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Charles Schwab Investment Management [view profile ]
211 Main Street  San Francisco  CA  94105  ph: 800-648-5300 

http://www.schwab.com  -  SEC Filings
Fund Profiles
News Stories Archives - Since 1998
What Resonates With Sponsors Today?
New DC I-O research on what plan sponsors think suggests some ideas for KPAs and other DC industry insiders...
401kWire.com - Thursday, October 31, 2019
A $442B-AUM AM Breaks One of Its Flows Records
Leadership from the asset manager's parent discusses their Q3 earnings results...
MutualFundWire.com - Thursday, October 31, 2019 Views
Klein Brings a TD Alum to PCS' C-Suite
The new hire takes on a newly created position at the open architecture, private equity-backed recordkeeper...
401kWire.com - Thursday, October 31, 2019 - Reader Rating: 3
The Boston Behemoth Tackles In-Plan Income
Abby Johnson and her team are launching a suite of solutions to help participants generate retirement income...
401kWire.com - Thursday, October 31, 2019
A $262MM DC Trio Moves In Hartford
Four city plans moved to a single recordkeeper this fall...
401kWire.com - Thursday, October 31, 2019
Will Joe Sullivan Double Down On This IP Bet?
Legg Mason's CEO and CFO talk about the publicly traded, multiboutique asset manager's fiscal Q2 2020 earnings results...
MutualFundWire.com - Thursday, October 31, 2019 Views
A Fintech Giant Upgrades Its Participant Engagement Support
A publicly traded financial services back-office giant launches an updated digital marketing platform for retirement plan providers...
401kWire.com - Thursday, October 31, 2019 - Reader Rating: 5
An I-Bank Assists Carroll Consultants
The TPA merged with input from a Philly-based investment bank...
401kWire.com - Wednesday, October 31, 2018
Lytle Scores an Ivy League First
Macquarie IM does a sponsorship deal that will put its logo on a historic home for several sports teams from an elite university...
MutualFundWire.com - Wednesday, October 31, 2018 Views
At Am Century, a Key Accounts Exec Takes a Strategic Role
The freshly promoted executive now serves as global head of strategic relationships at the mutual fund firm...
MutualFundWire.com - Wednesday, October 31, 2018 Views
Searching for 401k Research? There is a Report for That
The American Benefits Council's new report in October details the importance of employer-sponsored benefits for the U.S. economy by pulling together historical data and extensive research. ..
401kWire.com - Wednesday, October 31, 2018
Pru Lands a $413MM Plan in Texas
Updated | The plan has about 4,500 participants and moved on October 1...
401kWire.com - Wednesday, October 31, 2018
A 1,000-FA B-D Preps a New Advisory Product
The program will include both ETF-based portfolios and portfolios based on traditional mutual funds. The rollout is planned for early Q1 2019...
MutualFundWire.com - Wednesday, October 31, 2018 Views
Scupham Hints at Ivy's Boosted DC I-O Reach
The Ivy distro chief and other Waddell & Reed execs talk to analysts about the firm's Q3 results...
401kWire.com - Wednesday, October 31, 2018
After an FBI Visit, a Texas TPA Goes Dark
Federal law enforcement agents showed up last week at a recordkeeping TPA's headquarters, and the firm seems to have now ceased operations...
401kWire.com - Tuesday, October 31, 2017 - Reader Rating: 4.33
GRPAA Managing Partner Received a Referral From BPAS CEO
GRPAA and Financial Finesse push forward their three-year old partnership with an assist from BPAS...
401kWire.com - Tuesday, October 31, 2017
A Giant RKer's $100B AUM Sibling Gains a Chief
The exec comes from within the same business empire and will have a four-person team of key execs reporting to him...
401kWire.com - Tuesday, October 31, 2017
Lytle Shares Macquarie's Potential Acquisition Dreams
The Australian multinational is on the hunt for deals, both in the U.S. and abroad...
MutualFundWire.com - Tuesday, October 31, 2017 Views - Reader Rating: 5
Stadion Forms an Alliance
A $600 million AUM product will expand...
