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News Stories Archives - Since 1998
ICMA-RC's Incoming CEO Shares Some Top Priorities
Lynne Ford will take over the public sector-focused RKer next month...
401kWire.com - Tuesday, October 22, 2019
Natixis Gains an Ex-Neuberger SVP
The global asset management firm gains an SVP...
MutualFundWire.com - Tuesday, October 22, 2019
An Advizr Alum Takes a Senior Role at Vestwell
His move follows Orionís acquisition of Advizr this summer...
401kWire.com - Tuesday, October 22, 2019
DoL Smiles On E-Disclosures
The regulatory agency's team proposes applying the power of opt-out logic for a new retirement plan safe harbor, and they want your feedback...
401kWire.com - Tuesday, October 22, 2019
Four Fund Firms Win Big In Atlanta
Other winners included a wirehouse, another big B-D, and a direct indexer...
MutualFundWire.com - Tuesday, October 22, 2019
An East Coast Wholesaler Leaves Empower After Six Years
The sales vet previously worked at Pru and Transamerica...
401kWire.com - Tuesday, October 22, 2019
What to Make of the DoL's MEP Proposal
Open MEP fans have some things to smile about, but diehards will still want legislation to open things up even further...
401kWire.com - Monday, October 22, 2018 - Reader Rating: 5
Brinker's Ex-Vice Chair Joins a Startup AM
The new hire will lead retail distribution for a family office's new asset management arm...
MutualFundWire.com - Monday, October 22, 2018 Views
Another Commonwealth Vet Joins GRPAA's Exec Team
The new hire will help the KPA network's affiliates with a cross-selling opportunity...
401kWire.com - Monday, October 22, 2018
DoL Smiles on PEOs and Association MEPs, But ...
The regulatory agency issues a proposal less than two months after Trump's executive order on the subject...
401kWire.com - Monday, October 22, 2018 - Reader Rating: 5
Week In Preview, October 22-28
This week the teams at ASPPA, CEFEX, ICMA-RC, P&I, Rekon, and TRAU are all hosting events. ..
401kWire.com - Monday, October 22, 2018
Week In Preview, October 22-28
This week the teams at the FPA, the ICI, InvestmentNews, Irish Funds, Opal Group, and Schwab are all hosting events...
MutualFundWire.com - Monday, October 22, 2018 Views
Spread the Retirement Savings Word!
This is National Save for Retirement Week, and providers are rushing to celebrate. They may have some tidbits for you to use with your clients and prospects...
401kWire.com - Thursday, October 22, 2015
This $4 Billion Plan Is On the RKer Hunt
Are things Hot in Cleveland? ..
401kWire.com - Thursday, October 22, 2015
Managed Account Sales: MMI Prepares to Teach
The trade group has a new educational program slated for next year...
MutualFundWire.com - Thursday, October 22, 2015 Views
John Hancock Hires A New Regional VP
Today, John Hancock announced the hire of a new regional vice president...
401kWire.com - Thursday, October 22, 2015 - Reader Rating: 3.43
IRS Goes For Diet COLAs
Contribution limits are pretty much unchanged.....
401kWire.com - Thursday, October 22, 2015
This Wirehouse Plans to Mirror the Robos and Eat Their Lunch
A top exec at a giant B-D talks about the future of wealth management and technology...
MutualFundWire.com - Thursday, October 22, 2015 Views
Americans Are Too Optimistic About Two Key Savings Factors
Meanwhile, many Americans are seeing the power of the 401k, and not all pre-retiree age groups are saving equally. It's all part of this provider's just-released annual retirement study...
401kWire.com - Thursday, October 22, 2015 - Reader Rating: 5
Empower's Ed Murphy Supports Managed Accounts
Today, Empower released its latest findings focused around managed accounts...
401kWire.com - Thursday, October 22, 2015 - Reader Rating: 1.25
Obama Picks Two More Commishes; One Might Ring a Bell
The President nominates a Democrat and a Republican for a pair of SEC Commissioner spots. Both already have committee work with the SEC...
MutualFundWire.com - Thursday, October 22, 2015 Views
And Now Class Action Lawyers Are Circling Pimco
A Seattle firm investigates the giant bond fund shop over the expenses in its flagship offering...
MutualFundWire.com - Wednesday, October 22, 2014 Views
OppFunds, Putnam, Aberdeen and U.S. Global See STARS in Chitown
Marketing fundsters gathered in the Windy City last night for the 18th annual awards from the MFEA...
