|
News Stories Archives - Since 1998
|
A $333B-AUM AM's 1st U.S. ETFs Arrive, And ...
The multinational's U.S. team is also preparing to launch two more exchange-traded funds...
MutualFundWire.com -
Thursday, October 16, 2025
|
Edward Jones and Others Back a 401k AI Startup
Several big recordkeepers are also supporting the new firm...
401kWire.com -
Thursday, October 16, 2025
|
Quinlan Will Lead a $1.2T-AUM AM's U.S. DC Push
A publicly traded alternative asset manager's team is looking to build out their presence in the defined contribution business...
401kWire.com -
Thursday, October 16, 2025
|
Mastel Leads a $7B-AUM Aggregator to the Dakotas
A 29-year-old KPA RIA adds an office in Fargo...
401kWire.com -
Thursday, October 16, 2025
|
Momenta Preps a December Launch
The new pooled employer plan's branding is reminiscent of offerings from a publicly traded provider that used to be based in the TPA's area...
401kWire.com -
Thursday, October 16, 2025
|
$951B In 9 Months
An industry research team offers September data on one side of the asset management industry...
MutualFundWire.com -
Thursday, October 16, 2025
|
Levillian Explains Knowa's U.S. Partnership
The British AI firm's co-founder talks with 401kWire about their new efforts, focused on supporting plan sponsors on this side of the pond...
401kWire.com -
Thursday, October 16, 2025
|
A $33B-AUM AM's $5.5B-AUM FI Team Adds a 5th Strat
A Midwestern fund firm's new offering is accessible as an institutional separate account and a mutual fund...
MutualFundWire.com -
Wednesday, October 16, 2024
|
With GPS, CEFEX Blesses an Empire State PPP
An Empire State provider has received this certification...
401kWire.com -
Wednesday, October 16, 2024
|
Among Dozens of Suitors, Dina and Diane Found a People-Centric Buyer
The RPSI leaders explain why they chose Definiti as their strategic partner in a deal that closed last month...
401kWire.com -
Wednesday, October 16, 2024
|
Bond Funds Win As 401k Trading Jumps 59 Percent, But ...
New data from a large- and mega-market provider digs into how participants are allocating their 401(k) dollars...
401kWire.com -
Wednesday, October 16, 2024
|
GQG Preps a $685MM-AUM, Triple Transformation
The team at the Sunshine State asset manager is preparing to rebrand and adjust the strategies of a trio of three-year-old funds...
MutualFundWire.com -
Wednesday, October 16, 2024
|
In a Signature Deal, a 32YO Tar Heel TPA Sells
A TPA acquirer's latest purchase brings the firm into North Carolina...
401kWire.com -
Wednesday, October 16, 2024
|
A Jersey PM-Turned-FA Dies At 79
The late industry veteran previously PMed funds for Lord Abbett and Chase...
MutualFundWire.com -
Monday, October 16, 2023
-
Reader Rating: 5
|
Intellicents Teams Up to Power a PEP
The Midwestern KPA shop is partnering with an insurer's retirement plan team...
401kWire.com -
Monday, October 16, 2023
|
A 17-Year Paychex Vet Joins an Alera KPA Team
The new hire will serve as a KPA at an Empire State shop with the aggregator...
401kWire.com -
Monday, October 16, 2023
-
Reader Rating: 3
|
It's the Ninth Annual National TPA Day!
A recordkeeper's team is calling on the industry to recognize and celebrate third party administrators...
401kWire.com -
Monday, October 16, 2023
-
Reader Rating: 5
|
Week In Preview, October 16 - October 22
This week, the teams at Advisor2X, ASPPA, Broadridge, DCIIA, ERIC, Limra, P&I, Schwab, Spark, Trucker Huss, and WIPN will host events...
401kWire.com -
Monday, October 16, 2023
|
Week In Preview, October 16 - October 22
This week, the teams at ICI, IMEA, Schwab, and WE will host events...
MutualFundWire.com -
Monday, October 16, 2023
-
Reader Rating: 5
|
Two Years Post-Acquisition, a Midwestern Firm Rebrands
The new name combines the asset manager's name with that of its 2018 acquisition target...
MutualFundWire.com -
Friday, October 16, 2020
-
Reader Rating: 5
|
24 Years In, a Van Kampen Vet Leaves Invesco
The exec specializes in retirement and college education savings...
401kWire.com -
Friday, October 16, 2020
|
A Midwestern Provider Offers a Workshop Deal
An insurer's retirement plan arm will offer special workshops for plan sponsors who switch to them (or start a new plan) by February 1...
