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Hartford Funds [view profile ]
5 Radnor Corporate Center  100 Matsonford Road, Suite 300  Radnor  PA  19087  ph: 610-386-7414 

http://www.hartfordfunds.com  -  SEC Filings
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News Stories Archives - Since 1998
M* Shares High Hopes For These Nine Managers
Two top Morningstar insiders highlight asset management "partners for the next decade" for advisors...
MutualFundWire.com - Friday, April 28, 2017
Filings for Fundsters - April 28, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Friday, April 28, 2017
Fink Paints an Un-Pretty Picture of Asset Manager M&A
On stage at the M* conference, the BlackRock chief shares thoughts on the future of BlackRock, wealth and asset management, self-indexing, and more...
MutualFundWire.com - Friday, April 28, 2017
A $7-Billion TAMP Makes an SMA Ally and Vets More
A Kentucky-based TAMP launches an SMA Program with premier partner Meeder Investment Management...
MutualFundWire.com - Thursday, April 27, 2017
The New Fund Fuss - April 27, 2017
The latest news on funds!..
MutualFundWire.com - Thursday, April 27, 2017
M* Is Creating a New Asset Manager Marketplace
Kunal Kapoor gives advisors and fundster a glimpse of what the investment research giant is working on next...
MutualFundWire.com - Wednesday, April 26, 2017
What's Next For Gemini's Andrew Rogers?
The outgoing Gemini Companies chief says he's "way too young to retire." Watch for him to make his next move this fall...
MutualFundWire.com - Wednesday, April 26, 2017
A Midwestern Advisory Firm Enters the Retail Fund Biz
Chicago-based Hedeker Wealth Management launched its first mutual fund...
MutualFundWire.com - Wednesday, April 26, 2017
Filings for Fundsters - April 26, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Wednesday, April 26, 2017
Hesselbirg Pitches a Gemini Evolution, Not a Revolution
The mutual fund back-office and series trust provider's new chief lays out his vision, and introduces himself to clients and vendor allies...
MutualFundWire.com - Tuesday, April 25, 2017
Dunham Swaps Subadvisors, But Sticks to Pay-for-Performance Fees
San-Diego based subadvised shop, Dunham & Associates, just replaced the subadvisor for its largest fund...
MutualFundWire.com - Tuesday, April 25, 2017
Follow the Fundsters - April 25, 2017
Hires, fires, and the like!..
MutualFundWire.com - Tuesday, April 25, 2017
Week In Preview: Early M* in Chitown, Gemini in the Big Easy
And those are just two of the industry events scheduled for the next five days...
MutualFundWire.com - Monday, April 24, 2017
Advisors Hate Apps
Advisors don't need another asset manager's app...
MutualFundWire.com - Friday, April 21, 2017
ETF Insiders Convene, and SHE Has Another Great Night
Last night ETF industry insiders from around the globe gathered in midtown Manhattan. SSgA, Deutsche, and the NYSE took home the most trophies in the Americas...
MutualFundWire.com - Friday, April 21, 2017
UMB Stands By Fund Services While Selling Scout
The Midwestern bank's chief digs deeper into why they're exiting the mutual fund biz...
MutualFundWire.com - Thursday, April 20, 2017
Why Is National Life Selling Sentinel?
The insurer's CEO explains the deal with Touchstone...
MutualFundWire.com - Thursday, April 20, 2017
Morrison Expects Even More Big Mergers, and Fidelity Might Be a Buyer?!?!
The Boston Behemoth's asset management chief talks to the FT, predicting an acceleration of M&A in the biz...
MutualFundWire.com - Thursday, April 20, 2017
RayJay Buys a $27B Pair of Asset Managers For $172.5MM
Eagle is gaining two more siblings, this time in the Midwest...
MutualFundWire.com - Thursday, April 20, 2017 Views
Touchstone Buys a National Insurer's Mutual Fund Biz
The Touchstone deal is expected to close in September and to push the mutual fund shop's AUM to $20 billion...
MutualFundWire.com - Wednesday, April 19, 2017 Views
BlackRock-Mellon-Stanley-AIG Wasn't Meant to Be
In a long and wide-ranging interview, Larry Fink talks about the deals that he passed up on, and the ones he's still looking for...
MutualFundWire.com - Wednesday, April 19, 2017
TCA Hunts for More ETF Allies
The independent, Denver-based RIA custodian launched an NTF-like ETF platform...
MutualFundWire.com - Tuesday, April 18, 2017 - Reader Rating: 5
Follow the Fundsters - April 18, 2017
Hires, fires, and the like!..
