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News Stories Archives - Since 1998
A 1,400-Fund Family Adds a Manufacturing ETF The new, passively managed fund debuted last week on the NYSE Arca... MutualFundWire.com - Tuesday, July 23, 2024
At an AM Titan, a Former DC I-O Chief Reflects The shifting executive first joined the asset manager 24 years ago... 401kWire.com - Tuesday, July 23, 2024
Vance Joins a KPA Aggregator The new hire's start date was July 9... 401kWire.com - Tuesday, July 23, 2024
34,000 Clients In Less Than Four Years A publicly traded recordkeeper's team celebrates some big milestones... 401kWire.com - Tuesday, July 23, 2024
The First Nine Spot Ether ETPs Arrive The funds reportedly received their final necessary SEC blessings yesterday afternoon, setting up the funds' launch today... MutualFundWire.com - Tuesday, July 23, 2024
14 Years In, a Gator State Ameritas Vet Joins TRPC Updated \| The new hire will serve in a newly created role at the USRBP shop... 401kWire.com - Tuesday, July 23, 2024 - Reader Rating: 5
$8.8B Flows Out of Equity Funds Refinitiv Lipper's team reveals the latest weekly U.S. fund flows data... MutualFundWire.com - Friday, July 23, 2021
Hey, Siri: Where is That Sentinel Vet Headed? A veteran 401(k) tech executive recently shifted outside the industry to a giant tech firm... 401kWire.com - Friday, July 23, 2021
Envestnet Teams Up With a PEP Startup The publicly traded TAMP will power the investment lineup and models within a new 401(k) program for small businesses... 401kWire.com - Friday, July 23, 2021 - Reader Rating: 1
A $2.1B-AUM 401k and WM RIA Sells A Palmetto State team joins a private equity-backed acquirer... 401kWire.com - Friday, July 23, 2021
$500MM In Six Years A multinational PE firm's U.S. mutual fund passes a big threshold... MutualFundWire.com - Friday, July 23, 2021
Morgan Stanley Partners With a Robo RKer The wirehouse is also participating in the startup's most recent fundraising round... 401kWire.com - Friday, July 23, 2021
How KPAs Can Help Plan Sponsors Pondering PE My colleague, Lauren Corradi, talks to a DC I-O about the recent DoL guidance on fitting private equity inside defined contribution plans... 401kWire.com - Thursday, July 23, 2020
El-Erian Will Guide This $4.75B-AUM Shop The ex-Pimco chief has been an investor in the firm since last year... MutualFundWire.com - Thursday, July 23, 2020
In Arizona, an ICMA-RC Exec Rises The freshly promoted exec reports to Scott Vensor... 401kWire.com - Thursday, July 23, 2020
Huscroft Anoints a Key Mutual of Omaha 401k Leader The appointment follows an interim move earlier this year... 401kWire.com - Thursday, July 23, 2020 - Reader Rating: 1.2
The 401k Summit Goes Virtual The NAPA team adjusts yet again as the coronavirus crisis continues... 401kWire.com - Thursday, July 23, 2020
An ERISA Legal Eagle Will Lead This Trade Group A former local chapter chief takes over... 401kWire.com - Thursday, July 23, 2020
Bridge Builder Maintains Speed The M* team updates U.S. flows data for June 2020 for ETFs and long-term, open-end mutual funds... MutualFundWire.com - Thursday, July 23, 2020
A Top Allianz Finance Exec Retires After 12 years with the company, an executive departs... MutualFundWire.com - Tuesday, July 23, 2019
A Southeast RVP Leaves Transamerica A VP of emerging markets says goodbye... 401kWire.com - Tuesday, July 23, 2019
An Ascensus Alum Joins Sentinel He brings with him more than 10 years of experience in working with retirement plans... 401kWire.com - Tuesday, July 23, 2019 - Reader Rating: 5
Trump Taps an Architect of the Fiduciary Reg's Demise Defined contribution insiders weigh in on the President's choice to succeed Acosta as head of the DoL... 401kWire.com - Tuesday, July 23, 2019
Mellody Hobson Reminisces The Ariel co-CEO talks to the NYTimes about her first job, her mom, and more... MutualFundWire.com - Tuesday, July 23, 2019
LPL and Gladstone Welcome an Ex-Commonwealth KPA He hopes to improve his independent practice by joining this team... 401kWire.com - Tuesday, July 23, 2019
