Quantcast
The MFWire
Manage Email Alerts | Sponsorships | About MFWire | Who We Are



All our 23,130 stories are here...Call 212-331-8995 to add to the pile
Get MFWire Alerts
MFWire Search Results
Results 1 to 188 of 188 results for Wednesday. (0.078 seconds)
TeucriumTrading LLC [view profile ]
232 Hidden Lake Road  Building A  Brattleboro  VT  05301  ph: 802-257-5412 

http://www.teucriumcornfund.com  -  SEC Filings
Fund Profiles
People Profiles
11. Pat Rieck (2015) 12. Rod Martin (2015) 13. Chris McIsaac (2015)
14. Alison Cooke Mintzer (2015) 15. Marcia Wagner (2015) 16. John Carter (2015)
17. Shlomo Benartzi (2015) 18. Vince Giovinazzo (2015) 19. Bill Chetney (2015)
20. Ed Murphy (2015)

News Stories Archives - Since 1998
One of Fink's Key Three Marks Rises
Meanwhile, familiar faces will take over BlackRock's U.S. wealth advisory and index investing businesses...
MutualFundWire.com - Wednesday, January 09, 2019
A Faith-Based Fund Firm Makes a DC I-O Push
Last year they started restructuring their TDFs...
401kWire.com - Wednesday, January 09, 2019 - Reader Rating: 4
A CO Fundster GC Retires
He joined the fund firm more than 13 years ago...
MutualFundWire.com - Wednesday, January 09, 2019
Case of the Week: Discretionary Or Directed Trustee?
ERISA consultants at the Retirement Learning Center Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs, qualified retirement plans and other types of retirement savings plans, including nonqualified plans, stock options, and Social Security and Medicare. We bring Case of the Week to you to highlight the most relevant topics affecting your business...
401kWire.com - Wednesday, January 09, 2019
Wagner Hires a Top EBSA Vet
The new Wagner Law Group attorney previously served as a division chief in the DoL unit's office of regulations and interpretations...
401kWire.com - Wednesday, January 09, 2019
In Chi-Town, a New Hire Guides a Trade Pub Online
The latest addition to the team serves as a web producer and previously worked in Washington, D.C...
MutualFundWire.com - Wednesday, January 09, 2019
Sheridan Road Sells, As Expected
An acquisitive insurance brokerage buys a big Chicagoland KPA shop...
401kWire.com - Wednesday, January 09, 2019 - Reader Rating: 5
Multnomah Brings On a Seattle Consultant
The new hire will be doing consulting work in Seattle similar to his prior role at Tejera...
401kWire.com - Tuesday, January 09, 2018
Two KPA Teams Merge Into a Keystone State RIA
The combined shop works with 97 retirement plans and about $4.7 billion in plan assets, and they also do wealth management...
401kWire.com - Tuesday, January 09, 2018
Lombardi Unveils ICMA-RC's Latest Support for KPAs and Consultants
The new portal was created with feedback from consultants and advisors surveyed in the summer of 2017...
401kWire.com - Tuesday, January 09, 2018 - Reader Rating: 4.5
Are Advisors' Wholesaler Needs Narrowing?
In new survey, fewer advisor expect a variety of wholesaler services to top their needs list in the coming years. ..
MutualFundWire.com - Tuesday, January 09, 2018 Views
A $1.69B Plan Increases its Corporate Match
A major California-based payment technology company has embraced tax reform and is now offering a higher corporate match for its 401k plan...
401kWire.com - Tuesday, January 09, 2018 - Reader Rating: 3
Why Do Plan Sponsors Switch Providers?
A new whitepaper from Cogent explores the tipping point of flight-risk plan sponsors...
401kWire.com - Tuesday, January 09, 2018 - Reader Rating: 3.67
IRIC Smiles on Two Bills
The Institutional Retirement Income Council has an optimistic look on the upcoming new year. ..
401kWire.com - Tuesday, January 09, 2018
Not Every Fund's Fee Can Be Below Average
Does all this talk about low-cost mutual fund fees ever make you think of the fictional Lake Wobegon?..
MutualFundWire.com - Tuesday, January 09, 2018 Views
Eye for Earnings - January 9, 2017
The latest earnings releases are here!..
MutualFundWire.com - Monday, January 09, 2017 Views
Callan: Sponsors Keep Squeeze On Fees
The 10th annual DC Trends Survey is based on feedback from 165 plan sponsors. ..
401kWire.com - Monday, January 09, 2017
Judge OKs J.C. Penney Settlement
A judge approved a $4.5 million settlement to J.C. Penney employees. ..