MutualFundWire.com - Tuesday, April 18, 2017
Congress AM Buys a $670MM Beantown Shop
The deal boosts Congress' small cap investing capabilities...
MutualFundWire.com - Monday, April 17, 2017
Filings for Fundsters - April 17, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Monday, April 17, 2017
Week In Preview: Fundsters Gather in NYC and Directors in DC
FRA, kasina, MFDF, and NAGDCA are all holding events this week...
MutualFundWire.com - Monday, April 17, 2017
One Year Into a $6.5B Empire State Shop's Mutual Fund Journey
The 25-year-old firm has now more than $90 million in mutual fund AUM. ..
MutualFundWire.com - Thursday, April 13, 2017 - Reader Rating: 5
The New Fund Fuss - April 13, 2017
The latest news on funds!..
MutualFundWire.com - Thursday, April 13, 2017
Fido Sets Its Sights on Blockchain
Fidelity Investments is the first financial services firm to join the Initiative for CryptoCurrencies & Contracts...
MutualFundWire.com - Thursday, April 13, 2017
A Beantown Shop Builds Advisor Distro
LMCG Investments just hired a managing director of national accounts...
MutualFundWire.com - Wednesday, April 12, 2017
Prepare for the Thunder
Asset managers should start pondering the implications of a younger force of advisors...
MutualFundWire.com - Wednesday, April 12, 2017
Fundsters Face Self-Dealing Charges
A duo of asset managers will have to defend themselves in court...
MutualFundWire.com - Tuesday, April 11, 2017
Follow the Fundsters - April 10, 2017
Hires, fires, and the like! ..
MutualFundWire.com - Monday, April 10, 2017
A TAMP Dives into the Fund Biz
The Berwyn, PA-based TAMP has launched its first suite of funds...
MutualFundWire.com - Monday, April 10, 2017
Fink Walks a Fine Line
BlackRock's CEO says robots aren't replacing humans, but his actions suggest otherwise...
MutualFundWire.com - Monday, April 10, 2017
Filings for Fundsters - April 7, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Friday, April 07, 2017
ProShares Makes the First Move Away From This Platform
The ETF shop is the first to voluntarily removed itself from Schwab's NTF platform...
MutualFundWire.com - Friday, April 07, 2017
Baum Hires a New Chief for Gemini
Another series trust provider gets new leadership...
MutualFundWire.com - Thursday, April 06, 2017 Views
What's Next for Redwine?
After 26 years leading U.S. Bancorp Fund Services, Joe Redwine talks about his plans and reflects on the future of asset management...
MutualFundWire.com - Wednesday, April 05, 2017
Widger Promotes and Hires Three Brinker Platform Execs
The Berwyn, Pennsylvania-based TAMP expands its investment team with a new hire and two promotions...
MutualFundWire.com - Wednesday, April 05, 2017
Follow the Fundsters - April 4, 2017
Hires, fires, and the like!..
MutualFundWire.com - Tuesday, April 04, 2017
Filings for Fundsters - April 3, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Monday, April 03, 2017
An $11B London Shop Debuts in the U.S.
A London-based fixed-income shop powers its first US mutual fund...
MutualFundWire.com - Monday, April 03, 2017
Previewing Tiburon and More in NYC, NICSA in Beantown
Chip Roame, Jim Fitzpatrick, and more will gather fundsters for events this week...
MutualFundWire.com - Monday, April 03, 2017
M*, Putnam and Legg Mason Win Big at the Mutual Funds Industry Awards
Last night's 24th annual Mutual Funds Industry Awards highlighted a slew of people making strides in the industry!..
MutualFundWire.com - Friday, March 31, 2017
Is Beating the Index Still Enough?
Outperforming funds still suffered net outflows last year. And for U.S. equity funds the three-year picture isn't much better...
MutualFundWire.com - Friday, March 31, 2017
T. Rowe's Larson Triples Down on National Accounts
The platform services chief expands his team with two new hires...
MutualFundWire.com - Thursday, March 30, 2017
Sullivan Trims, But Not at Legg Mason's Affiliates
The chief of the publicly-traded, Maryland-based multi-boutique asset manager is reportedly cutting distribution positions and more from his corporate staff...
MutualFundWire.com - Thursday, March 30, 2017
Familiar Faces Dominate Most Trusted Fund Brands
The list of advisors' most trusted firms comes as no surprise...
MutualFundWire.com - Wednesday, March 29, 2017
A Pimco Distro SVP Departs
An SVP of business development has left the firm after seven years...
