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News Stories Archives - Since 1998
Jenny Johnson Advises a VC One of Franklin Templeton's scions takes on a new advisory role... MutualFundWire.com - Monday, September 16, 2019
Hub Officially Buys a VA KPA Shop Executives at the insurance brokerage officially confirm one of their GRP affiliate purchases. Meanwhile, the GRP deal itself seems to be done... 401kWire.com - Monday, September 16, 2019
An Exchange Makes CITs Searchable A collective fund specialist teams up to give publicly searchable tickers to more than 200 CITs... 401kWire.com - Monday, September 16, 2019
Week In Preview, September 16-22 This week the teams at ABC Detroit, NAPA, PlanAdviser, Retirement Clearinghouse, That401kSite.com, Wilmington Trust, and WiPN are all hosting events... 401kWire.com - Monday, September 16, 2019
Week In Preview, September 16-22 This week the teams at FRA, ICI, NICSA, and the SEC are all hosting events... MutualFundWire.com - Monday, September 16, 2019
Filings for Fundsters - September 16, 2016 A compilation of the latest SEC filings!.. MutualFundWire.com - Friday, September 16, 2016
Big ETF Shops and Lord Abbett Shined in August Last month both active outflows and passive inflows slowed but didn't stop. And of course you know who is still on top, for 11 months and counting... MutualFundWire.com - Friday, September 16, 2016
LPL's Reich Promotes Three as His Role Expands The LPL Retirement Partners chief adds two more businesses to his domain... 401kWire.com - Friday, September 16, 2016
Pentegra Looks West for Growth Richard Rausser, Pentegra's senior vice president of client services, took some time to talk with 401kWire. .. 401kWire.com - Friday, September 16, 2016
In Gross vs Pimco, Who's Playing Hide the Ball? The $200MM legal battle over the now-infamous bad breakup continues with another court hearing today. Both sides have made headlines this week with new accusations... MutualFundWire.com - Friday, September 16, 2016
Seven Faux Pas That Are Losing You Finals Here are seven things to never do in a finals presentation..... 401kWire.com - Friday, September 16, 2016 - Reader Rating: 4.6
BNY Mellon IM's Retail Distro Now Falls Under This Exec The giant bank's new investment management distribution co-chiefs consolidate their direct reports into a few, global roles... MutualFundWire.com - Wednesday, September 16, 2015
Two RKers Are Fighting for $1.2 Billion Plan Decisions, decisions..... 401kWire.com - Wednesday, September 16, 2015 - Reader Rating: 5
NFP Acquires Two California Shops Nick Della Vedova, president of NFP Retirement, confirms today that NFP has acquired... .. 401kWire.com - Wednesday, September 16, 2015
Younger Employees Want Financial Education for Immediate Needs A new Guardian study point to a difference in workplace benefits needs between younger and older colleagues... 401kWire.com - Wednesday, September 16, 2015 - Reader Rating: 5
Parents Are Dipping Into Their 401(k) for Their Children's College Tuition A recent T. Rowe Price study reveals interesting news about how parents are approaching saving for children's education and how it affects their retirement... 401kWire.com - Wednesday, September 16, 2015 - Reader Rating: 4
A McKinsey Alum Takes Over the Fourth Largest U.S. Retail Asset Management Biz Yet the old chief isn't going anywhere just yet... MutualFundWire.com - Wednesday, September 16, 2015
Will the SEC Allow You to Penalize Investors Who Stampede? The regulatory agency will reportedly address the question next week. BlackRock is on board... MutualFundWire.com - Wednesday, September 16, 2015
LPL Brings a California KPA On Board A 401(k) plan advisor who lives in SoCal just aligned with one of the largest independent broker-dealers... 401kWire.com - Wednesday, September 16, 2015
Iwry Details a Full Regs Pipeline He expects to offer the DC plan industry new regs and guidance soon... 401kWire.com - Tuesday, September 16, 2014 - Reader Rating: 5
PSCA is DFA'd David Booth takes home some hardware from the PSCA meeting in Miami... 401kWire.com - Tuesday, September 16, 2014
What's a Fair Way to Pay For a 401k? Hancock's Asking You The bundled provider launches a new ad campaign around fairness... 401kWire.com - Tuesday, September 16, 2014 - Reader Rating: 2
