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News Stories Archives - Since 1998
Tips for Converting Mutual Funds to ETFs on a Tax-Free Basis In light of the recent approval of translucent active ETF structures, a reader weighs in... MutualFundWire.com - Monday, July 13, 2020
After 40 Years With Nationwide, an Ex-DC Sales Leader Exits Stay tuned for his next chapter... 401kWire.com - Monday, July 13, 2020 - Reader Rating: 2
Two More Tiers For Tackling 401k Leakage A provider and plan sponsor ally adds levels to its flagship offering... 401kWire.com - Monday, July 13, 2020
A $10B Plan Ships In a New Custodian The plan had more than 108,000 participants as of the end of 2018... 401kWire.com - Monday, July 13, 2020
Week In Preview, July 13 - July 19 This week the teams at Commonwealth, DCIIA, EBRI, Faegre Drinker, Fi360, NAPA, and Spark are all hosting virtual events... 401kWire.com - Monday, July 13, 2020
Week In Preview, July 13 - July 19 This week the teams at Aite Group, MFDF, MMI, NICSA, and SEC will host virtual events... MutualFundWire.com - Monday, July 13, 2020
Case of the Week: Contribution Limits RLC's Jenny Kiffmeyer digs into how much participants can sock away in DC plans this year... 401kWire.com - Friday, July 13, 2018 - Reader Rating: 5
OregonSaves ... With a Chatbot Corrected \| The year-old program has introduced a new customer support program... 401kWire.com - Friday, July 13, 2018 - Reader Rating: 3.5
Yoshida Launches an Alt Retirement Startup The nearly 20-year financial services vet and startup leader has launched his newest company... 401kWire.com - Friday, July 13, 2018
USI CG Scores a Sales VP A 25 year industry vet and ex-pro hockey player joins USI... 401kWire.com - Friday, July 13, 2018
An Ex-Delaware Consultant Resurfaces at Vanguard A Philadelphia-based advisor consultant has moved companies after four years as a top salesman with Delaware Funds... MutualFundWire.com - Friday, July 13, 2018
Mackanos Launches a Quarterly KPA Check-In The national recordkeeping alliance will soon host webinars... 401kWire.com - Friday, July 13, 2018
Two Familiar Billionaires Buy New Homes Where do the richest fundsters live? One just bought a bachelor pad in the OC, and another recently acquired a condo in southern Florida... MutualFundWire.com - Friday, July 13, 2018
McNabb Is Stepping Down A familiar face is taking over the largest mutual fund company in the world next year. .. MutualFundWire.com - Thursday, July 13, 2017
Redhawk Wealth Advisor Welcomes $120MM KPA An advisor in Ohio now affiliates with Redhawk..... 401kWire.com - Thursday, July 13, 2017
A $10.7B Shop Hunts for Subadvisory Biz After a Win The Chi-Town asset manager is now one of three subadvisors on the fund..... MutualFundWire.com - Thursday, July 13, 2017
What is the End Game for FinTech? KPAs, are you ready to be the next Amazon-type advisor?.. 401kWire.com - Thursday, July 13, 2017
Matt Fellowes Starts a New Venture This serial entrepreneur has a few things up his sleeve..... 401kWire.com - Thursday, July 13, 2017
20 Fund Firms Team Up With LPL For a New Mini-Mart The Mutual Fund Only platform will be available to LPL advisors and institutions in early 2018..... MutualFundWire.com - Thursday, July 13, 2017
States Enter the Fiduciary Fray Just when you thought fiduciary news couldn't get more complicated... .. 401kWire.com - Thursday, July 13, 2017
Post-Strategic Review, Beaulieu Brings Three Senior Execs to Altegris The liquid alts shop expands its leadership team as part of its evolving strategic priorities..... MutualFundWire.com - Thursday, July 13, 2017
New Fund Fuss - July 13, 2017 The latest news on funds!.. MutualFundWire.com - Thursday, July 13, 2017
LPL Retirement Vet Switches Firms This exec has been with LPL for 13 years..... 401kWire.com - Thursday, July 13, 2017
