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Rating:People on the Move -- August 11, 2016 Not Rated 0.0 Email Routing List Email & Route  Print Print
Thursday, August 11, 2016

People on the Move -- August 11, 2016

Reported by Neil Anderson, Managing Editor

Company: Cowen Group

New Additions: Erica Assaraf, Paul Gallant, Chris Krueger, Roman Schweizer, Jaret Seiberg, and Risk Weissenstein

The Washington Research joined Cowen & Company. The news was officially revealed on August 1. The Washington Research Group had been part of Guggenheim Partners' Guggenheim Securities arm since 2011.


Company: Voya Investment Management

New Addition: Joseph M. Labella

Labella joined Voya in newly-created role of retirement strategist. He reports to Paula Smith, senior vice president and head of retirement and college savings strategies at Voya Investment Management, and he previously worked as a consultant at Markola.


Company: Securities and Exchange Commission

Newly Promoted: Kristin Snyder

Snyder, formerly associate regional director for examinations in the SEC's San Francisco office, has been promoted to co-national associate director of the investment adviser/investment company examination program in the SEC's Office of Compliance Inspections and Examinations (OCIE). Jane Jarcho, formerly sole leader of the program and currently deputy director of OCIE, will serve as co-national associate director alongside Snyder.


Company: Pzena Investment Management

Newly Promoted: Gary J. Bachman and Jessica R. Doran

Rich Pzena, who serves as chairman and CEO of his eponymous firm, promoted Bachman and Doran. Bachman, formerly Pzena's chief financial officer, now fills the newly created chief operating officer role and reports to Pzena himself. Doran, most recently manager of financial reporting, now serves as CFO and treasurer and reports to Bachman.


Company: K&L Gates

New Addition: Vincente L. Martinez

Martinez, formerly chief of the SEC's Office of Market Intelligence (OMI), joined K&L Gates' Washington, D.C. office as a partner in the government enforcement practice.


Check back as we keep an eye on people moves in the future and see our latest column here. For the latest SEC filings and fund launches, explore our Stork and Reaper and New Fund Fuss columns. If you have a fund filing, a mutual fund launch, a product change or a new hire that you would like to announce, please contact the MFWire team at editors@investmentwires.com. 

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