401kWire.com -
Friday, October 16, 2020
-
Reader Rating: 1
|
37 Percent of Small Fund Firms Have Net 2020 Inflows
The M* team updates U.S. flows data for September 2020 for ETFs and long-term, open-end mutual funds...
MutualFundWire.com -
Friday, October 16, 2020
|
Dimon Targets 401k
The money center bank's chief unveils a new product targeted at small businesses...
401kWire.com -
Friday, October 16, 2020
-
Reader Rating: 5
|
A Global Equity Shop Three-Peats
The M* team updates flows data for September 2019 for ETFs and long-term, open-end mutual funds...
MutualFundWire.com -
Wednesday, October 16, 2019
|
Windjue Celebrates TPAs
This year marks the fifth anniversary of the National TPA Day, a celebratory holiday created by the team at John Hancock...
401kWire.com -
Wednesday, October 16, 2019
|
Gibilisco Unveils Financial Wellness Upgrades
The Mutual of Omaha team launches updated features for their online workshops...
401kWire.com -
Wednesday, October 16, 2019
-
Reader Rating: 2
|
Cordover Banks On a Mercer DC and Stable Value Specialist
The east market wealth business leader at the consulting firm unveils a promotion in the large-market retirement plan space...
401kWire.com -
Wednesday, October 16, 2019
|
Larry Stands By Abby
The chief of the world's biggest asset manager and ETF shop says that a key alliance "is as strong as ever," despite big changes in the ETF world...
MutualFundWire.com -
Wednesday, October 16, 2019
|
Next Up For a Lender Marketplace: Financial Wellness Partnerships?
A publicly traded firm recently teamed up with a wirehouse, and more alliances may be next...
401kWire.com -
Wednesday, October 16, 2019
|
What Drives Millennials to Offer Retirement Plans?
A new study by Nationwide shows that, while Millennials are more likely to plan to offer retirement benefits, they do it for entirely different reasons than older generations...
401kWire.com -
Tuesday, October 16, 2018
-
Reader Rating: 5
|
American Participants Are the Happiest, But ...
SSgA compares attitudes in eight countries and finds that, at least among those covered by DC plans, American participants compare favorably to their peers overseas...
401kWire.com -
Tuesday, October 16, 2018
|
Fund Flows Rise as a Newcomer Takes the Lead
M* updates flows data for ETFs and long-term, open-end mutual funds in September 2018...
MutualFundWire.com -
Tuesday, October 16, 2018
|
Ascensus Seals a 16th 2018 Deal
The private equity-backed RKer's latest acquisition is its third in the ESOP space...
401kWire.com -
Tuesday, October 16, 2018
-
Reader Rating: 5
|
A New Ally TAGs Mesirow
The Chi-Town shop will serve as the 3(38) for a 401(k) product...
401kWire.com -
Tuesday, October 16, 2018
|
How Fink Is Handling the Missing Saudi Journalist Scandal
The chief of the world's biggest asset manager refuses to draw a line in the sand and is "still proud to be a globalist in this day and age."..
MutualFundWire.com -
Tuesday, October 16, 2018
|
A $118MM Cali Plan Sponsor Finishes RKer Hunting
The plan previously worked with Transmerica...
401kWire.com -
Tuesday, October 16, 2018
-
Reader Rating: 2
|
LPL Finds Wong's Successor
A Charlotte area retirement partners exec rises at the B-D after another exec left for Cetera...
401kWire.com -
Monday, October 16, 2017
|
A PM Takes Over William Blair IM
John Ettelson picks a successor for Michelle Seitz...
MutualFundWire.com -
Monday, October 16, 2017
|
OpFunds Teams Up With a PE Giant
The MassMutual-backed mutual fund giant in Gotham is creating a joint venture to give high net worth investors access to a growing, but less-liquid investment space...
MutualFundWire.com -
Monday, October 16, 2017
|
One America Rethinks 338s
OneAmerica and Mesirow launch solution to clients 3(38) woes...
401kWire.com -
Monday, October 16, 2017
-
Reader Rating: 2.33
|
Week In Preview, October 16-22
Fall conference season continues...
401kWire.com -
Monday, October 16, 2017
|
Week In Preview, October 16-22
Fall conference season continues this week...
MutualFundWire.com -
Monday, October 16, 2017
|
BNY Mellon Hits The Water
For the first time ever, BNY Mellon will compete in its hometown to support rowing athletes.
..
