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News Stories Archives - Since 1998
IRS Follows DoL's Lead in Fiduciary Enforcement
The IRS issued a temporary enforcement policy on the conflict of interest rule. ..
401kWire.com - Tuesday, March 28, 2017
Edward Jones's Research Chief Hunts for Strategic-Beta and More
The head of mutual fund research isn't trimming his fund line-up. He's expanding it...
MutualFundWire.com - Tuesday, March 28, 2017
Nationwide Promotes a Sales Exec
After realignments, Nationwide has selected a lead for its advisor-sold 401(k) business. ..
401kWire.com - Tuesday, March 28, 2017 - Reader Rating: 3
Commonwealth Financial Group Announces New Merger
A new merger was announced today.....
401kWire.com - Tuesday, March 28, 2017 - Reader Rating: 4
Follow the Fundsters - March 28, 2017
Hires, fires, and the like! ..
MutualFundWire.com - Tuesday, March 28, 2017
More Money, Less Problems
Study finds that plan quality coincides with participants paychecks.....
401kWire.com - Tuesday, March 28, 2017
Empower Optum-izes HSAs
Empower partners to offer an HSA integration solution through its retirement platform. ..
401kWire.com - Tuesday, March 28, 2017 - Reader Rating: 4.6
Two KPAs Join RAC
The RAC, a national organization that advocates for successful qualified plan and participant retirement outcomes through the collaborative efforts of experienced, qualified KPAs, investment managers and DC plan service providers, has added two KPAs to the organization...
401kWire.com - Tuesday, March 28, 2017
A Second Obama Administration Alum Aligns With This Fund Firm
A mutual fund shop with $11.5 billion in AUM adds to its board of directors...
MutualFundWire.com - Tuesday, March 28, 2017
Fidelity Finds Professors Need a Retirement 101
School is in, but retirement savings? Not so much. ..
401kWire.com - Tuesday, March 28, 2017 - Reader Rating: 4
Why Did This KPA Join Pensionmark?
He says that the move to Pensionmark was sparked by years of frustration. ..
401kWire.com - Monday, March 28, 2016 - Reader Rating: 5
Fund Directors Will Gather in D.C. Tomorrow
About 150 people are expected at the Mutual Fund Directors Forum's 2016 policy conference...
MutualFundWire.com - Monday, March 28, 2016 Views
B-D Managed Account Growth Slowed In 2015
MMI releases data on the size of the investment advisory solutions business...
MutualFundWire.com - Monday, March 28, 2016
A Year-long RFP Process Was No Vacation
A major vacation-industry company took a year to sort though four bids from advisors. ..
401kWire.com - Monday, March 28, 2016 - Reader Rating: 4
Reviews of Retirement Plans are Sorely Lacking
A study from MassMutual points to missed opportunity by plan sponsors and KPAs when reviewing retirement plans. ..
401kWire.com - Monday, March 28, 2016 - Reader Rating: 5
ICI Challenges a SARP
Even when being pessimistic, ICI finds a lack of realistic expectations by this states retirement board. ..
401kWire.com - Monday, March 28, 2016 - Reader Rating: 4.67
One of the World's Greatest Leaders Runs a Fund Firm
A big asset manager's chief is the only financial services executive on the publication's new list of the world's greatest leaders...
MutualFundWire.com - Monday, March 28, 2016 Views
Paternalize! Says a $22B RIA to DC Sponsors
...in a new white paper published today...
401kWire.com - Friday, March 28, 2014
Healey Feasts on Two Firms
AMG does two deals: buying the remaining interest in a mutual fund sub-advisor and investing in an energy shop that just hired KKR emigre William Sonneborn as its president...
MutualFundWire.com - Friday, March 28, 2014 Views
Beams Reorgs ING's Corporate Retirement Plan Biz
Maliz Beams is restructuring Rick Mason's corporate retirement plan group...
401kWire.com - Friday, March 28, 2014 - Reader Rating: 4
Want to Get on Buyer's Plates? Consider this Recipe
Jim Abbott, the head of the mergers and acquisitions practice at Seward and Kissel, outlines some tips for small shops looking for buyers. ..
MutualFundWire.com - Friday, March 28, 2014 Views
Ridgeworth's Parikh Hungers for More Boutiques
MFWire originally broke this news in February, but here are some crucial new details on what the chair, CEO and CIO of RidgeWorth is looking for...
