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News Stories Archives - Since 1998
Net Active Flows Improve By $26B The M* team updates U.S. flows data for August 2022 for ETFs and long-term, open-end mutual funds... MutualFundWire.com - Monday, September 26, 2022
An 8,700-Plan TPA Adds a Recruiter Word is that the new hire is the acquirer's first ever dedicated internal recruiter... 401kWire.com - Monday, September 26, 2022
Five Years In, a Product Leader Rises At a $91B-AUA RKer The freshly promoted executive will report to the provider's newly anointed chief... 401kWire.com - Monday, September 26, 2022
Empower Wins a 4,163-Participant 401k Word is that the $338-million plan moved back in the spring... 401kWire.com - Monday, September 26, 2022 - Reader Rating: 5
Week In Preview, September 26 - October 2 This week, the teams at DCIIA, EBRI, Fi360, NAPA, NTSA, and Spark are hosting events... 401kWire.com - Monday, September 26, 2022
Week In Preview, September 26 - October 2 This week, the teams at IMEA, MFDF, and MMI are hosting events... MutualFundWire.com - Monday, September 26, 2022
Consider Workers' Personalities A trade group research institute offers a way of classifying participants in four groups... 401kWire.com - Thursday, September 26, 2019
Matthews, 361, and JPMAM Win Big In Chi-Town 34 firms won awards in 30 categories this week at a trade group's 23rd annual awards bash... MutualFundWire.com - Thursday, September 26, 2019
Scalia's In Trump's pick to lead the DoL clears the final hurdle... 401kWire.com - Thursday, September 26, 2019
Morgan Stanley's New Fin Wellness Chief Builds Out The new hire unveils a pair of new partnerships and an upgraded portal... 401kWire.com - Thursday, September 26, 2019
Post-Deal, Mallouk Aims For the Next Level of 401k The Creative Planning chief talks about the giant retail RIA's second ever acquisition: a micro- and small-market retirement plan provider... 401kWire.com - Thursday, September 26, 2019
Principal Leads an Awards Pack Six providers win big at an investment management industry event in Chi-Town... 401kWire.com - Thursday, September 26, 2019 - Reader Rating: 1.31
Four Fundsters Are Among the Most Powerful Women In Business A big B-D's chief also made the list, released earlier this week by a business magazine... MutualFundWire.com - Thursday, September 26, 2019
Pensionmark Welcomes a $3B-AUA New England Shop The team works with more than 850 DB and DC plans... 401kWire.com - Wednesday, September 26, 2018
A Midwestern Boutique Rebrands a Fund and Ramps Up Marketing The firm is changing a 12-year-old mutual fund's name... MutualFundWire.com - Wednesday, September 26, 2018
A 9-Year LPL KPA in the Midwest Joins GRP A Chi-Town-area advisor aligns with the California-based RIA/super-OSJ... 401kWire.com - Wednesday, September 26, 2018 - Reader Rating: 5
How Adapting to Feedback Has Benefited 403(b) Plans PCSA reveals recent improvement in the 403(b) space... 401kWire.com - Wednesday, September 26, 2018 - Reader Rating: 2
How Big is the Participant Advice Gender Gap? A recordkeeper talks to its retirement plan participants about working with FAs... 401kWire.com - Wednesday, September 26, 2018 - Reader Rating: 5
The Nuances of FAs' Shift to Passive A prominent, blogging FA zooms in on the rise of index funds and ETFs... MutualFundWire.com - Wednesday, September 26, 2018
Follow the Fundsters - September 26, 2017 Keep track of the latest people moves in the mutual fund business... MutualFundWire.com - Tuesday, September 26, 2017
Only One Active Shop Passed $1B in Inflows in August M* releases its monthly mutual fund flows data... MutualFundWire.com - Tuesday, September 26, 2017
Schwab Hires a 401k Upstart's Chief There is no word yet on who will take her place at the VC-backed, Gotham City firm... 401kWire.com - Tuesday, September 26, 2017 - Reader Rating: 4
GRP and LPL Win Over a Chitown KPA The new recruit is looking to grow, both organically and through acquisition... 401kWire.com - Tuesday, September 26, 2017
Why Do Small Business Owners Plan to Increase Contributions? New research sheds light on what's driving half of those offering plans to increase their contributions... 401kWire.com - Tuesday, September 26, 2017 - Reader Rating: 5
