The MFWire
Manage Email Alerts | Sponsorships | About MFWire | Who We Are

All our 23,130 stories are here...Call 212-331-8995 to add to the pile
Get MFWire Alerts
MFWire Search Results
Results 1 to 100 of 100 results for ria AND channel. (0.477 seconds)
Huber Capital Management, LLC [view profile ]
10940 Wilshire Boulevard  Suite 925  Los Angeles   CA  90024  ph: 888-482-3726 

http://www.hubercap.com/  -  SEC Filings
Fund Profiles
News Stories Archives - Since 1998
15 Years In, a Franklin Leader Shifts
The exec now leads product and specialty sales for the publicly traded asset management giant...
MutualFundWire.com - Monday, October 26, 2020
A New England Boutique Launches Its Third ETF
They launched their second earlier this year. Yet their first also shuttered this year...
MutualFundWire.com - Monday, October 19, 2020 - Reader Rating: 5
FLX Expands a Team By Four and Adds a Sage
The team at a Basking Ridge, NJ-based firm welcomes new hires and a new advisory board member...
MutualFundWire.com - Monday, October 12, 2020
Two Discount Brokerage Deals Near Their Finish Lines
Both have now cleared final regulatory approvals. Expect both to wrap up in less than week...
MutualFundWire.com - Thursday, October 01, 2020
An Arkansas SMA Shop Makes an ETF Push
The firm is partnering with ETC on the new suite...
MutualFundWire.com - Friday, September 25, 2020
Week In Preview, September 14-20
This week, the teams at FRA, FT, ICI, Innovator, MFDF, MMI, M*, and Wells Fargo are hosting online events...
MutualFundWire.com - Monday, September 14, 2020
Spina Builds a Portfolio Service Team
An asset management-focused TPM in New Jersey hires four people to launch a team to further build out the firm's distribution model...
MutualFundWire.com - Thursday, August 27, 2020 - Reader Rating: 5
Wilczewski Aims to Bring Eight DWS Segments Closer Together
The multinational's new client coverage chief in the Americas talks institutionalization, branding, and more...
MutualFundWire.com - Tuesday, August 25, 2020
After a Retirement, a 17-Year Victory Leader Rises
A key distribution leader passed the reins at the end of last month...
MutualFundWire.com - Tuesday, August 11, 2020 Views
A Holding Co Buys Into a 12-Fund Shop and Keeps Hunting
The deal offers the holding company, traditionally a backer of institutional asset managers, an advisor-sold distribution platform...
MutualFundWire.com - Friday, August 07, 2020 Views
Prepping ETFs, a Giant Declares "No Interest" In Direct Retail
Advisors reflect on a longtime ally's history and on its coming shift...
MutualFundWire.com - Wednesday, August 05, 2020 Views
A 50-Year-Old Fund Firm's Chief Succeeds Its Co-Founder
The publicly traded firm also now has its first lead independent director...
MutualFundWire.com - Friday, July 31, 2020 Views
A 24-Year-Old Fund Family Rebrands
The subadvised fund firm's team is also about to launch another mutual fund...
MutualFundWire.com - Thursday, July 30, 2020 Views
An Advisor Distro Chief In Gotham Passes the Reins
A 10-year company veteran is taking over intermediary distribution at this mutual fund firm...
MutualFundWire.com - Thursday, July 16, 2020 Views
How Will This Fund Firm Play Its New Campaign?
A Midwestern asset manager's campaign launch came with a sports tournament...
MutualFundWire.com - Tuesday, July 14, 2020
Shaffer Brings an Intel Chief to Voya IM
The new hire will be in charge of distribution enablement and intelligence at the fund firm...
MutualFundWire.com - Wednesday, July 01, 2020
Nine Years In, a Series Trust Shop Debuts Another
A back-office ally to fundsters rolls out its second mutual fund series trust...
MutualFundWire.com - Tuesday, June 30, 2020 Views
Moss Hires Ops and Distro Chiefs For Polen
The new hires both hail from the retirement plan industry...
MutualFundWire.com - Wednesday, June 17, 2020 Views
A Multi-Boutique's Ex-CEO Dies At 59
The executive was a founding principal at the publicly traded, acquisitive asset manager...
MutualFundWire.com - Thursday, May 28, 2020 Views
An Arizona Startup Enters the MF Biz
The team is now trumpeting their first mutual fund, which debuted at the end of 2019...