MutualFundWire.com - Friday, March 28, 2014 Views
A New England 401k Shop Moves to a Bigger HQ
A Commonwealth affiliate finds new office space nearby...
401kWire.com - Friday, March 28, 2014
Vanguard's McNabb Wants to Soup Up His Menu
Bill is closely eying smart beta...
MutualFundWire.com - Friday, March 28, 2014 Views
SSgA's Mitchem Talks Decumulation
The DC I-O vet speaks to reporters in the Big Apple...
401kWire.com - Thursday, March 28, 2013
Sentinel Shuffles More PMs
Firm promotes three to replace those who stepped down...
MutualFundWire.com - Thursday, March 28, 2013 Views
Stork and Reaper for the Week of March 28, 2013
Read up on all of the latest mutual fund product changes!..
MutualFundWire.com - Thursday, March 28, 2013 Views
A 401k Vet Doubles a TPA's Sales Force
A Midwestern shop hires a new national sales director and adds four new sales territories...
401kWire.com - Thursday, March 28, 2013
A Broker-Dealer Trade Group Hires a Fido Lawyer
The Fido emigre had served in firm's asset management legal group...
MutualFundWire.com - Thursday, March 28, 2013 Views
MassMutual's Morabito Hires in Georgia and New Hampshire
The client management VP hires a pair of retirement services RMs...
401kWire.com - Thursday, March 28, 2013 - Reader Rating: 3.6
Eaton Vance Proposes a New Kind of ETF
The new structure would maintain confidentiality of portfolio trading...
MutualFundWire.com - Thursday, March 28, 2013 Views
A Columbia DC I-O Sales Vet Joins Pru
The insurer's DC I-O arm fills a post in Chitown...
401kWire.com - Thursday, March 28, 2013
TCW Says Goodbye to a Managing Director
A company veteran will join another TCW alum at a nearby insurer...
MutualFundWire.com - Thursday, March 28, 2013 Views
M&A Activity Jumps in 2013
Number of planned transactions in space has gone up considerably, according to research by William Blair...
MutualFundWire.com - Thursday, March 28, 2013 Views
Bloomberg Sings Praises of Matthew 25
Scripture-inspired fund handily beats other diversified stock funds and S&P 500...
MutualFundWire.com - Thursday, March 28, 2013 Views
A MarketWatch Guest Columnist Calls Out Global Funds
The MIT professor is claiming these popular funds could get better returns for investors...
MutualFundWire.com - Thursday, March 28, 2013 Views
The SEC and Ex-Morgan Keegan Directors End Standoff
Eight former fund directors from Morgan Keegan have reached a settlement with the SEC...
MutualFundWire.com - Thursday, March 28, 2013 Views
Pasovschi and Mackanos Join Forces on Advice
A pair of former top execs from GoldK and SunGard launch a startup to connect 401k participants with advisors...
401kWire.com - Wednesday, March 28, 2012 - Reader Rating: 3.5
MassMutual Names a Pair of RMs
Updated | The Bay State provider promotes one of its own and hires a Symetra alum...
401kWire.com - Wednesday, March 28, 2012 - Reader Rating: 4
Pete Swisher Moves On
Pentegra officially announces its new national sales chief...
401kWire.com - Wednesday, March 28, 2012 - Reader Rating: 1
kasina Sets a New Advisor Taxonomy
The fund consulting firm jumps on the behavioral economics bandwagon with a more personal way to categorize advisor segments...
MutualFundWire.com - Wednesday, March 28, 2012 Views - Reader Rating: 3
Gross Bonds a New Moniker to Total Return ETF
The hot new ETF is changing its ticker...
MutualFundWire.com - Wednesday, March 28, 2012 Views
Guinness Atkinson Adds a New Fund
Guinness Atkinson Asset Management is adding a new fund to its product line-up...
MutualFundWire.com - Wednesday, March 28, 2012 Views
A Senate Subcommittee Examines the "Retirement Savings Deficit"
This afternoon representatives of two think tanks and a merchant bank will testify...
401kWire.com - Wednesday, March 28, 2012
RIAs Rise as HNW Distribution Shifts Away From Wirehouses
A new Cerulli report find that wirehouses have lost 11 percent market share since 2007, while RIAs have made the largest gains...