MutualFundWire.com - Wednesday, March 29, 2017
Fink Reorgs BlackRock Stockpicking Around Four Pillars
The changes come under Mark Wiseman, hired last year to lead the active equity business for the largest asset manager in the world...
MutualFundWire.com - Wednesday, March 29, 2017
Edward Jones's Research Chief Hunts for Strategic-Beta and More
The head of mutual fund research isn't trimming his fund line-up. He's expanding it...
MutualFundWire.com - Tuesday, March 28, 2017
Follow the Fundsters - March 28, 2017
Hires, fires, and the like! ..
MutualFundWire.com - Tuesday, March 28, 2017
Gross and Pimco Bury the Hatchet
The fallen bond king and his former firm settle in court, reportedly to the tune of $81 million...
MutualFundWire.com - Monday, March 27, 2017
A New Player Squeezes into the ETF Market
A Connecticut-based firm powers its first ETF...
MutualFundWire.com - Friday, March 24, 2017
Filings for Fundsters - March 24, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Friday, March 24, 2017
In Rare Move, American Century Lifts Out
Though the mutual fund shop's PMs are typically homegrown, they're making an exception for a key team...
MutualFundWire.com - Wednesday, March 22, 2017 - Reader Rating: 3
An Investment Bank Buys a SoCal ETF Strategist
The 13-year-old acquiree has $1.1B in AUA and 11 employees...
MutualFundWire.com - Wednesday, March 22, 2017
Chiron Execs Meet the Press
A Leawood, Kansas-based startup hosts its first press luncheon...
MutualFundWire.com - Tuesday, March 21, 2017
Cooper Finds a Diamond and Shakes Up a Putnam PM Team
PMs are joining, rising, and departing. And the team's approach is changing, too...
MutualFundWire.com - Tuesday, March 21, 2017
A Maryland Shop Shoots For Distro Expansion
After three years of revamping his products, this mutual fund and ETF entrepreneur is looking to add wholesalers. And he has more funds in the hopper, too...
MutualFundWire.com - Monday, March 20, 2017
Filings for Fundsters - March 20, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Monday, March 20, 2017
A Fund-Selector-Focused Startup Comes A-Knockin'
This European tool could provide an upgrade to how fund selectors in the U.S. perform due diligence...
MutualFundWire.com - Friday, March 17, 2017
Truscott Shifts Columbia's RIA Distro
The move comes as a 30-year company veteran is preparing to leave the Ameriprise subsidiary...
MutualFundWire.com - Thursday, March 16, 2017
Follow the Fundsters - March 15, 2017
Hires, fires, and the like!..
MutualFundWire.com - Wednesday, March 15, 2017
This SEC Unit Shifts Towards Asset Managers and Other RIAs
A key arm of the regulatory agency has redirected staff towards registered investment advisor firms ... and it's having an impact...
MutualFundWire.com - Tuesday, March 14, 2017
Blass Highlights an Emerging Threat to Fund Firms
The ICI general counsel delivers his opening remarks in Southern California at the trade group giant annual legal conference. ..
MutualFundWire.com - Monday, March 13, 2017
A Year-Old RIA Acquires a $4B Shop
The freshly combined shop may create its own mutual funds...
MutualFundWire.com - Friday, March 10, 2017 Views - Reader Rating: 5
Elite Fundsters Dine and Discuss Atop Manhattan
An investing publication gathers execs from its key asset management allies...
MutualFundWire.com - Friday, March 10, 2017
Fund Rationalization Fever Spreads Beyond the Wires
Watch for smaller B-Ds to make some tough lineup choices, too, even as fiduciary reg limbo continues...
MutualFundWire.com - Thursday, March 09, 2017
An Acquisitive Gotham Asset Manager Sells
The buyer, also in the Big Apple, is a specialty fixed income broker-dealer. The deal also involves the asset manager's sister company...
MutualFundWire.com - Wednesday, March 08, 2017
Who Are the Best Marketers in Asset Management?
As the industry gets more competitive, small firms need to find a marketing focus...
MutualFundWire.com - Wednesday, March 08, 2017
Faust Backs a "Spectacular" Beantown Summer Tradition
Eaton Vance signs on as the key sponsor of a big hometown event, for the next three years...
MutualFundWire.com - Wednesday, March 08, 2017
Recognize the Mutual Fund Industry's 2017 STARs!
The annual asset management award ceremony will take place in the fall of 2017. Nominations are now open...
