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News Stories Archives - Since 1998
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This AM Makes 20 Percent of Its Parent's Profits
The fund firm raked in $1.3 billion in net inflows last quarter...
MutualFundWire.com -
Monday, November 11, 2019
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An RKer Chief Expects to Add $38B Over 15 Months
Yet adjusted operating revenues are down, quarter-over-quarter and year-over-year.
..
401kWire.com -
Monday, November 11, 2019
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Reader Rating: 5
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An Insurer's Retirement Earnings Rise, Despite a Deposits Drop
Yet the overall firm's earnings missed expectations...
401kWire.com -
Monday, November 11, 2019
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Wolters Kluwer Adds TAG to an Online Research Platform
The upgrade comes four years after the platform launched and 12 years after Wolters Kluwer bought TAG...
401kWire.com -
Monday, November 11, 2019
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Week In Preview, November 11-17
This week the teams at Expect Miracles, FolioFinancial, ICI, informa, InvestmentNews, Litman Gregory, and NYFWA are hosting events...
MutualFundWire.com -
Monday, November 11, 2019
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Week In Preview, November 11-17
This week the teams at ICMA-RC, P&I, and RANDUG are hosting events...
401kWire.com -
Monday, November 11, 2019
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Reader Rating: 2
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This Chitown Fund Firm's Expansion Plans Are Mutual-Fund-Free, For Now
A Midwestern shop is working on new products and new hires...
MutualFundWire.com -
Friday, November 11, 2016
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An Illinois Benefits Consultant Acquires
The firm absorbs a San Francisco-based consultant. ..
401kWire.com -
Friday, November 11, 2016
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Follow the Fundsters - November 11, 2016
Hirings, firings and the like!..
MutualFundWire.com -
Friday, November 11, 2016
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ForUsAll Launches Safe Harbor Resource Center
The online tools include cost calculator and info on annual IRS testing. ..
401kWire.com -
Friday, November 11, 2016
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Guggenheim Fills a New DC I-O Job
The Chitown asset manager welcomes a DC I-O veteran in Gotham for a newly created job...
401kWire.com -
Friday, November 11, 2016
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Next Up, Spangler Plans More Bond Funds and Ponders TDFs and ESG
Nationwide has more mutual funds in the pipeline...
MutualFundWire.com -
Wednesday, November 11, 2015
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SEC's White Stays Mum On the (SEC) Fiduciary Rule
Looks like a clear lane for the DoL.....
401kWire.com -
Wednesday, November 11, 2015
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Prudential Adds 3 Clients Totaling $66MM
Prudential on-boards three new clients totaling $66 million in assets...
401kWire.com -
Wednesday, November 11, 2015
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Reader Rating: 5
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An Empower SVP Gets An Expanded Role
401kWire has learned that an Empower senior vice president has expanded his role within the firm...
401kWire.com -
Wednesday, November 11, 2015
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Reader Rating: 2.5
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The Problem With Millennials Is That Their Biggest Priority Is Not Retirement
A giant indie B-D's CIO digs into the retirement crisis for the biggest generation in American history...
401kWire.com -
Wednesday, November 11, 2015
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Reader Rating: 4.75
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Roboadvice Plus Mutual Funds? Bettinger Says It's Coming
The Schwab chief talks in Beantown to RIAs at the beginning of the custodial giant's 25th IMPACT...
MutualFundWire.com -
Wednesday, November 11, 2015
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$1.9 Billion RFP on the Way After 401(k) Suit Settlement
Well, this doesn't happen every day.....
401kWire.com -
Wednesday, November 11, 2015
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Reader Rating: 5
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Which Fund Firm Was Attacked In the Great Financial Services Hack of 2014?
U.S. prosecutors says that J.P. Morgan wasn't the only financial services giant attacked by particular hacking conspiracy in recent years. A new indictment claims an unnamed Boston-based mutual fund shop was hit, too, and then fixed the vulnerability...
