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News Stories Archives - Since 1998
Thomas Brings an 11-Year JPM Vet to the Top of Am Cent
The new hire succeeds a 24-year company veteran at the Midwestern fund firm...
MutualFundWire.com - Tuesday, August 04, 2020
A Year After the IRT Sale, a Leader Shifts At Wells Fargo
Corrected | The money center bank's team is currently searching for someone to fill the executive's previous role...
401kWire.com - Tuesday, August 04, 2020
Retirement, Redefined
A B-D and an ally use new research to paint a different picture of retirement...
401kWire.com - Tuesday, August 04, 2020 - Reader Rating: 5
From Teacher to Wholesaler: a Standard Vet Rises
The executive has been with the firm for seven years...
401kWire.com - Tuesday, August 04, 2020
Gundlach Elevates a Key, 16-Year Team Member
The DoubleLine chief adds a co-PM to his flagship after a co-founder retires...
MutualFundWire.com - Tuesday, August 04, 2020
31 Years In, a Standard Vet Leaves
The executive is joining a Seattle-based recordkeeping TPA...
401kWire.com - Tuesday, August 04, 2020
Mutual Funds Only? Fundsters Explain LPL's New Platform
Here's what some executives of the fund firms on the platform are saying.....
MutualFundWire.com - Friday, August 04, 2017 Views
CUNA Mutual Partners with A Tech Firm
This firm will provide recordkeeping, reporting and data management.....
401kWire.com - Friday, August 04, 2017 - Reader Rating: 5
Who Will Succeed These Two SoCal KPAs?
The two were ongoing directors and are now operating in a RIA-only capacity...
401kWire.com - Friday, August 04, 2017
MFWire Networking Next Thursday
Come network with your fellow fundsters!..
MutualFundWire.com - Friday, August 04, 2017 Views
A $6.6B Plan Pulls More Funds
These funds follow five others that were pulled earlier this year.....
401kWire.com - Friday, August 04, 2017
401kWire Networking Next Thursday
Come network with your fellow 401k industry insiders as you wait for your train...
401kWire.com - Friday, August 04, 2017
Filings for Fundsters - August 4, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Friday, August 04, 2017 Views
Grim Departs
The investment management division chief and 22-year SEC veteran will leave next month with no successor officially named, yet...
MutualFundWire.com - Friday, August 04, 2017 Views
Musto Returns to RKing
The Great-West Investments chief is joining an independent recordkeeper next month.....
401kWire.com - Friday, August 04, 2017 - Reader Rating: 5
Do Your Clients Know How Much You Do?
New research serves as a reminder to educate your clients and show them the value...
401kWire.com - Thursday, August 04, 2016
Sheri Fitts Deconstructs the Digital World
The national release date for Fitts' new book is today. ..
401kWire.com - Thursday, August 04, 2016
A Wirehouse Creates a Central Source For Model Portfolios
Three units combine to form a new team. Meanwhile, two key execs depart...
MutualFundWire.com - Thursday, August 04, 2016 Views
More Parents Have Saved For Kids' College Than Their Own Retirement
T. Rowe Price releases its annual survey sampling parents and their kids about saving for college and more...
401kWire.com - Thursday, August 04, 2016 - Reader Rating: 3
Guillocheau Finds His Dealhunter
Updated | The Ascensus chief hires a top Broadridge alumnus for a newly-created role...
401kWire.com - Thursday, August 04, 2016 - Reader Rating: 5
Are You Supporting an Ineffective Retirement Package?
A new study reveals how employees really feel about their 401k and employee benefits package...
401kWire.com - Thursday, August 04, 2016
A Xerox Alum Decamps for Another $5B in 401k Assets
International Paper named a new head of 401(k) product management. ..
401kWire.com - Thursday, August 04, 2016
People on the Move -- August 4, 2016
Check out the latest new hires and promotions in the industry! ..
MutualFundWire.com - Thursday, August 04, 2016 Views
Voya Retirement Grows Double Digits in Q2 Year-Over-Year
Voya Financial releases its earnings report for the second quarter of 2016...
