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News Stories Archives - Since 1998
A Federal Court Gives Schlichter a 10-Year Anniversary Present
The famous 401(k) fee lawsuit hit a major milestone on its 10th anniversary. ..
401kWire.com - Thursday, August 17, 2017
T. Rowe Hires a MassMutual Sales Alum
The firm brought on a vet with more than 15 years in the industry. ..
401kWire.com - Thursday, August 17, 2017 - Reader Rating: 5
Northern Trust Wins One of America's Largest DC Plans
Northern Trust is selected as Boeing makes changes to its 401(k). ..
401kWire.com - Thursday, August 17, 2017
A Promotion At Wells IRT Creates An Open Role
The firm recently promoted a vet to an executive sales role. ..
401kWire.com - Thursday, August 17, 2017
Cetera Hires a Tech Vet
The firm looks to advance tech innovation with this new hire...
MutualFundWire.com - Thursday, August 17, 2017
New Fund Fuss - August 17, 2017
Fund launches and changes for the week!..
MutualFundWire.com - Thursday, August 17, 2017
As a Philly Bank Enters, a $2.5B Chi-Town Shop Exits
An institutional asset manager and mutual fund subadvisor is shutting down. Separately, a publicly traded bank is launching its first mutual fund via a brand new subsidiary...
MutualFundWire.com - Thursday, August 17, 2017
A Minnesota NRP Vet Aligns With GRPAA
The GRPAA team welcomed a familiar face back into their family of 401(k) plan advisors. ..
401kWire.com - Thursday, August 17, 2017 - Reader Rating: 5
ABG Teams Up With a KPA Alliance
The network of producing and recordkeeping TPAs makes a strategic partnership with a network of top retirement plan advisors...
401kWire.com - Wednesday, August 17, 2016 - Reader Rating: 2
Wray Revisits PPA on Its Ten Year Anniversary
He says that PPA helped both plan providers and participants to commit to the DC structure. ..
401kWire.com - Wednesday, August 17, 2016 - Reader Rating: 1
Eye for Earnings -- August 17, 2016
The latest earnings release is here!..
MutualFundWire.com - Wednesday, August 17, 2016
A SoCal Startup Preps a Liquid Alt Fund
The fund is slated to debut this month...
MutualFundWire.com - Wednesday, August 17, 2016 Views
Hancock Names a New VP in Chicago and Promotes Predecessor
John Hancock Retirement Plan Services names a new wholesaler for the Chicago region and promotes the region's predecessor...
401kWire.com - Wednesday, August 17, 2016
Transamerica Unseats Incumbents for a Midwestern College's $400MM DC Plans
The college has decided to go with a single recordkeeper over two bundled providers. ..
401kWire.com - Wednesday, August 17, 2016 - Reader Rating: 2.67
A Cali Consulting Firm Chooses a 401k Vet as COO
A compliance and ERISA law firm based in California welcomes a retirement industry professional of more than ten years to lead operations...
401kWire.com - Wednesday, August 17, 2016 - Reader Rating: 4.9
Rayonier Sends Out RKing and Custody RFP Invites
The Florida-based chemicals company made its selection following an RFI process that unfolded earlier in the summer...
401kWire.com - Wednesday, August 17, 2016
Employers Want More Knowledgeable & Fiduciary Saavy KPAs
Today Fidelity Investments released its seventh annual study surveying the attitudes of plan sponsors. ..
401kWire.com - Wednesday, August 17, 2016 - Reader Rating: 5
The $800B Unknown PM
Bloomberg shines a light on the PM who oversees the world's largest mutual fund...
MutualFundWire.com - Wednesday, August 17, 2016 Views
Nearly Half of Non-Profit & For-Profit Savers Aren't Retirement Confident
LIMRA Secure Retirement Institute probes for-profit and non-profit workers about saving for retirement...
401kWire.com - Wednesday, August 17, 2016
ESG Fund Inflows Haven't Regained Their 2007 Peak, Yet
MFWire digs into M* data on net flows for environmental, social and governance-focused mutual funds...
MutualFundWire.com - Monday, August 17, 2015 Views
A Floridian 401(k) Industry Veteran Passes Away
The founder of a Jacksonville-based TPA has died...
