. The changes already affect all new plan sales, and by the end of 2018 all existing plans will be converted, too... 401kWire.com - Monday, December 4, 2017 - Reader Rating: 1
An ETF Strategist Transforms Into an Expanding FinTech Firm The startup is looking to power model portfolios for B-Ds and asset managers that can be customized by individual FAs... MutualFundWire.com - Monday, December 4, 2017 - Reader Rating: 1
Can This TPA Bring 401k Power to Florida's Legislature? A 36-year vet of the retirement industry is running for the Florida House of Representatives... 401kWire.com - Monday, December 4, 2017 - Reader Rating: 1
Do Alts Fit Inside 401(k)s? The WSJ Weighs In Several industry insiders chime in for the newspaper's article on the possible rise of alternative investments in the defined contribution business... 401kWire.com - Monday, December 4, 2017 - Reader Rating: 1
Week In Preview, December 4-10 The AAII, Highland, the ICI, informa, the Investments & Wealth Institute, MarketCounsel, Natixis, and the SEC are all holding events this week... MutualFundWire.com - Monday, December 4, 2017 - Reader Rating: 1
Millennials Want To Establish Their Nest Egg Capital One releases new research.. 401kWire.com - Friday, December 4, 2015 - Reader Rating: 1
Pru and Hennessy Woo Reporters With Steak and Stock Picks It's that time of year again: time for mutual fund shops and other asset managers to gather journalists together for meals while PMs offer their predictions... MutualFundWire.com - Friday, December 4, 2015 - Reader Rating: 1
A 401(k) Tech Provider Wins DoL Contract The Department of Labor (DoL) has awarded ALM's Judy Diamond Associated (JDA) with a new contract... 401kWire.com - Friday, December 4, 2015 - Reader Rating: 1
500 RIAs and Allies Converge on Miami A key RIA-ally will kick off its eighth annual conference on Monday... MutualFundWire.com - Friday, December 4, 2015 - Reader Rating: 1
Allianz' New TDF Tool Is An "Eye Opener" Allianz has revamped its latest TDF offering for plan sponsors... 401kWire.com - Friday, December 4, 2015 - Reader Rating: 1
Where's Ned? The Art World Just Isn't the Same The Fido chairman is being partly blamed for a disappointing, nine-figure auction sale on the other side of the globe... MutualFundWire.com - Friday, December 4, 2015 - Reader Rating: 1
What's In a Name? Choose your brand wisely, KPAs, particularly if you ever dream of being bigger than a one-advisor shop... 401kWire.com - Thursday, December 4, 2014 - Reader Rating: 1
ETFs Have Already Crushed Their 2013 Record There's still one month left of 2014, and ETFs have already drawn more inflows this year than all of last year... MutualFundWire.com - Thursday, December 4, 2014 - Reader Rating: 1
This Colorado KPA Chose LPL This 401(k) plan advisor now uses LPL as his new broker-dealer. .. 401kWire.com - Thursday, December 4, 2014 - Reader Rating: 1
Do Plan Sponsors Trust You? A San Francisco-based trade group developed a new tool to help plan sponsors build trust with plan providers in the DC space... 401kWire.com - Thursday, December 4, 2014 - Reader Rating: 1
An fi360 Vet Joins a 401k Education Disruptor A Northern California startup hires a sales chief for its mobile-friendly offering... 401kWire.com - Thursday, December 4, 2014 - Reader Rating: 1
NYLIM Makes an ETF Play The insurer's asset management arm is buying an ETF shop with $1.5 billion in AUM... MutualFundWire.com - Thursday, December 4, 2014 - Reader Rating: 1
80 Percent of Plan Sponsors Match Contributions ...according to a new survey from PSCA... 401kWire.com - Thursday, December 4, 2014 - Reader Rating: 1
Not Enough Women, and Not Enough Respect In a pair of articles, the Financial Times examines gender equality issues in asset management... MutualFundWire.com - Thursday, December 4, 2014 - Reader Rating: 1
