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Hartford Funds [view profile ]
5 Radnor Corporate Center  100 Matsonford Road, Suite 300  Radnor  PA  19087  ph: 610-386-7414 

http://www.hartfordfunds.com  -  SEC Filings
Fund Profiles
News Stories Archives - Since 1998
A Gotham FA Moves Ahead of a CEF Transformation
This financial advisor chose to up and leave rather than cry over spilt half-an-half at Calton & Associates...
MutualFundWire.com - Friday, September 22, 2017
New Fund Fuss - September 22, 2017
A roundup of recent launches and other industry news...
MutualFundWire.com - Friday, September 22, 2017
Axsater Hunts For a Connector
The Wells Fargo Asset Management strategic business segments chief and institutional DC I-O veteran is creating a new key position...
MutualFundWire.com - Thursday, September 21, 2017
One of Fundsters' Biggest Fears Came True, But How Much?
SEC Chairman Clayton shared potentially scary news yesterday but was light on the details...
MutualFundWire.com - Thursday, September 21, 2017
T. Rowe PMs and Wells Fargo's AM Chief Woo Reporters in Gotham
Executives from two big asset managers came to the Big Apple today. In the one case, PMs came to talk about a growing unit, and in the other, leadership shared new research...
MutualFundWire.com - Wednesday, September 20, 2017
How Much Will That SRI Deal Cost?
Pax World's buyer reveals pricing details and more about the impending acquisition...
MutualFundWire.com - Wednesday, September 20, 2017
An ETF Shop Bets on Blockchain
A publicly traded asset manager in Texas makes a strategic investment into a firm north of the border...
MutualFundWire.com - Tuesday, September 19, 2017
Follow the Fundsters - September 18, 2017
Hires, fires and the like!..
MutualFundWire.com - Monday, September 18, 2017
A UK SRI Specialist Buys a $4.5B U.S. Shop
A London-based asset manager is buying an ally on this side of the pond...
MutualFundWire.com - Monday, September 18, 2017
Week In Preview, September 18-24
The fall event season is in full swing...
MutualFundWire.com - Monday, September 18, 2017
What Advisors Want - Jeff Fishman
An FA to the behind-the-camera folks in Hollywood talks about how asset managers can best work with his firm...
MutualFundWire.com - Friday, September 15, 2017
New Fund Fuss - September 15, 2017
A roundup of recent fund launches and other industry news...
MutualFundWire.com - Friday, September 15, 2017
In Other Industries, This Would Just Be Bad PR
Another regulator smites another distributor, this time to the tune of $1.1MM, over improper use of mutual fund share classes...
MutualFundWire.com - Friday, September 15, 2017
AUM Update - September 14, 2017
The latests assets under management figures and other metrics for industry players...
MutualFundWire.com - Thursday, September 14, 2017
LPL Adds Strategists and Builds Towards a UMA Platform
The giant indie B-D's home office team is expanding a core platform in several key ways. And fundsters, they're still adding strategists...
MutualFundWire.com - Thursday, September 14, 2017
As Passive Dominates, There's Another Asset Shift Going On
M* digs into another mutual fund industry trend that has implications for all the active managers out there...
MutualFundWire.com - Thursday, September 14, 2017
Stein Opens Betterment's Doors to Two More Asset Managers
Vanguard's ETFs will no longer be the only stuff underlying portfolios at the largest independent roboadvisor...
MutualFundWire.com - Wednesday, September 13, 2017
John Hancock Investments Shifts
Manulife puts its U.S. mutual fund arm within a newly created unit, led by a soon-to-be promoted exec...
MutualFundWire.com - Tuesday, September 12, 2017
Follow the Fundsters - September 12, 2017
Hires, fires and the like!..
MutualFundWire.com - Tuesday, September 12, 2017
Moninger Brings a Top RidgeWorth Alum to Eaton Vance
The new hire will focus on the independent broker-dealer channel for the Beantown mutual fund shop...
MutualFundWire.com - Monday, September 11, 2017 - Reader Rating: 5
Filings For Fundsters - September 11, 2017
The latest mutual fund industry filings .....
MutualFundWire.com - Monday, September 11, 2017
Week In Preview, September 11-17
A 401(k) conference gets delayed as Irma batters Florida and Houston recovers from Harvey...
MutualFundWire.com - Monday, September 11, 2017
New Fund Fuss - September 8, 2017
A roundup of recent fund launches and other industry news...
