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News Stories Archives - Since 1998
Kraus Launches a $152B-AUM AM's 1st Options Overlay Strategy The folks at a Pennsylvania fund firm are teaming with a familiar ally to power a new ETF... MutualFundWire.com - Thursday, December 18, 2025
Reish Primes Himself For a New Adventure In 2026 The prominent ERISA legal eagle is leaving Faegre Drinker at the end of the mouth and joining a Midwestern KPA aggregator... 401kWire.com - Thursday, December 18, 2025
In the City of Lakes, a Transamerica Vet Joins an RIA The new hire first joined the recordkeeper in 2008... 401kWire.com - Thursday, December 18, 2025
How Many Current Retirees Turn to DC Plans Or IRAs? The folks at a provider's affiliated think tank offer new insights into the realities currently faced by retirees, offering current participants (and their providers a kind of glimpse at what the future might look like... 401kWire.com - Thursday, December 18, 2025
The Rise of SARPs Is Boosting 401k Creation, Too New research from a New England think tank suggests that the rise of state retirement plan mandates and auto-IRA programs is actually leading to a rise in adoption of traditional defined contribution plans by small businesses... 401kWire.com - Thursday, December 18, 2025
7 Fund Firms Shine In Manhattan Earlier this month, some asset managers were among the 151 award winners honored at a Gotham gala... MutualFundWire.com - Thursday, December 18, 2025
Three MVPers Rise One of the freshly promoted folks is a 15-year company veteran, and another has been with the TPA for 10 years... 401kWire.com - Thursday, December 18, 2025
Dhillon Adds to a $1.7B-AUM Victory Suite The new, passively managed ETF debuted earlier this month... MutualFundWire.com - Wednesday, December 18, 2024 - Reader Rating: 1
Edwards Brings TriStar Into an Alliance The Oklahoma is now one of a dozen members of a national group of independent firms... 401kWire.com - Wednesday, December 18, 2024 - Reader Rating: 1
The BlackRock Team Eats Their Own New Ret Income Cooking The DC I-O titan's own 401(k) plan is one of the first to offer a new QDIA solution that debuted earlier this year... 401kWire.com - Wednesday, December 18, 2024 - Reader Rating: 1
There's a Method to This Ex-KPA's CRM Plan Fresh from selling his 15-year-old advisory practice, a retirement plan industry veteran is launching a new venture to help other FAs... 401kWire.com - Wednesday, December 18, 2024 - Reader Rating: 1
30 of the Best Fund Firm Workplaces In 2024 A trade publication's team reveals the winners of their 13th annual awards program... MutualFundWire.com - Wednesday, December 18, 2024 - Reader Rating: 1
Online Upgrades Take Flight At a CIT Specialist Scott Barker and his team are rolling out a new website for the trust company, a year and a half after the firm gained its independence... 401kWire.com - Wednesday, December 18, 2024 - Reader Rating: 1
Passive Inflows Jump Fivefold The M* team updates U.S. flows data for November 2023 for ETFs and long-term, open-end mutual funds... MutualFundWire.com - Monday, December 18, 2023 - Reader Rating: 1
A Chicagoland Wholesaler Dies The retirement plan industry veteran most recently worked at Nationwide... 401kWire.com - Monday, December 18, 2023 - Reader Rating: 1
UBS and Transamerica Team On a PEP-Like Offering The new offering is for members of a local SHRM chapter... 401kWire.com - Monday, December 18, 2023 - Reader Rating: 1
Newport Preps a January PEP The PEP is set to launch in January... 401kWire.com - Monday, December 18, 2023 - Reader Rating: 1
10 Years In, a CA Boutique's Flagship Fund Exceeds $1B The ETF is one of 12 offerings from the LA-area fund firm... MutualFundWire.com - Monday, December 18, 2023 - Reader Rating: 1
Week In Preview, December 18 - December 25 This week, the teams at Broadridge, Spark, and WIPN will host events... 401kWire.com - Monday, December 18, 2023 - Reader Rating: 1
Money Fund Outflows Shrink Again The M* team updates U.S. flows data for November 2020 for money market mutual funds... MutualFundWire.com - Friday, December 18, 2020 - Reader Rating: 1
Voya, Platinum 401k, and Fidelis Team Up on a 401k Frontier The trio are prepping a new product for launch in the new year... 401kWire.com - Friday, December 18, 2020 - Reader Rating: 1