John Calamos Prepares to Give His Team a Bigger Stake as Nick Calamos Cuts Another Tie Updated \| The publicly-traded mutual fund shop's chief will create a new vehicle through which senior PMs and execs can invest in Calamos. And his nephew will no longer be working for the firm... MutualFundWire.com - Wednesday, December 4, 2013 - Reader Rating: 1
Wells Fargo Consolidates Retirement Under One Chief One exec is now the sole director of Wells Fargo's institutional retirement unit. .. 401kWire.com - Wednesday, December 4, 2013 - Reader Rating: 1
Do Sponsors Swallow Their Loan Medicine? Sponsors spill about loans and hardship withdrawals from 401ks. .. 401kWire.com - Wednesday, December 4, 2013 - Reader Rating: 1
Particpants Love Retirement Income Projection Calculators, But They Need More 401(k) participants want explanation and proof of accuracy... 401kWire.com - Wednesday, December 4, 2013 - Reader Rating: 1
Two Relationship Specialists Join a Mile-High 401k Shop An LPL affiliate welcomes a pair of new recruits... 401kWire.com - Wednesday, December 4, 2013 - Reader Rating: 1
Transamerica Launches a 'Healthy' Mobile App The provider has a new mobile app for healthcare organizations' retirement plans. .. 401kWire.com - Wednesday, December 4, 2013 - Reader Rating: 1
Miller Binds a Top Invesco Alum to DWS Updated \| The new hire serves as president of fund and head of fund administration in the U.S... MutualFundWire.com - Wednesday, December 4, 2013 - Reader Rating: 1
OneAmerica's Index Offering is Hot, Hot, Hot Not even a year into its existence, the 41 Index(k) has soared past $117 million in assets. .. 401kWire.com - Wednesday, December 4, 2013 - Reader Rating: 1
A Core WisdomTree ETF Crosses the $1B Mark The Big Apple fundamental indexes celebrates a milestone for a seven-year-old fund... MutualFundWire.com - Wednesday, December 4, 2013 - Reader Rating: 1
DST's Niedt Offers Distribution Alpha for Smaller Fundsters The outsourced shareholder recordkeeper unveils a new service for small- and mid-sized mutual fund shops... MutualFundWire.com - Wednesday, December 4, 2013 - Reader Rating: 1
A Trio of Trade Groups Share Their 401k-philia Three Washington, D.C.-based trade groups love 401ks. And they mean to prove why. .. 401kWire.com - Wednesday, December 4, 2013 - Reader Rating: 1
Fido's New Measuring Stick Shows Just How Unprepared 401kers Are The majority of American households will need to make significant changes in order to meet the bare minimum life requirements after retirement. .. 401kWire.com - Wednesday, December 4, 2013 - Reader Rating: 1
The 401k Death Toll Rises According to new research, thousands of plans were terminated in 2012, and fewer companies offered a 401(k) match... 401kWire.com - Wednesday, December 4, 2013 - Reader Rating: 1
How Does M* Love Dodge & Cox? Let Me Count the Ways An analyst at the Chitown mutual fund ratings giant lays out the reasoning behind their love of this value shop's corporate culture... MutualFundWire.com - Wednesday, December 4, 2013 - Reader Rating: 1
Gross Likes Bogle, Not Eagle-Borne Risk The Pimco star releases his December Investment Outlook even as his shop keeps suffering outflows... MutualFundWire.com - Wednesday, December 4, 2013 - Reader Rating: 1
Wal-Mart Makes Its $18B 401k Choice The massive retailer concludes its RFP... 401kWire.com - Wednesday, December 4, 2013 - Reader Rating: 1
ASPPA Has Some Same-Sex Marriage Tips for EBSA Ronald J. Triche, assistant general counsel and director of government affairs for the American Society of Pension Professionals & Actuaries penned a formal letter to Phyllis Borzi highlighting suggestions. .. 401kWire.com - Wednesday, December 4, 2013 - Reader Rating: 1
SEC Gathers Intel on Proxy Advisors' Work With Fundsters Today the regulatory agency will hear feedback on the state of the system... MutualFundWire.com - Wednesday, December 4, 2013 - Reader Rating: 1