401kWire.com - Monday, August 17, 2015 - Reader Rating: 5
Nationwide Names New ProAccount Head
Who did they choose?..
401kWire.com - Monday, August 17, 2015
A Plan Provider Enhances its Mobile Capabilities
Washington, DC-based financial services provider improves its mobile platform...
401kWire.com - Monday, August 17, 2015 - Reader Rating: 1
Non-Diversification Leads to a $15 MM Judgement
Judge throws the book at this plan sponsor.....
401kWire.com - Monday, August 17, 2015
Chemical Company Sticks With RKer
After an RFP, a chemical company found what is was looking for.....
401kWire.com - Monday, August 17, 2015
It's DoubleLine Vs. Victory In a $275MM Auction
The two mutual fund shops are reportedly among the bidders for another shop that's on the block...
MutualFundWire.com - Monday, August 17, 2015 Views
"Fund Investors Are (Mostly) Making Better Decisions"
John Rekenthaler ponders the six-decade-long "U" shaped of shareholder friendliness in the mutual fund industry...
MutualFundWire.com - Monday, August 17, 2015 Views
14 and Counting: Moody and Co Begin Their Biggest Conference Yet
Defined contribution industry are getting connected again in the Rockies for the Broadridge subsidiary's annual conference...
401kWire.com - Sunday, August 17, 2014 - Reader Rating: 5
Fidelity Wins a $1.9B Mandate from ING
The plan switches over effective October 1...
401kWire.com - Friday, August 17, 2012 - Reader Rating: 2.5
Bancorp Presents a New Cash Option
The firm's new DC I-O product will serve as an alternative to money-market and stable value funds...
401kWire.com - Friday, August 17, 2012
Sysco Will Freeze a DB Plan, Inject $25MM Into DC
The food distributor announced the switch in its quarterly earnings conference call...
401kWire.com - Friday, August 17, 2012
Stork and Reaper for August 17, 2012
The MFWire's daily report on mutual fund births, deaths, and changes. ..
MutualFundWire.com - Friday, August 17, 2012 Views
Fund Shop Goes West
AST looks to make some tender coin in the Golden Gate City...
MutualFundWire.com - Friday, August 17, 2012 Views
P&I Hires a No. 2
The Crain publication names Amy Resnick executive editor...
401kWire.com - Friday, August 17, 2012
Bent Pines for Congress to Pick Up the Phone
Lawyers in the October 1 trial related about the Reserve Primary Fund say jurors should be allowed to hear about the government's refusal to bail out Lehman...
MutualFundWire.com - Friday, August 17, 2012 Views
A 20-Year T. Rowe Price Veteran Will Step Down
The PM of the $7.2 billion Small-Cap Value Fund will hand off the reins in 2014, according to a recent filing...
MutualFundWire.com - Friday, August 17, 2012 Views
A Mutual Fund Lawsuit Is Tossed
Yesterday a Manhattan judge threw out a group of investors' claims, ending the $100 million suit...
MutualFundWire.com - Friday, August 17, 2012 Views
Pimco Names Two New PMs
The SoCal fixed income giant hires a pair of new PMs for its real return team...
MutualFundWire.com - Wednesday, August 17, 2011 Views
Diversified and Transamerica to Merge Back Office, Technology
Kent Callahan talks to The 401kWire about the changes...
401kWire.com - Wednesday, August 17, 2011 - Reader Rating: 3.25
T. Rowe Floats Another Fund
It's betting on below investment grade paper...
MutualFundWire.com - Wednesday, August 17, 2011 Views
Newport Hunts For Wholesalers
The plan provider is also launching an enhanced site for its participant...
401kWire.com - Wednesday, August 17, 2011 - Reader Rating: 2
How Can QDIA Managers Differentiate Themselves?
New research from an industry consulting firm offers ideas on how to stand out from the default investment pack...
401kWire.com - Wednesday, August 17, 2011
Arvia Expresses Confidence in Nationwide's New Advantage
The provider's retirement chief talks about sales numbers and gets ready to roll out a new product...
401kWire.com - Wednesday, August 17, 2011
Gundlach 'Felt a Crack of Doom'
The DoubleLine chief spends a third day testifying in his courtroom fight with TCW...