A Managed Account Firm's CEO Adds a Customer Success Chief, and ... He also brought on board a VP of people operations... 401kWire.com - Friday, December 18, 2020 - Reader Rating: 1
MassMutual Wins Big For Financial Wellness A trade group recognizes the provide and five other firms... 401kWire.com - Friday, December 18, 2020 - Reader Rating: 1
Active Inflows Are Back The M* team updates U.S. flows data for November 2020 for ETFs and long-term, open-end mutual funds... MutualFundWire.com - Friday, December 18, 2020 - Reader Rating: 1
Ubiquity Teams Up On Cashback For Emergency Savings The online RKer partners with a nearby startup... 401kWire.com - Friday, December 18, 2020 - Reader Rating: 1
Bryson Hires an Ex-Wholesaling Vet The LPL- and GRP-affiliated KPA adds a business development director... 401kWire.com - Wednesday, December 18, 2019 - Reader Rating: 1
Frontier Teams Up With an EM Specialist The Chicago area shop helps seed a strategy that will power its new mutual fund... MutualFundWire.com - Wednesday, December 18, 2019 - Reader Rating: 1
Industry Inflows Per Fund Nearly Double The M* team updates flows data for November 2019 for ETFs and long-term, open-end mutual funds... MutualFundWire.com - Wednesday, December 18, 2019 - Reader Rating: 1
Pru Wins a $39.5MM Pair of Texas Plans A Lone Star State plan sponsor moves its DC and non-qual plans to the recordkeeper... 401kWire.com - Wednesday, December 18, 2019 - Reader Rating: 1
An Indiana Bank Partners With a Fin Wellness Shop A nearby retirement plan provider is the parent of the financial wellness shop... 401kWire.com - Wednesday, December 18, 2019 - Reader Rating: 1
FS Will Buy a Four-Year-Old MF Startup The deal is expected to close in Q1, with the CEO and CIO staying on board... MutualFundWire.com - Wednesday, December 18, 2019 - Reader Rating: 1
Gruenberg Brings a Nine-Year Empower Vet to Voya The new hire joins the recordkeeper's tax-exempt markets business... 401kWire.com - Wednesday, December 18, 2019 - Reader Rating: 1
A Top PCS Exec Departs After 11 Months There is no word yet on a successor... 401kWire.com - Tuesday, December 18, 2018 - Reader Rating: 1
A Wirehouse's Sibling Wins In November M* updates ETF and long-term, open-end mutual fund flows data for November 2018... MutualFundWire.com - Tuesday, December 18, 2018 - Reader Rating: 1
Report Highlights Retirement Saving Differences By Race and Gender A new report displays the differences in retirement savings patterns across race and gender. .. 401kWire.com - Tuesday, December 18, 2018 - Reader Rating: 1
The GE 401k Lawsuit Proceeds, Partially A lawsuit against General Electric proceeds after a dismissal motion. .. 401kWire.com - Tuesday, December 18, 2018 - Reader Rating: 1
70 Percent of Workers Deem Retirement Savings Advice Useful 70 percent or more of workers state that advice or support would be useful in saving with 401(k)s. .. 401kWire.com - Tuesday, December 18, 2018 - Reader Rating: 1
Melia Aims IRIC's Crystal Ball at 2019 Melia identifies a few trends to watch in 2019... 401kWire.com - Tuesday, December 18, 2018 - Reader Rating: 1
Gundlach Versus Passive Mania and Robos The DoubleLine chief wonders about unconstrained bond funds, calls a bear market, and more... MutualFundWire.com - Tuesday, December 18, 2018 - Reader Rating: 1
John Carl Hires a Retired, 36-Year Ameriprise Vet An Ameriprise vet with 36 years of experience takes a role with RLC... 401kWire.com - Tuesday, December 18, 2018 - Reader Rating: 1
DST Powers a Giant B-D's New Financial Wellness Offering The retirement plan back-office firm is teaming up with a broker-dealer looking to help its KPAs and their plan sponsor clients assess participants... 401kWire.com - Monday, December 18, 2017 - Reader Rating: 1
Two KPA Allies Call For No More Herding Cats An industry marketing consulting firm and a third-party marketing firm are teaming up... 401kWire.com - Monday, December 18, 2017 - Reader Rating: 1
This MF Startup Aims For 50 People By the End of 2018 A year and a half in, they now work with $10 billion in AUM, including about $1 billion in mutual fund AUM... MutualFundWire.com - Monday, December 18, 2017 - Reader Rating: 1
How To Redefine the DC Industry A new white paper is taking a fresh look at modernizing standard industry terms... 401kWire.com - Monday, December 18, 2017 - Reader Rating: 1