Pimco Gets a Patent for a GDP-Weighted Bond Index The Newport Beach-based asset manager has been granted a patent for a GDP-weighted index... MutualFundWire.com - Tuesday, December 4, 2012 - Reader Rating: 1
A Provider Vet Joins an Elite 401k Advisor Team A Northwestern retirement plan advisory shop hires a senior relationship manager... 401kWire.com - Tuesday, December 4, 2012 - Reader Rating: 1
An RBC Shop Tacks Into a Fixed Income Sea Change A fixed income shop from the institutional market launches its fifth U.S. mutual fund... MutualFundWire.com - Tuesday, December 4, 2012 - Reader Rating: 1
Financial Engines' Raffone Gambles on a New Distribution Chief The firm names a new distribution executive vice president... 401kWire.com - Tuesday, December 4, 2012 - Reader Rating: 1
Participants Still Trust Plan Sponsors A new survey has some interesting implications, according to one exec... 401kWire.com - Tuesday, December 4, 2012 - Reader Rating: 1
Is Delaware's Parent Ripe for a Sale? The WSJ wonders if Macquarie is a takeover target... MutualFundWire.com - Tuesday, December 4, 2012 - Reader Rating: 1
Big Banks Give Funds Another Shot, But Will They Fail Again? Bloomberg has the scoop... MutualFundWire.com - Tuesday, December 4, 2012 - Reader Rating: 1
Want More Money? Go Manage a Hedge Fund A new study has found that hedge fund managers make significantly more than mutual fund manager... MutualFundWire.com - Tuesday, December 4, 2012 - Reader Rating: 1
WisdomTree Shuts Down Three ETFs The funds did not generate interest, according to Index Universe... MutualFundWire.com - Tuesday, December 4, 2012 - Reader Rating: 1
Gundlach Prepares a New Fund DoubleLine is expanding its offerings to six funds... MutualFundWire.com - Tuesday, December 4, 2012 - Reader Rating: 1
MetWest Sells The deal between the fixed income manager and another Los Angeles-headquartered firm is expected to close in the first quarter... MutualFundWire.com - Friday, December 4, 2009 - Reader Rating: 1
A Van Kampen Sales Vet Lands at DWS DWS signs on the 13-year Van Kampen veteran as national sales manager... MutualFundWire.com - Friday, December 4, 2009 - Reader Rating: 1
McCarthy to Move Down Under The top job at a leading retirement business opens up as the incumbent is relocating to lead outsourcing in AsiaPac... 401kWire.com - Friday, December 4, 2009 - Reader Rating: 1
BNY Mellon Lands a New ETF Client Geary Advisors, the Oklahoma City-based investment advisor, settled on BNY Mellon to provide custodial services for two state-based ETFs launched in September... MutualFundWire.com - Friday, December 4, 2009 - Reader Rating: 1
What's Solis Up To? Tune in Monday to learn about the new regulatory agenda for the DoL... 401kWire.com - Friday, December 4, 2009 - Reader Rating: 1
NYLIM Hunts for an M&A and Strategy Chief An internal promotion opens up a senior spot beneath John Kim... MutualFundWire.com - Friday, December 4, 2009 - Reader Rating: 1
DWS Plans to Ax B Shares The New York City-based fund firm has added itself to the list of companies that are scrapping the share class... MutualFundWire.com - Friday, December 4, 2009 - Reader Rating: 1
Loomis Sayles Decides to Keep its Current Address After looking at two other locations, the Natixis subsidiary is staying put at its present home... MutualFundWire.com - Friday, December 4, 2009 - Reader Rating: 1
WSJ Ponders Emerging Markets ETFs Funds from Emerging Global Advisors, Global X, iShares and Van Eck all gain attention in Fund Track... MutualFundWire.com - Friday, December 4, 2009 - Reader Rating: 1
Fidelity Lassos an ING Top Honcho Updated \| The Boston Behemoth will introduce Kathleen Murphy as one of its new generation of leaders in January, the MFWire has learned... MutualFundWire.com - Thursday, December 4, 2008 - Reader Rating: 1