Goldleaf Brings On a CO Sales Director The new hire will join next week... 401kWire.com - Tuesday, September 26, 2017
Five Powerful Female Fundsters American Banker recognizes the 25 most powerful women in finance, including some familiar faces in asset and wealth management... MutualFundWire.com - Tuesday, September 26, 2017
Fiduciary Rule Will Move Advisors to Retirement Some broker-dealers will fare better than others. .. 401kWire.com - Monday, September 26, 2016 - Reader Rating: 3.75
A Nine-Year-Old Shop Shutters Its Mutual Fund The fund came to market eight years ago... MutualFundWire.com - Monday, September 26, 2016
People on the Move - September 26, 2016 Hirings, Firings, and the like!.. MutualFundWire.com - Monday, September 26, 2016
Ackerley Promotes as a Veteran BlackRock DC Exec Retires The giant asset manager's U.S. and Canada defined contribution chief picks a new head of product and implementation... 401kWire.com - Monday, September 26, 2016
NAGDCA Elects 2017 Officers and Members The elections unfolded at last week's NAGDCA conference in Denver, Colorado. .. 401kWire.com - Monday, September 26, 2016
KPA in DC Joins Ray Jay This 401(k) plan advisor leaves a wirehouse to join a new B-D... 401kWire.com - Monday, September 26, 2016
A Famed Fundster Puts $42.5MM Into "the Greatest Cultural Treasure in Buffalo" A mutual fund firm chief and native Buffalonian drives "probably the fastest capital campaign in U.S. history" for the expansion of the hometown museum where he learned about art... MutualFundWire.com - Monday, September 26, 2016
Gross' Move Lands Him In a DC I-O Niche Here are numbers that frame what's at stake, from the defined contribution perspective, with the bond king's move... 401kWire.com - Friday, September 26, 2014 - Reader Rating: 4
Gross' Move Moves Markets Pimco's parent is suddenly worth billions of dollars less. .. MutualFundWire.com - Friday, September 26, 2014
This $193.3B DC I-O Giant's Superstar Jumps A bond fund titan leaves the firm he co-founded for another large mutual fund firm... 401kWire.com - Friday, September 26, 2014 - Reader Rating: 3.25
"PIMCO Has Activated Its Succession Plan" Who will succeed Bill Gross? Allianz will tell us soon... MutualFundWire.com - Friday, September 26, 2014
Why Did Gross Do It? Bill Gross is leaving Pimco, the bond fund giant he co-founded, for Janus. Why?.. MutualFundWire.com - Friday, September 26, 2014
Bogle Reflects on an Innovation not Copied All but one mutual fund CEO has taken the path well trod. .. MutualFundWire.com - Friday, September 26, 2014
Gross Jumps The Pimco bond fund king changes faces ... and firms... MutualFundWire.com - Friday, September 26, 2014 - Reader Rating: 5
An Arizona KPA Shop Rebrands and Expands A KPA shop is officially rebranding! And three new partners are going to plant their given specialities into their new practice. �.. 401kWire.com - Friday, September 26, 2014
OpFunds Kicks Up Advisor Internet Presence Fund firm launches new advisor portal. .. MutualFundWire.com - Thursday, September 26, 2013
Fido Tweaks its TDFs The industry leader's TDFs are sporting a new glide path. .. 401kWire.com - Thursday, September 26, 2013
Great-West Launches an App The bundled provider unveils a mobile tool for participants... 401kWire.com - Thursday, September 26, 2013 - Reader Rating: 5
Restauranteur Will Now Serve Up Loss-Averse Funds New regional director sold funds for 16-years at previous shops, and recently ran two restaurants... MutualFundWire.com - Thursday, September 26, 2013
LPL Officially Unveils an Alliance With New York Life 401kWire broke the news earlier this month... 401kWire.com - Thursday, September 26, 2013 - Reader Rating: 4
A NorCal 401k Advisor Analyzes Fee Disclosure An RIA unveils a complimentary analysis of the regs that took effect last year... 401kWire.com - Thursday, September 26, 2013 - Reader Rating: 2
A Client Relationship Honcho Hits the ALPS Exec was formerly with Fifth Third... MutualFundWire.com - Thursday, September 26, 2013
Drew Carrington Returns to DC I-O, Taking Over an Institutional Biz The former UBS DC I-O chief signs on to lead a mutual fund giant's efforts with jumbo retirement plan sponsors... 401kWire.com - Thursday, September 26, 2013
Forward Continues Push Into Income San Fran firm launches third income fund in 10 months. .. MutualFundWire.com - Thursday, September 26, 2013
