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News Stories Archives - Since 1998
Vanguard and BlackRock Eclipse the Competition, Again
An analysis on the flows of the top 50 fund firms in the industry. ..
MutualFundWire.com - Monday, August 21, 2017
Filings for Fundsters - August 21, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Monday, August 21, 2017
Week In Preview, August 21-27
The official mutual fund industry calendar is pretty light for eclipse week...
MutualFundWire.com - Monday, August 21, 2017
Filings for Fundsters - August 18, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Friday, August 18, 2017
MFWire Summer Thursdays - 8/24
Cool off after work and catch up with MFWire and your fellow fundsters...
MutualFundWire.com - Friday, August 18, 2017
Retail Mutual Funds In a Big 401k? A Federal Court Smites
A federal judge rules against a large employer that has been attacked in court for using retail mutual fund shares instead of institutional ones...
MutualFundWire.com - Friday, August 18, 2017
New Fund Fuss - August 17, 2017
Fund launches and changes for the week!..
MutualFundWire.com - Thursday, August 17, 2017
Filings for Fundsters - August 16, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Wednesday, August 16, 2017
Booth and Butler Find Their Next DFA Co-Pilot
For the second time in six months, a new co-CEO is rising from within the Texas-based fund firm...
MutualFundWire.com - Wednesday, August 16, 2017 - Reader Rating: 5
Be Careful What You Blog, and When
An ETF shop gains attention for publicly criticizing an asset class just one day before filing for a new ETF that would invest in the very same asset class...
MutualFundWire.com - Tuesday, August 15, 2017
Filings for Fundsters - August 14, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Monday, August 14, 2017
Week In Preview, August 14-20
This week there are 401k events in the Rockies and in Georgia, a pension actuaries event in Chicago, and a fundster networking event in the Big Apple...
MutualFundWire.com - Monday, August 14, 2017
Filings for Fundsters - August 11, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Friday, August 11, 2017
MFWire Networking Returns to Grand Central
Don't let commuting in the Summer of Hell get you down. Come network with your fellow fundsters!..
MutualFundWire.com - Friday, August 11, 2017
Plaintiffs Back Off One Fund Firm As Another Warns of an Investigation
The SEC is investigating asset allocation errors involving a multinational's U.S. mutual fund business. Separately, a fee lawsuit ends against a private-equity-backed fund firm...
MutualFundWire.com - Friday, August 11, 2017
Brace For 18 More Months of Fiduciary Reg Limbo
Alex Acosta's DoL has proposed pushing back the final pieces of the controversial conflict of interest rule and related exemptions...
MutualFundWire.com - Thursday, August 10, 2017
Filings for Fundsters - August 9, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Wednesday, August 09, 2017
Is Invesco Becoming a Mini-BlackRock?
The WSJ ponders the reported deal talk between Invesco and Guggenheim...
MutualFundWire.com - Tuesday, August 08, 2017
Filings for Fundsters - August 7, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Monday, August 07, 2017
Week In Preview, August 7-13
Retirement plan industry insiders are working out in Beantown and fundsters are networking in Gotham. And a big 401(k) industry conference is just around the corner...
MutualFundWire.com - Monday, August 07, 2017
MFWire Networking Next Thursday
Come network with your fellow fundsters!..
MutualFundWire.com - Friday, August 04, 2017
Filings for Fundsters - August 4, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Friday, August 04, 2017
PE Doubles Down on a Liquid Alts Shop
The owners have decided to further growth within the company rather than sell it.....
MutualFundWire.com - Thursday, August 03, 2017
Is Flanagan About to Make His 2nd Big Buy of 2017?
Invesco is reportedly in talks to acquire another ETF shop, this time on this side of the pond...
MutualFundWire.com - Thursday, August 03, 2017
Filings for Fundsters - August 2, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Wednesday, August 02, 2017
LPL's Cyborg Advisor Program Is Almost Here
It's been two years since Dan Arnold first revealed that the giant indie B-D was working on an advisor-friendly robo solution...
MutualFundWire.com - Wednesday, August 02, 2017
Kelly Clarkson Rocks LPL While Fundsters Talk Merger
Meanwhile, LPL chief Dan Arnold will take the stage this morning at the giant conference in Beantown...
