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Fund Profiles
News Stories Archives - Since 1998
A $59B-AUM Fund Firm Preps ETFs
A subadvised mutual fund shop is poised to enter the ETF business with a pair of strategies...
MutualFundWire.com - Wednesday, May 05, 2021
TRA Buys Near Beantown
The deal is the Midwestern TPA's third of 2021 and its 31st ever...
401kWire.com - Wednesday, May 05, 2021 - Reader Rating: 4.2
Secure 2.0 Passes Its First Hurdle
A key House committee approves the bill, which focuses on various updates to the retirement savings system and follows the SECURE Act that passed at the end of 2019...
401kWire.com - Wednesday, May 05, 2021
A 34-Year-Old KPA Team Decides Their Future
A familiar, PE-backed acquirer swoops in...
401kWire.com - Wednesday, May 05, 2021
With an Enhanced Partnership, Ascensus Aims at Fin Wellness
The open architecture provider is teaming up with a financial wellness specialist...
401kWire.com - Wednesday, May 05, 2021 - Reader Rating: 3.67
A Tech Leader Rises at State Street
He first joined SSGA's parent less than three years ago...
MutualFundWire.com - Wednesday, May 05, 2021
At Custodia, Ruble Adds a Prez
The freshly appointed exec has been advising the firm...
401kWire.com - Wednesday, May 05, 2021
Watch For This SoCal Boutique to Beef Up Sales
Earlier this year, the team launched their first ETF and celebrated a big milestone for their flagship MF...
MutualFundWire.com - Tuesday, May 05, 2020 Views - Reader Rating: 5
In VA, a 17-Year Principal Vet Joins SageView
The West Coast-based national, KPA-filled RIA's team welcomes a provider veteran on the opposite coast...
401kWire.com - Tuesday, May 05, 2020
Will Congress Let Crisis SAVERS Ramp Up?
A Republican member of the House proposes suspending contribution limits, and defined contribution industry Washington watchers weigh in...
401kWire.com - Tuesday, May 05, 2020
PCS Teams Up With a 2,100-Firm Network
The Philly RKer now works with an ally to shops in accounting, insurance, law, and wealth management...
401kWire.com - Tuesday, May 05, 2020 - Reader Rating: 1.44
A Vendor to Providers Makes a Cali Push
A Garden State firm joins an authorized vendor list...
401kWire.com - Tuesday, May 05, 2020
Nuveen's New Chief Stresses Creating "an Enduring Impact"
The CEO of TIAA's $1-trillion-AUM asset management arm ponders the "terrible challenges of the coronavirus."..
MutualFundWire.com - Tuesday, May 05, 2020 Views - Reader Rating: 5
Financial Wellness Comes to Game Night
A financial wellness board game is coming out this month...
401kWire.com - Tuesday, May 05, 2020 - Reader Rating: 2
Filings for Fundsters - May 5, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Friday, May 05, 2017 Views
The House Makes a CHOICE that Impacts DoL Rule
The House Financial Services Committee voted to pass a measure that could impact the fiduciary rule. ..
401kWire.com - Friday, May 05, 2017 - Reader Rating: 3.5
Follow the Fundsters - May 9, 2017
Hires, fires, and the like!..
MutualFundWire.com - Friday, May 05, 2017 Views
Retirement LLC Acquires a TPA
Independent TPA Retirement LLC with offices in Oklahoma and South Dakota, has just acquired a TPA, effective April 1, 2017!..
401kWire.com - Friday, May 05, 2017 - Reader Rating: 2
Stevens Calls for the SEC to Take On DoL
From the main stage at the ICI GMM, the trade group's chief gives fundsters a regulatory overview...
MutualFundWire.com - Friday, May 05, 2017 Views
Betterment's Co-Founder Talks to Fundsters
A Betterment cofounder takes the ICI GMM main stage alongside a private bank chief, a mutual fund chief, and a wirehouse bigwig...
MutualFundWire.com - Friday, May 05, 2017 Views
Envestnet Unveils Expanded Data Analytics
The company has introduced seven new modules expanding its analytics, forecasting, and performance reporting services for Envestnet...