529s? Ascensus? A Promising Move The Ascensus chief makes his second acquisition in less than a year, and this time it's outside the retirement plan business... 401kWire.com - Thursday, September 26, 2013 - Reader Rating: 3
BNY Hires Former Eaton CMO Exec also had key role in development of iShares brand in years past... MutualFundWire.com - Thursday, September 26, 2013
Another Top Hewitt Alum Joins Fradin at SunGard A veteran 401k exec takes over an advisor-focused unit at the software giant... 401kWire.com - Thursday, September 26, 2013
Reuters Peers at BlackRock's Short-Term Bond ETF New product caters to growing appetite for short-term debt. .. MutualFundWire.com - Thursday, September 26, 2013
M* Shows a Vanguard Fund Serious Lovin' The $35 billion equity ETF offers broad coverage, according to analyst Michael Rawson... MutualFundWire.com - Thursday, September 26, 2013
Wasatch Hires to Reach Advisors The Salt Lake City-based Wasatch Funds has a new communications specialist... MutualFundWire.com - Wednesday, September 26, 2012
Expect a Sales Expansion at a Montage Boutique CEO of a Montage boutique sees more sales hires in 6-12 months.. MutualFundWire.com - Wednesday, September 26, 2012
Mutual of Omaha Searches for a Wholesaler The firm has not identified any candidates for the job. .. 401kWire.com - Wednesday, September 26, 2012
Pensionmark Signs a 100-Plan Team A Lone Star State advisory shop aligns with the SoCal-based network... 401kWire.com - Wednesday, September 26, 2012
401(k) Ownership Increases, but Overall Retirement Participation Flails The ICI and EBRI present their latest data on retirement plan ownership trends... 401kWire.com - Wednesday, September 26, 2012 - Reader Rating: 2
A Gatekeeper Moves The exec now handles key accounts, and is COO of distribution, for Chinese asset firm... MutualFundWire.com - Wednesday, September 26, 2012
PwC Nabs a Former Top NYLIM Exec The new executive will help with the firm's expansion into consulting to asset managers... MutualFundWire.com - Wednesday, September 26, 2012
A Veteran 401k Advisor Now Picks ... Advisors After selling her business, a retirement plan specialist launches a new shop focused on financial education and plan advisor selection... 401kWire.com - Wednesday, September 26, 2012
The Supreme Court Will Hear a Fundster Scion's Case The highest court in the land agreed to weigh in on whether or not the SEC's statute of limitations will toss this case... MutualFundWire.com - Wednesday, September 26, 2012
Walt's Fee Cut Puts Schwab's Rivals in a Pickle Is Schwab using its underdog spot to make moves its rivals can't match? That is one takeaway from the FT's coverage this morning... MutualFundWire.com - Wednesday, September 26, 2012 - Reader Rating: 5
Why Did Gross Sell His Treasuries? A Forbes writer has the answer for you... MutualFundWire.com - Wednesday, September 26, 2012
Forbes Takes a World Tour with Manning & Napier The firm's global investment strategist discusses which countries he likes, and which he loathes, investment-wise... MutualFundWire.com - Wednesday, September 26, 2012
A Little More on Family Matters M* presents hard evidence that funds really do have the trappings of their parents... MutualFundWire.com - Wednesday, September 26, 2012
Oh? Janus Anoints an Institutional Chief The Colorado mutual fund firm brings on a JPMorgan vet... MutualFundWire.com - Monday, September 26, 2011
Pru Touts the Importance of Stable Value The bundled provider releases a new white paper on the subject... 401kWire.com - Monday, September 26, 2011 - Reader Rating: 4
A Virginia-Based Fund Shop Lowers its Fees Its fund is also growing a fast clip... MutualFundWire.com - Monday, September 26, 2011 - Reader Rating: 3
Hancock Keeps Asking 'Who Knew?' The insurer's mutual fund arm extends an advertising campaign through the end of the year... MutualFundWire.com - Monday, September 26, 2011
Direxion Names a New National Sales Manager He hails from Rydex/SGI... MutualFundWire.com - Monday, September 26, 2011
iShares' Founder Resurfaces Lee Kranefuss has a new gig. Well, it's an old gig within a new firm... MutualFundWire.com - Monday, September 26, 2011