401kWire.com - Monday, January 09, 2017
MassMutual Changes Online Tool
The RetireSMART Ready tool measures retirement preparedness with income goals. ..
401kWire.com - Monday, January 09, 2017 - Reader Rating: 5
LFG Replaces Morabito
Lincoln Financial Group has replaced the retired John Morabito as head of institutional retirement distribution. ..
401kWire.com - Monday, January 09, 2017
Ameritas Adds Stadion's StoryLine Platform
The move may help planning for micro- and small-plan 401(k)'s easier for participants. ..
401kWire.com - Monday, January 09, 2017 - Reader Rating: 5
Jason Chepenik Unveils a New Hire
Jason Chepenik recently made a new hire at his Winter Park, Florida-based 401(k) plan advisor (KPA) shop, Chepenik Financial!..
401kWire.com - Monday, January 09, 2017 - Reader Rating: 2
FBi Signs Reish & Ashton As Authors
Fiduciary Benchmarks have sponsored four articles to.....
401kWire.com - Monday, January 09, 2017
Pimco Feels the Pain of Its Fourth Big Equity Push
The fixed income titan's smart beta equity funds suffer two years of net outflows...
MutualFundWire.com - Monday, January 09, 2017 Views
BlackRock Alum to Turbocharge Growth
Capstone CEO Michael Kern taps a BlackRock exec to head up distribution...
MutualFundWire.com - Monday, January 09, 2017 Views - Reader Rating: 5
Gundlach Finds His 401k Guide
DoubleLine is diving into DC I-O, with the help of an industry veteran...
401kWire.com - Friday, January 09, 2015
Salient Adopts, But Still Favors Its Own PMs
Jeremy Radcliffe hints at what 2015 holds for Salient...
MutualFundWire.com - Friday, January 09, 2015 Views
This FA Tries to Inject Some Reality Into the ETF Biz
A new player debuts its first fund and considers more...
MutualFundWire.com - Friday, January 09, 2015 Views
This Boston Tech Firm Just Launched a Participant Tool
A financial technology firm based in Boston, Massachusetts just unveiled a new tool for 401(k) participants.....
401kWire.com - Friday, January 09, 2015
Here's the SEC's Case Against F-Squared's Ex-Chief
The regulatory agency filed a complaint against the departed CEO last month...
MutualFundWire.com - Friday, January 09, 2015 Views
Ave Maria Promotes Six
Promotions follow elevation of founder to positions of chairman and CEO...
MutualFundWire.com - Thursday, January 09, 2014 Views
Innovest Acquires a Small Ed Firm
The Denver-based RIA has brought an ed firm into its corporate fold. ..
401kWire.com - Thursday, January 09, 2014
Hedge Funds, Meet 401ks, Courtesy of Ultimus
The mutual fund service provider has a new product that will get alts managers into '40 Act territory. ..
401kWire.com - Thursday, January 09, 2014
RidgeWorth Plans 30% Salesforce Expansion
Atlanta firm aims to grow sales in advisor and DC channels...
MutualFundWire.com - Thursday, January 09, 2014 Views
Ridgeworth Seeks DC I-O Wholesalers
The asset manager has plans to grow its DC I-O wholesaling team. ..
401kWire.com - Thursday, January 09, 2014
An RKing Trio Beam In Relius' Mobile Offering
Sponsors and providers of three RKers now have access to a mobile offering from Sungard's Relius. ..
401kWire.com - Thursday, January 09, 2014
Who Will Replace Harold Hughes?
The AllianceBernstein retail chief has retired. Who's on deck?..
MutualFundWire.com - Thursday, January 09, 2014 Views
BlackRock Will Stop its Analyst Surveys
Reuters' Karen Freifer reports that BlackRock has agreed with the New York Attorney General's office...
MutualFundWire.com - Thursday, January 09, 2014 Views
Goldman, BlackRock Eat Some of Pimco's Lunch
InvestmentNews' Jason Kephart writes that BlackRock and Goldman is picking up some of Pimco's outflows...
MutualFundWire.com - Thursday, January 09, 2014 Views
Northwestern Is Looking to Sell Russell
Reuters' Jessica Toonkel reports that Northwestern Mutual is exploring a sale of Russell Investments, which the insurer no longer considers a core business...
MutualFundWire.com - Thursday, January 09, 2014 Views
SSgA, MFS Partner in Active ETFs
State Street and MFS have partnered together to launch three active equity ETFS, the first such products for SSgA, reports Christopher Condon of Bloomberg...