401kWire.com - Tuesday, October 31, 2017
A Minnesota TPA Adds a Second Partner In 2017
DWC -- The 401(k) Experts have expanded again...
401kWire.com - Tuesday, October 31, 2017
Burnham Gibson CEO Promotes Two KPAs
The Irvine, California-based wealth advisors promote two of their own...
401kWire.com - Tuesday, October 31, 2017
Ahmed Expands Franklin Templeton's DC I-O Team in NYC
Franklin Templeton Investments' head of DC I-O promotes an insider and hires an outside for his NYC-based team...
401kWire.com - Tuesday, October 31, 2017
Are Your FA Allies About to Get Less Mobile?
A wirehouse giant is dropping out of a 13-year-old treaty that opened the door to less-litigious advisor movement. Will other big B-Ds follow this wire's lead?..
MutualFundWire.com - Tuesday, October 31, 2017 Views
Who Will Buy This $2B Liquid Alts Shop?
Word on the street is that a liquid alternative mutual fund shop is on the block...
MutualFundWire.com - Monday, October 31, 2016 Views
Debunking Fiduciary Reg Myths, DC I-O Style
A mutual fund shop is kicking off a new campaign to address KPAs' frequently asked questions about the DoL's controversial new regulation...
401kWire.com - Monday, October 31, 2016 - Reader Rating: 4
Filings for Fundsters - October 31, 2016
A compilation of the latest SEC filings!..
MutualFundWire.com - Monday, October 31, 2016 Views
A $300MM Family Team of KPAs Goes Independent
A family team of 401(k) plan advisors (KPAs) based in Waltham, Massachusetts have officially broken away from a wirehouse...
401kWire.com - Monday, October 31, 2016 - Reader Rating: 3
Six Execs Honored By Industry Association
Awards were given for innovation and excellence in the defined contribution world. ..
401kWire.com - Monday, October 31, 2016 - Reader Rating: 1
Matrix Appoints Two Key Execs
Broadridge’s mutual fund and ETF trade processing division has just appointed two executives...
401kWire.com - Monday, October 31, 2016 - Reader Rating: 4
BlackRock's Marketing Chief Takes Over a Key Biz
Who will lead marketing efforts for the world's largest asset manager and ETF shop?..
MutualFundWire.com - Friday, October 31, 2014 Views
Castille Shifts; Meet BlackRock's New DC Chief
Chip Castille takes on a newly-created role as a BlackRock veteran of nearly 15 years takes over defined contribution...
401kWire.com - Friday, October 31, 2014
Pershing Expands FundVest's Advisory and Insti Share Lineup By 45 Percent
Sandy Bolton sees the shift to 12b-1-free funds on NTF platforms continuing...
MutualFundWire.com - Friday, October 31, 2014 Views
Invesco's Flanagan Sees a Very Important Opportunity In Liquid Alts
The Peach State-based asset manager's CEO and CFO talk to analysts about Q3 2014 results...
MutualFundWire.com - Friday, October 31, 2014 Views
401k Industry Insider vs. Blog
A retirement plan industry veteran launches a website do discuss retirement policy...
401kWire.com - Friday, October 31, 2014 - Reader Rating: 2.5
An ABG Shop Updates Its App
The app now includes new contribution limits for 2015, as well as compliance calendar...
401kWire.com - Friday, October 31, 2014
Which DC I-Os Are Keeping Up With the KPAs?
A new study also highlights advisors' shift to passive investments...
401kWire.com - Friday, October 31, 2014
A Virginia KPA Wants to Benefit From a New Alliance
A 401k plan advisor changes B-Ds...
401kWire.com - Friday, October 31, 2014
Alt Fundsters, the SEC Frowns on Laundry Lists
Norm Champ outlines more of his concerns about alternative mutual funds...
MutualFundWire.com - Friday, October 31, 2014 Views
M* Gives Fido One B, and One C
Research firm says behemoth needs more consistency...
MutualFundWire.com - Thursday, October 31, 2013 Views
TCW's Risk Chief Fills Post at Guggenheim
Exec leaves after 13-year tenure...
MutualFundWire.com - Thursday, October 31, 2013 Views
Hedge Managers Find Sweet Spot in '40 Act Country
Mutual fund format offers marketing advantage to two top ranked strategies...