401kWire.com - Thursday, August 04, 2016 - Reader Rating: 5
TIAA, Ever the Buyer
The 98-year-old financial services firm is reportedly about to shell out $2.5 billion for a Sunshine State deal...
MutualFundWire.com - Thursday, August 04, 2016 Views
Fidelity Double Bags a Grocer
C & S Wholesale Grocers has completed its acquisition of the Grocers Supply and now the combined plans are staying with Boston-based behemoth. ..
401kWire.com - Tuesday, August 04, 2015 - Reader Rating: 4
Eagle's Pepin Picks a Channel Chief
The RayJay asset management subsidiary's institutional sales director promotes one of his own...
MutualFundWire.com - Tuesday, August 04, 2015 Views
A Personal Finance Startup Ups its Retirement Focus
SmartAsset has revamped its digital platform for individuals...
401kWire.com - Tuesday, August 04, 2015 - Reader Rating: 4
IFP Names a New Prez
Tampa, Florida-based Independent Financial Partners, an RIA in the retirement plan arena, has added new leadership to its freshly rebranded IFP Plan Advisor Group...
401kWire.com - Tuesday, August 04, 2015 - Reader Rating: 3.89
Guardian Revamps its Digital 401k Experience
Guardian enhances its digital platform for employers, TPAs, and financial advisors...
401kWire.com - Tuesday, August 04, 2015 - Reader Rating: 2.5
An Ohio KPA joins a New Shop
A 401(k) plan advisor in the Buckeye state recently aligned with an entirely new shop...
401kWire.com - Tuesday, August 04, 2015 - Reader Rating: 1
Bill Miller's Comeback ... Or Is It?
Legg Mason's fallen star PM is bouncing back from the financial crisis, though the pain lingers...
MutualFundWire.com - Tuesday, August 04, 2015 Views
Chong Makes a Big Sales Hire at CUNA Mutual
The Great Bend, Kansas-based recordkeeper hires a VP of intermediary sales and institutional relationship management...
401kWire.com - Monday, August 04, 2014 - Reader Rating: 4
KraneShares Helps $40B Chinese Firm Break into U.S.
Hong Kong giant will sub-advise two ETFs. According to Financial Times, the firm wants to build a U.S. presence. ..
MutualFundWire.com - Monday, August 04, 2014 Views
A $22.5MM 401k Stock Drop Settlement Moves Forward
Keller Rohrback is one of the plaintiffs' law firms in the case. The judge has preliminarily approved the settlement...
401kWire.com - Monday, August 04, 2014 - Reader Rating: 5
Wholesaling Hired-Guns Help Birth a Fund Family
A firm composed of more than 20 wholesalers-for-hire partners, via some equity incentives, with an aspiring fund firm. An adventure begins. Cue rousing Western music, ... and sub-advisors...
MutualFundWire.com - Monday, August 04, 2014 Views - Reader Rating: 5
An NJ 401k RIA Aligns With LPL
A KPA in the Garden State just switched B-Ds!..
401kWire.com - Monday, August 04, 2014
A Former Davis PM Passes Away at 39
The manager had helped run a number of Davis strategies, including the Davis Financial Fund...
MutualFundWire.com - Monday, August 04, 2014 Views
Legg Mason Offers Expert ERISA Help to Advisors
The new help desk will field "high-end technical" queries...
401kWire.com - Thursday, August 04, 2011 - Reader Rating: 5
Putnam's Positive Numbers Reflect 'Strong Institutional Sales'
Bob Reynolds has a few billion reasons to smile...
MutualFundWire.com - Thursday, August 04, 2011 Views
ALPS Wins a $1.4B Mandate
A mutual fund firm switches administrators and transfer agents...
MutualFundWire.com - Thursday, August 04, 2011 Views
Financial Engines' Profit Nearly Triples
The managed accounts specialist reveals its results for Q2 2011...
401kWire.com - Thursday, August 04, 2011
Hartford's Retirement Plan Income Jumps
Signs are good at the plan provider's retirement unit...
