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News Stories Archives - Since 1998
Three Succession Planning Tips New research from an asset management giant digs into what KPAs and other RIAs are doing, and not doing, to prepare for their futures... 401kWire.com - Thursday, February 14, 2019
Eight Years In, a Top DC I-O Exec Exits There is no official word yet on how the veteran's duties will be handled... 401kWire.com - Thursday, February 14, 2019 - Reader Rating: 3
Expand Your Footprint: Four Avenues to Explosive Growth A reader shares tips to fundsters looking to gain market share and platform placement... MutualFundWire.com - Thursday, February 14, 2019
In NorCal, a TPA Sells to an $8B AUA Shop An acquisitive, midwestern TPA closed on the deal at the beginning of the month... 401kWire.com - Thursday, February 14, 2019 - Reader Rating: 5
With an NYC Hire, a Multinational Targets U.S. DC He is an ex-Janus Henderson vice president and director and is part of the British firm's expansion in North America. .. 401kWire.com - Thursday, February 14, 2019
This $538B AUM Shop's Sales Mix Diversity Is Rising Top execs at a publicly traded mutual fund firm talk about their Q4 2018 results... MutualFundWire.com - Thursday, February 14, 2019
Financial Engines Partners with a Payroll Giant The 401(k) managed account specialist has entered a "strategic relationship" with a large payroll provider to offer retirement and financial planning resources to a broader client base... 401kWire.com - Wednesday, February 14, 2018 - Reader Rating: 4
In Upstate New York, a Retirement Vet Leaves Principal Updated \| There's no word yet on how her duties are being handled... 401kWire.com - Wednesday, February 14, 2018 - Reader Rating: 4
What Will Ed Bernard's Retirement Mean For T. Rowe? As a 30-year veteran prepares to depart, Bill Stromberg makes several key changes at the top of the publicly traded asset manager... MutualFundWire.com - Wednesday, February 14, 2018
Bechtel's Knox Passes the Reins The engineering and construction giant puts a familiar face in charge of all of its retirement plans, including its multi-billion-dollar 401(k)... 401kWire.com - Wednesday, February 14, 2018
A $122B Multinational Asset Manager Buys a Fast-Growing U.S. ETF Shop The combined firm will have $30 billion in ETF AUM worldwide... MutualFundWire.com - Wednesday, February 14, 2018
Wagoner Hired as VP He will join a West Coast provider of outsourced retirement plan distribution services. .. 401kWire.com - Tuesday, February 14, 2017
A SoCal Shop Rides Into the Fund Biz A San Diego-based portfolio shop launched its first fund... MutualFundWire.com - Tuesday, February 14, 2017 - Reader Rating: 5
Pru's Boyd Promotes a VP This Prudential veteran has worked with the firm for more than two decades. .. 401kWire.com - Tuesday, February 14, 2017
This Category King Plans to Stay Focused Tarkio funds plans to maintain one and only one fund... MutualFundWire.com - Tuesday, February 14, 2017 - Reader Rating: 5
Ascensus Assists ABLE The firm is the administrator of a new program that benefits those with disability or blindness. .. 401kWire.com - Tuesday, February 14, 2017 - Reader Rating: 3.67
OneAmerica Replaces Yoerger as President The industry veteran has been with the firm since 2013. .. 401kWire.com - Tuesday, February 14, 2017 - Reader Rating: 5
A Race For Retirement On your mark, get set, go!.. 401kWire.com - Tuesday, February 14, 2017 - Reader Rating: 4.75
The Original Money Fund Guru Dies A prominent industry watcher and fundster entrepreneur dies at the age of 75... MutualFundWire.com - Tuesday, February 14, 2017
Bachetti is Back, This Time With an Emerging Asset Manager The 401k distribution vet signs on with Chitown firm that specializes in portfolios built out of ETFs... 401kWire.com - Friday, February 14, 2014 - Reader Rating: 1
Columbia Hires TCW, Loomis for Subadvising Columbia starts new subadvising relationships with these two managers, breaks up with two others... MutualFundWire.com - Friday, February 14, 2014