MutualFundWire.com - Friday, September 08, 2017
A Mutual Fund Legal Eagle Falls at 72
A prominent investment management industry lawyer who once helped run a piece of the SEC died over Labor Day weekend after a fall...
MutualFundWire.com - Friday, September 08, 2017 Views
Sorry, Fundsters: Fees and Wholesalers Don't Sway RIAs
New research sheds light into what matters, and what doesn't, when it comes to winning advisors over to your asset managers' wares...
MutualFundWire.com - Thursday, September 07, 2017
Follow the Fundsters - September 6, 2017
Hires, fires and the like!..
MutualFundWire.com - Wednesday, September 06, 2017
Filings For Fundsters - September 5, 2017
The latest mutual fund filings .....
MutualFundWire.com - Tuesday, September 05, 2017
TA Puts a New Chief In Charge of Russell
The new hire succeeds Len Brennan, who will become a strategic advisor to the firm next year...
MutualFundWire.com - Tuesday, September 05, 2017
Week In Preview, 9/5-10
It's almost 401(k) day!..
MutualFundWire.com - Tuesday, September 05, 2017
New Fund Fuss - September 1, 2017
A roundup of recent fund launches and other industry news...
MutualFundWire.com - Friday, September 01, 2017
Gerstein Fisher Says Goodbye to a 401k Sales Vet
A distribution executive is moving on from the Gotham quant shop...
MutualFundWire.com - Friday, September 01, 2017
Filings For Fundsters - August 31, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Thursday, August 31, 2017
Turner Buys Into the ETF Biz
While shuttering its old mutual funds, the PA mutual fund shop is acquiring a Midwestern ETF startup. Meanwhile, an affiliated fintech company makes a key alliance...
MutualFundWire.com - Wednesday, August 30, 2017 Views - Reader Rating: 5
Will B-Ds Kill or Keep Direct Fund Biz? Is There a Third Way?
Two firms are teaming up to help broker-dealers and their FAs adapt to a changing environment, without shifting their mutual fund only clients into traditional brokerage accounts...
MutualFundWire.com - Tuesday, August 29, 2017 - Reader Rating: 5
Follow the Fundsters - August 29, 2017
Hires, fires and the like!..
MutualFundWire.com - Tuesday, August 29, 2017
A Freshly Rebranded Boutique Hunts For 10
Most of the new positions at the 45-person, SRI-focused asset manager will be on the distribution side...
MutualFundWire.com - Monday, August 28, 2017
Filings For Fundsters - August 25, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Friday, August 25, 2017
Muzinich, KraneShares, and Chilton Rise Up!
An analysis of the fund flow report for firms with AUMs under $1 billion for the month of July...
MutualFundWire.com - Friday, August 25, 2017
New Fund Fuss - August 24, 2017
A roundup of recent fund launches and other industry news...
MutualFundWire.com - Thursday, August 24, 2017
The Invesco-Guggenheim Deal Talk Narrows
The scope of Marty Flanagan and Mark Walter's rumored deal has shifted to a single piece of business...
MutualFundWire.com - Thursday, August 24, 2017 - Reader Rating: 4
Filings for Fundsters - August 23, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Wednesday, August 23, 2017
In October, an Ex-Eaton Vance PM Will Go to Prison
After pleading guilty to securities fraud, the former VP at the fund firm is scheduled to start a 1.5-year sentence in federal prison. He's also been ordered to pay more than $1.5 million in restitution...
MutualFundWire.com - Wednesday, August 23, 2017 - Reader Rating: 5
In Texas, a $5B Shop Crosses Off One Brand For Another
The move comes thirty years after the firm's founding...
MutualFundWire.com - Tuesday, August 22, 2017 - Reader Rating: 5
Follow the Fundsters - August 22, 2017
Hires, fires and the like!..
MutualFundWire.com - Tuesday, August 22, 2017
American Century Preps a Pair of Acquisitions
Jonathan Thomas tells a trade pub that the Midwestern asset manager is about to seal a debt deal to finance purchasing a quantitative equity shop and a fixed income shop...
MutualFundWire.com - Tuesday, August 22, 2017
Filings for Fundsters - August 21, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Monday, August 21, 2017
Week In Preview, August 21-27
The official mutual fund industry calendar is pretty light for eclipse week...
MutualFundWire.com - Monday, August 21, 2017
Advisors Still Use More Active Than Passive
MFWire digs into new research from FUSE...