A Veteran Midwestern Fund Entrepreneur Takes Things Up a Notch A family mutual fund shop starts getting the word out and reaches for low-hanging fruit. Perhaps next year they'll hire distribution experts... MutualFundWire.com - Monday, July 23, 2018
CUNA Mutual's Riccio Listens to TPAs CUNA Mutual hosts a TPA roundtable in Charleston. .. 401kWire.com - Monday, July 23, 2018 - Reader Rating: 5
Sarcone Returns to the 401k Data Biz Four years after selling PensionPlanet, the entrepreneur has started up a competitor... 401kWire.com - Monday, July 23, 2018
Week In Preview, July 23-29 This week the BPC is kicking off a campaign about retirement security in America... 401kWire.com - Monday, July 23, 2018
Week In Preview, July 23-29 This week several publicly traded asset managers are reporting their earnings... MutualFundWire.com - Monday, July 23, 2018
A Midwest Energy Co. Remains With Empower Empower keeps an ex-JPM customer. .. 401kWire.com - Thursday, July 23, 2015 - Reader Rating: 5
An $8.5B Subadvisor Launches Its First Fund An institutional leveraged credit asset manager is offering its own mutual fund for the first time... MutualFundWire.com - Thursday, July 23, 2015 - Reader Rating: 4
Who's in Charge After the Hancock-NYL Deal? After Hancock's New York Life deal, who stands where?.. 401kWire.com - Thursday, July 23, 2015 - Reader Rating: 3.5
515 Fiduciary Reg Comments and Counting Fundsters and a host of others all make their voices heard regarding the DoL's proposals... MutualFundWire.com - Thursday, July 23, 2015
Former Ascensus Employee Rejoins in a SVP role Ascensus has appointed a new senior vice preside of service delivery... 401kWire.com - Thursday, July 23, 2015 - Reader Rating: 4
The DoL Sues a Plan Sponsor Over Contributions Perez sics his legal team on a sponsor..... 401kWire.com - Thursday, July 23, 2015 - Reader Rating: 5
Cerulli's Goal is to Shift Retirees Focus Are plan participant's retirement focus misguided?.. 401kWire.com - Thursday, July 23, 2015
A Senior Plan Advisor Joins a GA Shop A senior plan advisor located in Georgia recently joined a new practice. .. 401kWire.com - Thursday, July 23, 2015
Something Is Rotten In the State of Robo-Advisor Valuations Many reporters and financial services insiders alike are entranced by the latest robo-advisor craze. How much are these startups really worth?.. MutualFundWire.com - Thursday, July 23, 2015 - Reader Rating: 2
401ks vs. HSAs: How Do Sponsors Approach the Savings Debate? The rise of consumer-directed health plans leaves sponsors with an interesting dilemma: should participants be directing contributions to their 401k or their health plan? A few large and mega sponsors offer their philosophies. .. 401kWire.com - Wednesday, July 23, 2014 - Reader Rating: 5
For Its Select List, Ray Jay Wants Three Things Researchers focus on a fund firm's investment team when searching for candidates for the B-D's Highly Recommended list... MutualFundWire.com - Wednesday, July 23, 2014 - Reader Rating: 5
Mike West Invites More Managers to His Back Porch The Knoxville, Tennessee-based fund adopter, after launching a fund helmed by AJO, is hungry for additional sub-advisors... MutualFundWire.com - Wednesday, July 23, 2014
Two DC I-O Execs Join BMO Alumni of Russell and Transamerica join the global asset manager's DC I-O team... 401kWire.com - Wednesday, July 23, 2014
Kalamarides Inducts a Stable Value Chief at Pru Michael Davis' vacant seat at Pru has been filled by a stable value vet... 401kWire.com - Wednesday, July 23, 2014 - Reader Rating: 3
A Virginia KPA Shop Swaps B-Ds A Virginia-based independent service provider switches broker dealers..... 401kWire.com - Wednesday, July 23, 2014
Sperling Advocates 401k Reform The Grey Lady publishes his column on reforming 401(k)s... 401kWire.com - Wednesday, July 23, 2014
Pundits Pooh Pooh Pointless Complexity You really want to stand out of the crowd, mutual fund columnists write, try to be right, instead of just being different... MutualFundWire.com - Wednesday, July 23, 2014
Despite Sponsors' Fears, Most Participants Want a Slight Nudge, Or More A DC I-O surveys more than 1,600 participants to better understand their behavior, motivations and preferences... 401kWire.com - Wednesday, July 23, 2014