MutualFundWire.com - Thursday, January 09, 2014 Views - Reader Rating: 4
Solis Resigns
Updated | The head of the U.S. Department of Labor is leaving Obama's cabinet on the eve of his second term...
401kWire.com - Wednesday, January 09, 2013
Reuters Says the Bidding for Credit Suisse's ETF Biz is Over
Newswire says a major industry player won the European operation...
MutualFundWire.com - Wednesday, January 09, 2013 Views
Guess Who’s Gobbling Up ETF Shares? Active Managers!
iShares in-house data shows active managers have bought tens of billions worth to construct portfolios...
MutualFundWire.com - Wednesday, January 09, 2013 Views
Fees Could Rule 2013 Just Like They Did 2012
Findings from Callan Associates show fee stories could be top news for another year...
401kWire.com - Wednesday, January 09, 2013 - Reader Rating: 3
Gundlach Is Looking for a Few More Fundsters
DoubleLine plans hires in at least three areas in 2013 to keep up with rapid growth...
MutualFundWire.com - Wednesday, January 09, 2013 Views
Nygren Thinks About Succession as Harris Anoints Two
Two co-managers named to the Oakmark Select Fund...
MutualFundWire.com - Wednesday, January 09, 2013 Views
MassMutual Looks for Seamless Transition Post Deal
All salesmen are keeping their territory, according to sales chief Hugh O'Toole...
401kWire.com - Wednesday, January 09, 2013
A 5-Star Fund Cuts Its Fee
The pure value product shaves nearly 40 basis points from its expenses...
MutualFundWire.com - Wednesday, January 09, 2013 Views
A DC I-O Offers Model Portolios on Trust Platform
Suite available to fee and commission-based advisors and offers three levels of 12b-1 payouts...
401kWire.com - Wednesday, January 09, 2013
Fundster’s Hiring Spree Continues
Boston firm now wants an internal wholesaler...
MutualFundWire.com - Wednesday, January 09, 2013 Views
USA Today Honors "Bull Riders"
Which fund groups have ridden the market best?..
MutualFundWire.com - Wednesday, January 09, 2013 Views
CapTrust Buys a 338 Specialist
Fielding Miller and his team make their 13th purchase in seven years, buying a Midwestern advisory shop with more than 250 plans...
401kWire.com - Wednesday, January 09, 2013 - Reader Rating: 4.9
Goldman Heeds Schapiro's Money Fund Wish
The eighth-biggest U.S. money market mutual fund shop will begin disclosing daily NAVs for its offerings...
MutualFundWire.com - Wednesday, January 09, 2013 Views - Reader Rating: 5
McNabb Offers Caution on Bonds Future
The Vanguard chief uses stocks in 1999 as a sobering example...
MutualFundWire.com - Wednesday, January 09, 2013 Views
Supremes Doubt the SEC's Reach Extends to Gabelli
The justices of the highest court in the land reportedly had a lot of questions about how the regulatory agency's interpretation of the statute of limitations in a mutual fund market timing case...
MutualFundWire.com - Wednesday, January 09, 2013 Views
Gross Weighs In On Trillion Dollar Coin
What will he say next?..
MutualFundWire.com - Wednesday, January 09, 2013 Views
Value Line PM Gets Barron’s Ink
Manager avoids high-beta...
MutualFundWire.com - Wednesday, January 09, 2013 Views
Who Is the Best at Stock ETFs?
S&P Capital IQ favors the usual suspects...
MutualFundWire.com - Wednesday, January 09, 2013 Views
Aston is Hiring Sales Staff
The Chicago-based fund firm is on the hunt to fill two internal wholesaler posts...
MutualFundWire.com - Monday, January 09, 2012 Views - Reader Rating: 5
What JPMorgan Asks Advisors That Other Fund Firms Don't
JPMorgan Funds bagged Dalbar's award for excellence in sales support. Dalbar's Kathleen Whalen explains why...
MutualFundWire.com - Monday, January 09, 2012 Views - Reader Rating: 2
Schroders Rolls Out an EMD and Currency Fund
The fund is available via supermarkets. Schroders is in talks with wirehouses to carry the fund on their platform...
MutualFundWire.com - Monday, January 09, 2012 Views
DailyAccess Adds a Pair of BizDev Execs
Tommy Thomasson is adding to his sales team in Mid-Atlantic...
401kWire.com - Monday, January 09, 2012 - Reader Rating: 3.67
Blue Prairie to Rank Stable Value Funds
The report will start with commingled funds...
401kWire.com - Monday, January 09, 2012
TIAA-CREF Wins a Brooklyn Hospital's Diagnosis
A New York City-based 403(b) plan is smitten with TIAA-CREF...