401kWire.com - Friday, May 05, 2017
ICI GMM 2017 Wrap Up
After two days of sessions and networking, the mutual fund industry trade group's flagship Washington, D.C. conference will wind down this morning after a regulatory discussion from the chief and more...
MutualFundWire.com - Friday, May 05, 2017 Views
Ascensus Appoints an Ex-BofA Chief As COO
Ascensus appoints a new COO to lead its retirement and operations teams...
401kWire.com - Thursday, May 05, 2016 - Reader Rating: 4
How to Holistically Approach the DoL Regs
Here are some tools KPAs can consider to bolster productivity and efficiency to win and retain business. ..
401kWire.com - Thursday, May 05, 2016
An Arizona KPA Switches B-Ds
A Scottsdale, Arizona 401(k) plan advisor has changed broker dealers...
401kWire.com - Thursday, May 05, 2016
Two TIAA-Nuveen DC I-O Execs Rise and Two Depart
Two DC I-O leaders are named, and two are no longer with the firm as the DC I-O team restructures. ..
401kWire.com - Thursday, May 05, 2016 - Reader Rating: 4
Oregon Gnaws at SARP To Do List
The aggressive timeline to implement a retirement savings program seems to be humming along nicely. ..
401kWire.com - Thursday, May 05, 2016 - Reader Rating: 4
How Disruptive Are Liquid Alts? Think Uber
Fundsters at a mid-year market outlook press event talk Trump disbelief, central banks, and of course active versus passive...
MutualFundWire.com - Thursday, May 05, 2016 Views
New In 2016: a Scorecard For MFEA's STAR Contenders
Updated | Nominations are now open for the mutual fund industry tradegroup's annual awards. And this time, you'll get feedback (beyond just knowing who won, of course)...
MutualFundWire.com - Thursday, May 05, 2016 Views
KPAs Slow to Adopt New DC Plan Options
LIMRA Secure Retirement Institute released its latest study regarding retirement income options in DC plans...
401kWire.com - Thursday, May 05, 2016
Pru's 2016 Q1 Retirement Revenue Falls
Prudential has released its results for Q1 2016...
401kWire.com - Thursday, May 05, 2016 - Reader Rating: 4
DoubleLine Just Surpassed Its Funder
"Investing in DoubleLine and Jeff was the best idea that I ever had," this prominent tells attendees at a conference in Manhattan...
MutualFundWire.com - Thursday, May 05, 2016 Views - Reader Rating: 5
Needles Sticks With His American Beacon Growth Plans, Under New PE Ownership
The manager of managers chief says it's "business as usual" for the shop that spun out of American Airlines years ago...
MutualFundWire.com - Tuesday, May 05, 2015 Views
NADART to No Longer Offer 401(k) Plans, Empower to Gain
NADART is in the process of entering into a relationship with Empower for its 401(k) needs. ..
401kWire.com - Tuesday, May 05, 2015 - Reader Rating: 3
Nurses Lack Confidence in Financial Decisions, Fido Study Says
56 percent of surveyed nurses are not confident in their financial decision-making, though 92 percent want further financial education, especially planning. ..
401kWire.com - Tuesday, May 05, 2015
Cinco De Mayo, Estilo vWise
The SoCal software shop releases a Spanish language version of its flagship online, interactive, video-based education program for 401k participants...
401kWire.com - Tuesday, May 05, 2015
Schiffman Picks Legg's Next U.S. Marketing Chief
The publicly-traded multi-boutique welcomes to the team an alumnus of OpFunds, Monster.com, the Boston Globe, and a healthcare-focused investment bank...
MutualFundWire.com - Tuesday, May 05, 2015 Views - Reader Rating: 1
Retirement Doesn't Mean An End To Working
Transamerica study evaluates changing approaches to retirement...
401kWire.com - Tuesday, May 05, 2015
Retirement Security Worries Continue, Deloitte Survey Shows
A Deloitte Center for Financial Services survey shows 55 percent of survey participants do not feel confident about the state of their retirement finances. ..
401kWire.com - Tuesday, May 05, 2015
Alerus Acquires, RAI's Blair is No Longer Licensed with RIA
A bank holding company headquartered in an area known as the Great Plains just acquired two of Blair's New Hampshire shops. And the President and CEO of the shop is officially not licensed, effective January of this year...