MutualFundWire.com - Thursday, October 31, 2013 Views
Which Target Date Fund Should You Use? Ask Your iPad.
One of the big three DC I-Os in the target date fund evaluation business takes its technology mobile. What's an advisor to do?..
401kWire.com - Thursday, October 31, 2013
An Indie B-D Builds a Two-Tier 401k Select List
A broker-dealer consolidates down to eight strategic 401k provider partnerships...
401kWire.com - Thursday, October 31, 2013
The IRS Keeps the Deferral-Limit Status Quo
The government tax agency decided to keep 401(k) deferral limits and catch-up contribution limits unchanged for 2014. ..
401kWire.com - Thursday, October 31, 2013 - Reader Rating: 4
Should Pimco's Maisonneuve Grow Organically, or Just Buy?
Pimco has yet to establish itself in the stock arena, but it has the checkbook to acquire if necessary...
MutualFundWire.com - Thursday, October 31, 2013 Views
Calvert Unveils a Green Fund
Fixed income product targets opportunities related to climate change and water scarcity...
MutualFundWire.com - Thursday, October 31, 2013 Views
VALIC Goes Mobile
The firm has launched a free app for iPad, iPhone, and Android...
401kWire.com - Thursday, October 31, 2013
Participants Are Blind to 401k Contribution Limits
Data from a new study released by Mercer shows that participants are way off the mark in their assumption of the maximum annual 401k contribution. ..
401kWire.com - Thursday, October 31, 2013 - Reader Rating: 3
Kirtland Gives Aspire's TPA Network a VIP Makeover
The open architecture provider's chief is focused on revamping the program. ..
401kWire.com - Thursday, October 31, 2013 - Reader Rating: 5
Gundlach Launches a Shiller Fund
New product will invest in both stocks and bonds...
MutualFundWire.com - Thursday, October 31, 2013 Views
American Century Applies Quant to Emerging Markets
New fund uses a two-step process for identifying securities...
MutualFundWire.com - Thursday, October 31, 2013 Views
Aquila Continues to Redecorate
Firm renames a municipal bond fund...
MutualFundWire.com - Thursday, October 31, 2013 Views
Lincoln's Retirement Plan Deposits Rise 8 Percent
Lincoln Financial Group's retirement segment delivered a solid quarterly performance. ..
401kWire.com - Thursday, October 31, 2013
The ETF Sector Loves Vanilla
IndexUniverse analyst writes that simple ETFs are still the most popular...
MutualFundWire.com - Thursday, October 31, 2013 Views
Mutual of Omaha Pours Marketing Juice Into Its LPL Alliance
John Corrieri talks about the integration with the indie B-D's cradle-to-grave participant advice and education platform...
401kWire.com - Thursday, October 31, 2013
New York Post Listens to Fink
The tabloid agrees with the BlackRock CEO's doomsaying...
MutualFundWire.com - Thursday, October 31, 2013 Views
Pimco's Maisonneuve Move Gets Plenty of Ink
The hiring of Kashkari's successor generates plenty of ripples...
MutualFundWire.com - Thursday, October 31, 2013 Views
Gross Vows to Give It All Away
Pimco co-founder ups the ante in the latest chapter of the moral tweet war with Icahn...
MutualFundWire.com - Thursday, October 31, 2013 Views
NASDAQ Purchases a Vanguard Indexer
Other clients include ProShares and Russell...
MutualFundWire.com - Wednesday, October 31, 2012 Views
Hancock Steps Into the Mid-Market Tomorrow.
The Boston-based firm's new product will be ready to launch tomorrow...
401kWire.com - Wednesday, October 31, 2012 - Reader Rating: 1
MSCI Buys a Real Estate Indexer
Firm plans to grow in real estate asset classes...
MutualFundWire.com - Wednesday, October 31, 2012 Views
Schapiro Makes a Statement on the Markets' Reopening
The SEC head is monitoring the situation...
MutualFundWire.com - Wednesday, October 31, 2012 Views
Great West TDF Assets Jump 97 Percent
Funds were developed with a Morningstar boutique..
