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News Stories Archives - Since 1998
Fournier Brings a BNY Mellon Retirement Vet to Pimco
A Beantown exec joins the SoCal fixed income giant's DC I-O effort...
401kWire.com - Tuesday, September 19, 2017
An ETF Shop Bets on Blockchain
A publicly traded asset manager in Texas makes a strategic investment into a firm north of the border...
MutualFundWire.com - Tuesday, September 19, 2017
Mesirow Connects With a Level-Comp Platform
Michael Anin unveils a distribution deal with a trust company...
401kWire.com - Tuesday, September 19, 2017
From 22 to 30: A Gotham 401k Startup Expands
After filling five brand new positions, watch for this shop to continue "growing at a nice clip."..
401kWire.com - Tuesday, September 19, 2017
When It Comes to the Fantastic, Cap Group and Vanguard Dominate
M* recognizes 43 exceptional mutual funds, and more than half of them come from just two giants...
MutualFundWire.com - Tuesday, September 19, 2017
Eye for Earnings - September 19, 2016
The latest earnings release is here!..
MutualFundWire.com - Monday, September 19, 2016
RayJay Wins Over Two $300MM+ Advisory Shops
Two retirement advisory shops based in Idaho has recently joined Raymond James...
401kWire.com - Monday, September 19, 2016
This Rker is Expanding Its Fiduciary Support Services
MassMutual is officially expanding its fiduciary support services for.....
401kWire.com - Monday, September 19, 2016 - Reader Rating: 1.5
Needles Makes American Beacon's 2nd Deal Ever
Updated | Just two months after buying into an ETF shop, the subadvised mutual fund shop unveils a deal to buy a quant shop...
MutualFundWire.com - Monday, September 19, 2016 Views
Transamerica Expands MEPs to Higher Ed
This recordkeeper is expanding its use of multiple employer retirement plans to private colleges and universities.....
401kWire.com - Monday, September 19, 2016 - Reader Rating: 5
fi360 Launches New Fiduciary Tool For Advisors
John Faustino, chief product and strategy officer at fi360, confirmed the launch of a new fiduciary tool for advisors.....
401kWire.com - Monday, September 19, 2016 - Reader Rating: 5
Meet Pioneer's Three Latest Suitors
Initial, non-binding bids are due for the multinational asset manager...
MutualFundWire.com - Monday, September 19, 2016 Views
Ivy League University Uncovers Lower Share Class
The Ivy League university uses Vanguard funds. ..
401kWire.com - Monday, September 19, 2016 - Reader Rating: 5
Morgan Stanley Welcomes a $4.5B Merrill Team
A seven-advisor team joins Graystone Consulting...
401kWire.com - Friday, September 19, 2014
Florence Makes 361's First Subadvisory Alliance
For the Mile High City shop's fifth mutual fund, an institutional asset manager in LA will power what's under the hood...
MutualFundWire.com - Friday, September 19, 2014 Views
Hartford Rides a New Retirement Zeitgeist, with Help from MIT
Firm targets investors increasingly worried about retirement with an ad campaign promoting its global investing capabilities, a growing alts lineup and a partnership with MIT...
MutualFundWire.com - Friday, September 19, 2014 Views
The Lincoln Trust Team Mourns a 36-Year-Old 401k Vet
A 401k sales veteran outside Denver dies in his sleep, just a week shy of his 37th birthday...
401kWire.com - Friday, September 19, 2014 - Reader Rating: 3.5
An Atlanta Consulting Shop Adds a DC Chief
The new SVP has worked with PEI and UBS, and has more than 25 years of experience...
401kWire.com - Friday, September 19, 2014
Vanguard, Or All the Hedgers?
Just how much is $3 trillion? Ask the largest mutual fund company in the world by assets under management...
MutualFundWire.com - Friday, September 19, 2014 Views
The IRS Stole EBSA's DOMA Thunder
New guidance issued by EBSA yesterday on the definition of "spouse" almost mirrors that offered by the IRS a few weeks ago. ..
401kWire.com - Thursday, September 19, 2013
NICSA Regulatory Update: SEC Enforcer Talks Priorities
Cases related to 2008 Crisis are starting to wind down, giving regulators a chance to focus on other issues...
MutualFundWire.com - Thursday, September 19, 2013 Views
Boston Behemoth Hires Financial Engines Vet
Fidelity Investments has pulled the regional Midwest director from Financial Engines over to its team as the VP of Managed Accounts. ..
