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News Stories Archives - Since 1998
What Advisors Need to Know About Secure 2.0
Washington watchers talk to my colleague Lauren Corradi about a new, bipartisan bill that takes on a host of retirement savings issues...
401kWire.com - Thursday, October 29, 2020
A Multiboutique Will Buy a $622MM-AUM Trio
The deal, expected to close in Q1 2021, also includes a three-person liftout...
MutualFundWire.com - Thursday, October 29, 2020
A Chicago Area KPA Retires
He had been with the firm for 19 years...
401kWire.com - Thursday, October 29, 2020
A KPA Network Leader Joins an Acquirer's Retirement Team
The new hire will focus on business development for the firm's retirement and private wealth effort...
401kWire.com - Thursday, October 29, 2020
A $153MM 457 Consolidates to One Provider
The plan includes more than 2,400 participants...
401kWire.com - Thursday, October 29, 2020 - Reader Rating: 2
Trump Or Biden? Gundlach Predicts
Yet the DoubleLine chief says he's not as confident as he was when he called it in 2016...
MutualFundWire.com - Thursday, October 29, 2020 - Reader Rating: 4
401(k) and ESPP? Participants Save More With Both
New research highlights participant behavior when using both types of plans...
401kWire.com - Thursday, October 29, 2020
Stuart Parker Adds a Cap Group Vet to His C-Suite
The PGIM Investments chief also hired a tech and ops chief and promoted two key distro execs...
MutualFundWire.com - Tuesday, October 29, 2019 Views - Reader Rating: 5
A 15-Year DST Vet Says Hello to Retirement
Specializing in 401(k)s, 403(b)s, and 457s, she has more than 35 years of industry experience...
401kWire.com - Tuesday, October 29, 2019 - Reader Rating: 1.5
Mee Welcomes Back a 10-Year Standard Vet
The familiar hire now serves as TPA sales director for the retirement plan provider...
401kWire.com - Tuesday, October 29, 2019
Researchers Find Financial Stress Spreading Among Participants
A provider's sixth annual financial stress survey consists of data collected from 3,547 plan participants. ..
401kWire.com - Tuesday, October 29, 2019
Will a Giant AM's Parent Lean Away From Gotham?
The publicly traded firm's leadership is considering moving thousands of jobs away from NYC...
MutualFundWire.com - Tuesday, October 29, 2019 Views - Reader Rating: 5
RKers Back Trade Groups' Fight Against Fraud
After a year in development, an online program has launched...
401kWire.com - Tuesday, October 29, 2019
Empower Launches an Open Arch Product
The new solution is geared towards small-market plans...
401kWire.com - Monday, October 29, 2018 - Reader Rating: 2
An NY Liquid Alts Team Hunts After Passing $2.5B
They're prepping more funds and looking for more subadvisors...
MutualFundWire.com - Monday, October 29, 2018 Views
A Jersey KPA Team Hunts For Allies Nationwide
A producing 403(b) TPA recently merged into the shop...
401kWire.com - Monday, October 29, 2018 - Reader Rating: 5
Week In Preview, October 29 - November 4
This week the teams at DCIIA, Rekon, and Spark are all hosting events...
401kWire.com - Monday, October 29, 2018
Week In Preview, October 29 - November 4
This week the teams at FIASI, the Philadelphia Fund Alliance, Schwab, and Stradley Ronon are all hosting events...
MutualFundWire.com - Monday, October 29, 2018 Views
Time to Tackle the Ghost of Social Media Compliance
This stuff may be too powerful and pervasive to ignore, regulators be damned...
401kWire.com - Thursday, October 29, 2015
Hobbs to Fundsters: Be the Bridge!
The Fidelity and BBH alum delivers the luncheon keynote address at NICSA's GMM...
MutualFundWire.com - Thursday, October 29, 2015 Views
Law Firms Switches RKer for $168MM Plan
Bean-town law firm goes to.....
401kWire.com - Thursday, October 29, 2015
Will the Senate Finally HELP MEPs?
