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News Stories Archives - Since 1998
T. Rowe Expands NTF Distro Through a Key Platform
The Baltimore-based mutual fund shop adds its Investor Class shares to a mutual fund supermarket...
MutualFundWire.com - Tuesday, July 18, 2017
Unified Trust Company Makes a New Hire
A former HK Financial consultant joins Unified Trust. ..
401kWire.com - Tuesday, July 18, 2017
Follow the Fundsters - July 18, 2017
The latest hires, fires, and more!..
MutualFundWire.com - Tuesday, July 18, 2017
Sears is Sued in 401(k) Suit
Sears Holding Corp and its CEO are being sued by its 401k plan participants.....
401kWire.com - Tuesday, July 18, 2017
Fi360 Forms A New Role
A lead role was created at Fi360 with growing demand.....
401kWire.com - Tuesday, July 18, 2017
Potter Passes the Reins at Northern Trust AM
This fall a familiar face will take over the publicly-traded Chitown bank's $1-trillion-AUM asset management arm...
MutualFundWire.com - Tuesday, July 18, 2017
ABG Knows How to Help Advisors
This move by ABG also comes along with a new hire... ..
401kWire.com - Tuesday, July 18, 2017
American Beacon Just Invested In a Gotham Startup. Here's Why.
MFWire talks with the subadvised mutual fund shop's COO about the recent acquisition of a minority stake in an active ETF boutique...
MutualFundWire.com - Monday, July 18, 2016
A Colorado KPA Shop Adds a Wealth Manager
The new hire previously worked at the Boston Behemoth...
401kWire.com - Monday, July 18, 2016 - Reader Rating: 5
A VALIC Alum Returns for a Second Stint
The recordkeeping firm is looking to enhance its relationships with retirement consultants. ..
401kWire.com - Monday, July 18, 2016
Swisher Hires a DailyAccess Vet
The Pentegra Retirement Services SVP says he is now "officially done" with building out the provider's sales force...
401kWire.com - Monday, July 18, 2016 - Reader Rating: 5
The New Fund Fuss -- July 18, 2016
The latest fund launches are here!..
MutualFundWire.com - Monday, July 18, 2016
Two Taft-Hartley Specialists Join Milliman
Updated | A pair of Hancock and New York Life alumni will serve as senior consultants for the actuarial shop's DC solutions effort...
401kWire.com - Monday, July 18, 2016 - Reader Rating: 2
Discount Retailer Is Target of a Stock Drop Lawsuit
The Minnesota-based company oversees a $7.3 billion DC plan across approximately 292,340 participants. ..
401kWire.com - Monday, July 18, 2016 - Reader Rating: 4
$63MM Atlanta Plan Sponsor Picks Schwab and Milliman
Meanwhile, the company's SVP of risk management will be retiring in August. ..
401kWire.com - Monday, July 18, 2016
Galvin Worries About Advisors Using Robos
The MA politician previously expressed concerns that roboadvisors might not really be able to be RIAs in his state. And now he has something to say about other advisors who team up with robos...
MutualFundWire.com - Monday, July 18, 2016
Steers Finds a New Marketing Chief
A Principal Global Investors alum takes a top post at Cohen & Steers...
MutualFundWire.com - Friday, July 18, 2014 Views
A $2.93B 401k Manager Moves On
The Fortune 500 company's U.S. retirement and benefit plans manager left in May...
401kWire.com - Friday, July 18, 2014
A J.P. Morgan Private Bank Honcho Joins a Prudential Sub-Advisor
The financial marketing veteran will handle, in addition to marketing, communications for the quant shop...
MutualFundWire.com - Friday, July 18, 2014 Views
This $52B Shop Is Expanding Its DC I-O Team
A 401k industry veteran took over DC I-O at this mutual fund shop last year. Now he's hiring national accounts and direct sales staff...
401kWire.com - Friday, July 18, 2014
Open-End Mutual Funds Are Ascendant at This $52B Asset Manager
The real estate-focused asset manager beat analysts' expectations for its Q2 2014 earnings and revenue...