MutualFundWire.com - Friday, August 18, 2017
Retail Mutual Funds In a Big 401k? A Federal Court Smites
A federal judge rules against a large employer that has been attacked in court for using retail mutual fund shares instead of institutional ones...
MutualFundWire.com - Friday, August 18, 2017
As a Philly Bank Enters, a $2.5B Chi-Town Shop Exits
An institutional asset manager and mutual fund subadvisor is shutting down. Separately, a publicly traded bank is launching its first mutual fund via a brand new subsidiary...
MutualFundWire.com - Thursday, August 17, 2017 Views
Filings for Fundsters - August 16, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Wednesday, August 16, 2017
A Two-State Shop Enters the ETF Biz
It debuted its first ETF in April.....
MutualFundWire.com - Tuesday, August 15, 2017
A Merger Forms An $871B Firm
One of the world's largest asset managers closed a deal.....
MutualFundWire.com - Monday, August 14, 2017 - Reader Rating: 5
A 22-Year Vet Leaves Hartford Funds
He held a key distribution role at the fund firm, and there is no word yet on who will fill his shoes.....
MutualFundWire.com - Friday, August 11, 2017
Filings for Fundsters - August 11, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Friday, August 11, 2017
Plaintiffs Back Off One Fund Firm As Another Warns of an Investigation
The SEC is investigating asset allocation errors involving a multinational's U.S. mutual fund business. Separately, a fee lawsuit ends against a private-equity-backed fund firm...
MutualFundWire.com - Friday, August 11, 2017
A Nine-Year First Trust Vet Moves
The exec is no longer registered with First Trust.....
MutualFundWire.com - Thursday, August 10, 2017
Filings for Fundsters - August 9, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Wednesday, August 09, 2017
Will Gundlach Ease Up On DoubleLine's Throttle?
The star bond fund PM tells Bloomberg that his shop might limit its growth once its AUM reaches a certain point...
MutualFundWire.com - Wednesday, August 09, 2017 - Reader Rating: 1
Follow the Fundsters - August 8, 2017
The latest hires, fires, and more!..
MutualFundWire.com - Tuesday, August 08, 2017
Mutual Funds Only? Fundsters Explain LPL's New Platform
Here's what some executives of the fund firms on the platform are saying.....
MutualFundWire.com - Friday, August 04, 2017
Filings for Fundsters - August 4, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Friday, August 04, 2017
Grim Departs
The investment management division chief and 22-year SEC veteran will leave next month with no successor officially named, yet...
MutualFundWire.com - Friday, August 04, 2017
PE Doubles Down on a Liquid Alts Shop
The owners have decided to further growth within the company rather than sell it.....
MutualFundWire.com - Thursday, August 03, 2017
New Fund Fuss - August 3, 2017
The latest news on funds!..
MutualFundWire.com - Thursday, August 03, 2017
A Thematic Startup Sports Its First ETF Launch
The Bay-area shop plans to create more products, too...
MutualFundWire.com - Wednesday, August 02, 2017
Filings for Fundsters - August 2, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Wednesday, August 02, 2017
LPL's Cyborg Advisor Program Is Almost Here
It's been two years since Dan Arnold first revealed that the giant indie B-D was working on an advisor-friendly robo solution...
MutualFundWire.com - Wednesday, August 02, 2017
Eye For Earnings - August 1, 2017
The latest earning releases and results!..
MutualFundWire.com - Tuesday, August 01, 2017
Arnold Reveals LPL's Three-Pronged "Awesome Plan to Win"
Seven months into leading the indie B-D giant, he takes the stage at its annual conference...
MutualFundWire.com - Tuesday, August 01, 2017
Filings for Fundsters - July 31, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Monday, July 31, 2017
Why CICC is Buying a U.S. Asset Manager
Elaine La Roche, senior advisor at CICC, talks to MFWire about the acquisition of KraneShares.....
MutualFundWire.com - Friday, July 28, 2017
Previewing LPL Focus 2017
7,000 FAs and their families, fundsters, LPL employees, and other advisor allies are converging in Beantown over the next few days...
MutualFundWire.com - Friday, July 28, 2017
Three Rise As a $10B Fund Firm's Chief Transfers Power
A Midwestern mutual fund shop's chairman and CEO will retire at the end of the year, and a trio of other execs there are on the rise...
MutualFundWire.com - Friday, July 28, 2017 Views
Filings for Fundsters - July 28, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Friday, July 28, 2017
After 33 Years in the Biz, a Templeton Vet Is Retiring
Her 20 years with the firm comes to an end on December 31...