MutualFundWire.com - Wednesday, August 17, 2011 Views
Clarida Speaks Out on Fed Board Buzz
The adviser to Pimco reacts to reports stating he's one of two people President Obama is eyeing for Federal Reserve governor posts...
MutualFundWire.com - Wednesday, August 17, 2011 Views
Janus Vets Launch a Hedge Fund
It's a long/short equity offering...
MutualFundWire.com - Wednesday, August 17, 2011 Views
Why Broadridge Went to the River
A Broadridge exec talks about the acquisition of NewRiver...
MutualFundWire.com - Tuesday, August 17, 2010 Views
MassMutual Opens its Online Kimono
The Springfield, Massachusettes-based plan provider is giving advisors and plan sponsors sneak-peek access to its Web site...
401kWire.com - Tuesday, August 17, 2010
Buddy Donohue is Leaving the SEC
The head of the SEC's investment management unit plans to leave in November...
MutualFundWire.com - Tuesday, August 17, 2010 Views - Reader Rating: 5
Noble Hunts for an Experienced Advisor
The NRP advisor prepares to open a new branch and searches for a retirement specialist...
401kWire.com - Tuesday, August 17, 2010
A Startup Wants You to Join the Smartphone Revolution
Several defined contribution industry insiders team up to create a new way of connecting with participants...
401kWire.com - Tuesday, August 17, 2010
The Standard Offers 403b Plans Some Guidance
The Portland, Oregon-based plan provider has a new fiduciary tool for the 403b crowd. ..
401kWire.com - Tuesday, August 17, 2010 - Reader Rating: 5
Pimco Jazzes Up its Web Site
The bond fund titan has revamped its online home...
MutualFundWire.com - Tuesday, August 17, 2010 Views
Subadvisory Beat: Schreiner Loses its Spot to Howard
CMG Funds has swapped one of six subadvisors...
MutualFundWire.com - Tuesday, August 17, 2010 Views
ABG and Ascensus Power a Pair of Multiple-Employer Products
A payroll provider teams up to create new offerings for the startup and micro-market...
401kWire.com - Tuesday, August 17, 2010
A Payroll Provider Hires a Sales Exec for Integrated Payroll-Retirement-HR
A Midwestern provider of integrated payroll services is expanding its staff and client base while cementing a new partnership...
401kWire.com - Tuesday, August 17, 2010
Bob Reynolds is Still Righting Putnam's Ship
The Fidelity alumnus is still searching for big fish...
MutualFundWire.com - Tuesday, August 17, 2010 Views - Reader Rating: 5
UPDATED: A Mutual Fund Vendor is Acquiring Another
The $77 million deal is expected to close this month...
MutualFundWire.com - Tuesday, August 17, 2010 Views
Will PNC Break Up With BlackRock, Too?
One pub speculates that BofA may not be the only bank looking to unload its shares in the giant asset manager...
MutualFundWire.com - Tuesday, August 17, 2010 Views
Columbia Plans to Add 150 Jobs
Fresh from its merger, the Ameriprise unit reveals its plans for the future...
MutualFundWire.com - Tuesday, August 17, 2010 Views
Currency ETFs are Slammed by the Spiraling Dollar
The Wall Street Journal takes a look at currency ETFs in today's Fund Track...
MutualFundWire.com - Tuesday, August 17, 2010 Views
An Individual Wealth Management RIA Journeys to DC
Updated | A Massachusetts-based firm moves into the retirement plan business...
401kWire.com - Monday, August 17, 2009
Bent Raises a New Rock Out of Reserve's Ashes
The beleaguered money fund specialists quietly transform under a new brand. ..
MutualFundWire.com - Monday, August 17, 2009 Views - Reader Rating: 4
Hartford Preps a Strategic Marketing Push for its Fund Arm
The insurer aims to define the value proposition for its advisor-sold mutual funds...
MutualFundWire.com - Monday, August 17, 2009 Views
Harrington Ties Four More RKers to LPL
Updated | Who are the new DC partners working with the giant independent broker-dealer?..
