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News Stories Archives - Since 1998
So You're Talking Reenrollment Sometimes, you can go beyond simply replacing funds in the lineup... 401kWire.com - Thursday, October 10, 2019
Shelton's Clark Hires As a Sales Vet Retires As a director of advisor services retires, an RBC alum fills their shoes. .. MutualFundWire.com - Thursday, October 10, 2019
With a CIT Alliance, Moody Pursues Happyness Moody and his team are partnering with a famous former broker and an asset management titan... 401kWire.com - Thursday, October 10, 2019 - Reader Rating: 2.75
Paylocity Shares With a 401k-Focused Fintech Startup The payroll provider's team has integrated its offerings with those of a 401(k)-focused fintech startup... 401kWire.com - Thursday, October 10, 2019
A $57B-AUA RKer's Sales Chief Plans a "Measured and Strategic" Expansion Watch for a new hire to build out the provider's consultant relations channel... 401kWire.com - Thursday, October 10, 2019
Asset Management Gains a New Voice In Washington Fundsters are among the members of a new committee to offer some perspective to a key regulatory agency... MutualFundWire.com - Thursday, October 10, 2019
Broadridge Will Buy an Ally to Fiduciaries The back-office giant agrees to acquire a KPA support specialist backed by a familiar PE firm... 401kWire.com - Thursday, October 10, 2019 - Reader Rating: 3.67
Jason Roberts Taps an Industry Vet As His First CRO The new hire previously worked in recordkeeping as well as with B-Ds and custodians... 401kWire.com - Wednesday, October 10, 2018 - Reader Rating: 5
SSgA Rebounds, and Vanguard's Flows Double M* updates flows data for ETFs and long-term open-end mutual funds for September 2018... MutualFundWire.com - Wednesday, October 10, 2018
In Georgia, an Institutional Sales Exec Joins Columbia The new hire most recently spent more than six years at a publicly traded pure play asset manager... 401kWire.com - Wednesday, October 10, 2018
TIAA Expands Its Custom Default Suite The bundled provider teams up with Mesirow to power the new offering... 401kWire.com - Wednesday, October 10, 2018
Lincoln Dominates an Awards Show The bundled provider wins more retirement awards than any other firm... 401kWire.com - Wednesday, October 10, 2018
Aberdeen Standard's STAR Shines In Chi-Town The Scottish multinational asset manager's U.S. arm leads the pack at an industry awards show... MutualFundWire.com - Wednesday, October 10, 2018
Lori Lucas Wins in Chicago EBRI's Lori Lucas will be presented with an award late next week... 401kWire.com - Wednesday, October 10, 2018
A 28-Year-Old Administrator Is Now On Base With ETFs A fund administrator, accountant, and transfer agent launches an advisory shop and debuts its first ETFs... MutualFundWire.com - Tuesday, October 10, 2017
A Government DC Exec Joins JPMAM The new hire joins Don McQuattie's team on the DC I-O side... 401kWire.com - Tuesday, October 10, 2017 - Reader Rating: 5
DC I-Os Cancel a Beantown Shindig The event had been held for seven years and attracted 150-people, including KPAs, RKers, and TPAs, as well DC I-O execs. Meanwhile, a big industry conference shifted to this week, while a small event is moving to later in the month... 401kWire.com - Tuesday, October 10, 2017
TRA Prez Promotes Half a Dozen to Leadership Team TRA CEO Matt Schoneman promotes half a dozen to his leadership team from within his talent pipeline... 401kWire.com - Tuesday, October 10, 2017 - Reader Rating: 3
BNY Mellon Lands an 11-Year Newport Vet A Florida-based 401(k) exec joins the giant bank's asset servicing arm... 401kWire.com - Tuesday, October 10, 2017
Trump Smiles On the ETF Biz Last week the President of the U.S. signed into law a measure to protect B-Ds that offer clients research on exchange traded funds... MutualFundWire.com - Tuesday, October 10, 2017