MutualFundWire.com - Thursday, May 21, 2020 Views
From Crisis Comes Long-Term Opportunity
A reader argues for "leveraging digital engagement to build more profitable relationships in asset management" in the midst of the COVID-19 crisis...
MutualFundWire.com - Tuesday, May 19, 2020 Views - Reader Rating: 5
Moran Hires a Top Russell Alum
The distro veteran brings on a right hand at his new TPM shop...
MutualFundWire.com - Thursday, May 14, 2020 Views
An ETF Strategy Chief Co-Founds an NYC Shop
A exec returns from the Midwest to Gotham and teams up on a startup...
MutualFundWire.com - Friday, May 01, 2020 Views - Reader Rating: 5
A Decade In, a Key Pimco Sales Chief Rises
The exec is one of three new managing directors at the fixed income mutual fund titan...
MutualFundWire.com - Wednesday, April 15, 2020 Views
Three More Industry Conferences Feel the Crisis' Sting
One goes online, one gets postponed, and one gets cancelled outright, in light of the ongoing coronavirus pandemic...
MutualFundWire.com - Thursday, April 09, 2020 Views
An MF Vet Exits to Cut a New Path
After 14 years, a fundster distribution veteran is leading a different kind of business...
MutualFundWire.com - Tuesday, March 10, 2020 Views - Reader Rating: 5
The Boston Behemoth's Net Inflows Nearly Double
Last year, Fidelity's AUM jumped 26 percent, and operating income jumped 9.5 percent...
MutualFundWire.com - Wednesday, March 04, 2020 Views
Schwab Bets On a $10.5B-AUM SMA Shop
The deal is expected to close in the middle of the year, perhaps before the previously announced TD deal...
MutualFundWire.com - Thursday, February 27, 2020 Views - Reader Rating: 5
Franklin Buys an $806B-AUM Rival
The $4.5-billion, all-cash deal is expected to close next quarter...
MutualFundWire.com - Tuesday, February 18, 2020 Views
100,000-Plus FAs, 500-Plus AMs, 15 Employees
A giant TAMP has a new ally to fundsters and other asset managers. Who will fill her old shoes?..
MutualFundWire.com - Monday, February 03, 2020 Views
Meet Envestnet's New Chief Fundster Ally
The promotion comes after a top exec left and took over another firm's investment business...
MutualFundWire.com - Wednesday, January 29, 2020 Views
An Ex-Goldman Vet Takes Over an NYC ETF Boutique
The new chief co-founded a tactical global macro manager...
MutualFundWire.com - Thursday, January 09, 2020 Views
A T. Rowe Vet Takes Over a $42B Direct Channel
The fundster is heading west for his new role with another big fund firm...
MutualFundWire.com - Wednesday, January 08, 2020 Views
A Day-One Exec Rises As a Midwestern Startup Divides
He takes on the newly created role of COO at the asset management firm...
MutualFundWire.com - Friday, December 27, 2019 Views
So You Haven't Completed Your Strategic Plan for 2020
An ally to fundsters says there's still time to put one in place...
MutualFundWire.com - Friday, December 20, 2019 Views - Reader Rating: 5
A Founder of a $1.2T-AUM Titan Dies
The retired fundster died last weekend at the age of 84...
MutualFundWire.com - Wednesday, December 11, 2019 Views
An MF Custody Titan Prepares to Double Down In Several Areas
A mutual fund back-office chief shares his four pillars of focus for the firm as they exit part of the business...
MutualFundWire.com - Tuesday, December 10, 2019 Views
Week In Preview, December 9-15
This week the teams at Bloomberg, MarketCounsel, and T. Rowe Price are hosting events...
MutualFundWire.com - Monday, December 09, 2019 Views
From MF RIA Channel Chief to Family Office Services
A Lone Star State fundster moved to the Boston Behemoth a few months ago...
MutualFundWire.com - Thursday, December 05, 2019 Views
Schwab Gobbles a Rival Supermarket. Now What, Fundsters?
The revelation of the deal comes less than two months after both firms eliminated trading commissions on ETFs, options, and stocks...
MutualFundWire.com - Tuesday, November 26, 2019 Views
From $64.1B to $145.8B In One Quarter
An asset manager's leaders share numbers on the post-deal firm...