NFP Amps Up Its DC Plan Support For HNW Advisors The brokerage's indie advisor arm launches a retirement center... 401kWire.com - Tuesday, July 23, 2013
Cetera Lures a BNY Honcho Exec had served as president and chief executive of BNY distro arm Lockwood Advisors, and as president of Managed Investments... MutualFundWire.com - Tuesday, July 23, 2013
Former Jennison CEO Named Legg Mason Chair Appointee had also senior management roles at JP Morgan Fleming Asset Management, Goldman Sachs and served in the Reagan Administration... MutualFundWire.com - Tuesday, July 23, 2013
Fee-Free Week? It Does Exist! Sharebuilder is hosting a "fee-free" week. .. 401kWire.com - Tuesday, July 23, 2013
Rekenthaler Skewers Market Neutral Funds John Rekenthaler has a strong dislike for market neutral funds and he spends an entire column explaining why. .. MutualFundWire.com - Tuesday, July 23, 2013
Alex Matturri Raises Specter of More Regulation Alex Maturri, CEO of S&P Dow Jones Indices, mentioned the lack of transparency in ETFs and lack of rules around transparency, in a Bloomberg interview. .. MutualFundWire.com - Tuesday, July 23, 2013
Bob Doll Opines On Equities in INews The equities guru Nuveen is counting on to sharpen their image has penned a piece in InvestmentNews, informing investors to look at overall revenues in earnings reports... MutualFundWire.com - Tuesday, July 23, 2013
Trade Press Diaspora Continues One mutual fund pub loses senior management, while another news outlet makes two key hires.. MutualFundWire.com - Tuesday, July 23, 2013
Barrons: Choose Second-Most Volatile ETFs Even for the risk-averse, low volatility ETFs don't always protect you from risk... MutualFundWire.com - Tuesday, July 23, 2013
Callahan Says Goodbye to a Top Transamerica Vet The move comes after Aegon unified its Transamerica and Diversified retirement units under the Transamerica brand... 401kWire.com - Tuesday, July 23, 2013 - Reader Rating: 3.5
BlackRock and Pimco Part Ways on Europe There has been a selloff in European bond markets but one BlackRock executive is convinced the reaction was overblown. .. MutualFundWire.com - Tuesday, July 23, 2013
Direxion's Board has Approved Changes to Funds The board of trustees of Direxion Shares ETF Trust has approved share splits of the issued and outstanding shares of the Direxion Daily Gold Miners Bear 3X Shares and the Direxion Daily Healthcare Bull 3X Shares. [SEC Filing]... MutualFundWire.com - Tuesday, July 23, 2013
New PM Joins an Invesco Fund Invesco [profile] has amended the PMs for the Summit Fund. Ido Cohen has served as PM for the fund since 2013 and Erik Voss has served as PM for the fund since 2012. [SEC Filing]. .. MutualFundWire.com - Tuesday, July 23, 2013
An Artisan Fund Updates Investment Strategies Effective immediately, Artisan [profile] has amended the principal investment strategies for the Artisan International Value Fund. [SEC Filing]... MutualFundWire.com - Tuesday, July 23, 2013
Direxion's Board has Approved A Reverse Split The board of trustees of Direxion Shares ETF Trust has approved a reverse split of the issued and outstanding shares of the Direxion Daily Developed Markets Bear 3X Shares, Direxion Daily Gold Miners Bull 3X Shares, Direxion Daily India Bull 3X Shares, Direxion Daily Natural Gas Related Bear 3X Shares, Direxion Daily Real Estate Bear 3X Shares, Direxion Daily S&P 500 Bear 3X Shares and the Direxion Daily Semiconductor Bear 3X Shares. [SEC Filing]. .. MutualFundWire.com - Tuesday, July 23, 2013
New PM Joins Goldman Sachs Fund Goldman Sachs [profile] has amended the PMs for the Goldman Sachs Growth Opportunities Fund. Craig Glassner has joined the PM team for the fund. [SEC Filing]... MutualFundWire.com - Tuesday, July 23, 2013
Tyrie Takes the Reins at Reorganized BofA Merrill As BofA Merrill Lynch combines their institutional retirement and personal wealth divisions, David Tyrie will take the lead... 401kWire.com - Tuesday, July 23, 2013 - Reader Rating: 4.5
September Memorial Planned for Herb Allison The former Merrill Lynch president ran Fannie Mae and TARP during the crisis. He also helped TIAA-CREF adopt more of a retail focus... MutualFundWire.com - Tuesday, July 23, 2013
