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Fund Profiles
News Stories Archives - Since 1998
A Florida TPA Now Has Streamlined Statements for Participants
Better serving your customers is like having all of your favorite food at your disposal, it just feels right!..
401kWire.com - Wednesday, May 17, 2017
Schwab and Guggenheim Had a Huge April, and BlackRock Nudges Past Vanguard
M* releases its latest monthly fund flows report...
MutualFundWire.com - Wednesday, May 17, 2017
A Top OneAmerica Sales Exec Departs
The firm has eliminated a position on its retirement sales team. ..
401kWire.com - Wednesday, May 17, 2017 - Reader Rating: 3.83
BoA Merrill Hires a Communications Chief
An executive who formerly worked at Recordkeeper Voya Financial has joined BoA Merrill Lynch.....
401kWire.com - Wednesday, May 17, 2017 - Reader Rating: 4.33
The New Fund Fuss - May 17, 2017
The latest news on funds!..
MutualFundWire.com - Wednesday, May 17, 2017
Rob Lovelace Speaks ... About the Markets
The FT interviews the Capital Group PM, who is the grandson of the mutual fund titan's founder...
MutualFundWire.com - Wednesday, May 17, 2017
Fido Broadens Its Workplace Managed Account Offering
The PAS-W is now available to more advisors and recordkeepers in the space. ..
401kWire.com - Wednesday, May 17, 2017
Kentucky Public Plans Switch Consultants
Callan was selected from a short list that included the incumbent. ..
401kWire.com - Tuesday, May 17, 2016 - Reader Rating: 3
This Four-Firm Family's CEO Still Hunts
This fundster is still looking for book-of-business, adoption, and whole unit deals. Yet he's not looking to bring in a fifth shop as a separate company...
MutualFundWire.com - Tuesday, May 17, 2016
Kleinschmidt Talks SARPs
As a key player in the Maryland SARP, Gary Kleinschmidt explains how this bill was passed. ..
401kWire.com - Tuesday, May 17, 2016 - Reader Rating: 5
A $332MM Plan Makes an Equity Fund Switch
The firm whose fund was replaced continues to serve as the plan's recordkeeper...
401kWire.com - Tuesday, May 17, 2016 - Reader Rating: 4
Donahue Finds Federated's New Sales Chief Within
A 33-year company veteran is retiring, and a 26-year company veteran is rising to take his place...
MutualFundWire.com - Tuesday, May 17, 2016 Views
ICI GMM 2016 Is About to Begin
It's May, and that means fundsters are once again converging on Washington, D.C...
MutualFundWire.com - Tuesday, May 17, 2016 Views
The 401k Industry Needs a Retirement Reset Button
J.P. Morgan Asset Management dishes on what they believe is a critical problem for the U.S. retirement system...
401kWire.com - Tuesday, May 17, 2016 - Reader Rating: 2
A GRP KPA Shop Hires an LPL Exec in the OC
An NRP alumnus joins a Northern California shop to cover Southern California...
401kWire.com - Tuesday, May 17, 2016 - Reader Rating: 5
Royce Isn't Out: Barron's Ponders What's Next
Though the 76-year-old mutual fund PM just picked his successor as CEO, he isn't retiring just yet...
MutualFundWire.com - Tuesday, May 17, 2016
Schwab's Participant Count is Growing
The RKer is seeing its numbers move up...
401kWire.com - Friday, May 17, 2013
Stork and Reaper for the Week of May 17, 2013
Read up on the latest mutual fund industry product news!..
MutualFundWire.com - Friday, May 17, 2013 Views
A $125B Asset Manager Anoints a Director of National Accounts
New hire had previously worked at Nationwide as well as Citicorp...
MutualFundWire.com - Friday, May 17, 2013 Views
Hartstein's Next Performance Will Be in Los Angeles
Retired John Hancock Funds CEO re-emerges on managers board of L.A. asset firm...
MutualFundWire.com - Friday, May 17, 2013 Views
A Chitown RKer Hires a Vegas Taft-Hartley Exec
BMO has a new exec in Sin City...
401kWire.com - Friday, May 17, 2013
An ING Alum Takes Over Key Accounts For an RKer
A Midwestern shop hires an industry biz dev veteran...
401kWire.com - Friday, May 17, 2013 - Reader Rating: 1
Is Bogle Jr. Proving Bogle Sr. Wrong?