MutualFundWire.com - Monday, July 31, 2017
Filings for Fundsters - July 31, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Monday, July 31, 2017
Why CICC is Buying a U.S. Asset Manager
Elaine La Roche, senior advisor at CICC, talks to MFWire about the acquisition of KraneShares.....
MutualFundWire.com - Friday, July 28, 2017
Filings for Fundsters - July 28, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Friday, July 28, 2017
Filings for Fundsters - July 26, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Wednesday, July 26, 2017
Meet MFWire In Boston!
Next week MFWire will be be in Beantown for the giant LPL Focus 2017 conference...
MutualFundWire.com - Wednesday, July 26, 2017
Sullivan Wants to Stack Legg's Non-Traditional Wins
Nearly half of the multi-boutique's gross retail sales last fiscal year came from products other than traditional mutual funds. Watch for SMAs and ETFs to play a bigger role for the firm...
MutualFundWire.com - Wednesday, July 26, 2017
ETC, Chiron, and KraneShares Go Up Once Again!
An analysis of the under $1B fund flow data for June 2017...
MutualFundWire.com - Tuesday, July 25, 2017
Follow the Fundsters - July 18, 2017
The latest hires, fires, and more!..
MutualFundWire.com - Tuesday, July 25, 2017
An I-Bank Slows Down One ETF Biz But Amps Up Another
A Wall Street giant is reportedly pulling back from its lead market maker efforts even as it doubles down on its own ETFs...
MutualFundWire.com - Tuesday, July 25, 2017
Carroll Joins a $47.1B Shop
The former Allianz GI retail chief joins another asset manager in the Big Apple...
MutualFundWire.com - Monday, July 24, 2017
Filings for Fundsters - July 24, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Monday, July 24, 2017
USCF and Edgewood Had a Fantastic June!
An analysis of $1B to $10B AUM fund flow data for June 2017...
MutualFundWire.com - Monday, July 24, 2017
Week In Preview, July 24-30
In less than a week, thousands of FAs and fundsters will converge in Beantown...
MutualFundWire.com - Monday, July 24, 2017
Guggenheim and Bridge Builder Are On a Roll!
An analysis of $10B to $100B AUM fund flow data for June 2017...
MutualFundWire.com - Friday, July 21, 2017
Is the DoL Rule's Biggest Foe Entering the White House For Real This Time?
Today is reportedly the day that President Trump will name this former hedge fundster to a White House staff position. Yet it's not the first time that this high profile fiduciary reg critic seemed poised to gain a White House post...
MutualFundWire.com - Friday, July 21, 2017
Vanguard and BlackRock Stay on Top While SSgA's Flow Woe Reverses
M* releases fund flow data for June 2017...
MutualFundWire.com - Thursday, July 20, 2017
B-Ds Are Shifting Away From Direct Fund Biz
As the DoL's possible final implementation date approaches, direct or so-called "check-and-app" mutual fund business is out of favor at broker-dealers...
MutualFundWire.com - Wednesday, July 19, 2017
A Long-Short Fund Firm Ties Into Two More Platforms
Watch for the fund to become available on a third new platform in the next couple of weeks...
MutualFundWire.com - Monday, July 17, 2017
Filings for Fundsters - July 17, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Monday, July 17, 2017
Week In Preview, July 17-23
401k plan advisors are pulling a Jimmy Stewart and going to Washington...
MutualFundWire.com - Monday, July 17, 2017
Filings for Fundsters - July 14, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Friday, July 14, 2017
Bigger Isn't Better? Don't Be So Sure
New research pushes back against the idea that mutual fund scale (both at the fund and industry levels) is a good thing for mutual fund investors. MFWire is skeptical...
MutualFundWire.com - Thursday, July 13, 2017
A $2.2 B Fund Firm's Distro Expansion Continues
This fund firm is keeping good on their promise to double their distro team and they have plans to expand another team.....
MutualFundWire.com - Wednesday, July 12, 2017
Filings for Fundsters - July 12, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Wednesday, July 12, 2017
Layoffs After Voluntary Buyouts? More Fido Rumors Swirl
The Boston Behemoth reportedly cuts hundreds of jobs, less than two weeks after more than 1,500 employees accepted a voluntary buyout offer...
MutualFundWire.com - Wednesday, July 12, 2017
Broadridge Buys an Institutional Asset Management Data Specialist
Broadridge expands to combine retail and institutional data analytics. ..
