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News Stories Archives - Since 1998
Brooks Shakes Up a Key Deutsche AM Channel
It's not clear how many staff were affected by the changes...
MutualFundWire.com - Tuesday, February 21, 2017
HSA Appoints Three
Three industry veterans have joined HealthSavings Administrators to the national sales team. ..
401kWire.com - Tuesday, February 21, 2017 - Reader Rating: 4
KPA Shop Teams Up With Charitable Giving Experts
KPAs team up with charitable giving experts to integrate employee giving with financial planning opportunities in the workplace..
401kWire.com - Tuesday, February 21, 2017
Arthur J. Gallagher Increases Midwest Presence
The insurance brokerage and risk management firm has acquired a Madison, Wisconsin-based company. ..
401kWire.com - Tuesday, February 21, 2017 - Reader Rating: 5
BrightScope Finds Delta 401k Plan Soars
An offering from the Delta airlines company topped the list of best 401(k) plans with more than $1 billion in assets. ..
401kWire.com - Tuesday, February 21, 2017 - Reader Rating: 3.33
FCCS Brings in Over $100 Billion Again
The clearing and custody arm of the Boston Behemoth posted $1.67 trillion in client assets and over $100 billion in net flows for the third year in a row...
MutualFundWire.com - Tuesday, February 21, 2017
TIAA and Passive Players Won January
M* releases estimated mutual fund flows data for last month...
MutualFundWire.com - Tuesday, February 21, 2017
A Retirement Plan Consultant Joins The Standard
The new hire is currently based in The Standard's Cincinnati retirement plans sales and service office. ..
401kWire.com - Tuesday, February 21, 2017 - Reader Rating: 3
Has Joe Sullivan Found a Buyer For Legg?
The publicly-traded mutual fund shop's shares jumped a bit yesterday after a report that someone is bidding...
MutualFundWire.com - Tuesday, February 21, 2017 Views
Groom Law Group Launches IRS Compliance Service
In lieu of the IRS's discontinued determination letter program, Groom Law Group is launching a service to assist plan sponsors and plan advisors. ..
401kWire.com - Tuesday, February 21, 2017 - Reader Rating: 5
Former Police Detective Turns Founder of 457 Plan-Focused Shop
Former detective turned chair of the city of Austin Police Retirement System is officially following up on a new lead: starting his own 457 plan-focused practice in the Lone Star State...
401kWire.com - Tuesday, February 21, 2017 - Reader Rating: 4
Amundi and Pioneer Face Post-Merger Cuts, But ...
Amundi's chief talks about his plans for finding cost synergies at the asset managers once they combine. Yet it's unclear what that means for Pioneer's U.S. business...
MutualFundWire.com - Tuesday, February 21, 2017
Invest n Retire's ETF Recordkeeping Tech Is for Sale
Founder Darwin Abrahamson is hoping to sell off the technology that trades and recordkeeps ETFs to pay back creditors after filing for bankruptcy earlier this week. ..
401kWire.com - Friday, February 21, 2014
USI Consulting Has a New Retirement VP
The Connecticut-based consultancy hires a new VP of retirement services. ..
401kWire.com - Friday, February 21, 2014 - Reader Rating: 3
Here's the Drill-Down of LPL's Valentine's Deals
LPL's share repurchase initiative has led to a fair bit of sweetheart trading during the week of Valentine's Day. ..
MutualFundWire.com - Friday, February 21, 2014 Views
A British Multinational Steps Into the U.S. DC Market
Legal & General Group acquires a Georgia-based RIA. ..
401kWire.com - Friday, February 21, 2014
Active Management's Media Crisis: Silence Isn't Always Golden
Active managers of the world, unite. Mutual funds are getting battered again in the press for being too expensive, especially with regards to ETFs. Say something, find new ways to engage with the investor. Stop suffering in silence...
MutualFundWire.com - Friday, February 21, 2014 Views
A Diversified Key Account Vet Leaves Transamerica
The retirement plan team at the insurer says goodbye to an exec who first joined in 2001...
401kWire.com - Friday, February 21, 2014 - Reader Rating: 3
Schwab ETFs Reach $10B and Counting
The 15 products cross a milestone three years after the brokerage giant first entered the space...
MutualFundWire.com - Thursday, February 21, 2013 Views
So Who is Buying Victory?
The private equity partner in Victory LBO has ownership in two firms within the asset management space, and it tried to buy a third...
MutualFundWire.com - Thursday, February 21, 2013 Views
Hand Clears Another Collective Trust Partnership
An investment shop is teaming up with a subsidiary of its RKing partner...
401kWire.com - Thursday, February 21, 2013
An NYC RKer Wins a $110MM Beantown Plan
The sponsor now has only one 403(b) provider..
