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Charles Schwab Investment Management [view profile ]
211 Main Street  San Francisco  CA  94105  ph: 800-648-5300 

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News Stories Archives - Since 1998
2016 Summer Reading For KPAs
Looking for something work-related to read this summer at the beach or on the lake? Here are a few ideas...
401kWire.com - Thursday, July 21, 2016 - Reader Rating: 2
Stork and Reaper -- July 21, 2016
MFWire brings you the latest SEC filing changes!..
MutualFundWire.com - Thursday, July 21, 2016
A $3B NYC RIA With a Fund Arm Sells
A 174-year-old bank in New England buys a $3B Gotham quant shop...
MutualFundWire.com - Thursday, July 21, 2016 Views
New York Life Faces a 401k Fee Suit Over an In-House Fund
The fund was offered in two New York Life DC plans. ..
401kWire.com - Thursday, July 21, 2016 - Reader Rating: 4
An NYC RIA Teams Up and Is Hiring
Updated | Watch for the four-person shop to add another KPA soon, too...
401kWire.com - Thursday, July 21, 2016 - Reader Rating: 3
Wagner Law Group Expands its ERISA Team
One of the leading ERISA law firms has welcomed a new member to its team...
401kWire.com - Thursday, July 21, 2016
Roboadvisor Fever Spreads to a Giant Bank
The COO of the world's most valuable bank tells Bloomberg that the firm plans to launch a roboadvisory service in 2017...
MutualFundWire.com - Thursday, July 21, 2016 Views
A $1.2B DC Union Plan Changes RKers
Yet the investment fund lineup is expected to remain intact. ..
401kWire.com - Thursday, July 21, 2016 - Reader Rating: 1
CapGroup's Rothenberg Dies After Heart Attack
BREAKING: The chief of American Funds has died. ..
MutualFundWire.com - Tuesday, July 21, 2015 Views - Reader Rating: 5
Schlichter Set to Take Home Nearly $32 Million
Two judges say OK to fee class action settlements leaving the St. Louis law firm flush. ..
401kWire.com - Tuesday, July 21, 2015 - Reader Rating: 4
Empower's Murphy Talks "Fiduciary Rule"
Empower has weighed the DoL on the scales and found it wanting. ..
401kWire.com - Tuesday, July 21, 2015 - Reader Rating: 5
Asset Managers Have Four Paths to Success
Casey Quirk, McLagan, the European Institute, and the U.S. Institute outline the business models that are working for fundsters and other asset management industry folk...
MutualFundWire.com - Tuesday, July 21, 2015 Views
BNY Mellon Receives an Award For...
Dalbar Inc. presents award to BNY Mellon...
401kWire.com - Tuesday, July 21, 2015 - Reader Rating: 5
MassMutual Enhances its Online Platform for Retirees
MassMutual expands its online capabilities...
401kWire.com - Tuesday, July 21, 2015
This Connecticut Retirement Plan Advisor Joins a New Shop
Effective May 2015, a Connecticut 401(k) plan advisor (KPA) joined a new practice...
401kWire.com - Tuesday, July 21, 2015
Vanguard Wants This Power, But Doesn't Plan to Use It?
The low-cost mutual fund titan asks for the option to launch actively-managed ETFs that don't simply mirror existing Vanguard mutual funds. Yet they may not use that power...
MutualFundWire.com - Tuesday, July 21, 2015 Views
A 26-Year Company Vet Accuses Vanguard of Discrimination
The low-cost mutual fund titan faces a federal lawsuit over claims of age-based and racial discrimination and retaliation...
MutualFundWire.com - Tuesday, July 21, 2015 Views
Envestnet Steps Out of the 401k Shadows
A Midwestern, publicly traded wealth management solutions player has quietly built up a retirement-plan-focused subsidiary...
401kWire.com - Monday, July 21, 2014
ING Wins a Consolidated $663.8MM 457
ING's retirement unit landed sole recordkeeping from a state that currently uses both ING and MassMutual as providers. ..