Here are Today's Major ETF Stories The financial media is writing a lot about ETFs lately, especially the BlackRock comment that ETFs are the "true market.".. MutualFundWire.com - Tuesday, July 23, 2013
SEC Warns Money Fund PMs of Tri Party Repos Reurters reports that the SEC issues a new guidance on money funds and repos... MutualFundWire.com - Tuesday, July 23, 2013
Legg Bolsters Lagging Fixed Income Group With New Hire Legg Mason is trying to get a leg up on the competition... MutualFundWire.com - Tuesday, July 23, 2013
Stork and Reaper for July 23, 2012 The MFWire's daily report on mutual fund births, deaths, and changes... MutualFundWire.com - Monday, July 23, 2012
First Trust Kicks Off Trading Day First Trust celebrates the launch of its first actively managed ETF... MutualFundWire.com - Monday, July 23, 2012
Jake Rie Joins TIAA-CREF The former AllianceBernstein director has found new digs.. 401kWire.com - Monday, July 23, 2012 - Reader Rating: 1
Media-Investment Company's $150MM Plan Switched to Mercer GroupM worldwide switched recordkeeper on the plan covering its U.S. employees.. 401kWire.com - Monday, July 23, 2012
MassMutual Adds a Florida Director New hire will also cover Puerto Rico.. 401kWire.com - Monday, July 23, 2012 - Reader Rating: 3.5
John Hancock Funds Emphasizes the Value of Retirement Plan Advisors A new program from the fund firm shows sponsors that retirement plan advisors bring the bang for the buck.. 401kWire.com - Monday, July 23, 2012
Vanguard ETF Report Critical of Back-Tested Data Fund firm's research shows that ETFs that provide "back-tested" benchmarking data attract more assets but don't perform any better.. MutualFundWire.com - Monday, July 23, 2012
A $1.8B Stable Value Fund Catches the DoL's Eye A wire service reports that the regulatory agency may have begun to formally examine a product that already faces legal action from a participant... 401kWire.com - Monday, July 23, 2012 - Reader Rating: 3
Barron's Cries Foul on Back-Tested ETF Performance Data But ETFs with back-tested data outsell those without, new research shows.. MutualFundWire.com - Monday, July 23, 2012
Pimco PM Finds Perks in Being a Vulture Pimco PM Dan Ivascyn explains how "toxic" mortgage-backed securities nourished his fund's returns.. MutualFundWire.com - Monday, July 23, 2012
ING Votes Against Sudan-Related Holdings ING takes a neutral stance... MutualFundWire.com - Monday, July 23, 2012
Jaffe: Investors Are Smarter Than We Think Research shows that investors are not as reckless as perceived... MutualFundWire.com - Monday, July 23, 2012
Fink Gets Tough on PMs BlackRock chief expects managers to step up following Doll's retirement... MutualFundWire.com - Monday, July 23, 2012
Pioneer Expands in Asia Pioneer Investments is looking to hire new blood... MutualFundWire.com - Monday, July 23, 2012
NY Life Appoints A New VP New York Life Retirement Plan Services expands their West Coast presence. .. 401kWire.com - Monday, July 23, 2012 - Reader Rating: 1
Charlie R Talks to Chuck The former Plan Sponsor publisher deepens his ties with Charles Schwab... 401kWire.com - Friday, July 23, 2010 - Reader Rating: 1
Vanguard's Participation Rate Declines in '09 Vanguard's plan paticipation rate dropped last year. .. 401kWire.com - Friday, July 23, 2010
Manning & Napier's DC I-O Point Man Moves On The exec takes a new gig this month... 401kWire.com - Friday, July 23, 2010 - Reader Rating: 3
RiverSource Tweaks its Retirement Approach Ameriprise drops some retirement-plan focused share classes from 36 funds... 401kWire.com - Friday, July 23, 2010
Schwab Preps Three Bond ETFs The brokerage firm turned ETF advisor is expanding its family with a series of Treasury tracking funds... MutualFundWire.com - Friday, July 23, 2010
Invesco Ticks Off Select Sector SPDR Trust The Select Sector SPDR Trust slapped suit against Invesco on Friday, accusing the firm of trademark infringement... MutualFundWire.com - Friday, July 23, 2010
Target Dates Account for Nearly a Third of T. Rowe's Inflows The Baltimore-based firm unveils its Q2 2010 numbers... 401kWire.com - Friday, July 23, 2010
T. Rowe's Team Expands The Baltimore-based mutual fund firm unveils its Q2 2010 earnings... MutualFundWire.com - Friday, July 23, 2010
