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News Stories Archives - Since 1998
A PNC Vet Takes Over ESG For a Multiboutique The company has filled a new position to improve the social benefits of their investment strategy... MutualFundWire.com - Monday, June 01, 2020
A Boston RKer Launches a Pair of KPA Tools The RKer's team aims to help KPAs support participants and plan sponsors... 401kWire.com - Monday, June 01, 2020
A Springfield KPA Switches In Town He has more than 20 years of experience in the industry, both on the advisor and provider sides of the biz... 401kWire.com - Monday, June 01, 2020
Stable Value Assets Jump SVIA's chief talks about the niche DC asset class' growth in Q1... 401kWire.com - Monday, June 01, 2020
A WI ERISA Law Firm Hires a Prof The new partner has 25 years of experience in labor and employment law, especially in ERISA and employee benefit law disputes... 401kWire.com - Monday, June 01, 2020
Week In Preview, June 1 - June 7 This week the teams at Artisan and Gamco are hosting online events... MutualFundWire.com - Monday, June 01, 2020
Week In Preview, June 1 - June 7 This week the teams at Capital Group, NICSA, and That401kSite.com are hosting online events... 401kWire.com - Monday, June 01, 2020
In Texas, a Fundster Prez Resigns There is no word on how the exec's duties will be handled... MutualFundWire.com - Friday, June 01, 2018 - Reader Rating: 5
After Ten Years a Motley Fool Funds Vet Departs The director started working for the advisor in 2008... MutualFundWire.com - Friday, June 01, 2018 - Reader Rating: 3
Ruffle Passes an Advisory Hat A North Carolina-based RIA is welcoming a new face as one board member transitions into a new role... 401kWire.com - Friday, June 01, 2018
Self-Directed Brokerage Account Balances Rise 23 Percent An RIA giant's quarterly report delves into SDBA data from an in-house product to analyze trends... 401kWire.com - Friday, June 01, 2018
A Liquid Alts Shop Roared In April M* updates mutual fund and ETF flows data for April... MutualFundWire.com - Friday, June 01, 2018 - Reader Rating: 5
Voya's Snodgrass Promotes in Illinois The freshly promoted VP has been with the company since 2010... 401kWire.com - Friday, June 01, 2018 - Reader Rating: 5
Meta Roboadvice Wins Over Another Robust Giant Yet again, a publicly traded financial services shop is investing in a roboadvisor that works through advisors (instead of trying to replace them)... MutualFundWire.com - Friday, June 01, 2018
2017 Reading List For KPAs Walk in the sun, feel the ocean breeze, and enjoy life with a great read!.. 401kWire.com - Thursday, June 01, 2017
The New Fund Fuss - June 1, 2017 The latest news on funds! .. MutualFundWire.com - Thursday, June 01, 2017
A Third-Party Marketing Firm Launches a Mutual Fund Newsletter This company focuses on helping the underdogs in the world of mutual fund investing. Now they aim to take a new approach to helping clients... MutualFundWire.com - Thursday, June 01, 2017
Natixis Hires a VP of Retirement Strategies This Asset Management firm has a new VP..... 401kWire.com - Thursday, June 01, 2017
UBS AM's Ferri Appoints a Product Strategy Chief The newly created position will complement UBS's existing framework with innovative design strategy. .. MutualFundWire.com - Thursday, June 01, 2017
Pentegra Unveils New Report in Leadership Series New York-based recordkeeper releases new report..... 401kWire.com - Thursday, June 01, 2017
Four Veteran Sales Execs Join An Alts Distro Startup S2K Financial hires four financial veterans to join their team. Steven Kantor, the former global head of Credit Suisse Capital Markets and current CEO of S2K, plans to take product distribution by storm with his team's new approach... MutualFundWire.com - Thursday, June 01, 2017
B-D 401k Execs Chin Stroke on T-Shares Will big broker-dealers use the new share class in a post-DOL? Maybe not, at least for now..... MutualFundWire.com - Thursday, June 01, 2017
Fees vs. Commissions: Broker-Dealers Lean Towards Choice At the SPARK Conference, a roundtable of broker-dealers talk about how they are approaching business models in light of the fiduciary rule. .. 401kWire.com - Thursday, June 01, 2017 - Reader Rating: 4
SPARK's Joe Ready Passes the Torch Joe Ready hands the baton to a new SPARK president. .. 401kWire.com - Thursday, June 01, 2017 - Reader Rating: 5
VMS Picks a Recordkeeper For Its Platform A provider of data, financial networking, and account aggregation technology, has just added a new ingredient to its new platform... 401kWire.com - Thursday, June 01, 2017 - Reader Rating: 1.8
Has Clayton Picked the SEC's Top Cops? Word is that Trump's new SEC chair will hire from within and from outside the regulatory agency to lead its enforcement division... MutualFundWire.com - Thursday, June 01, 2017