MutualFundWire.com - Wednesday, October 22, 2014 Views
Two KPAs Who Manage $830MM Join Wells Fargo
A pair of Morgan Stanley 401k plan advisors switch B-Ds...
401kWire.com - Wednesday, October 22, 2014 - Reader Rating: 5
The ERISA Advisory Council Gathers Again Soon
The council will meet for two days next month...
401kWire.com - Wednesday, October 22, 2014
Don't Just Auto-Everything: Benchmark
A provider based in the Midwest urges plan sponsors and their KPAs move beyond the 'three autos.'..
401kWire.com - Wednesday, October 22, 2014
401ks Help People See Possibilities
That's one of the findings from Wells Fargo's fifth annual middle-class retirement study, released today...
401kWire.com - Wednesday, October 22, 2014
What Do El-Erian, an eHarmony Scientist, and an Ex-Visa CEO Have In Common?
The FT highlights a startup where the former Pimco chief is putting some of his money...
MutualFundWire.com - Wednesday, October 22, 2014 Views
Vanguard's Simplification Bug Hits Payout Funds
Low cost giant does-over its managed payout strategy, reports InvestmentNews...
MutualFundWire.com - Tuesday, October 22, 2013 Views
Jaffe Asks Whether Industry Will Follow Vanguard
Columnist whether recent moves by low cost giant will spur similar actions by other firms...
MutualFundWire.com - Tuesday, October 22, 2013 Views
Is This How Active Managers Mess Up?
Barron's looks at a paper drilling down on the dumber habits of active managers...
MutualFundWire.com - Tuesday, October 22, 2013 Views
SunGard's Relius Chief Passes the Torch
The software giant's Relius chief is about to retire, and he's preparing his successor to take over...
401kWire.com - Tuesday, October 22, 2013
The ERISA Advisory Council Wants to Hear From You
...on Monday, November 4th and 5th in D.C...
401kWire.com - Tuesday, October 22, 2013
LPL Plugs Into a Midwestern RKer
Chetney and his team connect their Worksite Financial Platforms advice and rollover pieces to another 401k provider...
401kWire.com - Tuesday, October 22, 2013
A Robotic ETF Comes to Life
World's first product devoted to the robotics sector is launched...
MutualFundWire.com - Tuesday, October 22, 2013 Views - Reader Rating: 5
Fido's SSgA-Killers Are Hitting the Market
Sector ETFs powered by BlackRock will be launched Thursday. ..
MutualFundWire.com - Tuesday, October 22, 2013 Views
Murphy Promotes and Hires as a DC Topdog Leaves Putnam
James Brockelman is no longer at Putnam, and has been replaced by Steven McKay. ..
401kWire.com - Tuesday, October 22, 2013 - Reader Rating: 1.67
Another Alt Specialist Enters '40 Act Country
Newly-formed subsidiary of an alt manager launches a Long/Short product...
MutualFundWire.com - Tuesday, October 22, 2013 Views
Three Years Later, An Alt Fund Goes Strong
A boutique firm marks three-year anniversary of its multi-manager, long/short equity mutual fund..
MutualFundWire.com - Tuesday, October 22, 2013 Views
Trustees Join Two Northern Lights Boards
All three are mutual fund veterans, with one having close ties to Gemini...
MutualFundWire.com - Tuesday, October 22, 2013 Views
WisdomTree Plants Seeds Around the Globe
New WisdomTree products are rooted in international currencies and stocks...
MutualFundWire.com - Tuesday, October 22, 2013 Views
Guggenheim's Washington Group Changes an Administration
A successor has been named for the retiring co-founder...
MutualFundWire.com - Tuesday, October 22, 2013 Views
Nationwide Asks, "What's Your Date?"
"What's Your Date?" asks Nationwide's new site, and encourages plan sponsors to work with employees on their retirement goals. ..
401kWire.com - Tuesday, October 22, 2013 - Reader Rating: 3
ING U.S. Takes to the Classroom
As part of National Save for Retirement Week, ING U.S. has launched an educational campaign centered on long-term retirement savings. ..
401kWire.com - Tuesday, October 22, 2013 - Reader Rating: 1
Why is Jim McNamara Smiling?
The team led by managing director and president of Goldman Sachs Mutual Funds pulls off something of a coup...
MutualFundWire.com - Tuesday, October 22, 2013 Views - Reader Rating: 5
JP Morgan Jumps on the Smart-Beta Train
In a Monday evening filing, JP Morgan files to launch an ETF, according to Barron's...