401kWire.com - Thursday, August 04, 2011
Rydex Weights Two More Indexes Equally Via ETFs
The Guggenheim subsidiary now boasts 36 exchange-traded mutual funds, including 18 equal weight ETFs...
MutualFundWire.com - Thursday, August 04, 2011 Views
Another RKer Plugs Into vWise
A Southwestern firm adds the enterprise version of the online, interactive video education...
401kWire.com - Thursday, August 04, 2011 - Reader Rating: 3
Two New MEPs Combine Cash Balance and 401k
A Southern TPA prepares its latest multiple employer plan offerings...
401kWire.com - Thursday, August 04, 2011 - Reader Rating: 4.5
Lingerie Heats Up the Fight Between Gundlach and TCW
The courtroom battle between Jeff Gundlach and his former employer continues...
MutualFundWire.com - Thursday, August 04, 2011 Views - Reader Rating: 5
Peltz Buys More Legg Mason Shares
The activist investor now has 13.9 million Legg Mason shares...
MutualFundWire.com - Thursday, August 04, 2011 Views
Sun Life's Chief Touts a 'Robust' Q2 for MFS
MFS saw Q2 operating net income rise from $46 million to $68 million year-over-year...
MutualFundWire.com - Thursday, August 04, 2011 Views
Transamerica Fills Bachetti's Shoes From Chitown
Lou Bachetti's former position is being filled internally...
401kWire.com - Wednesday, August 04, 2010
Legg Mason DC I-O Reports to a New Boss
A new institutional chief oversees retirement distribution and more at the asset manager...
401kWire.com - Wednesday, August 04, 2010 - Reader Rating: 5
American Century Founder Makes a Pledge
Jim Stowers and his wife are among the people on the list released by Warren Buffett on Wednesday...
MutualFundWire.com - Wednesday, August 04, 2010 Views
OppFunds Weighs Retirement Strategies
The MassMutual subsidiary has gone through significant shifts in the past several years. Is its retirement plan business the next unit in for a big change?..
401kWire.com - Wednesday, August 04, 2010 - Reader Rating: 2.33
Participants Are Staying the Course
Investors continue strong commitment to 401(k) and similar plans...
401kWire.com - Wednesday, August 04, 2010
Vanguard Gains ETF Market Share
Of the Big Three, only Vanguard saw an increase in market share in the first six months of the year...
MutualFundWire.com - Wednesday, August 04, 2010 Views
American Beacon Bulks Up
The Texas fund firm adds 11 wholesalers over the last year and a half and is looking to further expand its team...
MutualFundWire.com - Wednesday, August 04, 2010 Views
Kravitz Plots Further Expansion
The cash balance specialists plan to hire in the Northeast, then expand in the Southwest...
401kWire.com - Wednesday, August 04, 2010 - Reader Rating: 5
401k Rekon Ambles Into Arizona
Updated | The advisor educator expands into the Southwest...
401kWire.com - Wednesday, August 04, 2010
Is Natixis Eyeing Pioneer?
Natixis is reportedly among the firms that are looking at Pioneer Investments...
MutualFundWire.com - Wednesday, August 04, 2010 Views - Reader Rating: 3
Natixis Unveils ActiveBeta Fund
Westpeak Global Advisors will manage the new offering...
MutualFundWire.com - Wednesday, August 04, 2010 Views
JPMorgan Plans to Expand its Wholesaler Ranks
JPMorgan Asset Management is reportedly planning to hike its wholesaler count. The investment manager is also said to be preparing to roll out a $1.5 million ad campaign...
MutualFundWire.com - Tuesday, August 04, 2009 Views
Will An Open Architecture Giant Return to the Mid Market?
Mid-market providers may soon face more competition from an unexpected front...
401kWire.com - Tuesday, August 04, 2009 - Reader Rating: 2
Fidelity Hunts for a Web Distribution Head
The Boston Behemoth is searching for someone with a combination of Web savvy and deep fund knowledge...
MutualFundWire.com - Tuesday, August 04, 2009 Views - Reader Rating: 2
An Asset Management I-Banker Joins Lovell Minnick
Lovell Minnick Partners has brought on board a Berkshire Capital Securities alum...