Integrated Retirement Partners Up Integrated Retirement, a provider of retirement plan content and training, is growing its team and service offering in response to the continually changing marketplace. .. 401kWire.com - Monday, October 10, 2016 - Reader Rating: 3
Health Key To Wealth Decisions, Survey Says When investing for retirement, clients want advisors to consider more than returns .. 401kWire.com - Monday, October 10, 2016 - Reader Rating: 4
The New Fund Fuss - October 10, 2016 A listing all of the funds making their grand debut!.. MutualFundWire.com - Monday, October 10, 2016
Last Month a Four-Star Low Vol Fund Shut Down A 28-year-old mutual fund shop liquidated its younger fund in September... MutualFundWire.com - Monday, October 10, 2016
National Save For Retirement Week Starts in Six Days! Keep your wallets full and your expenses low ... Congress has dedicated the third week of October as National Save For Retirement Week!.. 401kWire.com - Monday, October 10, 2016 - Reader Rating: 4
New DoL Rules Prompt Product Change at Merrill Lynch Commission-based IRAS are shown the door .. 401kWire.com - Monday, October 10, 2016 - Reader Rating: 4.5
ETF Shops Rake In $6B Per Year FactSet shares estimated revenue figures for the exchange-traded fund industry... MutualFundWire.com - Monday, October 10, 2016
NJ Advisor Joins New Shop An advisor based out of the New Jersey area has joined a fee-based financial advisory shop... 401kWire.com - Monday, October 10, 2016
A Subadvisor With $72B in Mandates Goes Public You can now buy shares in OMAM, a largely institutional asset manager with seven boutiques... MutualFundWire.com - Friday, October 10, 2014
An MLP Specialist Enters the ETF Biz A Big Apple shop debuts its first ETF, an actively-managed fund "offering pure MLP exposure.".. MutualFundWire.com - Friday, October 10, 2014
In Virginia, a 401k Sales Vet Arms Himself With an RIA An industry insider just became a KPA in the Old Dominion state. .. 401kWire.com - Friday, October 10, 2014 - Reader Rating: 5
Most DC I-Os Focus on the Top KPAs Cerulli shares new numbers on DC I-Os and 401k plan advisors... 401kWire.com - Friday, October 10, 2014
EBSA Drives a $62K Missing Contribution Suit in Texas The DoL accuses a Lone Star State plan sponsor of not forwarding participants' retirement plan contributions... 401kWire.com - Friday, October 10, 2014
LA's Quiet Mutual Fund Titan Stems the Bleeding and Speaks Up CORRECTED \| Is one of the biggest mutual fund firms in the world about to break even flows-wise for the first time in six years?.. MutualFundWire.com - Friday, October 10, 2014
Former Xerox CMO Is Fido's New Corporate Comms Chief New hire started on Monday at company notorious for being publicity shy... MutualFundWire.com - Thursday, October 10, 2013
Putnam's Gold Medalist Goes to Russia Alpine skier sponsored by asset manager is heading to Sochi, Russia to prepare for next Winter Olympics. Putnam holds rally... MutualFundWire.com - Thursday, October 10, 2013
How Did Pru Snuff Out the Competition For This $61MM Plan? The Waldemar S. Nelson and Co. plan sponsor dishes on how Prudential Retirement proved it was the right fit for his business. .. 401kWire.com - Thursday, October 10, 2013 - Reader Rating: 4.43
Alger Names a Marketing Head New exec will work on the firm's strategic marketing, brand positioning, awareness and messaging... MutualFundWire.com - Thursday, October 10, 2013
ProShares Goes Aristocratic New ETF invests in companies that have increased dividends for at least 25 consecutive years... MutualFundWire.com - Thursday, October 10, 2013
Does the Fund Industry Need More Owners Like the Late Paul Desmarais? Desmarais, who died Tuesday at age 86, was the quiet, and patient, owner of Putnam who allowed the Bob Reynolds renaissance to take hold. .. MutualFundWire.com - Thursday, October 10, 2013