MutualFundWire.com - Tuesday, October 22, 2013 Views
With a Taste for Acquisitions, Pinto Plans a Sales Expansion at Pentegra
The new chief talks about what's next for the bank channel-based provider...
401kWire.com - Tuesday, October 22, 2013 - Reader Rating: 4
M* Profiles Six Funds That Go to the Extreme
Three funds do really well. The other three, not so much...
MutualFundWire.com - Tuesday, October 22, 2013 Views
Putnam Garners Best of Fund Family Kudos
Analyst also ranks all of firm's funds...
MutualFundWire.com - Tuesday, October 22, 2013 Views
Reserve's Sales Head Takes the Stand
The former head of sales gives his version of the events of Sept. 15 through 16, 2008, when the Reserve Primary fund broke the buck...
MutualFundWire.com - Monday, October 22, 2012 Views - Reader Rating: 5
JPMorgan Launches Part-Passive TDFs
The asset manager's new target date series will use third-party passive ETFs...
401kWire.com - Monday, October 22, 2012
A $200MM Fund Joins a New Family
The Ameristock Fund is being reorganized into another fund family...
MutualFundWire.com - Monday, October 22, 2012 Views
There's a New Client for JPMorgan in Alaska
The RKer has snatched a $22 million plan away from Hancock...
401kWire.com - Monday, October 22, 2012 - Reader Rating: 5
ASPire Offers Advisors a Way Out of the 401k House of Mirrors
The open architecture RKer's top execs make their case to attendees of the CFDD conference in Chitown...
401kWire.com - Monday, October 22, 2012 - Reader Rating: 3.67
Nybo Calls For a 401k "Got Milk" Campaign
Top execs at Aegon's U.S. retirement shops speak to advisors at the annual CFDD conference in Chitown...
401kWire.com - Monday, October 22, 2012 - Reader Rating: 5
WisdomTree Insider Sales Worth $215MM Send Shares Plunging
The chairman and an early venture capital backer of the fund shop have announced that they're selling nearly 30 million shares. ..
MutualFundWire.com - Monday, October 22, 2012 Views - Reader Rating: 5
Calvert Hires an Internal Sales Director
The socially responsible fund specialist has named a new director of internal sales. ..
MutualFundWire.com - Monday, October 22, 2012 Views
BlackRock Celebrates with a Website
National Save For Retirement Week means a new retirement portal, naturally. ..
401kWire.com - Monday, October 22, 2012 - Reader Rating: 5
Reserve Ops Head Describes the Fund's Nightmare Final Days
The Bents' trial resumes in lower Manhattan with the company's former operations head taking the stand...
MutualFundWire.com - Monday, October 22, 2012 Views - Reader Rating: 3
A Former SunGard Top Dog Advises a Tech Shop
A retirement plan advisor platform customizer welcomes a new board member...
401kWire.com - Monday, October 22, 2012
Credit Suisse Bidders Get FT Ink
The paper looks over firms battling over CS' European ETF biz...
MutualFundWire.com - Monday, October 22, 2012 Views
Barron's Reviews the Recent Target Date Closings
A Barron's article says another firm has dumped the product...
MutualFundWire.com - Monday, October 22, 2012 Views
Reuters Spotlights Two New Total Return Offerings
The newswire investigates the trend toward total return funds...
MutualFundWire.com - Monday, October 22, 2012 Views
The Hartford Works On Its Mutual Fund Pitch
The firm courts distributors with a bolstered sales team...
MutualFundWire.com - Monday, October 22, 2012 Views
These Three Funds Will Let You Be Like Pimco
Seeking Alpha shows how to follow Pimco into hard assets...
MutualFundWire.com - Monday, October 22, 2012 Views
Skandia-Old Mutual Merger Prompts Big Distribution Push
Merger firm outlines new distribution strategy and slew of new appointments...
MutualFundWire.com - Monday, October 22, 2012 Views
How a Five-Star Fund is Trying to Escape Obscurity
The fund's adviser hopes to stand out in a sea of '40 Act products with a new campaign...
MutualFundWire.com - Friday, October 22, 2010 Views
Bon Jovi Rocks the Baron Conference
The rock group is the "surprise entertainer" at the 19th annual Baron Investment Conference. ..
MutualFundWire.com - Friday, October 22, 2010 Views
Will Franklin Double I-O Sales in Five Years?
The 401kWire sits down with a DC I-O chief to talk about his strategy...
401kWire.com - Friday, October 22, 2010
T.Rowe's Target Date AUM Rises Again
The target date fund provider had a few billion reasons to smile last quarter...
