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Deutsche Asset Management [view profile ]
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http://www.dws-investments.com  -  SEC Filings
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News Stories Archives - Since 1998
For Deutsche AM, It's Back to the Future
Deutsche Bank is bringing back an old brand as it prepares to IPO its asset management arm as early as the first half of next year...
MutualFundWire.com - Tuesday, December 05, 2017
28 Fund Firms Are Paying Morgan Stanley At Least $1MM
The wirehouse release details on its revenue sharing arrangements, for commission-based mutual fund purchases anyway...
MutualFundWire.com - Tuesday, August 11, 2015 Views - Reader Rating: 3
Loads of Revenue Sharing Data Is ... Just a Simple Web Search Away
A number of broker-dealers and fund supermarkets disclose the revenue-sharing fees they charge fund firms right on the Internet, including Morgan Stanley and Edward Jones, among others...
MutualFundWire.com - Thursday, July 17, 2014 Views
Deutsche Uncorks New Brews for U.S. Market
The German bank is transferring some of its successful strategies into its U.S. asset management unit and focusing its growth efforts there...
MutualFundWire.com - Wednesday, June 11, 2014 Views
After J.P. Morgan, What Other Deals Could 2014 Bring?
Here are some of the firms MFWire's editors have their eyes on...
MutualFundWire.com - Friday, April 04, 2014 Views
The Adventures of Tom Winnick Continue
The continuing journey of this veteran distribution executive landed him a managing director's position at a major fund firm...
MutualFundWire.com - Tuesday, March 11, 2014 Views - Reader Rating: 2
Highland's Board Signs on a Minor League Owner
Former Hartford EVP and chief investment strategist sits on a number of boards...
MutualFundWire.com - Thursday, December 26, 2013 Views
Woods Leaves DWS
The departure comes as a new hire takes over as president and head of fund administration for DWS Funds in the U.S...
MutualFundWire.com - Tuesday, December 10, 2013 Views - Reader Rating: 5
Miller Binds a Top Invesco Alum to DWS
Updated | The new hire serves as president of fund and head of fund administration in the U.S...
MutualFundWire.com - Wednesday, December 04, 2013 Views
Dreyfus Loses Another Sales Honcho
Second senior exec in four weeks leaves...
MutualFundWire.com - Monday, November 18, 2013 Views
DWS' Product Head Goes to Fidelity
Exec will handle investment capability management for the Boston Behemoth...
MutualFundWire.com - Friday, October 25, 2013 Views
DWS Adds Two PMs to a Pair of Real Estate Funds
Deutsche Bank's DWS [profile] added two PMs — Joseph D. Fisher and David W. Zonavetch — to the PM teams of the DWS RREEF Global Real Estate Securities Fund and the DWS RREEF Real Estate Securities Fund. John F. Robertson and John W. Vojticek continue to serve on the PM team for the Real Estate Securities Fund. Daniel Ekins, John Hammond, Chris Robinson, Robertson and Vojticek continue to serve on the PM team for the Global Real Estate Securities Fund. [SEC filing I] [SEC filing 2]...
MutualFundWire.com - Wednesday, August 28, 2013 Views
DWS Fund Modifies its Management Information
DWS Funds has revised the prospectuses for its DWS International Fund, DWS International VIP, DWS Equity Dividend Fund, and DWS Emerging Markets Equity Fund. Specifically, they have replaced the information under the ”MANAGEMENT” section of the prospectuses. The fund PMs are Thomas Voecking, Juergen Foerster, and Johannes Prix. [profile] [SEC Filing]...
MutualFundWire.com - Tuesday, August 27, 2013 Views
ETF Roundup: The SEC Staff Caves to Guggenheim and DWS on Self-Indexing and Transparency
The SEC has recently allowed three filings to go through the system without the standard disclosures. ..
MutualFundWire.com - Wednesday, August 07, 2013 Views
DWS Funds Adjusts Share Purchases
Effective on September 3, 2013, DWS [profile] has amended the purchases and redemption of shares for the Floating Rate Fund. [SEC Filing]...
MutualFundWire.com - Tuesday, August 06, 2013 Views
DWS Funds Loses Sub Advisor
Dreman Value Management will no longer serve as sub advisor to the DWS Mid Cap Value Fund, and the DWS Small Cap Value Fund. [SEC Filing]...
MutualFundWire.com - Tuesday, August 06, 2013 Views
ETF Roundup: iShares Registers 14 Active ETFs
iShares registered for 14 active ETFs shortly after Fidelity's registration of 10 passive and 3 active ETFs...