MutualFundWire.com -
Friday, October 16, 2015
|
Who Snagged This $129MM Plan?
This Phoenix, Arizona-based company has completed its transition to a new recordkeeper...
401kWire.com -
Friday, October 16, 2015
-
Reader Rating: 5
|
PSCA Conference Day 2: The Tall and Short of It
The retirement folks had to share their conference space with some special guests......
401kWire.com -
Friday, October 16, 2015
|
Fundsters Applaud Their STARs
Updated | Industry marketing gurus converged on Chitown last night...
MutualFundWire.com -
Friday, October 16, 2015
|
Mark Your Calendars: John Hancock Declares a New Holiday
John Hancock looks to highlight the contributions of third party administrators (TPAs)...
401kWire.com -
Friday, October 16, 2015
-
Reader Rating: 1.12
|
How Do Inheritances Affect Participants' Retirement Readiness?
A research study by Boston College surveys the effects of inheritances on the nation's retirement readiness...
401kWire.com -
Friday, October 16, 2015
-
Reader Rating: 1
|
SPDRs' Chief Says ETFs Are In Inning Three
The SSgA bigwig pens a guest column for a trade publication...
MutualFundWire.com -
Friday, October 16, 2015
|
Does Your Next Frontier Have "Health" In Its Name?
Health care expenditures are a big issue, both in HR departments and in the public eye. And they connect into retirement plans...
401kWire.com -
Thursday, October 16, 2014
|
Lincoln Trust and a Top Exec Part Ways
The team at the small market, open architecture RKer says goodbye to a 12-year veteran of the organization and its predecessor...
401kWire.com -
Thursday, October 16, 2014
|
ETFis For Hedge Fundsters?
A Gotham startup aims to help alternatives managers find their way into '40 Act Country, via the ETF exit. A client's new ETF is the first to fully utilize the platform...
MutualFundWire.com -
Thursday, October 16, 2014
|
Cerutti Fills a Key New AMG Post With an MFS Vet
The AMG Funds arm of the asset manager acquirer adds a CMO...
MutualFundWire.com -
Thursday, October 16, 2014
-
Reader Rating: 5
|
401k Folk, Beware: Washington Is "Extremely Aware of How Expensive" DC Plans Are
An ERISA legal eagle speaks at CFDD about state and federal threats to the private retirement system.....
401kWire.com -
Thursday, October 16, 2014
-
Reader Rating: 5
|
Post-Beams, Voya's Retirement Chiefs Look Familiar
Rod Martin keeps Maliz Beam's team in place after taking over her role...
401kWire.com -
Thursday, October 16, 2014
-
Reader Rating: 5
|
Chetney Calls For Rallying 150,000 Retail Advisors
The former LPL bigwig, a top advisor and an ERISA legal eagle discuss putting financial wellness front and center...
401kWire.com -
Thursday, October 16, 2014
|
Fink Vs. That Unnamed West Coast Bond Fund Shop
Here's how one of Pimco's biggest rivals is talking in the wake of the departure of the bond king...
MutualFundWire.com -
Thursday, October 16, 2014
|
Schwab Expands Its Commission-Free ETF Line
Brokerage giant continues to grow platform since its February launch...
MutualFundWire.com -
Wednesday, October 16, 2013
|
AllianceBernstein's Newest Share Class is Revenue Sharing-Free
The DC I-O rolled out its lowest-cost retirement share class today for six of its funds...
401kWire.com -
Wednesday, October 16, 2013
|
Bucking Auto-Enrollment Defaults
Plan sponsors and industry execs spill to 401kWire about Buck Consultants' new Savings InSight auto-enroll product..
401kWire.com -
Wednesday, October 16, 2013
-
Reader Rating: 5
|
Hartford Funds Lures BlackRock's Global Brand Head
The hiring is the latest move in firm's ongoing sales evolution...
MutualFundWire.com -
Wednesday, October 16, 2013
|
Nomura Leaves the U.S.
Japanese asset manager pulls plug on American operations...
MutualFundWire.com -
Wednesday, October 16, 2013
|
Live From New York, It's Retirement Talk at AllianceBernstein HQ
AllianceBernstein execs and other 401k insiders share largely off-the-record insights with select fellow execs and select media. ..
401kWire.com -
Wednesday, October 16, 2013
|
Nybo Brings an Institutional 403b Exec to Transamerica
The Aegon subsidiary welcomes a MetLife alum to its retirement plan biz...
401kWire.com -
Wednesday, October 16, 2013
|
A New Hire Fills a Top Retirement Spot at Ameritas
CORRECTED | Brett Benham comes from Confluent Solutions Group...