MutualFundWire.com -
Wednesday, November 11, 2015
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One of Royce's Lieutenants Departs
A 23-year veteran of the small cap value Legg Mason shop is heading to a Canadian asset manager and bringing two funds with him...
MutualFundWire.com -
Tuesday, November 11, 2014
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Reader Rating: 1
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A Hedger Puts Down Roots In 40 Act Country
A mutual fund subadvisor converts its $245-million hedge fund into an open end mutual fund...
MutualFundWire.com -
Tuesday, November 11, 2014
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LPL Adds a Louisiana Super OSJ
The shop supports retirement plan work and more...
401kWire.com -
Tuesday, November 11, 2014
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Small Biz Owners' Planning Acumen Falls Short When It Comes to Retirement
..according to a study conducted by Guardian Retirement Solutions...
401kWire.com -
Tuesday, November 11, 2014
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FIA Welcomes a Morgan Stanley Veteran
An independent, employee-owned investment consulting firm that works with fiduciary clients, including retirement plan sponsors, non-profit organizations, and private clients just added a new addition to the practice.
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401kWire.com -
Tuesday, November 11, 2014
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Reader Rating: 3
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2015 Will Bring More BeFi Training For KPAs
A DC I-O team prepares to expand the reach next year of an advisor training program...
401kWire.com -
Tuesday, November 11, 2014
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Reader Rating: 1
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State Street's Under Fire From the DoJ and SEC
The asset manager and custodial giant faces scrutiny over its public retirement plan business...
MutualFundWire.com -
Tuesday, November 11, 2014
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Nationwide Loses a Plan to a Seattle Provider
Milliman is the lucky winner. ..
401kWire.com -
Monday, November 11, 2013
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Reader Rating: 5
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This Provider Plans to Launch a 316 Service in 2014
A 401k provider in the Midwest preps an a la carte version of the fiduciary service...
401kWire.com -
Monday, November 11, 2013
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Reader Rating: 3.86
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Schwab IMPACT 2013: Bernie Clark Unveils Some Goodies
The Head of Advisor Services touts toys for advisors and fundsters alike.
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MutualFundWire.com -
Monday, November 11, 2013
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Reader Rating: 5
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Schwab Tells Advisors to 'Stand Up. Stand Out' in Washington, D.C.
The industry's largest fete for advisors and fundsters opens in the nation's capitol...
MutualFundWire.com -
Monday, November 11, 2013
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Aon Hewitt's Evens Wears Sponsors' Shoes
Winfield Evens, Hewitt's director of outsourcing investment strategy, talks shop about the recordkeeper's new tool for plan-sponsor clients. ..
401kWire.com -
Monday, November 11, 2013
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Bidding Ends For This $15.5B Mutual Fund Shop
A private equity owner ends the auction of a Midwestern asset manager...
MutualFundWire.com -
Monday, November 11, 2013
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Reader Rating: 4
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WSJ Smiles on Smart Beta
PowerShares, Research Affiliates, and Schwab all get mentions, but not WisdomTree...
MutualFundWire.com -
Monday, November 11, 2013
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No Pricing Changes in Store at Schwab's Supermarket
Doug Hanson talks supermarket fees...
MutualFundWire.com -
Friday, November 11, 2011
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Falling Markets Drive Margins Down 11 Percent
Mutual fund firms are seeing a shrinking bottom line in recent months, says kasina's latest research...
MutualFundWire.com -
Friday, November 11, 2011
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Hancock Reorganizes its 401k Sales
The insurer's sales team is reporting to an interim chief and changing its focus. ..
401kWire.com -
Friday, November 11, 2011
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Reader Rating: 2.33
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Van Eck Offers an Exchange
Investors in Merrill Lynch HOLDRS are now offered an exchange for ETFs...
MutualFundWire.com -
Friday, November 11, 2011
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A New Chief Leads Paychex's Retirement Unit
The payroll provider bids adieu to a long-time retirement executive...