EM Bond Funds are Bringing Sexy Back EM bond funds should be long-term plays, not short-term bets, says Morningstar's Kevin McDevitt... MutualFundWire.com - Friday, July 23, 2010
Federated's Earnings Fall 10.5 Percent in Q2 The Pittsburgh-based asset manager sees a 10.5 percent drop in profits and a 25 percent decline in revenue... MutualFundWire.com - Friday, July 23, 2010
McCarthy's MSSB Retirement Team Takes Shape The top retirement exec at the new mega-wirehouse names his direct reports and evaluates the direction of the unit... 401kWire.com - Thursday, July 23, 2009 - Reader Rating: 4
Thomasson Hires a Sales Chief for DailyAccess The Alabama-based provider adds a new exec... 401kWire.com - Thursday, July 23, 2009 - Reader Rating: 5
Neuberger Berman Buys a Piece of Lehman The New York City-based fund firm is buying a trust company... MutualFundWire.com - Thursday, July 23, 2009
Old Mutual Plans to Cut Sales Staff and Shrink its Fund Lineup The firm unveiled a two-pronged strategy on Thursday... MutualFundWire.com - Thursday, July 23, 2009 - Reader Rating: 1
Advisers Expect to Cut Back Their Clients' Mutual Fund Holdings A recent poll predicts increased ETF market share at the expense of mutual fund assets... MutualFundWire.com - Thursday, July 23, 2009 - Reader Rating: 4
Neuberger Co-Founder Turns 106 Roy Neuberger, who co-founded the asset management firm in 1939, celebrated his 106th birthday on Tuesday... MutualFundWire.com - Thursday, July 23, 2009 - Reader Rating: 5
McCarthy Leaves ING UPDATED\| Sandy McCarthy is leaving ING to take the top job at a Massachusetts-based recordkeeper... 401kWire.com - Thursday, July 23, 2009 - Reader Rating: 1.3
DC Participant Count Dips at DST The outsourced recordkeeper claims 3.4 million participants on its systems... 401kWire.com - Thursday, July 23, 2009
A Green Century Fund Reveals its Carbon Footprint A new marketing scheme may be on the horizon for SRI funds.. MutualFundWire.com - Thursday, July 23, 2009 - Reader Rating: 5
Cohen & Steers Posts a Q2 Loss The New York City-based REIT mutual fund specialist swung to a loss during the second quarter... MutualFundWire.com - Thursday, July 23, 2009 - Reader Rating: 5
Keeley Sees Green A private equity firm has made a minority investment in the Chicago asset manager. .. MutualFundWire.com - Wednesday, July 23, 2008
AIG Retirement Woos the Independents AIG Retirement Services is stepping up its efforts to broaden distribution among independent advisors... 401kWire.com - Wednesday, July 23, 2008 - Reader Rating: 1
Fink Still Wins, Even if Thain Loses The two companies have updated their stockholder agreement... MutualFundWire.com - Wednesday, July 23, 2008 - Reader Rating: 5
A Texas Bank Unveils Multi Employer Plan Product The bank charges an annual recordkeeping expense of $250... 401kWire.com - Wednesday, July 23, 2008
AMG Makes a Double Play The roll-up firm has made two purchases in the asset management space... MutualFundWire.com - Wednesday, July 23, 2008 - Reader Rating: 4
An ETF Giant Preps Target Funds The biggest ETF player is preparing to launch target-date and target-risk funds... 401kWire.com - Wednesday, July 23, 2008 - Reader Rating: 3
Fidelity Hires a JPMorgan Vet for its RIA Biz Fidelity has tapped a 12-year JPMorgan vet to head up relationship management at its independent advisor business... MutualFundWire.com - Wednesday, July 23, 2008
Mall Manager Taps Plan Advisor, Switches Providers A Midwestern sponsor moves its DC plan, with a little help from some local experts... 401kWire.com - Wednesday, July 23, 2008
Victory Looks to Spread the Word on Collective Funds The Ohio-based asset manager wants advisors, providers and sponsors to better understand a DC alternative to mutual funds... 401kWire.com - Wednesday, July 23, 2008 - Reader Rating: 3
Fetting Says Legg to Pursue Deals and New Channels Legg Mason's recently installed CEO told shareholders the company hopes to use cash it raised this year to "play defense and offense." .. MutualFundWire.com - Wednesday, July 23, 2008