401kWire.com - Tuesday, May 05, 2015 - Reader Rating: 4
The World's Biggest Bond Mutual Fund Now Is ...
Pimco relinquishes another crown, but the fixed income titan's flagship mutual fund is still number two...
MutualFundWire.com - Tuesday, May 05, 2015 Views
Strategic Insight Is On the Block ... Again
An auction has begun for Asset International...
MutualFundWire.com - Monday, May 05, 2014 Views
PlanSponsor Is For Sale, Again
A pub reports that Asset International is on the block, for a price of $150MM or more...
401kWire.com - Monday, May 05, 2014 - Reader Rating: 4
JPAM Assets Grow by 11 Percent, as Alt Funds Double in Size
Assets are up, but net income is slightly down at J.P. Morgan Asset Management, while alternative and multi-asset mutual funds experienced the highest spike in AUM...
MutualFundWire.com - Monday, May 05, 2014 Views
Wilshire's Head of Research Explains How He Chooses Fund Managers
Managing director Mannik Dhillon describes the growth spurt in allocations to global equities and alts, and why you always need quant analysis to check your gut feelings...
MutualFundWire.com - Monday, May 05, 2014 Views
DC Rollovers Into IRAs Ramp Up
...says a new Cerulli report...
401kWire.com - Monday, May 05, 2014 - Reader Rating: 5
A California TPA Acquires a Pair of Shops in Phoenix
A service provider has just acquired two firms...
401kWire.com - Monday, May 05, 2014
SEC Charges a Producing, RKing TPA With Fraud
The exec allegedly inflated assets in a money market fund by $700,000 in account statements. ..
401kWire.com - Monday, May 05, 2014
IMCA Day 1: Beantown's Brightest and Why the Global Economy is Hurting Democracies
Some 1,700 advisors, fundsters and other investment professionals congregate in Boston to talk about the future of the industry...
MutualFundWire.com - Monday, May 05, 2014 Views
WSJ Talks TDFs
How will plan sponsors and participants react?..
401kWire.com - Monday, May 05, 2014 - Reader Rating: 3.5
Fido Gives Nurses a DC Checkup
Fido publishes a report on nurses' retirement health. ..
401kWire.com - Monday, May 05, 2014
Guns, Germs and Grantham
GMO's Grantham warns of eventual demise, again...
MutualFundWire.com - Monday, May 05, 2014 Views
Fidelity is About to Raise the Price of its Oldest Fund
This summer, will fund shareholders approve sending more fees to the Boston Behemoth?..
MutualFundWire.com - Thursday, May 05, 2011 Views
Starting Your Own Fund Family: Find a CPA
Step Seven in MFWire.com's eight-step primer on starting your own mutual fund family is hiring a CPA. Be sure to read the other steps...
MutualFundWire.com - Thursday, May 05, 2011 Views
ICI GMM: What Not to Say In Front of Sallie Krawcheck
Don't use these terms when you talk to BofA's head of global wealth and investment management...
MutualFundWire.com - Thursday, May 05, 2011 Views
WMSI Makes Four New Partnerships
The Bluff Point rollover specialists hook up with a broker-dealer, a recordkeeper and two software providers...
401kWire.com - Thursday, May 05, 2011 - Reader Rating: 1
ACS Boosts its Govt. Sales Force
A senior sales exec joins the Zerox subsidiary...
401kWire.com - Thursday, May 05, 2011
ICI GMM: Sallie Krawcheck's Seven Myths of Wealth Management
Bank of America global wealth and investment management chief Sallie Krawcheck used her soapbox at the ICI GMM Thursday to dispel what she calls the myths that surround the wealth management industry...
MutualFundWire.com - Thursday, May 05, 2011 Views - Reader Rating: 3
Mutual of Omaha Confirms Fund Additions
The plan provider is adding more funds to its platform...
401kWire.com - Thursday, May 05, 2011
AQR Pours Nine Strategies Into a Planned Fund
The Connecticut-based alternatives manager files for a new mutual fund...
MutualFundWire.com - Thursday, May 05, 2011 Views
Global X Bets on Mexican Small Caps
Feliz Cinco de Mayo!..
MutualFundWire.com - Thursday, May 05, 2011 Views
Pru's Retirement Unit Unveils Strong Q1
Deposits and sales numbers are up over Q1 2009...
