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http://www.teucriumcornfund.com  -  SEC Filings
Fund Profiles
News Stories Archives - Since 1998
A 9-Year Allianz Vet Departs
There's no word yet on how the sales exec's duties are being handled...
MutualFundWire.com - Wednesday, June 21, 2017
Filings for Fundsters - June 21, 2017
A compilation of the latest SEC filings...
MutualFundWire.com - Wednesday, June 21, 2017
Nationwide Wins a $1B Plan
The recordkeeper was recently selected to run a large state plan. ..
401kWire.com - Wednesday, June 21, 2017 - Reader Rating: 3
A North Dakota Firm Selects VMS
VMS will provide data and technology solutions as the firm expands. ..
401kWire.com - Wednesday, June 21, 2017
NTSA Welcomes a New Executive Director
A new executive director has been named at NTSA.....
401kWire.com - Wednesday, June 21, 2017
A DC I-O Vet Fills a New Role at Capview
Capview hires a 28-year veteran who has led DC I-O units at various firms.....
401kWire.com - Wednesday, June 21, 2017
This Bet Cost a BlackRock PM His Job ... But It Paid Off
Five years after leaving the asset management giant under the cloud of a potential conflict of interest, this PM and his family stand to make $1 billion on the sale of their publicly traded business...
MutualFundWire.com - Wednesday, June 21, 2017
Here is GRP's Newest $1.5B Affiliate
A firm that has more than $1.5 billion under its belt has officially joined the Global Retirement Partners.....
401kWire.com - Wednesday, June 21, 2017
Charlie Epstein vs John Oliver
The 401k Coach and other industry insiders are challenging the TV comedian's attack on the retirement plan industry...
401kWire.com - Tuesday, June 21, 2016 - Reader Rating: 5
Havener Helps an N.J. Shop Climb Into the Mutual Fund Biz
A four-year-old Garden State SMA firm debuts its first mutual fund...
MutualFundWire.com - Tuesday, June 21, 2016 Views
TRA Welcomes a Tri-State Wholesaler
The Retirement Advantage becomes a regional wholesaler to cover the tri-state region...
401kWire.com - Tuesday, June 21, 2016 - Reader Rating: 4.33
Ascensus Will Expand Its Sales Reach by 40 Percent
Pennsylvania-based Ascensus looks to grow it's retail sales regions...
401kWire.com - Tuesday, June 21, 2016 - Reader Rating: 5
An ABG Shop Acquires in Phoenix
An Alliance Benefit Group client plants its roots in Phoenix, Arizona...
401kWire.com - Tuesday, June 21, 2016
This $12.7B Dollar Pension May Explore Going DC
OCERS could explore a DC plan this year...
401kWire.com - Tuesday, June 21, 2016 - Reader Rating: 5
A Fundster Voice-For-Hire Starts His Own Shop
A longtime outside spokesperson and marketing expert to mutual fund shop industry insiders is setting out on his own...
MutualFundWire.com - Tuesday, June 21, 2016 Views - Reader Rating: 5
Employee Engagement Rose Over Year 2015
Bank of America's scorecard monitoring plan participants' behavior and plans sponsors' adoption of evolving plan design features reveals new trends within the DC industry...
401kWire.com - Tuesday, June 21, 2016
NT Seeks to Add to its Team
The Chicago-based DC I-O manager seeks someone able to charm and enlighten consultants and plan sponsors. ..
401kWire.com - Tuesday, June 21, 2016
Does Invesco Check All the Right Boxes?
A Jefferies analyst smiles on the publicly-traded asset manager...
MutualFundWire.com - Tuesday, June 21, 2016 Views
Pennsylvania Legislature Looks at 401k
Pennsylvania would be the fourth state to do so...
401kWire.com - Friday, June 21, 2013
Market Volatility Could Benefit ETFs
Investors tend to embrace ETFs when the market is volatile and fear is high, USA Today reported. ..
MutualFundWire.com - Friday, June 21, 2013 Views
Gemini Spruces Up Its Website
Site offers educational materials to help managers break into '40 Act country...