401kWire.com - Thursday, September 19, 2013 - Reader Rating: 5
Santander Asset Management Preps 3 New Funds
Santander Asset Management has filed to launch the following funds: Santander Select Conservative Fund; Santander Select Moderate Fund, and Santander Select Growth Fund. The new products will be part of the Santander AM Fund Trust family. [SEC Filing] ..
MutualFundWire.com - Thursday, September 19, 2013
Hancock Will Pay TPAs Up to $1,200 Per Plan Win
The Beantown bundled provider unveils a new partnership program for its third-party administrator allies...
401kWire.com - Thursday, September 19, 2013
NICSA Keynote: MIT Prof Says Old Folks Rule
The Keynote speech at NICSA General Member Meeting considers the growing impact of an aging population. ..
MutualFundWire.com - Thursday, September 19, 2013 Views
Guinness Atkinson Removes a PM from a Fund
Dr. Ian Mortimer is no longer the co-portfolio manager of Guinness Atkinson's [profile]Global Energy Fund.

All references in the Summary Prospectus, Prospectus and Statement of Additional Information dated May 1, 2013 to Dr. Mortimer with respect to the Global Energy Fund are hereby removed.[SEC Filing]..

MutualFundWire.com - Thursday, September 19, 2013
An ETF Shop Cruises for Sales Along I-95
Firm acts like a "startup, but with a head start," focuses on drumming up interest in a handful of states...
MutualFundWire.com - Thursday, September 19, 2013 Views
USI's Tremko Hires a Consultant and a Research Chief
An asset management sales vet in Connecticut joins the retirement services team at the insurance brokerage's consulting arm...
401kWire.com - Thursday, September 19, 2013
CV Advisors Takes the Reins Over Two Funds
Caritas Capital and Presidio hires subadvisor to manage struggling funds. ..
MutualFundWire.com - Thursday, September 19, 2013 Views
Undiscovered Fundsters, This M* Writer Can Introduce Advisors to You
The Chitown mutual fund ratings giant promotes one of its own to associate editor of a publication for advisors...
MutualFundWire.com - Thursday, September 19, 2013 Views
Pru Revamps a DC Offering and Plans a DC I-O Push
The insurer's bundled provider and asset management arms have just relaunched a suit of investment products targeted at the retirement plan business. What's next?..
401kWire.com - Thursday, September 19, 2013
Confessions of a Legg Mason C-Suite Survivor
Legg Mason's CFO gives his two cents as to how he's kept his finance job intact under new leadership. ..
MutualFundWire.com - Thursday, September 19, 2013 Views
Cap Group's Rothenberg Speaks Out
The famously reticent Capital Group chairman opens up to reporters about strategy in the wake of outflows. ..
MutualFundWire.com - Thursday, September 19, 2013 Views
How Does an Ex-Intern Take Over a $7.4B T. Rowe Fund?
A local paper profiles the newest PM for one of the Baltimore-based mutual fund shop's hot funds...
MutualFundWire.com - Thursday, September 19, 2013 Views
Ex-Fundster Takes the Road From Stock Car to Ponzi?
The principal of a wealth management firm has been charged by the SEC with running a hedge fund Ponzi scheme...
MutualFundWire.com - Wednesday, September 19, 2012 Views - Reader Rating: 4
Saving Through Spending? One Startup Says Yes
A startup is trying to help people save money for retirement through rebates for online shopping...
401kWire.com - Wednesday, September 19, 2012 - Reader Rating: 5
Noble Makes a Move
A top retirement plan advisor expands his reach to a third metropolis, hires two for his headquarters and moves into a new office...
401kWire.com - Wednesday, September 19, 2012
Graff Wants an Auto-Plan Corrections Shield From the IRS
The team at ASPPA and CIKR sends a letter to the Internal Revenue Service...
401kWire.com - Wednesday, September 19, 2012 - Reader Rating: 2
Dai-ichi Already Doing Well with Janus
Janus stock price is up since the Japanese insurer purchased its stake...
MutualFundWire.com - Wednesday, September 19, 2012 Views
Khalif Seizes the Northeast for Hatteras
The JPAM alumn will focus on expanding biz with consultants, RIAs and B-Ds...
MutualFundWire.com - Wednesday, September 19, 2012 Views
Southwest Airlines Pilots Land An Annuity Option
The $2.3 billion plan, ranked the best in the country by Brightscope, has a new out-of-plan income option. ..