An Ohio Benefits Shop Adds a Ex-Bank KPA The new hire serves as vice president of retirement services... 401kWire.com - Tuesday, September 16, 2014
PlanSponsor's Freshly-Acquired Parent Now Has a New CFO, Too Updated \| Jim Casella names a fellow Reed Elsevier alum to a top spot at the trade publisher... 401kWire.com - Tuesday, September 16, 2014
Dan Chung Invites Reporters to Think Further The Alger chief and his team give the financial press a look at the mutual fund shop's new communications campaign... MutualFundWire.com - Tuesday, September 16, 2014 - Reader Rating: 5
An Ex-ICI Bigwig Joins the Principal Funds Board Updated \| The Midwestern insurer's mutual fund shop welcomes a former general counsel at the trade group... MutualFundWire.com - Tuesday, September 16, 2014
After Backing DoubleLine, a $91B Shop Plants Two Mutual Fund Seeds A West Coast firm that specializes in investing in distressed debt files to enter the mutual fund business... MutualFundWire.com - Tuesday, September 16, 2014
Haaga Lands a CEO Gig Paul Haaga is now acting CEO at the public news organization... MutualFundWire.com - Monday, September 16, 2013
A 401k Trade Group Joins the Chorus Singing Against Money Fund Reform The SPARK Institute, a retirement trade group, just couldn't resist the temptation to join in on the regulatory fight being waged over money market funds... MutualFundWire.com - Monday, September 16, 2013
IndexIQ Will Launch a Suite of Active ETFs IndexIQ Advisors [profile] is launching the IndexIQ Active ETF Trust this year. The list of shares of the fund is as below. IQ Long/Short Alpha ETF IQ Bear U.S. Large Cap ETF IQ Bear U.S. Small Cap ETF IQ Bear International ETF IQ Bear Emerging Markets ETF IQ Bull U.S. Large Cap ETF IQ Bull U.S. Small Cap ETF IQ Bull International ETF IQ Bull Emerging Markets ETF PMs of the ETFs are Salvatore Bruno, Paul Fusaro, and Greg Barrato.[SEC Filing].. MutualFundWire.com - Monday, September 16, 2013
Gateway Adds a PM to its International Fund Daniel M. Ashcraft, CFA joined the PM team of the Gateway International Fund [profile] today. Ashcraft joined Gateway in 2009 and holds the position of PM. Prior to joining Gateway, Ashcraft conducted market research at Longbow Research. [SEC Filing]... MutualFundWire.com - Monday, September 16, 2013
Virtus Revamps Investment Strategy for Two Funds Virtus Investment Partners [profile] revised it's investment strategies for the Virtus Balanced Fund and the . [SEC Filing]... MutualFundWire.com - Monday, September 16, 2013
New Trustee at International Value Advisors The Board of Trustees of International Value Advisors [profile] appointed William M. Rose to the Board, effective September 12, 2013, to serve until his successor is duly elected and qualified. [SEC Filing].. MutualFundWire.com - Monday, September 16, 2013
Calamos Opens an ETF �Calamos [profile] has registered a new ETF fund, Calamos Select Growth ETF.��The fund's investment objective is to achieve long-term capital growth.�[SEC Filing]... MutualFundWire.com - Monday, September 16, 2013
Gottex Trust Launches New Tactical Endowment Fund� Gottex Trust has filed to launch the Gottex Tactical Endowment Fund. [SEC Filing].. MutualFundWire.com - Monday, September 16, 2013
FMI Focus Becomes the Broadview Opportuniy Fund The Broadview Opportunity Fund is newly launching on November 2013. The fund acquired all of the assets and liabilities of FMI Focus Fund in exchange for shares of the Broadview Opportunity Fund. The fund tends to invest in stocks of companies of all sizes, but primarily invest in small- to medium-capitalization, which indicates less than $5 billion, United States companies that have substantial capital appreciation potential. Richard E. Lane will be the PM and Broadview Advisors serves as the investment adviser for the fund. Lane has been a PM of FMI Focus Fund from 1997 until the reorganization. [SEC Filing].. MutualFundWire.com - Monday, September 16, 2013 - Reader Rating: 4
A Maryland Advisory Shop Hires Two T. Rowe Alumni A retirement plan advisory team welcomes a new consultant and a new participant education specialist... 401kWire.com - Monday, September 16, 2013