401kWire.com - Wednesday, October 31, 2012 - Reader Rating: 2
Which Firms Get the Most Love From Advisors?
A new Cogent Research study asks advisors which mutual fund company they feel the most connection with...
MutualFundWire.com - Wednesday, October 31, 2012 Views
FIA Adds a Consultant
The Boston-based consulting firm has a new member...
401kWire.com - Wednesday, October 31, 2012 - Reader Rating: 5
AMG Had Good Q3 for Both Flows and Deal Rumors
Sean Healey's firm released its third-quarter results...
MutualFundWire.com - Wednesday, October 31, 2012 Views
Waddell & Reed Sell Off Retirement Unit
Sale allows Waddell to concentrate on core asset management...
401kWire.com - Wednesday, October 31, 2012 - Reader Rating: 1
Artio CEO Steps Down
The chief executive of the struggling money manager is demoting himself to the chief investment role...
MutualFundWire.com - Wednesday, October 31, 2012 Views
Hobson Talks About Her Beau's Big Deal
The Ariel president talked about her boyfriends $4.4 billion dollar deal...
MutualFundWire.com - Wednesday, October 31, 2012 Views
As Markets Reopen, Firms Are Getting Back to Business
What's going on with the industry with the superstorm now in the rearview mirror. ..
MutualFundWire.com - Wednesday, October 31, 2012 Views
ProShares Plans to Self-Index
Firm is following Market Vectors and WisdomTree..
MutualFundWire.com - Wednesday, October 31, 2012 Views
UBS Expands ETN Lineup
Reportedly this is the first such product to cover US REITs...
MutualFundWire.com - Wednesday, October 31, 2012 Views
Highland Offers an L/S Fund
It has an international bent to it...
MutualFundWire.com - Monday, October 31, 2011 Views
A Jumbo Plan Makes Wholesale Changes
But it's only the first step toward getting their participants retirement ready, according to the plan sponsor's CIO...
401kWire.com - Monday, October 31, 2011
Invesco Gains Exclusive Access to Four Indexes
The firm is waiving fees for four new ETF offerings under the KBW brand...
MutualFundWire.com - Monday, October 31, 2011 Views
Pimco Adds an Emerging Markets PM
It's a key focus for the bond behemoth given it's high growth, according to the firm...
MutualFundWire.com - Monday, October 31, 2011 Views
Lincoln Fills Lyday's Post
He's barely been gone a week but this former Pru sales executive has found a new home...
401kWire.com - Monday, October 31, 2011
BNY Mellon Reaches for Large DC Plans
The firm is trying to find its way into the DC market...
401kWire.com - Monday, October 31, 2011 - Reader Rating: 5
Three Mercer Clients Choose Income+
A Financial Engines retirement income product makes it debut on Mercer's recordkeeping platform...
401kWire.com - Monday, October 31, 2011
Putnam Brings in Another Fidelity Alum
The new hire will run product and marketing for the DC business...
401kWire.com - Monday, October 31, 2011
Manning & Napier is Tops in Rochester
But the company can't beat it own drums about it just yet...
MutualFundWire.com - Monday, October 31, 2011 Views
Abby and Bob Power a New List
The Boston Business Journal unveils a new list of the most influential people in the Boston area...
MutualFundWire.com - Monday, October 31, 2011 Views
T. Rowe Lands on OneSource
T. Rowe, which once shied away from no-transaction-fee supermarkets, is now in all the major NTF platforms...
MutualFundWire.com - Monday, October 31, 2011 Views
Shareholders Turn to the Boards to Fill Info Gap
The Reserve is riding at the eye of the financial hurricane, but its lack of public comment is leading some shareholders to organize themselves...
MutualFundWire.com - Friday, October 31, 2008 Views
An ACS Exec Touts DC Contract
During Thursday's earnings conference call, ACS' COO said the firm cross-sold its DC recordkeeping service to a state client...
401kWire.com - Friday, October 31, 2008
Morningstar Reports Managed Account Assets of $13.5 Billion
The Chicago firm shares numbers on its managed account business...