Three More Wholesalers Join Sims' Team at Lincoln The new, advisor-focused hires are based in the Midwest and New England... 401kWire.com - Friday, February 14, 2014
A BNY Advisor Sales Honcho Joins an Alts Platform Exec had handled biz development in the RIA channel for BNY's 16 asset boutiques... MutualFundWire.com - Friday, February 14, 2014
Smead Hires a Wholesaler, Seeks Two More It's always good when a fund firm finds love in wholesaling... MutualFundWire.com - Friday, February 14, 2014
Pru Teams Up With Another TDF Provider The bundled provider connects its retirement income offering with another suite of target date funds... 401kWire.com - Friday, February 14, 2014
Skinner Hires a 403b Vet in Austin An ex-advisor and software entrepreneur joins the software roll-up... 401kWire.com - Friday, February 14, 2014
Federated Awards a $750MM Stable Value Mandate The mandate is within a $5.6B stable value collective fund... 401kWire.com - Friday, February 14, 2014
Dial Brings an Institutional 401k Product Exec to Allianz The DC I-O chief hires an industry vet for a new position... 401kWire.com - Friday, February 14, 2014
Mark Mobius' Forever Valentine Templeton's Mark Mobius loves diamonds, which everyone knows are forever. His undying affection for emerging markets appear to be just as permanent... MutualFundWire.com - Friday, February 14, 2014
Three Things to Know From Manning and Napier's Earnings Senior management talks of a change in headwinds... MutualFundWire.com - Thursday, February 14, 2013
Fido Bluntly Responds to Talk of More Money Fund Regs The fund shop warns the FSOC against taking further action. .. MutualFundWire.com - Thursday, February 14, 2013
Loch Wins More AXIS Biz The platform has made partnerships with several retirement firms... 401kWire.com - Thursday, February 14, 2013
Marshall Speaks: Why is Aberdeen Buying Artio? Artio helps Marshall�s firm grow �significantly� in fixed income space... MutualFundWire.com - Thursday, February 14, 2013
Kleinschmidt Teams Up With a Coach The Legg Mason DC I-O chief lands a new partnership... 401kWire.com - Thursday, February 14, 2013 - Reader Rating: 3.5
SunTrust Welcomes a Sales Chief The Atlanta RKer added a former Invesco exec... 401kWire.com - Thursday, February 14, 2013 - Reader Rating: 1
Pentegra Adds a Supplemental Benefits Regional Director The new hire will cover the midwest... 401kWire.com - Thursday, February 14, 2013
The Artio Deal Spurs Two Law Firms To Action Both firms have launched investigations for signs of potential �breaches of fiduciary duty.�.. MutualFundWire.com - Thursday, February 14, 2013
Reliance Trust Adds Two A product manager and a attorney join the firm... 401kWire.com - Thursday, February 14, 2013
Three Things to Know From Artio�s Earnings Tony Williams gives some insights into 2012 and the factors that led to his company�s acquisition by Aberdeen... MutualFundWire.com - Thursday, February 14, 2013
Fido Brags About Participant Balances They're up!.. 401kWire.com - Thursday, February 14, 2013
Stock Funds Are Still Bringing In Cash US stock funds have slowed down, though... MutualFundWire.com - Thursday, February 14, 2013
Another Headache Emerges for Copper ETF Idea is encountering stiff resistance according to Barron�s... MutualFundWire.com - Thursday, February 14, 2013
BlackRock Wants More Retail Dough The firm will look to expand its retail business, its president said this week... MutualFundWire.com - Thursday, February 14, 2013 - Reader Rating: 5
Legg's Chairman Downplays Buyout Possibility The idea of the Baltimore firm going the private equity route seems unlikely... MutualFundWire.com - Thursday, February 14, 2013
Aberdeen Buys Another U.S. Fund Shop, and a British Private Equity Player, Too Updated \| The Scottish asset manager does deals on both sides of the pond... MutualFundWire.com - Thursday, February 14, 2013 - Reader Rating: 5