RiverPark Converts a $9MM Hedge Fund Into a Mutual Fund RiverPark Advisors launched a fund converted from a hedge fund, Wavecrest Partners Fund. .. MutualFundWire.com - Monday, September 16, 2013
Calamos Prepares to Enter the ETF Biz Calamos launched its first ETF and it's a growth fund using an actively managed strategy. .. MutualFundWire.com - Monday, September 16, 2013
Goldbrum Gives the SEC a Dire Warning The SPARK Institute's general counsel drafted a letter to the SEC noting that plan providers and sponsors may severely curtail, or even eliminate altogether, the use of money market funds in their 401(k) portfolios. .. 401kWire.com - Monday, September 16, 2013
Goldman Sachs Launches a Multi-Asset Fund The product seeks to provide real return during periods of rising and high inflation. .. MutualFundWire.com - Monday, September 16, 2013
ING U.S. Starts a Second Public Offering VOYAge ING U.S VOYA filed a registration statement on Form S-1 with the SEC in advance of a potential second public offering of its common stock held by parent company ING Group... MutualFundWire.com - Monday, September 16, 2013
ING Preps for Another Stock Sale ING U.S has filed with the SEC to get the ball rolling on more share selling on behalf of its parent company, ING Group. .. 401kWire.com - Monday, September 16, 2013
Cohen Hires Six CPAs Cohen Fund Audit Services hires in Cleveland and Milwaukee... MutualFundWire.com - Monday, September 16, 2013
Morgan Creek Debuts an Alts Fund The new product will be global and multi-asset... MutualFundWire.com - Monday, September 16, 2013 - Reader Rating: 5
This Asset Manager Finds Worth In a New Bundled DC Plan Updated \| A freshly independent shop rolls out a 401k offering to help advisors defeat their fears of getting into this business... 401kWire.com - Monday, September 16, 2013
A Stable Value Insider Pens a Book on Public Pensions A veteran DC industry insider spotlights corruption in his home state... 401kWire.com - Monday, September 16, 2013
Six Stock Analysts Say Janus Is Down On Its Luck Lately, analysts have been giving Janus a hard time. Financial Times explores why this is. .. MutualFundWire.com - Monday, September 16, 2013
SEC: We Didn't Reject Any Money Fund Settlement Regulator says that negotiations over the "broke the buck" scandal never reached that level... MutualFundWire.com - Monday, September 16, 2013
A Manning PM Talks Fed Tapering The market is considering the Fed tapering but not pricing in a civil war in Syria and military intervention. .. MutualFundWire.com - Monday, September 16, 2013
Pimco Celebrates Summers' End; Treasuries Rise The bondster-in-chief is celebrating the end of Larry Summers Fed candidacy. .. MutualFundWire.com - Monday, September 16, 2013
Conway Sides With iShares Over ETFs' Role in Bond Selloff Barron's Brendan Conway argues that BlackRock is right about the argument that ETFs aren't to blame for the bond selloff. .. MutualFundWire.com - Monday, September 16, 2013
Fifth Anniversary of '08 Crisis Is Like Steroids for Fund Performance MarketWatch's Chuck Jaffe explains why the the five-year records for fund companies have started to pop... MutualFundWire.com - Monday, September 16, 2013
Are Sub-Advisory MF Assets Set to Soar? An industry research firm says assets will reach $2.2 trillion by 2016... MutualFundWire.com - Friday, September 16, 2011
A Great-West Gov't Plan Preps an RFP The company has been client of the Denver-based plan provider for 12 years... 401kWire.com - Friday, September 16, 2011 - Reader Rating: 5
American Beacon Penns a New Sub-Advisory Deal The mutual fund firm adds a third sub-advisor to one of its offerings... MutualFundWire.com - Friday, September 16, 2011
Transamerica Offers Savings Education Tool It's a web-based, interactive and customizable retirement savings tool for retirement plan participants... 401kWire.com - Friday, September 16, 2011
T. Rowe Takes on Small Plans A former BofA executive is in charge of small plans sales for the large-market provider... 401kWire.com - Friday, September 16, 2011 - Reader Rating: 2.67
