Quantcast
The MFWire
Manage Email Alerts | Sponsorships | About MFWire | Who We Are

Subscribe to MFWire.com's News Alerts [click]

Rating:Head of Florida BD Calls It Quits Not Rated 0.0 Email Routing List Email & Route  Print Print
Monday, June 28, 2004

Head of Florida BD Calls It Quits

by: Theresa Sim

Kevin Gagne, chairman and chief executive officer of Empire Financial, is making his leave of absence a permanent one. The Florida broker-dealer announced that Gagne had resigned, Reuters reported on Monday.

Gagne had been on an unpaid leave of absence starting in May.

Empire disclosed last November that it had uncovered some employees engaged in mutual fund trading abuses.

Also in November, regulators extended their scrutiny to Bear Stearns after discovering that Empire Financial and another broker cleared improper mutual fund trades through the firm.

As of May, the broker said all employees involved in trading abuses had been fired of left of their own accord.

Donald Wojnowski Jr., president of the brokerage firm, was elected to replace Gagne on the firm's board. 

Stay ahead of the news ... Sign up for our email alerts now
CLICK HERE

0.0
 Do You Recommend This Story?



GO TO: MFWire
Return to Top
 News Archives
2020: Q1
2019: Q4Q3Q2Q1
2018: Q4Q3Q2Q1
2017: Q4Q3Q2Q1
2016: Q4Q3Q2Q1
2015: Q4Q3Q2Q1
2014: Q4Q3Q2Q1
2013: Q4Q3Q2Q1
2012: Q4Q3Q2Q1
2011: Q4Q3Q2Q1
2010: Q4Q3Q2Q1
2009: Q4Q3Q2Q1
2008: Q4Q3Q2Q1
2007: Q4Q3Q2Q1
2006: Q4Q3Q2Q1
2005: Q4Q3Q2Q1
2004: Q4Q3Q2Q1
2003: Q4Q3Q2Q1
2002: Q4Q3Q2Q1
 Subscribe via RSS:
Raw XML
Add to My Yahoo!
follow us in feedly




©All rights reserved to InvestmentWires, Inc. 1997-2020
14 Wall Street | 20th Floor | New York, NY 10005 | P: 212-331-8968 | F: 212-331-8998
Privacy Policy :: Terms of Use