Plan Health Analysis is Just OneClick Away A fintech company recently launched a new tool to monitor plan health. .. 401kWire.com - Thursday, July 13, 2017
Bigger Isn't Better? Don't Be So Sure New research pushes back against the idea that mutual fund scale (both at the fund and industry levels) is a good thing for mutual fund investors. MFWire is skeptical... MutualFundWire.com - Thursday, July 13, 2017
Pru Promotes, Again! Following a recent promotion, Prudential is at it again..... 401kWire.com - Thursday, July 13, 2017
John Hancock Scores a $1B Taft-Hartley Plan Mercer was previously recordkeeper to the plan. .. 401kWire.com - Wednesday, July 13, 2016 - Reader Rating: 2
A DC I-O Pioneer Dies Last month a retired 401k industry insider in New Jersey passed away... 401kWire.com - Wednesday, July 13, 2016 - Reader Rating: 5
NextShares Gains Wirehouse Distro TA multinational bank's U.S. wirehouse arm has signed on to making Eaton Vance's new kind of fund structure available next year through the wirehouse's B-D and RIA platforms... MutualFundWire.com - Wednesday, July 13, 2016
New Fund Fuss -- July 13, 2016 The latest fund launches in the industry! .. MutualFundWire.com - Wednesday, July 13, 2016
Plan Sponsors Hunt Fiduciary Partners in Shifting Landscape Chatham Partners' research indicates plan sponsors are more loyal and satisfied than before... 401kWire.com - Wednesday, July 13, 2016 - Reader Rating: 1
Prudential Picks Up Two Mid-Market DC Plans Prudential Retirement wins two defined contribution plans in the south... 401kWire.com - Wednesday, July 13, 2016
DoL Seeks the Public to Modernize its 5500 Data Form The Department of Labor is sourcing public comments to modernize its form for plan sponsors... 401kWire.com - Wednesday, July 13, 2016 - Reader Rating: 4
Voya Wins Oil & Gas Employer's DC Assets Occidental Petroleum is readying a blackout period for its DC plans... 401kWire.com - Wednesday, July 13, 2016 - Reader Rating: 4
A Tech Startup Steps More Than a Bit Into the ETF Biz A two-year-old shop in Gotham is preparing to launch its own ETF... MutualFundWire.com - Wednesday, July 13, 2016
Obama Calls on DoL to Act Speaking at the White House Conference on Aging, President Obama revealed that he had directed the Department of Labor to draft up regulations that would "provide a clear path forward for states to create retirement savings programs.".. 401kWire.com - Monday, July 13, 2015 - Reader Rating: 2.67
Retail Is Crushing Institutional Casey Quirk teams up for a 14th annual look at asset managers' performance around the globe... MutualFundWire.com - Monday, July 13, 2015
This Is What Goldman Paid Buddy Donahue ... and This Is How He Invests Bloomberg digs into the financial disclosures made by the former SEC investment management division chief upon his return to the regulatory agency this spring... MutualFundWire.com - Monday, July 13, 2015
North Carolina Makes its RKer Choice The North Carolina Retirement Systems have inked a contract for a recordkeeper for 52 thousand participants... 401kWire.com - Monday, July 13, 2015 - Reader Rating: 4
DoL Sues Plan Sponsor for Abandoned 401k DoL is suing Ants Software Inc. for violating its fiduciary duties... 401kWire.com - Monday, July 13, 2015 - Reader Rating: 5
White House Recognizes Clorox's Clean Retirement Plan The Clorox Company will be recognized at the 2015 White House Conference on Aging... 401kWire.com - Monday, July 13, 2015 - Reader Rating: 3
RIA Hosts KPA Conference In Kansas City Resources Investment Advisors, (RIA) (an RIA specializing in servicing retirement plan advisors as hybrid RIA with LPL) hosted its first conference for advisors... 401kWire.com - Monday, July 13, 2015
Fitch Ponders Fido's "Extremely Strong Market Position" The ratings agency updates its outlook on the Boston Behemoth... MutualFundWire.com - Monday, July 13, 2015
