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Rating:Week In Preview, October 30 - November 5 Not Rated 0.0 Email Routing List Email & Route  Print Print
Monday, October 30, 2023

Week In Preview, October 30 - November 5

Reported by Neil Anderson, Managing Editor

Happy National Checklist Day!

Tomorrow, at 4:30pm eastern, the Artisan Partners Asset Management Inc. (APAM) team will release their earnings report for the third quarter of 2023. Management will host an earnings call on Wednesday at 1pm eastern.

Also tomorrow, at 8:30am eastern, the team at Franklin Resources, Inc. (BEN, dba Franklin Templeton) will release their earnings report for their fiscal fourth quarter of 2023. Management will host an earnings call at 10am eastern.

Also tomorrow, after the market closes in the afternoon, the team at Voya Financial, Inc. (VOYA) will release their Q3 2023 earnings report. Management will host an earnings call on Wednesday at 10am eastern.

Also on Wednesday, starting at 1pm eastern, the team at the Money Management Institute (MMI) will host a members-only webinar, entitled "The New Age of Dynamic Marketing."

Also on Wednesday, the team at the Investment Management Education Alliance (IMEA) will host their DE&I roundtable and kick off their two-day leadership summit, both in Boston. The first event will be at Natixis' offices, while the second will be at MFS' offices.

Also on Wednesday, starting at 12pm pacific, the team at the Mutual Fund Directors Forum (MFDF) will continue their Director Discussion Series with an open forum at the offices of Kirkland & Ellis LLP in Los Angeles. Then on Thursday, starting at 12pm pacific, the MFDF team will continue the series with an open forum at Kirkland & Ellis' San Francisco offices.

Also on Wednesday, starting at 2pm eastern, the Nicsa team will host a webinar, entitled "the ABCs of ERGs and BRGs."

Also on Wednesday, after the market closes in the afternoon, the team at Prudential Financial, inc. (PRU, parent of PGIM) will release their Q3 2023 earnings report. Management will host an earnings call on Thursday at 10am eastern.

Also on Thursday, starting at 6:30pm eastern, the team at the Expect Miracles Foundation ("financial services against cancer") will host the Expect Miracles in Boston Destination Hope Gala at the InterContinental.

Also on Thursday, the Philadelphia Fund Alliance team will host their 2023 gala at the Rittenhouse Hotel.

Also on Thursday, starting at 1pm pacific, the team at the San Francisco chapter of Women in ETFs (WE) will host a webcast, entitled "Latest Insights from Women Leaders in ETFs."

Also on Thursday, starting at 5:30pm central, the team at the Chicago chapter of WE will host an educational panel at Kellogg Wieboldt Hall in Chicago.

Also on Thursday, after the market closes in the afternoon, the Victory Capital Holdings, Inc. (VCTR) team will release their Q3 2023 eaernings report. Management will host an earnings call on Friday at 8am eastern.

Also this week, on the defined contribution side of the industry, the teams at RANDUG, Spark, Trucker Huss, and WIPN will host events. Our sister publication 401kWire has more details

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  1. ALFI Roadshow to Miami, November 12
  2. IMEA webinar - The Evolving RIA Marketplace & Increasing Use of Active ETFs, November 12
  3. MFDF webinar - Mutual Fund CCO Compensations: The MPI Annual Survey Update, November 13
  4. ALFI Roadshow to Houston, November 13
  5. 2025 Expect Miracles In Boston Gala, November 13
  6. WE Washington DC - Fall Happy Hour, November 13
  7. 2025 MMI Legal & Compliance Virtual Forum, November 13
  8. Citywire Private Assets Retreat 2025, Nov 13-14
  9. IMEA Institutional Roundtable, November 18
  10. IDC Director Segment Meeting - Directors at Small Fund Complexes, November 19
  11. Nicsa ETF Share Classes Operational Considerations, November 19
  12. MFDF webinar - ETF Dual-Class Relief Impacts on Board Oversight, November 19
  13. WE South - Offshore 360: the Macro View, November 19
  14. ICI Securities Law Developments Conference, November 20
  15. ICI Retail Alternatives and Closed-End Funds Conference, November 20
  16. MFDF webinar - Essential Strategies in Board Oversight of AI, Cybersecurity, and Emerging Technology Risks, December 1
  17. MFDF In Focus - Gartenberg Factors, December 2
  18. MFDF webinar - Digital Assets Regulatory Updates & Trends in the Industry, December 3
  19. MFDF webinar - Fixed Income Insights: Navigating Market Trends & Opportunities, December 9
  20. MFDF webinar - Navigating Co-Investment Relief for Fund Boards, December 16
  21. MFDF webinar - 2025 Fair Valuation Pricing Survey Update, December 18
  22. MFDF 2026 Directors' Institute, January 26 - 28, 2026
  23. MFDF 2026 Fund Governance & Regulatory Insights Conference, March 5 - 6, 2026




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