MutualFundWire.com - Friday, June 21, 2013 Views
A Cohen & Steers Fund Ends Sub-Advisory Agreement
The board of directors of the Cohen & Steers Real Assets Fund has approved the termination of the fundís sub-advisory agreement with Investec Asset Management effective at the close of business on July 29, 2013. Cohen & Steers Capital Management [profile], the fundís investment advisor, will manage the fundís allocation to natural resource companies beginning July 29, 2013. [SEC Filing]...
MutualFundWire.com - Friday, June 21, 2013 Views
A Hansberger Fund's Liquidation Approved
On June 20, 2013, the board of trustees of Hansberger International Series, based on the recommendation of the International Value Fund's advisor, Hansberger Global Investors [profile], approved a plan to liquidate the International Value Fund. Liquidation is to take place on or about July 19, 2013. [SEC Filing]...
MutualFundWire.com - Friday, June 21, 2013
Experts Recommend Overlay Strategy For CEFs
CEFs are great investments if you use an overlay strategy, Morningstar's Steven Pikelny wrote...
MutualFundWire.com - Friday, June 21, 2013 Views
A Fidelity Fund To Close
The board of directors for the Fidelity [profile] Targeted International Equity Funds has approved the closing to new investors for the Fidelity Europe Capital Appreciation Fund effective after the close of business on July 19, 2013. [SEC Filing]...
MutualFundWire.com - Friday, June 21, 2013
New PMs At A Janus Fund
Jonathan D. Coleman from Janus [profile] is the new co-PM for the Ohio National Fund Small Cap Growth Portfolio with Maneesh Modi since May 2013. [SEC Filing]. ..
MutualFundWire.com - Friday, June 21, 2013 Views
Inspira Guides a Managed Account Provider
A participant advice specialist teams up with an IRA provider for two products...
401kWire.com - Friday, June 21, 2013 - Reader Rating: 1
Oppenheimer Lures from Pioneer a High Yield Manager
PM has experience in tax exempt products. Move follows recent naming of new president and unveiling of new brand. ..
MutualFundWire.com - Friday, June 21, 2013 Views
A Mega Plan May Be In Play
Wal-Mart is in the middle of an RFP..
401kWire.com - Friday, June 21, 2013 - Reader Rating: 3
Mind Your Words, Rekenthaler Reminds Fundsters
Invesco conducted research on the right kinds of words to use with investors...
MutualFundWire.com - Friday, June 21, 2013 Views
Carroll Is Expanding Allianz's Footprint
Head of U.S. retail distribution says there are a number of opportunities he wants to tap into...
MutualFundWire.com - Friday, June 21, 2013 Views
Pru and a Jumbo Client Agree to a $35MM Fee Settlement
If approved by the judge and an independent fiduciary, the settlement would be the highest 401k fee settlement in history...
401kWire.com - Friday, June 21, 2013 - Reader Rating: 1.33
PIMCO Picks Retirement Income Partners
The offering will pair investment and insurance products with a planning tool...
MutualFundWire.com - Friday, June 21, 2013 Views - Reader Rating: 5
Pimco PMs Offer Fixed-Income Wisdom
A fund manager at Pimco, Myles Bradshaw, said investors should buy fixed-income while prices are low...
MutualFundWire.com - Friday, June 21, 2013 Views
A PM Steps Down at Legg Mason
Stephen A. Walsh and Stephen P. Fulton have been a part of the PM team for the Legg Mason's [profile] Western Asset Mortgage Backed Securities Fund since 2006 and 2011, respectively. It is anticipated that Walsh will step down as a PM effective on or about March 31, 2014 and that S. Kenneth Leech will join the fundís PM team at that time. [ MutualFundWire.com - Friday, June 21, 2013
Manager Diversification Doesn't Get Results
A new survey reveals that the multi-manager approach doesn't beat a portfolio of index funds. ..
MutualFundWire.com - Friday, June 21, 2013 Views
A Frontegra Fund Shuts Down
On June 20, 2013, the board of directors of the Frontegra Funds [profile] approved the liquidation of the Lockwell Small Cap Value Fund based upon the recommendation of Lockwell Investments, the investment advisor to the fund. The advisor has indicated that it is in discussions to close the firm and thus will no longer be able to serve as the investment advisor to the fund. [SEC Filing]. ..
MutualFundWire.com - Friday, June 21, 2013
A Hartford Fund To Close
On June 18, 2013, the board of directors of The Hartford Mutual Funds [profile] approved a plan of liquidation for The Hartford Money Market Fund. The expected date of liquidation is on or about September 27, 2013. [SEC Filing]. ..