OneAmerica Boasts 115 Percent 401k Sales Growth It's non-profit business isn't doing too shabby either, according to the firm... 401kWire.com - Friday, September 16, 2011
Advantage Gundlach: 'It's 67-to-Zero' The verdict is in, though only part of the monetary results have been decided... MutualFundWire.com - Friday, September 16, 2011 - Reader Rating: 1
Seen & Heard at NAGDCA 2011 Government administrators see pink and red at the NAGDCA 2011 Annual Conference... 401kWire.com - Friday, September 16, 2011 - Reader Rating: 1
Will Charles Johnson Take Over as GM of the Giants? A local paper names Franklin Templeton Chairman Charles Johnson as a possible general manager to outgoing Giants' CEO Bill Neukom... MutualFundWire.com - Friday, September 16, 2011
And the Verdict in TCW v Gundlach Is � In a few hours, the jury will announce its decisions in the suit and counter-suit... MutualFundWire.com - Friday, September 16, 2011
Kasina Examines Asset Managers' Falling Margins The New York City firm pores over numbers from publicly-traded asset managers since 2000... MutualFundWire.com - Thursday, September 16, 2010
MFS Adds to its Target-Date Lineup The Boston firm intros the newest member of its target-date family... 401kWire.com - Thursday, September 16, 2010
RKers Win Only 25 Percent of Big Rollovers A new study sheds light on the behavior of participants who roll large balances out of their 401ks... 401kWire.com - Thursday, September 16, 2010
The Roth 401k Conversion Moves Closer to Reality The bill containing a provision allowing for in-plan Roth conversions takes a step today towards becoming law... 401kWire.com - Thursday, September 16, 2010 - Reader Rating: 5
Transamerica Hires in Pennsylvania The plan provider turns to a Hartford alum to fill a sales post... 401kWire.com - Thursday, September 16, 2010
Putnam Wins in Nevada Bob Reynolds and his team at One Post Office Square have clinched a 529 mandate... MutualFundWire.com - Thursday, September 16, 2010 - Reader Rating: 5
The NYTimes Tells Participants to Push for Lower Fees The paper follows up on the new 408b2 regs from the DoL... 401kWire.com - Thursday, September 16, 2010
A GSAM Alum Attacks Goldman for 'Gender Discrimination' Three female former employees, including one from the asset management side, sue the investment banking titan... MutualFundWire.com - Thursday, September 16, 2010
Fidelity is the Big Man on Campus for a $2.3 Billion Plan Sponsor The plan sponsor is going from five vendors to one... 401kWire.com - Thursday, September 16, 2010 - Reader Rating: 2.67
Money Market Funds Take Fresh Risks On the second anniversary of the Primary Fund breaking the buck, WSJ reporter Eleanor Laise notices that some money funds are increasingly making risky investments... MutualFundWire.com - Thursday, September 16, 2010
Bill Gross Goes on a Diet The bond fund king trims his U.S. goverment-related debt holdings... MutualFundWire.com - Thursday, September 16, 2010
Money Market Support Costs Schwab $130M The brokerage giant hints at Q3 results... MutualFundWire.com - Thursday, September 16, 2010
The Ex-EBSA Chief Lands at a Law Firm Brad Campbell finds a new position in the private sector... 401kWire.com - Wednesday, September 16, 2009
Another Law Firm Takes Aim at Coventry Brodsky & Smith is considering a stock drop suit against the health care company... 401kWire.com - Wednesday, September 16, 2009
CUNA Mutual Consolidates its Retirement Branding Fresh from its acquisition of CPI, the provider clarifies its branding and adds wholesalers... 401kWire.com - Wednesday, September 16, 2009 - Reader Rating: 4
James Investment Research Plugs In To Both Sides of Morgan Stanley Smith Barney The Ohio-based fund company is rolling out its funds to Smith Barney and Morgan Stanley in the next two months... MutualFundWire.com - Wednesday, September 16, 2009
Invesco Aims an ETF at Build America Bonds PowerShares files to launch a new exchanged-trade fund... MutualFundWire.com - Wednesday, September 16, 2009
Hancock Promotes a Fund Product Manager to the C-Level Andy Arnott earns two titles, from Hancock and Manulife Financial Corp... MutualFundWire.com - Wednesday, September 16, 2009