401kWire.com - Monday, July 21, 2014
A Veteran Matthews Executive Strikes Out on Her Own
An exec who had helped the Asian equity specialist grow assets from $5 billion to $26 billion is now traveling the globe. She is tackling subjects related to leadership development, girls education and empowerment as well as other issues...
MutualFundWire.com - Monday, July 21, 2014 Views - Reader Rating: 5
MassMutual's Morabito Hires 8 RMs
The bundled provider added on eight new relationship managers to cover many territories.....
401kWire.com - Monday, July 21, 2014 - Reader Rating: 5
Attorneys and Advisors Weigh In as CFO Magazine Ponders 401k Lawsuits
Some of your clients and prospects may have some questions...
401kWire.com - Monday, July 21, 2014
Wagner Hires ERISA Litigation Muscle
The New England-based law group gains some ERISA litigation firepower...
401kWire.com - Monday, July 21, 2014
Not Every Cowboy Can Ride This Bull
Some stock-pickers haven't done so well this year, and investors have noticed...
MutualFundWire.com - Monday, July 21, 2014 Views
Gail Weiss Joins DTCC
Weiss joins DTCC's wealth management services business...
401kWire.com - Thursday, July 21, 2011
U.S. Bancorp Unveils its Fourth Mutual Fund Series Trust
The Milwaukee-based firm's fourth shared trust launched withi three funds...
MutualFundWire.com - Thursday, July 21, 2011 Views
Guggenheim's Retail Distribution Chief Departs
The firm taps of its own to succeed him...
MutualFundWire.com - Thursday, July 21, 2011 Views - Reader Rating: 3
Wasatch Alums Launch Their Own Firm
The trio left Wasatch on June 30 and went on to start their own company...
MutualFundWire.com - Thursday, July 21, 2011 Views - Reader Rating: 3
DTCC Taps a SunGard Alum for its Global Funds Processing Biz
The new hire is in charge of leading DTCC's strategy in the global mutual funds processing arena...
MutualFundWire.com - Thursday, July 21, 2011 Views
A Jumbo JPMorgan Client Issues an RFP
The provider has serviced the plan for the past seven years...
401kWire.com - Thursday, July 21, 2011 - Reader Rating: 3.67
Two Legal Eagles Laud Securian
Two high-profile lawyers pen a paper touting Securian's method of allocating revenue sharing...
401kWire.com - Thursday, July 21, 2011
McGraw-Hill Partners With an Online Video Specialist
The publisher's financial communications unit teams up to create new interactive content for providers to use with participants and other investors...
401kWire.com - Thursday, July 21, 2011
An NJ Asset Manager Secures $4 Million in Equity Financing
The two-year-old company lands equity financing worth $4 million...
MutualFundWire.com - Thursday, July 21, 2011 Views - Reader Rating: 2
Leveraged ETFs Land RBC in Hot Water in Massachusetts
A Spitzer-like politician smites the broker-dealer for allegedly failing to train or supervise its advisors in how to use non-traditional ETFs...
MutualFundWire.com - Thursday, July 21, 2011 Views
Ariel Adds a New CIO
The new hire will manages international and global strategies...
MutualFundWire.com - Thursday, July 21, 2011 Views
Oakmark Funds Names its New President
The Chicago fund family sees a change at the top...
MutualFundWire.com - Wednesday, July 21, 2010 Views
Marsico Loses a $976 Million Mandate
USAA has tapped a pair of asset managers who will split the fund until-now managed by Tom Marsico...
MutualFundWire.com - Wednesday, July 21, 2010 Views
A TPA Hunts for a 401k Sales Diamond
A New York area benefits firm hires fills one DC sales post and aims to fill another...
401kWire.com - Wednesday, July 21, 2010
Kravitz Plants its Flag in the Big Apple
The TPA hires a chief for its first office on the East Coast, and another TPA fills a sales opening...
401kWire.com - Wednesday, July 21, 2010
Roy Neuberger Blows Out 107 Candles
Neuberger Berman's co-founder celebrates his 107th birthday today...
MutualFundWire.com - Wednesday, July 21, 2010 Views
First American Funds Lowers Sales Charges on a Pair of Funds
US Bank's fund arm reduces sales charges on two of its products...