MutualFundWire.com - Tuesday, August 04, 2009 Views - Reader Rating: 5
TBO Pushes a Schwab Client to Hewitt
A nine-figure DC plan prepares to switch providers...
401kWire.com - Tuesday, August 04, 2009
Principal's Bundled Unit Posts an 18 Percent Drop in Earnings
The full-service accumulation business watches its DC plans dip from last quarter, but DC account values are on the upswing again...
401kWire.com - Tuesday, August 04, 2009
Ahmed Trades Columbia for a West Coast Fund Firm
UPDATED| Yaqub Ahmed is leaving Columbia to lead the investment-only business at a California-based asset manager...
401kWire.com - Tuesday, August 04, 2009 - Reader Rating: 3
A ReservePlus Alum Lands
Updated | A software solutions developer has found a new vice president to lead its sales and marketing department...
401kWire.com - Tuesday, August 04, 2009 - Reader Rating: 5
The Sale of an AIG Unit Comes Into View
A private equity-led deal reportedly approaches...
MutualFundWire.com - Tuesday, August 04, 2009 Views - Reader Rating: 3
Principal's Asset Management Revenues Dip
The Iowa-based company unveils earnings for global asset management arm...
MutualFundWire.com - Tuesday, August 04, 2009 Views
Fidelity Stops Short of Restricting Leveraged ETFs
The controversial niche products draw words, but not prohibitions, from the Boston Behemoth...
MutualFundWire.com - Tuesday, August 04, 2009 Views
A Florida Brokerage Names New EVP
The Gainsville, Florida-based firm has brought on board a Cambridge Investment Research alum...
MutualFundWire.com - Monday, August 04, 2008 - Reader Rating: 3
Market Drop Prompts RidgeWorth to Uncork a Fund
RidgeWorth Funds is reopening one of its funds in response to market depreciation...
MutualFundWire.com - Monday, August 04, 2008 Views
Fidelity Expands its Advisor 401k Sales Team
UPDATED | The Boston Behemoth unveils hirings and sales numbers for its intermediary-focused DC platform...
401kWire.com - Monday, August 04, 2008
UBS Ups the Compensation Ante
UBS is planning a new payout system in an effort to retain brokers...
MutualFundWire.com - Monday, August 04, 2008
Another Evergreen Exec Departs
The exec has left Wachovia's investment management arm to become national sales manager of a New York City-based fund firm...
MutualFundWire.com - Monday, August 04, 2008 Views
Securities America Exec Adds Another Title
The b-d unit of Securities America Financial Corp. has appointed a 14-year vet as president...
MutualFundWire.com - Monday, August 04, 2008
A Hospital Operator Checks in with a New Provider
A Texas-based hospital operator has tapped a provider for its DC and non-qual plans which together have more than 15,000 participants...
401kWire.com - Monday, August 04, 2008 - Reader Rating: 1
WSJ Highlights West VA Teachers' Shift Back to DB
A lawsuit looms as many educators in one state move away from their DC plan...
401kWire.com - Monday, August 04, 2008
Fund Consultant Jumps Firms
The consultant has left Jefferies Putnam Lovell and joined a Connecticut-headquartered firm...
MutualFundWire.com - Monday, August 04, 2008 Views
ExpertPlan Seeks an Addition to its Sales Force
The New Jersey-based outsourced recordkeeper is adding to its sales team headcount amid its growing number of private-label partners...
401kWire.com - Monday, August 04, 2008 - Reader Rating: 1
Texas Fund Shop Ramps Up its DC I-O Efforts
The company, which recently reopened all its funds to new investors outside the armed forces, has launched a set of five target retirement funds...
401kWire.com - Monday, August 04, 2008
Van Wagoner is Out at Eponymous Fund
After the Van Wagoner Emerging Growth Fund posted negative returns for seven of the last nine years the fund company has made a change...
MutualFundWire.com - Monday, August 04, 2008 Views
Skippers Own Up to Their First Half Mistakes
Five fund manager ponder their first half missteps in the WSJ's Investing in Funds monthly section...