EBRI Says Contributions Outweighed Losses for Young Participants A new report shows that while some 401(k) plans were decimated by the economic recession, young employees are still experiencing savings growth... 401kWire.com - Wednesday, September 16, 2009
Instead of Universal IRAs, Try Universal 401ks! A DC trade group suggests creating a mandatory, automatic enrollment-based type of DC plan for all small businesses... 401kWire.com - Wednesday, September 16, 2009 - Reader Rating: 5
AdvisorShares Makes a Dent in the Active ETF Space A new fund will invest exclusively in other ETFs... MutualFundWire.com - Wednesday, September 16, 2009
Emerging Global Advisors Launches Another Titanic Fund The new ETF specialist is steadily making good on its promise to add ten ETFs to its fund line-up... MutualFundWire.com - Wednesday, September 16, 2009
Pimco and ProFunds Top FUSE's Lists of the Fastest Growing Fund Firms The two niche managers ranked above their peers in the large and mid-size fund firm categories... MutualFundWire.com - Wednesday, September 16, 2009
DoL Attacks a Convicted Plan Embezzler for Fiduciary Breach Regulators accuse Floyd Seibert of engaging in prohibited transactions... 401kWire.com - Wednesday, September 16, 2009
Wirehouses Take a Hit, but Still Wield Influence Even after losing over $1 trillion, wirehouses dominate a struggling industry, according to the latest Cerculli Edge... MutualFundWire.com - Wednesday, September 16, 2009
An NFP Reorg Lands Retirement Under a Familiar Chief Updated \| Where do retirement plans fit into the new structure at the B-D?.. 401kWire.com - Wednesday, September 16, 2009 - Reader Rating: 3
Retirement Sales Answers to a New Chief at Lincoln The provider publicly confirms a top-level hiring.. 401kWire.com - Wednesday, September 16, 2009
Gabelli Remains Cautious When Picking Stocks The WSJ breaks down the Gabelli Focus Five stock picks... MutualFundWire.com - Wednesday, September 16, 2009
Two Wirehouses Fight Over McCann Will the wire chief start his new job now, or later?.. MutualFundWire.com - Wednesday, September 16, 2009
Invesco's Flanagan Sees Money Fund Consolidation Regulatory reforms will lead to fewer money market funds going forward, predicts an industry leader, and Randy Merk puts a price tag on Schwab's support of its funds' yield. .. MutualFundWire.com - Wednesday, September 16, 2009 - Reader Rating: 5
PowerShares to Launch Half a Dozen New Funds The company is planning multiple ETF launches for later this week... MutualFundWire.com - Tuesday, September 16, 2008
Who Will Recordkeep MetLife's 403bs? The remnants of one acquisition get caught up in another as the New York-based insurer faces a possible shift for much of its non-profit DC business... 401kWire.com - Tuesday, September 16, 2008 - Reader Rating: 4
Two Fund Complexes to Become One UNIFI is consolidating the operations of two of its affiliated mutual fund complexes... MutualFundWire.com - Tuesday, September 16, 2008
Spark Institute Answers Technical 403b Questions, Part 2 The industry trade group helps members grapple further with the new regs for DC plans at non-profits... 401kWire.com - Tuesday, September 16, 2008
Matthews Thinks Small With its New Fund The San Francisco firm is launching another new fund... MutualFundWire.com - Tuesday, September 16, 2008
A Fidelity Client Plans an Enhanced 401k An Atlanta-based plan sponsor plans to freeze its DB plan and offer a beefed-up 401k... 401kWire.com - Tuesday, September 16, 2008 - Reader Rating: 4.5
Report: Lehman Strikes a Deal with Barclays The two firms have reportedly reached a deal... MutualFundWire.com - Tuesday, September 16, 2008
Goldman is Not So Untouchable Anymore The firm saw its third quarter profits plunge 70 percent... MutualFundWire.com - Tuesday, September 16, 2008
Will AIG Ratings Cuts Hit Stable Value? Updated \| An under-AAA insurer sees its insurance financial strength drop again, according to Wall Street watchers. Meanwhile, at least one stable value fund recently dumped the wrapper... 401kWire.com - Tuesday, September 16, 2008 - Reader Rating: 4.5
Several Mutual Fund Managers Share in Lehman's Misery Which fund companies stand to lose the most in the fallout following Lehman's bankruptcy?.. MutualFundWire.com - Tuesday, September 16, 2008