MutualFundWire.com - Wednesday, July 21, 2010 Views
MassMutual Snags a Putnam Alum
The mid-market provider boosts its South/Central region...
401kWire.com - Wednesday, July 21, 2010 - Reader Rating: 3
SEC Proposes to Limit Ongoing Fund Sales Charges
SEC commissioners unanimously voted to propose the changes in the way mutual funds are sold and marketed...
MutualFundWire.com - Wednesday, July 21, 2010 Views - Reader Rating: 5
A Columnist Huffs Over 401k Fees and Lineups
A DFA devotee airs his complaints about the defined contribution business...
401kWire.com - Wednesday, July 21, 2010 - Reader Rating: 2.5
DoL and IRS Activity Distracts Plan Sponsors
A new study suggests that plan sponsors are more focused on paperwork than on their participants, thanks to increased regulatory scrutiny...
401kWire.com - Wednesday, July 21, 2010 - Reader Rating: 1
Wells Fargo Finishes Digesting Evergreen
The combined mutual fund family boasts 132 funds and $224.1 billion in assets...
MutualFundWire.com - Wednesday, July 21, 2010 Views
iShares Flows 'Picked Up Nicely' in Q2, Says Fink
The largest asset manager in the world unveils its second quarter results, shaped by the December 1 closing of its acquisition of BGI...
MutualFundWire.com - Wednesday, July 21, 2010 Views
AARP Retires its Mutual Fund Family
AARP is leaving the fund business...
MutualFundWire.com - Wednesday, July 21, 2010 Views
John Hancock PM Banks on a Financial Services Recovery
John Hancock PM says now is a good time to invest in banks...
MutualFundWire.com - Wednesday, July 21, 2010 Views
Coming Soon: 12b-2s?
The SEC is set tackle 12b-1s at an open meeting at 10 a.m. today...
MutualFundWire.com - Wednesday, July 21, 2010 Views
T. Rowe Hunts for a New Third-Party Distribution Head
The Baltimore-based fund firm is looking for a successor for John Cammack, who is retiring this fall...
MutualFundWire.com - Tuesday, July 21, 2009 Views
An Online Broker Opens its Doors To Third Party Funds
The online brokerage has added funds from seven third-party fund firms...
MutualFundWire.com - Tuesday, July 21, 2009 Views
Hartford Slims Down Again
The division which includes mutual funds cuts a number of positions...
MutualFundWire.com - Tuesday, July 21, 2009 Views
Nationwide Searches for a New Retirement Head
The Columbus, Ohio-based plan provider is looking for a replacement for Bill Jackson, who is retiring...
401kWire.com - Tuesday, July 21, 2009 - Reader Rating: 3.5
RolloverSystems Anoints a New Sales Chief
Updated | The rollover specialists hire an AUL alum...
401kWire.com - Tuesday, July 21, 2009 - Reader Rating: 5
An Advisor Rounds a New Corner While Joining NRP
Updated | A DC-focused producer starts up a new practice at a benefits firm...
401kWire.com - Tuesday, July 21, 2009 - Reader Rating: 4.5
Haldeman's Freddie Move is Official
As expected, former Putnam chief Ed Haldeman is joining Freddie Mac as its top executive...
MutualFundWire.com - Tuesday, July 21, 2009 Views
Huntington Shifts Administrative Duties
The fund firm names a new sub-administrator...
MutualFundWire.com - Tuesday, July 21, 2009 Views
A Pioneer PM is Off to Join the Obama Team
A smart move? The portfolio manager of the Pioneer Emerging Markets Fund is leaving to take a job at the Treasury...
MutualFundWire.com - Tuesday, July 21, 2009 Views - Reader Rating: 3
USGI Moves its Seat of Power to the Alamodome for a Day
The president of the San Antonio-based fund firm will be watching the Dallas Cowboys' opening practice on July 29...
MutualFundWire.com - Tuesday, July 21, 2009 Views
The SEC Mulls Changes in Broker-Sold Funds
Mary Schapiro includes changes to how broker-dealers distribute mutual funds on a laundry list of SEC wanted reforms...
