Quantcast
The MFWire
Manage Email Alerts | Sponsorships | About MFWire | Who We Are

Subscribe to MFWire.com's News Alerts [click]

Rating:MSRB Proposes Rules on 529 Sales Not Rated 2.5 Email Routing List Email & Route  Print Print
Monday, January 13, 2003

MSRB Proposes Rules on 529 Sales

by: Sean Hanna, Editor in Chief

The Municipal Securities Rulemaking Board ("MSRB") has issued interpretive guidance on the responsibilities of brokers, dealers and municipal securities dealers with respect to the marketing of 529 college savings plans through employer payroll deduction programs. The draft is open to a 60 public comment period.

The issues covered by the draft revolve around the issue of suitability in cases in which the introducing broker may not even learn of an employee's enrollment in a 529 plan until after the initial contribution is made to the plan.

The full text of the proposal is located at http://ww1.msrb.org/msrb1/whatsnew/Workplace529Interp_11-02.htm.  

Stay ahead of the news ... Sign up for our email alerts now
CLICK HERE

2.5
 Do You Recommend This Story?



GO TO: MFWire
Return to Top
 News Archives
2020: Q1
2019: Q4Q3Q2Q1
2018: Q4Q3Q2Q1
2017: Q4Q3Q2Q1
2016: Q4Q3Q2Q1
2015: Q4Q3Q2Q1
2014: Q4Q3Q2Q1
2013: Q4Q3Q2Q1
2012: Q4Q3Q2Q1
2011: Q4Q3Q2Q1
2010: Q4Q3Q2Q1
2009: Q4Q3Q2Q1
2008: Q4Q3Q2Q1
2007: Q4Q3Q2Q1
2006: Q4Q3Q2Q1
2005: Q4Q3Q2Q1
2004: Q4Q3Q2Q1
2003: Q4Q3Q2Q1
2002: Q4Q3Q2Q1
 Subscribe via RSS:
Raw XML
Add to My Yahoo!
follow us in feedly




©All rights reserved to InvestmentWires, Inc. 1997-2020
14 Wall Street | 20th Floor | New York, NY 10005 | P: 212-331-8968 | F: 212-331-8998
Privacy Policy :: Terms of Use