MEPs get their praise.....
401kWire.com - Thursday, October 29, 2015 - Reader Rating: 1
The Foundation and the Future: NICSA's New Chief Speaks
The trade group's freshly-anointed president speaks to fundsters at its GMM in Beantown...
MutualFundWire.com - Thursday, October 29, 2015 Views
2016 GOPers Talk Retirement
401(k)s and IRAs come up during the debate.....
401kWire.com - Thursday, October 29, 2015
DC-IO Market Will Rise to 51 Percent of Market Share
The DC-IO market is doing well and thriving...
401kWire.com - Thursday, October 29, 2015
BrightScope Brings on a BlackRock Vet
BrightScope picks up an advisory board member...
401kWire.com - Thursday, October 29, 2015 - Reader Rating: 4.71
Fido News Fest: Pyramis No More, MA Is Mad, and CO, NC, and FL Are Happy
It is not a dull news week for those watching the Boston Behemoth...
MutualFundWire.com - Thursday, October 29, 2015 Views
Schroder Adds Two Seasoned Executives at Anova
The market research and consulting shop welcomes a director of sales and relationship management and an executive interviewer. ..
401kWire.com - Wednesday, October 29, 2014
Deutsche AWM Welcomes a New Voice
The multinational bank's asset management business adds a new PR executive...
MutualFundWire.com - Wednesday, October 29, 2014 Views
Ulian Consolidates Sales at BofA Merrill
The institutional retirement and benefit business under David Tyrie reorganized at the end of the summer...
401kWire.com - Wednesday, October 29, 2014 - Reader Rating: 4.5
Waddell Has a Lot of Good Mutual Fund Momentum ... Except For Two Key Products
Top brass at the Kansas-based brokerage and mutual fund shop discuss their Q3 2014 results...
MutualFundWire.com - Wednesday, October 29, 2014 Views
For Hartford's DC I-O Efforts, McLean Realigns, Appoints, and Hires
The insurer's mutual fund arm has new DC I-O leaders...
401kWire.com - Wednesday, October 29, 2014
A Virginia KPA NFP'd It
An SVP of a 401(k) plan advisor (KPA) shop just scored a new B-D...
401kWire.com - Wednesday, October 29, 2014
The Unflappable 401k Participant: Gotta Love Inertia
An M* guru picks apart the common "401k investors are dumb" meme...
MutualFundWire.com - Wednesday, October 29, 2014 Views - Reader Rating: 5
Artisan Goes for Second Public Offering
Asset management firm announces commencement of public offering of 4.8 million shares...
MutualFundWire.com - Tuesday, October 29, 2013 Views
Restieri Shares GSAM's Plan for Growing Alts
Alts sales head outlines strategy to MFWire...
MutualFundWire.com - Tuesday, October 29, 2013 Views - Reader Rating: 5
Fortier Joins Another DC I-O Giant After Leaving AllianceBernstein
Fortier will continue his path in defined contribution elsewhere. ..
401kWire.com - Tuesday, October 29, 2013
Lord Abbett Partners Name Five New Peers
The company says appointments will help it continue to grow...
MutualFundWire.com - Tuesday, October 29, 2013 Views
Fido's Haggerty Wants Everybody to Get Alts
A new Fidelity platform will provide research, education and third-party due diligence, as well as access to alternative investment products. ..
MutualFundWire.com - Tuesday, October 29, 2013 Views
Broadridge Execs Help Harness The Power of Data
OppFunds goes to Access Data for fund asset and sales information...
MutualFundWire.com - Tuesday, October 29, 2013 Views
Virtus Teams Up With an Alt Advisor
Virtus and Cliffwater will launch three multi-strategy, multi-manager alt funds for retail investors. ..
MutualFundWire.com - Tuesday, October 29, 2013 Views
A Tech Service Firm Expands its Mutual Fund Expertise
Delta Data has acquired a new service that extends its reach in the mutual fund industry. ..