Barron's notices that the son of the father of indexing is, well, beating the index...
MutualFundWire.com - Friday, May 17, 2013 Views
Sterling Capital Funds' Trustee is Number One
Fund Director Intelligence recognizes a small firm's director...
MutualFundWire.com - Friday, May 17, 2013 Views
BlackRock and Legg Dabble in Not-Quite-Money Funds
As money market fundsters continue to brace for possible new regs, two of the biggest players work on offerings that look surprisingly like money funds...
MutualFundWire.com - Friday, May 17, 2013 Views
WSJ Shouts Out to Bank Loan ETFs With Biggest Flows
Financial pub takes note of a few funds soaking up flows, including one at the No. 5 flow spot spot for 2013...
MutualFundWire.com - Friday, May 17, 2013 Views
Reuters Profiles Gundlach
The DoubleLine chief gets some press...
MutualFundWire.com - Friday, May 17, 2013 Views
A MassMutual Alum Takes Over Marketing for a DC I-O
Heather Smiley says goodbye to a marketing vice president...
401kWire.com - Thursday, May 17, 2012 - Reader Rating: 3
Advisors Seeking Alternatives
Fund companies may want to include more alternatives in their advisor targeted products based on the results of a new survey...
MutualFundWire.com - Thursday, May 17, 2012 Views
Altegris Taps Three Subadvisors for Newest Fund
The alternatives specialist signs on three subadvisors for its fourth mutual fund family member...
MutualFundWire.com - Thursday, May 17, 2012 Views
Survey: Many people plan to work past 65
Nearly half of those polled will rely primarily on 401(k) plan...
401kWire.com - Thursday, May 17, 2012 - Reader Rating: 3
PCS hires new COO
The new hire is a veteran of ExpertPlan...
401kWire.com - Thursday, May 17, 2012
Philly DC I-O Player Navigates its Succession
Like father, like son in the business world. Brendan Clark will takeover from his father Harry Clark...
401kWire.com - Thursday, May 17, 2012 - Reader Rating: 1
Navigator Equity Hedge Advisor Names a Successor
The firm's founder expects his successor to maintain 40 percent CAGR for the RIA shop...
MutualFundWire.com - Thursday, May 17, 2012 Views
DoL Smites a Fallen 401k Consultant With a Lawsuit, Too
Matthew Hutcheson faces both a civil suit from the DoL and 31 criminal charges from a federal prosecutor...
MutualFundWire.com - Thursday, May 17, 2012 Views
Wasatch, Weitz & Yacktman Win MStar Praise Despite Fees
High fees are not holding back a trio of funds from some boutique shops. ..
MutualFundWire.com - Thursday, May 17, 2012 Views
Spajic: Credit Markets Have "Turned Upside Down"
Pimco's European chief warns of trouble for Spain and Italy if Greece pulls out. ..
MutualFundWire.com - Thursday, May 17, 2012 Views
Mutual Funds are Dinosaurs, Says Edelman
Few financial advisors have managed to sell their practice much less buy it back. Nor do most have a national following...
MutualFundWire.com - Thursday, May 17, 2012 Views - Reader Rating: 3
McNabb Brings Vanguard ETFs to the Brits
Vanguard's first five British ETFs will debut in London...
MutualFundWire.com - Thursday, May 17, 2012 Views
Biz Dev Hire is Right ERP Move
The New York City-based TPA now has a 401(k) business development chief...
401kWire.com - Thursday, May 17, 2012
Senator Akaka Pushes for a Smarter TSP
The move follows up on the Thrift Savings Plan Enhancement Act of 2009...
401kWire.com - Thursday, May 17, 2012 - Reader Rating: 3
It's a Big Day at Loomis Sayles
Employees at the Boston-based firm are marking the 20th anniversary of the Loomis Sayles' original fund lineup...
MutualFundWire.com - Tuesday, May 17, 2011 Views
Kasina Names the Top Five Social Media Leaders Among Fund Firms
Kasina evaluated the social media presence of a total of 45 asset managers...
MutualFundWire.com - Tuesday, May 17, 2011 Views - Reader Rating: 5
Gallagher Hires a Prairie State Advisor
The retirement side of the insurance brokerage now boasts a team of seven in its headquarters outside Chitown...
401kWire.com - Tuesday, May 17, 2011
Participants are Unsure of Their Rollover Options
A new Fidelity survey says that participants are unsure of their retirement savings options...