MutualFundWire.com - Tuesday, July 21, 2009 Views
SSgA Turns Assets and Revenues Around
The asset management arm of the Boston bank unveils quarterly results...
MutualFundWire.com - Tuesday, July 21, 2009 Views
BlackRock's Net Surges
The Q2 report from the asset manager mixes good and bad news...
MutualFundWire.com - Tuesday, July 21, 2009 Views
AST Alum Joins PIMCO
The new hire will focus on collective funds and other DC work for the California-based fixed income specialists...
401kWire.com - Monday, July 21, 2008
'Who is Next' List Lands Bove, Ladenburg Thalmann in Hot Water
Miffed over its inclusion in a list of banks that might fail, BankAtlantic is suing banking analyst Richard Bove and his firm, Ladenburg Thalmann...
MutualFundWire.com - Monday, July 21, 2008
Lincoln Realigns its Employer Markets Unit
Responsibility for DC intermediary plan sales and relationship management now moves to Lincoln's wholesale distribution arm...
401kWire.com - Monday, July 21, 2008 - Reader Rating: 5
Fund Administrator Expands Executive Team
The Midwestern firm fills four brand new posts...
MutualFundWire.com - Monday, July 21, 2008 Views
Plan Advisory Shop Brings in a Hedge Fund Vet
A Pennsylvania-based firm taps an investment analyst from the alternative investment universe...
401kWire.com - Monday, July 21, 2008
Wal-Mart Shoots Back on Excessive Fee Claim
Defending its choice of investment options, Wal-Mart asks a Missouri judge to toss out the excessive 401k fee lawsuit...
401kWire.com - Monday, July 21, 2008
DoL to Unveil Participant Disclosure Proposal Tomorrow
EBSA Assistant Secretary Brad Campbell is set to release the proposed rules tomorrow morning. ..
401kWire.com - Monday, July 21, 2008 - Reader Rating: 5
Mercer Exec Moves to Aon
The exec takes on the newly created role of chief administration officer of the US retirement practice at Aon Consulting...
401kWire.com - Monday, July 21, 2008 - Reader Rating: 3
PSA Confirms BenefitStreet Deal
The buyer of one half of Alliance Benefit Group Mid-Atlantic brings the whole team aboard...
401kWire.com - Monday, July 21, 2008 - Reader Rating: 5
Schwab Institutional Alum Jumps to LPL
An RIA-support specialist moves to lead B-D support services at LPL Financial...
MutualFundWire.com - Monday, July 21, 2008
New Report Sees Participants Robbing 401ks
DC plan loans are under fire from the Center for American Progress, but the suggested solutions make no mention of restricting or banning loans outright...
401kWire.com - Monday, July 21, 2008
Are Money Market Funds Safe From Fannie and Freddie Fallout?
A MarketWatch columnist reassures investors that the traditional low risk mutual funds will be just fine...
MutualFundWire.com - Monday, July 21, 2008 Views
Osterweis Gets WSJ-Time For Stock Picks
The San Francisco-based fund shop gains the WSJ Fund Track treatment...
MutualFundWire.com - Monday, July 21, 2008 Views
MassMutual Builds a Call Center in Memphis
The call center will be housed in the same building as the company's First Merc subsidiary...
401kWire.com - Monday, July 21, 2008 - Reader Rating: 4
Analysts See T. Rowe Stock Heading North
Some analysts and money managers are predicting that the Baltimore fund firm's stock will rise by at least 10 percent...
MutualFundWire.com - Monday, July 21, 2008 Views
WisdomTree Wins Retirement Mandates
The New York City-based firm has taken a step into the retirement market...
MutualFundWire.com - Monday, July 21, 2008 Views
Aon Lets DC Veteran Go
A downsizing at Aon Consulting has caught a DC industry insider in its net...
401kWire.com - Friday, July 21, 2006
Plan Sponsors Seek More Detailed Fee Disclosure
Although plan sponsors give providers high marks when it comes to providing fee information, they plan to require more detailed information in future RFPs...
401kWire.com - Friday, July 21, 2006
Provider of 10,000 Lakes Goes Mid-Cap
Two mid-cap funds have been added to the company's standard array...