MutualFundWire.com - Tuesday, October 29, 2013 Views
A Lord Abbett Top-Dog Makes Partner
Frank Paone, director of institutional investor services at Lord Abbett, has been named partner at the firm. ..
401kWire.com - Tuesday, October 29, 2013
Capital Group, Fido, Dodge and Cox, and Vanguard Dominate This DC I-O Niche
BrightScope releases a new list...
401kWire.com - Tuesday, October 29, 2013 - Reader Rating: 5
WSJ Plugs Into a T. Rowe PM's Stock Picks
The national paper highlights a $14.3 billion tech-focused fund and the guru behind it...
MutualFundWire.com - Tuesday, October 29, 2013 Views
Sandy Is Expected to Make Landfall Monday Night
Hurricane expected to make landfall near New Jersey-Delaware..
MutualFundWire.com - Monday, October 29, 2012 Views
The Markets Will Stay Closed Tuesday
Hurricane Sandy continues wreaking havoc on financial markets...
MutualFundWire.com - Monday, October 29, 2012 Views
East Coast Retirement Businesses Respond to The Storm
How are recordkeepers responding to the "Frankenstorm?"..
401kWire.com - Monday, October 29, 2012 - Reader Rating: 5
M* Tracks Target Maturity Flows
It's been a strong quarter for these funds...
MutualFundWire.com - Monday, October 29, 2012 Views
Use These Resources to Track Sandy
With these sites, you can keep close track of the storm...
MutualFundWire.com - Monday, October 29, 2012 Views
Bond Markets Closed Tuesday Due to Sandy
Bloomberg reports closing result of SIFMA recommendation..
MutualFundWire.com - Monday, October 29, 2012 Views
DTCC Remains Open Despite Hurricane
Check back with MFWire for continuing storm coverage...
MutualFundWire.com - Monday, October 29, 2012 Views
Sandy Shuts Down Wall Street
Exchanges and financial firms close shop in advance of a megastorm...
MutualFundWire.com - Monday, October 29, 2012 Views
BlackRock, Fido and Vanguard Present Fink's One-Percent Money Fund Plan to Regulators
Will Schapiro and Geithner bite on this industry proposal for reforming money market mutual funds?..
MutualFundWire.com - Monday, October 29, 2012 Views
M* Lands an Interview with Sauter's Replacement
And he tells the research firm about his plans. ..
MutualFundWire.com - Monday, October 29, 2012 Views
iShares Preps Bond/ETF Hybrids
The new funds be bond ETFs that act like single bonds...
MutualFundWire.com - Monday, October 29, 2012 Views
With ETFs, Don't Always Think Big
A closer look into the 10 biggest commodity ETFs..
MutualFundWire.com - Monday, October 29, 2012 Views
Vanguard's Index Move Triggers a $1B Stock Buy
Another impact from Vanguard's index changes...
MutualFundWire.com - Monday, October 29, 2012 Views
Retirement at Commonwealth Reports to a New Master
Yet the hybrid indie B-D has not yet named a retirement chief...
401kWire.com - Friday, October 29, 2010 - Reader Rating: 1
Passive Target Date Funds Draw a Crowd in Q3
Vanguard, Fidelity and...Wells Fargo see big target date inflows in Q3...
401kWire.com - Friday, October 29, 2010
Cohen & Steers Hires in the Wirehouse Channel
The real-estate-focused mutual fund firm brings a new wholesaler on board...
MutualFundWire.com - Friday, October 29, 2010 Views - Reader Rating: 1
New Web Site Targets Non-Qualified Participants
A new Web site is catering to NQDC plans. ..
401kWire.com - Friday, October 29, 2010
A Giant Lobbying Group Revamps its Retirement Calculations
A powerful national force updates its support for helping savers plan for retirement...
401kWire.com - Friday, October 29, 2010
Virginia Spawns a New Mutual Fund Firm
An RIA prepares to launch a new mutual fund...