DC Provider Adds Two Sales Managing Directors An insurer beefs up its wholesaling strength with new hires... 401kWire.com - Thursday, December 4, 2008 - Reader Rating: 1
ING Names New Retirement Chief Updated \| The growing importance of retirement helps drive ING to splitting its U.S. Wealth Management business into four units, including a dedicated retirement unit. Murphy will take a job at Fidelity... 401kWire.com - Thursday, December 4, 2008 - Reader Rating: 1
Russell's DC Chief Jumps to Consulting Firm Matt Smith will stay in the retirement business with his new job... 401kWire.com - Thursday, December 4, 2008 - Reader Rating: 1
Morningstar Ties in to EDGAR Joe Mansueto and Co just did a $12.5 million deal... MutualFundWire.com - Thursday, December 4, 2008 - Reader Rating: 1
TPAs Drive Transamerica Sales Gains The plan provider says a tool it launched in January attracted some TPAs it had courted for years and helped sales grow by 35 percent... 401kWire.com - Thursday, December 4, 2008 - Reader Rating: 1
Insurer Amps Up Bundled DC With New Chief A Principal vet moves to a TPA-focused provider to lead and expand one of its other retirement market segments... 401kWire.com - Thursday, December 4, 2008 - Reader Rating: 1
ProFunds Adds Glitter to Leveraged ETFs ProFunds Group is adding another four ETFs to the family of Commodities ProShares that it launched last week... MutualFundWire.com - Thursday, December 4, 2008 - Reader Rating: 1
The FICS is in at Fidelity The Boston Behemoth has put together a home page linking investors to headlines from around the financial news world... MutualFundWire.com - Thursday, December 4, 2008 - Reader Rating: 1
Reserve Primary Pays Out Another $14.4 Billion The money fund that broke the buck sends more money to shareholders ahead of schedule while providing online updates about the ongoing liquidation... MutualFundWire.com - Thursday, December 4, 2008 - Reader Rating: 1
Profs Take Aim at Morningstar and Reuters University profs are betting a new Web site will be better at helping people find top performing funds than the existing ones... MutualFundWire.com - Thursday, December 4, 2008 - Reader Rating: 1
Neuberger Auction Crack Up Leaves Walker in Charge With new white knight riding to the rescue, Neuberger and George Walker face the challenge of rebuilding... MutualFundWire.com - Thursday, December 4, 2008 - Reader Rating: 1
BNY Mellon Names New Asia B-D Head BNY Mellon has named Andrew Gordon head of broker-dealer and alternative investment services for Asia... MutualFundWire.com - Tuesday, December 4, 2007 - Reader Rating: 1
Nollenberger Hires AG Edwards Team Another investment team has defected from A.G. Edwards... MutualFundWire.com - Tuesday, December 4, 2007 - Reader Rating: 1
Two Advisors' Roads Lead to NRP RIA An advisory shop outside the Windy City expands its team and looks to grow more next year. .. 401kWire.com - Tuesday, December 4, 2007 - Reader Rating: 1
Syracuse Sponsor Chooses Fellow Empire State Provider A recordkeeping TPA wins a $40 million DC plan... 401kWire.com - Tuesday, December 4, 2007 - Reader Rating: 1
Big Apple Fund Family Expands Retirement Unit An asset management powerhouse creates a new marketing unit within its recordkeeper and grows its key account team... 401kWire.com - Tuesday, December 4, 2007 - Reader Rating: 1
Want More Advisory Business? Try Cash Balance! A Golden State TPA launches a training program for those who want to work with the hybrid retirement plans... 401kWire.com - Tuesday, December 4, 2007 - Reader Rating: 1
Another SPDR Makes Tracks for the AMEX The Amex has begun trading of the SPDR Lehman High Yield Bond ETF by State Street Global Advisors... MutualFundWire.com - Tuesday, December 4, 2007 - Reader Rating: 1