401kWire.com - Tuesday, May 17, 2011
Matthews Creates a CFO Post
The California-based mutual fund firm taps an Invesco veteran to fill the newly created role...
MutualFundWire.com - Tuesday, May 17, 2011 Views
T. Rowe and Fido Dominate an I-O Niche
Updated | BrightScope unveils data on some specialty mutual funds in the 401k space...
401kWire.com - Tuesday, May 17, 2011 - Reader Rating: 5
Participants Brace for a Shorter Retirement
A new Transamerica study takes a morbid snapshot of participants' retirement readiness...
401kWire.com - Tuesday, May 17, 2011 - Reader Rating: 3
GuidedChoice Recruits a Sales Chief
The SoCal-based managed account provider adds an industry veteran to its ranks...
401kWire.com - Tuesday, May 17, 2011 - Reader Rating: 2
A Top Fidelity Alum Returns to Retirement
A veteran distribution executive leads a new I-O player into the business...
401kWire.com - Tuesday, May 17, 2011 - Reader Rating: 1.5
El-Erian: Should He Stay or Should He Go Now?
Even as Pimco's CEO is calling for a go-slow approach to finding DSK's successor at the IMF, media reports point to El-Erian as a potential candidate for the top IMF job...
MutualFundWire.com - Tuesday, May 17, 2011 Views - Reader Rating: 5
BofA's Crain Sees a Return of Paternalism
The exec unveils numbers from the provider's latest quarterly report on its recordkeeping business...
401kWire.com - Tuesday, May 17, 2011 - Reader Rating: 1
Gross Shorts 'U.S. Government-Related Debt' But Not Treasuries
The Pimco star claims his giant Total Return Fund only underweights Treasuries...
MutualFundWire.com - Tuesday, May 17, 2011 Views
Hatteras Offers Advisors Access to the Dark Side
The Raleigh, North Carolina-based alternative shop offers a pair of hedge-like mutual funds...
MutualFundWire.com - Tuesday, May 17, 2011 Views
ING Uses 5500 to Grow Advisors' Businesses
The company has added a new tool to its GROW Program, targeted to advisors, consultants and TPAs...
401kWire.com - Monday, May 17, 2010 - Reader Rating: 1
DST Works on Sprucing Up its Web Sites
With the help of a New Hampshire firm, DST Retirement Solutions is redesigning its plan sponsor and participant Web sites...
401kWire.com - Monday, May 17, 2010 - Reader Rating: 1.5
Principal Real Estate Option Thaws a Bit More
The bundled provider does not have a schedule for unfreezing the rest of the fund...
401kWire.com - Monday, May 17, 2010 - Reader Rating: 4
U.S. Bancorp Fund Services Keeps its Eye Out for Buys
Joe Redwine continues to scout for acquisition opportunities...
MutualFundWire.com - Monday, May 17, 2010 Views - Reader Rating: 5
Grail WAMs the Active ETF Market
The actively-manager ETF company has picked a bond house to sub-advise its latest fund...
MutualFundWire.com - Monday, May 17, 2010 Views
Hancock Funds Taps Two Columbia DC-IO Alums
The insurer makes a pair of hires for its mutual fund sales team...
401kWire.com - Monday, May 17, 2010
Bon Appétit: Conde Nast Details An Alluring Increase
The magazine publisher's workers get lucky with a match designed for easy living. Will increasing matches be in vogue?..
401kWire.com - Monday, May 17, 2010
Dreyfus Grows Its Extensive Fund Family
The BNY Mellon company launches a specialty blend mutual fund...
MutualFundWire.com - Monday, May 17, 2010 Views
A TPA Acquirer Explores 'Strategic Alternatives'
The firm hires an advisor to look into refinancing its debt, raising capital or selling...
401kWire.com - Monday, May 17, 2010 - Reader Rating: 2
Janus' Board Said "No" To Two Deals
Two suitors failed to win the heart of the Denver fund firm's board last year reports a local paper...
MutualFundWire.com - Monday, May 17, 2010 Views
No Longer Starry Eyed, a Fund Shop Will Close
Rigel Capital is locking its doors and liquidating its sole fund...
MutualFundWire.com - Monday, May 17, 2010 Views
Morningstar Furthers its Global Expansion
The company has made another purchase, this time going after the French asset management market...