MutualFundWire.com - Friday, October 29, 2010 Views
Asset Managers Cross Institutional and Retail Retirement Plan Boundaries
A new report finds it easier for institutional managers to cross over into retail than vice versa. ..
401kWire.com - Friday, October 29, 2010 - Reader Rating: 4
December Will Yield Another AdvisorShares Launch
The Maryland-based ETF provider reveals plans for a new ETF sub-advised by a firm from Southern California...
MutualFundWire.com - Friday, October 29, 2010 Views
A Provider Hunts for a Marketing and Sales Chief
A top executive departs a firm in the Northeast. Who will fill her shoes?..
401kWire.com - Friday, October 29, 2010 - Reader Rating: 4
A West Coast Advisor Makes a Play for the ETF Crowd
A silicon valley-based advisor is steering investors into ETFs with a new Web site. ..
MutualFundWire.com - Friday, October 29, 2010 Views
Franklin Adds $121.5 Billion
The mutual fund firm misses expectations, despite rising earnings...
MutualFundWire.com - Friday, October 29, 2010 Views - Reader Rating: 4
Appleseed Picks Up Huntington's Option
A green mutual fund is reupping its contract with a fund administration company...
MutualFundWire.com - Friday, October 29, 2010 Views
Federated Beats Expectations Despite Falling Earnings
The giant money market mutual fund managers unveil their third quarter results...
MutualFundWire.com - Friday, October 29, 2010 Views
Does Absolute Return Mean 'No-Return'?
The WSJ explores this hot mutual fund niche...
MutualFundWire.com - Friday, October 29, 2010 Views - Reader Rating: 5
The WSJ Unearths a 'Rare' New ETF
Van Eck launches its latest exchange-traded fund...
MutualFundWire.com - Friday, October 29, 2010 Views
Wall Street Journal Turns Out the Lights in Boston
Wall Street Journal staffers learned today that the newspaper will close the Boston branch, which covered the city's fund industry, among others. Nine reporters will be affected...
MutualFundWire.com - Thursday, October 29, 2009 Views
An 'Unleashed Pipeline' Drives Up Plan Sales at MassMutual
The plan provider claims record monthly sales in September...
401kWire.com - Thursday, October 29, 2009 - Reader Rating: 2
ING Execs Play Musical Chairs
In the wake of its decision to divest its investment management business, ING unveils new roles for key execs...
MutualFundWire.com - Thursday, October 29, 2009 Views - Reader Rating: 5
ReFlow Ponders Continued Volatility in Fund Flows
The service provider anticipates that new distribution patterns will cause asset flows to vary widely in the future...
MutualFundWire.com - Thursday, October 29, 2009 Views - Reader Rating: 3
AMG Hires an Affiliate-Focused Distribution Exec
A Lehman veteran joins the acquirer of asset managers...
MutualFundWire.com - Thursday, October 29, 2009 Views - Reader Rating: 5
Lincoln's DC Income Edges Up
Income and net flows go up, but revenue and gross deposits fall at the insurer. ..
401kWire.com - Thursday, October 29, 2009 - Reader Rating: 4
Why Did Fidelity's Parent Sell $700 Million of Debt?
The Boston Behemoth plans to use the money on technology and product development...
MutualFundWire.com - Thursday, October 29, 2009 Views
Madison Plans to Fold a Growth Fund into its Value Counterpart
The reorganization is set to be complete at the end of next month. ..
MutualFundWire.com - Thursday, October 29, 2009 Views - Reader Rating: 4
Lincoln is 'On Track' to Finish Delaware Sale
As expected, Macquarie Group should take over the asset manager before 2010 begins...
MutualFundWire.com - Thursday, October 29, 2009 Views
Fido Reviews its Ad Account Across the Pond
The firm has reportedly invited some agencies to make a pitch later in the year...
MutualFundWire.com - Thursday, October 29, 2009 Views
Funds are Still Seeing Inflows After 32 Weeks
Long term mutual funds' DiMaggio-esque hitting-streak still goes strong, now in its 32nd week. Just in time for the world series...