401kWire.com -
Friday, November 11, 2011
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A 401k Beat Writer Crosses the Line
The former reporter with Fund Action has taken a new job at a retirement-focused brokerage firm...
401kWire.com -
Friday, November 11, 2011
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Reader Rating: 3
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Fundsters Say Goodbye to Bakey's
One of fundsters' go-to dining spots in Boston is shutting its doors...
MutualFundWire.com -
Friday, November 11, 2011
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WiPN Anoints New Leadership
The 600-member strong industry networking group for women brings in new blood for most of its top spots...
401kWire.com -
Friday, November 11, 2011
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Yacktman Sees 'So Many Quality Companies' For Bargain Prices
A wire service profiles the star value manager...
MutualFundWire.com -
Friday, November 11, 2011
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Long Island Paper Gets Bent's Vision
The co-creator of the money fund got his start collecting bottle caps, reports his hometown paper. ..
MutualFundWire.com -
Friday, November 11, 2011
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Morningstar's Analyst Ratings Debut on Tuesday
If they catch on the new ratings will bring the institutional consultants view to retail investors...
MutualFundWire.com -
Friday, November 11, 2011
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An ETF Pioneer is Skeptical of Active ETFs
A Canadian exchange-traded mutual fund bigwig talks about the business...
MutualFundWire.com -
Friday, November 11, 2011
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Two Top ING Retirement Vets Move On
Two former retirement executives are moving on amidst layoffs at the Dutch-based company...
401kWire.com -
Thursday, November 11, 2010
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Reader Rating: 3
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Will Another Bank Hook Up With BlackRock?
A trade pub reports on one of the prospective buyers of the giant asset manager's planned offering...
MutualFundWire.com -
Thursday, November 11, 2010
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SEI Waves a New Client Win
The Pennsylvania-based firm works with a new mutual fund firm...
MutualFundWire.com -
Thursday, November 11, 2010
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Fido's Participants Get Better with Age
New data from Fido suggests that participants are faring better today than in years past...
401kWire.com -
Thursday, November 11, 2010
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Mainstay's Sales Rise 43 Percent
The mutual fund arm of New York Life reveals YTD 2010 numbers...
MutualFundWire.com -
Thursday, November 11, 2010
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ING's Ax Falls on 400
What do the cuts mean for its retirement unit?..
401kWire.com -
Thursday, November 11, 2010
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Reader Rating: 1.8
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Schwab Offers Participants an International Flavor
The San Francisco-based brokerage giant unveils a new investment option for retirement plans...
401kWire.com -
Thursday, November 11, 2010
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UniCredit Continues to Weigh Pioneer's Fate
UniCredit's CEO discusses Pioneer Investments during an earnings call yesterday...
MutualFundWire.com -
Thursday, November 11, 2010
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Invesco Says Fund Mergers Will Save Investors $78 Million
The mutual fund firm outlines more product lineup changes in the wake of its purchase of Van Kampen...
MutualFundWire.com -
Thursday, November 11, 2010
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Vinik Supports Boston's Museum of Fine Arts
A former Fidelity PM's name is immortalized in an art musueum...
MutualFundWire.com -
Thursday, November 11, 2010
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Pimco Booms, Allianz Sees 'A New Bubble'
The parent of the fixed-income mutual fund titan unveils third quarter results...
MutualFundWire.com -
Thursday, November 11, 2010
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Reader Rating: 5
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Who Will Be the SEC's New Buddy?
A trade pub reports on a name that has cropped up as a possible interim replacement for Buddy Donohue...
MutualFundWire.com -
Thursday, November 11, 2010
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Neuberger Banks on a New Fund
Neuberger Berman aims to launch its 30th mutual fund in December...
MutualFundWire.com -
Wednesday, November 11, 2009
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Reader Rating: 3
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Legg Mason Chief Speaks Out on Breakup Speculation
Mark Fetting addresses speculation that Legg Mason's newest board member, activist investor Nelson Peltz, might be calling for a breakup of the company...