401kWire.com - Monday, January 09, 2012
Valic to Educate Miss Baptists
The plans services some 3,000 participants...
401kWire.com - Monday, January 09, 2012
Is There a Bump in the Path for Kansas' DC Plan?
The proposed DC for Kansas state workers will not come into existence without dissenters...
401kWire.com - Monday, January 09, 2012 - Reader Rating: 4
Pepsi 401k Going Flat
The soda giant is taking the fizz out of its 401k...
401kWire.com - Monday, January 09, 2012 - Reader Rating: 4
TD Ameritrade Explores TPA Partnerships
The brokerage firm is looking to attract more assets via 401(k) plans...
401kWire.com - Monday, January 09, 2012
The Spark Institute Offers a Template for Some Participant Disclosure
DC I-O providers with non-mutual-fund products may want to take a look at some suggestions from the trade group...
401kWire.com - Monday, January 09, 2012
Freedom One Adds Staffers
A Wolverine State firm hires human resources and business process specialists...
401kWire.com - Monday, January 09, 2012
AGS Benefits Finds a Buyer
The brokerage combines two firms in New York...
401kWire.com - Monday, January 09, 2012
'Are You Lucky Or Are You Good?'
The Journal talks to gatekeepers on how they choose funds...
MutualFundWire.com - Monday, January 09, 2012 Views - Reader Rating: 1
NY Times Evaluates Morningstar and S&P Fund Ratings
The national newspaper tells its broad audience about several mutual fund rating systems...
MutualFundWire.com - Monday, January 09, 2012 Views
A Future Money Fund Oligopoly?
Barron's calls money market mutual funds badly broken and suggests alternative asset classes...
MutualFundWire.com - Monday, January 09, 2012 Views
NY Times Focuses on Turnover
The Gray Lady takes a peek at mutual fund turnover...
MutualFundWire.com - Monday, January 09, 2012 Views
WSJ Reveals the Winner of its Fund Contest
Who emerged on top of the heap for 2011?..
MutualFundWire.com - Monday, January 09, 2012 Views
T Rowe Price Red Flags High Frequency Trading
The practice is driving away long-term shareholders. ..
MutualFundWire.com - Monday, January 09, 2012 Views
MStar's Carlson Notices Rebounding Quant Funds
So there is one bright spot for actively-managed mutual funds after all. ..
MutualFundWire.com - Monday, January 09, 2012 Views
The Grey Lady Devotes Ink to Fido, FPA and Berwyn PMs
The pub spotlights PMs of three of the better performing funds in Q4 2011...
MutualFundWire.com - Monday, January 09, 2012 Views
Fidelity Select ETFs?
Barron's take a stab at what Fidelity's ETFs will look like...
MutualFundWire.com - Monday, January 09, 2012 Views
El-Erian Predicts the Unpredictable
In short: he recommends "prudence" and "patience" but not "paralysis."..
MutualFundWire.com - Monday, January 09, 2012 Views
Euro Crisis Raises Bond ETF Doubts at the WSJ
The Wall Street paper of record notes a "failure" of indexing in the Euro crisis...
MutualFundWire.com - Monday, January 09, 2012 Views
Two ETF Websites Barrons Likes
The Dow Jones paper points investors to ETF data...
MutualFundWire.com - Monday, January 09, 2012 Views
Hancock Looks Outside and Within for its New Subadvisors
The Boston-based mutual fund shop rolls out two mutual funds...
MutualFundWire.com - Monday, January 09, 2012 Views
Morgan Stanley Eyes Smith Barney
A deal would inject Morgan Stanley's distribution muscle with steroids. It could happen this weekend. ..
MutualFundWire.com - Friday, January 09, 2009 Views
Morgan Stanley Moves on Smith Barney
A deal would inject Morgan Stanley's distribution muscle with steroids. It could happen this weekend. ..
401kWire.com - Friday, January 09, 2009 - Reader Rating: 5
Forester Value Wins Again
A small fund with 40 bps of positive return last year tops another list...
MutualFundWire.com - Friday, January 09, 2009 Views
Fixed Income Chief Steps Aside at OppFunds
The fund firm's chief economist drops one role...
MutualFundWire.com - Friday, January 09, 2009 Views
WMSI Helps Sponsors Find Participants With a New Partner
The Bluff Point company forges a new alliance with an industry specialist...
401kWire.com - Friday, January 09, 2009 - Reader Rating: 3
Merrill Says its Participant Count Jumped 10 Percent in '08
The plan provider, now part of Bank of America, shares some figures on its retirement business...