MutualFundWire.com - Friday, July 18, 2014 Views
Does America Need a Taste of New Zealand's KiwiSaver?
Two Washington think tank bigwigs try to bring the island nation's retirement plan savings ideas across the Pacific...
401kWire.com - Friday, July 18, 2014 - Reader Rating: 5
The CEO of America's Retirement Company Is Trying to Demystify Savings
Voya's chief talks to his hometown paper...
401kWire.com - Friday, July 18, 2014 - Reader Rating: 4.72
$91,000 Per Participant and Counting
Fidelity's recorkdept 401k plans hit an all-time high for the provider in Q2 2014...
401kWire.com - Friday, July 18, 2014 - Reader Rating: 5
An RIA Hires in Colorado
A colorado-based RIA firm hires a research associate...
401kWire.com - Friday, July 18, 2014 - Reader Rating: 5
How Bad's the Blood Between M* and DoubleLine? It's Not Ratable
DoubleLine folks won't talk with Morningstar.com analysts, so the analysts respond in kind...
MutualFundWire.com - Friday, July 18, 2014 Views - Reader Rating: 5
For Participation, It's All In the Key Features
And they can make your plan participation rate jump by up to 70 percent...
401kWire.com - Thursday, July 18, 2013 - Reader Rating: 5
Janus Brings a Top Hartford Alum to INTECH
Updated | The Denver fund shop's subsidiary hires a consultant relations chief...
MutualFundWire.com - Thursday, July 18, 2013 Views
Trone Takes Advisors to West Point
The fiduciary guru is amping up his leadership training efforts for retirement plan advisors, fundsters, and others in the financial services business...
401kWire.com - Thursday, July 18, 2013
Goldman PMs Talk Fixed Income Over Breakfast
And they're feeling good about 2014. ..
MutualFundWire.com - Thursday, July 18, 2013 Views
A Futures Fund Hits $100MM
The product tracks the Auspice Managed Futures ER Index...
MutualFundWire.com - Thursday, July 18, 2013 Views
AIP Switches Transfer Agents
The board of trustees of the Alternative Investment Partners [profile] funds has approved changing the transfer agent for its Absolute Return Fund, Multi-Strategy Fund, Macro Registered Fund, and Morgan Stanley Global Long/Short Fund. Effective August 5, UMB Fund Services will replace Boston Financial Data Services as the funds' transfer agent. [SEC Filing:I] [SEC Filing:II] [SEC Filing:III] [SEC Filing:IV]...
MutualFundWire.com - Thursday, July 18, 2013
This WisdomTree Fund Will Hit Shelves in One Week
On or about July 25, shares of WisdomTree's [profile] U.S. SmallCap Dividend Growth Fund will be available. [SEC Filing]...
MutualFundWire.com - Thursday, July 18, 2013 Views
Pioneer Adds B Shares For a Fund
Yesterday, Pioneer's [profile] Strategic Income Portfolio was slated to begin offering B shares, in addition to the A and E shares already offered. [SEC Filing]...
MutualFundWire.com - Thursday, July 18, 2013
Franklin Updates a PM List
Franklin's [profile] Income Fund has updated its PM information. Edward Perks, Matthew Quinlan, Alex Peters, Charles Johnson, and Edward Perks are listed as PMs for the fund. [SEC Filing]...
MutualFundWire.com - Thursday, July 18, 2013 Views
361 Tweaks Its Long Short Fund
The board of trustees of Investment Managers Series Trust approved changes to the investment objective of the 361 Long/Short Equity Fund [profile] that will go into effect on or about September 15. The fundís advisor believes the investment objective change will better reflect the Fundís underlying investment strategies. [SEC Filing]...
MutualFundWire.com - Thursday, July 18, 2013
The Senate Confirms Borzi's New Boss
The Department of Labor has a native of Buffalo, New York as its new leader...