MutualFundWire.com -
Wednesday, November 11, 2009
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MSSB Recommends a Hennessy Fund
The fund has gained a spot on the wirehouse's recommended list...
MutualFundWire.com -
Wednesday, November 11, 2009
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Bancorp Bank Gains Access to an Open Architecture RKer
The Delaware bank signs an I-O distribution deal for a cash equivalent option...
401kWire.com -
Wednesday, November 11, 2009
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Reader Rating: 4.75
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Advisors Ponder Lead Generation, Benchmarking and Large Plans at NRP
The national network of retirement plan advisors holds its biggest conference yet, this time in Palm Springs...
401kWire.com -
Wednesday, November 11, 2009
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Van Eck Mines for More ETF Gold
Updated | NY-based Van Eck Global adds a second gold ETF to its roster, aiming to capitalize on the success of its first...
MutualFundWire.com -
Wednesday, November 11, 2009
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ING's Fund Outflows and Sales Both Fall
ING mutual funds see less outflows, but also less sales...
MutualFundWire.com -
Wednesday, November 11, 2009
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ING Boosts Retirement Services Profits
Assets are way up for its retirement services group year-over-year..
401kWire.com -
Wednesday, November 11, 2009
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Reader Rating: 4
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IRS' 403b Architect Moves On
The tax agency's 403b guru has retired...
401kWire.com -
Wednesday, November 11, 2009
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New York Life Tweaks its Distribution Strategy
The firm adds three hybrid wholesalers as part of efforts to speed sales...
MutualFundWire.com -
Wednesday, November 11, 2009
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Reader Rating: 3
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Another Senior Exec Leaves Fido
Fidelity's purchasing head is the most recent high-level manager to depart the Boston firm...
MutualFundWire.com -
Wednesday, November 11, 2009
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Reader Rating: 3
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State Street Hires Overseas, But What About Here?
Updated | The bank parent of SSgA may not be increasing its head count here in the U.S. But watch for it to expand in East Asia...
MutualFundWire.com -
Wednesday, November 11, 2009
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ICMA-RC Names a New Consultant-Focused VP
The Washington, D.C.-based public-sector plan provider hires an AIG alum...
401kWire.com -
Tuesday, November 11, 2008
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Van Kampen Educates Advisors on Target Dates
UPDATED| The Morgan Stanley unit is rolling out an education program for advisors timed to the launch of its target-date product line...
401kWire.com -
Tuesday, November 11, 2008
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Heritage Reorganizes Under SMA Specialists
A Florida-based investment manager takes over a mutual fund family...
MutualFundWire.com -
Tuesday, November 11, 2008
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Growth Spawns a New Corporate Structure at ALPS
Company officials say substantial growth over the last five years prompted them to institute a new corporate structure.
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MutualFundWire.com -
Tuesday, November 11, 2008
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A Publisher Says Goodnight to DB
An East Coast plan sponsor shutters its pension plan...
401kWire.com -
Tuesday, November 11, 2008
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RiverSource Hires a Lehman Alum
Ameriprise's investment management arm brought in a Lehman Brothers alum as portfolio manager...
MutualFundWire.com -
Tuesday, November 11, 2008
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A DC Marketing Exec Joins a Rollover Provider
An industry vet switches to a different part of the industry...
401kWire.com -
Tuesday, November 11, 2008
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A Class Action Firm Shifts its Stock-Drop Spotlight to Hartford
The Hartford has found itself the target of a probe relating to the presence of company stock in its 401k plan...
401kWire.com -
Tuesday, November 11, 2008
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Yellow Pages Publisher Pink Slips its DB
A large plan sponsor freezes its pension and beefs up its DC match...
401kWire.com -
Tuesday, November 11, 2008
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Another Congressional Democrat Says He'll Let 401ks Be
George Miller is not the only Congressman worried about the claims that Democrats want to kill 401ks...