The Boston Behemoth Seeks A PR Guru Jersey City will be the home to the "primary spokesperson" for Fidelity (when the hire is made). .. MutualFundWire.com - Friday, July 13, 2012
An MSSB Model Maker Changes Teams Morgan Stanley Smith Barney's head of model management and its Consulting Group Capital Markets Funds moves on... MutualFundWire.com - Friday, July 13, 2012
Stork and Reaper for Friday, July 13, 2012 The MFWire's daily report of mutual fund births and deaths... MutualFundWire.com - Friday, July 13, 2012
Emerald Advisory Services Taps a Subadvisor EAS adds Trademark Capital Management, founded by former Stadion managers, as subadviser... MutualFundWire.com - Friday, July 13, 2012
Pimco Scores a Target-Date Win Its DC sales head sees a bright future for Pimco's target-date funds... 401kWire.com - Friday, July 13, 2012 - Reader Rating: 5
A $2B LPLr Moves and Hires A West Coast-based team adds a pair of employees and hunts for more while moving to the suburbs... 401kWire.com - Friday, July 13, 2012 - Reader Rating: 2
A Hancock Vet Takes Harstein's Place Updated \| A promotion will put another exec in charge of the insurer's mutual fund business... MutualFundWire.com - Friday, July 13, 2012
An Appeals Court Stands Behind the QDIA Safe Harbor A ruling from the Sixth Court of Appeals says that participants who lost money after being switched to a Lincoln TDF are not entitled to damages .. 401kWire.com - Friday, July 13, 2012 - Reader Rating: 5
Grandeur Aims for Higher Peaks With New Additions Seven new interns with varying global experiences were chosen to support research, operational and business duties at Grandeur Peak... MutualFundWire.com - Friday, July 13, 2012
A $5B Lone Star PM Steps Down USAA's Didi Weinblatt will step down from the two funds she manages effective July 16.. MutualFundWire.com - Friday, July 13, 2012
RIAs Combine in a Move a Savant Could Love Updated \| A Chicagoland firm reaches into Virginia and creates a $2.7-billion, nine-office shop... 401kWire.com - Friday, July 13, 2012 - Reader Rating: 1
Templeton Fills Motyl's Post CIO Gary Motyl died unexpectedly last month. Now his spot has been filled. .. MutualFundWire.com - Friday, July 13, 2012
DEA Doesn't Appreciate This Fund Exec's Distibution Efforts A U.S. Boston AVP was implicated by Boston police in a drug ring earlier this week... MutualFundWire.com - Friday, July 13, 2012 - Reader Rating: 4
ProShares Adds Two New ETFs ProShares catches up with the competition with the addition of two new ETFs... MutualFundWire.com - Friday, July 13, 2012
Some Big European Money Funds Close to New Investors European rate cuts may benefit U.S. money market funds, says the WSJ.. MutualFundWire.com - Friday, July 13, 2012
Money: It's What They Want US Commodity Funds is rolling out a quintet of currency ETFs... MutualFundWire.com - Friday, July 13, 2012
FlexShares Passes the Billion-Dollar Mark Four funds belong to the FlexShares ETF family now hold seven figures... MutualFundWire.com - Friday, July 13, 2012
New Derivatives Regs May Lock Some European Asset Managers Out of the Market The WSJ covers rule changes for asset managers based across the Atlantic... MutualFundWire.com - Friday, July 13, 2012
Fidelity Says Goodbye to a Star PM, For Four Months An investing guru takes some time off to write a book... MutualFundWire.com - Wednesday, July 13, 2011
Edward Jones Offers a Private-Label 401k The 12,000-advisor broker-dealer teams up with a Midwestern recordkeeper... 401kWire.com - Wednesday, July 13, 2011
A Mega Plan Partially Reinstates its Match It is also streamlining its fund lineup... 401kWire.com - Wednesday, July 13, 2011
A $1.9B MFS Fund Adds a Co-PM The Bay State mutual fund firm prepares to split the helm for an international offering... MutualFundWire.com - Wednesday, July 13, 2011
IndexIQ Offers an Emerging Markets ETF The new offering bets on mid-caps in emerging markets... MutualFundWire.com - Wednesday, July 13, 2011