MutualFundWire.com - Thursday, October 29, 2009 Views - Reader Rating: 4
Hartford's Retirement Unit Posts a Q3 Loss
AUM and deposits, however, were up, thanks to recent acquisitions and growth in contributions...
401kWire.com - Wednesday, October 29, 2008
Sales Chief Reportedly Leaves Asset Manager
Who will take over distribution in the wake of an executive departure?..
MutualFundWire.com - Wednesday, October 29, 2008 Views
Morgan Stanley Backstops its Money Funds with $23 Billion
The firm brought $23 billion of securities from the funds last month to meet investor redemptions...
MutualFundWire.com - Wednesday, October 29, 2008 Views
Sales Chief Departs a Changing 403b Provider
A high-level executive move at one insurer comes to light as industry insiders whisper about bigger shifts to come...
401kWire.com - Wednesday, October 29, 2008
Spectrem Sees I-O Opportunity in Mid-Market Plans With Consultants
The latest research from the consulting firm gives investment managers a hint of where to focus their DC efforts...
401kWire.com - Wednesday, October 29, 2008 - Reader Rating: 1
Competition Puts a Franklin Money Market Fund on a Path to Liquidation
Franklin plans to liquidate a money market fund next spring due to competition from insurance firms' proprietary offerings...
MutualFundWire.com - Wednesday, October 29, 2008 Views
401k Substitute Gains Pre-Presidential Support From Both Sides
But will the victorious candidate follow up on this campaign promise?..
401kWire.com - Wednesday, October 29, 2008
Fund Firms Pour on the DC I-O Dollars
Spending on sales and marketing is up by an average of 28 percent this year, according to a new study, but next year is shaping up to be a different story...
401kWire.com - Wednesday, October 29, 2008 - Reader Rating: 5
Lincoln's DC Earnings Rise in Q3
Company executives point to strong investment income returns and lower expenses during the quarter...
401kWire.com - Wednesday, October 29, 2008
WSJ Picks Up on Possible Fidelity Job Cuts
In Wednesday's WSJ Fund Track column, Jennifer Levitz picks up on media reports about possible layoffs of as many as 4,000 at Fidelity. Meanwhile, UK's The Times reports on how many jobs may be cut at Fidelity International...
MutualFundWire.com - Wednesday, October 29, 2008 Views
NYTimes Sees Great Depression Parallel at Reserve
No, the freezing of some Reserve money market funds is not as horrific as Roosevelt's bank holiday, but to those shareholders effected the chasm is not so wide...
MutualFundWire.com - Wednesday, October 29, 2008 Views
PIMCO Real Return Gets TIPSY
Mihir Worah sees values in TIPS after their recent fall and makes a bet in the nation's leading bond fund...
MutualFundWire.com - Wednesday, October 29, 2008 Views
Bear Stearns to Axe Roughly 300 Jobs
The New York firm will reportedly cut around 300 jobs in various business units...
MutualFundWire.com - Monday, October 29, 2007 - Reader Rating: 3
Pax Snaps Up Women's Equity Fund
The New Hampshire-based firm has folded FEMMX Financial Company's Women's Equity Fund into the Pax World Women's Equity Fund...
MutualFundWire.com - Monday, October 29, 2007 Views
SVIA Election Unseats Three Incumbents
Four new faces and one familiar one join the board of the stable value trade group. ..
401kWire.com - Monday, October 29, 2007
Merrill Shares Jump Amid Talk of a Change at the Top
Shares of Merrill Lynch went up by as much as three percent on Monday as investors awaited word regarding Stan O'Neal's replacement...
MutualFundWire.com - Monday, October 29, 2007 - Reader Rating: 3
Sub-Prime Flu: Coming Soon to a Stable Value Fund Near You?
It looks like the recent mortgage market woes have not entirely ignored the stable value industry. ..