401kWire.com - Friday, January 09, 2009 - Reader Rating: 2
Gross: 'We Have Met Mr. Ponzi and He is Us'
PIMCO's guru shares some investment advice while equating the entire U.S. economy with the now-infamous Bernie Madoff...
MutualFundWire.com - Friday, January 09, 2009 Views
Wells Fargo Reaches Out to Plan Participants Post-Deal
The plan provider addresses questions in the wake of the deal...
401kWire.com - Friday, January 09, 2009 - Reader Rating: 4.5
Miller Weighs in on the Solis Nomination
The California Democrat gives his take on the confirmation of someone the DC industry may soon get to know very well...
401kWire.com - Friday, January 09, 2009
Aston and DWS Make Moves: Two Funds Reopen, Two Liquidate
The pain of 2008 pushes two fund sponsors to move four funds in opposite strategic directions...
MutualFundWire.com - Friday, January 09, 2009 Views
Jaffe Sees at Least 1,500 Funds Throwing in the Towel This Year
MarketWatch columnist Chuck Jaffe predicts that at least 1,500 funds will close in 2009 as smaller firms struggle to remain profitable...
MutualFundWire.com - Friday, January 09, 2009 Views
Who Failed the Lehman Stable Value Fund?
Lehman's stable value fund was not so stable after all as the fund's manager bet on Lehman debt. ..
MutualFundWire.com - Friday, January 09, 2009 Views
BoNY-Mellon Boutique Shop Taps a New CEO
Oliver Buckley is set to become the chief executive officer of BoNY-Mellon subsidiary Franklin Portfolio Associates...
MutualFundWire.com - Wednesday, January 09, 2008 Views
A Top Ameriprise Rep Jumps to LPL
Ameriprise's top producer for the last decade has reportedly defected to LPL...
MutualFundWire.com - Wednesday, January 09, 2008 - Reader Rating: 1.74
NYSE-Amex Combo Could be in the Works
The two are said to be headed to the altar, perhaps as soon as this month...
MutualFundWire.com - Wednesday, January 09, 2008 - Reader Rating: 3
Private Equity and RIA Gain BenefitStreet Board Seats
The Golden State TPA brings in two new directors...
401kWire.com - Wednesday, January 09, 2008 - Reader Rating: 1.5
Spectrem: Participants Want to Have Their Retirement Income Cake and Eat It, Too
The industry consulting firm finds most plan participants unfamiliar with, and uninterested in, 'traditional' retirement income solutions...
401kWire.com - Wednesday, January 09, 2008
Consultant to BDs: Advisors Want More
A new report on the retirement industry suggests that brokers need more support and examines the IRA rollover market...
401kWire.com - Wednesday, January 09, 2008 - Reader Rating: 5
Thain to Keep Mother Merrill a Downtown Girl
John Thain has delayed plans to move Merrill's offices from the Financial District to Midtown Manhattan...
MutualFundWire.com - Wednesday, January 09, 2008 - Reader Rating: 3
Does Your Firm Have American Funds Envy?
Cerulli's new edition of the Edge holds up American Funds as an example of what a strong brand should be...
MutualFundWire.com - Wednesday, January 09, 2008 Views - Reader Rating: 5
Lilien Tries for Turnaround at E*Trade
Jarrett Lilien is making moves today to try and make a turnaround at E*Trade...
MutualFundWire.com - Wednesday, January 09, 2008 - Reader Rating: 3
'Living Legend' Cayne is Out as Bear's Chief
It's official: Jimmy Cayne is relinquishing his CEO title...
MutualFundWire.com - Wednesday, January 09, 2008 - Reader Rating: 3
Janus Alters the Way it Pays Intech for Subadvisory Work
Janus recently unveiled a new payment scheme for its subsidiary Intech...
MutualFundWire.com - Wednesday, January 09, 2008 Views
TIPtoeing Around the Subject
A tip for today, if you are interested in mutual funds only, feel free to skip the FundTrack...
MutualFundWire.com - Wednesday, January 09, 2008 Views
Eaton Vance's Richardson Soothes Investors' Nerves
Duncan Richardson took time out of his day to try and calm nervous investors...
MutualFundWire.com - Wednesday, January 09, 2008 Views
AllianceBernstein Adds To DC Management Team
The firm has named an insider for the newly created position of managing director, business development and client relations...
401kWire.com - Tuesday, January 09, 2007
Who's Next on Schlichter's List?
More Fortune 500 plan sponsors (and a white shoe investment bank) may be within the St. Louis law firm's sights...
401kWire.com - Tuesday, January 09, 2007
Jonas Leaving Fidelity
The head of the Boston Behemoth's investment management unit will retire at the end of the month...