401kWire.com - Thursday, May 05, 2011 - Reader Rating: 3.5
ICI GMM: Schmeeks Need Defined Alpha In the Face of RDR
Core satellites, defined alpha and schmeeks were some of the topics at the center of a roundtable discussion of fund industry CEOs at the ICI General Membership Meeting Thursday morning...
MutualFundWire.com - Thursday, May 05, 2011 Views
Metlife Cries 'Mercy' After a New 403b Win
Metlife takes its retirement business to the E.R...
401kWire.com - Thursday, May 05, 2011 - Reader Rating: 1
Three Fund Giants Want Money Market NAV Buffers
A trio of mutual fund firms offer their joint two cents in response to the President's Working Group Report on Money Market Fund Reform...
MutualFundWire.com - Thursday, May 05, 2011 Views
Aberdeen Offers an EM Currency Fund
The fund shop is betting on the market's appetite for more fixed income offerings...
MutualFundWire.com - Thursday, May 05, 2011 Views
BNP Paribas and Janus Trumpet New Offering
It's marketed as the first U.S.-based capital protection mutual fund to offer daily liquidity with no set maturity date...
MutualFundWire.com - Thursday, May 05, 2011 Views
Ameriprise Rewards Columbia Converts With 124,000 Shares of Stock
The new parent of the asset manager unveils an incentive program for 133 employees...
MutualFundWire.com - Wednesday, May 05, 2010 Views
More Than 800 Plans Select UBS' New Partner
The wirehouse partners with another retirement plan platform...
401kWire.com - Wednesday, May 05, 2010
ICI: No Chalk on Your Shoes and Embrace the Lantern's Light
Mark Fetting and Paul Stevens remind fundsters of their fiduciary role as the GMM 2010 kicks off in D.C...
MutualFundWire.com - Wednesday, May 05, 2010 Views
Smart401k: This One Goes Out to the Ladies
An online retirement education company is turning its attention specifically to women for 31 days...
401kWire.com - Wednesday, May 05, 2010
AllianceBernstein Builds AUM Year Over Year
Assets are up consistently since Q1 2009, while income and revenue are up since March 09, but down since December...
MutualFundWire.com - Wednesday, May 05, 2010 Views
State Street Helps Advisors With Money Fund Regulations
The company has a new service to help with the amended money fund rules...
MutualFundWire.com - Wednesday, May 05, 2010 Views
New York Life Notches Up a 1.2 Billion Taft-Hartley Win
The company has taken a union job, administering a large DC plan...
401kWire.com - Wednesday, May 05, 2010 - Reader Rating: 5
WisdomTree Claims More Than 7 Percent of the ETF Biz
The fundamental indexer lowers its net loss in the first quarter...
MutualFundWire.com - Wednesday, May 05, 2010 Views - Reader Rating: 5
MPI Rebuilds a Tool for Advisors
Markov Processes International is giving advisors a tool to create plan-level reports..
401kWire.com - Wednesday, May 05, 2010
EBRI Study Shows Most Workers Don't Calculate Savings
Less than half of workers are calculating how much they will need in order to retire in comfort, says EBRI..
401kWire.com - Wednesday, May 05, 2010
Will Bill Gross Run For Governor?
One writer and blogger thinks that Bill Gross would make an excellent follow-up to Arnold Schwarzenegger...
MutualFundWire.com - Wednesday, May 05, 2010 Views
Texas Based Highland Says 'Howdy, Partners"
The investment manager has named its two newest partners...
MutualFundWire.com - Wednesday, May 05, 2010 Views
WSJ Says SPDR Will Follow Vangaurd's ETF Play
The WSJ picked up on Vanguard's decision to cut ETF trading commissions, like Fidelity and Schwab...
MutualFundWire.com - Wednesday, May 05, 2010 Views
The Wall Street Fund Finds a New Owner
Evercore has acquired the $12 million fund...
MutualFundWire.com - Wednesday, May 05, 2010 Views
At Calamos, Open-End Funds' AUM Grows by $17 Billion
Between Q1 2009 and 2010, Calamos saw increased mutual fund assets under management and revenue...