MutualFundWire.com - Monday, May 17, 2010 Views
Gundlach Thinks Big Despite Being Small
The former-TCW bond manager tells the WSJ that he is still on a big stage, just with fewer assets...
MutualFundWire.com - Monday, May 17, 2010 Views
A Plan Sponsor Argues That Its Fees Are Reasonable
One large plan sponsor is taking a stand against Schlichter Bogard's claims that it allowed its participants to pay excessive fees...
401kWire.com - Thursday, May 17, 2007 - Reader Rating: 2
Davis Helps OppFunds Reach Out to Advisors
OppenheimerFunds' John Davis is using the web to get advisors talking about retirement income...
MutualFundWire.com - Thursday, May 17, 2007
Hennessy Funds Find Success in Putting Clients First
Neil Hennessy, president and portfolio manager of Hennessy funds, takes a client centered approach to the mutual fund business...
MutualFundWire.com - Thursday, May 17, 2007 Views - Reader Rating: 5
OppCo Exec Settles with SEC
A former OppCo executive and three others have settled a civil suit with the SEC over a 10-year scheme to circumvent regulations and profit from banks' conversion from mutual to stock ownership...
MutualFundWire.com - Thursday, May 17, 2007
SIFMA Admits Former Co-Chief Made Improper Loans
SIFMA has confirmed that former co-chief executive Micah S. Green resigned because of allegations that he approved improper loans to employees...
MutualFundWire.com - Thursday, May 17, 2007
Schapiro To Senate: Consolidated SRO is Best
Mary Schapiro, chairman and CEO, of the NASD, gave testimony today before the Committee on Banking, Housing and Urban Affairs United States Senate...
MutualFundWire.com - Thursday, May 17, 2007
Judge Junks Invesco Suit Vs DeAM
A New York judge has dismissed the suit against DeAM in the stable value drama...
401kWire.com - Thursday, May 17, 2007
Outsourced Recordkeeper Ups Its Wholesaler Count
The firm now has ten external wholesalers...
401kWire.com - Thursday, May 17, 2007 - Reader Rating: 2.5
Bear Stearns Acquires Minority Stake in Bear Wagner
Bear Stearns has acquired the minority stake in Bear Wagner Specialists that was held by Hunter Partners LLC...
MutualFundWire.com - Thursday, May 17, 2007 - Reader Rating: 3
Fee-Only Advisors Sign on the Dotted Fiduciary Advisor Line
The NAPFA partners with two groups dedicated to fiduciary standards. ..
401kWire.com - Thursday, May 17, 2007
Bad Broker Ordered to Pay $31 Million in Restitution
The SEC has made its final judgment in a civil case against Bradford C. Bleidt and his investment advisory firm Allocation Plus Asset Management Co., Inc...
MutualFundWire.com - Thursday, May 17, 2007
Putnam Provides Plan Perm
A salon company switches to the Boston provider for its $26-million plan. ..
401kWire.com - Thursday, May 17, 2007
FundQuest Joins Pershing Platform
FundQuest has become the first turnkey managed account provider to join Pershing’s Managed Account Network...
MutualFundWire.com - Thursday, May 17, 2007
Corkins Makeover of the Janus Fund Brings Good Returns
David Corkins has turned around Janus' namesake fund, beating the returns of many of its top competitors...
MutualFundWire.com - Thursday, May 17, 2007 Views - Reader Rating: 3
Advisors Asset Management Hires SVP
Advisors Asset Management, a division of Fixed Income Securities, has tapped Eugene E. Peroni, Jr. as senior vice president...
MutualFundWire.com - Thursday, May 17, 2007 Views
Broadridge Launches New Software Application
Broadridge Financial Solutions has taken the wraps off a business process management offering. ..
MutualFundWire.com - Thursday, May 17, 2007
Wachovia Hires J.P. Morgan Vet
Wachovia Securities has hired Matthew McGrath as managing director in the strategic advisory group at the firm's investment banking division...
MutualFundWire.com - Thursday, May 17, 2007 - Reader Rating: 2
Group Comes Out in Support of SEC Non-Action
The Zero Alpha Group has come out in support of the decision by the SEC not to appeal a federal court ruling overturning the commission's "broker-dealer rule."..
MutualFundWire.com - Thursday, May 17, 2007 - Reader Rating: 3
How Pimco's Thompson Courted Greenspan
How did Allianz's Pimco win the sweepstakes to land ex-Fed Chairman Alan Greenspan? Well, a handwritten note certainly helped. Yes, Bill Thompson's grandmother would be proud...