Diversified Boasts a Trio of Healthcare Wins Joe Masterson's shop makes it a trifecta in the healthcare space... 401kWire.com - Monday, September 26, 2011 - Reader Rating: 3
LPL Wins Over an Elite MSSB 401k Trio A Southern California retirement plan advisory firm expands into Arizona and Oregon... 401kWire.com - Monday, September 26, 2011
Advice Helps Participant Even More When Markets Shake A new study shows the disparity between participants who get help versus those who don't... 401kWire.com - Monday, September 26, 2011
Are Alt Mutual Funds 'Disappointing'? One influential ratings agency seems to think so... MutualFundWire.com - Monday, September 26, 2011 - Reader Rating: 3
Will the Fed Boost Money Fund Yields? The WSJ talks about the central bank's plan in 'Operation Twist'... MutualFundWire.com - Monday, September 26, 2011
Jaffe Dubbs Fairholme 'Stupid Investment of the Week' Chuck Jaffe isn't pulling any punches... MutualFundWire.com - Monday, September 26, 2011
Evergreen Rumors May Resurface as its Parent Falters Coming soon to a publication near you: rumors that Evergreen Investments is for sale... MutualFundWire.com - Friday, September 26, 2008
Will Someone Buy Out Wachovia Next? The North Carolina-based bank is reportedly in talks with at least three potential buyers... 401kWire.com - Friday, September 26, 2008 - Reader Rating: 5
NYT: Wachovia and Citi are in Merger Talks Wachovia is reportedly talking to Citi about a possible merger... MutualFundWire.com - Friday, September 26, 2008
Will Citi Get Back into the Fund Business? Updated \| Wachovia and Citigroup have begun early merger talks... MutualFundWire.com - Friday, September 26, 2008
Raymond James to Convert to a Holding Company The company says its conversion to financial holding company status has been part of long-term planning discussions for many years... MutualFundWire.com - Friday, September 26, 2008
O'Grady Resurfaces, Casts Eye on I-Os The former MassMutual sales head has formed his own firm... 401kWire.com - Friday, September 26, 2008 - Reader Rating: 3.5
More Investors to Receive Fair Funds Ameriprise investors will see their checks soon... MutualFundWire.com - Friday, September 26, 2008
Merrill's Competitors May See Recruiting Boon Post Merger Recruiting firm RJ & Makay sees many Merrill Lynch brokers defecting in the coming years... MutualFundWire.com - Friday, September 26, 2008
Lehman's Fall Causes a Run on Morgan Stanley's Prime Brokerage Worried clients removed more than a third of their prime brokerage assets from Morgan Stanley last week... MutualFundWire.com - Friday, September 26, 2008
403b Acquiree Expands Post-Deal A Midwestern firm looks to leverage support from its new parent... 401kWire.com - Friday, September 26, 2008
Payden & Rygel Targets Retirement Plans with New Fund Payden & Rygel launches a fund made for a niche in the defined benefit world... MutualFundWire.com - Friday, September 26, 2008
Big Boston Companies are Hiring Despite the crisis currently roiling the economy fund companies are still searching for recruits. .. MutualFundWire.com - Friday, September 26, 2008
Ex-JPMorgan Retirement Chief Joins Fidelity Jim Murphy lands at Fidelity following a brief stint at JPMorgan... 401kWire.com - Friday, September 26, 2008 - Reader Rating: 4
Auto Enrollment Usage Doubles in Small Plans In its latest survey, the PSCA found that auto enrollment usage in small plans doubled and more than half of large plans utilize the feature... 401kWire.com - Friday, September 26, 2008
Fuld Auctions Off Art It looks like Dick Fuld might have foreseen having some personal liquidity issues... MutualFundWire.com - Friday, September 26, 2008
Evergreen Hails Fed Liquidity Program Although its funds didn't have liquidity problems, Evergreen Investments sold some asset-backed commercial paper under a Federal Reserve program this week... MutualFundWire.com - Friday, September 26, 2008 - Reader Rating: 4
Money Funds are on the Rebound Assets in most money funds continue to rebound this week... MutualFundWire.com - Friday, September 26, 2008
Bond ETFs are Thrown Off Track The trouble in the bond markets is causing problems for bond ETFs... MutualFundWire.com - Friday, September 26, 2008
Another Brokerage Moves to Protect Investors in Reserve Fund RBC's US Wealth Management unit is the latest to announce a move to protect clients who invested in The Reserve's Primary Fund... MutualFundWire.com - Friday, September 26, 2008