MutualFundWire.com - Wednesday, March 28, 2012 Views
Guggenheim Targets Advisors with New BulletShares
Guggenheim Investments is expanding it's advisor-focused product line-up...
MutualFundWire.com - Wednesday, March 28, 2012 Views
Sharebuilder Expands its ETF Lineup
A micro market 401(k) provider adds five ETFs to its platform...
401kWire.com - Wednesday, March 28, 2012
Oceanstone? What is That?
A top-performing PM does not answer his phone when reporters call...
MutualFundWire.com - Wednesday, March 28, 2012 Views
Hartford's Plans Worry Simsbury Residents
The reorg will move the insurer's mutual fund jobs out of Simsbury...
MutualFundWire.com - Wednesday, March 28, 2012 Views - Reader Rating: 5
Fidelity Sells its Indian Funds
The largest mutual fund manager in America ends its bid to build a franchise in the world's largest market...
MutualFundWire.com - Wednesday, March 28, 2012 Views - Reader Rating: 5
Sentinel Shuffles Portfolio Teams
The company is making changes on three of its funds...
MutualFundWire.com - Wednesday, March 28, 2012 Views
A Top NYLIM Retirement Exec Departs
NYLIM has some big shoes to fill...
401kWire.com - Monday, March 28, 2011 - Reader Rating: 5
Dreyfus Offers a Diversified Emerging Markets Fund
Dreyfus is trumpeting its latest offering...
MutualFundWire.com - Monday, March 28, 2011 Views
Wrap Capacity Woes Drive Away a Stable Value Fund
An asset manager will pull the plug on its pooled stable value offering later this year...
401kWire.com - Monday, March 28, 2011 - Reader Rating: 5
Columbia Adds a Sub-Advisor to an Acquiring Fund
The mutual fund firm adds a second sub-advisor to an international offering...
MutualFundWire.com - Monday, March 28, 2011 Views
Vanguard Preps Emerging Market Fund
Bill McNabb is drumming up interest for a new emerging market offering...
MutualFundWire.com - Monday, March 28, 2011 Views
Hancock Looks for DC I-O Help
The Beantown-based plan provider is looking for help in its backyard...
401kWire.com - Monday, March 28, 2011 - Reader Rating: 1
A DC I-O Firm Combines its Advisor Tools
An asset manager offers a revamped set of toolkits to retirement plan advisors...
401kWire.com - Monday, March 28, 2011
Will T. Rowe Continue to Keep Employees For Life?
A local paper ponders the mutual fund firm's culture of lifelong employment...
MutualFundWire.com - Monday, March 28, 2011 Views - Reader Rating: 5
Gundlach and Gross Take on Hedge Funds
The prize? A large bond portfolio once held by AIG...
MutualFundWire.com - Monday, March 28, 2011 Views
A Discount Brokerage Joins the ETF Biz
A new player will launch its own commission-free, exchange-traded funds this week...
MutualFundWire.com - Monday, March 28, 2011 Views
T. Rowe Gets No Love from Analysts
The fund shop is downgraded...
MutualFundWire.com - Monday, March 28, 2011 Views
Bill Gross Preps 300 'Brain Scans'
The bong giant is looking to add staffers globally...
MutualFundWire.com - Monday, March 28, 2011 Views - Reader Rating: 4
Why Advisors Should Not be Afraid of Lifecycle Funds
An industry consultant fights advisor skepticism toward asset allocation products. ..
401kWire.com - Friday, March 28, 2008 - Reader Rating: 1
OppenheimerFunds Drops Installation Fees
The New York City-based firm will waive installation costs on million dollar plans this season...
401kWire.com - Friday, March 28, 2008
Securian Retirement Taps a New National Accounts Manager
The annuity vet will focus on the Southern territory...
401kWire.com - Friday, March 28, 2008 - Reader Rating: 2
Vanguard Moves Around Fund Managers
The Valley Forge, Pennsylvania-based fund giant has switched up the managers for five of its money-market and bond funds...
MutualFundWire.com - Friday, March 28, 2008 Views
NTGI Fills Presidential Role
Stephen Potter has been appointed by Northern Trust Global Investments to take the role of president...