#MeToo Comes to Asset Management An increasing number of female fundsters report sexist behavior or even harassment in the workplace... MutualFundWire.com - Monday, December 18, 2017 - Reader Rating: 1
Morgan Stanley Makes a Key 401k Change A top executive is moving on from the wirehouse... 401kWire.com - Friday, December 18, 2015 - Reader Rating: 1
Hancock Hires an RVP in Pacific Northwest Brockelman adds a Pentegra alumnus to the TRS team.. 401kWire.com - Friday, December 18, 2015 - Reader Rating: 1
Guardian Finds RS' New Home A private equity-backed mutual fund shop in the Midwest is buying a West Coast asset manager from an East Coast insurer... MutualFundWire.com - Friday, December 18, 2015 - Reader Rating: 1
Manning and Napier Buys a $3B Shop On the West Coast The publicly-traded, upstate New York mutual fund will snap up 75 percent of an independent mutual fund shop... MutualFundWire.com - Friday, December 18, 2015 - Reader Rating: 1
You'd Be Surprised What Parents Are Doing for the Holidays Parents are feeling the pressure..... 401kWire.com - Friday, December 18, 2015 - Reader Rating: 1
Will JPMAM Settle For $200MM? A resolution is reportedly expected between the giant bank's asset management arm and several regulators, including the SEC and the CFTC... MutualFundWire.com - Friday, December 18, 2015 - Reader Rating: 1
Which RKer Will Nurse This NonProfit Medical Center RFP? This recordkeeper is on a roll..... 401kWire.com - Friday, December 18, 2015 - Reader Rating: 1
15 Trends For 2015 ... Part One KPAs, here are five issues for you to pay attention to next year. Food for thought as you plan, and as you celebrate the holidays... 401kWire.com - Thursday, December 18, 2014 - Reader Rating: 1
Stonnington Gets "ERISA" Smart The SoCal advisor is jumping on the 3(16) bandwagon... 401kWire.com - Thursday, December 18, 2014 - Reader Rating: 1
Boise Makes A Change The city is reportedly swapping recordkeepers for its 457 plan program... 401kWire.com - Thursday, December 18, 2014 - Reader Rating: 1
Van Eck Relaunches a Year-Old Fund The Gotham mutual fund shop puts an official index stamp on the fund, which draws on a three-year-old strategy... MutualFundWire.com - Thursday, December 18, 2014 - Reader Rating: 1
Can This New VP Throw a Lasso Around Virtus' Investor Education Efforts? An ex-M* analyst joins the Connecticut-based mutual fund shop with a mandate to drive educational initiatives... MutualFundWire.com - Thursday, December 18, 2014 - Reader Rating: 1
Things Are Looking Up for TDFs in 401ks ...according to a new report released by EBRI and ICI... 401kWire.com - Thursday, December 18, 2014 - Reader Rating: 1
Gallagher Makes Two Deals in Three Days Tis the season. An acquisition has just been finalized�.. 401kWire.com - Thursday, December 18, 2014 - Reader Rating: 1
A Maryland Advisory Shop Welcomes Two A Baltimore area retirement plan advisory shop recently hired two members to boost their retirement planning practice... 401kWire.com - Thursday, December 18, 2014 - Reader Rating: 1
PowerShares Powers Down 4 ETFs, Rewires 10 ETF shop unveils new names, some index switches and a handful of closures... MutualFundWire.com - Wednesday, December 18, 2013 - Reader Rating: 1
A New Focus Makes BlackRock Popular with the RIAs Consolidating the sales operations of BlackRock and iShares has helped kick up RIA initiatives... MutualFundWire.com - Wednesday, December 18, 2013 - Reader Rating: 1
Ultimus Sherpas a New Mutual Fund Fund servicer specializing in bringing managers to '40 Act Country garners a new client... MutualFundWire.com - Wednesday, December 18, 2013 - Reader Rating: 1
AB Appoints an Alts Czar Exec in newly created role will collaborate with investment and distribution honchos to drive AB's alts growth... MutualFundWire.com - Wednesday, December 18, 2013 - Reader Rating: 1
A $10B Asset Allocator Enters 401k David Hand helps an institutional asset manager launch DC-focused products... 401kWire.com - Wednesday, December 18, 2013 - Reader Rating: 1
El-Erian Gives 60/40 Odds for Fed Taper Pimco CEO says an asset purchase reduction would be only one part of any Fed plan... MutualFundWire.com - Wednesday, December 18, 2013 - Reader Rating: 1
Will These Fido Funds Be an Event? Reuters peers at two new event-driven funds... MutualFundWire.com - Wednesday, December 18, 2013 - Reader Rating: 1