401kWire.com - Monday, August 17, 2009
Principal Chalks Up a Three-Peat in DC Web Site Rankings
The Des Moines, Iowa-based plan provider has scored the top spot in Dalbar's rankings for three consecutive quarters...
401kWire.com - Monday, August 17, 2009
Alger Makes a Pair of Wholesaler Hires
The New York City fund firm has filled two regional marketing manager posts...
MutualFundWire.com - Monday, August 17, 2009 Views
Russell Plans to End the Tacoma-Seattle Suspense Next Month
Russell Investments will reveal its headquarter decision next month, says its top executive...
MutualFundWire.com - Monday, August 17, 2009 Views
Kublin Benchmarks Clients' Plans
A new benchmarking report for plan sponsor clients hits the marketplace...
401kWire.com - Monday, August 17, 2009
ACS Rolls Out a Plan Checkup Tool
The mega-plan provider has launched a tool designed to help plan sponsors evaluate the health of their 401k plans...
401kWire.com - Monday, August 17, 2009
A Boston DC Consultant Brings an Invesmart Alum on Board
A TPA veteran joins a retirement plan-focused RIA...
401kWire.com - Monday, August 17, 2009
How Might the Supreme Court Rule in the Oakmark Fee Suit?
A WSJ columnist offers his take on the case attacking Harris Associates...
MutualFundWire.com - Monday, August 17, 2009 Views
A Longtime Portfolio Manager Turns Over a New Leaf
A co-manager of the Longleaf Partners International Fund is leaving Southeastern Asset Management at the end of the month...
MutualFundWire.com - Monday, August 17, 2009 Views
WSJ Spotlights a Value Manager
Mark Boyar is the subject of Monday's WSJ Fund Track column...
MutualFundWire.com - Monday, August 17, 2009 Views
Calamos Switches Accountants
The Illinois-based asset manager taps a replacement for KPMG...
MutualFundWire.com - Monday, August 17, 2009 Views
Class Action Lawyers Target Countrywide
The troubled mortgage lender faces a stock-drop suit...
401kWire.com - Friday, August 17, 2007
Dancing and Retirement Planning
Dancing and retirement planning may seem worlds apart, but one provider has managed to produce client materials incorporating dance terms...
401kWire.com - Friday, August 17, 2007
Turner Hires New Member of Growth Equity Investing Team
Theresa B. Hoang has joined Turner Investment Partners' growth equity investing team...
MutualFundWire.com - Friday, August 17, 2007 Views - Reader Rating: 3
Banking Board Approval Moves Fiserv ISS Deal Along
Another set of regulators gives its stamp. Look for the soon-to-be-divided unit's assets to move next to a Centennial State bank to await the final leg of their journey. ..
401kWire.com - Friday, August 17, 2007
Southeastern TPA Sees Benefit in New Alliance
A Midwestern network adds a new partner, and more might follow. ..
401kWire.com - Friday, August 17, 2007
New York Life Now AAA
New York Life has joined the ranks of AAA rated insurers by Standard & Poor's Ratings Services...
401kWire.com - Friday, August 17, 2007
Patriotic New England Job Hunting
This week we head to two regions in New England for career opportunities...
MutualFundWire.com - Friday, August 17, 2007 Views - Reader Rating: 3
Son Joins Mother's Financial Planning Firm
Jason Lampe has joined Pittsburgh-based Lampe Asset Management...
MutualFundWire.com - Friday, August 17, 2007 Views - Reader Rating: 2
Wellington in the Hunt for New Boston Space
The asset manager could be the new marquee tenant in a new development in downtown Boston...
MutualFundWire.com - Friday, August 17, 2007 Views - Reader Rating: 3
Bear Stearns to Cut Jobs Following Difficult Month
Bear Stearns is cutting some 240 jobs a s a result of the subprime woes the bank has suffered...
MutualFundWire.com - Friday, August 17, 2007 - Reader Rating: 2.69
Law Firms Unite to Take on Bear Stearns
Lawyers circle Bear's broken hedge funds...
MutualFundWire.com - Friday, August 17, 2007 - Reader Rating: 2.33
Fed Opens the Discount Window
After a challenging overnight in Asia, the fed brought a ray of sunshine to the U.S. markets Friday morning...