MutualFundWire.com - Friday, March 28, 2008 Views
Inflows Pick up in February
Fund companies had something to cheer about in February ...
MutualFundWire.com - Friday, March 28, 2008 Views
Lincoln Names 10 New Wholesalers
Lincoln Employers Markets has boosted its sales team focusing on the wire and independent channels...
401kWire.com - Friday, March 28, 2008 - Reader Rating: 4.33
Ex-JPMorgan Equity Director Ends up Back Where He Started
Jonathan Golub, the former managing director of retail equity strategies at JPMorgan, is going to be working for George Gatch again...
MutualFundWire.com - Friday, March 28, 2008 Views
JPMorgan Retirement Adds to Sales, Client Service Teams
The Kansas City-based provider has made a pair of hirings...
401kWire.com - Friday, March 28, 2008
Bear Wins Injunction Against Former Executive Director
At least one former Bear Stearns executive will not be getting a job right away...
MutualFundWire.com - Friday, March 28, 2008
Detroit Sponsor Switches Advisors
A Michigan-based plan construction firm choose an RIA in its home state to work with its DC plan. ..
401kWire.com - Friday, March 28, 2008
BGI Taps Annuity Provider for its 401k Product
The San Francisco-based money manager has named the insurance company it will be working with for its investment product aimed at the 401k space...
MutualFundWire.com - Friday, March 28, 2008 Views
Citi Ousts Prime Brokerage Co-Heads
The changes at Citigroup continued this week...
MutualFundWire.com - Friday, March 28, 2008
ProShares Unveils a Pair of New ETFs
The Bethesda, Maryland-based ETF provider has launched two telecom ETFs...
MutualFundWire.com - Friday, March 28, 2008 Views
Schwab Bond Fund Falls Hard
Schwab YieldPlus ultra-short bond fund is feeling the sting of the credit crisis especially hard...
MutualFundWire.com - Friday, March 28, 2008 Views - Reader Rating: 3.5
Market-Timing Complaint Looms for a U.K. Hedge Fund Manager
If you want to know more about the latest fallen hedge hog, then check out in the Friday edition of the WSJ Fund Track...
MutualFundWire.com - Friday, March 28, 2008 Views
Doing the Job Shuffle at Merrill
Steven E. Buller has stepped down as Chief Financial Officer at BlackRock, he will remain with the firm as head of Global Accounting Policy and Controls. Paul L. Audet, head of BlackRock’s Cash Management business and former chief financial officer, will again become CFO...
MutualFundWire.com - Wednesday, March 28, 2007 Views
Everyone Into the Mortality Pool!
MetLife's Garth Bernard explains how the insurance giant will leverage mortality pools to boost income in its product...
MutualFundWire.com - Wednesday, March 28, 2007
Industry Veteran Predicts Distribution Shake-Up
Longevity risk could be a reef that sinks the retirement income industry even before it has set sail, says on industry guru...
MutualFundWire.com - Wednesday, March 28, 2007
Goldman Appoints Head of I-O DC Biz
The Wall Street giant has tapped one of the industry's high-profile entrepreneurs for the job...
401kWire.com - Wednesday, March 28, 2007 - Reader Rating: 5
Barclays Finds Their Woman
Marie Chandoha has been hired as head of the U.S. fixed-income business at Barclays Global Investors. P&Ionline reports that the firm he decided to focus more on individual regions within its fixed-income group and began searching for a U.S. head about a year ago. Chandoha was previously co-head and senior portfolio manager of the Montgomery Fixed Income Division, the fixed-income team within Wells Capital...
MutualFundWire.com - Wednesday, March 28, 2007 - Reader Rating: 3
MetLife Unit Gets Ratings Hike
Moody's Investors Service says that MetLife Investors USA Insurance Co., is in a "stronger position" thanks to greater integration with MetLife, Inc...
MutualFundWire.com - Wednesday, March 28, 2007
Mother Merrill Sees a Sasquatch
What are the highlights of OnWallStreet magazine's interview with Robert McCann, Merrill's private client chief? That can be answered in two words, advisors and golf clubs. McCann says Merrill cares about their advisors (of course he does with so many Advest one jumping ship), and he drops hints about how you to can become one. See question #2 where he outlines exactly what you should say in the interview. For those of you who in the market for some new golf clubs, McCann uses the Nike SasQuatch driver. Imitation is the sincerest form of flattery...