NatCity Set to Shop its Funds Arm The bank, hit hard by the credit crunch, has taken the first step towards a possible sale of its Allegiant Funds arm... MutualFundWire.com - Wednesday, July 23, 2008
DoL Proposes Fee Disclosure Regs for 401k Participants Plan fiduciaries are required to provide investment-related information in a comparative chart or similar format... MutualFundWire.com - Wednesday, July 23, 2008
The Hartford To Plunk Down $115 Million In Settlement The Connecticut-based firm has agreed to shell out a total of $115 million to settle allegations brought by attorneys general of three states... MutualFundWire.com - Monday, July 23, 2007
Sentinel Rebrands, Pulls the Plug on Green Mountain Boy The Montpelier, Vermont based asset manager has changed its name and logo... MutualFundWire.com - Monday, July 23, 2007 - Reader Rating: 3.14
Transamerica Boosts Fund Sales Team The asset manager has added three divisional vice presidents... MutualFundWire.com - Monday, July 23, 2007 - Reader Rating: 3
BofA Names Execs in Private Wealth Management Following the close of th U.S. Trust acquisition, Bank of America has named the executives that will lead the investments, specialized client solutions group, wealth structuring, and credit & banking delivery teams... MutualFundWire.com - Monday, July 23, 2007 - Reader Rating: 3
Touchstone Hires Wholesaler The new hire at the Cincinnati-based asset manager will focus on the New York area... MutualFundWire.com - Monday, July 23, 2007
Schwab to Launch California AMT Tax-Free Fund The San Francisco-headquartered firm is set to launch a new fund... MutualFundWire.com - Monday, July 23, 2007
Spark Institute: Keep Fee Info Short and Simple The organization cautioned that an over-emphasis on fees could result in poor investment decisions, lower employee participation and contributions... 401kWire.com - Monday, July 23, 2007
Lincoln's Corporate Planning Head Retires The exec overseeing M&A and branding at the Philadelphia company is retiring... 401kWire.com - Monday, July 23, 2007
Report: DoL Refuses to Budge on Stable Value Stance The labor department has reportedly refused to give in to the urging of the insurance industry to make stable value funds a part of the list of qualified default options for 401ks... 401kWire.com - Monday, July 23, 2007 - Reader Rating: 3
Janney Completes TradeWeb Deployment Thomson TradeWeb announced that Janney Montgomery Scott LLC has completed the deployment of the TradeWeb Retail platform to most of its 900 reps in 100 branch offices nationwide... MutualFundWire.com - Monday, July 23, 2007 - Reader Rating: 3.17
Claymore ETF Unit Hits Milestone The ETF division of Claymore Securities has reached the $1 billion in assets under management... MutualFundWire.com - Monday, July 23, 2007 - Reader Rating: 2.75
Pershing Adds Neovest to Tech Solutions Pershing LLC has added Neovest, Inc. to its suite of open architecture trading technology solutions... MutualFundWire.com - Monday, July 23, 2007 - Reader Rating: 3.17
Alpine Woods Investments Co-Founder Gives Back Steve Lieber is giving back through his involvement in a non-profit organization that benefits mentally ill people... MutualFundWire.com - Monday, July 23, 2007
Fund Firms Seen To Chalk Up Rise in Q2 Profits The second quarter brought an increase in profits to fund firms, according to analyst estimates... MutualFundWire.com - Monday, July 23, 2007
Gov Issues New Guidance on HSAs A 30-page document clarifies health savings accounts... 401kWire.com - Friday, July 23, 2004
Pru Managed Account Pro Finds New Home A senior vice president joins Citigroup Asset Management as a managing director... MutualFundWire.com - Friday, July 23, 2004
Brookman Leaves NYLIM After a long career at New York Life, the retirement exec takes up residence at Citigroup... 401kWire.com - Friday, July 23, 2004
BlackRock Earnings Do Not Disappoint The bond manager beats earnings estimates by two cents. .. MutualFundWire.com - Friday, July 23, 2004
Pru Unit Elects Chair for Audit Committee Daniel Kearney was elected to the board of Prudential bank unit... 401kWire.com - Friday, July 23, 2004
Two 401k-Makers Win Nod From Advisor Group The pact gives a recordkeeper and bundled provider access to another hundred RIAs... 401kWire.com - Friday, July 23, 2004