Direxion Launches Three Funds Direxion has launched three new international funds... MutualFundWire.com - Tuesday, December 4, 2007 - Reader Rating: 1
New Dark Horse Candidate Surfaces at Citi A new name is being floated as a possible candidate for CEO of CitiGroup... MutualFundWire.com - Tuesday, December 4, 2007 - Reader Rating: 1
Banks Granted B-D Rule Exception The SEC has approved a rule that will allow banks and exemption from the b-d rule... MutualFundWire.com - Tuesday, December 4, 2007 - Reader Rating: 1
PowerShares to List Three Buy-Write ETFs PowerShares plans to list three new buy-write portfolios... MutualFundWire.com - Tuesday, December 4, 2007 - Reader Rating: 1
Federal Judge Kicks One Fido Fee Suit Up a Notch One of Schlichter's suits is certified as a class action... 401kWire.com - Tuesday, December 4, 2007 - Reader Rating: 1
Stephens Funds Lands Retirement Distribution Deal Stephens Funds has landed a distribution deal with PI Qualified Plan Consultants, Inc... MutualFundWire.com - Tuesday, December 4, 2007 - Reader Rating: 1
Sunflower State TPA's Platform Expands Two new mutual funds gain some DC distribution... 401kWire.com - Tuesday, December 4, 2007 - Reader Rating: 1
Three Former Putnam Execs Off the Hook with Massachusetts Regulators A Massachusetts court has dropped civil fraud charges against three former Putnam Fiduciary Trust Company executives... MutualFundWire.com - Tuesday, December 4, 2007 - Reader Rating: 1
Money Funds Play SIV Roulette Shefali Anand sifts through regulatory filings to find out which money funds are still holding SIV securities recently downgraded by Moodys... MutualFundWire.com - Tuesday, December 4, 2007 - Reader Rating: 1
Less is Morley The Oregon-based subsidiary of Nationwide is getting back to brand basics. .. 401kWire.com - Monday, December 4, 2006 - Reader Rating: 1
DoL Solicits Input on Investment Advice Exemption The department's Employee Benefits Security Administration is soliciting comments on the investment advice statutory exemption for 401ks and IRAs... 401kWire.com - Monday, December 4, 2006 - Reader Rating: 1
Updated OppenIncome Arrives The Manhattan fund firm's new and improved Monte Carlo software rolls out with more than half a dozen new features... 401kWire.com - Monday, December 4, 2006 - Reader Rating: 1
BoNY Does A Deal The Bank of New York is buying Mellon Corp. for $16.5 billion... 401kWire.com - Monday, December 4, 2006 - Reader Rating: 1
M&I Buys Florida Bank The Milwaukee-based firm wants to gain a wider presence in the Sunshine State... 401kWire.com - Monday, December 4, 2006 - Reader Rating: 1
Rollins Exterminates Plan Recordkeeper and Fund The Peach State sponsor adds four new fund to options to its 401k and plans more changes after dumping its provider and a fifth fund option. .. 401kWire.com - Monday, December 4, 2006 - Reader Rating: 1
SEC Slaps Broker-Dealer with Civil Fraud Charges For the first time the SEC moves before state investigators. Nearly 300 fund firms had blocked the fund supermarket from trading... MutualFundWire.com - Thursday, December 4, 2003 - Reader Rating: 1
Trust Co. Announces New Director Appointee also advises industry advisory channels... 401kWire.com - Thursday, December 4, 2003 - Reader Rating: 1
TPA Says STC Not To Blame Louisianna-based TPA says fund companies dumped STC abruptly... 401kWire.com - Thursday, December 4, 2003 - Reader Rating: 1
Piper Jaffrey Disciplines Two After Finding Timing The action comes weeks before the spinoff of the broker-dealer from U.S. Bank... MutualFundWire.com - Thursday, December 4, 2003 - Reader Rating: 1
Merrill to Repay $11 Million The largest broker-dealer reveals the scope of its breakpoint problem... MutualFundWire.com - Thursday, December 4, 2003 - Reader Rating: 1