MutualFundWire.com - Wednesday, March 28, 2007 - Reader Rating: 2.33
SunGard Reinvents the Wheel, Only This Time It's Better
SunGard's Retirement Income Simulation Expert makes planning more flexible for advisors and investors alike...
MutualFundWire.com - Wednesday, March 28, 2007
DoL Says Sponsor Doesn't Care For Plan
Another pair of EBSA-directed suits accuse a trustee of abandoning his firm's retirement plans. ..
401kWire.com - Wednesday, March 28, 2007
Cutting an Acquisition Down to Size
As one provider swallows another, layoffs come as little surprise. ..
401kWire.com - Wednesday, March 28, 2007 - Reader Rating: 2.33
A Bearry Good Payday
In lieu of record profits, Bear Stearns Cos. Inc. chairman and chief executive James Cayne has been rewarded handsomely. Investment News reports that Cayne recieved an compensation package worth $40 million in 2006. Bear Stearns earned $2.1 billion in the last fiscal year, up 40% from 2005...
MutualFundWire.com - Wednesday, March 28, 2007
Blowing Bubbles at MassMutual
MassMutual Financial is trying to cut through the advertising clutter during the NCAA's "Sweet Sixteen" with new ads that rely on thought bubbles to communicate retirement and life insurance concepts...
MutualFundWire.com - Wednesday, March 28, 2007
Scholars Say: Financial Planners Force Boomers to Save Too Much
Financial advisors have long touted the value of saving for retirement, but a maverick group of academics and economists are starting to question whether "savings mania" among Boomers may be a bit misplaced...
MutualFundWire.com - Wednesday, March 28, 2007
RA Here We Come
Signature Resources, the largest independent firm of John Hancock Financial Network, is making management changes to advance its vision as a premier wealth management organization. Gary Kaltenbach, CLU, ChFC, who has served as the firm's Managing Partner for 24 years, is moving up to a new role as Chairman of Signature Resources. Kaltenbach will head among other things the implementation of the Registered Investment Advisor platform, which will expand the firm's offerings in the investment advisory arena...
MutualFundWire.com - Wednesday, March 28, 2007 - Reader Rating: 2.33
Conspiracy Abounds
Things are getting nasty between AMVESCAP and Deutsche Bank...
MutualFundWire.com - Wednesday, March 28, 2007 Views - Reader Rating: 2
For Your Information
Institutional Investor Events has two events coming up in June the 4th Annual Mutual Fund Forum on June 6, 2007 and 2nd Annual Fund Governance Forum on June 7, 2007 at the Harmonie Club in New York City. The events examine vital industry challenges affecting governance, profitability, technology, regulatory compliance and more from both an industry-wide and a director's perspective. Get the information advantage...
MutualFundWire.com - Wednesday, March 28, 2007 Views
AIMing Higher
AIM Investments are improving their college savings plans, including new allocation investment options and lowering expenses. Plansponsor reports that the new investment options include five allocation portfolios with allocations that range from conservative to growth, and five enrollment-based portfolios that range from 13+ Years to College to College Now – invest in the AIM Allocation Solutions funds...
MutualFundWire.com - Wednesday, March 28, 2007 Views
Scapegoats No More
Three Merrill brokers that claim they were improperly fired for engaging in deceptive market-timing practices related to rapid trading of mutual funds, will get a handsome reward for their troubles. The WSJ reports that a federal court upheld a $14 million defamation award by an arbitration panel. Who's sorry now...
MutualFundWire.com - Wednesday, March 28, 2007 Views
Fund-amental
Schwab is set to launch three mutual funds next week that will be based on fundamental indexes. This is a departure from the capitalization-weighted indexes that are the basis for most stock index funds. The new funds being launched are the Schwab Fundamental U.S. Large company Index Fund, the Fundamental U.S. Small-Mid Company Index Fund and the Fundamental International Large Company Index Fund. Reuters reports that fundamental-weighted indexes take into account factors such as a company's revenue, book value, or earnings. ..
MutualFundWire.com - Wednesday, March 28, 2007 Views
It's Those Little Extras That Count
And today from Ignites, still more on the SEC move to simplify prospectuses, just because you throw in an extra quote it does not a whole new article make...