NYC Judge: Smith Barney and Citigroup Let Investors Know About Extra Savings A judge in New York City has dismissed the claims of investors against Smith Barney Fund Management and Citigroup Global Markets... MutualFundWire.com - Wednesday, September 26, 2007
401kWire's Women Lifetime Achievers Award Nominees The final installment of this year's 401kWire Women Leaders nominees turns to those women who have shaped the industry and provided a model for those following in their footsteps... 401kWire.com - Wednesday, September 26, 2007 - Reader Rating: 2.5
Summit Tests the Target-Date Waters Summit Investment Partners is now managing Lifestyle Exchange Traded mutual funds... MutualFundWire.com - Wednesday, September 26, 2007
Wachovia Snags Merrill Reps Wachovia has reportedly taken on 10 reps from Merrill Lynch... MutualFundWire.com - Wednesday, September 26, 2007 - Reader Rating: 3
Miller V. 401k Fees: Round 2 The House Education and Labor Committee is about to hold its second hearing on fees in defined contribution plans... 401kWire.com - Wednesday, September 26, 2007
FINRA: Expunge This! FINRA is planning to limit the number of motions to dismiss filed in arbitration forums... MutualFundWire.com - Wednesday, September 26, 2007 - Reader Rating: 3
Goldman Invests in a New Unit Co-Head Goldman Sachs has named Edward Forst as the co-head of its investment management unit... MutualFundWire.com - Wednesday, September 26, 2007
Cerulli Survey: What a Gatekeeper Wants Professional gatekeepers are now a fact of life that investment managers have to learn how to live and co-exist peacefully with... MutualFundWire.com - Wednesday, September 26, 2007 - Reader Rating: 3.18
Public Plan Provider Tells Sponsors About Another PPA Change A Mid-Atlantic-based firm unveils a new guide for sponsors about the Pension Protection Act's provisions regarding beneficiaries. .. 401kWire.com - Wednesday, September 26, 2007
UNIFI Picks Lifestyle ETF Sub-Advisor The Cornhusker State provider chooses a manager for its DC asset allocation offering. .. 401kWire.com - Wednesday, September 26, 2007
Are ETF Migrations the Beginning of an All ETF Exchange? WisdomTree will begin migrating its ETFs from the NYSE to the NYSE-Arca exchange, beginning October 11... MutualFundWire.com - Wednesday, September 26, 2007
Banking Giant Taps IXIS DC I-O Sales Chief A new defined contribution team brings in a seasoned investment-only sales leader to build it out. .. 401kWire.com - Wednesday, September 26, 2007 - Reader Rating: 5
Oppenheimer Hops Onto Wirehouse Platform The Empire State fund firm gets its retirement product in the hands of a financial distribution giant. .. 401kWire.com - Wednesday, September 26, 2007
Updated Plan Administrator Program Requires Only Two-Thirds the Testing A national trade group partners with an education and testing specialist, and unveils enhancements to one of its two core designation programs. .. 401kWire.com - Wednesday, September 26, 2007
Social Responsibility Needs Integrity Now that the green movement has caught on, fund shops that have always been on the cutting edge of ethical or socially responsible investing are trumpeting their virtues... MutualFundWire.com - Wednesday, September 26, 2007 - Reader Rating: 5
Want a Managed Account or a Lifecycle Option? Mutual of Omaha Now Offers Both Now the provider's participants have at least three different ways to pass the asset allocation problem on to someone else. .. 401kWire.com - Wednesday, September 26, 2007
Bowne Hires Secret Weapon in XBRL Wars Bowne & Co has hired XBRL vet, Rob Blake as senior director of Interactive Services... MutualFundWire.com - Wednesday, September 26, 2007 - Reader Rating: 5
American Funds Take Top Honors in Adviser Survey Advisers have weighed in on their favorite lifecycle and risk-based target date fund suites and their favorite fund families in general... MutualFundWire.com - Wednesday, September 26, 2007 - Reader Rating: 3
Vanguard Mega-Cap Launch: Part 2 Daisey Maxey takes on Vanguard's new ETF launch... MutualFundWire.com - Wednesday, September 26, 2007 - Reader Rating: 2
MassMutual Wins Big at PSCA Signature Awards The awards recognize excellence in plan communication and education... 401kWire.com - Tuesday, September 26, 2006