401kWire.com -
Wednesday, October 16, 2013
|
MMI Fall 2013: Boutique is a State of Mind
Fidelity's Carolyn Clancy moderates a panel of gatekeepers and asset managers on how emerging managers and boutiques can thrive...
MutualFundWire.com -
Wednesday, October 16, 2013
|
MMI Fall 2013: J.P. Morgan Strategist Says Fed Needs to Act Now
Dr. David Kelly says Fed is delaying QE taper for all the wrong reasons...
MutualFundWire.com -
Wednesday, October 16, 2013
-
Reader Rating: 3
|
Schlichter Wins Final Approval for His Largest-Ever 401k Fee Settlement
Cigna's 401(k) participants won final approval yesterday for their $35 million settlement. ..
401kWire.com -
Wednesday, October 16, 2013
|
The Active ETF Heyday Ain't Here Yet
M* delves into what makes active ETFs good or bad...
MutualFundWire.com -
Wednesday, October 16, 2013
|
Gross Isn't Buying His Way Into the Stock Fund Biz, and Allianz's Chief is OK With That
The CEO of the German insurer talks to a wire service...
MutualFundWire.com -
Wednesday, October 16, 2013
|
An Ex-Neuberger Chief Takes a Chairman Spot
A New York City-based boutique investment bank brings a fundster out of retirement...
MutualFundWire.com -
Wednesday, October 16, 2013
-
Reader Rating: 3
|
The Bents Trace a Twisting Paper Trail
At the fraud trial over the Reserve Primary collapse, Bruce Bent II's testimony continues...
MutualFundWire.com -
Tuesday, October 16, 2012
-
Reader Rating: 5
|
Dai-ichi Now Owns More Than 15 Percent of Janus
The Japanese insurer added 800,000 shares in the past two days. ..
MutualFundWire.com -
Tuesday, October 16, 2012
|
Advantus Promotes CIO to President
Exec will continue to manage several fixed income fund portfolios...
MutualFundWire.com -
Tuesday, October 16, 2012
|
Pensionmark Helps on RFPs
The advisor of advisors is rolling out a tool to simplify creating proposals for plan sponsors...
401kWire.com -
Tuesday, October 16, 2012
|
Could WAMCO Be Legg Mason's Next Big Deal?
Here's the business case for spinning out Western Asset Management Company from Legg Mason..
MutualFundWire.com -
Tuesday, October 16, 2012
-
Reader Rating: 5
|
With Merger Largely Done, Wilmington Focuses on High-Net Worth Clients
Merger with M&T helps firm build on its strengths as a trust...
MutualFundWire.com -
Tuesday, October 16, 2012
|
Servant's Deal Deepens Hailer's Bond Bench And Adds $13.5B AUM
The French buy a Chicago asset manager for the New England conglomeration of asset manager affiliates...
MutualFundWire.com -
Tuesday, October 16, 2012
|
Two RKers Work Together
A new private label product is fueled by two DC firms...
401kWire.com -
Tuesday, October 16, 2012
-
Reader Rating: 2
|
A Texas RKer Wins a $145 Million RFP
A Brooklyn-based hospital's plan changes hands...
401kWire.com -
Tuesday, October 16, 2012
-
Reader Rating: 2
|
Healthcare PM Team Writes New Prescription for Forward
Team will manage long/short global healthcare equity strategy...
MutualFundWire.com -
Tuesday, October 16, 2012
|
MFS Expands DCIO Sales Team
New positions cover Mid-West and Southeast...
401kWire.com -
Tuesday, October 16, 2012
-
Reader Rating: 1
|
Two Legal Eagles Launch an ERISA Law Firm
The new firm boasts a flat-fee model, no website and no business cards...
401kWire.com -
Tuesday, October 16, 2012
|
Guardian Crowns Its Sales Chief
As announced, Dale Magner has been replaced...
401kWire.com -
Tuesday, October 16, 2012
-
Reader Rating: 1
|
An NFP Shop Expands and Rebrands
A retirement plan advisory team reaches into another state after changing its name...
401kWire.com -
Tuesday, October 16, 2012
|
Big State Street Investors Want Hooley or Resch Gone
Four of the largest institutional shareholders in State Street want Hooley to clear out his office. ..
MutualFundWire.com -
Tuesday, October 16, 2012
-
Reader Rating: 5
|
Minneapolis Boutique Sold to the Brits
The company, which plans to launch a mutual fund this winter, has sold a majority stake to Northill Capital...