MutualFundWire.com - Wednesday, March 28, 2007 Views
Partners For Parks
A West Coast-based online provider wins five new advisory partners. ..
401kWire.com - Wednesday, March 28, 2007 - Reader Rating: 5
Analysts Told: You Are the Weakest Link
A mysterious source inside Putnam let it be known that they have fired three equity analysts as part of moves to improve the lackluster performance of its funds. The source told Reuters that is Putnam is revamping its equity research and making analysts responsible for particular funds rather than using them as a central pool. It remains to be seen what positive changes, if any will be affected by this...
MutualFundWire.com - Wednesday, March 28, 2007 Views
RolloverSystems Signs On A Familiar Face As CEO
UPDATED| RolloverSystems brings in an experienced master to steer the course in its race with WMSI...
401kWire.com - Wednesday, March 28, 2007 - Reader Rating: 2
Setting or Fetting?
Are you looking for Mark Setting, at Legg Mason? Well unfortunately no one by that name works there. Don't tell that to the WSJ though, in today's fundtrack they quote the mysterious Mr. Setting. What is going on here you ask? Well there is a Mark Fetting who works at Legg Mason, maybe next time the WSJ will proofread their stories a bit better...
MutualFundWire.com - Wednesday, March 28, 2007 Views
Federated Investors Closes on Acquisitions
The investment management firm will add $376 million to two of its equity mutual funds...
MutualFundWire.com - Tuesday, March 28, 2006 Views
Aon Survey Looks at Plan Sponsor Attitudes
Once again, a provider finds that plan participants are not well-prepared for retirement...
401kWire.com - Tuesday, March 28, 2006
ING Accents Information in Roth Launch
ING has unveiled Roth offerings, but its marketing approach is broad-based, says senior vice president Brian Haendiges...
401kWire.com - Tuesday, March 28, 2006
Mutual of Omaha Plan Sales: "So far, so good"
The Nebraska firm is off to a strong start in 2006...
401kWire.com - Tuesday, March 28, 2006 - Reader Rating: 1
Papers Give Little Scrutiny to Fund Proxy Study
Fund firms that opposed the SEC's turning their proxy disclosures made into an open book are seeing their fears realized. With some fanfare, two groups critical of high executive salaries have published a study accusing mutual fund companies of "enabling" the trend to continue...
MutualFundWire.com - Tuesday, March 28, 2006 Views - Reader Rating: 2.33
Fund Firms Leave Advisors Short on Online Tools
Mutual fund firms have not been arming their advisor networks with sufficient online practice management resources, a new report from Corporate Insight showed. ..
MutualFundWire.com - Tuesday, March 28, 2006 Views
Oil ETF To Debut At Amex
Starting next week, individual investors will be able to bet directly on oil. An exchange-traded fund tracking crude-oil prices will make its debut on the American Stock Exchange Monday...
MutualFundWire.com - Tuesday, March 28, 2006 Views
Take That, Calvert
Potomac, Maryland-based Action Fund Management has launched a fund to counteract the Calverts and PAXs of the world. The asset manager believes the free enterprise system is under attack, and is providing a place for like-minded investors...
MutualFundWire.com - Monday, March 28, 2005 Views
Victory Sells REIT Fund
Orinda, California-based Kensington Investment Group will acquire approximately $17.9 million in assets of Victory Capital Management's Real Estate Fund...
MutualFundWire.com - Monday, March 28, 2005 Views - Reader Rating: 2.5
Canary Affair Comes Full Circle
Connecticut regulators target two ex-officers of one of the trust companies that started it all...
401kWire.com - Monday, March 28, 2005 - Reader Rating: 3
Trust Co. Looks for New Owners
A 401k trustodian is down to just a pair of firms in its search to find new ownership...
401kWire.com - Monday, March 28, 2005 - Reader Rating: 3
Bluegrass State Hunts for Stable Value Help
The state board looks for investment consultants with stable value experience...
401kWire.com - Monday, March 28, 2005
Symetra Eyes More Customization in Micro-Market
Small plan sponsors have more choice in store...
401kWire.com - Monday, March 28, 2005
AUL Unveils Proposal Customization Tool
The firm offers its sales reps a web-based tool...