MutualFundWire.com - Friday, August 17, 2007 Views - Reader Rating: 2
Withdrawals Higher Than During Sept. 11 Aftermath
Investors have yanked more money from equity mutual funds in the week ended Wednesday than during the aftermath of the September 11 attacks. However, investors could likely be putting their money back into the funds following Friday morning's news that the Fed had opened the discount window...
MutualFundWire.com - Friday, August 17, 2007 Views - Reader Rating: 3
WSJ, Bloomberg Zero In On REIT Funds
The WSJ and Bloomberg take a look at REITs and the funds that invest in them...
MutualFundWire.com - Friday, August 17, 2007 Views - Reader Rating: 3
Fido Says Participation Rate Inched Down In '05
The Boston Behemoth says participation fell slightly last year and the deferral rate stayed put. The average account balance, however, increased...
401kWire.com - Thursday, August 17, 2006
DBs, the Pension "Protection" Act Tolls for Thee
But what else is in the new pension law?..
401kWire.com - Thursday, August 17, 2006 - Reader Rating: 3
New Keystone VP at DIA
According to a company executive, the New York provider is about to hire a new sales vice president. ..
401kWire.com - Thursday, August 17, 2006
ADP Deal Hints at the Role 401k Will Play in Its Strategy
The payroll specialist bought Employease on Thursday. The deal provides a hint at the new CEO's vision for the firm...
401kWire.com - Thursday, August 17, 2006
Forward Funds Hires CAA
Quick growth has led San Franisco-bAsed Forward Management to hire a chief administrative officer. The sponsor of the Forward Funds turned to a former Nicholas-Applegate Capital Management executive to fill the newly created post...
MutualFundWire.com - Thursday, August 17, 2006 Views
UMB Lands Victory PM
Kansas City-based UMB Asset Management has tapped Patrick Dunkerley as a portfolio manager for its mid-cap equity strategies. Dunkerley joins the firm as a senior vice president and will lead UMB Asset Management in the launch of a new mid-cap strategy for institutional investors...
MutualFundWire.com - Thursday, August 17, 2006 Views
UBS Considering More Deals
Piper did not sour Marten Hoekstra on the market. The Swiss bank will follow a one stop model to build U.S. market share...
MutualFundWire.com - Thursday, August 17, 2006 - Reader Rating: 3
National Stock Exchange Shops Stake
Citigroup, Bear Stearns and Credit Suisse are reportedly among the firms deciding whether to join the deal...
MutualFundWire.com - Thursday, August 17, 2006
FBR Taps Wachovia Defectors For Institutional Arm
The Virginia-based investment bank recently added a handfull of ex-Wachovia vice presidents and directors to manage its institutional brokerage unit...
MutualFundWire.com - Thursday, August 17, 2006
Bank Creates VP Spot to Pump Securities Sales
Comerica Securities has tapped one of its own to lead an effort to educate its bankers on securities and insurance...
MutualFundWire.com - Thursday, August 17, 2006 - Reader Rating: 3
Transamerica Offers Money Back Guarantee
The provider promises to boost participation for new plans...
401kWire.com - Wednesday, August 17, 2005
Vendor Adds More Personalization
Would you disregard something with your name on it?..
401kWire.com - Wednesday, August 17, 2005
Manulife's U.S. Ops Gets One CEO
DesPrez will take charge of all of Manulife's domestic business...
401kWire.com - Wednesday, August 17, 2005
Mellon Tests Downloadable Data
The provider gives participants more power...
401kWire.com - Wednesday, August 17, 2005 - Reader Rating: 1
Schwab Wins Three Plans from Jersey Sponsor
The win was brought on by a nonqual plan contract...
401kWire.com - Wednesday, August 17, 2005 - Reader Rating: 1
Eaton Vance Meet Earnings Estimates
Boston-based Eaton Vance matched analysts' earnings expectations for its third fiscal quarter of 2005, reporting $0.29 in diluted earnings per share and $41.2 million in net income .....
MutualFundWire.com - Wednesday, August 17, 2005 Views
ETF Providers Move into Microcaps
Barclays Global Investors is out with yet another specialized ETF. The provider's iShares Russell Microcap Index Fund began trading on the New York Stock Exchange on Tuesday, and will probably be followed by at least a few competitors in the near future .....