Chetney Wins Over a Cleveland Team A retirement plan advisory shop aligns with LPL... 401kWire.com - Tuesday, February 14, 2012 - Reader Rating: 4
Rosenberg Amps Up Pru's DC I-O From Within The bundled provider's asset management sibling promotes some of its own... 401kWire.com - Tuesday, February 14, 2012
Three Firms Gobbled Half of Inflows in January Vanguard dominated net long-term mutual fund inflows last month... MutualFundWire.com - Tuesday, February 14, 2012 - Reader Rating: 4
Hammond Taylors His Home Office Team Two employees join the SoCal HQ of the new network of advisors... 401kWire.com - Tuesday, February 14, 2012
BNY Mellon Helps B-Ds and Fund Firms Access Transparency Updated \| The Big Apple custody bank's back-office arm launches a new service... MutualFundWire.com - Tuesday, February 14, 2012
Fido, Great-West, ICMA-RC and TIAA-CREF Fight for a State A state entertains semi-finalists presentations for a brand new DC plan... 401kWire.com - Tuesday, February 14, 2012 - Reader Rating: 3
Deutsche Shortens its Shortlist for DWS The parents of Columbia, Delaware and Rydex all reportedly remain in the running... MutualFundWire.com - Tuesday, February 14, 2012 - Reader Rating: 4
SSgA and Vanguard ETFs Differ on More Than Fees Barron's compares ETFs from two giants... MutualFundWire.com - Tuesday, February 14, 2012 - Reader Rating: 1
Vanguard Goes With the Better Active Horse The low-cost mutual fund giant folds one mutual fund into another... MutualFundWire.com - Tuesday, February 14, 2012
Fidelity Reaches for Global Dividends The Boston Behemoth preps a new mutual fund... MutualFundWire.com - Tuesday, February 14, 2012
How Vanguard's CEO Spent Valentine's Day Bill McNabb takes the stage as the keynote speaker at the Nicsa conference... MutualFundWire.com - Monday, February 14, 2011 - Reader Rating: 1
TPAs Worry Over Hancock's Next Product After the Superbowl, Katherine MacMillan gave her TPA clients another nail bitter in Dallas... 401kWire.com - Monday, February 14, 2011 - Reader Rating: 4.44
Former Redwood Executives Form New TPA A trio of retirement executives has formed a new non-producing TPA... 401kWire.com - Monday, February 14, 2011 - Reader Rating: 1
Virtus Outsources Transfer Agency The Connecticut-based mutual fund firm chooses an outside provider to serve as transfer agent... MutualFundWire.com - Monday, February 14, 2011
Fund Executives Ponder the Next Transformational Product The 29th Annual NICSA Conference is underway in Miami... MutualFundWire.com - Monday, February 14, 2011 - Reader Rating: 1
Manulife Completes a Liftout of a Midwest Shop The deal brings a seasoned international equity team to John Hancock Asset Management division... MutualFundWire.com - Monday, February 14, 2011
Masterson Takes on Another Role Joe Masterson is taking on an additional role outside of Diversified Investment... 401kWire.com - Monday, February 14, 2011 - Reader Rating: 1
Schwab Reports a Drop in Retirement Participants The Bay Area firm is starting off the New Year on a low note... 401kWire.com - Monday, February 14, 2011 - Reader Rating: 5
Transamerica Adds an Ex First Merc Wholesaler Jason Crane is beefing up his sales team in the Central Region... 401kWire.com - Monday, February 14, 2011
TPAs Gain Ground in Plan Sales Up to $5M RRi's new studies shed some light on advisors and TPAs... 401kWire.com - Monday, February 14, 2011 - Reader Rating: 4
A Non-'40 Act ETF Triggered the Insider Trading Inquiries A trade pub points to the likely target of the SEC's investigation... MutualFundWire.com - Monday, February 14, 2011
Top Advisor: Luciano Costantini Sequoia Benefits (RPAG/Financial Telesis).. 401kWire.com - Monday, February 14, 2011
Top Advisor: J.D. Carlson Plan Design Consultants.. 401kWire.com - Monday, February 14, 2011 - Reader Rating: 5
Jaffe Says New Fool Fund Takes on Old Script Motley Fool's new fund is taking aim where others have failed... MutualFundWire.com - Monday, February 14, 2011