401kWire.com - Wednesday, September 19, 2012
BlackRock Survey Finds TDFs Still Appeal to Participants
Participants overall are not saving as much as they can for retirement, says the BlackRock poll. ..
401kWire.com - Wednesday, September 19, 2012
PacLife Promotes Efficient 401k Savings
A Pacific Life white paper offers an answer. ..
401kWire.com - Wednesday, September 19, 2012
Franklin Resources Buys a Hedger
The deal brings $9.3 billion into Franklin's fold. ..
MutualFundWire.com - Wednesday, September 19, 2012 Views
It's 2008 Again! Sponsor Match Rates Are Back, Confirms PSCA
This year's PSCA sponsor survey shows one-year growth in company match, TDF use, and auto-enrollment...
401kWire.com - Wednesday, September 19, 2012 - Reader Rating: 4
Shipman Reorgs Janus To Focus on Advisor Heavyweights
Janus' retirement group now includes a new retirement specialist pod for supporting national wholesalers...
401kWire.com - Wednesday, September 19, 2012 - Reader Rating: 4
Schapiro Ponders Her Fate as Her Commishes Write a Letter
Schapiro weighs her future as she stays home from work. Meanwhile, the other commissioners write her a letter...
MutualFundWire.com - Wednesday, September 19, 2012 Views
Gorman Strengthens His Hold on MSSB
The investment bank snaps up another 14 percent of the wirehouse joint venture...
MutualFundWire.com - Wednesday, September 19, 2012 Views
Gundlach Now Caters to Europeans as M* Ponders His CEF
Non-U.S. investors now have access to the PMing skills of DoubleLine's chief. Meanwhile, the mutual fund ratings specialist takes a look at the shop's recently-launched closed-end fund...
MutualFundWire.com - Wednesday, September 19, 2012 Views
What Does the ProShares Ruling Mean for Leveraged ETFs?
A recent federal case doesn't accept investor complaints on bombed leveraged ETFs..
MutualFundWire.com - Wednesday, September 19, 2012 Views
Bruce Berkowitz Regains His Footing and Some Positive Press
The Fairholme Fund manager talks with InvestmentNews about some of his fund's biggest positions. ..
MutualFundWire.com - Wednesday, September 19, 2012 Views
Regs Cause Investors to Junk CDs for Junk ETFs
The specialty ETFs are on pace to reach $36 billion of AUM as unintended consequences of Wall Street's reform kick in...
MutualFundWire.com - Wednesday, September 19, 2012 Views
M* Offers Parenting 101
This week's Fund Spy column is all about the M* "Parent" ranking...
MutualFundWire.com - Wednesday, September 19, 2012 Views
Fidelity Makes a Spartan Expansion
The Boston Behemoth unveils five new index funds and three new I shares for existing funds...
MutualFundWire.com - Monday, September 19, 2011 Views
Schroders Plans to Expand its Sales Force
Schroders plans to add a second wholesaler in the Southeast...
MutualFundWire.com - Monday, September 19, 2011 Views
A Fidelity Plan Preps an RFP
It wants to test the waters for new plan providers...
401kWire.com - Monday, September 19, 2011
Lincoln Recruits Prudential, Diversified Vets
A trio of wholesalers now call Lincoln Financial home...
401kWire.com - Monday, September 19, 2011 - Reader Rating: 1.67
Hancock's New Hire Targets Bank Trust Departments
The U.S. mutual fund arm of Manulife adds to its institutional sales team...
MutualFundWire.com - Monday, September 19, 2011 Views
Borzi Reboots the DoL's Fiduciary Redefinition
The Department of Labor's Employee Benefits Security Administration will re-propose its new fiduciary definition next year...
401kWire.com - Monday, September 19, 2011
GuidedChoice Gives Mid-Market Paticipants a 'Reality Check'
The new offering was once only availabe to large plan sponsors and their participants...
401kWire.com - Monday, September 19, 2011 - Reader Rating: 1
Pentegra Snaps Up Another TPA
The provider buys a retirement plan business from an insurer...
401kWire.com - Monday, September 19, 2011
Jaffe Reminisces About Star Managers
Gone are the days of star managers...
MutualFundWire.com - Monday, September 19, 2011 Views
Yates Says Pioneer's Suitors 'Had Dubious Profitability'
The chief of the global asset manager and mutual fund firm attacks those who tried to wrest it away from UniCredit...
