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Hartford Funds [view profile ]
5 Radnor Corporate Center  100 Matsonford Road, Suite 300  Radnor  PA  19087  ph: 610-386-7414 

http://www.hartfordfunds.com  -  SEC Filings
Fund Profiles
News Stories Archives - Since 1998
A Chi-Town Boutique Hunts For Small Cap Shops
The firm is looking to adopt mutual funds in the coming years...
MutualFundWire.com - Thursday, June 22, 2017
Aberdeen Clears Two Key Merger Hurdles
Watch for the Scottish multinational asset manager and Standard Life to close their deal in less than two months...
MutualFundWire.com - Thursday, June 22, 2017
A 9-Year Allianz Vet Departs
There's no word yet on how the sales exec's duties are being handled...
MutualFundWire.com - Wednesday, June 21, 2017
Filings for Fundsters - June 21, 2017
A compilation of the latest SEC filings...
MutualFundWire.com - Wednesday, June 21, 2017
This Bet Cost a BlackRock PM His Job ... But It Paid Off
Five years after leaving the asset management giant under the cloud of a potential conflict of interest, this PM and his family stand to make $1 billion on the sale of their publicly traded business...
MutualFundWire.com - Wednesday, June 21, 2017
Lacusky Consolidates Stadion's Sales Teams
Watch for the retail team to talk retirement too.....
MutualFundWire.com - Tuesday, June 20, 2017
Investment Transparency Drives Broadridge's Latest Alliance
Broadridge Financial Solutions will add MSCI's ESG Fund Metrics Research to the Global Market Intelligence platform. ..
MutualFundWire.com - Tuesday, June 20, 2017
Follow the Fundsters - June 20, 2017
Hires, fires, and the like!..
MutualFundWire.com - Tuesday, June 20, 2017
McDonough Builds Out a New OpFunds Institute
The Gotham mutual fund shop's distribution and marketing chief is also hiring in several areas and looking at artificial intelligence...
MutualFundWire.com - Monday, June 19, 2017
Zhang Divides a Top Am Century Exec's Role
One of Zhang's CIOs will be leaving American Century at the end of the month and two PMs at the firm will divide up and take over his duties. ..
MutualFundWire.com - Monday, June 19, 2017
Filings for Fundsters - June 19, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Monday, June 19, 2017
Week In Preview, June 19-25
A host of industry events will bring fundsters and FAs to Gotham this week...
MutualFundWire.com - Monday, June 19, 2017
Filings for Fundsters - June 16, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Friday, June 16, 2017
Top Dogs at RidgeWorth Depart Post-Virtus
After the acquisition closed earlier this month, these execs are moving on...
MutualFundWire.com - Friday, June 16, 2017
Seven ETF Shops Power a New NTF Platform
A key ally to broker-dealers and RIAs is creating a platform with 120 ETFs out of the gate...
MutualFundWire.com - Thursday, June 15, 2017
SSgA Names New SPDR ETF Chief
State Street Corporation's asset management business announced a head of SPDR Americas institutional sales.....
MutualFundWire.com - Thursday, June 15, 2017
Ameriprise Grills Fund Firms
The 10,000-FA B-D is asking fundsters lots of due diligence questions...
MutualFundWire.com - Wednesday, June 14, 2017
Tortoise is Considering a Sale
CEO Birzer is considering strategic alternatives regarding the majority stake in Tortoise.....
MutualFundWire.com - Wednesday, June 14, 2017
Follow the Fundsters - June 14, 2017
Hires, fires, and the like!..
MutualFundWire.com - Wednesday, June 14, 2017
Filings for Fundsters - June 12, 2017
A compilation of the latest SEC Filings...
MutualFundWire.com - Monday, June 12, 2017
Broadridge Makes an Asset Management Data Alliance
The partnership will bring together global retail and institutional asset management data...
MutualFundWire.com - Monday, June 12, 2017
Filings for Fundsters - June 9, 2017
A compilation of the latest SEC filings...
MutualFundWire.com - Friday, June 09, 2017
Lebenthal Passes the Reins at Lebenthal AM
A pair of successors is taking over the asset manager, which had been expected to be sold to new owners by Q3. ..
MutualFundWire.com - Thursday, June 08, 2017
Will an ICI-Adjacent SEC Vet Replace Grim?
Jay Clayton has reportedly picked a new chief for the regulatory agency's division of investment management. And the last name should ring some bells for fundsters...
MutualFundWire.com - Thursday, June 08, 2017
Filings for Fundsters - June 7, 2017
A compilation of the latest SEC filings...
MutualFundWire.com - Wednesday, June 07, 2017
Lovell Minnick Takes New York
The PE shop with a taste for asset managers, is expanding in Gotham. ..