401kWire.com - Friday, October 22, 2010 - Reader Rating: 5
A Top UBS Retirement Shop Recruits From MSSB
An elite retirement plan team at a wirehouse expands...
401kWire.com - Friday, October 22, 2010 - Reader Rating: 1
T. Rowe Delivers Better-Than-Expected Numbers
The Baltimore firm's third quarter results surpassed analysts' expecations...
MutualFundWire.com - Friday, October 22, 2010 Views
Three Vanguard Funds Say Goodbye to Van Slooten
The longtime co-PM is leaving Vanguard's sub-advisor...
MutualFundWire.com - Friday, October 22, 2010 Views
Morningstar Continues its Acquisition Spree
The Chicago-based research firm is beefing up its annuities data with a new purchase. ..
MutualFundWire.com - Friday, October 22, 2010 Views
Jack Brennan Advises College Kids to Be Stubborn and Picky
Vanguard's chairman emeritus has a few choice words for the next generation of Vanguard crew members...
MutualFundWire.com - Friday, October 22, 2010 Views
Calamos Reconverts a Fund to Shut Out New Investors
The Naperville, Illinois-based firm is closing its oldest mutual fund to most new investors once again...
MutualFundWire.com - Friday, October 22, 2010 Views
Top Regulators Waffle Over Floating NAVs For Money Funds
A high level group in Washington calls for money market reform and weighs a number of options...
MutualFundWire.com - Friday, October 22, 2010 Views - Reader Rating: 5
Logue Steps Aside at State Street
A back office and fund sales vet takes over the Boston-based bank...
MutualFundWire.com - Thursday, October 22, 2009 Views
Janus Expects a New CEO by January
Armour reveals intentions on earnings call...
MutualFundWire.com - Thursday, October 22, 2009 Views
Federated Waived $36.5 Million in Fees Last Quarter
The money market fund giant unveil Q3 2009 earnings...
MutualFundWire.com - Thursday, October 22, 2009 Views
Pioneer Merges Two Mid Caps
A $268 million fund folds into a $154 million one...
MutualFundWire.com - Thursday, October 22, 2009 Views
Benchmarkers Search for an Institutional Sales Chief
A startup wants an exec to reach out to the largest plan sponsors and consultant...
401kWire.com - Thursday, October 22, 2009
Fink Reveals a Growing, Nine-Figure Ad Budget
The BlackRock chief addresses attendees at the MMI Fall Conference Thursday afternoon...
MutualFundWire.com - Thursday, October 22, 2009 Views
Fairholme Founds Focused Fixed-Income Fund
Bruce Berkowitz breaks into the bond business...
MutualFundWire.com - Thursday, October 22, 2009 Views
A Collective Fund Specialist Brings Islamic Investing to DC
Watch for the subadvisor to work on other faith-based investment options geared towards retirement plan participants...
401kWire.com - Thursday, October 22, 2009 - Reader Rating: 3.67
Is the Company Match Making a Comeback?
A quarter will bring back matches in the next six months; another quarter in the six months after that...
401kWire.com - Thursday, October 22, 2009
The Columbia Deal Has Cost Ameriprise $3 Million So Far
The insurance brokerage giant and RiverSource parent also spent $7 million last quarter propping up its money market funds...
MutualFundWire.com - Thursday, October 22, 2009 Views
Online 401(k) Adds Payroll Partners
The San Francisco-based provider now counts 167 payroll relationships...
401kWire.com - Thursday, October 22, 2009 - Reader Rating: 4
DST Adds 1.4 Million Mutual Fund Accounts
In their third quarter earnings, DST Systems reports an increase in mutual fund firm accounts...
MutualFundWire.com - Thursday, October 22, 2009 Views - Reader Rating: 1
DST Expects to Bring On 200,000 Participants By 2010
The back office specialists also increased their participant count by 100,000 in the third quarter...
401kWire.com - Thursday, October 22, 2009
Janus' Q3 Net Tumbles 68 Percent
The third quarter included severance charges associated with ex-CEO Gary Black amounting to $12.1 million...
MutualFundWire.com - Thursday, October 22, 2009 Views
Fund Flows Stay Positive for 31 Weeks and Counting
Bonds lead the way while domestic equity takes a hit...
MutualFundWire.com - Thursday, October 22, 2009 Views
Legg Mason Swings to a Q2 Profit
The asset manager saw asset outflows in the second quarter, but beat expectations...
MutualFundWire.com - Thursday, October 22, 2009 Views
Will New Money Fund Regs Arrive By 2010?
An SEC attorney warns the money market industry to be ready for change...