401kWire.com - Friday, October 31, 2008
Vanguard Whittles its List of Closed Funds to Two
The Valley Forge, Pennsylvania-based fund giant reopens two funds, leaving two still closed...
MutualFundWire.com - Friday, October 31, 2008 Views
LaRue Gives Up His Case
After opening the door to new DC lawsuits, the ex-participant runs out of money to win relief for himself...
401kWire.com - Friday, October 31, 2008 - Reader Rating: 5
More Sponsors Get Over their Auto Enrollment Hesitation
A new survey from Mercer shows that the majority of sponsors have activated auto enrollment and 24 percent are either planning to do so in the near future or are actively considering it...
401kWire.com - Friday, October 31, 2008
NRP Expands its Recruiting Efforts On Two New Fronts
The SoCal-based network of retirement plan advisors adds teams to go after advisors in new markets...
401kWire.com - Friday, October 31, 2008 - Reader Rating: 3.5
A Lobbyist's Calculator Says McCain is Good for 401k
Want more evidence that 401ks are now mainstream? Americans for Tax Reform are making the plans a centerpiece of their election lobbying push...
401kWire.com - Friday, October 31, 2008
401k Hits Google's Radar
If nothing else, the current crisis is helping cement the 401k brand with the Google generation...
401kWire.com - Friday, October 31, 2008
Mr. Market Halves Hartford's Share Price
Stock in the insurer lost half its value on Thursday after a pointed questioning by Wall Street analysts during a earnings season conference call...
401kWire.com - Friday, October 31, 2008
Lazard Settles Fidelity Gift Case
The brokerage settled allegations that it had failed to supervise employees who lavished Fidelity traders with improper gifts and entertainment amounting to more than $600,000...
MutualFundWire.com - Friday, October 31, 2008 Views
Reserve Breaks out the Bucks
The money fund specialists distribute $26 billion to those held its flagship offering...
MutualFundWire.com - Friday, October 31, 2008 Views
State Street Sub-Prime Squabble Eats Two-Thirds of Provider's Income
Without the charges related to the dispute, the Garden State provider would have seen operating income rise more than 20 percent from Q3 2006. ..
401kWire.com - Wednesday, October 31, 2007 - Reader Rating: 4
Arrow Shoots for Absolute Returns with Second Fund Offering
The one-year-old firm, based out of Olney, Maryland, has unveiled its second mutual fund...
MutualFundWire.com - Wednesday, October 31, 2007 Views - Reader Rating: 5
Hartford on 403(b) Regs: Fear Not!
Several executives at the Constitution State provider tell reporters about the new 403b rules from the IRS. ..
401kWire.com - Wednesday, October 31, 2007 - Reader Rating: 5
FundQuest Adds Russell Funds to its Managed Account Platform
Boston-based FundQuest has made offerings from Russell Investment Group available on its managed account platform...
MutualFundWire.com - Wednesday, October 31, 2007 - Reader Rating: 2.33
Pershing Adds Midwest Asset Manager to FundVest
Pershing's no-transaction-fee mutual fund platform now carries 2,500 funds from 175 asset management firms...
MutualFundWire.com - Wednesday, October 31, 2007 - Reader Rating: 3
BofA Names Private Wealth Management Market Exec for Illinois and Michigan
U.S. Trust, Bank of America Private Wealth Management has appointed an exec from LaSalle for the post...
MutualFundWire.com - Wednesday, October 31, 2007 - Reader Rating: 3
Northern Trust Global Advisors Hires Sprint Vet
Northern Trust Global Advisors has brought in a former Sprint Corp. finance exec as senior vice president and senior investment program manager...
MutualFundWire.com - Wednesday, October 31, 2007 Views
Midwestern Asset Manager Lands on Pershing's Platform
An Illinois-based investment management firm has innked a distribution deal with Pershing...
MutualFundWire.com - Wednesday, October 31, 2007 Views
A Golden Gate Provider Adds Another Advisor Partner
A micro-market recordkeeper lands another distribution deal. ..
401kWire.com - Wednesday, October 31, 2007
Wildfires Prompt DoL to Give SoCal Sponsors 5500 Reprieve
If any of your Golden State clients are a bit behind on their 5500 this year, don't worry. The DoL understands. ..