Pimco Fund Guaranteed $760 Million of AIG Debt Bill Gross' Pimco Total Return Fund reportedly guaranteed $760 million of AIG debt as of end June and that may be costly if AIG does not stay afloat... MutualFundWire.com - Tuesday, September 16, 2008
Phones are not Ringing Off the Hook at Fund Firms Spokespeople for several funds say that the volume of calls they received Monday was not really out of the ordinary... MutualFundWire.com - Tuesday, September 16, 2008
Eaton Vance Brings in a Credit Suisse Alum The Boston-based investment management firm has filled a post in its large-cap value management team, which oversees more than $19 billion... MutualFundWire.com - Tuesday, September 16, 2008
Eaton Vance Snaps up State Street Office Boston-based Eaton Vance is expanding the company headquarters to include another State Street location... MutualFundWire.com - Friday, September 16, 2005
Evergreen Hires Institutional Sales Execs Lisa Wesolek, a former managing director at JPMorgan Asset Management, has joined Evergreen Investments as a managing director of asset management sales ..... MutualFundWire.com - Friday, September 16, 2005
T. Rowe Gets Auto Plan Results The recordkeeper reports use of its FuturePath plan automation tools... 401kWire.com - Friday, September 16, 2005 - Reader Rating: 3
Getting the Word Out on Katrina Relief Now that regulators have acted the next task is to inform sponsors and participants of their options, says the Spark Institute... 401kWire.com - Friday, September 16, 2005
Arnold Nominates Final Two to CalSTRS Board California Governor Arnold Schwarzenegger has filled the final two slots on California State Teachers' Retirement System board... 401kWire.com - Friday, September 16, 2005
Retailer Plans to Add Roth Option The advantages to adding the option are numerous, according to one benefits manager... 401kWire.com - Friday, September 16, 2005
New Jersey Co Gets Independent Fiduciary Participants will be able to get their orphaned plan assets... 401kWire.com - Friday, September 16, 2005
WM Group Reduces Minimums The WM Group of Funds has reduced the investment minimums on its Strategic Asset Management Portfolios to $1,000, bringing the minimums in line with its other funds... MutualFundWire.com - Friday, September 16, 2005
Vanguard Revises Redemption Fees Vanguard is revising redemption fee policies for its five Tax-Managed funds ..... MutualFundWire.com - Friday, September 16, 2005
CSAM Cuts Money Fund Fees Credit Suisse Asset Management has reduced fees for Class A shares of its Institutional Money Market Fund Prime Portfolio to 10 basis points from 15 basis points ..... MutualFundWire.com - Friday, September 16, 2005
Mercurial Merrill Merrill Lynch Investment Managers is looking for a new brand ..... MutualFundWire.com - Friday, September 16, 2005
Funds: No Longer the Life of the Party Leonard Reinhart sees a future where funds are the petals to a separately managed account core... MutualFundWire.com - Thursday, September 16, 2004 - Reader Rating: 5
TrustLynx Shifts Broadens Focus from TPAs The custody and clearing firm had built a roster of TPA clients. Now it is looking at additional ways to help clients land sponsors... 401kWire.com - Thursday, September 16, 2004
PSCA Backs Congress in Tribal Government Plans Ruling The sponsor trade group is backing a call by members of Congress that would place a on any adverse actions towards retirement plans sponsored by Indian tribal governments based on their being structured as governmental plans. .. 401kWire.com - Thursday, September 16, 2004 - Reader Rating: 3
Ivan Knocks Out Fed DC Plan Hurricane Ivan makes a feint at New Orleans, causing the Dep. of Agriculture to shut down all transactions on the largest DC plan in the land. .. 401kWire.com - Thursday, September 16, 2004
AMG Acquires Part of TimesSquare The Affiliated Managers Group is acquiring approximately $5 billion in growth equity assets from TimesSquare Capital Management, Inc., not the area otherwise known as 42nd street in Manhattan. AMG will own 60 percent of the new affiliate, known as Times Square Capital Management, LLC. TSCM executives will retain a 40 percent share... MutualFundWire.com - Thursday, September 16, 2004