MutualFundWire.com - Thursday, October 22, 2009 Views
Cohen & Steers Returns to the Black
The New York City-based REIT fund specialist posts $7.5 million in third-quarter income...
MutualFundWire.com - Thursday, October 22, 2009 Views
Investors Can Now Trade Foreign Stocks Via Fidelity
The Boston Behemoth opens up its online brokerage platform...
MutualFundWire.com - Thursday, October 22, 2009 Views - Reader Rating: 5
Benartzi to Congress: Improve DC Statements, Endorse Standards
The behavioral science professor speaks alongside four more witnesses at a second House hearing, this time in California, on market volatility affecting retirement plans...
401kWire.com - Wednesday, October 22, 2008 - Reader Rating: 5
Transamerica Hires Two Wholesalers
The Los Angeles-based plan provider fills the sales posts with Principal and Nationwide alums...
401kWire.com - Wednesday, October 22, 2008 - Reader Rating: 5
Morningstar Adds Retirement Income Portfolios
The Chicago firm has taken the the wraps off three managed portfolios. ..
401kWire.com - Wednesday, October 22, 2008
Advisors: Matrix Wants in on Your Desktop
The Colorado-based trustodian unveils a new web-based application for DC intermediaries...
401kWire.com - Wednesday, October 22, 2008
ExpertPlan Private-Labels for an ETF Provider
Updated | The New Jersey-based outsourced recordkeeper unveils a partnership...
401kWire.com - Wednesday, October 22, 2008 - Reader Rating: 1
PSCA Gives its Sister Site a Makeover
The Chicago-based organization has jazzed up its participant Web site...
401kWire.com - Wednesday, October 22, 2008
BofA Names a Leader for Columbia and U.S. Trust after Merrill Deal
Bank of America has appointed an executive to head up Columbia and U.S. Trust when its acquisition of Merrill Lynch closes...
MutualFundWire.com - Wednesday, October 22, 2008 Views
Modeling Specialists Distribute New Product Via Matrix
Updated | A North Carolina firm unveils a new offering and cements a partnership with the Bluff Point subsidiary...
401kWire.com - Wednesday, October 22, 2008
DTCC Does a Transatlantic Deal
The Depository Trust & Clearing Corporation is buying a London-based firm in a deal that would create the world's largest clearing house...
401kWire.com - Wednesday, October 22, 2008
DTCC to Buy a European Clearing House for $950 Million
The deal would create the world's largest clearing house...
MutualFundWire.com - Wednesday, October 22, 2008 Views
Despite Down Markets, Fund Managers Still Anticipate Capital Gains Distributions
Several big asset managers shed light on expected 2008 year-end payouts...
MutualFundWire.com - Wednesday, October 22, 2008 Views
QDIA is Here: Did Stable Value Make the Cut?
The EBSA chief reveals the final default investment rules. ..
401kWire.com - Monday, October 22, 2007
Lord Abbett Hires a Replacement for One Muni-Bond Manager Lost to Lehman
Lord, Abbett & Co has tapped a replacement for one of its muni-bond managers that departed over the summer...
MutualFundWire.com - Monday, October 22, 2007 Views - Reader Rating: 5
JPMorgan Gets a Stable Value Happy Meal
The giant bank wins a stable value mandate from a Midwestern sponsor. ..
401kWire.com - Monday, October 22, 2007
Old Mutual Reorganizes, Refocuses Institutional Distribution
A strategy shift at the asset management firm's distribution arm cuts one position while shifting around several others. ..
401kWire.com - Monday, October 22, 2007
Ladenburg Thalmann Scoops Up Indie B-D in $40 Million Deal
Ladenburg Thalmann has acquired fellow Miami-based B-D, Investacorp...
MutualFundWire.com - Monday, October 22, 2007 - Reader Rating: 2.89
kasina Hires a Marketing Guru
William Scheckel just joined kasina as director of marketing...
MutualFundWire.com - Monday, October 22, 2007 Views
$30.7-Million Plan Taps Great-West
The Centennial State provider wins over an Old Dominion State sponsor with 5,000 participants. ..
401kWire.com - Monday, October 22, 2007
Bear Ties Up With Beijing-based CITIC
Bear Stearns has found a partner to inject some much needed capital into its business, but the size of the deal might not please everyone...
MutualFundWire.com - Monday, October 22, 2007 - Reader Rating: 3
Accum's Out at Sun Life RSI
The recordkeeper formerly known as MFS elevates one of its own as its chief heads back to its Canadian parent. ..