401kWire.com - Thursday, February 21, 2013
Three Things to Know from Eaton Vance's Earnings
Fund manager revs up newly-acquired functionality, embraces "solutions", and has high hopes for equities this year...
MutualFundWire.com - Thursday, February 21, 2013 Views
fi360 Buys Another Firm in Pittsburgh
The Bluff Point-backed fiduciary training gurus buy a nearby business...
401kWire.com - Thursday, February 21, 2013 - Reader Rating: 4
Pentegra Wins Four Banks in the Lone Star State
The White Plains, New York-based RKer won the business of four banks in Texas...
401kWire.com - Thursday, February 21, 2013
Schwab Touts a Successful Index K Year One
The ETF K version of the platform is scheduled for launch this year...
401kWire.com - Thursday, February 21, 2013 - Reader Rating: 3.5
Private Equity Backs a $246MM Asset Manager Buyout
Senior management, PMs and other employees will own a "significant amount" of outstanding equity in a $22B AUM shop...
MutualFundWire.com - Thursday, February 21, 2013 Views
Bloomberg Puts a Fund Fees Suit Under the Microscope
A freelance reporter peels back the layers of a case involving allegedly sub-advised mutual funds...
MutualFundWire.com - Thursday, February 21, 2013 Views
Vanguard Won't Jump On the Junk Bond ETF Wagon
Despite success of peers, the shop won't offer a high-yield ETF...
MutualFundWire.com - Thursday, February 21, 2013 Views
WSJ Weighs in, Again, on Money Fund Reforms
Paper argues that SEC needs to act now if it wants to remain relevant...
MutualFundWire.com - Thursday, February 21, 2013 Views
The SEC Still Wants Cash From the Bents
Despite losing in November, regulators are still looking to punish the form Primary Fund leaders...
MutualFundWire.com - Thursday, February 21, 2013 Views
Why Did Kashkari Leave Pimco?
InvestmentNews suggests it may have had more to do with performance than political ambition...
MutualFundWire.com - Thursday, February 21, 2013 Views
Reish Lures an Ex-EBSA Chief
The Drinker Biddle partner brings another ERISA legal eagle to his new home...
401kWire.com - Tuesday, February 21, 2012
Two Top NFP Retirement Advisors Join Forces
Updated | A pair of retirement plan practices merged earlier this month...
401kWire.com - Tuesday, February 21, 2012
U.S. Bancorp Unveils an ETF Multiple Series Trust
The fund servicer has signed on two clients so far for the series trust it launched with Exchange Trade Concepts...
MutualFundWire.com - Tuesday, February 21, 2012 Views - Reader Rating: 3
Ascensus Loses Two Corporate Siblings
What's next for the recordkeeper?..
401kWire.com - Tuesday, February 21, 2012 - Reader Rating: 1
Aster Dies
An accident killed the fund company executive last week...
MutualFundWire.com - Tuesday, February 21, 2012 Views
Fidelity is Raising $250M
The Boston Behemoth files for a debt offering...
MutualFundWire.com - Tuesday, February 21, 2012 Views
SSgA Undercuts Vanguard With an ETF 529
The Beantown ETF provider wins a 529 plan in part thanks to a price cut...
MutualFundWire.com - Tuesday, February 21, 2012 Views
AllianceBernstein Cuts Jobs
The New York City-based asset manager laid off around 90 employees last week...
MutualFundWire.com - Tuesday, February 21, 2012 Views
Wall Street Bank Brings on B-D 401k Chief
An investment bank taps a consulting vet to lead its retirement effort in its brokerage arm. ..
401kWire.com - Thursday, February 21, 2008 - Reader Rating: 5
BenefitStreet Board Has Three New Faces
The changes at the California recordkeeper extends to its behind-the-scenes players...
401kWire.com - Thursday, February 21, 2008
$132 Million Big Apple Sponsor Taps Diversified
An IT firm moves its plan to the New York State-based provider. ..
401kWire.com - Thursday, February 21, 2008
NICSA ETF Panel Tackles Distribution
With the explosion of the ETF market, the focus has fallen on new avenues of distribution...
MutualFundWire.com - Thursday, February 21, 2008 Views
New York Law Firm Adds Broker-Dealer Attorney
The Big Apple law firm added an SEC alum to its financial institutions group...
MutualFundWire.com - Thursday, February 21, 2008 - Reader Rating: 3
New Fido Fund Makes a Mega Splash
Fidelity has added another fund to its family of advisor funds...
MutualFundWire.com - Thursday, February 21, 2008 Views - Reader Rating: 2
OpCo to Cough Up $250K to FINRA
Oppenheimer & Co. has agreed to pay FINRA a $250,000 fine for alleged supervisory and other failures related to mutual fund market-timing...