SEC IDs Those Behind 9/11 Trades Did the investments of a hedge fund manager and newsletter readers cause undue alarm?.. MutualFundWire.com - Friday, July 23, 2004
SEC IDs Those Behind 9/11 Trades Did the investments of a hedge fund manager and newsletter readers cause undue alarm?.. 401kWire.com - Friday, July 23, 2004 - Reader Rating: 2
Searches Reported This Week Pearson picks J.P. Morgan; Playboy drops INVESCO; decisions on investment consultants come in... 401kWire.com - Friday, July 23, 2004
NYLIM Recruits Three Regional Wholesalers Pacific Northwest, Ohio and Mid-Atlantic states get new VPs from Victory, Pioneer and BlackRock... MutualFundWire.com - Friday, July 23, 2004
Schwab Denies Biz is for Sale Schwab memo: There are no sacred cows. Chuck: Company and U.S. Trust unit are not for sale... 401kWire.com - Friday, July 23, 2004
Schwab Denies Biz is for Sale Schwab memo: There are no sacred cows. Chuck: Company and U.S. Trust unit are not for sale... MutualFundWire.com - Friday, July 23, 2004
Janus Bares All in Earnings Call Execs lay out their game plan as the fund firm looks to fill a slew of jobs, introduce new products, refocus distribution and launch a branding campaign... MutualFundWire.com - Friday, July 23, 2004
AMG Says Profits Dipped The asset management holding company says its bottom line slipped 3 percent in Q2... MutualFundWire.com - Wednesday, July 23, 2003
North Track President Resigns An ex-Nomura marketer has taken over the fund effort at North Track... MutualFundWire.com - Wednesday, July 23, 2003
Schwab Reports Uptick in 401k The spigots are reopening for the bundled plan provider... 401kWire.com - Wednesday, July 23, 2003 - Reader Rating: 3
Sales Drop at Key After 401k Unit Sale Key Corp. says the sale of its 401k unit to Principal took a $14 million bite out of Q2 sales... 401kWire.com - Wednesday, July 23, 2003
Georgia Sponsor Mixes Up a New Plan The mandate goes to a pair of providers working together... 401kWire.com - Wednesday, July 23, 2003 - Reader Rating: 3
SunTrust Taps Key Corp Vet The bank veteran will manage the Retirement Services Division of SunTrust... 401kWire.com - Wednesday, July 23, 2003
No Quick Fixes to Breakpoint Mess The task force recommends more education and disclosure along with some database tweaks... MutualFundWire.com - Wednesday, July 23, 2003
Lawmakers Plan to Limit Agency Holdings by Funds Rep. Chris Shays is preparing a bill to limit the amount of Fannie Mae and Freddie Mac debt in government bond funds... MutualFundWire.com - Wednesday, July 23, 2003
Banc One Partners The bank is cobranding a new small plan product. The group annuity plan will offer outside funds... 401kWire.com - Tuesday, July 23, 2002
T. Rowe Misses Mark The fund firm falls two cents shy of estimates. Stock falls more than 10 percent... MutualFundWire.com - Tuesday, July 23, 2002
Sponsor Lets Go Fidelity & Merrill Lynch Practicing beforehand led to a smooth change of providers in just a weekend says the sponsor... 401kWire.com - Tuesday, July 23, 2002
Wholesaling on the Atlantic Coast A major firm taps a new senior member for its sales team for the Mid-Atlantic region... MutualFundWire.com - Tuesday, July 23, 2002
Transamerica Offers Free Checkups The bundled provider is offering no-cost retirement assessments. Upgrades Web site also... 401kWire.com - Tuesday, July 23, 2002
Subadviser Shuffle A Florida asset manager names a new subadviser to one of its funds. Other changes are on tap as well... MutualFundWire.com - Tuesday, July 23, 2002
Another Day, Another Class Action This time the defendant is CMS Energy. The plaintiff counsel is a familiar one. .. 401kWire.com - Tuesday, July 23, 2002
Scudder Exec Decamps He lands in Atlanta... 401kWire.com - Tuesday, July 23, 2002
ETFs from the Crew Vanguard makes an application to the SEC... MutualFundWire.com - Tuesday, July 23, 2002
Williams of Wachovia The executive gets a promotion... MutualFundWire.com - Tuesday, July 23, 2002
Placemark Adds to Services The firm is launching a new platform for the multi-manager arena... MutualFundWire.com - Tuesday, July 23, 2002