401kWire.com - Monday, October 22, 2007
DIA Confirms Client Investment Services Hire
The Empire State provider brings in a DC sales veteran. ..
401kWire.com - Monday, October 22, 2007
PowerShares Makes Use of Merrill Indexes for Municipal Portfolios
PowerShares has become the latest company to launch municipal bond portfolios...
MutualFundWire.com - Monday, October 22, 2007 Views
Walden Cracks the OneSource Code
Walden Asset Management has put its Walden Social Equity Fund on Schwab's OneSource platform...
MutualFundWire.com - Monday, October 22, 2007 Views
Aberdeen Files For First Open-Ended Funds
Following its merger with Nationwide, Aberdeen has filed for its first actively managed U.S. Funds...
MutualFundWire.com - Monday, October 22, 2007 Views - Reader Rating: 3
Putnam Says XShares to Launch Actively Managed ETFs
XShares is planning on making a splash in the ETF market by launching the first actively managed ETFs...
MutualFundWire.com - Monday, October 22, 2007 Views - Reader Rating: 2.57
Study: $920 Billion Will Flow to Target-Date, Target-Risk Funds in the Next Five Years
A recent white paper from consulting firm Casey Quirk Associates and Merrill Lynch predicted that target-date and target-risk funds will pull in $920 billion in new money in the next five years...
MutualFundWire.com - Monday, October 22, 2007 Views - Reader Rating: 3
Pearls of Wisdom Harvested After the '87 Crash Dot Today's Fund Track
Mutual fund managers offer Daisy Maxey some words of wisdom formed following the stock market crash of 1987...
MutualFundWire.com - Monday, October 22, 2007 Views - Reader Rating: 2
Inflows Pump Legg Mason Earnings, Royce to Close Fund
The small cap specialist is planning to close its Low-Priced Stock Fund to new investors next Friday. The New York-based fund advisor, which is a unit of Baltimore-based Legg Mason, said that it is making the move in response to ’’considerable’’ flows of new assets into the fund. ..
MutualFundWire.com - Friday, October 22, 2004 Views
Vanguard Reopens Fund
Those wanting in one the Vanguard Global Equity Fund are got another chance on Friday. The Valley Forge-based fund firm said it is reopening the fund (it had been closed for 10 months) after finding an additional subadvisor to handle new assets coming into the $965 million fund...
MutualFundWire.com - Friday, October 22, 2004 Views - Reader Rating: 4
Putnam Trims Staff
The fund firm is trimming its staff after merging two units...
MutualFundWire.com - Friday, October 22, 2004 Views
Putnam Retirement Cuts 70 Staffers
The merger between Putnam Retirement and Mercer Outsourcing leads to job cuts in the Bay State...
401kWire.com - Friday, October 22, 2004 - Reader Rating: 3
Some Say eRecordkeeper is on the Auction Block
One of the handful of remaining VC-backed e401k recordkeepers is being shopped, say industry insiders. ..
401kWire.com - Friday, October 22, 2004 - Reader Rating: 4.67
Shhh! Don’t Mention Kickbacks
Remember that kickbacks are most definitely illegal, says ASPA in apology to members...
401kWire.com - Friday, October 22, 2004 - Reader Rating: 2
PSCA Names Signature Winners
The ninth annual Signature awards recognizing top notch eduction programs have been handed out...
401kWire.com - Friday, October 22, 2004 - Reader Rating: 5
Transamerica Opens Own Studio
Is your CEO a T.V. star? The plan provider is making the tools of the T.V. trade available to clients needing more customized videos...
401kWire.com - Friday, October 22, 2004
SEC Loses Enforcement Vet
SEC veteran Thomas Newkirk, associate director of the Division of Enforcement, is leaving the agency for the private sector. Newkirk joins the Washington, D.C. office of Jenner & Block, a law firm. ..
MutualFundWire.com - Friday, October 22, 2004 Views
Tom Jones May Face SEC Action
Citigroup has disclosed that its former head of Global Investment Management, Thomas Jones, may face an enforcement action from the SEC for his role in creating an internal transfer agency to serve the Smith Barney group of funds...
MutualFundWire.com - Friday, October 22, 2004
ING Sells LA Shop
ING Investment Management is ridding itself of $4 billion in institutional assets. The subsidiary of ING Group has agreed to sell Los Angeles money manager Delta Asset Management to Berkeley Capital Management...
MutualFundWire.com - Friday, October 22, 2004 Views
Federated Admits to Improper Trading
Yet another firm has been caught in the Spitzer Web...