MutualFundWire.com - Tuesday, July 11, 2017
Post-Pioneer, Amundi Freezes Hiring and Plans Cuts
Yet it's not clear what effect the cost-savings initiative will have on this side of the pond...
MutualFundWire.com - Tuesday, July 11, 2017
Week In Preview, July 10-16
Mutual fund and retirement industry insiders are trekking across an island in the Pacific, while fintech folk are gathering in Gotham...
MutualFundWire.com - Monday, July 10, 2017
Are Index Funds Uncaring? McNabb Fires Back
The Vanguard chief takes to the pages of the WSJ to defend passive investing's honor against academic accusations of bad corporate governance...
MutualFundWire.com - Thursday, July 06, 2017
Filings for Fundsters - July 5, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Wednesday, July 05, 2017
Three Percent of Fidelity Employees Say Goodbye
More than 1,500 people reportedly took the Boston Behemoth's buyout package offer for older, longer-tenured employees. Most of those who accepted left by the week before Independence Day...
MutualFundWire.com - Wednesday, July 05, 2017
A 36-Year-Old Fund Closes After Death of Its Advisor
Billy Oates died in February and his fund will be closing at the end of the month...
MutualFundWire.com - Monday, July 03, 2017 Views
Follow the Fundsters - July 3, 2017
Hires, fires, and the like!..
MutualFundWire.com - Monday, July 03, 2017
Week In Preview - Happy Fourth of July!
It's looking to be a quiet week for events in the advisor-sold asset management business...
MutualFundWire.com - Monday, July 03, 2017
Filings for Fundsters - June 30, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Friday, June 30, 2017
Vanguard Retakes the Lead, and Schwab and Oakmark Also Rake It In
M* release fund flow data for May 2017...
MutualFundWire.com - Thursday, June 29, 2017
Has Trump Picked Someone For That Final SEC Commish Spot?
A Columbia law professor is reportedly the "leading contender" for the open Democratic seat atop the regulatory agency...
MutualFundWire.com - Thursday, June 29, 2017
Filings for Fundsters - June 28, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Wednesday, June 28, 2017
WisdomTree and UBS Execs Will Lead This Trade Group
Bonnie Stanfield passes the reins as president of a not-for-profit organization for women in the industry...
MutualFundWire.com - Wednesday, June 28, 2017
Week In Preview, June 26-July 2
401(k) folk are gathering in the Midwest, while other retirement industry insiders and fixed income veterans are converging in the Big Apple...
MutualFundWire.com - Monday, June 26, 2017
A Chi-Town Boutique Hunts For Small Cap Shops
The firm is looking to adopt mutual funds in the coming years...
MutualFundWire.com - Thursday, June 22, 2017 - Reader Rating: 5
Filings for Fundsters - June 21, 2017
A compilation of the latest SEC filings...
MutualFundWire.com - Wednesday, June 21, 2017
Lacusky Consolidates Stadion's Sales Teams
Watch for the retail team to talk retirement too.....
MutualFundWire.com - Tuesday, June 20, 2017
20 Months Later, Trump Might Pick a Familiar SEC Nominee
To fill one of the two open spots on the commission, word is that the President is likely to choose an academic who worries about the consolidating B-D world and the DoL rule...
MutualFundWire.com - Tuesday, June 20, 2017
Zhang Divides a Top Am Century Exec's Role
One of Zhang's CIOs will be leaving American Century at the end of the month and two PMs at the firm will divide up and take over his duties. ..
MutualFundWire.com - Monday, June 19, 2017
Filings for Fundsters - June 19, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Monday, June 19, 2017
Week In Preview, June 19-25
A host of industry events will bring fundsters and FAs to Gotham this week...
MutualFundWire.com - Monday, June 19, 2017
Filings for Fundsters - June 16, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Friday, June 16, 2017
What Will Aaron Rodgers Tell FAs and Fundsters?
After the Pershing team and attendees took over a whole San Diego block last night, this NFL star will take the main stage this morning for the final session of Insite 2017...
MutualFundWire.com - Friday, June 16, 2017
Jack "Not a Math Guy" Lew Shares Insite At Pershing
The former U.S. Treasury Secretary took the main stage yesterday for day one of the Pershing Insite conference. Silicon Valley types and a famous photographer will follow today...
MutualFundWire.com - Thursday, June 15, 2017
Bruce Bent Notches a Win In His Two Year Battle With Reich & Tang
The lawsuit continues into next month with the most recent ruling.....