These ETFs are Fancy Schmancy Barron's looks at four funds that go beyond vanilla... MutualFundWire.com - Wednesday, December 18, 2013 - Reader Rating: 1
Nearly $10B Flowed into This Goldman Fund, in 11 Months A bond fund that can make money even as interest rates rise. Who knew... MutualFundWire.com - Wednesday, December 18, 2013 - Reader Rating: 1
A $445MM 403(b) Consolidates Its Funds Menu There will be about 145 funds removed from the lineup... 401kWire.com - Tuesday, December 18, 2012 - Reader Rating: 1
Huntington Asset Services Shifts Upmarket Asset servicer and custodian preps to seize in underserved markets... MutualFundWire.com - Tuesday, December 18, 2012 - Reader Rating: 1
A DC I-O Takes Target Date Analysis Online PlanTools helps an industry veteran upgrade its support for advisors who are helping plan sponsors pick target date funds... 401kWire.com - Tuesday, December 18, 2012 - Reader Rating: 1
An Asset Management Firm Finds a Marketing Head Firm's previous fund marketing head left in November... MutualFundWire.com - Tuesday, December 18, 2012 - Reader Rating: 1
Diversified Wins a Children's Hospital Mandate The $80MM plan will be replacing its incumbent RKer, VALIC.. 401kWire.com - Tuesday, December 18, 2012 - Reader Rating: 1
SSgA Readies Three Active Equity ETFs They will be designed to minimize market risk... MutualFundWire.com - Tuesday, December 18, 2012 - Reader Rating: 1
Schwab Is Looking for a Market Commentator Investment arm continues to bolster its forces... MutualFundWire.com - Tuesday, December 18, 2012 - Reader Rating: 1
M* Lauds Calamos, MainStay and TFS The mutual fund ratings specialist unveil their first fund manager of the year nominees in a brand new category... MutualFundWire.com - Tuesday, December 18, 2012 - Reader Rating: 1
The Bidding War for Knight Intensifies Virtu and Getco both want to buy the formerly troubled market maker... MutualFundWire.com - Tuesday, December 18, 2012 - Reader Rating: 1
Chuck Jaffe Flings More Coal MarketWatch's razzing of the industry continues... MutualFundWire.com - Tuesday, December 18, 2012 - Reader Rating: 1
WSJ Sees Impeccable Timing in a J.P. Morgan ETF Launch The paper follows up on news that a controversial ETF just cleared a regulatory hurdle... MutualFundWire.com - Tuesday, December 18, 2012 - Reader Rating: 1
Direxion Shutters Three ETFs The funds failed to gain assets, according to an ETF Trends report... MutualFundWire.com - Tuesday, December 18, 2012 - Reader Rating: 1
AdvisorShares Launches a Multi-Asset Fund The fund will follow the strategic advice of Martin Pring... MutualFundWire.com - Tuesday, December 18, 2012 - Reader Rating: 1
The NYT Talks 401ks The Grey Lady writes about lingering frozen plans, and talks to Borzi... 401kWire.com - Tuesday, December 18, 2012 - Reader Rating: 1
Advisors Prize ETFs' Liquidity Cerulli reveals what attributes of ETFs most appeal to financial advisors, with liquidity garnering the highest ratings... MutualFundWire.com - Friday, December 18, 2009 - Reader Rating: 1
Peter Lynch Triples His Stake in an RKer The former star mutual fund manager takes a bigger chunk of an open architecture DC firm... 401kWire.com - Friday, December 18, 2009 - Reader Rating: 1
MainStay Enjoys a Record Year The flagship mutual fund family of the New York-based insurance giant saw sales spike and net new flows surpass the highest levels in the funds' history... MutualFundWire.com - Friday, December 18, 2009 - Reader Rating: 1
Providers Are Attracted to SPARK's Best Practices A survey from the SPARK Institute shows that plan providers are overwhelmingly adhere to its proposed guidelines. Meanwhile, the Institute asks for feedback on some new guidelines... 401kWire.com - Friday, December 18, 2009 - Reader Rating: 1
Long Adds an Actuarial Team to SageView's Quiver The California-based RIA expands on the East Coast... 401kWire.com - Friday, December 18, 2009 - Reader Rating: 1
A Boston Benefits Firm Taps an Insider as Marketing Chief An employee benefits consulting firm names its first director of marketing and communications... 401kWire.com - Friday, December 18, 2009 - Reader Rating: 1
A TPA Veteran Leads a Chicago Firm to DC A familiar face guides a new player into the retirement plan business... 401kWire.com - Friday, December 18, 2009 - Reader Rating: 1