MutualFundWire.com - Wednesday, October 22, 2003
AIM Mergers Are A Go
The eight funds will slip away by November 3...
MutualFundWire.com - Wednesday, October 22, 2003 Views
Newest BGI ETF To Track Whole Market
Barclays Global Investors is readying a new ETF that wraps together the major stock indices...
MutualFundWire.com - Wednesday, October 22, 2003 Views
Adoption Approved! Two Funds Get New Parent
The adoption forms are complete for another two funds with a combined $96 million in assets. Their new home is in San Francisco...
MutualFundWire.com - Wednesday, October 22, 2003 Views
Vanguard: We Will Show Ours...
The fund giant gets a jump of fee disclosure. Question is will others follow suit?..
MutualFundWire.com - Wednesday, October 22, 2003 Views
New Mexico Freezes Janus
The sponsor cites scandal as concern; does some reshuffling of its funds...
MutualFundWire.com - Wednesday, October 22, 2003
TPAs To Get Another ASP Choice
Another recordkeeping software maker will let TPAs buy on an ASP or licensed basis...
401kWire.com - Wednesday, October 22, 2003
MassMutual Lands Combo DB-DC Bid
A North Carolina-based plan sponsor signs on with the insurer...
401kWire.com - Wednesday, October 22, 2003
Sponsors Put Putnam In The Hotseat
Market timing trades by plan participants may lead Massachusetts to bring a civil suit...
MutualFundWire.com - Wednesday, October 22, 2003 - Reader Rating: 3.33
Are Fund Boards Headed to Reform School?
The financial paper outlines looming changes in the way fund boards operate and are structured...
MutualFundWire.com - Wednesday, October 22, 2003
Clients Stick With Troubled Trust Co.
The new CEO says that assets entrusted to the firm have risen since word of the Canary Caper broke...
MutualFundWire.com - Wednesday, October 22, 2003 - Reader Rating: 5
GoldK Announces Tie To Matrix
The partnership aims at boosting services GoldK provides banks trusts...
401kWire.com - Tuesday, October 22, 2002
T. Rowe Adds LifeCycles
The Baltimore vendor rolls out five asset allocation funds for retirement investors...
401kWire.com - Tuesday, October 22, 2002
Hartford Refocuses On Retail & Institutional Channels
Levenson wins new responsibilities. The door may be open for the hiring of a dedicated 401k product head...
401kWire.com - Tuesday, October 22, 2002
Ohio Company Shortens List to Two
The manufacturer will make the final decision on its bundled provider next month...
401kWire.com - Tuesday, October 22, 2002
Putnam Takes Out its Two Cents from Marsh
Losses in the private-equity fund affiliated with Putnam Investments take a bite out of the earnings of its parent company...
MutualFundWire.com - Tuesday, October 22, 2002 Views - Reader Rating: 4
France Growth Names Advisor
The closed end fund has replaced Credit Agricole...
MutualFundWire.com - Tuesday, October 22, 2002 Views
Proxy Fight Goes to the Media
PaxWorld took on the rest of the fund industry over the SEC proposed proxy disclosure rules today with its new Website rollout. The media was invited...
MutualFundWire.com - Tuesday, October 22, 2002 Views
NewRiver Adds Fund Chief to Board
A retired chairman and CEO of Invesco Funds is one of two new board members at the Bay State firm...
MutualFundWire.com - Tuesday, October 22, 2002 Views
Invesco Taps Outsourced eRK Partner
The fund giant has selected a partner to handle the back office of its new small-market product...
401kWire.com - Tuesday, October 22, 2002
Access Data BizDev Director Moves On
Don Doherty left the Pittsburgh-based consultant to take a sales opportunity at one of the leading back-office firms...
MutualFundWire.com - Tuesday, October 22, 2002 Views
Web Site to Connect Shareholders to SEC
Fund shareholders are being given a megaphone to reach the SEC thanks to a trio of organizations that range from Goliath to David to one of the industry's own...
MutualFundWire.com - Tuesday, October 22, 2002 Views
DoL Starts Enforcing Blackout Rules
President Bush pushes the new rules into effect over the weekend. ..
401kWire.com - Tuesday, October 22, 2002
MetLife Exits DC Recordkeeping
The insurer cites a retreat from unprofitable lines of business as it sends recordkeeping clients to Hewitt. It will cut 450 jobs. ..
401kWire.com - Monday, October 22, 2001 - Reader Rating: 3
Teflon Industry
Where to Avoid Pink Slips ... The Fido Four...