MutualFundWire.com - Thursday, November 07, 2019 Views
Aylward Trumpets Virtus' SMA Growth
The Connecticut asset manager's team releases their Q3 2019 earnings results...
MutualFundWire.com - Wednesday, November 06, 2019 Views
A $68.72B-AUM AM Is "Positioned to Execute" On Deals
Leadership at a fund firm's publicly traded parent talks about their Q3 earnings results...
MutualFundWire.com - Wednesday, October 30, 2019 Views
T. Rowe's AUM Rises, Despite Mister Market
The Baltimore-based global asset management firm now has $1.126 trillion in AUM...
MutualFundWire.com - Friday, October 25, 2019 Views
Five Strategies for Getting Salespeople to Adopt New Tech
An industry insider offers asset management marketers ideas for getting sale teams on board with new technology...
MutualFundWire.com - Thursday, October 24, 2019 Views
Larry Stands By Abby
The chief of the world's biggest asset manager and ETF shop says that a key alliance "is as strong as ever," despite big changes in the ETF world...
MutualFundWire.com - Wednesday, October 16, 2019 Views
Shelton's Clark Hires As a Sales Vet Retires
As a director of advisor services retires, an RBC alum fills their shoes. ..
MutualFundWire.com - Thursday, October 10, 2019 Views
Envestnet's Founder Dies
Jud Bergman and his wife were killed in a car accident yesterday...
MutualFundWire.com - Friday, October 04, 2019 Views - Reader Rating: 5
Another Online Brokerage Goes NTF For All ETFs, But ...
The move is part of a broader commission elimination at the firm and echoes recent changes at Interactive Brokers, Schwab, and TD...
MutualFundWire.com - Thursday, October 03, 2019 Views
Two Big NTF Platforms Expand to All U.S. ETFs
The moves were part of broader commission eliminations at both firms, in the U.S. and Canada...
MutualFundWire.com - Wednesday, October 02, 2019 Views
328 Models, 35 Managers, and Now Two Tiers
An RIA custodian expands a young platform on multiple fronts. But don't call it a TAMP...
MutualFundWire.com - Wednesday, September 11, 2019 Views
Eikenberg Adds Two Industry Vets to RBC GAM
The new hires will work with RIAs, bank trusts, and multi-family offices...
MutualFundWire.com - Monday, September 09, 2019 Views
Steers Adds a Global Distro Chief
The new hire reports directly to Steers' right hand...
MutualFundWire.com - Friday, September 06, 2019 Views
The Fundster 401k Roundup, August 9-30
Catch up on the latest news in the defined contribution industry...
MutualFundWire.com - Friday, August 30, 2019 Views
An RIA's MF Startup Keeps the Lead
The M* team updates flows data for July 2019 for ETFs and long-term, open-end mutual funds...
MutualFundWire.com - Thursday, August 15, 2019 Views
Schwab's Brokerage Deal Victory Comes With an MF Ally
A fundster chief assures analysts that Schwab's pending acquisition doesn't throw a wrench in an asset management deal that closed last month...
MutualFundWire.com - Thursday, August 15, 2019 Views
The Fundster 401k Roundup, June 14-August 9
The summer is flying by, and it's been too long since our last defined contribution industry update for fundsters!..
MutualFundWire.com - Friday, August 09, 2019 Views
An Employee-Owned Shop Revamps Its Second MF
Stay tuned for more launches from the firm's six-group investment management arm...
MutualFundWire.com - Thursday, August 08, 2019 Views
ICON Layoffs Leave a VP Job Hunting
A sales exec is moving on from the Denver fund firm...
MutualFundWire.com - Monday, August 05, 2019 Views
An Ex-Senior Director at Principal Switches Sides
This exec is becoming a financial advisor...
MutualFundWire.com - Monday, July 29, 2019 Views
An Ex-Fundster Chief May Not Leave After all
The multinational he vice-chairs is pushing back on rumors of his impending departure...
MutualFundWire.com - Thursday, July 25, 2019 Views
An NYC Boutique Hires a Chief
An ex-Alpine New Yorker takes over a wealth management RIA with its own MF...
MutualFundWire.com - Friday, July 19, 2019 Views - Reader Rating: 5
Ashton Kutcher and the Boston Behemoth Bet Together
The Hollywood star's VC fund and Fidelity are two backers of an ESG investing startup that aims to offer "a personalized ETF for everyone."..