MutualFundWire.com - Monday, August 04, 2008 Views
Lower Expenses Give Vanguard ETF Emerging Market Advantage
Vanguard is encroaching on Barclay's territory in the emerging market ETF game...
MutualFundWire.com - Monday, August 04, 2008 Views
Irrelevant Advice
The pension reform bill allows providers to give advice, but the market may not want to hear it...
401kWire.com - Friday, August 04, 2006 - Reader Rating: 1.14
Pension Reform: A Hollow Victory?
While Congress has been busy neatly arranging the Dishes & China, they've unlocked the back door and let in the Damn Bad wolf...
401kWire.com - Friday, August 04, 2006 - Reader Rating: 3.86
TD Ameritrade May Make a Retirement Play
The discount broker is buying a puzzle piece that should give its clients a more complete picture...
401kWire.com - Friday, August 04, 2006 - Reader Rating: 4.5
Munder Sold in Management Buyout
The $302 million firm should ensure business as usual at the Michigan-based firm...
MutualFundWire.com - Friday, August 04, 2006 Views
TPA By Day, RIA by Night
The founder of a California consulting firm dove into advising one year ago, and now reflects. ..
401kWire.com - Friday, August 04, 2006 - Reader Rating: 2
Invesmart Sees Managed Account Success
A company official discusses why the adoption rate stands at 57 percent...
401kWire.com - Friday, August 04, 2006
Senate Passes Pension Act
After months of stop and go negotiations, the long-awaited pension bill moving on to the White House for Bush's signature...
MutualFundWire.com - Friday, August 04, 2006 Views
Mutual Service Corp Hunts Talent
The West Palm Beach brokerage arm of Pacific Life is hunting for talent says its president...
MutualFundWire.com - Friday, August 04, 2006 - Reader Rating: 3.33
BofA Will Add Scores of Wealth Managers in New England
The bank will add an office in the Boston suburbs to support its quick expansion of its wealth division...
MutualFundWire.com - Friday, August 04, 2006
IXIS Eyes HNW and Bank Trust Markets
A FundQuest veteran has signed on with Boston-based IXIS Asset Management Advisors Group (IXIS) to help oversee that firm's push into the bank trust and high-net-worth advisor markets. IXIS has also shifted a number of its existing executives' roles to support the effort...
MutualFundWire.com - Friday, August 04, 2006 Views
Deutsche Grows Prime Brokerage
Two new prime brokerage positions were filled Tuesday as part of the German bank's newest efforts to woo the hedge fund community...
MutualFundWire.com - Friday, August 04, 2006
Citigroup Ups Efforts to Serve Hedge Funds
The nation's number one bank unveils its latest prime brokerage platform designed to support profitable alternative investments...
MutualFundWire.com - Friday, August 04, 2006 - Reader Rating: 3
Affinity Moves Forward with Fund
Nearly a decade and a half after its founding by Gregory Lai, Affinity Investment Advisors has turned to a fund firm backed by Getty money for a foray into the Forth Act fund arena. Until now, the Irvine, California-based Affinity has concentrated on managing large cap equity separate accounts in the institutional market...
MutualFundWire.com - Friday, August 04, 2006 Views
Fund Firms See Bottom Lines Go Separate Ways
Putnam and Barclays Global Investors both posted earnings reports Thursday, and the fortunes of the two asset managers could not be more different. Putnam's revenues and assets under management are down, while BGI's are way up...
MutualFundWire.com - Friday, August 04, 2006 Views
Super Mario Joins Blogger Ranks
Want to know what Mario Gabelli is thinking?..
MutualFundWire.com - Thursday, August 04, 2005 Views
Fidelity Locks in Assets with Age-Target Funds
The recordkeeper reports more participants and sponsors in age-target funds. What can competitors do?..
401kWire.com - Thursday, August 04, 2005 - Reader Rating: 3
Pru Sees Net Withdrawals in Q2
Overall defined contribution account values trended up, but second quarter net sales were in the red...