MutualFundWire.com - Tuesday, March 07, 2017
Follow the Fundsters - March 7, 2017
Hires, fires, and the like!..
MutualFundWire.com - Tuesday, March 07, 2017
Hold the T Shares?
Fiduciary reg limbo is shaking things up when it comes to the future of mutual fund distribution...
MutualFundWire.com - Tuesday, March 07, 2017
Filings for Fundsters - March 6, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Monday, March 06, 2017
Cryan Plans to Sell A Piece of DeAM
Deutsche plans to sell off a minority stake in its asset management arm as part of a broader restructuring...
MutualFundWire.com - Monday, March 06, 2017
Steinmetz Does a $2.7B Deal
OpFunds is acquiring a West Coast fixed income shop...
MutualFundWire.com - Monday, March 06, 2017 Views
For $4.6B, One British Giant Buys Another
Yet on this side of the pond, one side has a mutual fund biz and the other is purely institutional...
MutualFundWire.com - Monday, March 06, 2017 Views
Putnam Wins a Charitable Victory, On Ice
Five Beantown asset managers recently competed in a hockey tournament...
MutualFundWire.com - Saturday, March 04, 2017
A 16-Year Goldman Due Diligence Vet Exits
A Goldman gatekeeper has left the firm...
MutualFundWire.com - Friday, March 03, 2017
2016: The Beginning of the End?
2016 was not kind to the mutual fund...
MutualFundWire.com - Friday, March 03, 2017
This Exec Might Buy Your Shop and Bolt It On to a British Giant
A multinational insurer just hired a Goldman alum as M&A chief. Watch for him to do asset management deals here in the U.S...
MutualFundWire.com - Friday, March 03, 2017
Moran Shifts Two BNY Mellon IM Channels
The asset manager's boutiques take over a piece of distribution while the advisor wholesaling force takes over another...
MutualFundWire.com - Thursday, March 02, 2017
Filings for Fundsters - March 2, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Thursday, March 02, 2017
An Asset Management Titan Trims Bonuses
News of the move comes a day after another giant made its first-ever broad, voluntary buyout offer to its employees...
MutualFundWire.com - Thursday, March 02, 2017 Views
Four Managers Leave Allianz's Retail Team
The departures from two channels at the multinational asset manager's U.S. arm...
MutualFundWire.com - Wednesday, March 01, 2017
Look Out for This Model Portfolio Program Reaching 19,000 Advisors
This risk alignment tool is turning itself into a distribution platform for third-party strategists and asset managers...
MutualFundWire.com - Wednesday, March 01, 2017 Views
Trump Asks a Fido Vet For Advice
The exec is also an alumnus of SIFMA and a former Congressional staffer...
MutualFundWire.com - Wednesday, March 01, 2017
Top Low-Cost Educational Resources for Fund Marketers
A veteran asset management industry ally gathers a list of publications, trade groups, and more...
MutualFundWire.com - Tuesday, February 28, 2017 - Reader Rating: 5
The Mutual Fund Fuzz Eyes a Bank
An annual report reveals that the SEC's enforcement division is investigating possible fraud around use of share classes that include 12b-1 fees...
MutualFundWire.com - Tuesday, February 28, 2017
AmericaFirst Launches A Sixth Fund and Ponders the Next Move
A small Roseville, CA-based firm celebrates its sixth fund launch, and says distro staff and product expansions might be on the horizon...
MutualFundWire.com - Monday, February 27, 2017
The $4T Firm and the $1T Biz
A pair of industry giants cross critical milestones...
MutualFundWire.com - Monday, February 27, 2017
DeAM's ETF Biz Is Focused on Two Big Opps
The U.S. passive arm of the multinational asset manager added people and product in 2016...
MutualFundWire.com - Friday, February 24, 2017
Jensenís Distro Head Retires
The managing director of sales, marketing, and client services will retire on February 28...
MutualFundWire.com - Thursday, February 23, 2017
Deutsche and Franklin Execs Meet the Press
Today the two asset managers are each holding media events in the Big Apple...
MutualFundWire.com - Thursday, February 23, 2017
Filings for Fundsters - February 22, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Wednesday, February 22, 2017
Brooks Shakes Up a Key Deutsche AM Channel
It's not clear how many staff were affected by the changes...
MutualFundWire.com - Tuesday, February 21, 2017
Has Joe Sullivan Found a Buyer For Legg?
The publicly-traded mutual fund shop's shares jumped a bit yesterday after a report that someone is bidding...
MutualFundWire.com - Tuesday, February 21, 2017 Views
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