A Federal Judge Reopens the NewRiver-Newkirk Patent Fight Watch for a new trial over alleged patent infringement... MutualFundWire.com - Friday, December 18, 2009 - Reader Rating: 1
Wells Fargo Participants Gain Access to Annuity Marketplace Wells Fargo's institutional retirement and trust division signs an agreement with Hueler Investment Services... 401kWire.com - Friday, December 18, 2009 - Reader Rating: 1
Fidelity's Murphy Makes Her First Major Hire Kathy Murphy turns to a WaMu nd Kmart alum to lead the online channels group within Fidelity's personal and workplace investing division... MutualFundWire.com - Friday, December 18, 2009 - Reader Rating: 1
Royce Launches a Mid-Cap Fund The Legg Mason subsidiary unveils its first mid-cap offering... MutualFundWire.com - Friday, December 18, 2009 - Reader Rating: 1
Plan Sponsors Increasingly Look to Annuities A study from an international consulting firm tracks how many plan sponsors offer annuities in their DC plans... 401kWire.com - Friday, December 18, 2009 - Reader Rating: 1
Gross Temporarily Takes Over Some Hedge Funds A derivatives exec departs and leaves an opening at Pimco... MutualFundWire.com - Friday, December 18, 2009 - Reader Rating: 1
Obama Picks Chao's Successor President-elect Barack Obama has reached a decision on who will take the helm of the labor department... 401kWire.com - Thursday, December 18, 2008 - Reader Rating: 1
An Insurer Plans to Cut 1,000 Jobs The firm will notify affected employees next month... 401kWire.com - Thursday, December 18, 2008 - Reader Rating: 1
Nearly 11 Percent of 403b Sponsors Wonder If They're Under ERISA A provider and an industry trade group team up to release their first non-profit sector DC survey... 401kWire.com - Thursday, December 18, 2008 - Reader Rating: 1
Lifecycle Funds Corner 7 Percent of 401k Assets EBRI and the ICI analyze lifecycle fund use by 401k plan participants... 401kWire.com - Thursday, December 18, 2008 - Reader Rating: 1
Spark Institute Answers More Technical 403b Questions The problem of information sharing continues to generate discussion in the DC industry... 401kWire.com - Thursday, December 18, 2008 - Reader Rating: 1
Schwab Connects Recordkeeper to RIAs A DC vendor unveils a partnership that allows fee-based advisors and TPAs to utilize more services... 401kWire.com - Thursday, December 18, 2008 - Reader Rating: 1
Cox Opens the Door to Schapiro Chris Cox, whose term as SEC chairman was set to expire in June of next year, says he will leave his post next month. The big question is whether a Wall Street insider can do better than a politician... MutualFundWire.com - Thursday, December 18, 2008 - Reader Rating: 1
Fidelity Touts its 403b Wins The Boston Behemoth offers a partial look into its list of new clients... 401kWire.com - Thursday, December 18, 2008 - Reader Rating: 1
FedEx Will Suspend Delivery of its 401k Match The shipping firm is the latest plan sponsor to cast its eye on the 401k match as part of cost-reduction efforts... 401kWire.com - Thursday, December 18, 2008 - Reader Rating: 1
SEC Greenlights XBRL Proposal Mutual funds will have to start electronically tagging key data in reports to the SEC by January 2011... MutualFundWire.com - Thursday, December 18, 2008 - Reader Rating: 1
Fundsters Saw Outflows Abate in November Fundsters saw better flows in November than at any time since Lehman Brothers' collapse... MutualFundWire.com - Thursday, December 18, 2008 - Reader Rating: 1
Reports: FINRA Chief Will Fill Cox's Shoes But what happens to the current SEC chairman?.. MutualFundWire.com - Thursday, December 18, 2008 - Reader Rating: 1
The Principal Makes a DB Purchase The provider is buying an Atlanta-based DB-focused firm... 401kWire.com - Tuesday, December 18, 2007 - Reader Rating: 1
BenefitStreet Clears its Throat, Barclays Hedges its DC Bet Mitchem didn't have all of her 401k chips on BenefitStreet. Meanwhile, BenefitStreet cuts ties with a key partner... 401kWire.com - Tuesday, December 18, 2007 - Reader Rating: 1
An Ex-Morgan Stanley Rep Settles with the SEC A former registered rep with Morgan Stanley Dean Witter from 2000-2003, has settled market-timing charges with the SEC... MutualFundWire.com - Tuesday, December 18, 2007 - Reader Rating: 1
Broker Wars, Wachovia Style PNC Investments asked a judge yesterday to halt Wachovia Securities to recruit its brokers and steal its secrets... MutualFundWire.com - Tuesday, December 18, 2007 - Reader Rating: 1