MutualFundWire.com -
Tuesday, October 16, 2012
|
Fido Employees Provide Fiscal Boon to Republican Senator
Employees of the Boston giant have donated big sums of money to Scott Brown...
MutualFundWire.com -
Tuesday, October 16, 2012
|
The NY Fed Suggests Withdrawal Limits for Money Funds
A quartet of economists propose the creation of a "minimum balance at risk" for money market mutual fund shareholders...
MutualFundWire.com -
Tuesday, October 16, 2012
|
ETFs Are Stealing Mutual Funds' Lunch
Analysts says ETFs are taking 57% of mutual fund flows...
MutualFundWire.com -
Tuesday, October 16, 2012
|
Bill Miller Bets His Fund on Housing
PM invests one-third of portfolio on real estate assets. ..
MutualFundWire.com -
Tuesday, October 16, 2012
|
A DC I-O Chief Jumps to Putnam
The exec joined the Boston fund firm last week...
401kWire.com -
Friday, October 16, 2009
-
Reader Rating: 1
|
SEC Brings in a Goldman Exec
The commission names its first-ever chief operating officer for the enforcement division...
MutualFundWire.com -
Friday, October 16, 2009
|
Ex-Fund Action Editor Takes on the Retirement Beat
A former Fund Action managing editor is now covering the retirement industry for InvestmentNews...
MutualFundWire.com -
Friday, October 16, 2009
|
Stable Value Wrap Providers Seek ... More Wrap Providers
Industry insiders discuss attracting more competitors to an insurance market for a niche DC investment...
401kWire.com -
Friday, October 16, 2009
|
Eaton Vance Expands its DC I-O and Sub-advisory Group
The Boston-based investment manager fills a newly created post on the West Coast...
401kWire.com -
Friday, October 16, 2009
-
Reader Rating: 3
|
Stable Value Insiders Ponder How to Fill the Wrap Gap
The issue of wrap capacity comes up again and again at the SVIA conference this week in Washington, D.C...
401kWire.com -
Friday, October 16, 2009
|
Columbia's Q3 Net Loss Shrinks
The Bank of America unit, whose long-term asset management business is being acquired by Ameriprise, saw its third-quarter net loss narrow...
MutualFundWire.com -
Friday, October 16, 2009
-
Reader Rating: 1
|
Aston Shuts a Small Cap Fund to New Investors
The Chicago fund shop is set to close the Aston/TAMRO Small Cap Fund to new investors on Friday...
MutualFundWire.com -
Friday, October 16, 2009
|
Third Avenue Chief Warns Fundsters: Brace for More Regulatory Scrutiny
David Barse says fund companies should brace themselves for intense regulatory scrutiny in the months ahead...
MutualFundWire.com -
Friday, October 16, 2009
|
Kasina Adds a Senior Consultant
The New York City-based consulting firm hires a Casey Quirk alum...
MutualFundWire.com -
Friday, October 16, 2009
|
Schroders to Liquidate Two Muni Bond Funds
Schroder Investment Management closed two funds on Tuesday and plans a phased liquidation starting November...
MutualFundWire.com -
Thursday, October 16, 2008
|
Stock Market Drives Down Citi's Wirehouse Revenue
The unit that includes Smith Barney took a hit last quarter thanks to declining asset values...
MutualFundWire.com -
Thursday, October 16, 2008
|
MetLife Reaches a Decision on a 403b Outsourcer
One industry insider says a deal for the one-time Travelers 403b business is now in place...
401kWire.com -
Thursday, October 16, 2008
|
Mutual of Omaha Equips its Wholesalers with an Enhanced Arrow
Mutual of Omaha spruces up a broker-targeted electronic newsletter distributed on behalf of its wholesalers...
401kWire.com -
Thursday, October 16, 2008
|
A Good Offensive Strategy is Key for Fund Companies
In these tough times in the market, a marketing specialist argues that fund firms can gain an advantage by doing something that may on the surface seem too simple...
MutualFundWire.com -
Thursday, October 16, 2008
|
Franklin Unveils a New Fund
Franklin Templeton launches a new fixed income fund...
MutualFundWire.com -
Thursday, October 16, 2008
-
Reader Rating: 3
|
ING Sells CitiStreet's Australian Unit
Three months after completing its purchase of CitiStreet, ING inked a deal to sell CitiStreet's Australian unit...
401kWire.com -
Thursday, October 16, 2008
-
Reader Rating: 2
|
Merrill Adds FAs in Q3
Merrill Lynch now has a total of 16,850 FAs...