Closed-End Muni-Bond Funds Now Come in an ETF Van Eck Global unveils its 35th ETF, a fixed income offering... MutualFundWire.com - Wednesday, July 13, 2011
Ulian Names a New DC Product Head BofA is shuffling its leadership team for retirement... 401kWire.com - Wednesday, July 13, 2011
The DoL Extends a Disclosure Rule Effective Date But the new deadline date may not meet industry expectations... 401kWire.com - Wednesday, July 13, 2011 - Reader Rating: 5
An ABG Member Adds a New Face to its Lineup A recordkeeping TPA has added a new sales and marketing personnel to its roster... 401kWire.com - Wednesday, July 13, 2011 - Reader Rating: 1
ExpertPlan Teams Up With a Publisher Updated \| The outsourced recordkeeper unveils a new partnership to support advisors... 401kWire.com - Wednesday, July 13, 2011
AQR's Founder Sees Red After Two Bottles Rep. Paul Ryan's hedge fund buddy reportedly throws an F-bomb at a business professor... MutualFundWire.com - Wednesday, July 13, 2011 - Reader Rating: 5
Gross Ups Total Return's Treasurys By 60 Percent The flagship Pimco fund's moves continue to attract media attention... MutualFundWire.com - Wednesday, July 13, 2011
Deal Brings Stadion into Private Equity Hands First announced in April, the deal became complete on June 30... MutualFundWire.com - Wednesday, July 13, 2011
Munder Unveils a Pair of Funds Both are sub-advised by Munder subsidiary Integrity Asset Management... MutualFundWire.com - Wednesday, July 13, 2011
A Fidelity Team Sets Sail On Its Own The Boston Behemoth says goodbye to a real-estate-focused team, yet maintains ties... MutualFundWire.com - Wednesday, July 13, 2011
Northern Trust Takes Over a Mutual Fund Client from State Street Northern Trust is the new transfer agent, custodian and administrator for the New Jersey-based asset manager... MutualFundWire.com - Tuesday, July 13, 2010
New Share Classes 'R'-rive For Two Wells Fargo Funds The mutual fund family adds retirement plan share classes to a pair of funds as it integrates Evergreen's offerings into its own... 401kWire.com - Tuesday, July 13, 2010 - Reader Rating: 3
A DC I-O Exec Moves On from Nuveen The Nuveen veteran has left the firm... 401kWire.com - Tuesday, July 13, 2010
Old Mutual Buys an Echo of Morgan Stanley From Invesco Updated \| A portfolio team that sub-advises mutual funds and manages separate accounts will create a new boutique within Old Mutual Asset Management... MutualFundWire.com - Tuesday, July 13, 2010 - Reader Rating: 5
Legg Mason Hires a Wholesaler from Transamerica The Baltimore-based mutual fund firm expands its roster of retirement-focused wholesalers... 401kWire.com - Tuesday, July 13, 2010
DC I-O Assets Could Hit $2T By 2011 An industry consulting firm offers its latest take on the retirement plan opportunities for asset managers... 401kWire.com - Tuesday, July 13, 2010 - Reader Rating: 5
EBRI Confirms the Success of the Auto-Plan Many participants, though less than in 2003, are still at risk in terms of retirement savings progress, but it seems that the spirit of PPA is working as planned... 401kWire.com - Tuesday, July 13, 2010 - Reader Rating: 5
BlackRock Knocks Out Deutsche in a Subadvisory Race One asset management giant will replace another as the subadvisor to a Prudential fund... MutualFundWire.com - Tuesday, July 13, 2010
Mutual of America Lands an Intrepid PM The fund firm taps a portfolio manager for its institutional index funds. Delaware and Goldman Sachs make changes while USAA fund adds a PM. Legg Mason trustees recommend fund merger... MutualFundWire.com - Tuesday, July 13, 2010
Guardian Tackles Florida With its New Hire Guardian makes a sales hire in the Sunshine State... 401kWire.com - Tuesday, July 13, 2010
Two Morgan Stanley Bigwigs Pack their Bags Two former co-heads of Morgan Stanley's asset management business are preparing to bid the firm adieu... MutualFundWire.com - Tuesday, July 13, 2010