MutualFundWire.com - Monday, September 19, 2011 Views
Will TCW Win $89 Million From DoubleLine?
Both sides still await word from the judge on damages regarding the trade secrets verdict...
MutualFundWire.com - Monday, September 19, 2011 Views
Creditors Could Come After Fuld's Personal Stash
Dick Fuld had better hold onto his wallet...
MutualFundWire.com - Friday, September 19, 2008
Lynch Gives His Two Cents About Turmoil
Legendary Fidelity Fund Manager Peter Lynch is speaking out about the recent market turmoil...
MutualFundWire.com - Friday, September 19, 2008 Views
Mack Misquoted
Morgan Stanley's chief was painted in an unflattering light by a misquotation Thursday. ..
MutualFundWire.com - Friday, September 19, 2008
Will Money Market Funds Become a More Palatable Choice for Participants?
Will the Treasury's unprecedented move alter participants' investment choices?..
401kWire.com - Friday, September 19, 2008 - Reader Rating: 2
Treasury Move is Embraced by the Industry
The Treasury's unprecedented move to guarantee the NAV of money market funds received cautious optimism from industry insiders insiders today and may even help save one Putnam fund...
MutualFundWire.com - Friday, September 19, 2008 Views
Short Selling Rule Puts Three ETFs Out of Commission
Both Rydex and ProFunds on Friday halted the creation of shares in their short market funds...
MutualFundWire.com - Friday, September 19, 2008 Views
Transamerica Searches to Fill a Sales Spot in the Northeast
The Los Angeles-based plan provider is searching to fill an external wholesaler post covering two states...
401kWire.com - Friday, September 19, 2008 - Reader Rating: 2
Putnam Fund Put on Watch by S&P
Putnam's Prime Money Market, which was marked for liquidation on Wednesday was put on CreditWatch Negative by the S&P...
MutualFundWire.com - Friday, September 19, 2008 Views
Survey: Sales Fall Short at Nearly Half of DC Providers
An industry consulting firm says more vendors are having trouble with their revenue targets than their new plan acquisition targets...
401kWire.com - Friday, September 19, 2008 - Reader Rating: 2.5
Legg Lends a Hand to Three Money Funds
Legg Mason is propping up more of its money-market funds...
MutualFundWire.com - Friday, September 19, 2008 Views
ICI Gives Props to Money Market Plan
ICI chief Paul Schott Stevens has applauded the Treasury and Fed's plan to save the markets...
MutualFundWire.com - Friday, September 19, 2008 Views
SunGard Bolsters Voice Authentication in Omni
The enhancement gives customers the ability to verify a person's identity based on their unique voiceprint...
401kWire.com - Friday, September 19, 2008
Investors Continue to Bolt for Money Fund Exits
Friday's WSJ Fund Track focuses on the continued flight from money funds and government efforts to stem the tide...
MutualFundWire.com - Friday, September 19, 2008 Views
Treasury Makes Unprecedented Guarantee to Money Funds
In an unprecedented move the Treasury has stepped in to back money funds, following a run on the products by investors...
MutualFundWire.com - Friday, September 19, 2008 Views - Reader Rating: 5
A Lawsuit Settlement Forces Smith Barney to Redo Payout Structure
The settlement of a wage-and-hour lawsuit is causing Smith Barney to retool some of the pay changes it implemented this year...
MutualFundWire.com - Wednesday, September 19, 2007 - Reader Rating: 3
Nationwide Unveils PPA Education Campaign
The Columbus, Ohio-based provider has launched a campaign targeted toward investment professionals...
401kWire.com - Wednesday, September 19, 2007 - Reader Rating: 5
BofA Snags Another Fido DC Vet
The banking giant brings in a top sales executive from the Boston Behemoth to lead its own institutional retirement business...
401kWire.com - Wednesday, September 19, 2007 - Reader Rating: 2.67
Spark Institute Strikes Back at Miller's Bill
The Constitution State-based group takes a hard look at the proposed DC fee disclosure legislation. ..
401kWire.com - Wednesday, September 19, 2007 - Reader Rating: 4
Columbia's New Ad Campaign Focuses on Brand Awareness
Columbia Management wants to make investors aware that they are much more than mutual funds...
MutualFundWire.com - Wednesday, September 19, 2007 Views
SEC Smacks the Greenbacks Out of Evergreen
The SEC has settled with Evergreen Investment Management Company, three of its affiliates, and a former officer regarding market-timing charges...