Northern Trust Nabs Pension Sales Chief The Chicago-based firm has landed the former head of DB sales at Strong Capital... MutualFundWire.com - Thursday, September 16, 2004
Strong Managers Join Wells, No Word Yet on Strong Name As of Wednesday, 17 Strong managers and the majority of their support staff have agreed to join Wells Capital Management. Meanwhile, Wells is still mum on what will happen to the Strong name. The managers will continue to work out of their offices in Menomonee Falls, Wisconsin; Denver, Colorado; and New York City. Shareholders will be sent proxy materials regarding the reorganization of Strong’s assets into Wells Fargo funds in mid- to late-October, and will vote on the issue on December 10... MutualFundWire.com - Thursday, September 16, 2004
Genworth Shuffles Top Execs The former-GE unit has tapped a new president for its Retirement Services Group... 401kWire.com - Thursday, September 16, 2004
MassMutual Will Hire Senior Marketer The bundled provider is landing a high profile replacement for Tom Johnson... 401kWire.com - Tuesday, September 16, 2003 - Reader Rating: 4
NASD Slaps Morgan Stanley with $2 Million Fine The regulators make the brokerage pay for its mutual fund sales contest... MutualFundWire.com - Tuesday, September 16, 2003
No, Size Does Not Matter At least it does not in mutual funds says Lipper study... MutualFundWire.com - Tuesday, September 16, 2003 - Reader Rating: 1
Grassley Bill Ready for Markup The bill will include the controversial new funding formula... 401kWire.com - Tuesday, September 16, 2003
Plan Sponsor Faces 21 Months in Prison A plan sponsor gets 21 months in the pokey after he admits to embezzling 401k funds... 401kWire.com - Tuesday, September 16, 2003 - Reader Rating: 4
Ex-BofA Exec Accused of Fraud and Larceny Spitzer files the first criminal charges in the Canary Affair. The SEC takes civil action... MutualFundWire.com - Tuesday, September 16, 2003 - Reader Rating: 2
Strong Adds Redemption Fee The fund firm is slapping a redemption fee on an international fund... MutualFundWire.com - Tuesday, September 16, 2003 - Reader Rating: 3.43
Ex-BofA Exec Faces Criminal Indictment The first criminal charges in the Canary Affair may be unveiled at joint Cutler-Spitzer press conference midday Tuesday... MutualFundWire.com - Tuesday, September 16, 2003
Fleet Funds Get New Name The funds will set sail under their new brand next month... MutualFundWire.com - Tuesday, September 16, 2003
Retirement Plan Caught in Growing Timing Web Massachusetts hits Putnam Investments with a subpoena as it opens yet another timing investigation... MutualFundWire.com - Tuesday, September 16, 2003 - Reader Rating: 4.5
Bonds, REITs are in Participants react to the bear market by reducing transactions and shifting to bonds and real estate... 401kWire.com - Monday, September 16, 2002
Alger Taps Consultant Specialist The firm lands a new marketer from Ark Asset Management... 401kWire.com - Monday, September 16, 2002
GEAM Hires Institutional Marketer The GE unit adds to its institutional marketing team... 401kWire.com - Monday, September 16, 2002
Beantown Vendor Pulls the Plug Yet another firm decides that investment management is more attractive than recordkeeping... 401kWire.com - Monday, September 16, 2002 - Reader Rating: 3
Affluent Specialist Departs Scudder A boutique investment advisor lands a Scudder vet for its high-net worth clients... MutualFundWire.com - Monday, September 16, 2002
SEC Focuses on Proxy Voting Rules A vote by the SEC Commissioners may come as soon as Thursday... MutualFundWire.com - Monday, September 16, 2002
Nuveen Adds Board Member The new trustee has a legal background... MutualFundWire.com - Monday, September 16, 2002
Five Sector Funds Closing The funds will be liquidated after gathering less than $20 million in assets... MutualFundWire.com - Monday, September 16, 2002
Ex-Fido Manager Shutters Fund The downturn of the venture capital market was the final straw... MutualFundWire.com - Monday, September 16, 2002
State Street Leading Bidder The bank looks like it will land the Deutsche Bank custody portfolio for $1.2 billion... 401kWire.com - Monday, September 16, 2002