401kWire.com - Monday, October 29, 2007 - Reader Rating: 2.67
BlackRock Shares Dip On Chatter Surrounding Fink
Shares of the largest publicly traded money manager in the U.S. fell amid talk that Larry Fink may move to Merrill...
MutualFundWire.com - Monday, October 29, 2007 Views
Fidelity To Slash Secondary Bond Trade Concessions
The Boston firm is making reductions to the concessions on its secondary bond trades...
MutualFundWire.com - Monday, October 29, 2007 - Reader Rating: 3
Bye, Bye Bisys
The Keystone State provider ascends to a new name. ..
401kWire.com - Monday, October 29, 2007 - Reader Rating: 1
Barclays Unveils Emerging Market Indices
Barclays has launched a family of emerging market government inflation-linked bond benchmark indices...
MutualFundWire.com - Monday, October 29, 2007 - Reader Rating: 3
Thrivent Hires Brokerage Solutions Provider
Minneapolis-based Thrivent Investment Management has awarded the contract to a Boston firm...
MutualFundWire.com - Monday, October 29, 2007 - Reader Rating: 3
Schwab Intros Two New Trust Services for Independent RIAs
Schwab execs unveiled two new trust services for independent RIAs at the Impact 2007 conference in Las Vegas on Monday...
MutualFundWire.com - Monday, October 29, 2007 - Reader Rating: 2.33
TPA to DC World: Try Cash Balance, Too
A SoCal-based firm launches a new site to search 401k professionals about another type of retirement plan...
401kWire.com - Monday, October 29, 2007
Telekurs Financial to Offer NewRiver's Market Timing Data
Telekurs Financial will offer a portion of NewRiver's SEC-sourced market timing policies to its global client base...
MutualFundWire.com - Monday, October 29, 2007 Views
DALBAR Gives Providers Thumbs Up For Web Sites
The Bay State consulting firm awards the DALBAR Seal of Excellence to three firms for 'effectively and efficiently' helping participants and sponsors online. ..
401kWire.com - Monday, October 29, 2007 - Reader Rating: 1
Old Line State Sponsor Taps Tar Heel 401k Education Specialists
A Maryland federal credit union turns to a North Carolina DC education and software provider. ..
401kWire.com - Monday, October 29, 2007 - Reader Rating: 2
Insurance Giant Hit By 401k Company Stock Suit
A Big Apple law firm launches another class action suit. ..
401kWire.com - Monday, October 29, 2007 - Reader Rating: 1
Hewitt: Employers Say Participation Isn't Enough
The mega-market recordkeeper surveys sponsors about various plan options. ..
401kWire.com - Monday, October 29, 2007 - Reader Rating: 2
O'Neal is Out at Merrill
Stan O'Neal is reportedly stepping down as Merrill Lynch CEO...
MutualFundWire.com - Monday, October 29, 2007 - Reader Rating: 3
Is It the End of the World as We Know It For Muni-Bond Funds?
Next week the Supreme Court will hear a case that could end the preferential tax treatment of municipal bonds...
MutualFundWire.com - Monday, October 29, 2007 Views - Reader Rating: 3.57
Is the Top Job at BlackRock About to Open Up?
Larry Fink is reportedly a top contender to succeed Stan O'Neal at Merrill Lynch...
MutualFundWire.com - Monday, October 29, 2007 Views - Reader Rating: 2
New Player Edges in on Morningstar Turf
A software company ventures into the advice realm. But will providers bite?..
401kWire.com - Friday, October 29, 2004 - Reader Rating: 3
Second Broker Plan Sponsor Faces Suit After Spitzer Allegations
Aon is joining Marsh in line of plan sponsors facing class action lawyers after a collapse in the price of their stock...
401kWire.com - Friday, October 29, 2004
Legg Mason Looks to the East for Growth
Legg Mason is planning to grow its business in Japan drastically, reported Reuters. The money manager thinks it can grow assets managed for Japanese clients two or threefold, from $7 billion to the $20 to $30 billion range...