401kWire.com -
Tuesday, November 11, 2008
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Reader Rating: 5
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Money Funds are MMIFFed Over Fed Delay
The WSJ's Diya Gullapalli says the delay in the implementation of the plan -- now scheduled to take effect later this month -- is due to the Fed's preoccupation with other bailouts and a tussle over how the plan will work...
MutualFundWire.com -
Tuesday, November 11, 2008
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USAT Rehashes Reserve's Pain
The national paper takes an in-depth look at the money fund firm whose flagship offering broke the buck...
MutualFundWire.com -
Tuesday, November 11, 2008
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WSJ Notes ETNs' Fall from Favor
Shefali Anand documents the drop in ETN assets from their June peak...
MutualFundWire.com -
Tuesday, November 11, 2008
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Milberg Weiss Goes After Wells Fargo
Wells Fargo Investments is in the sites of Milberg Weiss, perhaps the nation's best-known class action lawyers. The New York law firm recently filed a class action lawsuit against the San Francisco-based fund firm in which it alleges that the funds participated in non-disclosed revenue sharing that harmed shareholders. The NASD's recent settlements with 14 broker-dealers for revenue sharing related issues seem to have sparked the suit...
MutualFundWire.com -
Friday, November 11, 2005
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Reader Rating: 2
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E&Y: Calls for Advice Rise
Ernst & Young reports that calls to its fee-only financial counseling service doubled last year. Many workers are struggling to balance long-term and short-term savings needs...
401kWire.com -
Friday, November 11, 2005
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Hartford Readies Roth 401k Ed Campaign
The insurer has begun to educate reps and advisors about the new flavor of 401k. The campaign will also target plan sponsors and participants...
401kWire.com -
Friday, November 11, 2005
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Halliburton Repays Workers for Premature Distributions
The DoL found that the oil service company made the wrong choice for participants when it uncovered an error created by its payroll system...
401kWire.com -
Friday, November 11, 2005
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Compliance Costs Soar 54 Percent
Critics of the increase in rules governing the asset management industry have warned of rising compliance costs. Now they have some numbers to support their arguments. The cost of compliance rose an average of 54 percent from 2004 to 2005, according to a just released survey from the Investment Advisor Association and the CFA Institute...
MutualFundWire.com -
Friday, November 11, 2005
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NASD eyes tighter rules on ETFs
The NASD plans to slap tighter rules on exchange-traded funds and separately-managed accounts, in a move designed to put them at par with mutual funds...
MutualFundWire.com -
Friday, November 11, 2005
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Franklin Close to Settlement, Says AG
Expect a settlement between San Mateo, California-based Franklin Resources and California Attorney General Bill Lockyer next week, reports Reuters...
MutualFundWire.com -
Thursday, November 11, 2004
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Alliance Execs Take on More Hats
Lewis Sanders, chief executive officer and director of Alliance Capital, will take over as chairman on December 31 after current chairman Bruce Calvert leaves the company’s board, the company announced in a release. Current Chief Operating Officer and director, Gerald Lieberman, is also now the New York-based money manager's president...
MutualFundWire.com -
Thursday, November 11, 2004
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Current Retirees Paint Worrisome Picture
Retirement doomsayers are having their day in the sun, according to a recent survey commissioned by Putnam...
401kWire.com -
Thursday, November 11, 2004
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MassMutual Exec Moves out of Retirement Group
MassMutual has promoted a retirement executive up and out of the company's retirement services division...
401kWire.com -
Thursday, November 11, 2004
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Participants Favor Fixed Income, International Funds
Average daily net activity remains down in October...
401kWire.com -
Thursday, November 11, 2004
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401(k) Participants Favor International, Fixed Income
401(k) participants continued to shift their investments out of stock funds and into fixed income funds in October, according to a Hewitt Associates report. Domestic stock outflows also went to international and emerging market stock funds and stable value and money market funds in October, reports Hewitt...