NAPA Taps Relius Alum The new hire will manage key provider relationships. .. 401kWire.com - Wednesday, June 01, 2016
A Wichita KPA Shop Relocates One of Bill Chetney's GRP allies relocates his 401(k) plan advisory shop... 401kWire.com - Wednesday, June 01, 2016 - Reader Rating: 3
A Southeast Wholesaler Joins an ATL RKer A Georgia wholesaler joins Arista Financial Group... 401kWire.com - Wednesday, June 01, 2016
Davey Does Hartford's 2nd Mutual Fund Deal of 2016 The insurer's mutual fund arm is poised to adopt 10 funds with $2.2B in AUM... MutualFundWire.com - Wednesday, June 01, 2016
Capital Group Tackles TDF Evaluation Bill Anderson and his team have a new tool for KPAs trying to select and monitor default options in DC plans... 401kWire.com - Wednesday, June 01, 2016
Plan Sponsors at Crossroads Amid DoL's Compensation Tweak A new rule tied to compensation and overtime takes effect this year, and plan sponsors have three options. .. 401kWire.com - Wednesday, June 01, 2016
A Plan Sponsor CIO Defects to American Beacon There is no word yet on who will take his place... 401kWire.com - Wednesday, June 01, 2016
401k Account Balances Rose in April EBRI surveys 401(k) account balances for the month of April. .. 401kWire.com - Wednesday, June 01, 2016
Needles Hires a Non-Fundster For the American Beacon C-Suite A veteran mega-market retirement plan sponsor exec in the Midwest heads South to the subadvised mutual fund shop... MutualFundWire.com - Wednesday, June 01, 2016
The Boston Behemoth Expands In the Land of Enchantment Fidelity is reportedly hiring hundreds in Albuquerque... MutualFundWire.com - Wednesday, June 01, 2016
Pensionmark Says Aloha To a KPA Troy Hammond and his team just added their first affiliate in Hawaii... 401kWire.com - Monday, June 01, 2015 - Reader Rating: 3.5
Diamond Hill Dives Into 2nd Gen Passive Investing The publicly-traded, Midwestern asset management firm launches its first ETF, which is powered by its first quasi-passive strategy... MutualFundWire.com - Monday, June 01, 2015
A Retired T. Rowe PM Pledges $15MM A former star PM for the Baltimore-based mutual fund shop promises an eight-figure gift to his alma mater... MutualFundWire.com - Monday, June 01, 2015 - Reader Rating: 1
Schoneman Promotes a TRA Quality Control Manager Matt Schoneman, president of Port Washington, Wisconsin-based recordkeeping TPA The Retirement Advantage, Inc. (TRA), confirmed the promotion of..... 401kWire.com - Monday, June 01, 2015 - Reader Rating: 5
Plan Participants Want More From Plan Sponsors ...according to a new survey issued by Northern Trust... 401kWire.com - Monday, June 01, 2015 - Reader Rating: 4.67
Aon Hewitt Adds a Senior Consultant The Lincolnshire, Illinois-based consulting firm adds a new hire..... 401kWire.com - Monday, June 01, 2015 - Reader Rating: 5
B-Ds, Fear Not: Fink Doesn't Plan to Be You Last week the chief of the world's largest asset manager reassured shareholders that no, getting (back?) into the broker-dealer business is not part of his plan... MutualFundWire.com - Monday, June 01, 2015
A GuidedChoice Exec Jumps to a B-D Updated \| An indie broker-dealer giant welcomes a new hire from the managed account provider... 401kWire.com - Friday, June 01, 2012
Kaplan Ups Stakes from SEC The top cop on the mutual funds beat has jumped ship to private law practice... MutualFundWire.com - Friday, June 01, 2012
Thomson Reuters Buys a Canadian Fund Tracker for Lipper The pick-up adds data from more than 13,000 mutual funds to the Lipper fund database... MutualFundWire.com - Friday, June 01, 2012
Cerulli Expects Alternatives to Continue Growth Alternative mutual funds will continue to gain market-share, according to a new report from Cerulli... MutualFundWire.com - Friday, June 01, 2012 - Reader Rating: 5
Send in the Clones! An ETF Leverages Hedge Fund Brain Trust A new ETF aims to capture alpha from disclosed equity positions held by established hedge fund managers... MutualFundWire.com - Friday, June 01, 2012
Look Global Say Cerulli Analysts Cerulli's May Products Trends Edition also looks at Morningstar's new fund categories and provides flow data... MutualFundWire.com - Friday, June 01, 2012
Borzi's Email Circulation Hits 50,000 This week's version of the bi-weekly mailing celebrates "Older American's" month with a retirement planning calculator... 401kWire.com - Friday, June 01, 2012
Chetney Adds a 401k Vet to a Louisiana Shop An LPL wealth management firm brings on a former Merrill advisor... 401kWire.com - Friday, June 01, 2012 - Reader Rating: 1
FBR Looks at Options for its Mutual Funds FBR's asset management division could be sold, according to a securities filing... MutualFundWire.com - Friday, June 01, 2012
