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MFWire's Deal Sheet
Filter by Deal Type
All
OR = Outsourced Recordkeeping
BU = Bundled
RK = Recordkeeping Only
IO = Investment Only
3B = 403(b)
TPA = Third Party Administrator
IC = Investment Consultant/RIA
TC = Trust/Custody
DB = Defined Benefit
MI = Miscellaneous
The information on deals listed on this table was gathered from a variety of industry sources deemed relevant by the MFWire staff. However, not all of the information has been directly confirmed by the MFWire. To submit information contact Editors@InvestmentWires.com.

Deals from 2019 Filtered for ALL
Change Year: 2009 2008 2007 2006 Filter for: All OR BU RK IO 3B TPA IC TC DB MI
Reported Seller Buyer Type Value $mm Description
12/17/2019

Announced
 Ryan Caldwell, Enrico Gaglioti, Scott Prince, Marc Spilker, John Armenio, Kirsten Pickens, Kristen Richards, Chih-Chia Wen, Chiron Global Investors FS Investments FS Members Only Members Only Related Story
12/16/2019

Closed
 SL Advisors Pacer ETFs FS Members Only Members Only Related Story
11/25/2019

Announced
 TD Ameritrade, TD Bank Group Charles Schwab MI Members Only Members Only Related Story
11/25/2019

Announced
 U.S. Bancorp Foreside Financial Group, LLC BO Members Only Members Only Related Story
8/7/2019

Announced
 Tocqueville Asset Management Sprott FS Members Only Members Only Related Story
5/29/2019

Announced
 Piper Jaffray Companies FS Members Only Members Only Related Story
5/7/2019

Announced
 PNC Financial Services Group Federated Investors FS Members Only Members Only Related Story
4/30/2019

Announced
 employees of Green Harvest Asset Management Resolute Investment Managers MI Members Only Members Only Related Story
3/18/2019

Announced
 S&P Global Market Intelligence Goldman Sachs Asset Management MI Members Only Members Only Related Story
2/26/2019

Announced
 Stacey Nutt Eagle Asset Management FS Members Only Members Only Related Story
1/18/2019

Announced
 Brandon Nelson, Frontier One Calamos Investments FS Members Only Members Only Related Story
1/8/2019

Announced
 Amy Jo Gottfurcht, John Gottfurcht Resolute Investment Managers FS Members Only Members Only Related Story
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