Which Funds Can Tap Into Post-Mubarak Egypt? The WSJ highlights mutual funds that could benefit from a positive post-revolution recovery in Egypt... MutualFundWire.com - Monday, February 14, 2011
A Fund PM Explains His '10-10' Test to the WSJ The paper uncovers a dividend-centric fund... MutualFundWire.com - Monday, February 14, 2011
Canadians Swallow Ferris Baker The American brokerage arm of s Canadian bank plans to acquire the 330-rep US B-D this year. .. MutualFundWire.com - Thursday, February 14, 2008 - Reader Rating: 3
Florida TPA Brings 403b Products Together A recordkeeper launches a new product for the non-profit, non-ERISA marketplace to help sponsors deal with multiple providers. .. 401kWire.com - Thursday, February 14, 2008
ValueRich Calls Off Buy in Pursuit of B-D License Executives for the West Palm Beach, Florida-based broker-dealer said Thursday that the proposed deal was not in the best interests of their shareholders after all... MutualFundWire.com - Thursday, February 14, 2008
NJ Broker Couple Faces FINRA's Wrath The regulatory agency charges two reps with misappropriating nearly $400,000. .. MutualFundWire.com - Thursday, February 14, 2008 - Reader Rating: 3.33
MassMutual Puts Up a Web Site for Behavioral Research MassMutual Retirement Services has launched a Web site that contains information coming out of its Center for Behavioral Research... 401kWire.com - Thursday, February 14, 2008
Southern Trust Holdings Rebrands its B-D Capital Investment Services Inc. has a new name. The Coral Gables broker-dealer will has changed its moniker ..... MutualFundWire.com - Thursday, February 14, 2008
Chetney Charms 100th Member NRP brings in four more firms and aims to pass 150 by year-end. .. 401kWire.com - Thursday, February 14, 2008 - Reader Rating: 5
Seen and Heard: Alligator and Asset Managers Steal the Show The ASPPA conference draws advisors, lobbyists, providers ... and at least one cold-blooded native. .. 401kWire.com - Thursday, February 14, 2008 - Reader Rating: 2
Wellington Portfolio Manager to Retire A portfolio manager for three multi-bilion AUM Vanguard funds has announced his retirement... MutualFundWire.com - Thursday, February 14, 2008
Morningstar Tackles Hedgers The new ratings could put hedge funds onto a playing field that is closer where mutual funds play... MutualFundWire.com - Thursday, February 14, 2008
DTCC Slashes Fees for Fund/SERV and Networking The fee cuts for two of the DTCC's highest-volume services for the mutual fund industry represent a reduction of $18.4 million... MutualFundWire.com - Thursday, February 14, 2008
Cox Says SEC is Unaware of Any Potential Buck Breakers The SEC chairman tells Congress that his staff is working with money funds to prevent any fallout from the subprime crisis from reaching them... MutualFundWire.com - Thursday, February 14, 2008
Fido Reveals the State of its DC Biz Scott David gave an update on participants, assets and client wins... 401kWire.com - Thursday, February 14, 2008 - Reader Rating: 2.5
Haldeman Talks Business with Boston Paper With numerous publications piling on Putnam in light of the continued underperformace of its funds, CEO Ed Haldeman, decided to grant an interview to the Boston Globe... MutualFundWire.com - Thursday, February 14, 2008
ETF Analyst Has the Power to Make Funds Successful Want to make Your ETF an overnight success? Meet Mariana Bush... MutualFundWire.com - Thursday, February 14, 2008 - Reader Rating: 2
T. Rowe Stock Gets a Downgrade Credit Suisse analysts lowered their rating on the Baltimore fund shop citing its high sensitivity to retail consumers... MutualFundWire.com - Thursday, February 14, 2008 - Reader Rating: 2
Pairing Polaris with a TPA The west coast provider finds a partner to market to small plans. .. 401kWire.com - Wednesday, February 14, 2007
Checking in with JPMorgan The top exec at JPMorgan's retirement unit talks about additions to the provider's participant base and shares his views on the Schwab-401k Company pairing... 401kWire.com - Wednesday, February 14, 2007