MutualFundWire.com -
Thursday, October 16, 2008
|
A Third of Sponsors Plan to Renegotiate Recordkeeper Fees
While most plan sponsors say plan fees are in line with their expectations, many see room for fee reductions...
401kWire.com -
Thursday, October 16, 2008
-
Reader Rating: 2.67
|
Investors Poured $58.38 Billion into Money Funds in the Latest Week
This marks the third week of net buying in the money market funds...
MutualFundWire.com -
Thursday, October 16, 2008
-
Reader Rating: 1
|
The Reserve Furnishes More Details on Primary Fund Redemptions
The Reserve posted an another update on the progress of sorting out redemptions for its Primary Fund...
MutualFundWire.com -
Thursday, October 16, 2008
|
China Fund Seeks to Retrieve $5 Billion from Primary Fund
China's sovereign-wealth fund expects to receive $5 billion from The Reserve's Primary Fund because it requested to pull its money shortly before the fund froze redemptions...
MutualFundWire.com -
Thursday, October 16, 2008
|
Thain Pulls FDS Off the Auction Block
Merrill Lynch CEO John Thain has decided not to sell the wirehouse's Financial Data Services business after all...
MutualFundWire.com -
Thursday, October 16, 2008
|
Pioneer Compares Solo Plans
The Bay State fund firm creates an online calculator to help single business owners compare their retirement saving options.
..
401kWire.com -
Tuesday, October 16, 2007
|
Merrill: CFO's Job is Not in Jeopardy
Merrill Lynch has denied that CFO Jeffrey Edwards is in danger of losing his job...
MutualFundWire.com -
Tuesday, October 16, 2007
|
Target RETIREment With Rogerscasey
The Constitution State consulting firm gets into the DC space with its own asset allocation funds.
..
401kWire.com -
Tuesday, October 16, 2007
|
Provider Brings In an Even Half-Dozen New Retirement Sales Specialists
The new hires include three managing directors.
..
401kWire.com -
Tuesday, October 16, 2007
-
Reader Rating: 3.5
|
Northern Trust Names New CEO
The Chicago-based firm has tapped a replacement for William Osborn, who is stepping down as CEO in January. Osborn will remain chairman of the board...
MutualFundWire.com -
Tuesday, October 16, 2007
-
Reader Rating: 4
|
Net Flows into Active Funds to Hit 14-Year High
For the whole of 2007, net flows into actively managed stock and bond funds will be the second all-time highest on record...
MutualFundWire.com -
Tuesday, October 16, 2007
|
AARP Gets On the Auto-Plan Bandwagon
The giant lobbying organization latches on to the popular features in the DC business to encourage employers to help participants save.
..
401kWire.com -
Tuesday, October 16, 2007
|
New Partnership Gives Participant Advice to Provider and Retirement Product to Credit Union
An Empire State provider gives some and gets some through its latest new alliance.
..
401kWire.com -
Tuesday, October 16, 2007
|
XTF Appoints Sales and Distribution Head
The Wall Street-based asset manager has brought in an American Skandia alum to lead sales and distribution efforts...
MutualFundWire.com -
Tuesday, October 16, 2007
-
Reader Rating: 2.33
|
Northern Trust Taps Four Subadvisors for New Fund
The Chicago-based firm has tapped four subadvisors for a large-cap fund that will be launched tomorrow...
MutualFundWire.com -
Tuesday, October 16, 2007
|
NYLIM Names Finance Chief
The Big Apple asset manager has tapped an exec from The Hartford to be in charge of finance...
MutualFundWire.com -
Tuesday, October 16, 2007
|
Waddell & Reed Shares Get an Upgrade
A Credit Suisse analyst upgraded the Overland Park-based firm's shares, citing the performance of its flagship funds...
MutualFundWire.com -
Tuesday, October 16, 2007
|
WSJ Explores the Downside to Rule 22c-2
The Journal devoted a piece to the SEC's Rule 22c-2, which goes into effect today...
MutualFundWire.com -
Tuesday, October 16, 2007
|
WSJ: Institutional Investors Stock Up on Convertible Bonds
In today's Wall Street Journal Fund Track column, Ann Keeton zeroes in on a Putnam mutual fund for convertible bonds...
MutualFundWire.com -
Tuesday, October 16, 2007
|
Wilshire Jumps into Managed Accounts
Did the Pension Protection Act open the doors wider for new SMA providers? That is the bet that Wilshire Associates is making...