MutualFundWire.com - Wednesday, September 19, 2007 Views - Reader Rating: 3
Nollenberger Appoints CFO
Nollenberger Capital Partners has hired Michael Stanley as its new chief financial officer...
MutualFundWire.com - Wednesday, September 19, 2007
Matthews Adds an Extra CEO
Matthews International Capital Management has named William J. Guilfoyle as the new Co-chief executive officer...
MutualFundWire.com - Wednesday, September 19, 2007 Views
Kmak Packs
JPMorgan Retirement Plan Services' top honcho is moving on...
401kWire.com - Wednesday, September 19, 2007
DB Consulting Giant Catches Lifecycle Fund Fever
A Delaware-based trust company teams up with an actuarial powerhouse to create a series of target date funds for the the DC market. ..
401kWire.com - Wednesday, September 19, 2007 - Reader Rating: 4
Putnam's Portfolio Managers Put Their Heads Together to Seek Out Market Opportunity
Where do Putnam's portfolio managers think the opportunity in the market lies?..
MutualFundWire.com - Wednesday, September 19, 2007 Views - Reader Rating: 2.67
CitiStreet Jazzes Up Managed Account Service
The firm has unveiled enhancements to its managed account product powered by Financial Engines...
401kWire.com - Wednesday, September 19, 2007
PowerShares Taps Top Talent for Portfolio Management
The Wheaton, Illinois-based firm has hired two industry vets as vice presidents in its portfolio management team...
MutualFundWire.com - Wednesday, September 19, 2007 Views
Rochester Payroll Firm Partners With Bay Area DC Provider
A national payroll provider taps a 401k specialist to integrate its services with. ..
401kWire.com - Wednesday, September 19, 2007
Great-West Names New Regional Sales Directors
The Colorado-based provider has tapped three to develop new 401k business...
401kWire.com - Wednesday, September 19, 2007 - Reader Rating: 2
Citi and Legg Mason Come to a New Agreement
A month and a half after reports surfaced that the CitiGroup-Legg Mason distribution pact had hit a snag, there has been a renegotiation of the deal...
MutualFundWire.com - Wednesday, September 19, 2007 Views - Reader Rating: 5
AUL Adds To Sales Management Team
The Indianapolis-based provider has turned to an exec from 401(k) Advisors to head up sales efforts in the northeast...
401kWire.com - Tuesday, September 19, 2006 - Reader Rating: 1
Spark Institute Weighs In On Proposed 5500 Changes
The lobby group raises concerns over the proposed revisions...
401kWire.com - Tuesday, September 19, 2006 - Reader Rating: 4.67
Class Action Lawyers Investigate Dell
Two law firms are looking into whether fiduciaries of the computer maker's 401(k) plans have committed ERISA violations...
401kWire.com - Tuesday, September 19, 2006 - Reader Rating: 4
NIPA Names Education Director
The organization has hired a case manager from a Florida TPA to oversee education efforts...
401kWire.com - Tuesday, September 19, 2006 - Reader Rating: 3
Fido Adding to European Lineup
Fidelity is adding to its business in the United Kingdom. The Boston Behemoth's international arm is preparing 12 mutual funds for European investors as part of an effort to ramp up its global multi-manager fund business. According to a Reuters report, the line-up will include three multi-asset funds and nine single strategy funds...
MutualFundWire.com - Tuesday, September 19, 2006 Views - Reader Rating: 3
Travelocity's Parent Company Mulls Changes To Fund Lineup
The Southlake, Texas-based firm may make changes to its fund lineup...
401kWire.com - Tuesday, September 19, 2006
Stock Analyst Downgrades T. Rowe Price
Are mutual fund stocks about to lose favor on Wall Street? The stocks have been on a run for this decade, handily outpacing broader stock indices, but that may be about to change. This week, JP Morgan downgraded its rating on T. Rowe Price's shares out of concern that the company has "played out" its hand. The Baltimore-based firm is one of the largest pure play fund firms listed on the exhanges...
MutualFundWire.com - Tuesday, September 19, 2006 Views
Empire Strikes Deal in Empire State
The Sunshine State brokerage firm is buying Jesup & Lamont. The firm's name may have been as attractive ad its business...