401kWire.com - Monday, March 28, 2005
Insurer Plans Sale of Majority Stake in Nuveen
St. Paul Travelers will sell its entire stake in Nuveen Investments, worth approximately $2.8 billion, the companies announced on Friday...
MutualFundWire.com - Monday, March 28, 2005 Views
American Funds Locks Horns with Lockyer
American Funds and California State Attorney General Bill Lockyer have both filed suits in Los Angeles County Superior Court over the firm's revenue sharing practices .....
MutualFundWire.com - Monday, March 28, 2005 - Reader Rating: 3
Seven PE Firms Buy Sungard for $11.3 BN
Executives say it is "business as usual" .....
MutualFundWire.com - Monday, March 28, 2005 Views
Sungard Sold for $11.3 Billion
Seven private equity firms have finalized a deal to buy Sungard, but what will happen to key Sungard products?..
401kWire.com - Monday, March 28, 2005 - Reader Rating: 3.5
Amerindo Founder Faces Liquidity Crunch
Three banks have filed to foreclose on houses Alberto Vilar owns in Colorado, according to reports Vilar disputes...
MutualFundWire.com - Friday, March 28, 2003 Views
CDC Hires Columbia Product Exec
The Boston firm hires a new product development veep and promotes two marketers...
MutualFundWire.com - Friday, March 28, 2003 Views
Cooke & Bieler Taps Distribution Help
The Philadelphia-based money manager has tapped a consultant to help out with its fund distribution...
MutualFundWire.com - Friday, March 28, 2003 Views
Invesco Funds Loses Wholesalers
AIM is taking over the sales efforts from its Denver-based sister firm...
MutualFundWire.com - Friday, March 28, 2003 Views - Reader Rating: 3
No More Wholesalers at Invesco Funds
AIM is taking over the small plan sales efforts from its Denver-based sister firm...
401kWire.com - Friday, March 28, 2003
Ex-Scudder DC Head at MFS
The former defined contribution business head is at another Boston firm...
401kWire.com - Friday, March 28, 2003 - Reader Rating: 4
GoldK Vets Move On
Two GoldK veterans have landed positions at other firms...
401kWire.com - Friday, March 28, 2003 - Reader Rating: 5
NDCC Readies USRP DC Plan
The trade group hopes Washington will adopt the new DC plan as a low cost solution for small employers and individuals...
401kWire.com - Friday, March 28, 2003 - Reader Rating: 3
Schwab Says TPA Network is Growing
The brokerage has inked another three partnership deals with TPAs. Claims more than 400 alliances...
401kWire.com - Friday, March 28, 2003
PBGC OKs US Airways DC Plan
The follow-on plan for pilots gets the all clear to take off...
401kWire.com - Friday, March 28, 2003
PMP Hires BizDev Exec
The outsourced marketer expands its business development ranks...
MutualFundWire.com - Friday, March 28, 2003 Views
Employease Names Prez
Schwab Unit Gains Sales Chief ... Robertson Stephens Adds Tech Analyst ... PMI Names HR Honcho ... Nationwide Responds to Increased Worries. ..
401kWire.com - Thursday, March 28, 2002 - Reader Rating: 3
Scudder Goes Solo
The bundled vendor is the latest to offer an owner-401k. Look for another half dozen launches by summer. ..
401kWire.com - Thursday, March 28, 2002 - Reader Rating: 3
Japanese Firm Makes the Switch
While it is still nearly alone, Nissho Iwai shows the appeal of DC plans to Japanese companies. ..
401kWire.com - Thursday, March 28, 2002 - Reader Rating: 3
Conflicted Advice?
Enron executives made sure employees had no chance to hear independent advice. Advisor telling clients to sell was fired...
401kWire.com - Thursday, March 28, 2002 - Reader Rating: 3
Rollover Medicine for Participants?
Strong adds human, not machine, allocation guidance for rollovers...
401kWire.com - Thursday, March 28, 2002 - Reader Rating: 3
Barra Finds A Home for Consultants
Investment consultant Barra RogersCasey has a new corporate parent. ..
401kWire.com - Thursday, March 28, 2002 - Reader Rating: 3
Fido Creates New Retirement Unit
FIRSCo's smaller sibling FIIS gets a face-lift and new infrastructure...