Workers' Retirement Readiness Actually Increased Over the Past 7 Years Automatic enrollment in 401k plans appears to be making a big difference, but a research think tank worries that many are still not on track for retirement... MutualFundWire.com - Tuesday, July 13, 2010
Schwab Grows its Laudus Roster with a UBS Fund The West Coast giant expands its Laudus fund offerings... MutualFundWire.com - Monday, July 13, 2009 - Reader Rating: 2
Liftout Catapults a Stable Value Giant Into Money Market Funds A fixed income manager plans a significant product expansion after adding a new team... 401kWire.com - Monday, July 13, 2009 - Reader Rating: 4
Nadart Drives in a Familiar New Exec A national trade group taps a new VP for its retirement plan subsidiary... 401kWire.com - Monday, July 13, 2009 - Reader Rating: 2
Dreyfus Moves to Consolidate Fund Boards Dreyfus is consolidating fund boards as part of efforts to bring down costs... MutualFundWire.com - Monday, July 13, 2009
One Tennessee TPA Gobbles Another Updated \| Both retirement and payroll administration are reportedly involved in the deal... 401kWire.com - Monday, July 13, 2009
Allianz Shuts a Small-Cap Fund to Most Investors Allianz Global Investors is closing its NFJ Small-Cap value Fund to most investors at the end of next month... MutualFundWire.com - Monday, July 13, 2009
Schwab Execs Say They are Snatching Business from Fidelity and Vanguard Executive tell Barron's the fee cuts and lowered minimums are paying off... MutualFundWire.com - Monday, July 13, 2009 - Reader Rating: 5
State Street Returns More TARP Money The bank reportedly becomes the first big financial firm to leave the bailout program... MutualFundWire.com - Monday, July 13, 2009
Fund Managers Need a Clear Advantage and Defined Business, Says BCG Last week's study from Boston Consulting Group is making bigger waves... MutualFundWire.com - Monday, July 13, 2009
Evergreen's Large Cap Fund to Undergo Name, Strategy Change Wachovia's investment management arm is making changes to the Evergreen Large Cap Equity Fund's name, strategy and objective... MutualFundWire.com - Friday, July 13, 2007 - Reader Rating: 3
UPDATE 1: Gallagher's White Plains Team Disperses The insurance brokerage's retirement unit sees more departures and transfers, with more new hires on the horizon. .. 401kWire.com - Friday, July 13, 2007 - Reader Rating: 4.5
BNY ConvergEx, Townsend Analytics Ink Distribution Deal BNY ConvergEx Group has picked Townsend Analytics as a preferred distribution partner... MutualFundWire.com - Friday, July 13, 2007 - Reader Rating: 2.83
SmartMoney: TradeKing is Tops Again TradeKing was just named the top-rated discount broker for the second year in row by SmartMoney... MutualFundWire.com - Friday, July 13, 2007
Great-West's Nelson: More Consolidation to Come One of the 401k industry's most prolific dealmakers sees more M&A action occurring. .. 401kWire.com - Friday, July 13, 2007 - Reader Rating: 4
Openings Appear at Old Line State Fund Firms This week's "Grabbed From the Monster" job column features fund industry jobs found on Monster.com and CareerBuilder.com, as per usual, along with a focus on positions available with investment managers in Maryland. .. MutualFundWire.com - Friday, July 13, 2007 - Reader Rating: 3.5
Insurer's Search for Retirement Income CMO Is Still Ongoing The Massachusetts-headquartered insurer has yet to conclude its search for a marketing chief for its retirement income unit... 401kWire.com - Friday, July 13, 2007 - Reader Rating: 1.5
XShares Obtains SEC Exemption from '40 Act Investment Limits The Big Apple firm has received an exemptive order from the SEC that allows mutual funds to go beyond the investment limits contained in section 12(d)1 of the Investment Company Act of 1940 when investing in shares of ETFs... MutualFundWire.com - Friday, July 13, 2007 - Reader Rating: 4