Schwab Builds on Advice System A new product from the California Colossus on its equity ratings system... MutualFundWire.com - Tuesday, July 23, 2002
ICI Takes a Stand The industry group weighs in on advice... MutualFundWire.com - Tuesday, July 23, 2002 - Reader Rating: 2.33
MassMutual and Morningstar The two firms have entered into an advice alliance... 401kWire.com - Monday, July 23, 2001 - Reader Rating: 3
S&P Select List Grows More Elite Teh McGraw-Hill unit is deemphasizing an exhaustive list of top funds in favor of model fund portfolios for advisors... MutualFundWire.com - Monday, July 23, 2001 - Reader Rating: 3
Fido Is Top Dog Bear Stearns Readies Second S&P Star Fund ... American Century Promotes International Manager ... Fidelity Garners P&I Honors ... CNA Adds SDBA 401k ... Deutsche Invents New Passive Strategy. .. MutualFundWire.com - Monday, July 23, 2001 - Reader Rating: 3
Fido Top Dog Bear Stearns Readies Second S&P Star Fund ... American Century Promotes International Manager ... Fidelity Garners P&I Honors ... CNA Adds SDBA 401k ... Deutsche Invents New Passive Strategy. .. 401kWire.com - Monday, July 23, 2001 - Reader Rating: 3
Powers Takes Old Mutual US Helm The former Mellon Institutional executive will take over the former-UAM business. .. MutualFundWire.com - Monday, July 23, 2001 - Reader Rating: 3
Arrests in Indian Fund Scandal The black eye for the fund industry in India worsens as four executives land in jail. .. MutualFundWire.com - Monday, July 23, 2001 - Reader Rating: 3
Laser Beam on Basis Points Now The New York Times looks at what participants are paying for... 401kWire.com - Monday, July 23, 2001 - Reader Rating: 3
TPA See Opps in Pension Reform ASPA will respond to third-party administrator excitement over the possibilities created by pension reform... 401kWire.com - Monday, July 23, 2001 - Reader Rating: 3
Week of July 23, 1999 RFP Roundup The 401kWire.com takes its Friday look at the week in searches... 401kWire.com - Friday, July 23, 1999 - Reader Rating: 3
Week in Searches he 401kWire.com takes its Friday look at the week in searches... 401kWire.com - Friday, July 23, 1999 - Reader Rating: 3
TIAA-CREF Joins Schwab Marketplace The not-for-profit organization's offerings, originally just for college and university faculty pensions, are now seek broader distribution with Schwab's transaction-fee supermarket... MutualFundWire.com - Friday, July 23, 1999 - Reader Rating: 3
Hartford Life Offers SRI Socially conscious funds increase in availability as the Connecticut provider includes them in its offerings... 401kWire.com - Friday, July 23, 1999 - Reader Rating: 3
Thompson Flies Into New Ariel Position Ariel Capital has a new director of institutional marketing... MutualFundWire.com - Friday, July 23, 1999 - Reader Rating: 3
Odd Lots, July 23, 1999 Morningstar announces the comeback kids ... Managers seer clear of Daimler and Ericsson ... The black community targeted by managers ... Mutual ties strengthened in acquisition... MutualFundWire.com - Friday, July 23, 1999 - Reader Rating: 3
Technology Shows Its Power When Applied to a 401(k) Directory The CD-ROM version of the 401k Provider Directory brings some order back to the stressful experience of picking a provider... 401kWire.com - Friday, July 23, 1999 - Reader Rating: 3
Reuters Buys Lipper There's a new kid in town for fund information and analysis. Reuters (Nasdaq: RTRSY), the London, UK-based financial news service, has acquired Lipper Analytical Services. Reuters intends to use the Lipper brand name to build a separate unit within the company that will act as a fund information business... 401kWire.com - Thursday, July 23, 1998 - Reader Rating: 3
Rucci Leaves Fido Here's one for the "here today, gone tomorrow" ledger. On March 20, the 401kWire reported in Rucci Joins Fidelity that Anthony Rucci joined Fidelity Investments as executive vice president for human resources from Sears, Roebuck and Co. where he had served as executive vice president of administration. Now, after little more three months at the post, Rucci has resigned his new post... 401kWire.com - Thursday, July 23, 1998 - Reader Rating: 3

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