401kWire.com - Thursday, August 04, 2005 - Reader Rating: 3.17
Van Kampen Covers More Funds with Redemption Fees
All of Van Kampen's open-ended funds now have short-term trading fees .....
MutualFundWire.com - Thursday, August 04, 2005 Views
Pru Socks $136 MM Away for Settlement
Pru discloses that it is in settlement talks with state and federal regulators...
MutualFundWire.com - Thursday, August 04, 2005
Fido Reassures Pension Managers
The greens-for-green probe has got Fidelity playing defense .....
MutualFundWire.com - Thursday, August 04, 2005 - Reader Rating: 2
Cohen & Steers' Earnings Disappoint, but AUM Jumps
New York City-based Cohen & Steers reported second quarter net income of $8.5 million, or $0.21 per diluted share. The results were below analysts' estimates by two pennies...
MutualFundWire.com - Thursday, August 04, 2005 Views - Reader Rating: 2.33
Statements Mailed to the Wrong Participants
Mix-up in a multimillion-dollar plan gives new meaning to the term "recordkeeping headache."..
401kWire.com - Wednesday, August 04, 2004 - Reader Rating: 2.44
ICON Targets Institutional Biz with Sales Hire
The two-man institutional team at the mutual fund shop gets a director...
MutualFundWire.com - Wednesday, August 04, 2004 Views
Invesmart Hits $3 Billion
That makes it one of the larger proprietary platforms out there...
401kWire.com - Wednesday, August 04, 2004 - Reader Rating: 4
TPA Adds OppFunds To Platform
A Kansas TPA selects OppenheimerFunds Distributor for its Platinum Partner platform...
401kWire.com - Wednesday, August 04, 2004 - Reader Rating: 5
Ceridian Wins Retirement Services Contract
The company was selected by Jet Aviation for retirement and FSA services...
401kWire.com - Wednesday, August 04, 2004 - Reader Rating: 5
DC Lobbyists Attack!
Lobbyists study the top 50 fund firms and conclude that intermediaries hold the key when it comes to assessing redemption fees on omnibus accounts. The senator behind the MFRA praises the study...
MutualFundWire.com - Wednesday, August 04, 2004 Views - Reader Rating: 5
Lone Star State Selects CitiStreet For Advice
CitiStreet Advisors won a mandate to provide Texa$aver participants with investment advice...
401kWire.com - Wednesday, August 04, 2004 - Reader Rating: 3
Did Fidelity & Federated Lobby the White House?
A published report contends that top executives from the two firms scored a key meeting with the National Economic Council...
MutualFundWire.com - Monday, August 04, 2003 Views - Reader Rating: 5
Bank of Hawaii Sends Off Balance Forward Biz
Executives at an East Coast administrator have 170 reasons to make a visit to the Aloha State...
401kWire.com - Monday, August 04, 2003 - Reader Rating: 5
GoldK Names CFO
The firm names a new financial honcho from outside of the retirement industry...
401kWire.com - Monday, August 04, 2003
Georgia Sponsor Rewires Plan
The sponsor jumps to Principal from Amvescap...
401kWire.com - Monday, August 04, 2003
DTCC Starts Work on Breakpoint Fixes
The changes to Fund/SERV and MFPS are expected to be in place by early 2004...
MutualFundWire.com - Monday, August 04, 2003 Views
S&P highlights Closed Funds Levying 12b-1 Fees
The fund rater thinks that these 139 funds should stop charging the marketing fees...
MutualFundWire.com - Monday, August 04, 2003 Views
Empire State Squeezes 529 Providers
TIAA-CREF loses the $1.8 billion mandate by underbidding. Sixty basis points are apparently too much for a state to pay...
MutualFundWire.com - Monday, August 04, 2003 Views
Franklin Swallows Remainder of Darby
The emerging markets debt specialist plans to leverage the distribution capabilities of Franklin...
MutualFundWire.com - Monday, August 04, 2003 Views
Cigna Retirement Posts Better Earnings
Profits are more certain even as the fate of the unit is less certain...