MutualFundWire.com - Friday, August 02, 2013 Views
A DWS Fund Updates Investment Strategies
DWS [profile] has amended the principal investment strategies for the Diversified Market Neutral Fund. [SEC Filing]. ..
MutualFundWire.com - Wednesday, July 24, 2013 Views
DWS Amends Four Funds Commission Schedules
DWS' [profile] California Tax-Free Income Fund, Massachusetts Tax-Free Income Fund, New York Tax-Free Income Fund, and Unconstrained Income Fund have amended their commission schedules. The changes will be effective on or about September 3. [SEC Filing]...
MutualFundWire.com - Monday, July 22, 2013 Views
A DWS Fund Says Goodbye to a Sub-Advisor
Effective May 31, QS Investors no longer serves as sub advisor to the DWS Alternative Asset Allocation Fund [profile]. [SEC Filing]...
MutualFundWire.com - Monday, July 22, 2013 Views
Money Keeps Flowing Into UITs, But Why?
UITs are having a resurgence after almost disappearing in 2008...
MutualFundWire.com - Monday, July 22, 2013 Views
Name Change For DWS Fund
Effective on or about July 19, 2013, DWS's [profile] Disciplined Market Neutral Fund will change its name to DWS Diversified Market Neutral Fund. [SEC Filing]...
MutualFundWire.com - Friday, July 19, 2013 Views
TheStreet Disses These "Poorly Executed" iShares
The Street's Ron Rowland criticized iShares new ETFs, which were rolled out last week...
MutualFundWire.com - Wednesday, July 17, 2013 Views
Global Firm Lures a High Net Worth Honcho from Goldman
Exec will lead new division focused on serving ultra-high-net worth clients in the Americas...
MutualFundWire.com - Tuesday, July 16, 2013 Views
DWS Tweaks a Bond Fund
DWS [profile] has amended its principal investment strategy for the Enhanced Emerging Markets Fixed Income Fund. [SEC Filing]...
MutualFundWire.com - Monday, July 15, 2013 Views
DWS Updates a Fund's PM List
DWS [profile] Latin America Equity Fund has updated their PM information. Luiz Ribeiro, Danilo Pereira, and Thomas U. Petschnigg started being listed as PMs to the fund this year. [SEC Filing]...
MutualFundWire.com - Friday, June 28, 2013 Views
DWS Brings in New PMS
Steven Zhou and Rahmila Nadi have been added to the PM team for the DWS Enhanced Emerging Markets Fixed Income Fund. Nadi has also been added as a PM for the DWS Enhanced Global Bond Fund, DWS Target 2014 Fund, and theDWS Target 2014 Fund. [SEC Filing:Enhanced Emerging Markets] [SEC Filing:Enhanced Global] [SEC Filing:DWS Target]...
MutualFundWire.com - Tuesday, June 11, 2013 Views
A DWS Investments PM Set to Leave Post
As of June 20, 2013, Ohn Choe will no longer serve as a PM for the following funds: DWS Core Plus Income Fund, DWS Short Duration Fund, DWS Global Income Builder Fund, DWS Strategic Government Securities Fund, DWS Global Inflation Fund, DWS Ultra–Short Duration Fund, DWS Unconstrained Income Fund, and DWS GNMA Fund. [SEC Filing]. ..
MutualFundWire.com - Tuesday, June 11, 2013 Views
Mutual Fund Shops Split on the Relevance of Climate Change
Climate change is important to some fundsters, it semms, while others are ignoring the matter. ..
MutualFundWire.com - Friday, June 07, 2013 Views - Reader Rating: 1
Which Funds are the Worst?
CNBC has the unfortunate list...
MutualFundWire.com - Monday, May 20, 2013 Views
InvestmentNews Unveils Mutual Fund Losers List
Trade pub lists a baker's dozen of funds it deems are expensive, and underperforming. Are you on it?..
MutualFundWire.com - Wednesday, May 15, 2013 Views
Stork and Reaper for the Week of May 3, 2013
Read up on all of the latest mutual fund product changes!..
MutualFundWire.com - Friday, May 03, 2013 Views
MFEA Launches a New Council
New body will focus on product management...
MutualFundWire.com - Friday, April 26, 2013 Views
Stork and Reaper for the Week of January 14, 2013
It's the first Stork and Reaper of the new year!..
MutualFundWire.com - Friday, January 18, 2013 Views - Reader Rating: 4
Another Sub-Advisor Is Dumped
This time it is a global fund that parts with its sub management...