Fido Flirts With Alts InvestmentNews reports that Boston Behemoth plans to launch a mutual fund that uses a hedge strategy... MutualFundWire.com - Thursday, October 10, 2013
Matrix Teams Up to Power a 401k Doppelganger It uses payroll deduction, just like a 401k. It has omnibus accounting, just like a 401k. It reaches individual retirement-savers through the workplace, just like a 401k. But it's not a 401k... 401kWire.com - Thursday, October 10, 2013
NYT: Active ETFs Are Struggling to Gain Momentum Newspaper reports that the newfangled ETFs just make up 0.12% of industry assets... MutualFundWire.com - Thursday, October 10, 2013
Reuters Looks at Some IPO ETFs One mutual fund firm is among the latest entrants into the category... MutualFundWire.com - Thursday, October 10, 2013
Hedger Seeds a New Fund Firm with $20MM The stock picker for the firm originally came from a Nuveen arm... MutualFundWire.com - Thursday, October 10, 2013
Guardian Finds Magner's Replacement The plan provider has a new head of retirement sales... 401kWire.com - Wednesday, October 10, 2012 - Reader Rating: 1
Why Harbor Makes Sense for AMG Harbor could pump up AMG's distribution power and add flexibility. .. MutualFundWire.com - Wednesday, October 10, 2012
PineBridge Gets Out of the Business The asset manager is discontinuing its U.S. mutual fund business... MutualFundWire.com - Wednesday, October 10, 2012
Fidelity Releases Best Practices for Higher Ed Sponsors The guidelines are based on a survey of 415 plans with $52 billion in combined assets. .. 401kWire.com - Wednesday, October 10, 2012
Who Exactly Are the Robeco Bidders? Here's the lowdown on the three bidders for Harbor Funds' parent company... MutualFundWire.com - Wednesday, October 10, 2012
The Wall Street Journal Grades Your Fee Disclosures The publication doles out approval and opprobrium for disclosure clarity. .. 401kWire.com - Wednesday, October 10, 2012 - Reader Rating: 3.5
Financial Engines Nears $80B in Total Plan Assets The retirement product has signed up over fifty plans in total... 401kWire.com - Wednesday, October 10, 2012 - Reader Rating: 2.25
Another Firm Joins the ETF Fee War The ETF fee war continues... MutualFundWire.com - Wednesday, October 10, 2012
Crain Wants to Customize Plan Design The BofA Merrill retirement chief has some ideas of how to help plan sponsors improve plans... 401kWire.com - Wednesday, October 10, 2012 - Reader Rating: 2
Three Bidders Vie For Harbor's Parent Reuters reports on the three bidders for Robeco... MutualFundWire.com - Wednesday, October 10, 2012
A 401k Lead Generator Hires and Opens a Second Call Center Watch for the new shop to add two more locations by 2013... 401kWire.com - Wednesday, October 10, 2012 - Reader Rating: 1
MFS Aims Its New Ad Campaign at Professionals The fund shop is launching an ad campaign to appeal to financial pros... MutualFundWire.com - Wednesday, October 10, 2012 - Reader Rating: 1
So Begins the Trial of Bruce Bent Also in money fund news, a trade pub offers its take on the regulatory fight, and an international group weighs in... MutualFundWire.com - Wednesday, October 10, 2012
Forbes Pines for an "ETF Rule" The magazine wonders what regulators are waiting for... MutualFundWire.com - Wednesday, October 10, 2012
Larry Fink Wants Wall Street to Be Part of the Solution In WSJ Op-Ed, BlackRock CEO urges execs to restore market trust... MutualFundWire.com - Wednesday, October 10, 2012
Guns, Office Politics and the SEC One SEC watchdog is looking to get back on the job after dealing with complaints of creating a hostile work environment... MutualFundWire.com - Wednesday, October 10, 2012 - Reader Rating: 1
Fortune Gives Props to the Royce Fund The fund gets attention for its unique fee structure.. MutualFundWire.com - Wednesday, October 10, 2012 - Reader Rating: 1