MutualFundWire.com -
Thursday, November 11, 2004
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NewRiver Head Fills C-Suite
NewRiver's freshly appointed Chief Executive Officer Roland Beaulieu is tapping a former colleague to fill out his new company's C-suite. Andrew Jones, also of CCBN.com, joins NewRiver as chief financial officer. Jones was chief financial officer at CCBN.com, while Beaulieu was chief operating officer. CCBN.com was sold to Thomson Financial in March 2004...
MutualFundWire.com -
Thursday, November 11, 2004
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NewRiver Head Fills C-Suite
NewRiver's freshly appointed CEO is tapping a former colleague to fill out his new company's C-suite.
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401kWire.com -
Thursday, November 11, 2004
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Bowne Launches Out-of-Box Solution
Bowne Enterprise Solutions has created an out-of-box solution for retirement plan communication materials...
401kWire.com -
Thursday, November 11, 2004
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Marsh: Putnam is Not for Sale
Marsh & McLennan and Putnam executives are denying that the Boston money manager is up for sale, reported the Boston Globe...
MutualFundWire.com -
Thursday, November 11, 2004
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Reader Rating: 3
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New And Improved Book On Selling Plans
Knowhow401K releases second edition of book on how to sell plans...
401kWire.com -
Tuesday, November 11, 2003
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Another State Starts Fund Probes
The state is following the lead of investigators in New York and Massachusetts. It has no evidence of any wrongdoing though...
MutualFundWire.com -
Tuesday, November 11, 2003
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Florida Administrator Rolls Out Planning Tool
A national benefits and payroll administrator steps deeper into the 401k biz with a financial planning product...
401kWire.com -
Tuesday, November 11, 2003
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Deal Sends WFRPS to New Parent
The unit formerly known as Emjay is swapped between two retirement providers...
401kWire.com -
Tuesday, November 11, 2003
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Reader Rating: 5
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Criminal Charges Pending At Strong
Fund Firm Founder Is In More Hot Water...
MutualFundWire.com -
Tuesday, November 11, 2003
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Reader Rating: 4
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Cincinnati Fund Shuts Down One Of Its Own
Company hoped k-plans would pick up the fund...
401kWire.com -
Tuesday, November 11, 2003
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Ex-GoldK VP to Head New Pan-American Life Unit
The acquisitions and partnership specialist makes a speedy return to the industry...
401kWire.com -
Monday, November 11, 2002
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Reader Rating: 4.2
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Jennison Lands a New CEO
The investment management arm of Prudential taps a JPM Fleming exec for its top post...
MutualFundWire.com -
Monday, November 11, 2002
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Reader Rating: 4
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GEPAM Starts CEO Advisory Council
The firm aims to gather feedback from a wide array of industry players...
MutualFundWire.com -
Monday, November 11, 2002
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Four AIM Portfolio Managers to Retire
The senior fund managers plan to leave the firm in the coming months...
MutualFundWire.com -
Monday, November 11, 2002
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Reader Rating: 2
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GEAM Eyes Healthcare Retirement-services Niche
The asset-management arm of GE enters a new alliance to further target the healthcare 403(b) segment...
401kWire.com -
Monday, November 11, 2002
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Reader Rating: 4
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Calvert Campaigns for Fund Proxy Disclosure
Its new Web-based search tool showcases the firms that publish proxy practices...
MutualFundWire.com -
Monday, November 11, 2002
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Reader Rating: 4
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Fido Promotes Select Fund Manager
The Boston firm eases the burden on Fergus Shiel with this move...
MutualFundWire.com -
Monday, November 11, 2002
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Reader Rating: 2
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Advisory Reports Big Boost from ByAllAccounts
The advisor says the data aggregation program saves time and money...
401kWire.com -
Monday, November 11, 2002
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Reader Rating: 2
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Fido Reassigns a Fund Manager
The Boston fund giant plans to replace the head of its Aggressive Growth fund, which has suffered losses in recent years...