FRC: Advisors Want Wholesalers Who Understand Advisors want asset management wholesalers with solutions and understanding, not product pushers. That's just one of the findings of a new research report released by Financial Research Corporation and Horsesmouth... MutualFundWire.com - Friday, July 13, 2007 - Reader Rating: 3.33
Morningstar Unit Gets Patent on Portfolio Creation Method Morningstar subsidiary Ibbotson Associates has secured a patent on its portfolio construction method for individual investors based on the concept of human capital... MutualFundWire.com - Friday, July 13, 2007 - Reader Rating: 3
Planning Retirement Income A Big Apple fund company has a program about retirement income planning in the works for advisors. .. 401kWire.com - Thursday, July 13, 2006 - Reader Rating: 2
Most Participants Skip Managed Accounts A new study found that among participants whose plans offer the managed account option, 60 percent do not use it... 401kWire.com - Thursday, July 13, 2006 - Reader Rating: 1
A Fresh Batch from ProShares On Thursday, five and a half years after filing for SEC approval, ProShares finally launched the first batch of ETFs that double magnify short exposure to well-known market indexes... MutualFundWire.com - Thursday, July 13, 2006
Gabelli Reaches Settlement Deal Industry star Mario Gabelli has finally settled a five-year-old suit that alleged he committed civil fraud by using shell companies to bid for wireless spectrum licenses in the 1990s... MutualFundWire.com - Thursday, July 13, 2006
Direxion Says No Thanks to IRS Commodity Headaches In developing a slew of new products to mark its organizational reinvention, Direxion Funds has changed its grip on commodities to escape tax penalties from the Internal Revenue Service... MutualFundWire.com - Thursday, July 13, 2006
What's Next For ExpertPlan? The new president at the record keeper and application services provider describes the transition, and the future... 401kWire.com - Thursday, July 13, 2006 - Reader Rating: 1
Janus Bets on Titan's Strength Janus Capital Group has plans to fold a $2.2 billion fund into another offering less than half that size, following the retirement of the larger fund's portfolio managers... MutualFundWire.com - Thursday, July 13, 2006
SEC Approves Soft Dollar Rules 5-0 By unanimous vote, the Securities and Exchange Commission voted Wednesday to approve new guidelines on soft dollar deals, reported Reuters. First made public last October, the clarified rules will take effect in six months... MutualFundWire.com - Thursday, July 13, 2006 - Reader Rating: 3
Newport Adds Auto Rebalancing The plan administrator is offering a rebalancing tool that can handle more than just 401k plans... 401kWire.com - Wednesday, July 13, 2005
That's "Spritzer" with a "P" It appears that someone, likely a retirement consultant, is getting a little to gung ho when it comes to warning plan sponsors of their fiduciary duties. Those efforts have caught the attention of Florida regulators... 401kWire.com - Wednesday, July 13, 2005 - Reader Rating: 2.67
Study: Don�t Sell that Fund New research from Morningstar shows that funds that encourage their shareholders to stay are likely doing them a favor... MutualFundWire.com - Wednesday, July 13, 2005
TIAA-CREF's Fund Advisor Asks for a Raise Teachers Advisors says it has been losing money on the funds used in TIAA-CREF's college savings programs since it launched them in 1999... MutualFundWire.com - Wednesday, July 13, 2005
Bad Models are at the Heart of AmEx's Settlement New Hampshire regulators sent the fund industry a message that model portfolios must be built with care and expertise... MutualFundWire.com - Wednesday, July 13, 2005
MLIM Exec Denies Sale of Unit One of the biggest rumored deals this year may be just a rumor. The firm keeps joint ventures an open option... MutualFundWire.com - Tuesday, July 13, 2004