MutualFundWire.com - Tuesday, June 06, 2017
The Year of the Stock Picker? Malkiel Scoffs
The famed economist and roboadvisor exec again takes to the pages of the WSJ to fight the active-passive fight...
MutualFundWire.com - Tuesday, June 06, 2017
Follow the Fundsters - June 5, 2017
Hires, fires, and the like! ..
MutualFundWire.com - Monday, June 05, 2017
Week In Preview, June 5-11
401(k) folks in Philly and D.C., indie B-D execs in D.C., and fundsters golfing in New England are a few of the events on the agenda this week...
MutualFundWire.com - Monday, June 05, 2017
USCF Has a New Head of Distribution
USCF Investments just promoted this employee.....
MutualFundWire.com - Friday, June 02, 2017
MFEA Gives Fundsters More Time to Shine
You still have time to submit your company for these awards.....
MutualFundWire.com - Friday, June 02, 2017
Clayton Enters the Fiduciary Fray as Two B-D Giants Make Tweaks
The SEC chief wants to hear from you. Meanwhile, another big broker-dealer is standing by retirement account commissions, sort of, and an indie B-D makes changes around no-load mutual funds, fixed annuities, and UITs...
MutualFundWire.com - Friday, June 02, 2017
A Third PLANCO Vet Increases the Hiring Pace at an ETF Shop
Thomson and O'Hara welcome a former colleague as a senior vice president at Pacer Financial...
MutualFundWire.com - Friday, June 02, 2017 - Reader Rating: 5
The New Fund Fuss - June 1, 2017
The latest news on funds! ..
MutualFundWire.com - Thursday, June 01, 2017
UBS AM's Ferri Appoints a Product Strategy Chief
The newly created position will complement UBS's existing framework with innovative design strategy. ..
MutualFundWire.com - Thursday, June 01, 2017
Four Veteran Sales Execs Join An Alts Distro Startup
S2K Financial hires four financial veterans to join their team. Steven Kantor, the former global head of Credit Suisse Capital Markets and current CEO of S2K, plans to take product distribution by storm with his team's new approach...
MutualFundWire.com - Thursday, June 01, 2017
Has Clayton Picked the SEC's Top Cops?
Word is that Trump's new SEC chair will hire from within and from outside the regulatory agency to lead its enforcement division...
MutualFundWire.com - Thursday, June 01, 2017
A 27-Year-Old Fixed Income Shop Is Looking For Wholesalers
A San Diego-based firm enters the intermediary market...
MutualFundWire.com - Wednesday, May 31, 2017
Goodbye, Janus. Hello, Janus Henderson!
Weil and Formica seal the deal and become co-CEOs of the freshly combined, multinational asset manager...
MutualFundWire.com - Wednesday, May 31, 2017
Follow the Fundsters - May 30, 2017
Hires, fires, and the like!..
MutualFundWire.com - Tuesday, May 30, 2017
Week In Preview, May 30-June 4
Advisors in Sin City, fixed income folk in Gotham, and 401(k) recordkeepers outside our nation's capital...
MutualFundWire.com - Tuesday, May 30, 2017
Filings for Fundsters - May 26, 2017
A compilation of the latest SEC Filings! ..
MutualFundWire.com - Friday, May 26, 2017
This Midwestern Startup Is Hiring
The firm recently added its first ETF to two platforms...
MutualFundWire.com - Friday, May 26, 2017 - Reader Rating: 1
The New Fund Fuss - May 25, 2017
The latest news on funds!..
MutualFundWire.com - Thursday, May 25, 2017
A Wirehouse Chooses T Shares
The moves comes in advance of the initial quasi-implementation of part of the DoL rule next month...
MutualFundWire.com - Thursday, May 25, 2017
This NJ Fund Firm Plans a Substantial 2018 Expansion
The firm specializes in private client wealth management and will be hiring in various departments. ..
MutualFundWire.com - Wednesday, May 24, 2017
Will Fundsters Create an Indexing Consortium?
The FT wonders if fee pressure and rising index provider fees will drive ETF shops and other asset managers to team up to create their own alternative...
MutualFundWire.com - Wednesday, May 24, 2017
Follow the Fundsters - May 23, 2017
Hires, fires and the like! ..
MutualFundWire.com - Tuesday, May 23, 2017
A 16-Year ETF Vet Now Rocks and Builds Out His Own Shop
This new shop already has two ETF products.....
MutualFundWire.com - Monday, May 22, 2017 - Reader Rating: 5
Week In Preview, May 22-28
Paris and Highland both come to Gotham, while fundsters converge across the pond. Meanwhile, 401k folk are already gathered in Music City and Sin City...