MutualFundWire.com - Friday, June 21, 2013 Views
A Henderson Fund to be Liquidated
The board of trustees of Henderson Global Funds [profile] has approved an agreement and plan of liquidation and termination for the Henderson World Select Fund. The fund is expected to be liquidated on or about August 30, 2013. [SEC Filing]. ..
MutualFundWire.com - Friday, June 21, 2013
Morningstar Opines on PMs' Experience At American Funds
Morningstar tells investors of American Funds to pay no mind to James Drasdo's retirement. Other seasoned PMs will step up to the plate...
MutualFundWire.com - Friday, June 21, 2013 Views
PAi Adds a Sales Exec
The firm hired an American Funds vet...
401kWire.com - Friday, June 21, 2013
Bernanke and Stevens Talk Money Funds
Shocker ó they don't disagree...
MutualFundWire.com - Friday, June 21, 2013 Views
Baldiswieler Plans Another Fund
A new emerging markets fund may attract investors wanting to escape the dollar...
MutualFundWire.com - Thursday, June 21, 2012 Views
Great-West's Harmon Hires in the OC
The new hire hails from Nationwide...
401kWire.com - Thursday, June 21, 2012
A Top Templeton PM Dies
Sir John Templeton's third investment professional passed away earlier this week...
MutualFundWire.com - Thursday, June 21, 2012 Views - Reader Rating: 1
Lydon Picks Reich and Tang's New CIO
A company insider rises to a top post...
MutualFundWire.com - Thursday, June 21, 2012 Views
Linton Officially Takes a New Gig
The Merrill and Fido alum will lead individual markets for a bundled provider...
401kWire.com - Thursday, June 21, 2012
Improta Highlights Hewitt EnnisKnupp's DC Sales Figures
The consulting shop has brought on 45 new DC plans this year...
401kWire.com - Thursday, June 21, 2012
TIAA-CREF Wins Over a Hartford Plan
The $27.5 million plan switched over earlier this month...
401kWire.com - Thursday, June 21, 2012 - Reader Rating: 3.5
One of Fink's Founding Partners Steps Down But Not Out
This vice chair will continue to serve on the board of directors...
MutualFundWire.com - Thursday, June 21, 2012 Views
Is Home So Sweet for PMs?
New study shows fund managers tend to invest more in stocks from their home state...
MutualFundWire.com - Thursday, June 21, 2012 Views
When Do MStar Analysts Change Their Minds?
A fund analysis director explains some changed ratings...
MutualFundWire.com - Thursday, June 21, 2012 Views
Regulators Nix a Mutual-Fund-to-ETF Conversion
The shop in question will launch the ETF on its own alongside the mutual fund...
MutualFundWire.com - Thursday, June 21, 2012 Views
Burns Takes Over Fund Analysis at Morningstar
New hires and promoted analysts will cover the gamut of fund research..
MutualFundWire.com - Thursday, June 21, 2012 Views
Schapiro Brings Her Money Fund Fight to Congress
New SEC data shows 300 money market funds have been bailed out by parent companies since the 1970s...
MutualFundWire.com - Thursday, June 21, 2012 Views
Hasenstab Reveals a Blessing and a Curse
A speech at Morningstar the PM takes a new look at the current climate...
MutualFundWire.com - Thursday, June 21, 2012 Views
Two Consultants Join Fiduciary Investment Advisors
Updated | The Connecticut-based retirement plan consulting firm expands its team...
401kWire.com - Tuesday, June 21, 2011 - Reader Rating: 2
WM Alums Unveil a Trio of Mutual Funds
The Seattle firm started by a pair of WM Advisors alums launched three asset allocation mutual funds...
MutualFundWire.com - Tuesday, June 21, 2011 Views
M&I's Parent is All but Sold
The deal is expected to close early next month...
401kWire.com - Tuesday, June 21, 2011 - Reader Rating: 3.67
Mahoney Picks a New Retirement Chief
The Sunshine State benefits firm names a successor to Marc Zimmerman...
401kWire.com - Tuesday, June 21, 2011 - Reader Rating: 3
Gemini Launches its Second Series Trust
The Hauppage, New York-based firm sets up a second mutual fund series trust...