401kWire.com - Wednesday, October 31, 2007
St. Louis RIA Sails the 401k Sea With New Product
A Show Me State advisory firm partners with a nearby TPA to create its own DC offering. ..
401kWire.com - Wednesday, October 31, 2007
WisdomTree Launches Pure International ETF No. 27
The New York City-based ETF shop unveiled an emerging markets ETF on the NYSE Arca...
MutualFundWire.com - Wednesday, October 31, 2007 Views
Boston DB Specialists Target 401ks
A domestic equity management starts a DC I-O push. ..
401kWire.com - Wednesday, October 31, 2007 - Reader Rating: 4
Ivy Funds Plans an Expansion of its Wholesaler Ranks
Waddell & Reed's Ivy Funds is eyeing an addition of about 10 wholesalers in the coming months...
MutualFundWire.com - Wednesday, October 31, 2007 Views
Chrysler and ACS Won't Be Siblings After All
A $6.2 billion bid for the Lone Star State firm falls through thanks to the sub-prime mess. Could this put its DC business into play? ..
401kWire.com - Wednesday, October 31, 2007 - Reader Rating: 1
Vanguard on Darfur: Discussion over Divestment
The Valley Forge, Pennsylvania-based index fund giant faced pressure from the same activists who targeted Fidelity earlier this year, and they haven't exactly given in...
MutualFundWire.com - Wednesday, October 31, 2007 Views
New Study Examines Morningstar's Rating System
A new study by Advisor Perspectives looks into Morningstar's popular fund rating system...
MutualFundWire.com - Wednesday, October 31, 2007 Views
WSJ Notices Money-Market Woes
Fund firms are striving to protect their money market funds in the wake of the sub-prime summer...
MutualFundWire.com - Wednesday, October 31, 2007 Views
WMSI Rolls Roths
The Garden State rollover provider adds Roth 401ks to its mandatory rollover program. ..
401kWire.com - Tuesday, October 31, 2006
Campbell Appointed Acting Assistant Secretary at DoL
He is taking on the responsibilities formerly held by Ann Combs, who left the DoL last week...
401kWire.com - Tuesday, October 31, 2006
Mercer To Roll Out Educational Program
Officials said the development of the program was triggered by the results of the firm's latest survey, which showed that less than half of participants are confident they will be financially ready for retirement...
401kWire.com - Tuesday, October 31, 2006
Principal's Full-Service Biz Chalks Up Record Profits
The Des Moines, Iowa-based firm saw continued strong sales of its retirement products...
401kWire.com - Tuesday, October 31, 2006
Will Fidelity Reopen Magellan?
According to a new report, the fund's manager wants it to reopen. But the Boston behemoth is staying mum...
401kWire.com - Tuesday, October 31, 2006
Lazard Outsources SMA Biz
Lazard Asset Management has tapped a business unit of Citigroup as the operations service provider for its $13.6 billion separately managed accounts business...
MutualFundWire.com - Monday, October 31, 2005 Views
Stansky Steps Down
The Fido veteran and Magellan manager calls it quits. In his stead, Fidelity veteran Harry Lange will take the reins .....
MutualFundWire.com - Monday, October 31, 2005 Views
Education Exec Switches Sides
A new hire is brought in to replace him...
401kWire.com - Monday, October 31, 2005
Principal Names Boston Office Chief
The bundled plan provider has promoted from the ranks to find a retirement sales leader for its Boston office...
401kWire.com - Monday, October 31, 2005 - Reader Rating: 2
DoL Extends 5500 Deadline for Wilma-Hit
Firms affected, but outside of the hurricane-hit areas are also eligible for the extension...
401kWire.com - Monday, October 31, 2005
Mercer Storms into TRO Market
The firm touts the integrated investment management of the new product...
401kWire.com - Monday, October 31, 2005 - Reader Rating: 1
Manager Swaps: Transamerica, Eaton Vance, Scudder
Transamerica brings on a fixed income pro, a muni bondsman retires at Eaton Vance, and two at Scudder say farewell .....