MutualFundWire.com - Thursday, May 17, 2007 Views
BDs Clamor to Deal with the Fallout from BD Rule Case
The SEC's decision not to pursue the BD rule case any longer will have implications for about a million investors...
MutualFundWire.com - Thursday, May 17, 2007
State Street And Mellon Set for Custodial Asset Showdown
There is a showdown brewing between State Street and Mellon Financial, with both sides shoring up their positions with mergers...
MutualFundWire.com - Thursday, May 17, 2007 Views - Reader Rating: 3
Fidelity Says PetroChina Divestiture Not Prompted by Protests
Fidelity is denying that it divested from PetroChina in response to pressure from activist groups...
MutualFundWire.com - Thursday, May 17, 2007 Views - Reader Rating: 3
SEC Creates Fair Funds Distributor
In a Congressional hearing, the regulatory agency's chairman announces the formation of a new office to get money back to investors. ..
MutualFundWire.com - Thursday, May 17, 2007 Views - Reader Rating: 3
Invesco Tries to Turn the Tide with King Re-hire
The word on the street is that Rick King is returning to Invesco. Will his leadership help restore the company's stable value unit?..
401kWire.com - Thursday, May 17, 2007
Fund Managers Still Think US Stocks are Pricey
Merrill Lynch polled fund managers and discovered they are fretting less about corporate profits, though they are worrying more about inflation...
MutualFundWire.com - Thursday, May 17, 2007 Views - Reader Rating: 3
Money Fund Assets Reach Record
There are now more assets in money market funds than ever before. iMoneyNet reports that assets in the funds reached $2.433 trillion at the end of Tuesday .....
MutualFundWire.com - Thursday, May 17, 2007 Views
Janney Montgomery Scott Ups New York Presence
Janney Montgomery Scott LLC has expanded its presence in New York State by opening a new office in Johnstown...
MutualFundWire.com - Thursday, May 17, 2007
Guardian To Buy Majority Stake In RS Investments
The Guardian Life Insurance Company of America will purchase a 65 percent stake in RS Investments, officials of the two firms said Wednesday...
MutualFundWire.com - Wednesday, May 17, 2006 Views
Final Version Of Pension Bill To Emerge Soon?
A key player in the reconciliation efforts believes the final version of the bill will be ready by the end of next week...
401kWire.com - Wednesday, May 17, 2006 - Reader Rating: 3.67
Schott Looks to Innovation and the Future
Innovation and the future were the featured themes Wednesday as more than 1,200 leaders of the mutual fund industry gathered at the Hilton Washington & Towers in Washington, D.C. for the beginning of the Investment Company Institute annual conference. John Murphy -- chairman, president and CEO of OppenheimerFunds, and chairman of the conference -- and ICI president Paul Schott Stevens opened the event by welcoming and addressing the attendees...
MutualFundWire.com - Wednesday, May 17, 2006 Views
Spitzer Subpoenas Provider Again
Details of the New York AG's ongoing investigation into retirement services are slow to emerge, but The Principal has confirmed receipt of its second subpoena in fifteen months...
401kWire.com - Wednesday, May 17, 2006 - Reader Rating: 5
E*Trade Axes 401(k) Self Directed Brokerage Service
A number of major 401k providers lost a key partner when E*Trade decided to pull the plug on HarrisDirect's SBDA product...
401kWire.com - Wednesday, May 17, 2006 - Reader Rating: 3
Morgan Stanley Bets on Merrill Retirement Exec
Next week, Morgan Stanley's Global Wealth Management unit will have a new head of retirement solutions -- fresh from Merrill Lynch's retirement group. ..
401kWire.com - Wednesday, May 17, 2006
Union Taps Putnam For DC Plan
The plan has $90 million in assets...
401kWire.com - Wednesday, May 17, 2006 - Reader Rating: 2
Bisys Secures Contract Renewals
Bisys Fund Services recently renewed three outsourcing contracts with existing clients, the firm announced Tuesday...
MutualFundWire.com - Wednesday, May 17, 2006 Views
Cox, Spitzer Talk Enforcement
Christopher Cox, chairman of the Securities and Exchange Commission, and New York Attorney General Eliot Spitzer held a meeting Tuesday to discuss enforcement cases, The Wall Street Journal reported. ..