MutualFundWire.com - Tuesday, June 21, 2011 Views
An Updated Advisor Tool Launches
Updated | The offering helps advisors evaluate and select retirement plan providers...
401kWire.com - Tuesday, June 21, 2011 - Reader Rating: 1.5
Dwight Ponders More Stable Value Hires
The head of stable value at the Old Mutual subsidiary says he continues to keep an eye out for possible hires...
401kWire.com - Tuesday, June 21, 2011 - Reader Rating: 2
AMG Names its Global Distribution Chief
Affiliated Managers Group turn to a former BlackRock executive for the post...
MutualFundWire.com - Tuesday, June 21, 2011 Views
Gundlach and TCW Prepare for a Trial
Updated | A jury is scheduled to hear the Societe Generale unit's original suit against the DoubleLine founder next month. Will the counter-suit also go to trial?..
MutualFundWire.com - Tuesday, June 21, 2011 Views
Franklin Does a Deal Down Under
Greg Johnson & co. are buying an Australian equity shop...
MutualFundWire.com - Tuesday, June 21, 2011 Views
Pimco Unveils its Newest ETF
The Newport Beach, California-based bond fund giant last week launched a short-term, high-yield corporate bond ETF...
MutualFundWire.com - Tuesday, June 21, 2011 Views
ExpertPlan Adds a Sales Team in the Southeast
The open architecture recordkeeper adds a pair of industry veterans...
401kWire.com - Monday, June 21, 2010 - Reader Rating: 4
Mansueto Dreams of an International Morningstar
A trade pub profiles the recent acquisitions of the fund ratings star...
MutualFundWire.com - Monday, June 21, 2010 Views
Appelstein Institutionalizes Old Mutual's Retail Distribution
The sales and marketing chief at the asset manager outlines his new approach...
MutualFundWire.com - Monday, June 21, 2010 Views - Reader Rating: 3
Two Fidelity Alumni Aim to Reveal Fund Outperformers ... In Advance
A startup unveils a new online tool to help predict which mutual funds will outshine their brethren...
MutualFundWire.com - Monday, June 21, 2010 Views - Reader Rating: 5
TIAA-CREF Names Two Top Execs as a Third Departs
The 403b provider names a new COO and a new head of shared services...
401kWire.com - Monday, June 21, 2010 - Reader Rating: 2
Post-Merger, an RKer's Founder Moves On
One year after combining with a competitor, a Midwestern TPA says goodbye to one of its own...
401kWire.com - Monday, June 21, 2010
An RKer Down South Expands Into Florida
An open-architecture provider opens its first branch office...
401kWire.com - Monday, June 21, 2010
Merrill Says Goodbye to an Elite DC Advisory Team
A retirement-plan-focused duo leaves the wirehouse to go independent...
401kWire.com - Monday, June 21, 2010 - Reader Rating: 3.25
Peter Lynch Makes a Principled Gift
The famed former PM of Fidelity Magellan writes a check for a good cause and encourages others to do the same. ..
MutualFundWire.com - Monday, June 21, 2010 Views
The Times Shines the Spotlight on Axa Rosenberg Again
Asset managers should prepare to talk about the 'coding error' again...
MutualFundWire.com - Monday, June 21, 2010 Views
Will iShares' Actions Speak Louder than its Words?
The same day the ETF giant filed for new active ETFs its global head expressed doubts about the concept's legs...
MutualFundWire.com - Monday, June 21, 2010 Views
"What the Hell am I Going to Do?"
That was one of Gundlach's first thoughts upon being tossed from TRW, he tells USA Today...
MutualFundWire.com - Monday, June 21, 2010 Views
Is LA 'the Bond Capital of the United States?'
A local paper notes that Pimco is not the only fixed income manager in Southern California...
MutualFundWire.com - Monday, June 21, 2010 Views
Another Fund Firm Banks on the Active ETF Business
A Midwestern asset manager plans to launch two exchange-traded funds...
MutualFundWire.com - Monday, June 21, 2010 Views
Iwry at the Eye of the Coming IRA Storm
A little-known Washington insider is quietly putting the finishing touches on new regs that could shake up the retirement plan industry...