MutualFundWire.com - Friday, October 29, 2004 Views
Circuit City Dims Lights on DB Plan
The retailer decides to put more effort in the company 401(k) plan...
401kWire.com - Friday, October 29, 2004
UBOC Promotes Two Retirement Execs
The company’s SelectBenefit and TruSource groups see personnel changes...
401kWire.com - Friday, October 29, 2004
Cohen & Steers Eyes the Continent
In some eyes, Europe is the place to be. Executives at Cohen & Steers are among the believers, and are making moves into the still-developing Continental real estate market...
MutualFundWire.com - Friday, October 29, 2004 Views
Decimal: Rewards For Tips
New product will reward advisors for information on new plans...
401kWire.com - Wednesday, October 29, 2003 - Reader Rating: 2.5
Chuck Schwab Likes TD Waterhouse
The founder of Charles Schwab says he would be a buyer if TD Waterhouse were for sale...
MutualFundWire.com - Wednesday, October 29, 2003 Views - Reader Rating: 5
Cahill Recommends Firing Putnam
The Massachusetts state treasurer recommends that the state pension plan pull the plug on Putnam...
MutualFundWire.com - Wednesday, October 29, 2003 - Reader Rating: 4
Sponsors Taking The Initiative On Timing
Fortune 500 plan sponsors take steps to limit timing and some vendors say they plan to follow suit...
401kWire.com - Wednesday, October 29, 2003 - Reader Rating: 4
West Coast Bundler Taps National Sales Manager
The firm promotes from within its wholesaler ranks. The former NSM moves to Fidelity...
401kWire.com - Wednesday, October 29, 2003 - Reader Rating: 2.5
Can Larry Hang On at Putnam?
The market timing scandals at Putnam will put his leadership to the test if they do not force him first...
MutualFundWire.com - Wednesday, October 29, 2003 Views - Reader Rating: 4
Will the SEC be Kicked Awake?
Fund regulators were caught napping in both the Spitzer and Putnam cases. Washington Pols may not be happy...
MutualFundWire.com - Wednesday, October 29, 2003 Views
San Diego Firm Makes Smooth Retirement-Services Debut
The credit union specialist has relied on ExpertPlan to launch its new DC offerings...
401kWire.com - Tuesday, October 29, 2002
World Fund Assets Fall in Q2
ICI report depicts drops in assets amid tough market conditions...
MutualFundWire.com - Tuesday, October 29, 2002 Views
PA firm Signs Up New Client for Fund Services
SEI attracts a new relationship through its bread and butter services...
MutualFundWire.com - Tuesday, October 29, 2002 Views - Reader Rating: 5
Alabama-based Online Provider Centers on Service
This independent online provider looks for and implements ways to enhance service on several fronts...
401kWire.com - Tuesday, October 29, 2002
AMVESCAP Buys a N.Y. Private Wealth Manager
The firm continues to restructure, augments private wealth management business with an acquisition...
MutualFundWire.com - Tuesday, October 29, 2002 Views
Van Kampen Unveils R Shares
The firm has rolled out the share class to tap into the 401k, DB, 457 and other retirement-service markets...
401kWire.com - Tuesday, October 29, 2002
SunGard Lands New DB-Service Client
Benefits consultant signs up for OmniDBEN...
401kWire.com - Tuesday, October 29, 2002 - Reader Rating: 2.25
Franklin Combines Channels
The distribution arm of Franklin Resources is merging its two wholesale channels. Denies there will be cuts...
MutualFundWire.com - Monday, October 29, 2001 Views - Reader Rating: 3
It is a Trick, Not a Treat at Franklin
Employees are getting up to a 10 percent pay cut in their Halloween bag as the firm is freezing its headcount. Look for its marketing budget to get axed as well. ..
MutualFundWire.com - Monday, October 29, 2001 - Reader Rating: 3
Moving on Up at Eaton Vance
Eaton Vance Promotes Investment Chief ... Longleaf Liquidates Real Estate Fund ... No Web Spending Cuts Says Fido ePrez...