Bay City Advisors Enter DC A West Coast advisory firm hires a retirement plan veteran from a regional BD to launch its own retirement practice. .. 401kWire.com - Wednesday, February 14, 2007
A New Phoenician Standard The insurance provider opens a new shop in the Grand Canyon State. .. 401kWire.com - Wednesday, February 14, 2007 - Reader Rating: 5
Hartford Taps SEI Executive for CCO Role There is a new top compliance cop at The Hartford Financial Services Group. The insurer has tapped Thomas D. Jones III as vice president of securities compliance and chief compliance officer for The Hartford Mutual Funds... MutualFundWire.com - Tuesday, February 14, 2006
New Touchstone Wholesaler for Aloha State Touchstone Investments announced the hiring of two new external wholesalers Monday to cover regions in Texas and California along with Hawaii... MutualFundWire.com - Tuesday, February 14, 2006
Invesmart Adds Two to Sales Team The bundled plan provider and investment advisor expands its sales force... 401kWire.com - Tuesday, February 14, 2006
Schwab Launches TIPS Fund for Retirees Charles Schwab Investment Management is introducing a new inflation protected fund for investors at or close to retirement who want both stability and growth... MutualFundWire.com - Tuesday, February 14, 2006
DIA Sub Settles With NASD Over Improper Trades Diversified Investment Advisors' brokerage arm will pay over $2.2 million in fines and restitution after allowing market timing by retirement clients... MutualFundWire.com - Tuesday, February 14, 2006
Stevens Again Calls for Slimmer Disclosures Paul Schott Stevens took his call for streamlined fund disclosure documents to the Washington press corp Tuesday. The ICI president has been pushing for rules that would allow fund firms to use the Internet in place of much of the existing printed disclosures since he took office last year... MutualFundWire.com - Tuesday, February 14, 2006
AST Makes a Buy While its target is focused on the retail advisor business, AST executives see a chance to add distribution for its retirement services... 401kWire.com - Tuesday, February 14, 2006
First Charter Bank Picks Rollover Provider The rollover matching service will be available to 180,000 plan participants... 401kWire.com - Tuesday, February 14, 2006
Lazard Quashes DB Even the highly-paid employees at the investment bank aren't outside of the forces of 401(k)-ization... 401kWire.com - Monday, February 14, 2005
IRA Investors Diversify ...and the news looks mixed for funds. According to a new report out by the ICI, 65 percent of IRA-holders held mutual funds... MutualFundWire.com - Monday, February 14, 2005
First Eagle Flies High Citing heavy inflows, the New York, New York-based advisor to the First Eagle Funds closed the $5.3 billion First Eagle Overseas fund to new investors effective February 2. Jean-Marie Eveillard, one of the fund's managers, said that the fund's inflows have "continued to accelerate" and that the fund currently held 25 percent of its assets in cash... MutualFundWire.com - Monday, February 14, 2005 - Reader Rating: 2.33
Baptist Health South Florida Lifecycle funds may be on the horizon for the sponsor... 401kWire.com - Monday, February 14, 2005
MassMutual to Pilot Wireless Enrollment The new technology will allow the provider to collect and analyze detailed enrollment data... 401kWire.com - Monday, February 14, 2005
Give IRAs Their Fair Share The savings vehicle may be more important than you think... 401kWire.com - Monday, February 14, 2005
Schwarzenegger Stands Tough The fight for pension reform in California continues to heat up... 401kWire.com - Monday, February 14, 2005 - Reader Rating: 5
Learning Lessons from M.C. Hammer Nationwide continues its brand awareness campaigns and plans next steps to promote its business lines... 401kWire.com - Monday, February 14, 2005 - Reader Rating: 2
Tar Heel State TPA Partners with Consultants A small-plan specialist teams with a benefit consulting firm... 401kWire.com - Monday, February 14, 2005 - Reader Rating: 1