Gross' ETF Hits Yet Another Milestone Product advances 10.4 percent since inception... MutualFundWire.com - Wednesday, October 10, 2012
Has American Funds Started Chasing Trends? InvestmentNews thinks about the shop's plan to release three new bond funds and what it means... MutualFundWire.com - Wednesday, October 10, 2012
The Latest ETF Trade Foul Is Not Quite Knight This problem isn't near the scale of August's crisis... MutualFundWire.com - Wednesday, October 10, 2012
Nationwide Makes Sales Hires Nationwide hires eight wholesalers for its retirement plan and annuities businesses... 401kWire.com - Monday, October 10, 2011 - Reader Rating: 3
ING Clinches the Best TV Ad Award For the fourth straight year, ING wins the Best Retirement Income TV Advertisement Award... 401kWire.com - Monday, October 10, 2011 - Reader Rating: 5
FRC Restructures and Sells Its Product Lines It looks like bankruptcy will not kill six product lines from the Boston-based research firm... MutualFundWire.com - Monday, October 10, 2011 - Reader Rating: 3
Shelton Makes a Fund Conversion Its Greater China Fund is now an open-ended mutual fund.. MutualFundWire.com - Monday, October 10, 2011 - Reader Rating: 5
ICI Debuts a New Trade Group The new group will be based in London... MutualFundWire.com - Monday, October 10, 2011
New York Life Reduces its Retirement Headcount Some New York Life relationship managers and others are now out of a job... 401kWire.com - Monday, October 10, 2011 - Reader Rating: 2.67
Nevin Adams Dashes From PlanSponsor to a Think Tank The trade publication finds a new editorial chief within and says goodbye to its famous editor... 401kWire.com - Monday, October 10, 2011 - Reader Rating: 5
An Insurer's B-D is Ready to Tackle Retirement Income A provider's sister company unveils a new offering for advisors... 401kWire.com - Monday, October 10, 2011 - Reader Rating: 1
ADP Links Up with Mesirow The New Jersey-based plan provider offers its plan sponsor clients access to Mesirow's fiduciary service... 401kWire.com - Monday, October 10, 2011 - Reader Rating: 3.33
An Ex-ADP Sales Exec Lands a New Gig The sales exec has taken a post outside the 401k realm... 401kWire.com - Monday, October 10, 2011
What's Next for J.P. Morgan Funds? In an article over the weekend, Barron's looks at the growth of J.P. Morgan's mutual fund business and what's ahead from a product standpoint... MutualFundWire.com - Monday, October 10, 2011
BlackRock Calls for More ETF Transparency The world's largest ETF player is looking to blaze a trail... MutualFundWire.com - Monday, October 10, 2011
Three Investors Sue MStar Over Hedge-Fund Ratings The collapse of a hedge fund leads to legal flak for the mutual fund ratings titan... MutualFundWire.com - Monday, October 10, 2011
Mandatory Withdrawals Gain Attention From a Presidential Candidate and Congress A senator and 2 House committee chairs suggest suspending the rule that requires participants to start liquidating their DC accounts at 70 and a half... 401kWire.com - Friday, October 10, 2008
MassMutual Looks for a New Marketing Head MassMutual is on the hunt for a marketing communications head following a change in a senior executive's responsibilities... 401kWire.com - Friday, October 10, 2008 - Reader Rating: 5
Morgan Stanley Receives the Good News With the Bad Japan's Mitsubishi UFJ Financial Group plans to go ahead with its $9 billion investment in Morgan Stanley, but Moody's is threating a downgrade. .. MutualFundWire.com - Friday, October 10, 2008
Market Rollercoaster Keeps Phones Buzzing at Principal In recent weeks, call volume at Des Moines, Iowa-based was up 50 percent over the projection for this time of year... 401kWire.com - Friday, October 10, 2008