MutualFundWire.com - Wednesday, May 05, 2010 Views
Hennessy Adds More Red Ink
The California-based fund firm unveils its latest quarterly results...
MutualFundWire.com - Tuesday, May 05, 2009 Views
Another Fund Firm Turns to a Midwestern Distributor
A $2.5 billion manager hires an outside firm for distribution and principal underwriting...
MutualFundWire.com - Tuesday, May 05, 2009 Views
Schapiro Accuses Bent of Fraud
The beleaguered money fund manager faces charges over the collapse of its flagship offering...
MutualFundWire.com - Tuesday, May 05, 2009 Views
A Small Cap Fund May Close Soon
A Chitown asset manager expects to shut the doors on a fund in less than three weeks...
MutualFundWire.com - Tuesday, May 05, 2009 Views
Fund Researchers See a Fund Distribution Shift Accelerate
At least one industry consulting firm estimates that the shift away from commission-based mutual fund sales just got even faster...
MutualFundWire.com - Tuesday, May 05, 2009 Views
WSJ Zeroes in on Withdrawal Restrictions in Some 401k Options
The Wall Street Journal's Eleanor Laise looks at withdrawal freezes...
401kWire.com - Tuesday, May 05, 2009
Schapiro Takes Aim at Target-Date Funds
The SEC is reviewing target-date funds' disclosure about their glide paths and asset allocations, says SEC chair Mary Schapiro...
MutualFundWire.com - Tuesday, May 05, 2009 Views
Trial Begins in a Breach-of-Contract Suit Against Janus
Opening statements started Monday in the case brought by an ex-Janus portfolio manager...
MutualFundWire.com - Tuesday, May 05, 2009 Views
Legg Mason Posts a $325 Million Loss
The Baltimore fund firm on Tuesday reported its fifth straight quarterly loss...
MutualFundWire.com - Tuesday, May 05, 2009 Views - Reader Rating: 4
Growth Funds Continue to Trump Value
In Tuesday's Wall Street Journal Fund Track, Sam Mamudi notes that growth funds continue to beat value offerings and the broader market this year...
MutualFundWire.com - Tuesday, May 05, 2009 Views
Sales Up, Earnings Down at Principal Full-Service Biz
Full service sales hit a record in the first quarter, but earnings fell from a year ago. ..
401kWire.com - Monday, May 05, 2008
The Principal is Still in the M&A Game
The president of Principal Funds said the firm is still in the market for acquisitions...
MutualFundWire.com - Monday, May 05, 2008 Views
Goldman Guy Crosses Over to Mother Merrill
The formerly co-head of the investment management division of Goldman Sachs has joined Merrill Lynch...
MutualFundWire.com - Monday, May 05, 2008
Atkins to Leave SEC
Paul Atkins will depart the commission at the end of his term...
MutualFundWire.com - Monday, May 05, 2008 Views
Looking to Recruit Advisors? Talk With Providers
Consultants and vendors talk intermediary consolidation at the NRP conference...
401kWire.com - Monday, May 05, 2008 - Reader Rating: 3.6
Gallagher Buys a Benefit Consulting Shop
The insurance broker has purchased an employee benefit consulting firm in New Jersey...
401kWire.com - Monday, May 05, 2008
Wellesley RIA Reinvents the SMA
F-Squared Investments is offering advisors an new type of SMA product...
MutualFundWire.com - Monday, May 05, 2008 - Reader Rating: 5
Nationwide Inks Sponsorship Deal with a Networking Site
The Columbus, Ohio-based provider is sponsoring a networking site for small business owners...
401kWire.com - Monday, May 05, 2008
Schwab Adds to its DC-IO Offerings
The San Francisco firm has launched two funds in its Laudus line that are geared toward 401k plans...
401kWire.com - Monday, May 05, 2008
Finra Triumph Over American Funds May Deter Others from the Fight
Finra has posted the press release with details of adjudicatory judgment on American Funds...
MutualFundWire.com - Monday, May 05, 2008 Views - Reader Rating: 4
LPL Brings in a Fidelity Alum
LPL Financial has tapped a Fidelity alum to biuld out its RIA and hybrid business. The firm also plans to launch an integrated platform to support RIAs and hybrid advisors later this year. ..