401kWire.com - Thursday, July 18, 2013 - Reader Rating: 4
This Consultant Wants to Help Hedge Fundsters Win Mutual Fund Biz
Now that alternative mutual funds are popular, hedge funds want to launch their own, and they have turned to Cordium to get through legal compliance. ..
MutualFundWire.com - Thursday, July 18, 2013 Views
Small Cap Funds Offer More Alpha
According to Morningstar's Adam Zoll, small cap funds tend to hug the indexes less than large cap funds...
MutualFundWire.com - Thursday, July 18, 2013
Emerging Market ETFs Performance Perks Up
Emerging market ETFs are beginning to perform better as investors relax on interest rates...
MutualFundWire.com - Thursday, July 18, 2013 Views
Gamble is Building Out His Team at F-Squared
Paul Gamble is upping the downside risk focus at F-Squared, and setting on a hiring sweep. ..
401kWire.com - Thursday, July 18, 2013 - Reader Rating: 2.5
One Advisor Can't See How Bond Funds Will Be OK
InvestmentNews Jeff Benjamin writes about what firms are doing to prevent more bond fund selloffs...
MutualFundWire.com - Thursday, July 18, 2013 Views
A Fido PM Sings Virtue of Bank Stocks
Fidelity PM Chris Lee wrote in Barrons about the prospect of once neglected bank stocks...
MutualFundWire.com - Thursday, July 18, 2013 Views
USA Today Picks Up BlackRock's "ETFs Are the True Market" Tune
USA Today writes about the risks of trading bond ETFs during the day and references BlackRock's statement on the nature of ETFs. ..
MutualFundWire.com - Thursday, July 18, 2013 Views
Gross Gobbles Up Treasurys After Bernanke's Remarks
The bond fund king is buying 5- to 7-Year Treasurys on the heels of the Fed Chairman's testimony. ..
MutualFundWire.com - Thursday, July 18, 2013 Views
Dell Deal Vote Gets Closer To No
Wednesday night, it became clear that the Dell deal had more opposition than previously thought, with Vanguard and State Street joining the fray. ..
MutualFundWire.com - Thursday, July 18, 2013 Views
Action Gap Hinders Willing 401(k) Investors
Investors want to save for retirement, it's just a matter of knowing how, SSgA Survey Says ..
401kWire.com - Wednesday, July 18, 2012 - Reader Rating: 4
OpFunds' SteelPath Buy Is Both Deliberate and Serendipitous
The MassMutual subsidiary's CIO talks about a deal that will bring a $2.6B shop under the OpFunds umbrella...
MutualFundWire.com - Wednesday, July 18, 2012 Views
Stork and Reaper for July 18, 2012
The MFWire's daily report on mutual fund births and deaths...
MutualFundWire.com - Wednesday, July 18, 2012 Views
Gonnella Strikes Another Deal
Lincoln Trust buys a Wisconsin RKer...
401kWire.com - Wednesday, July 18, 2012
McCabe Builds Stadion's Team
Stadion looks to hire external wholesalers within the next nine months...
MutualFundWire.com - Wednesday, July 18, 2012 Views
Dimensional Confirms Alcorta's Role
Alcorta will serve as Dimensional's new defined contribution VP ..
401kWire.com - Wednesday, July 18, 2012
Segal Rogerscasey Promotes
John DeMario names a new senior VP in the firm's New York office..
401kWire.com - Wednesday, July 18, 2012
Ahmed Expands Templeton's DC I-O Team
Eight new staffers have been added in recent months...
401kWire.com - Wednesday, July 18, 2012 - Reader Rating: 5
A Commonwealth 401k Advisor Expands
A top retirement plan specialist hires a service staff and has two more positions to fill...
401kWire.com - Wednesday, July 18, 2012
Could Egypt Steal Pimco's CEO? No Says El-Erian.
El-Erian may be offered a position in the Egyptian cabinet...
MutualFundWire.com - Wednesday, July 18, 2012 Views - Reader Rating: 4
Why Are BlackRock Shares Cheap Asks the WSJ
The WSJ reports BlackRock's earnings for this quarter and then delves further...