MutualFundWire.com - Monday, October 22, 2001 - Reader Rating: 3
Teflon Industry
Where to Avoid Pink Slips ... The Fido Four...
401kWire.com - Monday, October 22, 2001 - Reader Rating: 3
Cigna Expands Offerings
The Connecticut company is adding 13 new mutual funds to its retirement platform...
401kWire.com - Monday, October 22, 2001 - Reader Rating: 3
New Fund Keeps Web Hopes Alive
Former Firsthand founder keeps his vision alive with a new fund based on Web surfers best picks...
MutualFundWire.com - Monday, October 22, 2001 - Reader Rating: 3
Social Investors Get Giving Fund
Calvert has opened what it claims as the first socially-screened charitable trust...
MutualFundWire.com - Monday, October 22, 2001 - Reader Rating: 3
Advice Enters DB Arena
The alliance of Northern Trust and Financial Engines is trying something new...
401kWire.com - Monday, October 22, 2001 - Reader Rating: 3
Mr. Consultant Goes to the Washington
A plan in the District of Columbia is seeking a consultant for its new DC plans...
401kWire.com - Monday, October 22, 2001 - Reader Rating: 3
Orbitex To Enter 401k Market
Orbitex has acquired the asset management firm and funds of Clarke Lanzen Skalla to expand its product distribution and also intends to enter the 401k fray by year's end...
MutualFundWire.com - Friday, October 22, 1999 Views - Reader Rating: 3
Week of October 22, 1999
RFP Roundup

The 401kWire.com takes its Friday look at the week in searches...
401kWire.com - Friday, October 22, 1999 - Reader Rating: 3
Ivy Funds Reopens European Opp. Fund
Upon further consideration, Ivy Mackenzie will not liquidate or merge its Ivy European Opportunities Fund, deciding that it appeals to a unique customer profile, and will reopen it later this month...
MutualFundWire.com - Friday, October 22, 1999 - Reader Rating: 3
Kemper Adds Funds
Kemper Retirement Plans has added new mutual funds to its investment options for its plan sponsor clients. From inside the firm, the new additions include the Scudder Growth and Income Fund (SCDGX), the Scudder International Fund (SCINX), and the Scudder Large Company Growth Fund (SCQGX). These funds have created a new class exclusively for retirement plans...
401kWire.com - Friday, October 22, 1999 - Reader Rating: 3
Kemper Adds Investment Options
Kemper Retirement Plans is adding both inside and outside funds to its 401k plan lineup for clients...
MutualFundWire.com - Friday, October 22, 1999 - Reader Rating: 3
Odd Lots, October 22, 1999
A Putnam song burning up the charts says, "Freedom is just another word for money you might lose" ... IBM gives managers the spooks ... Sometimes what seems safe, isn't ... Legg Mason's right to choose...
MutualFundWire.com - Friday, October 22, 1999 Views - Reader Rating: 3
Bowne Opens New Print Center
If you stand on the grounds, you have Giants Stadium on the right and the Manhattan skyline on your left. This is Carlstadt, New Jersey: home of the new print and fulfillment center from Bowne Digital Solutions...
401kWire.com - Friday, October 22, 1999 - Reader Rating: 3
King & Spalding in Finalist Stage
Atlanta, Georgia-based King & Spalding, a law firm, is down to two finalists in its search for a new recordkeeper, Steven E. Jacobs, controller, told the 401kWire.com. The plan has in excess of $100 million and 700 participants...
401kWire.com - Thursday, October 22, 1998 - Reader Rating: 3
Pru Latest to Jump on Small Plan Bandwagon
Prudential Investments and BISYS Plan Services have formed an alliance to create two new products for the small-sized 401(k) market. These services are the Prudential 401(k) for Emerging Businesses and the prudential Select (SM) Group Retirement Annuity for Emerging Businesses...
401kWire.com - Thursday, October 22, 1998 - Reader Rating: 3
Electric Power Board of Nashville Sends RFPs
Nashville, TN-based Electric Power Board is sending RFPs for its $16 million 457 plan, according to a report published in P&I Daily. The plan's current vendor is Aetna, which offers annuities, mutual funds, and guaranteed investments to the plan according to the report. ..
401kWire.com - Wednesday, October 22, 1997 - Reader Rating: 3
Bollinger Shipyards Taps NYL Benefits Services
New Orleans, LA-based Bollinger Shipyards hired NYL Benefits Services to replace Delaware Charter Trust as record keeper for its $10 million 401(k), according to a report published in P&I Daily.
..

401kWire.com - Wednesday, October 22, 1997 - Reader Rating: 3
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