MutualFundWire.com - Friday, July 19, 2019 Views
A Tactical Startup Launches and Leads
The M* team updates flows data for June 2019 for ETFs and long-term, open-end mutual funds...
MutualFundWire.com - Thursday, July 18, 2019 Views
Two Eaton Vance Arms Team Up
Under a new strategic initiative, two distribution teams will be integrated, some strategies will be rebranded, and some SMA offerings will be combined...
MutualFundWire.com - Wednesday, July 17, 2019 Views
A Director Leaves Legg After Six Years
The exec is based in Stamford, Connecticut...
MutualFundWire.com - Tuesday, July 09, 2019 Views - Reader Rating: 4
An Analytics and Sales Exec Leaves Allianz
The head of sales enablement and analytics has departed from Allianz...
MutualFundWire.com - Friday, June 21, 2019 Views
The Fundster 401k Roundup, May 17-June 14
Catch up on the latest news in the defined contribution industry...
MutualFundWire.com - Friday, June 14, 2019 Views
An Eight-Year OpFunds Vet Leaves Invesco
The move comes as OpFunds merges into Invesco...
MutualFundWire.com - Tuesday, June 11, 2019 Views
McDonough Picks Invesco's Next Third-Party NSM
An OpFunds exec takes over a team focused on the 529 and insurance channels...
MutualFundWire.com - Friday, May 31, 2019 Views
An OpFunds RIA Exec Rises As an Invesco Vet Departs
The moves come after Invesco's purchase of OppenheimerFunds closed last Friday...
MutualFundWire.com - Wednesday, May 29, 2019 Views
Three Years In, an MF Entrepreneur Targets Institutional
As the startup approached a key milestone, the chief further expanded his team in two areas. He aims to broaden their distribution and add a new product structure...
MutualFundWire.com - Thursday, May 23, 2019 Views
Fiserv Welcomes a DST and Wells Vet
The new hire now serves as SVP and general manager of digital channels...
MutualFundWire.com - Wednesday, May 22, 2019 Views
Will Pioneer's Parent Take Control of Another Multinational?
The publicly traded French firm is reportedly looking at buying a majority stake in a financial services giant's asset management arm. Yet the deal might run afoul of a familiar problem...
MutualFundWire.com - Tuesday, May 21, 2019 Views
The Fundster 401k Roundup, May 3-17
Check out the latest news from the defined contribution side of the business...
MutualFundWire.com - Friday, May 17, 2019 Views
Victory Squeezes More Out of the USAA Deal
The CEO and CFO talk to analysts on the multi-boutique's Q1 2019 earnings call...
MutualFundWire.com - Thursday, May 16, 2019 Views
Weil Hires an Insti Vet to Lead All Distro
The new Janus Henderson hire hails most recently from BlackRock...
MutualFundWire.com - Friday, May 10, 2019 Views
An Ex-TD MD Joins Vanguard
After 10 years at TD Ameritrade a MD moves over to Vanguard as head of digital, products and partnerships...
MutualFundWire.com - Thursday, May 09, 2019 Views
A 10-Year RIA Specialist Leaves Allianz GI
A director of business development in the southeast departs...
MutualFundWire.com - Wednesday, April 10, 2019 Views
A $26B Fund Administrator Will Bring ETF Support In-House
The chief is also hiring fund accountants and for transfer agency...
MutualFundWire.com - Thursday, April 04, 2019 Views - Reader Rating: 5
The Fundster 401k Roundup, March 23-29
Our sister publication offers a glimpse of the hot news in the DC I-O channel...
MutualFundWire.com - Friday, March 29, 2019 Views - Reader Rating: 1
After Tweaks and a Retirement, a Distro Chief Focuses On Execution
"The industry's going through a lot of change. We are as a company pretty right-sized to take advantage."..
MutualFundWire.com - Tuesday, March 26, 2019 Views
Why a Michigan RIA Teamed Up With a Fund Firm
The full-service firm will handle distribution for the fund, which merged into another fund...
MutualFundWire.com - Thursday, March 21, 2019 Views
A CT Research Shop Enters the ETF Biz
The firm specializes in real estate investing and is a subsidiary of a wealth management RIA...