MutualFundWire.com - Wednesday, July 18, 2012 Views
Pimco's Total Return ETF Passes Another Milestone
The just-launched ETF continues to outperform its big brother, the Total Return Fund...
MutualFundWire.com - Wednesday, July 18, 2012 Views
Advisor Pub Highlights ETF Spat Between Vanguard and Bogle
The world's biggest mutual fund company releases research on ETF usage that InvestmentNews claims should ease Bogle's concerns...
MutualFundWire.com - Wednesday, July 18, 2012 Views
MarketWatch Columnist Looks at AQR and Defensive Equity Funds
A flurry of fund launches has caught the attention of Robert Powell, who takes a closer look at AQR from the advisor's view...
MutualFundWire.com - Wednesday, July 18, 2012 Views
A Mega Plan Sponsor Adds Index Funds
It's also adding a Roth investment option for participants...
401kWire.com - Monday, July 18, 2011
Huntington Snags a JPMorgan Exec
The wholly owned subsidiary of Huntington Bancshares Incorporated is beefing up its operations team...
MutualFundWire.com - Monday, July 18, 2011 Views
Are Target-Date Funds Flawed?
An online brokerage shop says target-date funds are outdated...
401kWire.com - Monday, July 18, 2011 - Reader Rating: 1
DoubleLine Preps a Fifth Mutual Fund
Jeff Gundlach and his team file to create a new offering, this one focused on shorter-duration fixed income securities...
MutualFundWire.com - Monday, July 18, 2011 Views
Another RKer Hooks Up With Edward Jones
The B-D is making its rounds among RKers...
401kWire.com - Monday, July 18, 2011 - Reader Rating: 1
Schwab Catches App Fever
The parent of a 401k RKer releases its latest earnings report...
401kWire.com - Monday, July 18, 2011
An ERISA Law Specialist Branches Out to Buffalo
A top legal eagle in the retirement plan business adds a third office...
401kWire.com - Monday, July 18, 2011
Aston Launches a DoubleLine-Sub-advised Fund
A conference meeting results in the launch of Aston's 25th fund...
MutualFundWire.com - Monday, July 18, 2011 Views
A Fidelity Client Ups its Match
The Wayne, New Jersey-based plan sponsor raises its matching contributions for new employees...
401kWire.com - Monday, July 18, 2011
The NYTimes Pits Virtus Against Vice
The national paper profiles two top-performing mutual funds...
MutualFundWire.com - Monday, July 18, 2011 Views
Beantown PMs Ponder a Possible U.S. Default
A Boston paper talks to several mutual fund PMs about how they're protecting their portfolios...
MutualFundWire.com - Monday, July 18, 2011 Views
Stevens Continues to Have Faith in ETFs
The CEO of FaithShares, which is liquidating its entire ETF lineup, is starting a new venture...
MutualFundWire.com - Monday, July 18, 2011 Views
AQR Goes Back to its Roots
The alternative shop is going back to the roots of absolute return with its latest offering...
MutualFundWire.com - Monday, July 18, 2011 Views
T. Rowe Likes Online Discounts
The fund shop unveils its bets on two online discount concerns...
MutualFundWire.com - Monday, July 18, 2011 Views
Thomson Vet Joins Stable Value Team
A GIC and wrap provider adds a new director to its lineup...
401kWire.com - Friday, July 18, 2008
BATS Gets a CFO
BATS trading has promoted an insider to the post of chief financial officer...
MutualFundWire.com - Friday, July 18, 2008
White Horse Co-Founder Takes a Different Path
A veteran retirement advisor in the Southeast heads to a brand new practice...
401kWire.com - Friday, July 18, 2008
ETF Launches Continue at Fast Clip
June saw many launches and a few liquidations...
MutualFundWire.com - Friday, July 18, 2008 Views
Former Foreside Exec Moves to a Fund Firm
The former president of Foreside Advisory Network has joined a fund company...
MutualFundWire.com - Friday, July 18, 2008 Views
Merrill Lynch Hikes its Advisor Headcount
Despite bad market conditions, the company's wealth management group added advisors...