MutualFundWire.com - Tuesday, January 15, 2013 Views
The Most Advisor-Friendly Shops of 2012 Were ...
A consulting shop recognizes mutual fund shops and others for work with financial intermediaries...
MutualFundWire.com - Monday, December 24, 2012 Views
Seven Mutual Fund Shops Win Service Awards
Was your shop honored?..
MutualFundWire.com - Monday, December 10, 2012 Views - Reader Rating: 5
Is Your Shop on The Nice List or the Naughty One?
Investment News plays Santa and lists the top and bottom 10 fund firms for 2012...
MutualFundWire.com - Friday, December 07, 2012 Views
Is Delaware's Parent Ripe for a Sale?
The WSJ wonders if Macquarie is a takeover target...
MutualFundWire.com - Tuesday, December 04, 2012 Views
Big Banks Give Funds Another Shot, But Will They Fail Again?
Bloomberg has the scoop...
MutualFundWire.com - Tuesday, December 04, 2012 Views
Dreman Shutters Five Funds
The contrarian funds had low AUMs...
MutualFundWire.com - Friday, November 30, 2012 Views
Schroders Pushes Beyond Its U.S. Beachhead
After aggressively expanding its sales force, the London import is ready for next step in U.S. invasion...
MutualFundWire.com - Thursday, November 29, 2012 Views
Franklin, Hancock, RidgeWorth and U.S. Global Win Big at MFEA
The MFEA recognizes 34 firms at its 16th annual STAR Awards in Chitown...
MutualFundWire.com - Thursday, October 25, 2012 Views
Fitschen and Jain Reveal DWS' Fate
The two co-chiefs of Deutsche Bank unveiled their 'Strategy 2015+' plan today...
MutualFundWire.com - Tuesday, September 11, 2012 Views
WSJ Is All Over Deutsche's Sale
Deutsche Bank's two chiefs prepare to lay out their turnaround vision...
MutualFundWire.com - Monday, September 10, 2012 Views
Stork and Reaper for August 16, 2012
The MFWire's daily report on mutual fund births, deaths, and changes...
MutualFundWire.com - Thursday, August 16, 2012 Views
Stork and Reaper for Monday, July 16, 2012
The MFWire's daily report of mutual fund births and deaths...
MutualFundWire.com - Monday, July 16, 2012 Views
Deutsche Execs Conclude Their Strategic Review
The fate of the U.S. arm of DWS hangs in the balance...
MutualFundWire.com - Wednesday, June 20, 2012 Views
Brenner Hires an Advisory Sales Chief at Schroders
The new exec joins from DWS...
MutualFundWire.com - Tuesday, June 19, 2012 Views - Reader Rating: 1
Why Did Walter Balk at the DWS Deal?
Reuters wonders if Guggenheim lowered its offer after Deutsche Bank withdrew a guarantee...
MutualFundWire.com - Friday, May 18, 2012 Views
RREEF Won't Satisfy Walter's Appetite
Bloomberg profiles the man leading Guggenheim Partners and his thirst for buying other asset managers...
MutualFundWire.com - Wednesday, May 16, 2012 Views
MStar Grades Target Date Funds' Stability
The mutual fund ratings firm takes a new look at the popular default options...
MutualFundWire.com - Monday, May 14, 2012 Views
The Guggenheim-DWS Deal Falls Apart
Deutsche Bank is no longer in exclusive negotiations to sell DWS Americas to Guggenheim Partners...
MutualFundWire.com - Friday, May 11, 2012 Views
Macquarie Won't Be Another Guggenheim
Delaware's parent may no longer be in the market for more asset managers...
MutualFundWire.com - Friday, April 27, 2012 Views
Three Guggenheim Chiefs Leave and Two Rise
The asset management arm of the private equity firm says goodbye to three of its own while appointing two others...
MutualFundWire.com - Wednesday, April 18, 2012 Views - Reader Rating: 5
Parker is Expected to Go With DWS to Guggenheim
The sales price looks like it is coming in at the lower end of the expected range...
MutualFundWire.com - Wednesday, April 11, 2012 Views
Is Guggenheim About to Seal the DWS Deal?
Deutsche Bank has entered "exclusive talks" for selling a number of its asset management businesses...
MutualFundWire.com - Tuesday, February 28, 2012 Views
Wells Fargo Looked at DWS
The banking giant's chief talks to the Financial Times...