MutualFundWire.com - Monday, October 31, 2005 Views
Circle Trust Saga Ends with Colorado Buyer
The Rocky Mountain firm will acquire the TPA business from Circle Trust...
401kWire.com - Monday, October 31, 2005 - Reader Rating: 4.18
More Putnam Clients Walk Away
The troubled fund firm lost another $2.6 billion of mandates on Friday...
401kWire.com - Friday, October 31, 2003
Raises Are Back at Franklin
Those smiles on the faces of San Mateo residents may be a reaction to the good news on salary hikes...
MutualFundWire.com - Friday, October 31, 2003 Views
Sanders Says No Timing Trades at Alliance
The CEO tells analysts that an internal probe came up clean...
MutualFundWire.com - Friday, October 31, 2003 Views
The 401K Co. Seals a Deal
The recordkeeper signs up an Oklahoma-based bank...
401kWire.com - Friday, October 31, 2003 - Reader Rating: 3.25
Strong In the Spitzer Crosshairs
Dick Strong says he will make restitution. Spitzer says charges will be filed. The case may go beyond timing...
MutualFundWire.com - Friday, October 31, 2003 - Reader Rating: 5
EdVest Board to Meet Monday
The 529 plan sponsor will discuss hiring managers...
MutualFundWire.com - Friday, October 31, 2003 Views
Putnam Drops Manager Name from Listing
Whether the move relates to the trading scandal is not known...
MutualFundWire.com - Friday, October 31, 2003 Views
Putnam Clients Head for the Exits
Three big consultants are warning private plans away from Putnam as no fewer than 11 public plans review their options. Two endowments pull assets...
401kWire.com - Friday, October 31, 2003 - Reader Rating: 5
Feds Knock on Putnam Doors
Two DoJ offices kick off probes. Fate of Lasser rests with Marsh McLennan board...
MutualFundWire.com - Friday, October 31, 2003 Views - Reader Rating: 4
Employees Still Unsure About Retirement Options
A new survey finds that small business owners and employees think it's important but still need guidance...
401kWire.com - Friday, October 31, 2003
PSCA Names New Board Members
The trade organization taps leaders from across the country...
401kWire.com - Friday, October 31, 2003 - Reader Rating: 5
PFPC Targets TPAs for WySTAR sales
The software firm is moving downmarket to take on SunGard and others...
401kWire.com - Thursday, October 31, 2002 - Reader Rating: 4.5
Stilwell Turns in Poor Report Card
The cutting in Denver may start again if the stock market fails to come back...
MutualFundWire.com - Thursday, October 31, 2002 Views
First Merc Adds Relationship Manager
A TeamVest RPS (soon-to-be-Newport) veteran lands at the bank...
401kWire.com - Thursday, October 31, 2002
Funds Down $329 Billion in September
The month was horrific, but it was depreciation and not outflows driving the game. Also institutions pulled more than retail shareholders...
MutualFundWire.com - Thursday, October 31, 2002 Views - Reader Rating: 5
Cerulli Offers Edge on Advisors
Cerulli Associates is rolling out a new publication covering the advisor distribution channel...
MutualFundWire.com - Thursday, October 31, 2002 Views - Reader Rating: 4
Alliance Names Bernstein CEO
The firm replaces Sallie Krawcheck after she jumps to Smith Barney...
MutualFundWire.com - Thursday, October 31, 2002 Views - Reader Rating: 2.33
Amvescap Renames Retirement Division
As the firm realigns under two key fund brands, the retirement services and private wealth management areas stand essentially unchanged...
401kWire.com - Thursday, October 31, 2002 - Reader Rating: 3
AMVESCAP Realigns Divisions
The changing firm realigns and streamlines its businesses under two key brands...
MutualFundWire.com - Thursday, October 31, 2002 Views
Guardian Reaffirms its Commitment to 401k Clients
The insurer has no intention of dumping the unit. Indeed, it claims that the unit is now profitable after recent change in strategy...
401kWire.com - Thursday, October 31, 2002 - Reader Rating: 3
Ex-Fido Honcho to Start at Schroders
A former FMTC head takes the reins at the London Institutional Business unit of a global asset manager...