Gabelli Hires SSRM Manager Gabelli Asset Management has hired Lawrence J. Haverty, Jr. as an associate portfolio manager of its Global Multimedia Trust fund. Haverty will report directly to Mario Gabelli, CEO. Prior to joining Gabelli, Haverty was a managing director for consumer discretionary research at State Street Research, (now owned by BlackRock). He has also worked at Putnam and Fred Alger Management... MutualFundWire.com - Monday, February 14, 2005 - Reader Rating: 2.33
Two More SMA Providers Go South of $100,000 The New York Times reports that American Express and Smith Barney are now offering separately managed accounts for $50,000. What about the minimum on multi-discipline accounts? Most brokerages are offering the accounts for investors with $100,000 to $250,000... MutualFundWire.com - Monday, February 14, 2005
Putnam Shakes up Investment Team Steve Oristaglio, head of investments at Putnam, will retire sometime this year. Taking his place, effective immediately, is Kevin Cronin, currently deputy head of investments, Putnam announced on Friday... .. MutualFundWire.com - Monday, February 14, 2005
Look Who Is Not Talking Fund firms are concerned about higher NTF program revenue sharing, but no one wants to offend Schwab by talking... MutualFundWire.com - Friday, February 14, 2003 - Reader Rating: 4
Gabelli Says He is Seeking a COO Mario reportedly said he is, but no one else is talking... MutualFundWire.com - Friday, February 14, 2003
New Fund Shop Opens A Franklin Templeton veteran moves down the road to open his own shop, bear market or not... MutualFundWire.com - Friday, February 14, 2003 - Reader Rating: 2.75
Top DC Web-sites Shine in Core Functions A Dalbar study lists the top five standouts in defined contribution Web capabilities... 401kWire.com - Friday, February 14, 2003 - Reader Rating: 4
Chiquita Completes Speedy Conversion The food company consolidates its three 401(k) plans with one provider over one weekend... 401kWire.com - Friday, February 14, 2003 - Reader Rating: 4
Bush Dividend Plan to Spur Shifts in DC Accounts, Products The Bush dividend tax proposal will require modifications to 401(k) investment analysis programs... 401kWire.com - Friday, February 14, 2003 - Reader Rating: 2.67
Donaldson In at SEC Fund executives woke up this morning to find a new chief at SEC... MutualFundWire.com - Friday, February 14, 2003 - Reader Rating: 3
Enron Plaintiffs Target Olson The Enron 401k fiduciary is being targeted by the lawyers seeking proof she acted improperly. New testimony hints she perjured herself is the claim. .. 401kWire.com - Thursday, February 14, 2002 - Reader Rating: 3
Kansas 529 To Add Third-Party Sales American Century is following its peers down the advisor-sold path in the 529 market... MutualFundWire.com - Thursday, February 14, 2002 - Reader Rating: 3
Persistence Pays The Wisconsin sponsor says ten years of sales calls paid off for the bundled vendor making the calls... 401kWire.com - Thursday, February 14, 2002 - Reader Rating: 3
AXP Adds Two Funds The firm is further diversifying its product lineup... MutualFundWire.com - Thursday, February 14, 2002 - Reader Rating: 3
FT Exec Focuses on Wrap Biz The Franklin unit promotes an executive as it seeks to grow its separate account business... MutualFundWire.com - Thursday, February 14, 2002 - Reader Rating: 3
A New Fund Industry Association? Komansky Confirms Early Retirement ... State Street Trims HR Staff ... Voyageur Makes Buy ... SEI Gets Renewal ... Boehner Bill Intro ... JPAM Wins $3.7 Billion Plan ... PSCA Creates Co Stock Bulletin ... Good Matches Make Good Savers ... Sniff Out Company Stock ... DC Industry Conference Called Off. .. MutualFundWire.com - Thursday, February 14, 2002 - Reader Rating: 3