401kWire.com - Tuesday, January 09, 2007
Rollover Provider Gets Patent
The company has received a patent for its automated process...
401kWire.com - Tuesday, January 09, 2007 - Reader Rating: 2
NASD Files Case Against A.G. Edwards
The NASD's day of reckoning has arrived at A.G. Edwards. The St. Louis-based brokerage firm said Monday that the self-regulatory organization (SRO) has filed a disciplinary against it. The case involves mutual funds paying for shelf space in the A.G. Edwards funds market in 2001 and 2002...
MutualFundWire.com - Monday, January 09, 2006 Views
TIAA-CREF is Losing Mo.
Missouri has tapped two successors to TIAA-CREF as providers for its 529-college savings plan program. New York City-based TIAA-CREF had administered the Missouri Saving for Tuition (MoST) plan since its launch in 1999. Its contract expires on May 10. Rather than renew the agreement with TIAA-CREF, the state chose a consortium bid from three providers...
MutualFundWire.com - Monday, January 09, 2006 Views
Hancock Names Custodian for New Lifestyle Funds
John Hancock Funds has tapped a custodian for $15 billion of its lifestyle funds which it plans to launch into the retail market. The mandate covers the five John Hancock Funds II funds of funds that invest in 47 underlying mutual funds...
MutualFundWire.com - Monday, January 09, 2006 Views
Miller Cuts Back at Legg Mason
After beating the S&P 500 for the fifteenth straight year, Legg Mason portfolio manager Bill Miller is cutting back on his workload. No, he is not leaving Value Trust -- where he has topped the market. Nor is he stepping down from Opportunity Trust. Yes, that means he is turning the reins of Special Investment Trust over to co-portfolio manager Samuel Peters...
MutualFundWire.com - Monday, January 09, 2006 Views - Reader Rating: 4
Bisys Retirement Adds Managed Accounts for Clients
The outsourced plan administrator has formed a alliance with Morningstar to bring managed accounts to its clients...
401kWire.com - Monday, January 09, 2006
Entrust Names President
The investment advisor has promoted its CAO to become president...
401kWire.com - Monday, January 09, 2006
ABA Invites Members to SPARK
The American Bankers Association is working with SPARK to add content that will interest bankers...
401kWire.com - Monday, January 09, 2006
NASD Charges Oppenheimer
The NASD charged Oppenheimer & Co. and its CEO, Albert Lowenthal, with knowingly providing flawed data to the regulator on the firm’s mutual fund breakpoint discount practices. The self-regulatory organization (SRO) announced the action on Monday...
MutualFundWire.com - Monday, January 09, 2006
SEC and Chamber of Commerce Face Off in Court
In the latest chapter of its legal tussle with the U.S. Chamber of Commerce, the Securities and Exchange Commission argued last week that it acted "properly, professionally and responsibly" when it readopted a mutual-fund rule...
MutualFundWire.com - Monday, January 09, 2006 Views
Do Attorney Generals Get Jealous?
Two top Bay State officials bicker over the best way to go after bad actors in the fund industry...
MutualFundWire.com - Friday, January 09, 2004 Views
Investigators are Following the Cash
The bankers to the hedge funds may be the next ones caught in the fund scandal. Spitzer says funds have cleaned up their acts...
MutualFundWire.com - Friday, January 09, 2004
Invesco Loses Asian Distributor for Now
A U.K. bank is pulling the funds from its shelves until the look into Invesco by U.S. regulators is over...
MutualFundWire.com - Friday, January 09, 2004 Views - Reader Rating: 5
How Many Suitors Does Strong Have?
Two of the leading papers disagree. It may be six or it may be almost a dozen...
MutualFundWire.com - Friday, January 09, 2004 - Reader Rating: 4.5
Waiting Periods Continue to Shorten
Participants were able to enroll in 401k plans more quickly in 2003...
401kWire.com - Friday, January 09, 2004 - Reader Rating: 3
Good News at Bank One
The Bank ups it 401k contribution...
401kWire.com - Friday, January 09, 2004
Equities Are in Favor Again
More stocks mean more revenues. But the lack of visibility into the future may make providers opt to keep their safes locked...
401kWire.com - Friday, January 09, 2004
Mandatory Distribution Rules May be Repealed
A member of the House has introduced legislation to repeal mandatory withdrawals from IRAs...
401kWire.com - Thursday, January 09, 2003 - Reader Rating: 4.5
Banc One Unveils New Program
The bank quietly took the wraps off a 14 manager program for its proprietary network of advisors at the end of 2002...