Strong Hires Advisor on Possible Sale The firm reportedly has hired a New York investment bank to help it find a buyer... MutualFundWire.com - Thursday, December 4, 2003 - Reader Rating: 1
Emplanet Said to be in Talks with ExpertPlan The transitioning recordkeeper plans to refer clients and partners to a rival firm... 401kWire.com - Wednesday, December 4, 2002 - Reader Rating: 1
AFL-CIO Marches on Fido Branches The union led marches on 19 brokerage offices in support of the SEC proxy disclosure rule... MutualFundWire.com - Wednesday, December 4, 2002 - Reader Rating: 1
Wilshire Adds BizDev Head The new executive hails from Deutsche Asset Management... 401kWire.com - Wednesday, December 4, 2002 - Reader Rating: 1
Wells Fargo Launches TAA Portfolios The new fund-based product is targeted at its small- and mid-sized institutional trust clients... MutualFundWire.com - Wednesday, December 4, 2002 - Reader Rating: 1
Search401k Adds New Partners, Keeps Existing Ones Since September, the firm has forged several new alliances with providers and adviser groups... 401kWire.com - Wednesday, December 4, 2002 - Reader Rating: 1
Q3 Investment Returns Drop for DC Plans Only the most conservative investments make the quarterly grade in the STC index... 401kWire.com - Wednesday, December 4, 2002 - Reader Rating: 1
SRI Specialist Adds Two Funds The socially responsible investing shop has added two, more staid funds, to its family... MutualFundWire.com - Wednesday, December 4, 2002 - Reader Rating: 1
AIM Promotes Three Managers The AIM international, core equity and fixed income funds all get new portfolio co-managers... MutualFundWire.com - Wednesday, December 4, 2002 - Reader Rating: 1
Is the Bond Party Over? Yes it is says American Century as the fund firm joins those warning investors away from bonds... MutualFundWire.com - Wednesday, December 4, 2002 - Reader Rating: 1
Ghost of Enron Haunts Fiduciary Landscape A CitiStreet Webcast sounds a concerted alert on the changing nature of ERISA responsibilities... 401kWire.com - Wednesday, December 4, 2002 - Reader Rating: 1
It is Official: GoldK Seals VC The e401k vendor has announced that its latest round of venture funding came from three funds and totaled $26.3 million. .. 401kWire.com - Tuesday, December 4, 2001 - Reader Rating: 1
Prospectors Get New Web Tool Those seeking fresh info on plan sponsors for their sales team have a new tool available... 401kWire.com - Tuesday, December 4, 2001 - Reader Rating: 1
Morningstar Initiates 529 Center The firm has a new information platform... MutualFundWire.com - Tuesday, December 4, 2001 - Reader Rating: 1
A New Montgomery Launch Seeking to diversify its offerings, Montgomery intros new products for its clients and welcomes a new sales exec into the fold... MutualFundWire.com - Tuesday, December 4, 2001 - Reader Rating: 1
Invesmart Taps CEO The firm has a new top dog... 401kWire.com - Tuesday, December 4, 2001 - Reader Rating: 1
Diversified Taps New Sub-Advisor The firm has a new fixed income sub-advisor for two of its offerings... MutualFundWire.com - Tuesday, December 4, 2001 - Reader Rating: 1
Red Alert: Defined Contribution Bad Rap New York Times Editorial ... Beradino Speaks ... Bisys and New York Life... 401kWire.com - Tuesday, December 4, 2001 - Reader Rating: 1
Red Alert: Defined Contribution Bad Rap New York Times Editorial ... Beradino Speaks ... Bisys and New York Life... MutualFundWire.com - Tuesday, December 4, 2001 - Reader Rating: 1
Red Alert: Defined Contribution Bad Rap Now, the tide is beginning to shift. 401(k) plans are starting to get a bad rap in the mainstream media. The opening salvo was fired by The New York Times in an editorial (you will need membership with The Times to gain access) by Paul Krugman... 401kWire.com - Tuesday, December 4, 2001 - Reader Rating: 1