MutualFundWire.com - Tuesday, September 19, 2006
FOLIOfn Institutional Gets Its First Chief
Far away from its days as the feared and admired newcomer to the industry, FOLIOfn has quietly grown and has recently hired a president and CEO for its institutional business that courts smaller BDs...
MutualFundWire.com - Tuesday, September 19, 2006
First Southwest Marketer Strikes Out on Own
A Dallas BD's marketing head leaves to devote herself to her own firm. Her move kicks off a search for a replacement...
MutualFundWire.com - Tuesday, September 19, 2006
Ameriprise Adds Bank to its Family
The brokerage firm is replacing its relationship with American Express Bank with a bank of its own. It will initially focus on offering mortgage products to its brokerage clients...
MutualFundWire.com - Tuesday, September 19, 2006
Lipper Help Funds Strut Their Stuff
Lipper threw a mixer for fund manager and reporters this week that put seven portfolio managers on parade...
MutualFundWire.com - Tuesday, September 19, 2006 Views - Reader Rating: 3
Fido's Reynolds Hits the Slopes
Fidelity COO Robert Reynolds may have missed out on the NFL Commissioner job opening, but he will be getting an up close look at professional-level sports. Instead of hitting the line of scrimmage, he will be hitting the slopes. Reynolds has accepted a board seat with the U.S. Ski and Snowboard Team Foundation, fund raising arm of the U.S. Ski and Snowboard Teams, Trisha Worthington, the Foundation's vice president said Monday...
MutualFundWire.com - Tuesday, September 19, 2006 Views
Ex-MLIM Exec Joins ING
James Kase has left Merrill Lynch Investment Managers for a top position with ING Investment Management Americas...
MutualFundWire.com - Monday, September 19, 2005 Views
The401kStore.com Spiffs Up its Aisles
The regional TPA has undertaken a number of efforts to make its product more cutting edge...
401kWire.com - Monday, September 19, 2005 - Reader Rating: 2
The (Duh) Death of DB
Ding Dong! The DB is dead, points out P&I. But where is the 401k coverage?..
401kWire.com - Monday, September 19, 2005 - Reader Rating: 4.5
TPA/Publisher Offers Roth 401k Guide
The guide promises to inform advisors and TPAs on the newest member of the defined contribution plan family...
401kWire.com - Monday, September 19, 2005
Survey: Lifestyle Investors Outperform Others
One provider finds lifestyle fund investors did better in the past four years...
401kWire.com - Monday, September 19, 2005 - Reader Rating: 4
Bank Gets Wiser with Kizor
UBoC taps a 401k master for its new IRA unit that will build on the bank's 401k recordkeeping business...
401kWire.com - Monday, September 19, 2005
Hancock Launches Asset Allocation Funds
John Hancock Funds is the latest fund family to add asset-allocation fund-of-funds to its lineup .....
MutualFundWire.com - Monday, September 19, 2005 Views
Gastineau Makes Active ETF Bid
ETF-veteran Gary Gastineau is back with a new strategy to tackle the ETF business .....
MutualFundWire.com - Monday, September 19, 2005 Views
Harbor Hires Wellington
Harbor Capital Advisors has swapped subadvisors for its $51 million Harbor Mid Cap Growth fund .....
MutualFundWire.com - Monday, September 19, 2005 Views
Colorado Officials Plan Meeting with Janus
The Securities Commissioner is getting up to speed on the issues and seeing if there are any "bloody shirts"...
MutualFundWire.com - Friday, September 19, 2003
Bay State to Review Putnam and Fido Mandates
The Massachusetts pension plan is scheduling a meeting with both firms to discuss some issues...
MutualFundWire.com - Friday, September 19, 2003 Views
Flows Into the Spitzer Four Hold Steady
None of the fund families named by Spitzer in his probe are reporting significant redemptions...
MutualFundWire.com - Friday, September 19, 2003
Pru Confirms Probes
It has received info requests from all the key regulators and prosecutors...
MutualFundWire.com - Friday, September 19, 2003
Strong Speaks Out
Says firm has hired outsiders to investigate the Spitzer allegations...
MutualFundWire.com - Friday, September 19, 2003
Another Review for Cash Balance Plans?
Yet another regulator may weigh in on cash balance plans...
401kWire.com - Friday, September 19, 2003
Aegon Chief on Retirement Path
The retirement services honcho will stay on for two years to help with the transition and other projects...