Financial Engines Gains Ties to 401k Giant A market leader is quietly building links in its platform to retirement advice and managed accounts provider's systems... 401kWire.com - Tuesday, September 26, 2006 - Reader Rating: 2.5
Ibbotson Names New VP of Advice Services The Chicago-based subsidiary of Morningstar has tapped an outsider to fill the post... 401kWire.com - Tuesday, September 26, 2006
DoL Unveils Proposed Default Funds Regs Industry players appear to be getting their way as the DoL proposes blessing lifecycle funds, balanced funds and managed accounts as qualified default investments for auto plans... 401kWire.com - Tuesday, September 26, 2006 - Reader Rating: 3.5
Evergreen Defection Leads to Subadvisory Gig Utilities and Communications manager Tim O'Brien has jumped from Evergreen to join a startup asset manager. Now Evergreen wants to hire his new firm to keep him on the job... MutualFundWire.com - Tuesday, September 26, 2006
Pershing Ups Funds Count Fund firms are winning new distribution to broker-dealers and registered investment advisors, thanks to Pershing... MutualFundWire.com - Tuesday, September 26, 2006
U.S. Bank Joins SMA Party The Minneapolis-based bank is harvesting the skills of Prima Capital to identify outside money managers for its new separately managed account program... MutualFundWire.com - Tuesday, September 26, 2006
Four Hilliard Lyons Reps Go Suburban A 10-year-old group of partners has moved their office out of downtown Indianapolis. .. MutualFundWire.com - Tuesday, September 26, 2006 - Reader Rating: 5
Royal Alliance Promotes Four The AIG brokerage subsidiary makes a flurry of personal moves inside its senior ranks... MutualFundWire.com - Tuesday, September 26, 2006
NASD to Wachovia: Pay That Broker A NASD arbitration panel orders the wirehouse to compensate a former Prudential broker whom they fired for alleged market-timing... MutualFundWire.com - Tuesday, September 26, 2006 - Reader Rating: 3
Senators Intro Capital Gains Fix Bill A bill that would allow fund shareholders to reinvest capital gains distributions made by funds without owing income taxes is making reappearance. The legislation, which died in the Senate last year, is sponsored by Senators Mike Crapo (R-Idaho), Tim Johnson (D-South Dakota) and Jim Bunning (R-Kentucky)... MutualFundWire.com - Monday, September 26, 2005 - Reader Rating: 4
Pioneer Wraps Up Amsouth Deal Pioneer Investment Management USA has completed its buyout of Amsouth's mutual fund management business. The deal was announced last June 27 and covers 23 mutual funds with approximately $5.2 billion in assets under management. The deal is Pioneer's fifth in the past two years. .. MutualFundWire.com - Monday, September 26, 2005
Nations Funds No More Bank of America has completed the rebranding of what had been its Nations Funds family. The bank funds will carry the Columbia brand. Bank of America acquired Columbia Management Group and its mutual funds when it purchased Fleet Bank... MutualFundWire.com - Monday, September 26, 2005
CPA Slams Funds for Proxy Votes Proxy vote disclosures are being politicized just as some fund industry insiders feared. Monday, the Center for Political Accountability (CPA) released a study in which it claimed that fund advisors took "their cues" from corporate management and voted against requirements that would require publicly owned corporations to disclose political contributions... MutualFundWire.com - Monday, September 26, 2005
Janus To Add Performance Fees Janus Capital is preparing to add performance-based advisory fees to some of its funds. The Denver-based fund firm revealed its plans in SEC filings that were picked up on Monday by the Wall Street Journal. The fees would be added to 13 of the groups 59 funds... MutualFundWire.com - Monday, September 26, 2005 - Reader Rating: 1
Hancock Sponsors Trone Workshop John Hancock Retirement Plan Services has signed on Don Trone to lead a workshop on fiduciary responsibility during the Center for Due Diligence's annual advisor conference in Chicago... 401kWire.com - Monday, September 26, 2005
This Time It Is Not The Shephard Crying Wolf Another survey finds that most Americans have no confidence in their retirement prospects. While that is not news, just who commissioned the survey is... 401kWire.com - Monday, September 26, 2005 - Reader Rating: 4