S.E.A.L. Position Created at New York Fund Family The Reserve Funds of New York have created a kinder, gentler kind of wholesaler for its funds, one whose primary responsibility is to listen to and educate clients... MutualFundWire.com - Thursday, September 16, 1999 - Reader Rating: 3
The Next Generation MassMutual and Diversified Investment Advisors have joined together to create the next generation in recordkeeping... 401kWire.com - Thursday, September 16, 1999 - Reader Rating: 3
New Head of Compensation and Benefits at the New York Times New York, New York-based The New York Times Company has named Ann S. Kraus as vice president of compensation and benefits. She will report to Cynthia H. Augustine, senior vice president of human resources. Kraus was formerly director of compensation... 401kWire.com - Thursday, September 16, 1999 - Reader Rating: 3
Large-Cap Value List Revealed Standard & Poor's Fund Services Group has released its latest list of Select Funds -- this month the group looks at large-cap value funds... MutualFundWire.com - Thursday, September 16, 1999 - Reader Rating: 3
Fund Fees Decrease But Is It Enough? The ICI says fund investors are paying less than ever but an ongoing investigation by the SEC implies that funds are potentially still paying too much for trades... MutualFundWire.com - Thursday, September 16, 1999 - Reader Rating: 3
Sungard Stands on NSCC Platform Sungard Investment Products Inc. and the National Securities Clearing Corporation (NSCC) have reached an agreement whereby the former's EXPEDITER service will be linked with the latter's Fund/SERV system. For Sungard, this move signifies that is trying to provide its clients with the greatest possible number of choices of load and no-load funds... 401kWire.com - Thursday, September 16, 1999 - Reader Rating: 3
Sungard Stands on NSCC Platform The software solutions firm now has a direct interface with the Fund/SERV system, expanding the funds available through its Expediter product... MutualFundWire.com - Thursday, September 16, 1999 - Reader Rating: 3
Odd Lots, September 16, 1999 Class A shares a dying breed ... Lipper launches new ranking system ... SEC thinks fund firms might not be getting a bargain ... Vanguard board to meet Friday... MutualFundWire.com - Thursday, September 16, 1999 - Reader Rating: 3
Sedgewick Changes Vendors Memphis, Tennessee -based Sedgewick Inc., is well on its way into converting its 401(k) plan to Mercer Alliance/ADP. The company has about 6,000 participants with approximately $240 million in assets... 401kWire.com - Thursday, September 16, 1999 - Reader Rating: 3
Advice: The Future is Now There�s been a change. Suddenly, advice no longer seems to be a controversial subject. Like Internet applications before it, advice has moved from being a �bell and whistle� to the next must-have service. .. 401kWire.com - Wednesday, September 16, 1998 - Reader Rating: 3
Royal Maccabees Bundles Plan Southfield, MI-based Royal Maccabees Life Insurance Co. has chosen T. Rowe Price (Nasdaq: TROW) to be the bundled provider for the company's 401(k) plan, John Winterbauer, vice president of human resources, told the 401kWire. The plan has $26 million in assets with 300 participants. .. 401kWire.com - Wednesday, September 16, 1998 - Reader Rating: 3
UAM to Shutter Retirement Plan Services Unit The days of wine and roses are long past for many full-service providers. Today, UAM joined the growing list of casualties in the highly competitive markt as it announced that it is closing its UAM Retirement Services affiliate which provides bundled services to the mid-sized market. A spokesperson for the company said that the decision was made to focus on investment management and distribution opoortunities in the defined contribution market... 401kWire.com - Wednesday, September 16, 1998 - Reader Rating: 3
BEA Taps Birnbaum to Build 401k Program BEA Associates, a unit of Credit Suisse Group, is preparing a new defined contribution offering. As one step in the process, BEA has tapped Robert Birnbaum, who formerly headed the defined contribution unit of J.P. Morgan, to spearhead the effort... 401kWire.com - Wednesday, September 16, 1998 - Reader Rating: 3

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