401kWire.com - Friday, July 21, 2006
DeAM Brings European Manager to American Investors
The folks at Deutsche Asset Management (DeAM) are continuing the turnaround attempt at DWS Scudder by adding to more funds to their complex. On Friday the firm opened an international value fund and a global REIT fund to investors. Axel Schwarzer, chief executive officer of DWS Scudder, said that the two funds are part of an effort to bring the German bank's global investment expertise to investors in the United States...
MutualFundWire.com - Friday, July 21, 2006 Views
Fido Starts "Beantown Ferry"
The problems plaguing Boston's "Big Dig" have caused Fidelity to go into the water ferry business. That effort should pose no problem to the owner of Boston Coach...
MutualFundWire.com - Friday, July 21, 2006 Views
Pseudo Active ETFs or Index Nouveau
Ever since the boom in retail exchange-traded funds started half a decade ago, the industry has been anticipating the day when someone would crack the nut on making an actively-managed version of the product. So far no one has. But have they slipped the camel's nose under the tent with index ETFs that are so customized they are no longer indexes?..
MutualFundWire.com - Friday, July 21, 2006 Views
ADP Makes a Buy for its Brokerage Unit
ADP Brokerage Services is picking up more capabilities by purchasing a print-on-demand shop from CMGI...
MutualFundWire.com - Friday, July 21, 2006 - Reader Rating: 2
Ryan Beck IPO Pulled from the Shelf
The slowing stock market hit both Ryan Beck's bottom-line and the market for its about-to-be-minted shares. ..
MutualFundWire.com - Friday, July 21, 2006
MetLife Securities Office Blacked Out
The lights going out caused MetLife to learn the hard way that Manhattan and Queens are both in New York City but remain worlds apart...
MutualFundWire.com - Friday, July 21, 2006 - Reader Rating: 2
Morgan Stanley Vet to Head SWS in New Mexico
Southwest Securities has tapped a fifteen year veteran of Morgan Stanley to run its Albuquerque Private Client Group office...
MutualFundWire.com - Friday, July 21, 2006
Fidelity's Brokerage Keeps up Growth
Fidelity's brokerage added $61.3 billion in net new client assets in the second quarter .....
MutualFundWire.com - Thursday, July 21, 2005 Views
GICs Still in Favor with Participants
Participants continue to favor stable value/GICs and fixed income...
401kWire.com - Thursday, July 21, 2005 - Reader Rating: 4
OneAmerica Offers Non-Qual
The small plan provider offers its advisors another product...
401kWire.com - Thursday, July 21, 2005 - Reader Rating: 1.45
Wachovia Exec to Join Industry Group
The NDCC/SPARK Institute hires an in-house counsel...
401kWire.com - Thursday, July 21, 2005 - Reader Rating: 3
DoL Sues to Distribute Abandoned Illinois Plan
Regulators are also looking to appoint an independent fiduciary...
401kWire.com - Thursday, July 21, 2005
Trust Co Promotes One
The insider will manage support for recordkeeping...
401kWire.com - Thursday, July 21, 2005 - Reader Rating: 2
ADP Give Payroll Customers More 529 Options
A North Carolina direct-sold plan will now be among four offered by the payroll provider .....
MutualFundWire.com - Thursday, July 21, 2005 Views
Japan Post to Sell Mutual Funds
A $2 trillion market in Japan is about to swing wide open .....
MutualFundWire.com - Thursday, July 21, 2005 Views
Citi Manager Joins NY Firm
New York-headquartered Ladenburg Thalmann Asset Management has brought on fund manager Lawrence B. Weissman as its chief investment strategist .....
MutualFundWire.com - Thursday, July 21, 2005 Views
Japanese Fund Lands Slot on Fidelity
The tiny SPARX Japan Fund is now available on the Fidelity FundsNetwork platform. The fund, with approximately $32 million in assets, invests in mid-capitalization Japanese stocks .....
MutualFundWire.com - Thursday, July 21, 2005 Views - Reader Rating: 3
Were Fido's B-Ds Front-Running?