MutualFundWire.com - Thursday, February 21, 2008 - Reader Rating: 3
Advisors, Show Them the Fees!
A Kansas firm prepares to roll out a new tool to help advisors show plan sponsors what they pay. ..
401kWire.com - Thursday, February 21, 2008 - Reader Rating: 5
DoL Hops on the Retirement Calculator Bandwagon
The regulatory agency unveils online support to help participants understand and prepare for retirement. ..
401kWire.com - Thursday, February 21, 2008
Brennan on Hedge Funds, ETFs and Being Private
Vanguard's John Brennan took center stage at NICSA's conference in Miami Wednesday morning...
MutualFundWire.com - Thursday, February 21, 2008 Views
San Fran Asset Manager Adds to Institutional Sales Team
The new hire will focus on the 401k and sub-advisory channels...
401kWire.com - Thursday, February 21, 2008
GSAM Intros Two International Funds
Goldman Sachs' asset management arm has dropped two new funds into the market...
MutualFundWire.com - Thursday, February 21, 2008 Views
GreenHaven Taps a Back-Office Provider for its ETF
GreenHaven has selected a provider to perform fund administration and accounting for its ETF...
MutualFundWire.com - Thursday, February 21, 2008 Views
A Bay Area Fund Shop Hires an Institutional Sales VP
The new recruit will be in charge of the 401(k) and sub-advisory channels...
MutualFundWire.com - Thursday, February 21, 2008 Views
Roth Attracting More Interest
A new survey from the PSCA found that more than 60 percent of plan sponsors are either planning to add the Roth 401(k) option or are considering making it available to participants...
401kWire.com - Wednesday, February 21, 2007
JPMorgan Adds Relationship Managers
The Kansas City-based provider has added three to its team...
401kWire.com - Wednesday, February 21, 2007
Setting a Compliance Standard Online
A Pacific Northwest provider releases a new tool for sponsors. ..
401kWire.com - Wednesday, February 21, 2007
Sponsor Banks on T. Rowe Target Dates
A large plan adds a set of funds. ..
401kWire.com - Wednesday, February 21, 2007 - Reader Rating: 4
TSP Fights No-Show-Itis
The massive federal DC plan tries to engage lost and disinterested participants. ..
401kWire.com - Wednesday, February 21, 2007
Bettinger Bounces Up
The former head of Schwab's retirement business is now almost at the top of it all. ..
401kWire.com - Wednesday, February 21, 2007 - Reader Rating: 4.5
McHenry Takes FERF Online ... Again
The California consulting firm creates a new quarterly publication. ..
401kWire.com - Wednesday, February 21, 2007
Ceridian Sales Exec Joins Merrill Group
Ceridian appears to be on the hunt for a new national sales manager...
401kWire.com - Tuesday, February 21, 2006 - Reader Rating: 1.5
Spectrem Says Participation is Falling
A new study purports that participation rates are about to fall through the 70 percent floor and that deferrals are falling as well. The bad news does not square with reports from the field...
401kWire.com - Tuesday, February 21, 2006
Waddell & Reed Shakes Up Portfolio Management Team
A round of musical chairs has descended on Waddell & Reed. The Overland Park, Kansas-based firm on Tuesday unveiled a host of portfolio management changes at its two subsidiaries, Waddell & Reed Investment Management Company and Ivy Investment Management Company...
MutualFundWire.com - Tuesday, February 21, 2006 Views
Phoenix Promotes Three To SVP
Three vice presidents at the Phoenix Companies have moved up a rung. The Hartford, Connecticut-based firm has elevated Amy Fisher, Francis Waltman and Stephen Gresham to senior vice president in asset management...
MutualFundWire.com - Tuesday, February 21, 2006 Views
Ex-Fido VP Joins Columbia Management
Bank of America's investment management side has attracted a Fidelity exec to lead new product development drives. ..
MutualFundWire.com - Tuesday, February 21, 2006 Views
Fast401k Sees Branding Opp at ASPPA
The private-labeled plan provider is seizing the upcoming ASPPA Sales Summit as an opportunity to get the word out on an expanded vision for its business...
401kWire.com - Tuesday, February 21, 2006
Pentek to Direct Advisors to New 401k
A small, California-based plan provider is set to unveil a new solution for advisors this week...
401kWire.com - Tuesday, February 21, 2006
Nonprofit Taps RolloverSystems
A Midwest not-for-profit organization has turned to RolloverSystems to provide automatic rollover services to its employees...
401kWire.com - Tuesday, February 21, 2006
GoldK Preps TPA Offering
The firm will offer a conversion-free outsourcing service for micro-recordkeepers...