MutualFundWire.com - Wednesday, June 14, 2017
Pershing Insite 2017 Begins!
The broker-dealer and RIA clearing and custody ally is gathering FAs and fundsters for its annual conference, this time in SoCal...
MutualFundWire.com - Wednesday, June 14, 2017
Catalyst Adopts a Fund From an Ally
Yet Jerry Szilagyi will keep the other firm on as the fund's subadvisor...
MutualFundWire.com - Tuesday, June 13, 2017
Filings for Fundsters - June 12, 2017
A compilation of the latest SEC Filings...
MutualFundWire.com - Monday, June 12, 2017
Week In Preview, June 12-18
Fundsters in Berlin and SoCal, 401(k) folks in the Big Apple, and deadlines for applying for two awards...
MutualFundWire.com - Monday, June 12, 2017
A Royal Value Shop Celebrates a Crystal Anniversary
These funds were launched fifteen years ago next week.....
MutualFundWire.com - Friday, June 09, 2017
Filings for Fundsters - June 9, 2017
A compilation of the latest SEC filings...
MutualFundWire.com - Friday, June 09, 2017
The Fiduciary Rule Era Arrives, Sort of, But Will It Last?
Today the DoL's fiduciary reg starts taking effect. Yet the regulator has provided caveats, full implementation is still a ways off, and members of Congress are trying to undo the reg...
MutualFundWire.com - Friday, June 09, 2017
Clayton Officially Appoints Two Top Cops at the SEC
It's official, the Division of Enforcement has two new directors.....
MutualFundWire.com - Friday, June 09, 2017
Lebenthal Passes the Reins at Lebenthal AM
A pair of successors is taking over the asset manager, which had been expected to be sold to new owners by Q3. ..
MutualFundWire.com - Thursday, June 08, 2017
Will an ICI-Adjacent SEC Vet Replace Grim?
Jay Clayton has reportedly picked a new chief for the regulatory agency's division of investment management. And the last name should ring some bells for fundsters...
MutualFundWire.com - Thursday, June 08, 2017
Filings for Fundsters - June 7, 2017
A compilation of the latest SEC filings...
MutualFundWire.com - Wednesday, June 07, 2017
A 10,000-FA B-D Rationalizes Its Menu
Fund rationalization fever continues to spread, this time leading a broker-dealer to remove more than 40 percent of the funds previously available to its advisors...
MutualFundWire.com - Wednesday, June 07, 2017
Filings for Fundsters - June 6, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Tuesday, June 06, 2017
Cambria Preps One Alliance and Plans Another
The move follows a big ETF launch last month. And more funds are in this SoCal firm's pipeline.....
MutualFundWire.com - Monday, June 05, 2017
Week In Preview, June 5-11
401(k) folks in Philly and D.C., indie B-D execs in D.C., and fundsters golfing in New England are a few of the events on the agenda this week...
MutualFundWire.com - Monday, June 05, 2017
Filings for Fundsters - June 2, 2017
A compilation of the latest SEC filings! ..
MutualFundWire.com - Friday, June 02, 2017
MFEA Gives Fundsters More Time to Shine
You still have time to submit your company for these awards.....
MutualFundWire.com - Friday, June 02, 2017
Clayton Enters the Fiduciary Fray as Two B-D Giants Make Tweaks
The SEC chief wants to hear from you. Meanwhile, another big broker-dealer is standing by retirement account commissions, sort of, and an indie B-D makes changes around no-load mutual funds, fixed annuities, and UITs...
MutualFundWire.com - Friday, June 02, 2017
A Third-Party Marketing Firm Launches a Mutual Fund Newsletter
This company focuses on helping the underdogs in the world of mutual fund investing. Now they aim to take a new approach to helping clients...
MutualFundWire.com - Thursday, June 01, 2017
Four Veteran Sales Execs Join An Alts Distro Startup
S2K Financial hires four financial veterans to join their team. Steven Kantor, the former global head of Credit Suisse Capital Markets and current CEO of S2K, plans to take product distribution by storm with his team's new approach...
MutualFundWire.com - Thursday, June 01, 2017
Filings for Fundsters - May 31, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Wednesday, May 31, 2017
Follow the Fundsters - May 30, 2017
Hires, fires, and the like!..
MutualFundWire.com - Tuesday, May 30, 2017
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