MutualFundWire.com - Friday, July 18, 2008
Judge Gives Class-Action Stamp to Kraft Fee Suit
An Illinois judge on Thursday gave class action status to the suit lodged by Schlichter Bogard & Denton on behalf of some plan participants...
401kWire.com - Friday, July 18, 2008
Wilmington Trust Retirement Revenue Doubles With AST
A tough quarter for the overall firm belies the growth of its retirement unit...
401kWire.com - Friday, July 18, 2008 - Reader Rating: 2
Tom Bailey Gets Hometown Press
The founder of Janus is making news again...
MutualFundWire.com - Friday, July 18, 2008 Views
Putnam Pushes a New Product
The revamped Putnam Investments is launching a new fund...
MutualFundWire.com - Friday, July 18, 2008 Views - Reader Rating: 1
Ziegler Boosts Number of Consultant Callers
The Chicago firm which sponsors the North Track mutual funds has expanded the team that calls on institutional investment consultants...
MutualFundWire.com - Friday, July 18, 2008 Views
WSJ Spotlights BlackRock's Numbers
Katherine Wegert devotes the Friday Fund Track to BlackRock's second quarter results...
MutualFundWire.com - Friday, July 18, 2008 Views
How Much Is J.C. Flowers Paying for Bisys' Retirement and Insurance Units?
The total price tag for the two units has emerged...
401kWire.com - Wednesday, July 18, 2007 - Reader Rating: 3.5
Cox Calls for Increased Muni-Bond Oversight
Christopher Cox want more oversight for the municipal-bond market...
MutualFundWire.com - Wednesday, July 18, 2007
Analyst: Schwab Will Overtake Merrill In 2010
A Citigroup analyst sees Schwab dethroning Merrill Lynch as the biggest brokerage in 2010...
MutualFundWire.com - Wednesday, July 18, 2007 - Reader Rating: 3.5
Fiduciary Experts Certify First U.S. Plan With CEFEX
A Lone Star State firm completes the assessment of plan with a Prairie State wealth management sponsor. ..
401kWire.com - Wednesday, July 18, 2007 - Reader Rating: 4.5
You're Never Too Young for a Mutual Fund
Monetta Mutual Funds is giving kids a hands-on way to learn about investing...
MutualFundWire.com - Wednesday, July 18, 2007 Views - Reader Rating: 4
DuPont's Stable Value Head Departs
The exec overseeing the stable value team at DuPont Capital Management has moved on...
401kWire.com - Wednesday, July 18, 2007
First Citizens Adds UMAs to Product Line-up
First Citizens Securities Corporation has launched a UMA offering...
MutualFundWire.com - Wednesday, July 18, 2007
Schwab's Target-Date Fund Assets Top $2 Billion
Assets in Schwab's target-date offerings are up 50 percent this year...
401kWire.com - Wednesday, July 18, 2007
UPDATE 1: FRC Taps Contractor to Run Retirement, Adds Another Specialist
The Bisys unit chooses one of its research partners to lead its retirement markets effort and adds a variable annuity specialist...
401kWire.com - Wednesday, July 18, 2007
Chi-town Transit Plan Might Go DC
A new proposal would close the Chicago Transit Authority's pension fund to new employees while requiring current employees to contribute more. ..
401kWire.com - Wednesday, July 18, 2007
IT Pro Lands at Terra Nova
The Chicago-based firm has appointed a chief technology officer...
MutualFundWire.com - Wednesday, July 18, 2007
Judge Junks RiverSource Fee Suit
A judge in Minnesota has tossed out a case brought against Ameriprise subsidiary RiverSource Investments...
MutualFundWire.com - Wednesday, July 18, 2007 Views - Reader Rating: 3.17
Spark Institute Backs Continued Use of 12b-1s
The Spark Institute has urged the SEC to keep allowing mutual funds to make payments to plan providers under 12b-1 programs...