Boehner Bill Intro JPAM Wins $3.7 Billion Plan ... PSCA Creates Co Stock Bulletin ... Good Matches Make Good Savers ... Sniff Out Company Stock ... DC Industry Conference Called Off ... Komansky Confirms Early Retirement ... State Street Trims HR Staff ... A New Fund Industry Group? ... Voyageur Makes Buy ... SEI Gets Renewal. .. 401kWire.com - Thursday, February 14, 2002 - Reader Rating: 3
The SEC Fingers a Participant The SEC alleges that a participants committed insider trading in his plans' company stock fund... 401kWire.com - Wednesday, February 14, 2001 - Reader Rating: 3
Final Words What's the buzz on Waterhouse's San Diego extravaganza, Advisor 2001?.. MutualFundWire.com - Wednesday, February 14, 2001 - Reader Rating: 3
Sealed Deals The Midwest bank signs up two new firms for its bundled product... 401kWire.com - Wednesday, February 14, 2001 - Reader Rating: 3
Fund Fights Redemptors Short Takes, February 12-16 American Century's Avanti ... SEI Splits ... AIM Expands... MutualFundWire.com - Wednesday, February 14, 2001 - Reader Rating: 3
Pension Bill Ready for March Portman Cardin ready for March ... SEI sees a stock split... 401kWire.com - Wednesday, February 14, 2001 - Reader Rating: 3
Juggling Act Allstate's new training program hones many skills for financial institution consultants... MutualFundWire.com - Wednesday, February 14, 2001 - Reader Rating: 3
Covering All the Bases Parent to Hancock mutual fund arm adds wholesaler for funds and VAs as well as two managers... MutualFundWire.com - Wednesday, February 14, 2001 - Reader Rating: 3
Advice Sells! (Finally) Financial Engines says its clientele has grown exponentially in recent months. .. 401kWire.com - Wednesday, February 14, 2001 - Reader Rating: 3
New Head for USAA Roth hands over epaulets and mortarboard in three-month transition... MutualFundWire.com - Wednesday, February 14, 2001 - Reader Rating: 3
Principal Advice Strange as it may seem, not every 401(k) vendor is in an advice alliance. There is a new one rumoured on the horizon, and it involves Principal Financial... 401kWire.com - Monday, February 14, 2000 - Reader Rating: 3
Who Will Designate an Exchange For ETFs? Exchange traded funds are picking up steam but who is going to start the designated exchange for them?.. MutualFundWire.com - Monday, February 14, 2000 - Reader Rating: 3
Nvest to Leverage MutualFunds.com Now that New England Funds has changed names to the Nvest Funds, its former Web site, run by the funds' ex-president, will be re-launched as a fund information clearinghouse... MutualFundWire.com - Monday, February 14, 2000 - Reader Rating: 3
VC at 401kExchange 401kExchange.com of Lake Worth, Florida has raised $3.2 million in financing from venture capital firms, Fred Barstein, president and ceo, told the 401kWire.com. The firm is an online business-to-business 401(k) exchange and ratings service... 401kWire.com - Monday, February 14, 2000 - Reader Rating: 3
Barclays Hires RIA Sales Barclays has hired a new sales officer to sell mutual funds to RIAs regionally... MutualFundWire.com - Monday, February 14, 2000 - Reader Rating: 3
GE Waives Loads on Net GE will be using its new GE Financial Network to offer load-waived shares of its fund family via the Internet... MutualFundWire.com - Monday, February 14, 2000 - Reader Rating: 3
Odd Lots, February 14, 2000 Gold shines�last week ... Bond funds dip into stocks ... Advisers cater to well-to-do with mutual funds ... MetLife creating peanut gallery... 401kWire.com - Monday, February 14, 2000 - Reader Rating: 3
Odd Lots, February 14, 2000 Gold shines�last week ... Bond funds dip into stocks ... Advisers cater to well-to-do with mutual funds ... MetLife creating peanut gallery... MutualFundWire.com - Monday, February 14, 2000 - Reader Rating: 3
London Calling A plan sponsor in Europe is looking for a United States-based asset manager for a US small cap fund, Kate Fray, an official with Investment and Pensions Europe (a firm in London that represents European plan sponsors), told the 401kWire.com... 401kWire.com - Monday, February 14, 2000 - Reader Rating: 3

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