401kWire.com - Friday, February 21, 2003 - Reader Rating: 3.5
New TSP System Cannot Handle Enough Transactions
The Federal government DC plan needs another $1 million for testing its new daily-valued system. Still no date for its rollout...
401kWire.com - Friday, February 21, 2003 - Reader Rating: 3
NDCC Board Member Joins New Employer
Doug DuMond is CEO of a money manager after leaving CDC IXIS...
401kWire.com - Friday, February 21, 2003 - Reader Rating: 2
Lammert to Leave Janus
The manager of Janus Mercury is leaving the industry...
MutualFundWire.com - Friday, February 21, 2003 Views
RIAs to Get TPA Referrals
One of the Big Four RIA custodians is putting together a network of preferred TPAs...
401kWire.com - Friday, February 21, 2003 - Reader Rating: 3
Safeco Growth Manager Departs
Tom Maguire has surrendered portfolio management duties for the $400 million fund...
MutualFundWire.com - Friday, February 21, 2003 Views
Advice Firm Lands Fido Marketing Exec
A former FIRSCo veep joins the Athens-based advisor as director of marketing...
401kWire.com - Friday, February 21, 2003 - Reader Rating: 4
Union Fights New DC Plan
ALPA argues in court that US Airways cannot replace its DB plan with a DC without its consent...
401kWire.com - Friday, February 21, 2003 - Reader Rating: 3
Funds Take Case Against Disclosure to OMB
The industry is trying an end run around the ICI to avoid proxy disclosure...
MutualFundWire.com - Friday, February 21, 2003 Views
SoCal Trust Firm Adds Midwest Sales Director
The move reflects its dedication to building out a national sales and marketing effort...
401kWire.com - Friday, February 21, 2003 - Reader Rating: 3
American Century Says No to NTF
A fund firm drops out of a leading NTF platform, but not the one you may suspect...
MutualFundWire.com - Friday, February 21, 2003 Views - Reader Rating: 4
Evergreen Reaches Out to Consultants
The firm has now added 14 people as it builds a team to distribute to plan sponsors through consultants...
401kWire.com - Thursday, February 21, 2002 - Reader Rating: 3
Nationwide, STI Partner
The two firms are leveraging the stengths to build a co-branded product attacking the small plan market. ..
401kWire.com - Thursday, February 21, 2002 - Reader Rating: 3
C&B Funds Taps Distribution
The small fund shop has found a sub-distributor to let it focus on portfolio management...
MutualFundWire.com - Thursday, February 21, 2002 Views - Reader Rating: 3
Vanguard Intros New Annuity
The Crew in Valley Forge target conservative investors...
MutualFundWire.com - Thursday, February 21, 2002 Views - Reader Rating: 3
Why Eaton Vance Shares Beat the Market.
Schwab Seeks Retail Prez ... Comdisco Participants Lost in Chapter 11 ... Court Lets Enron 401k Suit Start...
MutualFundWire.com - Thursday, February 21, 2002 Views - Reader Rating: 3
Comdisco Participants Lost in Chapter 11
Court Lets Enron 401k Suit Start ... Schwab Seeks Retail Prez ... Why Eaton Vance Shares Beat the Market. ..
401kWire.com - Thursday, February 21, 2002 - Reader Rating: 3
CitiStreet Gets Healthy
Two health care companies choose CitiStreet...
401kWire.com - Wednesday, February 21, 2001 - Reader Rating: 3
Software Firm Adds Web-Advisor
Pyramid Technologies has inked a deal to provide "round-trip" information through a Web-based advisor. ..
401kWire.com - Wednesday, February 21, 2001 - Reader Rating: 3
EDI Turbocharges Sales
Insurer adds advisors to integrate wholesale and retail channels and grab at billions...
MutualFundWire.com - Wednesday, February 21, 2001 - Reader Rating: 3
AIM Exec Shuffles
PFPC Takes Over Van Wagoners Back Office ... AIM Execs Shuffle .....
401kWire.com - Wednesday, February 21, 2001 - Reader Rating: 3
AIM Execs Shuffle
PFPC Takes Over Van Wagoners Back Office ... AIM Execs Shuffle .....
MutualFundWire.com - Wednesday, February 21, 2001 - Reader Rating: 3
It's All Relative at NICSA
DST prez talks about "'Relativity' of Technology," but is it a crux or crutch?..
MutualFundWire.com - Wednesday, February 21, 2001 - Reader Rating: 3
Turner Files Adoption Papers
The Philly firm welcomes a four-leafed Clover into the family...
MutualFundWire.com - Wednesday, February 21, 2001 - Reader Rating: 3
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