401kWire.com - Thursday, October 31, 2002
T. Rowe Replaces Strong in VA
The Baltimore fund manager won a mandate in the variable annuity program thanks to its lower fees and superior performance. ..
MutualFundWire.com - Wednesday, October 31, 2001 Views - Reader Rating: 3
Victory Adds Wholesalers
The bank unit is hiring even as sales forces are cut. ..
MutualFundWire.com - Wednesday, October 31, 2001 Views - Reader Rating: 3
Vanguard Promotes More Admirals
The rewards program for loyal and large investors is up to $45 billion in assets. ..
MutualFundWire.com - Wednesday, October 31, 2001 - Reader Rating: 3
Cuts at Deutsche
More Lay-Offs ... Wraps, Italian Style ... Principal Taps Platform...
401kWire.com - Wednesday, October 31, 2001 - Reader Rating: 3
Cuts at Deutsche
More Lay-Offs ... Wraps, Italian Style ... Principal Taps Platform...
MutualFundWire.com - Wednesday, October 31, 2001 - Reader Rating: 3
Score One for AERS
The firm has just won a large plan...
401kWire.com - Wednesday, October 31, 2001 - Reader Rating: 3
E-Statement Technology from Newkirk
he firm is launching a new online system that it claims will help reduce costs for recordkeepers. Also, MasteryPOINT deploys a guidance system from Investment Technologies...
401kWire.com - Wednesday, October 31, 2001 - Reader Rating: 3
MTC Holding Taps Vendor
The California sponsor has selected a provider for bundled service...
401kWire.com - Wednesday, October 31, 2001 - Reader Rating: 3
Founder Departs Fund Firm
The bonds of gravity failed to stick Steve Harmon to the fund firm he founded. ..
MutualFundWire.com - Tuesday, October 31, 2000 - Reader Rating: 3
Software Calculates Real-Time ETF NAVs
Need to distribute real-time NAVs on your exchange-traded funds to Web sites and others? Check out this software...
MutualFundWire.com - Tuesday, October 31, 2000 - Reader Rating: 3
USAA's Quiet Fee Hike
The military-focused fund complex failed to get a fee hike past shareholders. That fund is closed and another run by the same manager has debuted...
MutualFundWire.com - Tuesday, October 31, 2000 - Reader Rating: 3
Fidelity Sued by Net Startup
The lesson for fund firms may be to be careful with non-disclosure agreements when talking to Web firms...
MutualFundWire.com - Tuesday, October 31, 2000 - Reader Rating: 3
They're Back!
Nicholas-Applegate is back in the retail fund business as a sub-advisor to seven Enterprise funds that opened today...
MutualFundWire.com - Tuesday, October 31, 2000 - Reader Rating: 3
Pru Selects Managers for New Fund
Jennison Associates and MFS win sub-advisory roles for Prudential's latest in a new line of fund offerings...
MutualFundWire.com - Tuesday, October 31, 2000 - Reader Rating: 3
Mellon Raids Fido for Retirement Honcho
Mellon is tying together the retirement administration units it acquired through Dreyfus and Buck Consultants under a new CEO...
401kWire.com - Tuesday, October 31, 2000 - Reader Rating: 3
$1.3 Billion Penn Sponsor Taps Fido
Fidelity has added another $1.3 billion to its book of 401k business with this large plan win. ..
401kWire.com - Tuesday, October 31, 2000 - Reader Rating: 3
Startup Adds to Team
GoldK has filled more positions in sales and product management and added two new advisory board members...
401kWire.com - Tuesday, October 31, 2000 - Reader Rating: 3
October 31, 2000
Scudder Release Load Details to SEC ... Fund Manager Pay is Up ... Schwab Becomes Preferred on AOL ... Vanguard Takes Heat for Admiral Shares ... Fund Flows Strong in September...
401kWire.com - Tuesday, October 31, 2000 - Reader Rating: 3
October 31, 2000
Scudder Release Load Details to SEC ... Fund Manager Pay is Up ... Schwab Becomes Preferred on AOL ... Vanguard Takes Heat for Admiral Shares ... Fund Flows Strong in September...
MutualFundWire.com - Tuesday, October 31, 2000 - Reader Rating: 3
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