MutualFundWire.com - Monday, May 22, 2017
Two Major Factors Sealed The Deal for This 27-Year-Old Money Manager
American Beacon acquired a majority stake in the Atlanta-based firm...
MutualFundWire.com - Friday, May 19, 2017
Filings for Fundsters - May 19, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Friday, May 19, 2017
Langlois Joins a Fidelity Subsidiary
The Fidelity exec left early this month. ..
MutualFundWire.com - Thursday, May 18, 2017
An ETF-in-a-Box Shop Brings Distro In-house
A New Jersey-based firm expands its support to ETF entrepreneurs. ..
MutualFundWire.com - Thursday, May 18, 2017
Will a Kraus-less AB Still Follow Kraus' Path?
The Axa-backed asset manager's new chief insists that he will stay the course...
MutualFundWire.com - Thursday, May 18, 2017
Rob Lovelace Speaks ... About the Markets
The FT interviews the Capital Group PM, who is the grandson of the mutual fund titan's founder...
MutualFundWire.com - Wednesday, May 17, 2017
Sullivan Anoints Sales and Marketing Chiefs at Legg
One exec shifts, three join the executive committee, one leaves and one no longer shares his role. ..
MutualFundWire.com - Tuesday, May 16, 2017
Follow the Fundsters - May 16, 2017
Hires, fires, and the like!..
MutualFundWire.com - Tuesday, May 16, 2017
Brady Hires Thornburg's First Global Distro Chief
An intermediary distribution veteran returns to the mutual fund biz in a top role for the New Mexico-based mutual fund shop...
MutualFundWire.com - Monday, May 15, 2017
Week In Preview, May 15-21
Fundster-focused lawyers in NYC will talk ETFs, while retirement plan industry insiders will gather there as well as in Chicago, Nashville, and Vegas...
MutualFundWire.com - Monday, May 15, 2017
Federated Investors Founder Passes Away
The founder of Federated Investors has recently passed away.....
MutualFundWire.com - Friday, May 12, 2017
Hennessy Buys a $565MM Trio of Funds
The mutual fund entrepreneur makes another deal, this time to merge three funds into a pair of existing Hennessy funds...
MutualFundWire.com - Friday, May 12, 2017
Filings for Fundsters - May 12, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Friday, May 12, 2017
ALFI Pitches U.S. Fundsters on Post-Brexit Options
The Luxembourg fund trade group's team crosses the pond to gather folks for a breakfast briefing in the Big Apple...
MutualFundWire.com - Friday, May 12, 2017
Federated's Fight With an Ex-Employee Cascades
A famously shy family office takes Chris Donahue to task for dragging a charitable investing titan into a legal battle...
MutualFundWire.com - Friday, May 12, 2017
After a Third Deal, an Aggressive Acquirer Resolves to Keep Hunting
Their parent holding company also has a new brand. Watch for them to buy or team up with fixed income, international, or liquid alts investment teams...
MutualFundWire.com - Thursday, May 11, 2017 - Reader Rating: 2
Can Roman Make Pimco More Quanty?
The fixed income giant's CEO says he's adding 100 employees over the next year...
MutualFundWire.com - Tuesday, May 09, 2017
Gundlach Attacks the Myth of Passive
The DoubleLine head takes the stage at the 22nd annual Sohn Investment Conference in New York City, taking shots at active equity and passive fund managers alike...
MutualFundWire.com - Monday, May 08, 2017
After a Distro Pivot, Piscitello Creates a New Gemini Team
Watch for the Northern Lights Distributors exec to spread a consulting framework for relationship across Gemini's business lines. ..
MutualFundWire.com - Monday, May 08, 2017
Why Did Carillon Tower Create a CMO Position?
After recent acquisitions, a chief marketing officer role was created, and filled at Carillon Tower. ..
MutualFundWire.com - Monday, May 08, 2017
Eye for Earnings - May 8, 2017
The latest earnings releases are here!..
MutualFundWire.com - Monday, May 08, 2017
This Week In Preview, May 8-14
Events this week include: an MFEA council in Baltimore; ALFI, MMI, and Sohn events in NYC; and P&I events in Dallas and San Francisco...
MutualFundWire.com - Monday, May 08, 2017
Filings for Fundsters - May 5, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Friday, May 05, 2017
Follow the Fundsters - May 9, 2017
Hires, fires, and the like!..
MutualFundWire.com - Friday, May 05, 2017
Stevens Calls for the SEC to Take On DoL
From the main stage at the ICI GMM, the trade group's chief gives fundsters a regulatory overview...
MutualFundWire.com - Friday, May 05, 2017
ICI GMM 2017 Wrap Up
After two days of sessions and networking, the mutual fund industry trade group's flagship Washington, D.C. conference will wind down this morning after a regulatory discussion from the chief and more...