MutualFundWire.com - Monday, May 05, 2008
Education Specialist Tests Advisory Waters With a New Product
A North Carolina firm unveils a comprehensive employment benefit report for the intermediary channel...
401kWire.com - Monday, May 05, 2008 - Reader Rating: 5
Transamerica Exec Moves to Lincoln
The exec will build the wirehouse channel in the West...
401kWire.com - Monday, May 05, 2008 - Reader Rating: 4
SEC Eyes Different Treatment of Two Pieces of 12b-1s
The director of investment management at the SEC said staffers are seeking to develop a system that treats two pieces of current 12b-1 fees differently...
MutualFundWire.com - Monday, May 05, 2008 Views
A Democratic Fund is Having a Blue Period
The unofficial mutual fund complex of the Democratic party has been having some problems of late...
MutualFundWire.com - Monday, May 05, 2008 Views
Two-Firm Partnership Bridges Plan Size Gap
A California provider to small plans has teamed up with a TPA network to offer services across the range of retirement plan sizes. Could a similar solution work for other companies? ..
401kWire.com - Friday, May 05, 2006 - Reader Rating: 1
Nationwide Posts Higher Q1 Plan Sales
The Columbus, Ohio-based firm reported increases in public and private plan sales...
401kWire.com - Friday, May 05, 2006 - Reader Rating: 1
DB-Focused Firm Highlights Shift to 401(k)s
On releasing an analysis of retirement plan trends among Fortune 100 companies, Watson Wyatt urged employers to think twice about following the crowd...
401kWire.com - Friday, May 05, 2006 - Reader Rating: 1
M&I Hires Smith Barney Exec
The new hire will oversee institutional products and services...
401kWire.com - Friday, May 05, 2006
Gabelli Settlement Gives Plaintiffs Large GAMCO Share
Mario Gabelli has arrived at a settlement with two early investors in what would eventually become his money management empire...
MutualFundWire.com - Friday, May 05, 2006 Views
Mutual Funds To File Reports On Suspicious Transactions
The Treasury Department is requiring mutual fund companies to file reports on suspicious transactions...
MutualFundWire.com - Friday, May 05, 2006 Views
CitiStreet Mulls ETF Wraps
The new type of asset allocation fund can overcome obstacles to using ETFs in 401(k) plans...
401kWire.com - Thursday, May 05, 2005
Sponsor Demolishes 401k, Rebuilds with Principal
A Colorado-based explosives and blasting company goes with Principal for total retirement plan services...
401kWire.com - Thursday, May 05, 2005 - Reader Rating: 2
Former Fido 401(k) Chief Will Address Graduates
Those wishing to hear Fidelity President Robert Donelan Jr. can catch him at graduation this weekend...
401kWire.com - Thursday, May 05, 2005
Nationwide's Retirement Profits Are Up
The insurer is seeing higher sales and profits so far in 2005. Growth is strongest in its private sector business...
401kWire.com - Thursday, May 05, 2005 - Reader Rating: 5
Indiana, State of
The Hoosier state is seeking an investment consultant for its defined contribution program...
401kWire.com - Thursday, May 05, 2005
Canary Day Three: Plotting on Tape
Why did Lerner use the White phones? Wednesday's testimony by a witness for the prosecution may raise as many doubts as it dispels...
MutualFundWire.com - Thursday, May 05, 2005
Integrity to Fold IPS Funds
Integrity Mutual Funds will merge two recently acquired funds into a newly created fund. The Minot, North Dakota-based fund advisor will fold $56 million in assets from the IPS Millennium and New Frontier Funds into its new Integrity Growth & Income Fund for which it will serve as the subadvisor...
MutualFundWire.com - Thursday, May 05, 2005 Views
Quaker Funds Replaces Subadvisor
Global Capital Management has won a mandate as a subadvisor to the Quaker Mid-Cap Value Fund. The Conshohocken, Pennsylvania-based firm replaces Schneider Capital Management. Schneider had resigned from the mandate, citing plans to focus on its institutional business...
MutualFundWire.com - Thursday, May 05, 2005 Views
New Cub Fund at Julius Bear
Swiss-owned Julius Baer is adding a second international equity fund. The New York City-based fund arm of the European bank closed its initial fund at the same time it opened the second fund...