401kWire.com -
Monday, October 16, 2006
-
Reader Rating: 4.5
|
MassMutual Retirement Top Exec to Retire
A dean of the defined contribution industry is calling it a day after three decades...
401kWire.com -
Monday, October 16, 2006
-
Reader Rating: 3
|
Kinder Advice
A Texas natural gas company is buying back its shares to go private, and it's looking for an advisor to help the employees in its 401k plan through the transition...
401kWire.com -
Monday, October 16, 2006
|
1Point Founder Arrested, Stripped of Licenses
Federal authorities arrested Barry Stokes after five 401k plan sponsors complain of millions of dollars of missing assets...
401kWire.com -
Monday, October 16, 2006
-
Reader Rating: 3
|
BISYS Settles Civil Suit for $66 million
The back office provider agrees to pony up dough for a lawsuit again, this time giving $66.5 million to investors...
401kWire.com -
Monday, October 16, 2006
-
Reader Rating: 1
|
DoL Sues Sponsor Over Co. Stock
The suit is one of the few brought directly against a plan sponsor by the Labor Department that claims participants were ripped off in a company stock fund. Forty-seven, including the plan fiduciaries, administration committee and corporate board are named as defendants...
401kWire.com -
Monday, October 16, 2006
-
Reader Rating: 5
|
Alger Official Turns Himself In
Connelly Expected To Admit To Tampering..
MutualFundWire.com -
Thursday, October 16, 2003
|
Dreyfus Promotes From Within
Accounts Manager Now Heading Sales Team..
MutualFundWire.com -
Thursday, October 16, 2003
|
MassMutual Snags Sheridan
ADP Vice Prez Heads To Springfield..
401kWire.com -
Thursday, October 16, 2003
|
Fund Group Severs Security Trust Ties
CEO says the contract was ended after he failed to get assurances that the bank was not receiving late trades...
MutualFundWire.com -
Thursday, October 16, 2003
-
Reader Rating: 4
|
Do the Cubs Face the Hewitt Curse?
Some say the do as the employer of the fan is revealed to be a major 401k provider...
401kWire.com -
Thursday, October 16, 2003
-
Reader Rating: 3.67
|
Beeson Out at One Group
Dimon appears to be making a clean sweep at Bank One...
MutualFundWire.com -
Thursday, October 16, 2003
|
CFO Resigns from e401k Firm
The CFO from a Boston area, venture-backed start-up has resigned. He plans to start a CFO job outside of the industry next week...
401kWire.com -
Wednesday, October 16, 2002
|
Putnam Exec Takes the Reins at Boston Start-Up
The advisor-focused firm replaces its CEO, highlights second-phase growth strategies...
MutualFundWire.com -
Wednesday, October 16, 2002
|
SunGard Eyes Trust Firm
SunGard appears to have put together a deal to snuggle closer to TPAs...
401kWire.com -
Wednesday, October 16, 2002
|
TIAA-CREF Calls for a New Global Custodian
The pension giant has gone to the bullpen and brought in a tried-and-true partner...
MutualFundWire.com -
Wednesday, October 16, 2002
|
Gabelli Buys Hedge Fund Shop
The firm will hire the president and founder of the hedge fund manager as a portfolio manager...
MutualFundWire.com -
Wednesday, October 16, 2002
|
Fido Picks Up More Clearing Biz
Atlanta bank expands Fido's clearing and back-office services role to more divisions...
MutualFundWire.com -
Wednesday, October 16, 2002
|
The Decline Continued in Q2
Sales held steady but the 401k Scorecard shows plan assets continued to fall in the second quarter...
401kWire.com -
Wednesday, October 16, 2002
|
Data Vender Duo Joins Forces
Two firms aim to help advisors boost productivity and build deeper client relationships...
MutualFundWire.com -
Wednesday, October 16, 2002
|
Transamerica Listens to Client Demand
The insurer is stepping up the introduction of its new free advice product to meet client demand...
401kWire.com -
Wednesday, October 16, 2002
|
Participants Hang Tough
Major vendors see participants sticking to their plans. Evidence from sponsors is less certain...
401kWire.com -
Wednesday, October 16, 2002
|
New Vanguard Guide, Webcast to Aid Nervous Investors
The firm strives to help investors cope with the current market volatility...
MutualFundWire.com -
Wednesday, October 16, 2002
|
Bisys Adds SBDA Partner
The outsourced recordkeeping provider is adding a brokerage account option to its platform...