401kWire.com - Friday, September 19, 2003
Bear Clawed Account Balances
How bad was the damage in 401k accounts? The ICI takes a stab at measuring the damage...
401kWire.com - Friday, September 19, 2003 - Reader Rating: 4
Mega-Sponsor Seeks Analyst
The Chicago-based sponsor of a $20 billion 401k plan is seeking someone to help select and monitor investment managers...
401kWire.com - Friday, September 19, 2003
401k Plans Beat DB Plans
The bear market is overshadowing the success of the defined contribution system...
401kWire.com - Thursday, September 19, 2002
401k Changes Victim of Iraq
The anticipated war with Iraq crowded 401(k) changes out of the budget, the White House said today...
401kWire.com - Thursday, September 19, 2002
Integrity Funds Exec Killed in Accident
The North Dakota fund firm said today that Richard Olson was killed in an auto accident. Robert Walstad is retaking his duties...
MutualFundWire.com - Thursday, September 19, 2002 Views
Insurer Adds to Denver Office
A West Coast bundled provider builds out its institutional sales team with three additions...
401kWire.com - Thursday, September 19, 2002
TPA Throws Hat in SoloK Ring
A Midwestern administrator rolls out a non-proprietary product for the self-employed...
401kWire.com - Thursday, September 19, 2002
Cleveland Donors Get Charitable Fund
A local bank is pairing its funds with the Cleveland Foundation to offer a charitable gift fund...
MutualFundWire.com - Thursday, September 19, 2002 Views
SunGard Adds Imaging Solution
The firm porting an offering from its employee benefits business for its fund clients...
MutualFundWire.com - Thursday, September 19, 2002 Views
TPA Predicts Savings from STP
The administrator reports it will be able to grow its business 50 percent without adding to costs after automating...
401kWire.com - Thursday, September 19, 2002
CRA Names Top Asset Managers
The consultant hands out kudos to what it considers the six top-performing asset managers in the industry...
401kWire.com - Thursday, September 19, 2002
Fiserv Names COO
The bank creates four additional operating groups as part of reorganization...
MutualFundWire.com - Thursday, September 19, 2002 Views
MSN Adds More Morningstar
Nine more country Web site will get the fund data and screening tools...
MutualFundWire.com - Thursday, September 19, 2002 Views
Fido Looks Overseas
The fund giant is touting the benefits of non-US stocks. It plans new funds and analyst hirings also...
MutualFundWire.com - Thursday, September 19, 2002 Views
Oak Selects SEI
SEI provides distribution and other services for the firm's five funds...
MutualFundWire.com - Wednesday, September 19, 2001 - Reader Rating: 3
Switch for Subscription Period
Hyperion extends the rights offering for closed-end fund...
MutualFundWire.com - Wednesday, September 19, 2001 - Reader Rating: 3
Harbor Fund Steers New Course
The board of trustees have made some modifications including a shift in the investment objective...
MutualFundWire.com - Wednesday, September 19, 2001 - Reader Rating: 3
Tapping ExpertPlan
Another firm enters into an alliance with the online plan administrator...
401kWire.com - Wednesday, September 19, 2001 - Reader Rating: 3
Participants Move to Fixed Income
Hewitt reports that there was heavy trading toward conservative investment offerigns in the first day of trading since the national disaster...
401kWire.com - Wednesday, September 19, 2001 - Reader Rating: 3
He Is Back
Jeff Hemker is back at PFPC...
401kWire.com - Wednesday, September 19, 2001 - Reader Rating: 3
Allianz in More Talks
Reports are that Allianz is now in takeover talks with at least four U.S. fund companies. ..
MutualFundWire.com - Tuesday, September 19, 2000 - Reader Rating: 3
Principal in Two Deals
The insurer is aggressively using the Web to expand its reach even further. ..
401kWire.com - Tuesday, September 19, 2000 - Reader Rating: 3
AERS Adds Fund
American Express has added Artisan International to its 401k program. ..
401kWire.com - Tuesday, September 19, 2000 - Reader Rating: 3
AERS Adds Fund
American Express has added Artisan International to its 401k program. ..
MutualFundWire.com - Tuesday, September 19, 2000 - Reader Rating: 3
September 19, 2000
Funds Face "Euro Drag"..
MutualFundWire.com - Tuesday, September 19, 2000 - Reader Rating: 3
September 19, 2000
Funds Face "Euro Drag"..
401kWire.com - Tuesday, September 19, 2000 - Reader Rating: 3
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