Wells Fargo Reorgs Advantage Funds Wells Fargo is reorganizing 15 of its Wells Fargo Advantage Funds... MutualFundWire.com - Tuesday, December 18, 2007 - Reader Rating: 1
CPI Adds Another Fund Family to its Platform The TPA has added a Chicago-based fund firm's offerings to its platform... 401kWire.com - Tuesday, December 18, 2007 - Reader Rating: 1
Broadridge Launches a Plan Communication Product Broadridge Financial Solutions has rolled out a Web-based product that enables providers to create communications for their clients... 401kWire.com - Tuesday, December 18, 2007 - Reader Rating: 1
Morgan Stanley Faces a Stock-Drop Suit A New York law firm has launched a class action suit on behalf of participants in Morgan Stanley's 401k plan... 401kWire.com - Tuesday, December 18, 2007 - Reader Rating: 1
DoL Proposes Rules for Penalizing Errant Plan Administrators The labor department has proposed regulation for assessing civil penalties against plan administrators who violate the new disclosure requirements set forth by the PPA... 401kWire.com - Tuesday, December 18, 2007 - Reader Rating: 1
CitiStreet Adds to its Fiduciary Services The provider has unveiled a new program... 401kWire.com - Tuesday, December 18, 2007 - Reader Rating: 1
Perritt Lands Retirement Distribution for its Funds Perritt Capital Management has landed a distribution deal with CPI Qualified Plan Consultants for its mutual funds... MutualFundWire.com - Tuesday, December 18, 2007 - Reader Rating: 1
Rollover Provider Announces C-Level Execs The firm has formally announced two high-level hires... 401kWire.com - Tuesday, December 18, 2007 - Reader Rating: 1
Goldman Earnings are Gold Plated Goldman Sachs has again asserted its dominance this year, releasing earnings that blew away the Street's estimates... MutualFundWire.com - Tuesday, December 18, 2007 - Reader Rating: 1
Jaffe Drops Part Two of His 'Lumps of Coal List' Chuck Jaffe is giving away coal like its a renewable resource... MutualFundWire.com - Tuesday, December 18, 2007 - Reader Rating: 1
Will Legg Mason be F�teing Mason's Replacement for the Holidays? The WSJ reports that Chip Mason's successor could appear soon, but it mentions no names... MutualFundWire.com - Tuesday, December 18, 2007 - Reader Rating: 1
Evergreen Plans to Fold Eight Muni Bond Funds into One Fund Wachovia's investment management arm wants to fold eight municipal bond funds into the Evergreen Municipal Bond Fund... MutualFundWire.com - Tuesday, December 18, 2007 - Reader Rating: 1
DST Rolls Out Education Tool The enhancement to the TRAC recordkeeping platform allows providers to include a forecast of participants' retirement balance and monthly retirement income in their statements... 401kWire.com - Monday, December 18, 2006 - Reader Rating: 1
For Capital Preservation, Stable Value is Still King Stable value funds may be losing default investment slots to target date funds and the like, but they're holding their own against other low-risk investment options. .. 401kWire.com - Monday, December 18, 2006 - Reader Rating: 1
Sponsor Merger Doesn't Lead to Advice Don't be fooled by reports to the contrary. .. 401kWire.com - Monday, December 18, 2006 - Reader Rating: 1
Midwest Provider Bolsters Auto Enrollment Service The firm is also still on the hunt for acquisitions... 401kWire.com - Monday, December 18, 2006 - Reader Rating: 1
Get Your Armor Via ExpertPlan The outsourced provider teams up with an online insurance company. .. 401kWire.com - Monday, December 18, 2006 - Reader Rating: 1
A Good 4th Quarter at Bisys, Except ... Aside from the lawsuits, the back office provider says everything's hunky-dory, but change could be coming... 401kWire.com - Monday, December 18, 2006 - Reader Rating: 1
Janus In Settlement Talks CEO Mark Whisten is negotiating a settlement with Colorado officials that would deflect a possible fraud complaint against the fund firm... MutualFundWire.com - Thursday, December 18, 2003 - Reader Rating: 1
Security Trust Case Brought to Grand Jury Spitzer has reportedly convened a secret grand jury. The move suggests that more charges could be coming... 401kWire.com - Thursday, December 18, 2003 - Reader Rating: 1
Two Firms Join Forces To Offer Advice To Fund Cos. New partnership aims to give fund cos a hand in a host of procedures... MutualFundWire.com - Thursday, December 18, 2003 - Reader Rating: 1