The SEC is investigating whether brokerages who traded for Fidelity also front-ran the fund firm's trading orders .....
MutualFundWire.com - Thursday, July 21, 2005 - Reader Rating: 3
Rydex Hires Intermediary Head
New hire will manage distribution of alternative investments...
MutualFundWire.com - Wednesday, July 21, 2004 Views
Citigroup Gets the Dreaded Wells Notice
The SEC is not letting up against brokerage fund houses. This time it is Smith Barney...
MutualFundWire.com - Wednesday, July 21, 2004
RIA Counsel Gives Pointers on Adviser Ethics
ICAA releases the next generation of its code of ethics...
MutualFundWire.com - Wednesday, July 21, 2004 Views
NC Firm Offers Participant Edutainment
ICC Plan Solutions is offering a new self-enrollment CD and ETF fact sheets...
401kWire.com - Wednesday, July 21, 2004
Regs Give SEI Tag Team Treatment
The SEC follows up on an NASD investigation of SEI and fines the company $375,000...
MutualFundWire.com - Wednesday, July 21, 2004 Views - Reader Rating: 3
ADP Tailors Platform To TPAs
ADP officers say the new TPA platform is more than a product; it's a partnership...
401kWire.com - Wednesday, July 21, 2004 - Reader Rating: 5
Settlement Reached in Global Crossing 401k Suit
Former inside directors of the bankrupt company have entered into a settlement agreement...
401kWire.com - Wednesday, July 21, 2004 - Reader Rating: 4
Big Blue Broadens 401k Options
One of the biggest 401(k) plans has two new asset classes in its fund lineup...
401kWire.com - Wednesday, July 21, 2004
Putnam Acquires a Majority Stake in PanAgora
The fund firm completes its acquisition of the fellow Boston-money manager...
MutualFundWire.com - Wednesday, July 21, 2004 Views
Fido Adds to Online Ed
The Boston Behemoth is offering contextual and adaptive learning tools through its NetBenefits portal...
401kWire.com - Monday, July 21, 2003 - Reader Rating: 3
Oak Value CEO Killed
George Brumley III was killed Saturday in a plash crash while vacationing in Africa...
MutualFundWire.com - Monday, July 21, 2003 Views
Driehaus Still Set on Mergers
Plans to slim the ranks of Driehaus funds by three continue even after their performance turnaround...
MutualFundWire.com - Monday, July 21, 2003 Views
Baker Compromises
The watered-down bill drops controversial fee disclosures but keeps independent chairman requirement...
MutualFundWire.com - Monday, July 21, 2003 Views - Reader Rating: 4
Pimco Readies Six Funds
The new funds will rely on equity derivatives backed by bond portfolios for their returns...
MutualFundWire.com - Monday, July 21, 2003 Views
Cornhusker 529 Gets Funds
The state puts a new emphasis on safety in its five-year-old 529 plan...
MutualFundWire.com - Monday, July 21, 2003 Views
Bottoms Up to Bottoming Up
New Treasury regs would effectively bar the practice...
401kWire.com - Monday, July 21, 2003 - Reader Rating: 3.5
House 911 Call Signals End of Era
Forget about pensions being a non-partisan issue in Congress. Now they are a matter for the police...
401kWire.com - Monday, July 21, 2003 - Reader Rating: 4.33
Week of July 17, 2000
The Week in Searches

We take our weekly look at searches reported elsewhere...
401kWire.com - Friday, July 21, 2000 - Reader Rating: 3
PwC Taps S&P
The consulting firm's Unifi Network is making Standard & Poor's advice product available to its clients...
401kWire.com - Friday, July 21, 2000 - Reader Rating: 3
Chicago Software Vendor Taps Two
Business Logic adds sales and marketing heads and is readying the next release of its Net-Funds 401(k) software...
401kWire.com - Friday, July 21, 2000 - Reader Rating: 3
Small Sponsors to Get Help Choosing Plans
The DoL has tapped Merrill Lynch to act to provide employer education on its upcoming "Select A Retirement Plan" Web site...
401kWire.com - Friday, July 21, 2000 - Reader Rating: 3
Small Bytes for July 21 - Products
Kent, International launch funds...