MutualFundWire.com - Thursday, January 09, 2003 Views
Securian Inks Distribution Pact
The Minnesota Life unit cuts a deal to reach 900 reps as a preferred retirement provider...
401kWire.com - Thursday, January 09, 2003 - Reader Rating: 3
California Software Vendor Targets Mid-Market
BISNet is eyeing TPAs, insurance agencies and brokers for a new hosted benefits service...
401kWire.com - Thursday, January 09, 2003
Morningstar Advice Arm To Triple Launch
The Chicago-based unit aims to launch three advice-related programs by the end of the first quarter...
401kWire.com - Thursday, January 09, 2003 - Reader Rating: 5
The Wooing of First Financial Turns Hostile
Leaders of the no. 13 independent planning firm rebuff a takeover offer...
MutualFundWire.com - Thursday, January 09, 2003 Views
Evergreen Adds Retail Shares to Two Funds
The firm adds class A, B and C shares to its Asset Allocation and Large Cap funds...
MutualFundWire.com - Thursday, January 09, 2003 Views
Thornburg Gets a Jump On Dividends
The New Mexico-based complex had the happy timing of its Income Builder Fund debut matching up with the dividend tax cut announcement...
MutualFundWire.com - Thursday, January 09, 2003 Views
GoldK Promotes Finance Exec
The outsourced recordkeeper names a new finance VP...
401kWire.com - Thursday, January 09, 2003 - Reader Rating: 1
T. Rowe Price Gets Tipsy
The fund firm joins the ranks of complexes offering funds investing in the special Treasury securities...
MutualFundWire.com - Thursday, January 09, 2003 Views
SEC Proposes Affiliate Transaction Regs
The new rules recognize the growth of fund complexes and their closer relationships to brokerage houses...
MutualFundWire.com - Thursday, January 09, 2003 Views
Embattled, Pitt Continues to Act
While Dems call for Pitt to implement his resignation he is implementing new fund rules instead. Expect final proxy voting rules in coming weeks...
MutualFundWire.com - Thursday, January 09, 2003 Views
Miller/Russell Lands New Client Development Director
The Phoenix-based RIA recruits a relationship management specialist to bolster its quality of service...
401kWire.com - Thursday, January 09, 2003 - Reader Rating: 4.5
Schwab Refocuses on Corporate Business
The broker has created a new business unit under the leadership of Walt Bettinger. ..
MutualFundWire.com - Wednesday, January 09, 2002 Views - Reader Rating: 3
Schwab Refocuses on Corporate Business
The broker has created a new business unit under the leadership of Walt Bettinger. ..
401kWire.com - Wednesday, January 09, 2002 - Reader Rating: 3
Cigna Teams With Yahoo!
The exclusive deal lends Cigna a brand name and perhaps some relief from Web development...
401kWire.com - Wednesday, January 09, 2002 - Reader Rating: 3
Fiduciary Concerns Still Freeze Sponsors
Advice is not being adopted as fast as it could be due to fiduciary concerns among sponsors finds a survey. The irony is the concerns are unwarranted...
401kWire.com - Wednesday, January 09, 2002 - Reader Rating: 3
Scarborough Signs with Ibbotson
The Maryland firm will be utilizing Ibbotson models for its clients...
401kWire.com - Wednesday, January 09, 2002 - Reader Rating: 3
Dreyfus Closes Fund
Another value fund is shutting its doors...
MutualFundWire.com - Wednesday, January 09, 2002 Views - Reader Rating: 3
Will Payroll Deduction Boost 529 Sales?
At least one firm is betting that it will as the industry looks for the second coming of 401k...
MutualFundWire.com - Wednesday, January 09, 2002 Views - Reader Rating: 3
New Exec for CNA Trust
The firm has a new face in its Chicago office...
401kWire.com - Wednesday, January 09, 2002 - Reader Rating: 3
Tokyo Bank Sells Goldman Sachs Stake
Saynora ... Change at NAVA ... Bear Stearns Announces Buyback ... Managers Funds New Offerings...
MutualFundWire.com - Wednesday, January 09, 2002 Views - Reader Rating: 3
Tokyo Bank Sells Goldman Sachs Stake
Saynora ... Change at NAVA ... Bear Stearns Announces Buyback ... Managers Funds New Offerings....
401kWire.com - Wednesday, January 09, 2002 - Reader Rating: 3
A Search Begins
A small Midwest plan takes the first step in the RFP process...
401kWire.com - Wednesday, January 09, 2002 - Reader Rating: 3
Big Plan Looks for Everything
A DC plan in the Northeast is seeking services across the board...