Putnam Adds Feature To Its K-Plan Product Newest feature will allow participants to choose their deferrals... 401kWire.com - Thursday, December 18, 2003 - Reader Rating: 1
Testa to Retire from T. Rowe Price The Baltimore fund firm is filling the CIO post internally... MutualFundWire.com - Thursday, December 18, 2003 - Reader Rating: 1
Alliance Agrees to Terms With Investigators The money management firm will take a $140 million charge this quarter to account for its settlement of timing charges... MutualFundWire.com - Thursday, December 18, 2003 - Reader Rating: 1
BISYS Lands Indy-K Client New Jersey-based company signs up for an outsourced plan... 401kWire.com - Thursday, December 18, 2003 - Reader Rating: 1
Co. Revs Up Its Retirement Plan Product Using a new tool, recordkeeper adds customization to its enrollment kits... 401kWire.com - Thursday, December 18, 2003 - Reader Rating: 1
Spitzer May be Targeting Another Brokerage Next The relationships of the California-based brokerage firm have been sketchy for years... MutualFundWire.com - Thursday, December 18, 2003 - Reader Rating: 1
Alger Exec Gets Jail Time for Hindering Investigators A fund executive will serve one to three years for tampering with evidence in a improper trading investigation... MutualFundWire.com - Thursday, December 18, 2003 - Reader Rating: 1
Is the Love Affair with Stocks Over? Fixed income funds captured 95 percent of new money going to brokerage accounts in the third quarter, says Schwab... 401kWire.com - Wednesday, December 18, 2002 - Reader Rating: 1
Federated Hits Reset with Kaufman Fund Ten months ago the firm merged its Federated Small Cap Fund out of existance. As of today a similar product with the same name is back on its shelf... MutualFundWire.com - Wednesday, December 18, 2002 - Reader Rating: 1
Watson Wyatt Offering Aggregated Statements The consultants all-in-one HR statement will cover 401k benefits... 401kWire.com - Wednesday, December 18, 2002 - Reader Rating: 1
401Konnect Partners to Offer Full Turnkey Solution The Palo Alto-based firm offers a new fee-based service to support advisors with plan prospecting, sales and service... 401kWire.com - Wednesday, December 18, 2002 - Reader Rating: 1
MFS Ties Into BabyMint The distribution deal may increase the profile of its 529 with advisors... MutualFundWire.com - Wednesday, December 18, 2002 - Reader Rating: 1
Social Investor Wants Quick Implementation of Rules Amy Domini argues that the number of comment letters received by the SEC proves that fund shareholders are interested in seeing the info... MutualFundWire.com - Wednesday, December 18, 2002 - Reader Rating: 1
Conseco Funds Not Effect by Chapter 11 The $450 million fund family is not a part of the filing made by the insurance holding company last night... MutualFundWire.com - Wednesday, December 18, 2002 - Reader Rating: 1
W&R Closes on Mackenzie Buy Kansas City-based Waddell & Reed Financial has closed its acquisition of Mackenzie Investment Management... MutualFundWire.com - Wednesday, December 18, 2002 - Reader Rating: 1
Kasina Ranks to Web Sites The consulting firm has published its 2002 rankings of the top fund firm Web sites... MutualFundWire.com - Wednesday, December 18, 2002 - Reader Rating: 1
Roye Explains SEC Position on Disclosure The proposed rules requiring funds to disclose holdings on a quarterly basis will not open the industry to front running, says Paul Roye... MutualFundWire.com - Wednesday, December 18, 2002 - Reader Rating: 1
GE Will Shrink its Fund Lineup The firm will liquidate five funds in 2003 to bring its family down to 30 members... MutualFundWire.com - Wednesday, December 18, 2002 - Reader Rating: 1
Morgan Stanley Gets Help on New IndyK Plan The brokerage aims to provide a competitive program for self-employed biz owners with the support of an outsourced recordkeeper... 401kWire.com - Wednesday, December 18, 2002 - Reader Rating: 1
CSAM to Merge Four Funds Still another fund firm is trimming its product offering for the Holidays... MutualFundWire.com - Wednesday, December 18, 2002 - Reader Rating: 1
Few Providers Yet Offer Direct-Real Estate Buys Salomon Smith Barney is one of the few providers yet willing to run indy-k plans holding real estate... 401kWire.com - Wednesday, December 18, 2002 - Reader Rating: 1