MutualFundWire.com - Wednesday, March 28, 2001 - Reader Rating: 3
Bigger Business in Small Places
San Leandro, California-based Trinet Group, Inc. -- a human resources outsourcer that offers point of contact for benefits, payroll and HR support -- announced that it has selected The Online 401(k) as its exclusive 401(k) strategic partner...
401kWire.com - Wednesday, March 28, 2001 - Reader Rating: 3
Some Participants Look Outside for Advice
According to Spectrum, participants are getting advice on their DC plans, but not always through the advisor provided by the sponsor...
401kWire.com - Wednesday, March 28, 2001 - Reader Rating: 3
Azzad Plans Islamic Income Fund
The Virginia boutique's marketing strategy positions the firm to attract uninvested dollars...
MutualFundWire.com - Wednesday, March 28, 2001 - Reader Rating: 3
What I Learned from A Famous Economist
Marketing consultant Martin Baird clues in advisors to a timely strategy: turning economic uncertainty into a great marketing opportunity. ..
MutualFundWire.com - Wednesday, March 28, 2001 - Reader Rating: 3
Advisor Plans to Hop on e401k Bandwagon
A California firm is looking for partners for its foray onto the information superhighway...
401kWire.com - Wednesday, March 28, 2001
Advisor Plans to Hop on e401k Bandwagon
A California firm is looking for partners for its foray onto the information superhighway...
401kWire.com - Wednesday, March 28, 2001 - Reader Rating: 3
401Konnect Adds Another Partner
Online marketer of retirement data finds a new partner in a subsidiary of Mass Mutual...
401kWire.com - Wednesday, March 28, 2001 - Reader Rating: 3
More to Leave Merrill
Merrill Back in Fee-Related Hot Water ... ETFs Slid Last Month ... More to Leave Merrill ... Fidelity Names Canadian Head ... Nasdaq Makes European Bid ... ICI Petitions SEC on Folio Regulation ... National City Aggregates ... Strong Inaugurates 401k Building..
401kWire.com - Wednesday, March 28, 2001 - Reader Rating: 3
More to Leave Merrill
Merrill Back in Fee-Related Hot Water ... ETFs Slid Last Month ... More to Leave Merrill ... Fidelity Names Canadian Head ... Nasdaq Makes European Bid ... ICI Petitions SEC on Folio Regulation ... National City Aggregates ... Strong Inaugurates 401k Building..
MutualFundWire.com - Wednesday, March 28, 2001 - Reader Rating: 3
New Fund Through Pru
A new growth fund is being made available through Prudential Investments...
MutualFundWire.com - Tuesday, March 28, 2000 - Reader Rating: 3
Hand Caught in the Cookie Jar
The DoL has recouped assets for participants in a plan that failed to remit their voluntary contributions...
401kWire.com - Tuesday, March 28, 2000 - Reader Rating: 3
Ohio Sponsor to Make Decision Soon
Holiday Homes, a dealer and developer of mobile homes in Cincinatti, is nearing the end of its search for a new 401(k) provider, and Fidelity is looking like a winner...
401kWire.com - Tuesday, March 28, 2000 - Reader Rating: 3
Franklin Looking to Help
Franklin Templeton is creating a new division to assist separate account management for institutional and individual clients...
MutualFundWire.com - Tuesday, March 28, 2000 - Reader Rating: 3
Odd Lots, March 28, 2000
Now you see it ... now it's closed ... Closures climbing ... Cheung says ciao...
401kWire.com - Tuesday, March 28, 2000 - Reader Rating: 3
Odd Lots, March 28, 2000
Now you see it ... now it's closed ... Closures climbing ... Cheung says ciao...
MutualFundWire.com - Tuesday, March 28, 2000 - Reader Rating: 3
Will Sponsors Strike goldK?
The Internet is growing beyond its first application of providing information about 401(k) plans and investments therein. It is now becoming a conduit for sponsors to get 401(k) plans themselves. The latest firm to be pursuing an online 401(k) business is goldK.com...
401kWire.com - Tuesday, March 28, 2000 - Reader Rating: 3
Teeing Off
Keynotes at this week's ICI conference in Palm Desert provided a quick snapshot of the regulatory agenda for the upcoming year...
MutualFundWire.com - Tuesday, March 28, 2000 - Reader Rating: 3
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