401kWire.com - Monday, August 04, 2003 - Reader Rating: 4
Bank Makes Play for Pillowtex Assets
A North Carolina bank is offering workers a deal if they roll their 401(k) its way...
401kWire.com - Monday, August 04, 2003
Where's the Beef?
Many education programs are light on the meat. Morningstar's Sue Stevens recommends ways plan sponsors can add protein to their online participant education efforts...
401kWire.com - Friday, August 04, 2000 - Reader Rating: 3
CitiSreet Chooses Admin Platform
The joint venture between Citigroup and State Street Bank has signed a contract with a software vendor for its retirement platform...
401kWire.com - Friday, August 04, 2000 - Reader Rating: 3
Stable Value Rates for Aug. 4, 2000
..
401kWire.com - Friday, August 04, 2000 - Reader Rating: 3
August 4, 2000
CNA won't sell units ... DLJ & Bessemer buy Brundage units ... Do insurers and funds mix? ... More on Co. Stock in 401ks ... Manager departures should not be an automatic sale sign...
401kWire.com - Friday, August 04, 2000 - Reader Rating: 3
August 4, 2000
CNA won't sell units ... DLJ & Bessemer buy Brundage units ... Do insurers and funds mix? ... More on Co. Stock in 401ks ... Manager departures should not be an automatic sale sign...
MutualFundWire.com - Friday, August 04, 2000 Views - Reader Rating: 3
Advice: The Present
The Internet is the key component in offering 401k advice. Are participants using online services? Plus, we provide an overview of our past articles on advice products. Part 3 of 4...
MutualFundWire.com - Wednesday, August 04, 1999 Views - Reader Rating: 3
Trustlynx Serves New Entree
Trustlynx, a service of First Trust Corp., announced it will be providing custody and trading services for 457 deferred compensation plans for public employees and also non-qualified voluntary deferred compensation plans...
401kWire.com - Wednesday, August 04, 1999 - Reader Rating: 3
Speaker Foresees Rough Year-end for the Dow
Tech celeb predicts Dow Y2K correction for advisors...
MutualFundWire.com - Wednesday, August 04, 1999 - Reader Rating: 3
Sheetmetal Workers Lay New Slate For Retirement Plan
New York, New York-based Sheetmetal Workers International Association Local Union No. 28 has hired New York Life Benefits Services to manage the unions member-directed money purchase pension plan. The union has 2,800 participants and $170 million in assets...
401kWire.com - Wednesday, August 04, 1999 - Reader Rating: 3
*Special from the Datalynx Discover '99 Conference*, Datalynx Says It's Moving
Datalynx offers more relaxed atmosphere than the Big Boys, say attendees; Showcases the uniqueness that a small conference can bring to the table...
MutualFundWire.com - Wednesday, August 04, 1999 Views - Reader Rating: 3
Odd Lots, August 4, 1999
Magellan, the worlds largest mutual fund, faces coup d'etat ... Funds join the IPO chorus ... Nuveen paints different picture...
MutualFundWire.com - Wednesday, August 04, 1999 - Reader Rating: 3
Advice: The Present
A survey by Fidelity Investments of 1,116 participants in its system shows just how important the Internet is becoming to the average participant. ..
401kWire.com - Wednesday, August 04, 1999 - Reader Rating: 3
First American Names Small-Mid Cap Director
As the head of the team he will be working with the equity groups verifying the appropriateness of the holdings and eventually direct the approach taken to develop the portfolios...
MutualFundWire.com - Wednesday, August 04, 1999 - Reader Rating: 3
What are Participants Paying in Fees?
Sedgwick Noble Lowndes, an employee benefits consulting firm that is a part of the Sedgwick Group (NYSE: SED), has issued a new survey of sponsors in the New York metro area. This survey reveals policies sponsors develop with regard to 401(k) plans and their related fees...
401kWire.com - Tuesday, August 04, 1998 - Reader Rating: 3
TAG On: Fixing Plans with Ineligible Participants
How can a plan sponsor who has inadvertently let ineligible employees participate fix the plan?..
401kWire.com - Tuesday, August 04, 1998 - Reader Rating: 3
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