MutualFundWire.com - Wednesday, August 17, 2005 Views
Reish Receives ASPA Award
ASPA 2004 Eidson Founders Award goes to California employee benefits lawyer...
401kWire.com - Tuesday, August 17, 2004
Delta Stock Drop Hits Participants
Delta 401k participants hold more than $23 million shares of company stock. The price of those shares is falling fast...
401kWire.com - Tuesday, August 17, 2004 - Reader Rating: 2
TIAA-CREF Airs First Ever National TV Ads
Television ads will air during the Olympics broadcast and through the rest of the year...
MutualFundWire.com - Tuesday, August 17, 2004 Views
Scandal-Implicated Brokerage to Sell Remaining Biz
The brokerage named in the case against Canary Capital plans on selling its last lifeline, but denies that it is liquidating...
MutualFundWire.com - Tuesday, August 17, 2004 - Reader Rating: 3.33
Fido Criticizes NYSE Proposal
The fund firm pens a letter to the SEC explaining the problems with the proposal to turn the NYSE into a part-automated, part-specialist market...
MutualFundWire.com - Tuesday, August 17, 2004 Views
Nationwide Sports/Sales Webcast Today
ESPN analyst Lee Corso and NFS svp Michael Butler get together to rev up reps for selling season...
401kWire.com - Tuesday, August 17, 2004
Expect to Say Bye Bye to Directed Brokerage
One newspaper reports that the SEC will approve a ban on directed brokerage tomorrow...
MutualFundWire.com - Tuesday, August 17, 2004 Views
Expect to Say Bye Bye to Directed Brokerage
One newspaper reports that the SEC will approve a ban on directed brokerage tomorrow...
MutualFundWire.com - Tuesday, August 17, 2004
Artisan Funds Names Two Directors
Watson Wyatt and GRS Join Forces ... Barclays Launches EAFE ETF ... Artisan Taps Directors ... The Eagle has Flown ... ManuLife Gets Best in Show. ..
MutualFundWire.com - Friday, August 17, 2001 - Reader Rating: 3
ManuLife Wins 401k Ed Honors
Watson Wyatt and GRS Join Forces ... Barclays Launches EAFE ETF ... Artisan Taps Directors ... The Eagle has Flown ... ManuLife Gets Best in Show. ..
401kWire.com - Friday, August 17, 2001 - Reader Rating: 3
PBHG Taps Dwight for Fund
Old Mutual affiliates are joining forces on a retail branded stable value fund. ..
401kWire.com - Friday, August 17, 2001 - Reader Rating: 3
Pioneering One Person Plans
The Boston-based vendor is targeting a new product at the one-person 401k market. It looks like it is first to exploit the changing tax law. ..
401kWire.com - Friday, August 17, 2001 - Reader Rating: 3
Pru Taps its Third DC Head Since 1999
Once again the insurer has turned within as it replaces Ken Montgomery. ..
401kWire.com - Friday, August 17, 2001 - Reader Rating: 3
PBHG Family Takes Point for Old Mutual
Old Mutual is launching five new funds under the PBHG Funds retail brand to exploit the skills of its pension managers. ..
MutualFundWire.com - Friday, August 17, 2001 - Reader Rating: 3
Causeway Readies Fund
The firm has landed at least one Merrill client. Merrill is fighting back by waiving its own fees. ..
MutualFundWire.com - Friday, August 17, 2001 - Reader Rating: 3
RFP Guide Updated
SPARK has released its updated 401k RFP Guide through its Web site...
401kWire.com - Thursday, August 17, 2000 - Reader Rating: 3
Small Bytes for Aug. 14 to Aug. 18
Changes at Nuveen, Harbor, Conseco, and Invesco were among the moves made by fund companies this week...
MutualFundWire.com - Thursday, August 17, 2000 - Reader Rating: 3
Fido to Assist Separate Account Site
Fidelity's brokerage unit teams up with a a Web startup which aims to assist advisors in providing separate account managers to their clients...