MutualFundWire.com - Thursday, May 05, 2005 Views
NY Times Notices Fido Trading Flap
The New York Times has noticed the "Greens-for-Green" probes into whether brokerages bribed Fidelity traders with free golf outings, tickets and trips in exchange for trade order flow. The investigations have been widely covered by trade press, wire services and the Boston papers since last fall. ..
MutualFundWire.com - Thursday, May 05, 2005 Views
Cost of Scandal Fix Will Sting, Promise Analysts
Forced fee cuts, added disclosures and increased compliance rules will hit bottom line hard. The total costs to the fund industry could reach past $6 billion...
MutualFundWire.com - Wednesday, May 05, 2004 Views - Reader Rating: 5
Former-STC Execs Put in Court Appearance ... Finally
Two former Security Trust Company executives packed their bags for a quick Arizona-to-New York trip. They faced their judge at a preliminary hearing Wednesday morning and learned their trial date...
401kWire.com - Wednesday, May 05, 2004 - Reader Rating: 5
Hewitt CEO on the Lookout for Deals
The recordkeeper eyes out for acquistions or just plan old outsourcing deals that may be bargains...
401kWire.com - Wednesday, May 05, 2004 - Reader Rating: 5
Integrity Funds Sees Small, But Growing Bottom Line
The only fund firm in the Roughrider state reports higher quarterly profits after making acquisitions...
MutualFundWire.com - Wednesday, May 05, 2004 Views
BISYS Adds Plan Sponsor Tools to Web
The new offerings promise to help plan sponsors with the day-to-day drudgework of running a plan, including ensuring data integrity and compliance...
401kWire.com - Wednesday, May 05, 2004 - Reader Rating: 4
Delaware Lops Off UK Investment Arm
The firm sells London-based arm to unit's own management, private equity investors. ..
MutualFundWire.com - Wednesday, May 05, 2004 Views
Study Reaffirms Importance of Wholesalers
Spectrem Group asked retirement intermediaries what they value in plan providers. Their answers may not surprise you, but they serve as a key reminder...
401kWire.com - Wednesday, May 05, 2004 - Reader Rating: 3
Grand Jury Said to Hear Evidence Against Strong
The pressure to enter a settlement may be increasing. Closure would ease the path to a sale of the firm...
MutualFundWire.com - Wednesday, May 05, 2004 - Reader Rating: 5
Columbia Fund Managers Get Jobs Back
Two fixed income managers return from leave; one remains under investigation...
MutualFundWire.com - Wednesday, May 05, 2004 - Reader Rating: 3
Chemical Lime Chooses New DC-DB Provider
This Texas-based sponsor is set to convert its combo $65 million program in July...
401kWire.com - Monday, May 05, 2003 - Reader Rating: 3
Hewitt Aims for Total Benefits Outsourcing
This latest acquisition is aimed at extending its outsourcing capabilities to payroll services...
401kWire.com - Monday, May 05, 2003 - Reader Rating: 4
Watson Wyatt Unit Eyes Growth
This Watson Wyatt subsidiary is looking to expand with its strategy consulting focus, as DC providers continue to converge...
401kWire.com - Monday, May 05, 2003 - Reader Rating: 4
AMEX Expands Investment-Advice Relationship
The firm has extended its investment-advice alliance, which is now developing custom investment planning and advice tools...
401kWire.com - Monday, May 05, 2003 - Reader Rating: 4
Schwab Looks to Add Fees for OneSource
UPDATED: The discount brokerage is boosting fees for access to its supermarket, but fund titans have apparently been exempted...
MutualFundWire.com - Monday, May 05, 2003 Views - Reader Rating: 5
JP Morgan Fund Unit Adds Fixed-income CIO
The firm taps a former Pru Financial CIO for its new post...
MutualFundWire.com - Monday, May 05, 2003 Views
Morningstar Inks New Financial Advisor Deal
This new agreement expands access to its Advisor Workstation to an additional 10,000 U.S. financial advisors...
MutualFundWire.com - Monday, May 05, 2003 Views - Reader Rating: 4.33
SVA May 5, 2000
..
401kWire.com - Friday, May 05, 2000 - Reader Rating: 3
Rocky Mountain RFP
Denver sponsor making plan changes...