MutualFundWire.com - Friday, July 21, 2000 - Reader Rating: 3
Small Bytes for July 21
16 people ship out from Conseco; promotions at SunAmerica...
MutualFundWire.com - Friday, July 21, 2000 - Reader Rating: 3
Participants Are Investors Too
There are a jumble of facts about 401k plans out there. What do they reveal about the state of participant education? Morningstar's Sue Stevens has some tips...
401kWire.com - Friday, July 21, 2000 - Reader Rating: 3
Stable Value Rates for July 21, 2000
..
401kWire.com - Friday, July 21, 2000 - Reader Rating: 3
July 21, 2000
Waddell & Reed on the block ... PainWebber's Marron takes fund manager role ... Cash flows sizzle ... Cramer wants more disclosure ... How bad is bad performance?..
401kWire.com - Friday, July 21, 2000 - Reader Rating: 3
July 21, 2000
Waddell & Reed on the block ... PainWebber's Marron takes fund manager role ... Cash flows sizzle ... Cramer wants more disclosure ... How bad is bad performance?..
MutualFundWire.com - Friday, July 21, 2000 - Reader Rating: 3
Hartford Allies With MFS, American and Franklin/Templeton for New VA
The Hartford has launched its first multi-manager variable annuity, allying with three fund families for its investment options...
MutualFundWire.com - Wednesday, July 21, 1999 - Reader Rating: 3
DAC Delivers Two New Fund Families
Daily Access Concepts has added two new funds to the eight fund families offered to participants through its Access K platform...
MutualFundWire.com - Wednesday, July 21, 1999 - Reader Rating: 3
DAC Delivers Two New Fund Families
Daily Access Concepts Inc.(DAC), a straight-through processing provider, has added Alliance Capital and Goldman Sachs funds to its Access K platform...
401kWire.com - Wednesday, July 21, 1999 - Reader Rating: 3
Scudder New Europe Issue Finally Resolved
Shareholders have approved the open-ending of the Scudder New Europe Fund after a federal court ruling last week allowed the vote to take place...
MutualFundWire.com - Wednesday, July 21, 1999 - Reader Rating: 3
Hunt for Sales Execs in Omaha
Not unlike an episode in Wild Kingdom, a show it sponsored, Mutual of Omaha is continuing its safari for 401(k) professionals to add to its sales team. The provider is looking to staff offices in all parts of the country...
401kWire.com - Wednesday, July 21, 1999 - Reader Rating: 3
Four Firms Form ECN Joint Venture
Four leading financial services and brokerages firms, including Fidelity and Schwab, intend to launch a new electronic communications network...
MutualFundWire.com - Wednesday, July 21, 1999 - Reader Rating: 3
Odd Lots, July 21, 1999
Dotting your Is while stock picking ... PNC says, sometimes predictability is good ... To whom does a track record belong? ... Why indexing funds aren't a no-brainer...
MutualFundWire.com - Wednesday, July 21, 1999 Views - Reader Rating: 3
Luby's Serves Up a Fresh Provider
Luby's Inc. (NYSE: LUB), the San Antonio, Texas-based cafeteria-style restaurant has whipped up a new 401(k) provider. American Express Retirement Services will now be serving the sponsor with bundled investment management, daily recordkeeping, trust services, and employee education, a spokesperson with the provider told the 401kWire.com. The company has about 12,000 employees and $4.3 million in assets...
401kWire.com - Wednesday, July 21, 1999 - Reader Rating: 3
Salaries for Webbies Up Says Buck
Just how much are those guys and gals wearing jeans and sandals working in the basement performing their strange keyboard alchemy worth? Quite a bit of money as it turns out...
401kWire.com - Tuesday, July 21, 1998 - Reader Rating: 3
TAG On: When Negative Elections Meet 404c
A recent IRS ruling cleared away some of the hurdles for plan sponsors wishing to offer negative elections. Under a negative election system, employees are enrolled in the plan unless they opt out. TAG clarifies whether a plan using negative elections runs afoul of Section 404c...
401kWire.com - Tuesday, July 21, 1998 - Reader Rating: 3
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