MutualFundWire.com - Wednesday, March 20, 2019 Views - Reader Rating: 1
The Fundster 401k Roundup, March 9-15
A private equity-backed RKer buys again...
MutualFundWire.com - Friday, March 15, 2019 Views
The Fundster 401k Roundup, March 2-8
A big bank merger will also combine two RKing businesses...
MutualFundWire.com - Friday, March 08, 2019 Views
Eyeing Two Channels, This Gotham Fundster Chief Is Hiring
Also stay tuned for more product launches at the niche mutual fund and ETF shop...
MutualFundWire.com - Thursday, March 07, 2019 Views
The Fundster 401k Roundup, February 23-March 1
A big bank is rebranding its retirement plan business, too...
MutualFundWire.com - Friday, March 01, 2019 Views
Fidelity Institutional Holds Steady
Abby Johnson and her team shed light on the Boston Behemoth's interesting, and record-breaking, 2018...
MutualFundWire.com - Friday, February 22, 2019 Views
The Fundster 401k Roundup, February 16-22
One deal in particular dominated defined contribution industry headlines this week...
MutualFundWire.com - Friday, February 22, 2019 Views
A Chi-Town Team Crowns Their First Fund Merger
The deal boosts one of their funds to $122.5 million and adds another PM to the team...
MutualFundWire.com - Wednesday, February 20, 2019 Views - Reader Rating: 5
From AI Engine to Mutual Fund
A boutique division of a $50B-AUM British asset manager rolls out an MF on this side of the pond...
MutualFundWire.com - Tuesday, February 19, 2019 Views - Reader Rating: 5
The Fundster 401k Roundup
Recordkeeper and TPA deals, KPA movement, and more made headlines this week on the defined contribution side of the business...
MutualFundWire.com - Friday, February 15, 2019 Views - Reader Rating: 5
Expand Your Footprint: Four Avenues to Explosive Growth
A reader shares tips to fundsters looking to gain market share and platform placement...
MutualFundWire.com - Thursday, February 14, 2019 Views
This $538B AUM Shop's Sales Mix Diversity Is Rising
Top execs at a publicly traded mutual fund firm talk about their Q4 2018 results...
MutualFundWire.com - Thursday, February 14, 2019 Views - Reader Rating: 5
New Day, New Roboadvisor ... New Funds?
A San Fran startup has not launched mutual funds ... yet...
MutualFundWire.com - Friday, February 08, 2019 Views
What ETFs Will This Gotham Team Prep Next?
A New York City-based ETF entrepreneur talks about his hiring and product development plans...
MutualFundWire.com - Thursday, February 07, 2019 Views
What Would Waddell & Reed Buy?
Phil Sanders and other top execs at the Ivy parent talk about the B-D's Q4 2018 earnings...
MutualFundWire.com - Wednesday, February 06, 2019 Views
One of These 11 Innovators Is a Fundster
A trade publication recognizes an investment research giant's chief, an academic, a wirehouse's tech guru, a B-D network's chair, a tech ally to FAs, a KPA RIA's co-founder, and four other advisory firm's leaders...
MutualFundWire.com - Tuesday, February 05, 2019 Views
Two Years In, a Channel Chief Leaves Am Century
The exec previously worked with Envestnet and a wealth management firm...
MutualFundWire.com - Friday, February 01, 2019 Views
 News Archives
2020: Q4Q3Q2Q1
2019: Q4Q3Q2Q1
2018: Q4Q3Q2Q1
2017: Q4Q3Q2Q1
2016: Q4Q3Q2Q1
2015: Q4Q3Q2Q1
2014: Q4Q3Q2Q1
2013: Q4Q3Q2Q1
2012: Q4Q3Q2Q1
2011: Q4Q3Q2Q1
2010: Q4Q3Q2Q1
2009: Q4Q3Q2Q1
2008: Q4Q3Q2Q1
2007: Q4Q3Q2Q1
2006: Q4Q3Q2Q1
2005: Q4Q3Q2Q1
2004: Q4Q3Q2Q1
2003: Q4Q3Q2Q1
2002: Q4Q3Q2Q1
 Subscribe via RSS:
Add to My Yahoo!
follow us in feedly

©All rights reserved to InvestmentWires, Inc. 1997-2020
14 Wall Street | 20th Floor | New York, NY 10005 | P: 212-331-8968 | F: 212-331-8998
Privacy Policy :: Terms of Use