MutualFundWire.com - Monday, June 21, 2010 Views - Reader Rating: 5
Inflation Risk Does Not Bother Sentinel PM
The WSJ Fund Track talks inflation with the PM of a smaller Sentinel fund...
MutualFundWire.com - Monday, June 21, 2010 Views - Reader Rating: 5
TSX Datalinx Up with SFTI
TSX Datalinx will expand the availability of market data information for its customers across North America by becoming a market center on the Secure Financial Transaction Infrastructure...
MutualFundWire.com - Thursday, June 21, 2007 Views - Reader Rating: 2.75
Pension Board May Slap Suit Vs. Smith Barney
The police and fire pension board of Delray beach voted to sue Smith Barney, their former financial consultant...
MutualFundWire.com - Thursday, June 21, 2007 - Reader Rating: 3
Ex-Trautman Wasserman Rep To Pay $250K in Late Trading Case
A former registered representative at Trautman Wasserman & Company will pay disgorgement of $250,000 to settle regulatory allegations that he carried out a late trading scheme...
MutualFundWire.com - Thursday, June 21, 2007 - Reader Rating: 3.22
Regional BD Plans Retirement Seminars for Reps
A full service broker-dealer weighs getting in on the fiduciary advice action while preparing to train its brokers more about retirement. ..
401kWire.com - Thursday, June 21, 2007
A.G. Edwards Q1 Earnings Up 7 Percent
A.G. Edwards has announced their first quarter earnings for 2008 and the news is good...
MutualFundWire.com - Thursday, June 21, 2007 - Reader Rating: 3
Man Appoints EVP
Clayton Cheek has been appointed as executive vice-president of Man Investments...
MutualFundWire.com - Thursday, June 21, 2007 Views - Reader Rating: 3
A New SPDR Crawls into SSgA's Lineup
SSgA officials said their new ETF, the SPDR S&P BRIC 40 ETF will begin trading on the AMEX June 22...
MutualFundWire.com - Thursday, June 21, 2007 Views - Reader Rating: 3.25
NASD Hits Wachovia with Fine for Lax Broker Supervision
The NASD has fined Wachovia Securities $2 million for failing to adequately supervise its fee-based brokerage business between 2001 through 2004...
MutualFundWire.com - Thursday, June 21, 2007
California B-D On the Verge of Collapse?
Brookstreet Securities Corp. told its reps the firm could fold up if it doesn't come up with $5 million...
MutualFundWire.com - Thursday, June 21, 2007 - Reader Rating: 5
Ex-US Bank Bigwig Wins SoCal CEO Spot
A Golden State retirement operation has a new boss to report to. ..
401kWire.com - Thursday, June 21, 2007
Fidelity: 1, Schlichter: 0
Score one for Fidelity. The Boston Behemoth racked up a victory Wednesday when a federal judge threw out a fee suit filed by Schlichter Bogard & Denton against the firm and a large plan sponsor. ..
401kWire.com - Thursday, June 21, 2007 - Reader Rating: 1
Man Group Sets IPO Price Range for Brokerage Unit
The Man Group has set a price range for the IPO of its U.S.-based brokerage unit...
MutualFundWire.com - Thursday, June 21, 2007 - Reader Rating: 2.4
One I-Banker Does Another
National Bank Financial sells off Putnam Lovell after just five years in the space...
MutualFundWire.com - Thursday, June 21, 2007 Views - Reader Rating: 3.57
Timeline: Nuveen Sale
Nuveen Investments was scooped up by Wall Street money men Tuesday morning. This story has links to all of our coverage and a roundup of the deal including the background of the key players.

Bookmark this page and return through the coming weeks for updates. ..

MutualFundWire.com - Thursday, June 21, 2007 Views - Reader Rating: 3.29
YieldQuest Adds Three FundsTo Platform
YieldQuest Advisors LLC has added three new funds to its mutual fund platform...
MutualFundWire.com - Thursday, June 21, 2007 - Reader Rating: 1
Fidelity Unit Adds New Portfolio Manager
Pyramis Global Advisors has hired Daniel E. Crowe as a portfolio manager...
MutualFundWire.com - Thursday, June 21, 2007 Views - Reader Rating: 3
MainStay Adds Three 130/30 Funds
The retail distribution arm of New York Life Investment Management has introduced three new 130/30 mutual funds...