MutualFundWire.com - Monday, February 27, 2012 Views - Reader Rating: 2
And the Leading DWS Bidders Are …
Which firms are circling Deustche Bank's global asset management auction?..
MutualFundWire.com - Thursday, February 23, 2012 Views - Reader Rating: 2
Deutsche Shortens its Shortlist for DWS
The parents of Columbia, Delaware and Rydex all reportedly remain in the running...
MutualFundWire.com - Tuesday, February 14, 2012 Views - Reader Rating: 4
Two Bidders Walk Away From Deutsche Bank
A third bidder is reportedly about to leave the auction for the German bank's non-European and non-Asian asset management business...
MutualFundWire.com - Thursday, February 09, 2012 Views - Reader Rating: 4
Guggenheim Joins the DWS Sweepstakes
While JP Morgan takes an early exit...
MutualFundWire.com - Tuesday, February 07, 2012 Views - Reader Rating: 4
Will Macquarie Buy Delaware a Sibling?
The Australian investment bank reportedly enters the bidding for a big asset management biz...
MutualFundWire.com - Wednesday, February 01, 2012 Views
At Least Three Finalists Circle DWS' Parent
Will the price for Deutsche Bank's non-European and non-Asian asset management business pass $2.58 billion?..
MutualFundWire.com - Friday, January 20, 2012 Views - Reader Rating: 5
Enter Round Two of the DWS Auction
Around a dozen bidders reportedly made it to the next round of the auction...
MutualFundWire.com - Thursday, January 12, 2012 Views - Reader Rating: 4
A DWS Wholesaler Heads in a New Direxion
A leveraged index fund specialist hires a senior regional director for the Northwest...
MutualFundWire.com - Tuesday, January 03, 2012 Views
Fee Chats Are Critical for Dalbar Awards
Six mutual fund firms take home Dalbar hardware for the holidays...
MutualFundWire.com - Friday, December 16, 2011 Views
How Many Billions is Deutsche's Fund Unit Worth?
Morgan Stanley analysts say the German bank's non-core asset management businesses could be worth more than some expected. ..
MutualFundWire.com - Friday, December 16, 2011 Views
Without Rewrites, Volcker Rule Bites
The new Volcker rule does not cover U.S. mutual funds, but critics argue that it could end up forcing global asset managers to make tough choices...
MutualFundWire.com - Monday, December 12, 2011 Views
DWS Sale Could be a Mixed Blessing for Shareholders
Morningstar overviews the mutual fund firm's painful history and wonders what a possible sale would mean for fund shareholders...
MutualFundWire.com - Friday, December 02, 2011 Views - Reader Rating: 2
Four Firms Vie for DeAM
Bloomberg names four possible bidders for DWS and the rest of the German bank's non-Europe and non-Asia asset management business...
MutualFundWire.com - Thursday, December 01, 2011 Views - Reader Rating: 2
Analysts' Short List of Deutsche AM Suitors Should Surprise No One
It has only been days since Deutsche Bank said it was considering a sale of its U.S. asset management arm along with other units, and already the speculation on who should buy the business has begun...
MutualFundWire.com - Monday, November 28, 2011 Views - Reader Rating: 1
Deutsche's $6-Billion Deal
A wire service highlights the German bank's decision to review 'all strategic options' for many of its asset management businesses worldwide...
MutualFundWire.com - Wednesday, November 23, 2011 Views
Deutsche Bank Examines 'All Strategic Options' For Asset Management
The global, German parent of the mutual fund firm is trying to figure out what to do with its asset management businesses...
MutualFundWire.com - Tuesday, November 22, 2011 Views
Vanguard Dominates Morningstar's New Ratings
Mansueto's analysts offer forward-looking rates of about 350 U.S. mutual funds. Who's been rated already, and how'd they do?..
MutualFundWire.com - Tuesday, November 15, 2011 Views - Reader Rating: 1
Strategic Insight's 25th Anniversary Gala in Pictures
Photo highlights from Strategic Insight's 25th anniversary gala dinner on November 7 in New York...
MutualFundWire.com - Thursday, November 10, 2011 Views - Reader Rating: 4
Mutual Fund Industry Bigwigs Take Manhattan
Chip Mason, Bruce Bent, Bob Reynolds are among the 400 fundsters that gathered in New York for Strategic Insight's 25th anniversary gala dinner...
MutualFundWire.com - Tuesday, November 08, 2011 Views - Reader Rating: 5
These Fund Firms Rule the Global Economic Stage
A paper penned by a group of Swiss researchers names the top control-holders in the world...