Eight Fido Dwarf-Tossers Reach a Settlement with the SEC The SEC just reached a settlement with eight current and former Fidelity employees for accepting improper gifts... MutualFundWire.com - Friday, October 10, 2008
Former Fido Traders Settle SEC Charges The SEC just reached a settlement with eight current and former Fidelity traders... MutualFundWire.com - Friday, October 10, 2008
Masters Replaces Miller Bill Miller has been removed from the sub advisory roster of two funds while an insurer looks to take a value fund... MutualFundWire.com - Friday, October 10, 2008
Jobs: West Coast Edition West Coast fund companies are hiring... MutualFundWire.com - Friday, October 10, 2008
New Matrix Subsidiary Beefs Up Its Offerings A DC communications specialist launches new fund fact sheets and enrollment kits... 401kWire.com - Friday, October 10, 2008
A National TPA Adds to its Sales Team A Midwest-based firm now counts six people in its DC distribution unit... 401kWire.com - Friday, October 10, 2008
The Reserve to Liquidate Additional Funds The day it applied to join the Treasury's money market guarantee program, The Reserve said it will liquidate 15 of its funds... MutualFundWire.com - Friday, October 10, 2008
Fund Track Wraps Up Putnam Hire and Lynch Troubles The column covers two of Thursday's big stories... MutualFundWire.com - Friday, October 10, 2008
Wachovia Retirement is Slated to Become Part of Wells Fargo by Yearend Citi says it will no longer stand in the way of the Wells Fargo-Wachovia Corp. marriage, but still plans to pursue damage claims... 401kWire.com - Friday, October 10, 2008 - Reader Rating: 3
Wells Fargo Wins the Battle over Wachovia Citi abandoned compromise talks with Wachovia on Thursday, paving the way for the Wells Fargo-Wachovia nuptials to proceed... MutualFundWire.com - Friday, October 10, 2008
Campbell: QDIA Regs Should Beat Halloween The EBSA leader confirms the buzz that final default investment safe harbor rules should hit the proverbial streets by the end of the month. .. 401kWire.com - Wednesday, October 10, 2007
Morgan Stanley to Pay for Trade Confirmation Snafu Morgan Stanley has agreed to shell out $7.5 million to settle charges against its former broker-dealer unit Morgan Stanley DW Inc... MutualFundWire.com - Wednesday, October 10, 2007 - Reader Rating: 4
BGI Hunts Large Plan Sponsors with SponsorMatch Barclays Global Investors targets the largest 401k plan sponsors with a new breed of target date funds bearing annuity DNA... 401kWire.com - Wednesday, October 10, 2007
Eaton Vance Grabs Natixis Alum for Chief Legal Officer Post The Boston investment management firm has hired John Pelletier as its chief legal officer... MutualFundWire.com - Wednesday, October 10, 2007
Congress Will HELP Non-Retirement Savers The House "HELP" committee will hold hearings to explore ways to bring another 69 million Americans into the retirement system. Meanwhile, don't look for a mandate to carry index funds in the final fee-disclosure bill... 401kWire.com - Wednesday, October 10, 2007
Class Action Firm Targets State Street A Northwestern class action law firm is investigating State Street over losses in its bond funds... 401kWire.com - Wednesday, October 10, 2007
MassMutual Confirms Deschenes as RI CMO The Springfield insurer confirmed its hire of Ex-Fido executive Steve Deschenes this morning... 401kWire.com - Wednesday, October 10, 2007
A New Study Makes a Pass at an Active Debate A new white paper from FundQuest studies 3, 5, 10, and 15-year trailing periods to see which comes out ahead... MutualFundWire.com - Wednesday, October 10, 2007 - Reader Rating: 3
Moelis Names New Director Ahead of B-D License Approval Moelis & Company Holdings has named David Faris as a managing director... MutualFundWire.com - Wednesday, October 10, 2007 - Reader Rating: 2.33