MutualFundWire.com - Thursday, June 21, 2007 Views - Reader Rating: 4
DoL Wins $300,000 Judgement
EBSA conducted the investigation into a Tennessee plan sponsor's abuse of its DC plan...
401kWire.com - Wednesday, June 21, 2006
Pru Winner of North Carolina PERS Roth Mandate
The provider announces its involvement a day after the state's treasurer described the plan...
401kWire.com - Wednesday, June 21, 2006
Principal Rolls Out Simplified Enrollment Solution
As 401k growth matures, providers are seeking ways to boost revenues from the business they already have. Principal executives say their new offering has already increased participation and savings rates...
401kWire.com - Wednesday, June 21, 2006
An Avenue Re-Opens to Real Estate Investors
A New York fund company has suggested it's chomping at the bit to take advantage of value opportunities in the real estate arena...
MutualFundWire.com - Wednesday, June 21, 2006 Views - Reader Rating: 4
Fidelity Plans 1200 Sunshine State Jobs
Fidelity intends to take on more than a thousand new workers in Florida over the next four years...
MutualFundWire.com - Wednesday, June 21, 2006 Views
Leveraged ETFs Get Up And Running
Thanks to eight new funds, investors can now buy exchange traded funds that incorporate leverage...
MutualFundWire.com - Wednesday, June 21, 2006 Views
Six Rydex Currency Shares to Launch
Rydex Investments is almost ready to launch additional currency-based ETFs to complement its Euro Currency Trust (FXE), which listed on the New York Stock Exchange last December. Company representatives met with members of the press for a briefing at the NYSE on Tuesday, but pressed on when the funds will become available, director of trading Steve Sachs would say only that the listing is expected "shortly."..
MutualFundWire.com - Wednesday, June 21, 2006 Views
SunGard Buys a Managed Accounts Provider
The recordkeeping software firm buys one of its Relius partners. Terms of the deal were not disclosed...
401kWire.com - Wednesday, June 21, 2006 - Reader Rating: 2
Ford Eliminates 401k Match
The automaker's 401k match is a victim of belt tightening...
401kWire.com - Tuesday, June 21, 2005
Barclays Chooses New COO from Consultant Ranks
BGI names a successor to Rich Ricci, who has moved on to other areas of Barclays...
MutualFundWire.com - Tuesday, June 21, 2005 Views
Abby Takes the Reins at FIRSCo
Abigail Johnson is taking over for William Carey while the Boston Behemoth looks for a new leader for its 401(k) unit...
401kWire.com - Tuesday, June 21, 2005 - Reader Rating: 3.5
Judge Sends Indy Rule Back to SEC
The regulators will have to consider the costs of the independent director and fund governance requirements...
MutualFundWire.com - Tuesday, June 21, 2005 Views
Judge Orders Indiana Sponsor to Pay $30K
The DoL wins an order seeking payment of plan assets...
401kWire.com - Tuesday, June 21, 2005 - Reader Rating: 2
Ceridian Adds Fund Trading Solution
The retirement plan administrator is linking to a fund clearing solution to automate trading for its participant base...
401kWire.com - Tuesday, June 21, 2005 - Reader Rating: 1.67
NAGDCA to Issue Roundtable Report
The government defined contribution group will summarize findings from a recent meeting in D.C...
401kWire.com - Tuesday, June 21, 2005 - Reader Rating: 1.5
Consulting Firm Picks Rollover Provider
A New York benefits consultancy choose a rollover technology provider...
401kWire.com - Tuesday, June 21, 2005 - Reader Rating: 2
Regulatory Backlash at MassMutual?
First Eliot Spitzer gets sued, and now MassMutual is fighting a subpoena by mini-Sptizer William Galvin. Is the era of heavy-handed state regulators coming to an end?..
MutualFundWire.com - Tuesday, June 21, 2005 Views
Vilar Meets Bail
Alberto Vilar, co-founder of Amerindo, was released on bail on Monday .....
MutualFundWire.com - Tuesday, June 21, 2005 Views
Allianz Sells Boston Institutional Manager
Allianz Global Investors, a unit of German insurer Allianz, has divested Boston money manager Cadence Capital Management in a management-led buyout...