Fidelity Loses Top Spot in Manager Rankings Two giant indexers pass the Boston Behemoth in the II money manager rankins. Is this the death knell for fund firms?.. MutualFundWire.com - Tuesday, July 13, 2004
Subtracting Asset Fees Reveals True Plan Costs How can you get plan sponsors to open their eyes to the real fees they pay? One national recordkeeper says it has found a way... 401kWire.com - Tuesday, July 13, 2004 - Reader Rating: 3.75
A Modern Day Guild For Fee-Only Consultants The Revere Coalition will allow members to pool intellectual capital, according to co-founder Steve Lansing... 401kWire.com - Tuesday, July 13, 2004 - Reader Rating: 2
RIA and Consultant Team Up Cross-country connections: a Midwest consultant and Florida RIA form a strategic alliance to offer services to retirement plans... 401kWire.com - Tuesday, July 13, 2004 - Reader Rating: 3
Haaga: Shoulda, Woulda, Coulda The ICI chair and executive vice president of Capital Research says fund companies should have anticipated trading abuses... MutualFundWire.com - Tuesday, July 13, 2004
Hearing Officer in Pru Refuses to Recuse Lawyers defending Prudential brokers face more challenges as the Feds tell Massachusetts to put its civil case on hold... MutualFundWire.com - Tuesday, July 13, 2004
Boehner Bill to Get Hearing The bill is moving towards markup in the House while the Senate still needs a sponsor. .. 401kWire.com - Friday, July 13, 2001 - Reader Rating: 3
Three Senior Execs To Leave Mutual Series Michael Price called it quits, but the surprise is that two more members of his five-member succession team are also bidding adieu... MutualFundWire.com - Friday, July 13, 2001 - Reader Rating: 3
Fido Sharpens the Axe Fidelity cuts 9 percent of brokerage unit ... adds four new funds ... Private-equity specialist to fund firms names hire. .. 401kWire.com - Friday, July 13, 2001 - Reader Rating: 3
Fido Sharpens the Axe Fidelity cuts 9 percent of brokerage unit ... Adds four new funds ... ETFs hit Japan ... Private-equity specialist to fund firms names hire... MutualFundWire.com - Friday, July 13, 2001 - Reader Rating: 3
Indian Stocks Undone by Fund A surprise six-month freeze on redemptions is panicking India's stock market and creating a political crisis... MutualFundWire.com - Friday, July 13, 2001 - Reader Rating: 3
Strong Bonds through Chemistry The American Chemistry Council has tapped a new bundled vendor... 401kWire.com - Friday, July 13, 2001 - Reader Rating: 3
First Union and A Few Good Women First Union is launching a new educational service for women. .. 401kWire.com - Friday, July 13, 2001 - Reader Rating: 3
RS and Elijah Part Ways After nearly a decade, the San Francisco fund sponsor has decided to replace Ron Elijah as the portfolio manager for $475 million of fund assets... MutualFundWire.com - Friday, July 13, 2001 - Reader Rating: 3
T. Rowe Price Wins Free State 529 Hometown provider T. Rowe Price has won the mandate for a second college saving program... MutualFundWire.com - Friday, July 13, 2001 - Reader Rating: 3
Back-Office Provider IFS Outsources Integrated Fund Services will migrate its shareholder services to a SunGard platform. .. MutualFundWire.com - Friday, July 13, 2001 - Reader Rating: 3
Ways And Means Committee Passes Pension Reform Bill Retirement Saving Accounts make a brief reappearance, raising some interesting issues about the Presidential race... 401kWire.com - Thursday, July 13, 2000 - Reader Rating: 3
Stable Value Rates for July 14, 2000 .. 401kWire.com - Thursday, July 13, 2000 - Reader Rating: 3
Stilwell Rises on Day One Shares in the holding company of Janus and Berger started trading with a bang... MutualFundWire.com - Thursday, July 13, 2000 - Reader Rating: 3