401kWire.com -
Wednesday, October 16, 2002
-
Reader Rating: 5
|
Pyramid Digital is a Fast Grower
The software specialist is among the 500 fastest growing tech firms in the nation, according to Deloitte & Touche...
401kWire.com -
Wednesday, October 16, 2002
|
Cerulli Lets Starr Wander
Kurt Cerulli says a published report of brewing changes ran contrary to the facts. He confirms the departure of a familiar face...
401kWire.com -
Wednesday, October 16, 2002
|
Cerulli Pulls Back, Not Out
Kurt Cerulli responds to the bleak environment by laying off two consultants...
MutualFundWire.com -
Wednesday, October 16, 2002
|
Eight More is Enough
Securian has added an octet of new investment choices to its retirement plans...
401kWire.com -
Wednesday, October 16, 2002
|
Funds Centerpiece of New Retirement Product
Transamerica has a new offering for retirement plans...
MutualFundWire.com -
Tuesday, October 16, 2001
-
Reader Rating: 3
|
VC Funds ExpertPlan
The New Jersey online provider will receive the support of venture capitalists...
401kWire.com -
Tuesday, October 16, 2001
-
Reader Rating: 3
|
No Boehner in 2001?
The Senate presents a hurdle that the advice bill will be unlikely to jump this year. Kennedy is working on his own 401k bill...
401kWire.com -
Tuesday, October 16, 2001
-
Reader Rating: 3
|
CSFB Taps Pioneer Investments
Pioneer's family of funds will now be available through FundVest...
MutualFundWire.com -
Tuesday, October 16, 2001
-
Reader Rating: 3
|
Schwab Reports
The Third Quarter ... Pyramid Wins ... A Good Month for B/Ds ... Delaware's New Fund...
MutualFundWire.com -
Tuesday, October 16, 2001
-
Reader Rating: 3
|
Schwab Reports
The Third Quarter ... Pyramid Wins ... A Good Month for B/Ds ... Delaware's New Fund...
401kWire.com -
Tuesday, October 16, 2001
-
Reader Rating: 3
|
Alliance Capital Taps CheckFree
CheckFree will be supporting daily reconciliation for worldwide mutual funds operations...
MutualFundWire.com -
Tuesday, October 16, 2001
-
Reader Rating: 3
|
Product Head Steps Down
National City loses one of its top executives...
401kWire.com -
Tuesday, October 16, 2001
|
Product Head Steps Down
National City loses one of its top executives...
401kWire.com -
Tuesday, October 16, 2001
-
Reader Rating: 3
|
October 16, 2000
Scudder May Add Loads, Drop Kemper ... A Cracked Egg ... Conseco Sues Pence ... Ryan Jacob's Mea Culpa ... 2000 on Track to be the First Down Year for Fund Growth Since 1990...
401kWire.com -
Monday, October 16, 2000
-
Reader Rating: 3
|
October 16, 2000
Scudder May Add Loads, Drop Kemper ... A Cracked Egg ... Conseco Sues Pence ... Ryan Jacob's Mea Culpa ... 2000 on Track to be the First Down Year for Fund Growth Since 1990...
MutualFundWire.com -
Monday, October 16, 2000
-
Reader Rating: 3
|
Compuware: It’s Final
Farmington Hills, Michigan-based Compuware (Nasdaq: CPWR) has tapped Fidelity Institutional Retirement Services as the new provider to its 401(k) plan, a source with knowledge of the plan told the 401kWire. The plan has $125 million in assets and 5,000 participants.
..
401kWire.com -
Friday, October 16, 1998
-
Reader Rating: 3
|
Nationwide Calls Off Negotiations for Pilgrim Baxter
Scratch one rumored deal. Nationwide Financial Services, Inc. announced today that it has ended discussions with United Asset Management Corporation regarding the possible acquisition of Pilgrim Baxter & Associates, an investment management affiliate of UAM...
401kWire.com -
Friday, October 16, 1998
-
Reader Rating: 3
|
Week of October 11, 1998: RFP Roundup
The Weekly Roundup is a regular Friday afternoon column examining
the week's RFPs, both those that appeared on our pages and the pages
of other publications. We also take a look at one possible search currently being conducted...
401kWire.com -
Friday, October 16, 1998
-
Reader Rating: 3
|
Columbus Circle and CPI Ink Pact
The two firms have entered into an agreement that will allow CPI to link with the National Securities Clearing Corp through Columbus Circle's TPA Connection...
401kWire.com -
Friday, October 16, 1998
-
Reader Rating: 3
|
Get MFWire Alerts
Raw XML