Consultant: Only Stable Value and Small Cap Stocks Fit For QDIA, and Retirees An ex-Wharton professor presents research to SVIA members, "making the case" for including stable value in both defaults and the growing retiree market. .. 401kWire.com - Wednesday, October 10, 2007
Grab Your Mouse: It's Time For SVIA Elections The stable value trade group's executives kick off their annual conference remind attendees about voting, QDIAs and increased dues... 401kWire.com - Wednesday, October 10, 2007
Analyst Says Manulife would be Loonie Not to Buy Now Manulife acquisition rumors get another go round... MutualFundWire.com - Wednesday, October 10, 2007 - Reader Rating: 3
Trial of Former Janus Employees Begins The trial for three former Janus employees began on Tuesday... MutualFundWire.com - Wednesday, October 10, 2007 - Reader Rating: 2.91
A Hedge Fund for Everyone Ian Salisbury discusses the complexities of funds-of-funds hedge funds geared to the merely wealthy, instead of the very wealthy... MutualFundWire.com - Wednesday, October 10, 2007 - Reader Rating: 3
Arizona Startup On A Buying Spree A Phoenix-based financial services firm is buying three companies and plans to acquire one firm per quarter in the next three years... 401kWire.com - Tuesday, October 10, 2006 - Reader Rating: 2
NRP Offers Help with Sector Funds While sector funds may not be every plan sponsor's cup of tea, those advisors who do have clients using them are getting benchmarking help from the retirement advisory shop... 401kWire.com - Tuesday, October 10, 2006 - Reader Rating: 3.4
Travelers Shields Fund Directors A Saint Paul, Minnesota-based insurance company is offering a new way for mutual fund directors to protect themselves from their funds' troubles... MutualFundWire.com - Tuesday, October 10, 2006
ING Settles with Spitzer The insurer is changing its revenue sharing practices in the 403(b) market thanks to a settlement with the New York Attorney General. The impact could be far reaching... 401kWire.com - Tuesday, October 10, 2006 - Reader Rating: 4
ING Settles with Spitzer The insurer is changing its revenue sharing practices in the 403(b) market thanks to a settlement with the New York Attorney General. The impact could be far reaching... MutualFundWire.com - Tuesday, October 10, 2006
Oppenheimer Makes Tax-Free Triple Play The asset management arm of MassMutual just added three new income tax exempt mutual funds... MutualFundWire.com - Tuesday, October 10, 2006 - Reader Rating: 2
Lehman Brothers Exec Jumps to Credit Suisse The president of Lehman Brothers Alternative Investment Management has gone Swiss. Credit Suisse announced Monday the appointment of John Kremer to lead its asset management arm's European institutional distribution... MutualFundWire.com - Tuesday, October 10, 2006
Discount BDs: Now a Zero Sum Game? An upstart California online BD launches, offering commission-free equity trades. .. MutualFundWire.com - Tuesday, October 10, 2006 - Reader Rating: 3
Online Options BD Takes It Up a Notch Its new system is designed to minimize order processing's typing and clicking... MutualFundWire.com - Tuesday, October 10, 2006 - Reader Rating: 3
Morgan Stanley Lassoes New Jersey UBS Rep The top producer recently joined the wirehouse's Short Hills, New Jersey branch... MutualFundWire.com - Tuesday, October 10, 2006 - Reader Rating: 2.83
SIFMA Searches for CEO The newly merged trade organization for the stock and bond trading industries is on the hunt for its first chief. .. MutualFundWire.com - Tuesday, October 10, 2006 - Reader Rating: 3.44
COLUMBUS DAY The 401kWire.com is observing Columbus Day on Monday and will return on Tuesday... MutualFundWire.com - Monday, October 10, 2005
COLUMBUS DAY The MFWire.com is observing Columbus Day on Monday and will return on Tuesday... 401kWire.com - Monday, October 10, 2005