The Truth about Company Stock Company stock in a 401k plan is not a win-win, it is a win-lose argues Morningstar's John Rekenthaler... 401kWire.com - Thursday, July 13, 2000 - Reader Rating: 3
July 13, 2000 ING Group eyes Aetna units ... No fallout on PaineWebber funds expected... 401kWire.com - Thursday, July 13, 2000 - Reader Rating: 3
July 13, 2000 ING Group eyes Aetna units ... No fallout on PaineWebber funds expected... MutualFundWire.com - Thursday, July 13, 2000 - Reader Rating: 3
Atlanta Sponsor Adds Funds Two funds from T. Rowe Price join the lineup. .. 401kWire.com - Thursday, July 13, 2000 - Reader Rating: 3
Small Bytes: Funds--AIM, SSR, ND July 10 - July 14 *UPDATED* State Steet Research, ND Holdings and AIM launch funds, Scudder closes one... MutualFundWire.com - Thursday, July 13, 2000 - Reader Rating: 3
AnnuityNet.com to Offer Stein Roe Product AnnuityNet.com will offer its second online variable annuity product, offering Stein Roe and other Liberty funds, starting this fall... MutualFundWire.com - Tuesday, July 13, 1999 - Reader Rating: 3
Moving on Up at MassMutual There's good news for some executives at MassMutual Retirement Services in Springfield, Massachusetts. Two have been promoted. Fredrick Castellani has left his old post as head of the division's sales area to run the entire area... 401kWire.com - Tuesday, July 13, 1999 - Reader Rating: 3
Morningstar Names Ad Agencies As part of Morningstar's plan to aggressively market the company, it is launching a $20 million advertising campaign. Today it has named the primary agencies involved... MutualFundWire.com - Tuesday, July 13, 1999 - Reader Rating: 3
Website Targets Sales Team Santa Fe, New Mexico-based Benefit Services has launched a new website that is targeted to sales professionals of retirement products, Catherine N.H. Lewis, principal, told the 401kWire.com. The site is intended for use by sales teams in local third-party administrator firms all the way up to those who work for large firms like Fidelity and Vanguard... 401kWire.com - Tuesday, July 13, 1999 - Reader Rating: 3
Odd Lots, July 13, 1999 Friedman relaxes investors ... Is Janus getting paranoid? ... Morningstar cooks up new brew ... KC Southern spin-off debate. .. MutualFundWire.com - Tuesday, July 13, 1999 - Reader Rating: 3
District of Columbia Chooses Provider Washington, D.C. has announced that Aetna Life Insurance and Annuity Company will be the exclusive provider for the district's 401(a) defined contribution plan, a spokesperson for Aetna told the 401kwire.com. The District of Columbia has 13,000 participants and a total of $208 million in assets... 401kWire.com - Tuesday, July 13, 1999 - Reader Rating: 3
Numeric Launches Internet Trading The Cambridge-based funds family launches an Internet site allowing its shareholders to trade over the Internet... MutualFundWire.com - Tuesday, July 13, 1999 - Reader Rating: 3
A Tango for Two in Columbus Columbus, OH-based Nationwide Financial Services, Inc. (NYSE: NFS), owner of PEBSCO, and privately-held National Deferred Compensation, Inc. (NDC), announced that they are forming a strategic alliance. Jeff Botti, spokesperson for NFS, told the 401kWire that the move is his company's first step in acquiring NDC by the end of the third quarter... 401kWire.com - Monday, July 13, 1998 - Reader Rating: 3
Heard Elsewhere Solutia to revamp its plan, IBM might add options, Virginia may launch a plan, and the DoL sues a sponsor... 401kWire.com - Monday, July 13, 1998 - Reader Rating: 3
Scudder Kemper Marriage Pays Unexpected Dividend What happens when a financial services firm mixes a direct marketing approach with an intermediary channel? The traditional thinking is that by overlapping these two distinct sales channels the vendor will confuse customers, anger its intermediaries, and ultimately lose business. .. 401kWire.com - Monday, July 13, 1998 - Reader Rating: 3

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