401kWire.com - Wednesday, January 09, 2002 - Reader Rating: 3
Advisor Raids Fidelity
Financial Engines' claims the number two exec in Fidelity's RIA channel as its new EVP. ..
401kWire.com - Tuesday, January 09, 2001 - Reader Rating: 3
Firm Starts Trust For Retirement Clients
The parent of Aim and Invesco has chartered a trust firm to better serve its retirement plan clients...
401kWire.com - Tuesday, January 09, 2001 - Reader Rating: 3
Sponsors Get New Web Site
The Society for Human Resources unveils a $3 million facelift to its Web site...
401kWire.com - Tuesday, January 09, 2001 - Reader Rating: 3
Stand by Me
Two very different firms bank on trust to capture markets better...
MutualFundWire.com - Tuesday, January 09, 2001 Views - Reader Rating: 3
On the Lookout
Search continues for new pilot as Pioneer enters uncharted waters...
MutualFundWire.com - Tuesday, January 09, 2001 Views - Reader Rating: 3
Four-Leafed Clover
Pioneer is leveraging its Dublin connections for newest quartet of funds, plans other changes...
MutualFundWire.com - Tuesday, January 09, 2001 Views - Reader Rating: 3
January 9, 2001
How Will Investors Take Negative Fund Statements? ... REITs Are Back ... American Funds Adds Shares ... Tech Managers Hang Tough ... Tech Fund Dangers ... Seligman Large Cap Value...
401kWire.com - Tuesday, January 09, 2001 - Reader Rating: 3
January 9, 2001
How Will Investors Take Negative Fund Statements? ... REITs Are Back ... American Funds Adds Shares ... Tech Managers Hang Tough ... Tech Fund Dangers ... Seligman Large Cap Value. ..
MutualFundWire.com - Tuesday, January 09, 2001 - Reader Rating: 3
1999 Conferences
401k Wire.com Calendar
To list conference information contact staff@401kWire.com.
October 1999
UPI October Forum 10/4 10/6 Newport
DC Visionary Roundtable 10/4 10/5 Boston
Stable Value Investment Assoc's National Forum 10/12 10/14 Wash., DC
Retirement Plan Communications 10/14 10/15 New York City
Mid-Sized Pension Management 10/17 10/20 Chicago
European Pensions Market Forum 10/19 10/20 Milan, Italy
National Defined Contribution Council (NDCC) Fall Conference 10/20 10/21 Wash., DC
Mastering the RFP Process 10/21 10/22 Chicago
ASPA Annual Meeting 10/24 10/27 Wash., DC
P&I Defined Contribution/401(k) West Coast 10/27 10/28 San Francisco
IFEBP 45th Employee Benefits Conference 10/29 11/3 Orlando 
November 1999
Effective Client Servicing for Defined Contribution Plans 11/8 11/8 New York City
European Pension Schemes Summit 11/7 11/8 Paris, France
Beyond Y2k - Retirement Technology Solutions 11/9 11/9 Chicago
UPI November Forum 11/8 11/10 Palm Springs
Personal Finance Employee Education 11/9 11/10 Roanoke, VA
The Pension Fund Investment Management Symposium 11/11 11/12 Geneva, Switzerland
SPARK Forum
or Download brochure (pdf)
11/14 11/16 Palm Beach
December 1999
The RFP Finals 12/13 12/14 New York City
Corbel's Intro to 401k Plans Various Various Various
To list conference information contact staff@401kWire.com.
..

401kWire.com - Saturday, January 09, 1999 - Reader Rating: 3
 News Archives
2019: Q1
2018: Q4Q3Q2Q1
2017: Q4Q3Q2Q1
2016: Q4Q3Q2Q1
2015: Q4Q3Q2Q1
2014: Q4Q3Q2Q1
2013: Q4Q3Q2Q1
2012: Q4Q3Q2Q1
2011: Q4Q3Q2Q1
2010: Q4Q3Q2Q1
2009: Q4Q3Q2Q1
2008: Q4Q3Q2Q1
2007: Q4Q3Q2Q1
2006: Q4Q3Q2Q1
2005: Q4Q3Q2Q1
2004: Q4Q3Q2Q1
2003: Q4Q3Q2Q1
2002: Q4Q3Q2Q1
 Subscribe via RSS:
Raw XML
Add to My Yahoo!
follow us in feedly




©All rights reserved to InvestmentWires, Inc. 1997-2019
14 Wall Street | 20th Floor | New York, NY 10005 | P: 212-331-8968 | F: 212-331-8998
Privacy Policy :: Terms of Use