New Tool Offers More Sophisticated Modeling for Participants A consultant has added a tool for sponsors seeking an asset allocation solution more advanced than using a participant's age or answers to a risk-tolerance questionnaire... 401kWire.com - Monday, September 26, 2005 - Reader Rating: 2
A Decade Later 401k Plans Look the Same The more DC plans change, the more they stay the same. While sponsors say 401k plans are central to workers' retirement success, they do not appear to be succeeding in getting the message to participants... 401kWire.com - Monday, September 26, 2005 - Reader Rating: 4
Generations Stereotyped How does the media view the move to 401(k) plans? A paper takes as a brief look at three generations of Americans' retirement plans... 401kWire.com - Monday, September 26, 2005
Is Hancock a Buyer or a Seller? A Boston paper reports that it is one or the other. ManuLife and GE are among the names mentioned... MutualFundWire.com - Friday, September 26, 2003 - Reader Rating: 2.33
BGI Launches Fifth Bond ETF Trading in the shares of the new iShares fund started Friday... MutualFundWire.com - Friday, September 26, 2003
401k Credit Card Creator Modigliani Dies Give credit where credit is due: While most remember him as one of the M and M boys or his work in retirement, the Nobel Laureate is remembered for more by us... 401kWire.com - Friday, September 26, 2003 - Reader Rating: 5
Nations Funds Names Chief The BofA fund unit has named an interim chief to take over for Robert Gordon... MutualFundWire.com - Friday, September 26, 2003
Putnam Again Sees Net Outflows The firm is entering its third year of net negative flows... MutualFundWire.com - Friday, September 26, 2003
Public Plan Fiduciaries Get Ed Tools A leading provider of state and local government plans adds to its curriculum... 401kWire.com - Friday, September 26, 2003 - Reader Rating: 5
Which Ed Materials Are Best? The PSCA picks it winners... 401kWire.com - Friday, September 26, 2003 - Reader Rating: 5
Walker MacRae Signs Cali TPA The revenue-sharing revolutionary has converted a West Coast TPA to its services... 401kWire.com - Thursday, September 26, 2002 - Reader Rating: 5
Ohio Sponsor Evaluates 401K Bids Existing provider still in the running, but final decision to be made by the end of October. .. 401kWire.com - Thursday, September 26, 2002
Alabama Provider Expands Regional Sales Effort The Mobile-based provider refocuses on in-region relationship building... 401kWire.com - Thursday, September 26, 2002
Expect Subdued 529 Profit Growth While assets are growing quickly, average balances are not keeping pace. Merrill and TIAA-CREF on opposite ends of this measure... MutualFundWire.com - Thursday, September 26, 2002
Big Apple Firm Touts Safety A firm known for its money funds is encouraging intermediaries to discern quality... MutualFundWire.com - Thursday, September 26, 2002
Citizens Adds Docs to Web The firm says the paper reduction will help the environment... MutualFundWire.com - Thursday, September 26, 2002
GoldK Adds Focused Fund The administrator has inked a distribution pact to offer another fund... 401kWire.com - Thursday, September 26, 2002
Skandia Hands Off to Bisys Where are the buyers? The insurer is the latest to miss snagging an acquirer... 401kWire.com - Thursday, September 26, 2002
Retail Demand Alights on Shays Surging demand has caused the two-decade old fund firm to alter its distribution strategy and go for shelf space... MutualFundWire.com - Thursday, September 26, 2002
S&P Enhances Fund Offerings The fund tracker is adding compliance tools and more analysis to its fund offerings for advisors... MutualFundWire.com - Thursday, September 26, 2002
Pioneer CoBrands Advisor Site The fund firm is making its technology available for Mutual of Omaha reps. .. MutualFundWire.com - Wednesday, September 26, 2001 - Reader Rating: 3
Fido Adds Fiftieth Advisor Fund The Boston Behemoth is rolling out another tax-managed fund for its Advisor family. .. MutualFundWire.com - Wednesday, September 26, 2001 - Reader Rating: 3
Principal Pick The firm enters into an alliance with an RIA... 401kWire.com - Wednesday, September 26, 2001 - Reader Rating: 3