401kWire.com - Wednesday, July 18, 2007 - Reader Rating: 5
Investors Put Fund Cost Above All Else
Low cost funds have fallen into favor with investors according to the Investment Company Institute...
MutualFundWire.com - Wednesday, July 18, 2007 Views - Reader Rating: 3
Portfolio 21 to Intro New Share Class
Following the success of the Portfolio 21 fund, Progressive Investment Management has decided to introduce an institutional share class to the fund...
MutualFundWire.com - Wednesday, July 18, 2007 Views
Pension Reform Tomorrow?
A key senator says compromise may be reached on Wednesday...
401kWire.com - Tuesday, July 18, 2006
Ariel Funds Converts to Access Data
Pittsburgh-based Access Data has converted Ariel Capital Management onto its SalesVision platform. The Chicago-based fund firm will use the system to track sales for its Ariel Mutual Funds...
MutualFundWire.com - Tuesday, July 18, 2006 Views
It's Moving Day for Fido Workers in Rhode Island
More than 150 Fidelity workers are getting a new address this week. The Boston Behemoth started moving the workers to the former American Express building in downtown Providence, Rhode Island yesterday. The two-week-long move will see 325 workers relocate by the end of the month, according to a published report...
MutualFundWire.com - Tuesday, July 18, 2006 Views
Putnam Trustees Recommend
Putnam's fund trustees are recommending a thumbs down vote on the possible open-ending of the firm's High Yield Municipal Trust (NYSE: PYM). Separately, they also said Tuesday that the annual meeting for the Putnam Managed High Yield Trust (NYSE: PTM) has been pushed back due to delays in the mailing of proxy materials relating to the proposed merger of the fund...
MutualFundWire.com - Tuesday, July 18, 2006 Views
MLIM Lands SSgA Product Pro
Merrill Lynch Investment Managers has tapped a State Street Global Advisors (SSgA) executive for its product development team focused on its overseas markets...
MutualFundWire.com - Tuesday, July 18, 2006 Views
Defunct Pennsylvania Plan Sponsor Must Pay Up
A federal judge orders a fuel company to restore nearly $35,000 in assets, plus interest, to its 401k plan. ..
401kWire.com - Tuesday, July 18, 2006
McHenry Expands Subsidiary
The Bay area outsourcer hires two new managing directors and adds a Chicago office...
401kWire.com - Tuesday, July 18, 2006
Pozen Provides Rocky Mountain Highlights
The MFS chairman highlighted key trends in the retirement industry for Fiserv clients on Monday...
401kWire.com - Tuesday, July 18, 2006
Not Growing Up Anytime Soon
Don't expect the new CIFs from Fiserv ISS and Presidium to turn into mutual funds just yet...
401kWire.com - Tuesday, July 18, 2006 - Reader Rating: 1.03
Show Me Sponsor Faces ERISA Class Action
A lawsuit against the Midwestern energy company regarding 401k fiduciary breach meets the necessary criteria, says judge...
401kWire.com - Tuesday, July 18, 2006
Merrill Lynch's Retirement Income Product in Beta
After two years in the works, the wirehouse giant is getting closer to launching its ballyhooed retirement income service that follow's in Fidelity's footsteps. ..
MutualFundWire.com - Tuesday, July 18, 2006
ING Taps M&I for New Trust CEO
The trust unit supporting ING's broker-dealers has a new chief from M&I Trust...
MutualFundWire.com - Tuesday, July 18, 2006
Ladenburg Thalmann Hits the Road With a Lighter Load
The New York native moves to Miami amid an executive shake-up...
MutualFundWire.com - Tuesday, July 18, 2006
Legg Mason Taps Strategist
Legg Mason subsidiary Legg Mason Capital Management has tapped the ranks of McKinsey & Co to fill a strategy position at the firm .....
MutualFundWire.com - Monday, July 18, 2005 Views
DoL Sues Defunct Construction Co.
Regulators sue to appoint an indy fiduciary...
401kWire.com - Monday, July 18, 2005
Industry Vet Rolls Over
The sales executive joins a rollover firm...