MutualFundWire.com - Thursday, August 17, 2000 - Reader Rating: 3
FE Lands Merrill Clients and Alumnus
The relationship between Financial Engines and Merrill Lynch was key to the firm's landing its newest clients. It also adds a board member from the broker...
401kWire.com - Thursday, August 17, 2000 - Reader Rating: 3
Psst ... Need a loan?
American Express is cross-selling home equity loans to plan participants visiting its retirement Web site. Is this a product sponsors should be comfortable with?..
401kWire.com - Thursday, August 17, 2000 - Reader Rating: 3
August 17, 2000
SEC to look at Window Dressing and Pumping ... 401k brokerage accounts get media's attention ... Online brokers see a way to gain accounts ... Advisors foresee more fee income ... Manager-of-manager funds grow in Europe ... Olstein tossed by JC Penney...
MutualFundWire.com - Thursday, August 17, 2000 - Reader Rating: 3
August 17, 2000
SEC to look at Window Dressing and Pumping ... 401k brokerage accounts get media's attention ... Online brokers see a way to gain accounts ... Advisors foresee more fee income ... Manager-of-manager funds grow in Europe ... Olstein tossed by JC Penney...
401kWire.com - Thursday, August 17, 2000 - Reader Rating: 3
MoneyStar Closes Third Round of Financing
The Austin, Texas fund info distributor has raised $20 million in its third round of financing, intending to use the cash infusion to expand its information pipeline...
MutualFundWire.com - Tuesday, August 17, 1999 - Reader Rating: 3
Hartford Now Has Matching for 401a
Public sector participants are getting more and more services associated with their colleagues in the private sector. Now, Hartford Life is introducing a new service that allows for matching in 401(a) plans, a spokesperson with the firm told the 401kWire.com. It will be known as the Hartford Advantage 401(a) program...
401kWire.com - Tuesday, August 17, 1999 - Reader Rating: 3
Does Kinetics Have the Cure for Cancer?
Kinetics is launching a new fund shortly that will invest in cancer research and disease prevention, with another rookie manager...
MutualFundWire.com - Tuesday, August 17, 1999 - Reader Rating: 3
Delaware Investments Launches Multi-Manager Offering
In a move that emphasizes the importances of both alliances and technology, Delaware Investments of Philadelphia, Pennsylvania has launched its new multi-manager product entitled SpectrumSolutions. This new service will allow clients to access outside funds, but only those that are on the National Securities Clearing Corporation's (NSCC's) system...
401kWire.com - Tuesday, August 17, 1999 - Reader Rating: 3
Delaware Investments Launches Multi-Manager Offering
The Philadelphia 401k provider is making outside funds available to its clients. But it will only utilize funds available on NSCC's defined contribution platform...
MutualFundWire.com - Tuesday, August 17, 1999 - Reader Rating: 3
Odd Lots August 17, 1999
The affluent invest ...Perks attract wealth ... The woes of being too big ... Missed opportunities if not wrapping ... Lipper adds categories without cutting any old ones ... Bad feelings towards Vanguard...
MutualFundWire.com - Tuesday, August 17, 1999 - Reader Rating: 3
Manulife Elects Speech Recognition
Manulife has installed a new phonetic speech recognition system from InterVoice, Inc. (Nasdaq: INTV) and SpeechWorks International, Inc., George Rothauser, Manulife Financial's vice president of U.S. Pensions Operations, told the 401kWire.com. ..
401kWire.com - Tuesday, August 17, 1999 - Reader Rating: 3
Norwest Hops on the Web Bandwagon
Norwest (NYSE: NOB) is the latest provider of defined contribution plans to add an Internet application to its services for 401(k) participants. The new system will utilize OmniWeb (TM) from Pyramid Digital Solutions, Inc...
401kWire.com - Monday, August 17, 1998 - Reader Rating: 3
Search for Recordkeeper Continues in Northwest
Seattle, WA-headquartered Group Health Cooperative of Puget Sound is choosing among finalists for the position of recordkeeper for its various retirement plans (which include DB, Money Purchase, and 403(b) plans), an official at the sponsor with knowledge of the plan told the 401kWire. The combined assets of all Group Health's plans is over $600 million with potentially 6,000 participants involved...
401kWire.com - Monday, August 17, 1998 - Reader Rating: 3
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