MutualFundWire.com - Friday, May 05, 2017
Who Will Gilbert Bolt On Next?
The Aberdeen chief talks on the main stage at the ICI GMM and hints at his plans for all that free cash flow after Aberdeen and Standard Life...
MutualFundWire.com - Thursday, May 04, 2017
The Institutionalization of Retail Is Accelerating
Fundster panelists on the ICI GMM main stage speak about the future of asset management...
MutualFundWire.com - Thursday, May 04, 2017
An ESG Guru Builds a Putnam Team
Equity CIO Aaron Cooper makes a second big team change in as many months...
MutualFundWire.com - Wednesday, May 03, 2017
Follow the Fundsters - May 2, 2017
Hires, fires and the like!..
MutualFundWire.com - Tuesday, May 02, 2017
Three Fund Firm Mergers Near Their Finish Lines
Meanwhile, a fourth is expected to close next quarter...
MutualFundWire.com - Tuesday, May 02, 2017 Views
Eye for Earnings - May 1, 2017
The latest earnings releases are here!..
MutualFundWire.com - Monday, May 01, 2017
Axa Replaces Kraus and Shakes Up AB's Board
AB's CEO and chairman says goodbye, and a new duo fills his shoes. And the publicly-traded asset manager's board is transforming, too...
MutualFundWire.com - Monday, May 01, 2017 Views
Week In Preview: ICI GMM and More
Paul Schott Stevens and his team are bringing fundsters back to D.C. this week. AIMSE, Envestnet, Gerstein Fisher, IMCA, and the PSCA are also holding events...
MutualFundWire.com - Monday, May 01, 2017
M* Shares High Hopes For These Nine Managers
Two top Morningstar insiders highlight asset management "partners for the next decade" for advisors...
MutualFundWire.com - Friday, April 28, 2017
Filings for Fundsters - April 28, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Friday, April 28, 2017
Fink Paints an Un-Pretty Picture of Asset Manager M&A
On stage at the M* conference, the BlackRock chief shares thoughts on the future of BlackRock, wealth and asset management, self-indexing, and more...
MutualFundWire.com - Friday, April 28, 2017 Views
A $7-Billion TAMP Makes an SMA Ally and Vets More
A Kentucky-based TAMP launches an SMA Program with premier partner Meeder Investment Management...
MutualFundWire.com - Thursday, April 27, 2017
The New Fund Fuss - April 27, 2017
The latest news on funds!..
MutualFundWire.com - Thursday, April 27, 2017
M* Is Creating a New Asset Manager Marketplace
Kunal Kapoor gives advisors and fundster a glimpse of what the investment research giant is working on next...
MutualFundWire.com - Wednesday, April 26, 2017 Views
What's Next For Gemini's Andrew Rogers?
The outgoing Gemini Companies chief says he's "way too young to retire." Watch for him to make his next move this fall...
MutualFundWire.com - Wednesday, April 26, 2017
A Midwestern Advisory Firm Enters the Retail Fund Biz
Chicago-based Hedeker Wealth Management launched its first mutual fund...
MutualFundWire.com - Wednesday, April 26, 2017
Filings for Fundsters - April 26, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Wednesday, April 26, 2017
Hesselbirg Pitches a Gemini Evolution, Not a Revolution
The mutual fund back-office and series trust provider's new chief lays out his vision, and introduces himself to clients and vendor allies...
MutualFundWire.com - Tuesday, April 25, 2017
Dunham Swaps Subadvisors, But Sticks to Pay-for-Performance Fees
San-Diego based subadvised shop, Dunham & Associates, just replaced the subadvisor for its largest fund...
MutualFundWire.com - Tuesday, April 25, 2017
Follow the Fundsters - April 25, 2017
Hires, fires, and the like!..
MutualFundWire.com - Tuesday, April 25, 2017
Week In Preview: Early M* in Chitown, Gemini in the Big Easy
And those are just two of the industry events scheduled for the next five days...
MutualFundWire.com - Monday, April 24, 2017
Advisors Hate Apps
Advisors don't need another asset manager's app...
MutualFundWire.com - Friday, April 21, 2017
ETF Insiders Convene, and SHE Has Another Great Night
Last night ETF industry insiders from around the globe gathered in midtown Manhattan. SSgA, Deutsche, and the NYSE took home the most trophies in the Americas...
MutualFundWire.com - Friday, April 21, 2017
A Hays Alum Teams Up With an Asset Allocation Specialist
This vet will have a similar role in his new position, and he's looking for move folks to team up with..
MutualFundWire.com - Friday, April 21, 2017
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