401kWire.com - Friday, May 05, 2000 - Reader Rating: 3
New "No-Cap" Equity Fund
A new fund investing in companies of all shapes and sizes has emergd on the scene...
MutualFundWire.com - Friday, May 05, 2000 - Reader Rating: 3
Pru Hires ManuLife President
Prudential has hired the president of Manulife to oversee sales strategy for all of its products and programs...
MutualFundWire.com - Friday, May 05, 2000 - Reader Rating: 3
401k Fees Under The Microscope
It seems that unbundling is what many of the bigger plan sponsors want. Why? It's the fees of course...
401kWire.com - Friday, May 05, 2000 - Reader Rating: 3
May 5, 2000
Charity begins at Fidelity ... Family feud ... How low can they go...
401kWire.com - Friday, May 05, 2000 - Reader Rating: 3
May 5, 2000
Charity begins at Fidelity ... Family feud ... How low can they go...
MutualFundWire.com - Friday, May 05, 2000 Views - Reader Rating: 3
Another One Goes Online
Had enough of 401k providers offering service online? Get ready for another firm supplying compliance and design service...
401kWire.com - Friday, May 05, 2000 - Reader Rating: 3
Funds Grouped in Black and White
As of May 3, all of the Liberty Financial Companies' (L) funds including the Colonial, Crabbe Huson, Stein Roe Advisor and Newport funds listings are being grouped together in newspapers and similar publications under the name "Liberty." ..
MutualFundWire.com - Wednesday, May 05, 1999 - Reader Rating: 3
From the Front Lines: Report from AIMSE
Even as the Dow rockets to new records, speakers at the largest gathering of investment management sales people were in a less festive mood than usual. Institutional sales people, it seems, are more squeezed than ever. Rising stock prices may just be masking structural changes in the industry going on just below the surface at firms...
401kWire.com - Wednesday, May 05, 1999 - Reader Rating: 3
Judging Investment Consultants
Word first began to leak out that Dalbar, the Boston-based financial services research and consulting firm was exploring ways to judge the performance of 401k investment advisors. It turns out that was just part of the story...
401kWire.com - Wednesday, May 05, 1999 - Reader Rating: 3
From the Front Lines: Report from AIMSE
Even as the Dow rockets to new records, speakers at the largest gathering of investment management sales people were in a less festive mood than usual. Institutional sales people, it seems, are more squeezed than ever. Rising stock prices may just be masking structural changes in the industry going on just below the surface at firms...
MutualFundWire.com - Wednesday, May 05, 1999 Views - Reader Rating: 3
SunTrust Goes Online
Once again, a defined contribution vendor has hopped upon the Internet bandwagon. The latest provider to pursue the high tech platform is SunTrust Banks, Inc. (NYSE: STI) of Atlanta, Georgia. The new website has informational and transactional capabilities for 401(k) plan participants...
401kWire.com - Wednesday, May 05, 1999 - Reader Rating: 3
Judging Investment Consultants
Boston-based Dalbar is making 401ks its first stop in its development of standards designed to measure the performance of investment consultants...
MutualFundWire.com - Wednesday, May 05, 1999 - Reader Rating: 3
Odd Lots, May 5, 1999
SEC keeps a watchful eye on on-line brokerages ... Goldman's first day of trading ... Don't leave home without Fido ... Fund Lemons ... Matthews Japan fund hopes to duplicate Korean success...
MutualFundWire.com - Wednesday, May 05, 1999 - Reader Rating: 3
**Mid-Sized Pension Conference Update** A Walk Around the Booths
One of the highlights of the Mid-Sized Pension Management series of conferences is the informart -- essentially a display hall which sponsors are enticed to attend with finger-food and free drinks -- which is held on the first night of the meeting. ..
401kWire.com - Tuesday, May 05, 1998 - Reader Rating: 3
Move from Boatmen's to Bankers Doesn't Affect Services
St. Louis, MO-based ESCO Electronics Corporation has moved from Boatmen's to Bankers Trust when the former was absorbed by the latter, Cheri Hoeferlin, manager of employee benefits, told the 401kWire. The plan has approximately $105 million in assets with 2,000 participants...
401kWire.com - Tuesday, May 05, 1998 - Reader Rating: 3
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