401kWire.com - Monday, July 18, 2005 - Reader Rating: 2
Hewitt Scores Second BPO Client
Another retailer signs on the dotted line...
401kWire.com - Monday, July 18, 2005
MassMutual Closes in on Golden Opportunity
The insurer buys a New York firm that provides retiree income products...
401kWire.com - Monday, July 18, 2005 - Reader Rating: 2
BGI Promotes Institutional Exec
Matthew Scanlan has been named head of Americas institutional business at Barclays Global Investors .....
MutualFundWire.com - Monday, July 18, 2005 Views
Putnam's Former CIO Joins Fund of Fund Shop
Ex-Putnam head of investments Steve Oristaglio has joined fund-of-hedge funds firm Gottex Fund Management .....
MutualFundWire.com - Monday, July 18, 2005 Views
Fund Family Launches Lifetime Funds
MFS' four fund asset allocation series includes two all-equity funds...
401kWire.com - Monday, July 18, 2005 - Reader Rating: 1
A Lifetime with MFS
MFS' new four-fund asset allocation family is an aggressive alternative to the others .....
MutualFundWire.com - Monday, July 18, 2005 Views
Traders Gone Wild
The Journal reports on ex-Fidelity trader Thomas Bruderman's crazy bachelor party .....
MutualFundWire.com - Monday, July 18, 2005 - Reader Rating: 4
Riggs Funds Unloads Eight Funds
Federated Investors is taking over nearly half a billion dollars in assets from the bank...
MutualFundWire.com - Friday, July 18, 2003 Views
Transamerica Hands New Duties to Nelson
The CEO of Transamerica Financial takes a broader role while Transamerica Investment Management names new sales veep...
MutualFundWire.com - Friday, July 18, 2003 Views
Bay Area Firm Saves by Swapping Back Offices
PFPC takes over a new account when the incumbent says no to a fee cut...
MutualFundWire.com - Friday, July 18, 2003 Views
Portman-Cardin III Moves On
The bill moves out of Ways and Means. Also this week -- the IRS publishes new 401(k) regulations...
401kWire.com - Friday, July 18, 2003 - Reader Rating: 4.5
Thank 401k for Your Jimmie Hatz
What do 401k plans have to do with condoms and fraud?..
401kWire.com - Friday, July 18, 2003 - Reader Rating: 3
TSP Recordkeeping Stills Shows Kinks
Some workers are taking their problems to Congress...
401kWire.com - Friday, July 18, 2003 - Reader Rating: 3
Halliburton Sued Over 401k Losses
The sponsor had capped employee holdings in its stock. Just two percent of plan assets are involved...
401kWire.com - Thursday, July 18, 2002
Dimensional Expands Client Services
Dimensional Fund Advisors is adding to its client service team in response to its expanding client list...
401kWire.com - Thursday, July 18, 2002
Gabelli Ups Buyback
The fund manager is increasing the amount of its stock it will buy in the open market...
MutualFundWire.com - Thursday, July 18, 2002 Views
Pru Blitzes Germany
The insurer is buying half of a German distributor to jump into the European retail fund market...
MutualFundWire.com - Thursday, July 18, 2002 Views
Buck Promotes Hofrichter
As national practice leader his task is to meld the compensation practices of Unifi, Buck and iQuantic...
401kWire.com - Thursday, July 18, 2002
Advice Breaks 401k Bounds
An insurer is inserting asset allocation advice into a planning tool for employers. Its engine is not from one of the big three...
401kWire.com - Thursday, July 18, 2002
Canadian Firm Tweaks Lineup
Shareholders approval fund mergers north of the border. But the US arm may not survive...
MutualFundWire.com - Thursday, July 18, 2002 Views
MLIM Lands Americas COO
An ex-Pioneer sales chief will oversee third-party retail distribution for Mother Merrill...
MutualFundWire.com - Thursday, July 18, 2002 Views
Accounting and Pensions Come Together
The bicameral committee on corporate accountability will include the primary driver of pension reform in the House...