Online Enrollment Comes to Manulife The firm launches a new service for participants... 401kWire.com - Wednesday, September 26, 2001 - Reader Rating: 3
Orphaned from Mother Merrill We are in Recession, says S&P ... Nuveen Raises Executive Passed Over ... US Bank Merger Complete ... Mellon Builds Unit Around Former SSgA Staff ... Wall Street Job Cuts ... Pitching In ... Considerations on the Hill... MutualFundWire.com - Wednesday, September 26, 2001 - Reader Rating: 3
Orphaned from Mother Merrill We are in Recession, says S&P ... Nuveen Raises Executive Passed Over ... US Bank Merger Complete ... Mellon Builds Unit Around Former SSgA Staff ... Wall Street Job Cuts ... Pitching In ... Considerations on the Hill... 401kWire.com - Wednesday, September 26, 2001 - Reader Rating: 3
MFS Stays the Course The firm decides to continue with a current advice alliance... 401kWire.com - Wednesday, September 26, 2001 - Reader Rating: 3
Fund Co Pushes Retirement Legislation First Fidelity's Website encouraged participants to write their Senator in support of pension reform, now another fund firm is circulating a survey showing overwhelming support for the bill... 401kWire.com - Tuesday, September 26, 2000 - Reader Rating: 3
Online RFP Site Claims $2 Billion in Searches 401kExchange claims that the use of its online RFP service for small companies is growing faster than even it expected. It is also offering a private label version of the site... 401kWire.com - Tuesday, September 26, 2000 - Reader Rating: 3
Online Vendor Taps CIO Invesmart finds a CIO with internet brokerage experience to help execute its strategy. .. 401kWire.com - Tuesday, September 26, 2000 - Reader Rating: 3
SSgA Wins Quant Business The existing subadvisor lost the account due to performance issues and a change in style at the fund... MutualFundWire.com - Tuesday, September 26, 2000 - Reader Rating: 3
Govett Absorbs Ark Allied Irish Banks is seeking scale in the U.S. fund business by merging its two fund groups... MutualFundWire.com - Tuesday, September 26, 2000 - Reader Rating: 3
Strong Goes Load The battle for distribution continues to heat up. Now Strong has decided that intermediary support is worth having... MutualFundWire.com - Tuesday, September 26, 2000 - Reader Rating: 3
Funds to Take Investec Name Guiness Flight funds get a new name and Asia Blue Chip also gets a broader mandate... MutualFundWire.com - Tuesday, September 26, 2000 - Reader Rating: 3
New River Wins Startup Biz The support firm has been chosen by startup Whatifi.com to provide customer support and technical help... MutualFundWire.com - Tuesday, September 26, 2000 - Reader Rating: 3
S&P Goes South of the Border The fund rating agency is looking to expand its business into Mexico and Latin America... MutualFundWire.com - Tuesday, September 26, 2000 - Reader Rating: 3
September 26, 2000 Janus Loses Another Exec ... Morgan Stanley Shuffles Leaders ... Distributions Story Has Legs ... Pension Lobbying Intensifies as Senate Vote ... Japan DC Plans Held Up in Parliament... MutualFundWire.com - Tuesday, September 26, 2000 - Reader Rating: 3
September 26, 2000 Janus Loses Another Exec ... Morgan Stanley Shuffles Leaders ... Distributions Story Has Legs ... Pension Lobbying Intensifies as Senate Vote ... Japan DC Plans Held Up in Parliament... 401kWire.com - Tuesday, September 26, 2000 - Reader Rating: 3
Prime Taps NY Life Austin, Texas-located Prime Management Group has changed its bundled provider for its $800 million 401(k) plan to New York Life Benefits, according to a report in P&I Daily. New York Life will replace 401(k) Company in offering administrative, investment, and record-keeping services. According to the report, the investment options had yet to be chosen, but a plan spokeswoman estimated that from six to eight New York Life funds will be offered when the conversion is accomplished on January 1, 1998. - AP.. 401kWire.com - Friday, September 26, 1997 - Reader Rating: 3
Iowa Increases Investment Options Des Moines, Iowa-based Deferred Compensation Plan has chosen nine new mutual fund investment options, according to P&I Daily. The plan is worth $130 million dollars. .. 401kWire.com - Friday, September 26, 1997 - Reader Rating: 3

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