MutualFundWire.com - Wednesday, May 17, 2006 Views
Ameriprise Sub Ordered To Pay $22 Million
Securities America, a subsidiary of Ameriprise Financial Inc., suffered a blow Monday after a National Association of Securities Dealers arbitration panel ordered the firm to pay $22 million to a group of former Exxon Mobil employees. ..
MutualFundWire.com - Wednesday, May 17, 2006 Views
Mesirow Expands Fund Consulting with Ex-Ibbotson Hires
Eight former staff members of Ibbotson Associates have joined Mesirow Financial, a Chicago-based consulting services firm, where they will head up a multifaceted investment strategies business centered on their combined experience in fund selection and analysis...
MutualFundWire.com - Wednesday, May 17, 2006 Views
Bogle Blogs
John Bogle may be formally retired, but don't say that he is falling behind the times. The Vanguard founder and index fund visionary has built himself a Web soapbox in the form of a blog. That blog got a boost Tuesday when Instapundit's Glen Reynolds linked to the new site...
MutualFundWire.com - Wednesday, May 17, 2006 Views
How Not to Conduct an RFP
What went wrong with the Los Angeles DC plan process?..
401kWire.com - Tuesday, May 17, 2005 - Reader Rating: 3.5
Alliance Benefit Chooses Rollover Buddy
The 3,300-plan strong company partners up...
401kWire.com - Tuesday, May 17, 2005 - Reader Rating: 3
Canary Day 10: Canary Trader Questioned Stern about Late Trading
Ex-Canary trader and manager Andrew Goodwin and another former Bank of America employee took the stand on Monday...
MutualFundWire.com - Tuesday, May 17, 2005
SEC Consultant Probe Gets Big Play
The nation's papers all play up the SEC's consultant conflict report as Lori Richards makes the media rounds...
401kWire.com - Tuesday, May 17, 2005 - Reader Rating: 4
Setback for Edward Jones in Shelf Space Case
Edward Jones has lost its effort to have its case heard in Federal court. Friday, a federal judge ruled in favor of California's attorney general by ordering that the case against the St. Louis-based brokerage firm be heard in state court...
MutualFundWire.com - Tuesday, May 17, 2005 Views
Union Bank of CA Inks CNA Trust Deal
Now It's Official. Union Bank of California confirmed today that it will acquire the business of CNA Trust Company...
401kWire.com - Monday, May 17, 2004 - Reader Rating: 5
Small Plan TPA Links with Distributor
The new Williamsport, Pennsylvania TPA started by the father of the 401(k) partners up. The TPA is also looking for a new wholesale representative. ..
401kWire.com - Monday, May 17, 2004
Making the Cut: Win/Loss Insights
Insights from the SPARK Research Group on how sponsors select providers...
401kWire.com - Monday, May 17, 2004 - Reader Rating: 5
SEI Lands Dwight Accounting Contract
Vermont-based asset manager outsources portfolio accounting...
401kWire.com - Monday, May 17, 2004
AERS Wins $40 Million Plan
Flexsys America selected American Express Retirement Services as bundled provider for its 401(k) plan...
401kWire.com - Monday, May 17, 2004
Vanguard Closes Third Fund This Year
Industry giant closes convertible fund due to ballooning assets...
MutualFundWire.com - Monday, May 17, 2004 Views
New Fund Head at BISYS Research Group
Boston-based Financial Research Corporation promotes several and looks for a few new analysts...
MutualFundWire.com - Monday, May 17, 2004 Views
Advice Firm Updates Product
A company headed by a former Fidelity executive releases a new version of its online advice product. ..
401kWire.com - Monday, May 17, 2004
USPS Wants To Time Stamp Orders
The Postal Service is pitching electronic time stamping software to mutual fund regulators...
MutualFundWire.com - Monday, May 17, 2004 - Reader Rating: 4
Strong to Settle and Sell
Strong Financial is expected to settle with regulators as soon as this week, clearing the way for its sale to Wells Fargo...
MutualFundWire.com - Monday, May 17, 2004 - Reader Rating: 4
Another ICI Begins
Merrill's Glenn addresses "panic" among shareholders and this year's volatility while the ICI's Fink calls for more SEC oversight of fund competitors. ..
MutualFundWire.com - Thursday, May 17, 2001 - Reader Rating: 3
Chuck Schwab Admits Misstep at ICI
The breadth and depth of his experience did not help in the market downtown, said the ceo...