Report Suggests B-Ds Were in Cahoots with Hedgers The probe into the exploitation of fund shareholders by hedge fund traders may be about to take on a new dimension... MutualFundWire.com - Friday, October 10, 2003
Nationwide Names TPA Advisors The insurer names the members of its TPA board. It is seeking partner feedback... 401kWire.com - Thursday, October 10, 2002
Once Again Advice is the Top Concern Some things never change, plan sponsors continue to say that advice and education is their top concern... 401kWire.com - Thursday, October 10, 2002
Managers Report Surge in Assets If you see an asset manager wearing a smile this month, bet that stable value is her specialty... 401kWire.com - Thursday, October 10, 2002 - Reader Rating: 5
Advice Service Steps Quickly An online advisor picks up ADP for its new, streamlined service and says it is in talks with more potential partners... 401kWire.com - Thursday, October 10, 2002
Bank Recruits Manager to Bolster Partnerships A bank fund family lands a veteran from Jundt to stimulate distribution through third-party channels... MutualFundWire.com - Thursday, October 10, 2002
Shareholder Sues Merrill for $1 Billion The brief fling that Merrill had with James McCall continues to provide work for its legal department... MutualFundWire.com - Thursday, October 10, 2002
Philly Sales Pro Switches Teams One of the top regional sales experts in Philadelphia has a new employer... 401kWire.com - Thursday, October 10, 2002
Fido Prez Takes Leave McColgan is taking over for Kevin Kelly for now... MutualFundWire.com - Thursday, October 10, 2002
MFS Joins Layoff Parade The firm is taking other measures to rein in costs and to stay in step with falling asset values... MutualFundWire.com - Thursday, October 10, 2002
Schwab Holds Out Olive Branch Chuck Schwab stuck to the theme of 2001 Impact laid out by his other chiefs ... advisors are the key to its success in combating full-service brokers... MutualFundWire.com - Wednesday, October 10, 2001 - Reader Rating: 3
Back to School Fido has a new service for employees in public education... 401kWire.com - Wednesday, October 10, 2001 - Reader Rating: 3
Sleepless in Seattle More on Schwab's Impact Conference. The firms looks at its relationships with advisors... MutualFundWire.com - Wednesday, October 10, 2001 - Reader Rating: 3
Impact is a GO! Fund firms show their support to the leading fund supermarket by gathering in Seattle. Schwab hold peace pipe to advisors... MutualFundWire.com - Wednesday, October 10, 2001 - Reader Rating: 3
Schwab Webcast On October 16, Schwab will be hosting a special Interim Business Update Webcast for institutional investors. Participants will include president an co-ceo David Pottruck and executive vice president and cfo Christopher Dodds. The conference is designed to focus on recent developments and managemet's strategic focus. Access will be through www.schwabevents.com... MutualFundWire.com - Wednesday, October 10, 2001
SSRM Taps Ops Head An entrepenuer and former American Express exec will head operations at the Boston firm... MutualFundWire.com - Wednesday, October 10, 2001 - Reader Rating: 3
Western-Southern Wins Dalbar Award ... Schwab Webcast ... AIM and Hartford... MutualFundWire.com - Wednesday, October 10, 2001 - Reader Rating: 3
Western-Southern Wins Dalbar Award ... Schwab Webcast ... AIM and Hartford... 401kWire.com - Wednesday, October 10, 2001 - Reader Rating: 3
New York Life Has New Look The firm's online platform gets a makeover... 401kWire.com - Wednesday, October 10, 2001 - Reader Rating: 3
Forward Ho! With Technologist The West Coast fund firm has tapped Morgan Stanley Online to build its tech infrastructure... MutualFundWire.com - Wednesday, October 10, 2001
Forward Ho! With Technologist The West Coast fund firm has tapped Morgan Stanley Online to build its tech infrastructure... MutualFundWire.com - Wednesday, October 10, 2001 - Reader Rating: 3