MutualFundWire.com - Thursday, July 27, 2017
A Giant Bank Works On Its Asset Manager's IPO Story
This partial spinoff won't happen until the first half of next year at the earliest, Reuters reports...
MutualFundWire.com - Thursday, July 27, 2017
A Chi-Town Shop Resets Its Marketing Efforts
An exec departs, and the firm may do more digital marketing going forward.....
MutualFundWire.com - Wednesday, July 26, 2017
Filings for Fundsters - July 26, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Wednesday, July 26, 2017
Sullivan Wants to Stack Legg's Non-Traditional Wins
Nearly half of the multi-boutique's gross retail sales last fiscal year came from products other than traditional mutual funds. Watch for SMAs and ETFs to play a bigger role for the firm...
MutualFundWire.com - Wednesday, July 26, 2017
Dodson Starts Passing the Reins at Parnassus
Jerome Dodson, 74, is slowly transitioning out of his role as CEO.....
MutualFundWire.com - Tuesday, July 25, 2017
ETC, Chiron, and KraneShares Go Up Once Again!
An analysis of the under $1B fund flow data for June 2017...
MutualFundWire.com - Tuesday, July 25, 2017
Follow the Fundsters - July 18, 2017
The latest hires, fires, and more!..
MutualFundWire.com - Tuesday, July 25, 2017
Carroll Joins a $47.1B Shop
The former Allianz GI retail chief joins another asset manager in the Big Apple...
MutualFundWire.com - Monday, July 24, 2017
Filings for Fundsters - July 24, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Monday, July 24, 2017
USCF and Edgewood Had a Fantastic June!
An analysis of $1B to $10B AUM fund flow data for June 2017...
MutualFundWire.com - Monday, July 24, 2017
Is the DoL Rule's Biggest Foe Entering the White House For Real This Time?
Today is reportedly the day that President Trump will name this former hedge fundster to a White House staff position. Yet it's not the first time that this high profile fiduciary reg critic seemed poised to gain a White House post...
MutualFundWire.com - Friday, July 21, 2017
Should Fundsters Sweat Fidelity's Rationalization-Lite?
New MFWire research sheds light on how the industry is reacting to big changes at the RIA custodian and broker-dealer clearing giant...
MutualFundWire.com - Thursday, July 20, 2017
ETFs Are Hotter Than Ever, Yet the Biz is Still Highly Concentrated
20 ETFs alone accounted for just over half the $250.2 billion that flowed into ETFs in the first half of 2017...
MutualFundWire.com - Thursday, July 20, 2017 - Reader Rating: 1
AllianzGI Hires a NSM For Retail Distro
The company has announced the hire of a Nationwide alum.....
MutualFundWire.com - Wednesday, July 19, 2017
B-Ds Are Shifting Away From Direct Fund Biz
As the DoL's possible final implementation date approaches, direct or so-called "check-and-app" mutual fund business is out of favor at broker-dealers...
MutualFundWire.com - Wednesday, July 19, 2017
T. Rowe Expands NTF Distro Through a Key Platform
The Baltimore-based mutual fund shop adds its Investor Class shares to a mutual fund supermarket...
MutualFundWire.com - Tuesday, July 18, 2017
Filings for Fundsters - July 17, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Monday, July 17, 2017
Week In Preview, July 17-23
401k plan advisors are pulling a Jimmy Stewart and going to Washington...
MutualFundWire.com - Monday, July 17, 2017
Jerry Miller Returns
Former Deutsche chief takes over a $217 B in AUM asset manager.....
MutualFundWire.com - Friday, July 14, 2017 Views
A $10.7B Shop Hunts for Subadvisory Biz After a Win
The Chi-Town asset manager is now one of three subadvisors on the fund.....
MutualFundWire.com - Thursday, July 13, 2017
20 Fund Firms Team Up With LPL For a New Mini-Mart
The Mutual Fund Only platform will be available to LPL advisors and institutions in early 2018.....
MutualFundWire.com - Thursday, July 13, 2017
A $2.2 B Fund Firm's Distro Expansion Continues
This fund firm is keeping good on their promise to double their distro team and they have plans to expand another team.....
MutualFundWire.com - Wednesday, July 12, 2017
KraneShares, Bogle, and Amplify Are On The Rise!
Here's a look at May 2017 fund flows for firms with below $1B Mutual fund AUM...
MutualFundWire.com - Wednesday, July 12, 2017
Filings for Fundsters - July 12, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Wednesday, July 12, 2017
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