MutualFundWire.com - Thursday, May 17, 2001 - Reader Rating: 3
Holistic Wholesaling Goes Beyond Mutual Funds
A Boston insurer has multiplied its sales capacity with an integrated structure that provides special care to separate accounts...
MutualFundWire.com - Thursday, May 17, 2001 - Reader Rating: 3
Power Play
A mutual fund firm decides to offer mPower to its clients after converting its own plan over to the firm last month...
401kWire.com - Thursday, May 17, 2001 - Reader Rating: 3
T. Rowe Adds to its Rolls
The Maryland-based firm picks up a number of clients in the $20 to $60 million range from other recordkeepers. ..
401kWire.com - Thursday, May 17, 2001 - Reader Rating: 3
A Dot Com Responds
A couple of weeks ago, Cerulli published its findings on the 401k business. Now, an Emplanet exec discusses the advice firm's perspectives on online recordkeeping...
401kWire.com - Thursday, May 17, 2001 - Reader Rating: 3
The Ratings Game
Standard & Poors and Thomas Murray are teaming up to rate custodians...
MutualFundWire.com - Wednesday, May 17, 2000 - Reader Rating: 3
The Ratings Game
Standard & Poors and Thomas Murray are teaming up to rate custodians...
401kWire.com - Wednesday, May 17, 2000 - Reader Rating: 3
Not So Bullish Anymore
Massachussets sponsor makes the move to Fidelity...
401kWire.com - Wednesday, May 17, 2000 - Reader Rating: 3
May 17, 2000
The time is now for Barclays ... SEC proposes campaign contribution limits for fund companies ... What does a fund closing foreshadow? ... Education first. ..
401kWire.com - Wednesday, May 17, 2000 - Reader Rating: 3
Murray Lands at Valley VC
The former president of E*TRADE's fund unit has moved to a Silicon Valley VC start-up...
MutualFundWire.com - Wednesday, May 17, 2000 - Reader Rating: 3
May 17, 2000
The time is now for Barclays ... SEC proposes campaign contribution limits for fund companies ... What does a fund closing foreshadow? ... Education first. ..
MutualFundWire.com - Wednesday, May 17, 2000 - Reader Rating: 3
Investors Group Allies with AGF Funds
On the heels of news about new funds with Templeton, Scudder and MAXXUM, Canada's largest fund manager plans to further expand its shelf space with more funds, advised by AGF...
MutualFundWire.com - Monday, May 17, 1999 - Reader Rating: 3
On the Move at Gabelli, PIMCO Europe
Gabelli thinks utilities are overlooked, and has lured an Eaton Vance manager to oversee a new utilities fund. In other news, Pimco Europe has a new senior vp of marketing...
MutualFundWire.com - Monday, May 17, 1999 - Reader Rating: 3
BT Develops New Fund
Looking for a safe way to invest overseas? Bankers Trust will launch a new fund which leaves emerging markets off the itinerary...
MutualFundWire.com - Monday, May 17, 1999 - Reader Rating: 3
BT Develops New Fund
Looking for a safe way to invest overseas? Bankers Trust will launch a new fund which leaves emerging markets off the itinerary...
401kWire.com - Monday, May 17, 1999 - Reader Rating: 3
TAG On: Changes in 401k Testing
In light of the recent IRS announcement to delay the required update of plans for GUST provisions, what is the impact on testing methods?..
401kWire.com - Monday, May 17, 1999 - Reader Rating: 3
SunTrust Renews Relationship with SEI
SunTrust's merger with Crestar prompted an early recontracting negotiations, resulting in a renewal of SEI's services for the STI Classic funds...
MutualFundWire.com - Monday, May 17, 1999 - Reader Rating: 3
Strong Activates Online Transactions
Letting participants transact through the Web is quickly becoming the must have feature. ..
401kWire.com - Monday, May 17, 1999 - Reader Rating: 3
E*Trade Adds to Index Family
E*Trade continues to build its in-house family of funds, with two new index funds in registration, one tracking the Wilshire 4500 and one tracking the Lehman Bros Corporate/Government Bond Index...
MutualFundWire.com - Monday, May 17, 1999 - Reader Rating: 3
Odd Lots, May 17, 1999
Berger, Stein Roe start trend ... Banks fail to sell own funds ... Magellan's Stansky is cautious ... And more!..
MutualFundWire.com - Monday, May 17, 1999 - Reader Rating: 3
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