MutualFundWire.com - Tuesday, June 21, 2005 Views
Fund Firm Expands Services for Solo-K And 403b
OppenheimerFunds is pushing 403b and solo-k by giving advisors and participants access to the Portfolio Builder...
401kWire.com - Monday, June 21, 2004 - Reader Rating: 4
By Accident or Design, Wachovia Picks Up $2 Billion More of Fund Assets
Wachovia and SouthTrust say their merger was driven by consumer banking, but the deal includes $2 billion in mutual fund assets...
MutualFundWire.com - Monday, June 21, 2004 Views - Reader Rating: 4
Bank Deal May Create Opps in the Southeast
The merger this morning between two Southeastern banks may cause some plan sponsors to reevaluate their 401(k) plans...
401kWire.com - Monday, June 21, 2004 - Reader Rating: 4.5
Wells Fargo Exec Sheds Light on Strong RK Plans
What will happen to the 100 workers Strong employs in its recordkeeping operations? A Wells Fargo exec provides a clue...
401kWire.com - Monday, June 21, 2004 - Reader Rating: 3.67
CBH Pensions Picks Education Vendor
North Carolina TPA choses a local education vendor...
401kWire.com - Monday, June 21, 2004 - Reader Rating: 5
Vanguard Bulks Up Investor Tools
The fund firm adds five research tools to its investor website...
MutualFundWire.com - Monday, June 21, 2004 Views
SEC Steps Up to the Plate
The SEC will consider one of its most controversial proposals on Wednesday...
MutualFundWire.com - Monday, June 21, 2004 Views
Bank One Managers Say Hello to the Big Apple
JP Morgan Chase plans to move most of the Bank One asset management group to New York...
MutualFundWire.com - Monday, June 21, 2004 Views
Janus Shifts Compensation Strategy
Janus will change manager compensation away from assets under management to performance...
MutualFundWire.com - Monday, June 21, 2004 Views
Pilgrim Baxter Makes Amends with SEC, NYAG -- Pays $100 Million
The SEC and NYAG settles civil charges with the money management firm, but will pursue charges against Harold J. Baxter and Gary L. Pilgrim...
MutualFundWire.com - Monday, June 21, 2004
Fidelity Readying Solo-k
The Boston Behemoth is jumping on the bandwagon later this summer...
401kWire.com - Friday, June 21, 2002
Firm Names Three New Subadvisors
The lucky winners will sub advise assets in four funds offered by this West Coast manager of managers...
MutualFundWire.com - Friday, June 21, 2002 Views
Barclays CEO Resigns
Citing health problems, Dunn hands over the reigns to a pair of executives. ..
MutualFundWire.com - Friday, June 21, 2002 Views - Reader Rating: 2.33
Inlumen Enhances Suite
The company upgrades its Mutual Fund Screener...
MutualFundWire.com - Friday, June 21, 2002 Views - Reader Rating: 2.33
Calvert Teeing Off
The fund firm is continuing its long Golf tradition on Monday...
MutualFundWire.com - Friday, June 21, 2002 Views
Portman-Cardin Shows House Divided
House Dems tried and failed to weigh the bill preventing EGRRA sunsets with new provisions...
401kWire.com - Friday, June 21, 2002
Fidelity 50 Manager Retires
Muresianu will step down to manage his personal assets...
MutualFundWire.com - Friday, June 21, 2002 Views
Hancock Bond Vet Plans Resignation
After seventeen years the senior bond manager at John Hancock is planning to manage money privately...
MutualFundWire.com - Friday, June 21, 2002 Views
Boehner Intros Advice Bill
The advice bill is back in front of Congress. Look for another passion-filled Summer...
401kWire.com - Thursday, June 21, 2001 - Reader Rating: 3
Becoming King of the Hill
What are the best fund firms doing to get -- and maintain -- a foothold on a slippery heap?..
MutualFundWire.com - Thursday, June 21, 2001 - Reader Rating: 3
Putnam Wins
A colony of small plans adds up to a nearly $291 million rubber tree plant...
401kWire.com - Thursday, June 21, 2001 - Reader Rating: 3
Turner Boosts DC Biz
More manpower, including an ex-Schwabbie, gives a lift to the Philly firm's sub-advisory mandate...
401kWire.com - Thursday, June 21, 2001 - Reader Rating: 3
Turner Bolsters Sub-Advisory Biz
More manpower, including an ex-Schwabbie, gives a lift to the Philly firm's sub-advisory mandate...