MutualFundWire.com - Tuesday, November 08, 2011 Views
BlackRock, Fidelity and Putnam Dominate Online
A new report examines mutual fund firms' Web sites for advisors...
MutualFundWire.com - Friday, October 14, 2011 Views - Reader Rating: 5
DWS Mulls a Global High Yield Strategy
Officials of Deutsche Bank's investment management arm have not decided whether to offer a mutual fund with that strategy...
MutualFundWire.com - Tuesday, October 11, 2011 Views
The Dow Falls 3.68 Percent, and Fund Firms Fall Further
Updated | How are mutual fund families and broker-dealers faring in today's stock plunge?..
MutualFundWire.com - Thursday, August 18, 2011 Views
A Janus VP Dies After a Triathlon
The seven-year Janus vet passed away Monday...
MutualFundWire.com - Thursday, August 11, 2011 Views - Reader Rating: 3
Will the European Crisis Produce Another Neuberger Berman?
Several U.S. mutual funds have European parents. What does the recent market volatility, particularly, mean for those fund firms?..
MutualFundWire.com - Wednesday, August 10, 2011 Views - Reader Rating: 1
Morningstar Downgrades Schwab's and DWS' Target-Date Ratings
The Chicago firm unveils its latest quarterly target-fund series report...
MutualFundWire.com - Tuesday, August 09, 2011 Views - Reader Rating: 1
Fund Firm Stocks Tumble as the Markets Shake
How are publicly-traded mutual fund firms faring?..
MutualFundWire.com - Friday, August 05, 2011 Views - Reader Rating: 5
Oppenheimer Adds Five to its Strategic Accounts Group
The fund shop is giving its distribution team a big boost...
MutualFundWire.com - Wednesday, August 03, 2011 Views - Reader Rating: 5
Who are the Visionaries of the Fund Industry?
Strategic Insight releases its list of people who have shaped the course of the mutual fund industry over the last 25 years...
MutualFundWire.com - Monday, August 01, 2011 Views - Reader Rating: 5
Dreman Hires a National Accounts Pro from Alger
The new hire takes on a newly created post at Dreman...
MutualFundWire.com - Thursday, July 07, 2011 Views - Reader Rating: 4
DWS' US Chief Says 'So Far The Plan is Working'
Mike Woods says revenue is higher and the bottom line has improved...
MutualFundWire.com - Thursday, June 30, 2011 Views - Reader Rating: 2
DWS is Poised to End the Year on a Net Positive Note, Says Woods
This would be the first time in 13 years that the fund family would end a year on net positive note, according to Mike Woods...
MutualFundWire.com - Tuesday, June 14, 2011 Views
Woods Gains a Broader Role at DWS
DWS gives its US distribution chief a bigger role...
MutualFundWire.com - Thursday, May 26, 2011 Views - Reader Rating: 1
Advisors Pick ETFs Like They Pick Other Funds
A new study from kasina examines advisors' adoption and use of exchange-traded funds...
MutualFundWire.com - Monday, May 02, 2011 Views
Kasina Hires a DWS Alum
The New York City-based research and consulting firm names the product manager for its FA Vision service...
MutualFundWire.com - Tuesday, April 12, 2011 Views
DWS Snags a First Eagle Exec
DWS has tapped a First Eagle Funds executive to head its brokerage distribution efforts...
MutualFundWire.com - Wednesday, March 16, 2011 Views - Reader Rating: 1
Pimco Continues its Hiring Spree
Pimco has seven new hires...
MutualFundWire.com - Thursday, March 03, 2011 Views
T. Rowe Replaces John Cammack with...
A former Fidelity executive...
MutualFundWire.com - Wednesday, February 23, 2011 Views - Reader Rating: 5
Morningstar Cuts its Rating on Fido's Freedom Funds by a Notch
The Chicago firm unveils the latest ratings on 21 target-fund families...
MutualFundWire.com - Tuesday, February 08, 2011 Views
DWS Sees Changes in its Top Ranks
Among other changes at the firm, the global head of distribution is moving on to other duties...
MutualFundWire.com - Thursday, December 30, 2010 Views
How Do Fund Marketers Stack Up When it Comes to Meeting Advisor Needs?
SwanDog names the top 10 firms...
MutualFundWire.com - Monday, December 06, 2010 Views
WSJ Takes Notice of a DWS Fund
Amy Or features a four-year-old DWS fund in today's WSJ Fund Track. ..
MutualFundWire.com - Thursday, December 02, 2010 Views
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