401kWire.com - Thursday, July 18, 2002
Philly Firms Complete Merger
Walnut Asset Management has completed its merger with Addison Capital Management...
MutualFundWire.com - Thursday, July 18, 2002 Views
Orbitex Expands Revenue Shares
The firm is fighting against the big boys by appealing to service providers through their pocketbooks...
401kWire.com - Thursday, July 18, 2002
Gov't Plans Look Like Private Plan Cousins
A new study from EBRI concludes that 457 plans are taking on 401k qualities...
401kWire.com - Wednesday, July 18, 2001 - Reader Rating: 3
SSB Consulting Adds Subadvisors
The firm has added two institutional money management specialists to subadvise Consulting Group funds...
MutualFundWire.com - Wednesday, July 18, 2001 - Reader Rating: 3
Gary Pilgrim Redefines Role
The president of PBHG funds is giving up a title and limiting his non-portfolio management duties. ..
MutualFundWire.com - Wednesday, July 18, 2001 - Reader Rating: 3
ABN AMRO Slims Fund Roster
Legg Mason to pay $115 million for Royce ... ABN AMRO to fold three funds ... Morningstar success in Japan ... New launch from Fifth Third ... Schwab study findings ... What's up at Mother Merrill?..
MutualFundWire.com - Wednesday, July 18, 2001 - Reader Rating: 3
Stilwell Reportedly Eyed Merrill Unit
Legg Mason to pay $115 million for Royce ... ABN AMRO to fold three funds ... Morningstar success in Japan ... Schwab finds passive wins ... Merrill was in talks to sell LA-Unit to Stilwell...
401kWire.com - Wednesday, July 18, 2001 - Reader Rating: 3
NewRiver Blitzes North of the Border
The firm is now offering Canadian fund filings for electronic deliver to fund firms and broker-dealers...
MutualFundWire.com - Wednesday, July 18, 2001 - Reader Rating: 3
401Konnect Connects to More VC
The firm has just completed its B round of financing...
401kWire.com - Wednesday, July 18, 2001 - Reader Rating: 3
MassMutual Chosen by Five
Five sponsors have picked the vendor for their 401k plans...
401kWire.com - Wednesday, July 18, 2001 - Reader Rating: 3
Boehner Bill Scheduled for Mark Up
The controversial advice bill will takes its first steps on the path through Congress tomorrow morning...
401kWire.com - Tuesday, July 18, 2000 - Reader Rating: 3
Barclays Offers Equity To Execs
What do the options say about the future of the management unit?..
MutualFundWire.com - Tuesday, July 18, 2000 - Reader Rating: 3
Funds Get a "Super-PX"
USAA, the specialist in providing affinity services for the military, unveiled its 5,000 fund supermarket today...
MutualFundWire.com - Tuesday, July 18, 2000 - Reader Rating: 3
Fortis Fortifies Its Broker/Dealer Channel
The new head of sales is building a team of wholesalers...
MutualFundWire.com - Tuesday, July 18, 2000 - Reader Rating: 3
ICMA Revamps Sales Force
The government plan specialist is merging its large plan and small plan sales teams and cutting the number of executives to five from eight...
401kWire.com - Tuesday, July 18, 2000 - Reader Rating: 3
MFS Hoping For A ClearFuture
MFS adds ClearFuture to its 401(k) plans; Morningstar adds NewRiver for technical expertise...
401kWire.com - Tuesday, July 18, 2000 - Reader Rating: 3
July 18, 2000
Lehman confirms SG Cowen purchase ... Fund raters more closely tied to funds ... Funds of best picks are a hit ... The creator of ETFs profiled ... New ETFs based on Fortune indices...
MutualFundWire.com - Tuesday, July 18, 2000 - Reader Rating: 3
July 18, 2000
Lehman confirms SG Cowen purchase ... Fund raters more closely tied to funds ... Funds of best picks are a hit ... The creator of ETFs profiled ... New ETFs based on Fortune indices...
401kWire.com - Tuesday, July 18, 2000 - Reader Rating: 3
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