MutualFundWire.com - Thursday, June 21, 2001 - Reader Rating: 3
Fido Adds 401k Tool Set
Fidelity adds 401k tools ... Japanese defined contribution legislation ready for upper house ... Dalbar updates fund flows study ... Morgan Stanley earnings plunge ... Salomon taps Danforth...
MutualFundWire.com - Thursday, June 21, 2001 - Reader Rating: 3
Fido Adds 401k Tool Set
Fidelity adds 401k tools ... Japanese defined contribution legislation ready for upper house ... Dalbar updates fund flows study ... Morgan Stanley earnings plunge ... Salomon taps Danforth. ..
401kWire.com - Thursday, June 21, 2001 - Reader Rating: 3
Touchstone Looks Hungry
The fund complex hints at a buying mood, and points at cash-flush parent. ..
MutualFundWire.com - Thursday, June 21, 2001 Views - Reader Rating: 3
Fidelity Promotes Two to Vice Chair
Fido has restructured the management of its retirement services division and promoted two executives to vice chairmen...
MutualFundWire.com - Wednesday, June 21, 2000 - Reader Rating: 3
Fidelity Shuffles Exec Team
Peter Smail is taking the 401k reins as the Boston Behemoth reorganizes its institutional retirement business. Robert Reynolds moves up to the COO post...
401kWire.com - Wednesday, June 21, 2000 - Reader Rating: 3
Web Recordkeeper Gets Funding
Venture funding continues to flow into the 401k plan space as the online administrator recieves its first round of funding...
401kWire.com - Wednesday, June 21, 2000 - Reader Rating: 3
Spectra Fund Adds A Shares
The Alger-advised Spectra Fund will be expanding its distribution to full-service intermediaries with the addition of a front-end load...
MutualFundWire.com - Wednesday, June 21, 2000 - Reader Rating: 3
June 21, 2000
Bernstein-Alliance funds are next ... MetaMarket's will take disclosure issue to the people ... How Janus defines value...
401kWire.com - Wednesday, June 21, 2000 - Reader Rating: 3
June 21, 2000
Bernstein-Alliance funds are next ... MetaMarket's will take disclosure issue to the people ... How Janus defines value...
MutualFundWire.com - Wednesday, June 21, 2000 - Reader Rating: 3
What's Next-No Plymouth Rock?
Pilgrim America is dropping America from the company name...
MutualFundWire.com - Monday, June 21, 1999 - Reader Rating: 3
Met's Lavelle Retires
After a career at MetLife, Hancock, Aetna and FIRSCo, Ted Lavelle has retired...
401kWire.com - Monday, June 21, 1999 - Reader Rating: 3
ReliaStar to Provide the Juice to Hi Tech Assoc.
The American Electronics Association (AEA) has chosen ReliaStar Life Insurance Company as its endorsed 401(k) plan provider for its 3,000 member companies. ..
401kWire.com - Monday, June 21, 1999 - Reader Rating: 3
Gabelli Cottons to the Mathers Fund
After a recent expansion into the southeast with a new Florida office, Gabelli is adding the bearish Mathers Fund to its offerings, and making the asset manager its Chicago base of operations...
MutualFundWire.com - Monday, June 21, 1999 - Reader Rating: 3
First Union Hires Investment Chief from Scudder
First Union's asset management arm has a new chief investment officer, leaving the top position at Scudder U.K...
MutualFundWire.com - Monday, June 21, 1999 - Reader Rating: 3
RG Wuelfing & Associates Offers Courses
The Simsbury, Connecticut consultant is offering a new curriculum for 401k professionals...
401kWire.com - Monday, June 21, 1999 - Reader Rating: 3
ING VAs Added to Moneystar/fn
ING is adding five VAs to the product information offered to brokers and advisors through the Moneystar Financial Network...
MutualFundWire.com - Monday, June 21, 1999 - Reader Rating: 3
Odd Lots, June 21, 1999
Kinetics calls off sale of Internet Fund ... Sun America or a Lexus? ... Investors told when to sell a fund ... TIPs on top ... Rohatyn's Return? ... Fund mentions...
MutualFundWire.com - Monday, June 21, 1999 Views - Reader Rating: 3
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