MutualFundWire.com -
Monday, November 11, 2002
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Reader Rating: 4
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Fund Shorts
The WWW Internet Fund is added to Fidelity's OneSource, U.S. Global Investors sponsor free IRA sweepstakes, Rydex Funds forms alliance with Amex, Amerindo Technology Fund gets 5 stars, and Calvert adds an indigenous people screen to its funds...
MutualFundWire.com -
Thursday, November 11, 1999
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Reader Rating: 3
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Cascade Hires DC Sales Consultant
Cascade has added a new team member to its defined contribution sales force...
401kWire.com -
Thursday, November 11, 1999
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Reader Rating: 3
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T. Rowe Offers Online Trading
T. Rowe has rolled out new software that allows investors to research, buy and sell funds over the Internet...
MutualFundWire.com -
Thursday, November 11, 1999
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Reader Rating: 3
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Odd Lots, November 11, 1999
Ryan Jacob's Uncle Len plays independent accountant ... Fund mergers to occur in Taiwan ... International funds get hot ... Consumer advocates question Hancock's IPO...
MutualFundWire.com -
Thursday, November 11, 1999
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Reader Rating: 3
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MassMutual Offers Aggressive Education
MassMutual is offering clients a new educational product that will do everything from assessing risk tolerance to automatically reallocating a portfolio every quarter...
401kWire.com -
Thursday, November 11, 1999
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Reader Rating: 3
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Kaiser Aerospace to Begin Search Next Year
Foster City, California-located Kaiser Aerospace & Electronics Corp. will begin a search for a new recordkeeper sometime in 1999, Barry Burlingame, director of human resources, told the 401kWire.com. The plan has 1445 participants and approximately $65 million in assets, according to The Judy Diamond Directory, 1998...
401kWire.com -
Wednesday, November 11, 1998
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Reader Rating: 3
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CIGNA Seeks Additions to Staff
Recently, Hartford, Connecticut-based CIGNA appointed William H. Hinkle to be the national sales director for its CIGNASelect product, which is a turnkey 401(k) package for small companies. Now, Hinkle is seeking experienced individuals to supplement the existing sales force...
401kWire.com -
Wednesday, November 11, 1998
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Reader Rating: 3
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Walsh of Lucent Passes Away
Florence T. Walsh, vice president and treasurer at Lucent Technologies, Inc., died on Saturday, November 7, 1998 from toxic shock syndrome as a result of an infection during pregnancy, according to a report in The New York Times. Her unborn child died on October 31 from the same infection. Among her other duties, Ms. Walsh managed Lucent's $35 billion pension fund. She was also instrumental in the company's split from AT&T in 1996...
401kWire.com -
Wednesday, November 11, 1998
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Reader Rating: 3
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WSJ Questions 401k Revenue Sharing Arrangements
Today's issue of the Wall Street Journal raises questions about the revenue sharing arrangements between asset managers and administrators commonly used in 401k plans. Does this mean that this area is about to come under increased scrutiny?..
401kWire.com -
Wednesday, November 11, 1998
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Reader Rating: 3
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TCW to Test Educational Program
The TCW Group will use its own 401(k) plan and the plan of at least one client to test a new fee-based investment advisory product for participants according to a report published in P&I Daily. According to the report TCW has also formed a plan sponsor advisory board to provide input into the new product.
..
401kWire.com -
Tuesday, November 11, 1997
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Reader Rating: 3
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Ithaca Industries Bundles with Scudder
Wilksboro, NC-based has chosen Scudder Defined Contribution Services to act as record keeper and investment manager for its $15 million 401(k) according to a report published in P&I Daily. In addition to eight investment options managed by Scudder, the plan will offer two outside investments. ..
401kWire.com -
Tuesday, November 11, 1997
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Reader Rating: 3
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Fresenius Medical Care Adds Options
Wilksboro, NC-based Fresenius Medical Care North America is adding five investment options to its $85 million 401(k) and dropping four investments according to a report published in P&I Daily. ..
401kWire.com -
Tuesday, November 11, 1997
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Reader Rating: 3
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