MassMutual Hires Bunches There are a number of new faces at the Springfield, Massachusetts firm... 401kWire.com - Tuesday, December 4, 2001 - Reader Rating: 1
Dean Witter Rep Settles With SEC Dean Witter broker Leslie Rossello agreed to a $10,000 fine and a twelve month suspension to settle SEC allegations of fund churning... MutualFundWire.com - Monday, December 4, 2000 - Reader Rating: 1
Integrated Fund Services Names Prez The fund administration firm has taken a new leader from Nationwide Advisory Services... MutualFundWire.com - Monday, December 4, 2000 - Reader Rating: 1
TAMRO Manages New Alleghany Funds Chicago-based Alleghany Funds has tapped Virginia's TAMRO Capital Partners to manage two new funds... MutualFundWire.com - Monday, December 4, 2000 - Reader Rating: 1
Van Kampen Adds Fund The firm has added a Small Cap Growth Fund to its lineup... MutualFundWire.com - Monday, December 4, 2000 - Reader Rating: 1
First Union Combines Retail and Institutional Brands The bank has combined the two channels under the Evergreen Investments moniker. It has also tapped a president for institutional... MutualFundWire.com - Monday, December 4, 2000 - Reader Rating: 1
First Union Combines Retail and Institutional Brands The bank has combined the two channels under the Evergreen Investments moniker. It has also tapped a president for institutional... 401kWire.com - Monday, December 4, 2000 - Reader Rating: 1
Still No e401k For Schwab More than twelve months after it first spoke about an e401k Schwab is still evaluating the possibilities... 401kWire.com - Monday, December 4, 2000 - Reader Rating: 1
AXA Picks Up MetLife Vet The European financial giant taps a new head to grow its Equitable-branded defined contribution business... 401kWire.com - Monday, December 4, 2000 - Reader Rating: 1
Emplanet Adds More Web Distribution Just a week after announcing that it would distribute its online 401(k) service through Search401k, the firm has added another Web partnership... 401kWire.com - Monday, December 4, 2000 - Reader Rating: 1
Participants Talk Back Are participants ready to talk to their vendor's voice-response system? Merrill Lynch things so... 401kWire.com - Monday, December 4, 2000 - Reader Rating: 1
Insurer Freezes New Business Allmerica Financial has stopped marketing and selling new business for its in-house product. .. 401kWire.com - Monday, December 4, 2000 - Reader Rating: 1
Stats Provide Possible Legal Shield Lipper's new fee tool allows large funds to establish fees parallel to their peers' and to back that up with a valid, legally-defensible benchmark... MutualFundWire.com - Monday, December 4, 2000 - Reader Rating: 1
December 4, 2000 SEC Fines For Bond Fund ... Hedge Funds May Prove A Conflict ... Likely Regulations for 2001 ... More Disclusore for Affiliated Transactions?.. 401kWire.com - Monday, December 4, 2000 - Reader Rating: 1
December 4, 2000 SEC Fines For Bond Fund ... Hedge Funds May Prove A Conflict ... Likely Regulations for 2001 ... More Disclosure for Affiliated Transactions?.. MutualFundWire.com - Monday, December 4, 2000 - Reader Rating: 1
Toolkit for Advisors Lays Out Fiduciary Responsibilities of Plan Sponsors Delaware Investment and Retirement Services is hoping to strengthen its ties to financial advisors distributing its small plan product with its Fiduciary Tool Kit... 401kWire.com - Friday, December 4, 1998 - Reader Rating: 1
A New Kid on the Advice Block The advice field is becoming so crowded that Ibbotson now has competition right in its own backyard of Chicago. This week, Marquette Associates, Inc. of Chicago launched a new affiliate, AdvisorNet LLC, which will offer 401(k) participants investment advice over the Internet. Sound familiar? .. 401kWire.com - Friday, December 4, 1998 - Reader Rating: 1

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