Judge Puts Off Ruling on UAL ESOP Sale State Street will have to wait until at least New Year's Eve before it will be able to sell the remaining UAL shares in the airline ESOP... 401kWire.com - Wednesday, December 18, 2002 - Reader Rating: 1
Do High Fees Hurt Fund Sponsors? Taking a large fee out of a fund today may spell revenue trouble for the fund sponsor in the long run... MutualFundWire.com - Tuesday, December 18, 2001 - Reader Rating: 1
S&P Points Out High Expense Funds More Enron Blowback ... DoL Hints of Simplified SBDA Reporting ... GoldK Selects Voxeo. .. MutualFundWire.com - Tuesday, December 18, 2001 - Reader Rating: 1
Another Actively Managed Fund from Vanguard The firm is offering clients its sixth actively managed product. And it reports that 2001 was pretty sunny for the Crew in Valley Forge... MutualFundWire.com - Tuesday, December 18, 2001 - Reader Rating: 1
Northern Trust Woos Rollovers The bank has put together a new service to build it relationship with participants and hopefully catch rollovers. .. 401kWire.com - Tuesday, December 18, 2001 - Reader Rating: 1
Spectrem Says Hybrids Plans are Greatest Opp You may have heard it before, but now combined DB and DC administration is poised to take off, says the consultant. .. 401kWire.com - Tuesday, December 18, 2001 - Reader Rating: 1
Suffolk Capital Management Sold An old UAM unit is put up on the block... MutualFundWire.com - Tuesday, December 18, 2001 - Reader Rating: 1
DoL Hints of Simplified SBDA Reporting More Enron Blowback ... DoL Hints of Simplified SBDA Reporting ... GoldK Selects Voxeo... 401kWire.com - Tuesday, December 18, 2001 - Reader Rating: 1
Top Marketer at Villanova The firm has a top executive for its marketing division... MutualFundWire.com - Tuesday, December 18, 2001 - Reader Rating: 1
Funds Cut Down Forrester's study says folios level the axe at the fund industry: sees $1 trillion in felled assets... MutualFundWire.com - Monday, December 18, 2000 - Reader Rating: 1
It Takes A Village Broker Village has set up camp, prepares for colonization... MutualFundWire.com - Monday, December 18, 2000 - Reader Rating: 1
The Priesthood of the Participant Technological changes have wrought unintended consequences since time the time of Gutenberg. The printing press led directly to the reformation. How does this relate to 401k? Mark Davis explains... 401kWire.com - Monday, December 18, 2000 - Reader Rating: 1
Mark to Market .. 401kWire.com - Monday, December 18, 2000 - Reader Rating: 1
Banks Shift on Riverfront Providential change in fund name and strategy: value has value... MutualFundWire.com - Monday, December 18, 2000 - Reader Rating: 1
Sky Gets Connected The network of financial intermediaries is offering 401Konnect as a 401k selection tool... 401kWire.com - Monday, December 18, 2000 - Reader Rating: 1
Liberty Speeds Down State Street The fund firm has tapped the Boston firm to provide its TA and back office operations... MutualFundWire.com - Monday, December 18, 2000 - Reader Rating: 1
Auto Firm Adds Social Fund Ford Motor has added a socially responsible fund to its $20 billion defined contribution program... 401kWire.com - Monday, December 18, 2000 - Reader Rating: 1
December 18, 2000 401k Investors Hit by ATT's Fall ... Clipper Manager Justified ... Icon Profiled ... Putnam Net Fund Still Going. .. 401kWire.com - Monday, December 18, 2000 - Reader Rating: 1
December 18, 2000 Clipper Manager Justified ... Icon Profiled ... Putnam Net Fund Still Going... MutualFundWire.com - Monday, December 18, 2000 - Reader Rating: 1
Week of December 14, 1998 The Week in Searches The Weekly Roundup is a regular column examining the RFPs, that appeared on our pages and the pages of other publications this week... 401kWire.com - Friday, December 18, 1998 - Reader Rating: 1
IRS Submits Paperless Plan Administration Proposed Regs The Internal Revenue Service has released proposed regulations which would allow paperless transactions in qualified plans. .. 401kWire.com - Friday, December 18, 1998 - Reader Rating: 1
What Does the PWBA Want to Know About Your Y2K Compliance? How are DoL investigators evaluating plan sponsors� fiduciary liability on the �Year 2000� issue? Answers lie in the Department�s memo to regional and district offices... 401kWire.com - Friday, December 18, 1998 - Reader Rating: 1

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