MutualFundWire.com - Monday, October 29, 2001 Views - Reader Rating: 3
Moving on Up at Eaton Vance
Eaton Vance Promotes Investment Chief ... Longleaf Liquidates Real Estate Fund ... No Web Spending Cuts Says Fido ePrez...
401kWire.com - Monday, October 29, 2001 - Reader Rating: 3
Managers Funds Taps Subadvisor
An AMG affiliate wins two new funds in the Managers family. ..
MutualFundWire.com - Monday, October 29, 2001 - Reader Rating: 3
Chard in Charge
Mike Chard has recently joined ProManage in Chicago...
401kWire.com - Monday, October 29, 2001 - Reader Rating: 3
Lincoln Distributors Cuts 66
Two channel heads are among the more than three score cut at the distributor of Delaware Funds. The firm will selectively hire...
MutualFundWire.com - Monday, October 29, 2001 - Reader Rating: 3
The Few, The Proud, the 401k
A division of the Marine Corps has tapped a bundled provider...
401kWire.com - Monday, October 29, 2001 - Reader Rating: 3
Search401k Customizes for Raymond James
The firm has created a privately labeled site for the latter's financial advisors...
401kWire.com - Monday, October 29, 2001 - Reader Rating: 3
Numeric Proposing Performance-Based Fees
Numeric will be contacting shareholders to propose a new fee structure, based both on fund performance and fund size. The proposed structure puts Numeric's money where its mouth is, having to beat each fund's benchmark by 4% to match its current management fee...
MutualFundWire.com - Friday, October 29, 1999 - Reader Rating: 3
Bisys Adds Oak Value to Fold
North Carolina-based Oak Value Fund has selected Bisys as its full-service fund administrator...
MutualFundWire.com - Friday, October 29, 1999 - Reader Rating: 3
Week of October 29, 1999
RFP Roundup

The Weekly Roundup is a regular column examining the RFPs that appeared on our pages and the pages of other publications this week...
401kWire.com - Friday, October 29, 1999 - Reader Rating: 3
What do Sponsors Think about Integration?
Approximately 70% of sponsors would consider integrating all retirement services under one vendor concludes a new survey from McHenry Consulting. 24% of respondents answered that they would consider integrating health and retirement benefits with one provider...
401kWire.com - Friday, October 29, 1999 - Reader Rating: 3
Odd Lots, October 29, 1999
New money vs. old money ... Inappropriate pricing ... Lynch, Rickles & Tomlin Pay ... Beardstown Ladies lose in court ... Y2K panic and how it's affecting investors...
MutualFundWire.com - Friday, October 29, 1999 Views - Reader Rating: 3
Fort James Taps New Providers
Deerfield, Illinois-located Fort James Corporation (NYSE: FJ), makers of Dixie cups and other paper products, has chosen The Northern Trust Company to be the recordkeeper for its defined contribution plan and State Street Global Advisors to be the asset manager. The plan has $1.5 billion in assets with 2,000 participants...
401kWire.com - Thursday, October 29, 1998 - Reader Rating: 3
Are "Bells & Whistles" Cutting into Your Employees' Rate of Return?
A disturbing trend has emerged as plan sponsors increase the fees and administrative expenses paid by plan participants for "bells and whistles" options, (personal brokerage account or excessive fund choices). When the costs for these options are taken out of the plan's assets, it effectively reduces the plan's rate of return. Nor are employees given a choice of opting for higher investment returns versus optional services...
401kWire.com - Thursday, October 29, 1998 - Reader Rating: 3
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2011: Q4Q3Q2Q1
2010: Q4Q3Q2Q1
2009: Q4Q3Q2Q1
2008: Q4Q3Q2Q1
2007: Q4Q3Q2Q1
2006: Q4Q3Q2Q1
2005: Q4Q3Q2Q1
2004: Q4Q3Q2Q1
2003: Q4Q3Q2Q1
2002: Q4Q3Q2Q1
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