New Exec for NewRiver The e-services provider has a new president and coo... MutualFundWire.com - Wednesday, October 10, 2001 - Reader Rating: 3
Part 3: Is the Boehner Bill Good for the 401k Biz? An in-depth look at the advice legislation. The third in a four part series... 401kWire.com - Wednesday, October 10, 2001 - Reader Rating: 3
The Fund Industry Contracts Sure, assets are up, but there will be fewer funds open to investors in December than in there were last January... MutualFundWire.com - Tuesday, October 10, 2000 - Reader Rating: 3
Paine Webber Unit to Make Cuts Mitchell Hutchins has new marching orders. The Paine Webber unit faces staff reductions as it will advise fewer funds to focus on the affluent and institutional markets... MutualFundWire.com - Tuesday, October 10, 2000 - Reader Rating: 3
Merrill Reorganizes Alternatives Units Alternative investments such as private equity and hedge funds continue to be a hot growth area. To take advantage of the opportunities Merrill Lynch has combined four units... MutualFundWire.com - Tuesday, October 10, 2000 - Reader Rating: 3
Harris Adds Transactions The Oakmark Family of funds now allows transactions through its Web site. .. MutualFundWire.com - Tuesday, October 10, 2000 - Reader Rating: 3
Good Fortune for SSgA ETFs SSgA Launches exchange-traded funds based on two Fortune indexes, including the venerable Fortune 500. .. MutualFundWire.com - Tuesday, October 10, 2000 - Reader Rating: 3
Search Service to Add Consulting Search401k is partnering with a "well-known" consultant to provide feedback to 401k vendors of how their products match up in the marketplace... 401kWire.com - Tuesday, October 10, 2000 - Reader Rating: 3
UPI Picks Up Bureau Biz Universal Pensions is taking over U.S. Banks third-party administration for roughly 300 banks and brokers. The bank will focus on its proprietary 401k product... 401kWire.com - Tuesday, October 10, 2000 - Reader Rating: 3
AERS Adds Three Funds American Express has added three additional proprietary funds to its 401(k) product... 401kWire.com - Tuesday, October 10, 2000 - Reader Rating: 3
BRG Launches Consulting Arm The research firm has tapped Kent Novell to head its foray into consulting... 401kWire.com - Tuesday, October 10, 2000 - Reader Rating: 3
October 10, 2000 Blackrock, Federated Expected to Post Strong Earnings ... ETFs Haul in $5.6 Billion ... Active Funds Beat Indexes ... Funds are Too Confusing ... Which Funds Are Best to Avoid Cap Gains?.. MutualFundWire.com - Tuesday, October 10, 2000 - Reader Rating: 3
October 10, 2000 ACLI Argues Washington Law Erodes Retirement Plans ... Blackrock, Federated Expected to Post Strong Earnings ... ESOPitis Explained ... Active Funds Beat Indexes ... ETFs Haul in $5.6 Billion... 401kWire.com - Tuesday, October 10, 2000 - Reader Rating: 3
About InvestmentWires, Inc. Find out more about our parent... 401kWire.com - Friday, October 10, 1997 - Reader Rating: 3
Sean G. Hanna, Editor-in-Chief Sean is the founder of InvestmentWires. He was one of the first full-time reporters covering the 401(k) market. From 1990 to 1997 he was the editor of IOMA�s Report on Defined Contribution Plan Investing, an industry newsletter published by the Institute of Management and Administration (IOMA). He has appeared as an expert on 401(k) plans on the CNBC and CNNfn television networks and has been quoted in print publications including; The Wall Street Journal, Institutional Investor Magazine, The New York Times, USA Today, Money Magazine, Newsweek as well as other publications. Sean has also spoken on the topic of 401(k) plans at a number of industry conferences. He studied history at Cornell University. .. 401kWire.com - Friday, October 10, 1997 - Reader Rating: 3

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