WAMCo Execs Erase "Legg Mason" from Their Door The bond gurus at WAMCO will shed the name of their struggling parent on the other coast... MutualFundWire.com - Friday, June 01, 2012 - Reader Rating: 5
It's Hedge and Private Equity vs. Mutual Funds In the Fighting Ring Fund industries throw punches over regulations on private fund advertising.. MutualFundWire.com - Friday, June 01, 2012
Third Day? Gross' "Great White Whale Lies Waiting" Pimco's star bond mutual fund guru releases his latest monthly investment outlook column... MutualFundWire.com - Friday, June 01, 2012 - Reader Rating: 5
Unfair or Not, Facebook Gives Fidelity a Black Eye The mutual fund giant is winning a lot of ink that may have to be recorded as red ink instead of black in its ledgers... MutualFundWire.com - Friday, June 01, 2012
Blackrock Scion is Losing Again A Fink makes the gossip pages in the New York Post... MutualFundWire.com - Friday, June 01, 2012
A Pair of Boutiques Get Into the Mutual Fund Business A Kansas City, Missouri-based firm and a Leawood, Kansas-based firm debut their maiden mutual funds... MutualFundWire.com - Wednesday, June 01, 2011 - Reader Rating: 5
Arvia Points Nationwide Up-Market Ann Arvia is looking to re-focus the provider's sales force... 401kWire.com - Wednesday, June 01, 2011 - Reader Rating: 5
Schwab Weighs 401k Advice Options Whom will the brokerage giant choose to power the advice piece of its planned ETF-based platform?.. 401kWire.com - Wednesday, June 01, 2011 - Reader Rating: 2.67
SageView Enters Austin With a Top Advisor Updated \| The SoCal-based advisory firm buys a nearby retirement plan practice, and expands into two new cities as well as a new market... 401kWire.com - Wednesday, June 01, 2011 - Reader Rating: 4
Lincoln Scores Participants The provider designed the new scorecard to give participants a simple way to understand and track their retirement readiness... 401kWire.com - Wednesday, June 01, 2011 - Reader Rating: 3
Gallagher Buys a $30-Billion Consulting Shop The retirement services side of the insurance brokerage expands... 401kWire.com - Wednesday, June 01, 2011 - Reader Rating: 4.67
Peter Cieszko Lands a New Gig Months after leaving Fidelity, Peter Cieszko is joining a mutual fund firm based in the Midwest... MutualFundWire.com - Wednesday, June 01, 2011 - Reader Rating: 1
Jeff Gundlach Has His Eye on an NFL Team The DoubleLine CEO has expressed interest in buying a football team... MutualFundWire.com - Wednesday, June 01, 2011
Schwab's Bold Move Catches the Attention of the WSJ and the Gray Lady Schwab's major 401k initiatives capture the attention of the mainstream press... MutualFundWire.com - Wednesday, June 01, 2011
ING Beams in a New Retirement Chief The giant bundled provider anoints its new top exec... 401kWire.com - Wednesday, June 01, 2011 - Reader Rating: 3.17
Which TIPS Funds Are Rolling in 401k Dough? An industry data specialist unveils a new top ten list... MutualFundWire.com - Wednesday, June 01, 2011 - Reader Rating: 5
Goldman Makes a DC Hire Goldman Sachs hires a Neubeger Berman vet for a new post... 401kWire.com - Tuesday, June 01, 2010 - Reader Rating: 3
Openings and Closings: June 1, 2010 A roundup of fund launches and closings... MutualFundWire.com - Tuesday, June 01, 2010
PlanSponsor Keeps Pathfinder in the Family Via a Strategic New Partner Updated \| Another Asset International company hires an executive to handle sales for the DC search tool... 401kWire.com - Tuesday, June 01, 2010 - Reader Rating: 1.5
Peltz Ups His Legg Mason Stake The asset manager's biggest PITA shareholder is making himself an even bigger stakeholder... MutualFundWire.com - Tuesday, June 01, 2010
Google is Expanding its Own Portfolio Management Team Though the pay may lag behind Wall Street, the tech giant does offer rock climbing, great food and free massages... MutualFundWire.com - Tuesday, June 01, 2010
Burbank Consolidates its $100M Plans With a Single Vendor Updated \| A bundled DC provider wins $80 million in new business with the city... 401kWire.com - Tuesday, June 01, 2010
Ibbotson Starts Work for American Beacon The fund advised fund family is putting the famed researcher to work. He plans more funds down the road... MutualFundWire.com - Tuesday, June 01, 2010 - Reader Rating: 4
Two Hancock Wholesalers Take Up New Posts The Boston-based plan provider has moved two of its wholesalers to different territories... 401kWire.com - Tuesday, June 01, 2010 - Reader Rating: 1
Gundlach Goes to the Core Jeff Gundlach comes out with his third mutual fund at DoubleLine... MutualFundWire.com - Tuesday, June 01, 2010
Van Kampen Becomes a June Bride The Invesco deal is officially complete... MutualFundWire.com - Tuesday, June 01, 2010
Coming in June: Invesco and Gundlach A roundup of what will be happening in June... MutualFundWire.com - Tuesday, June 01, 2010
BlackRock Puts its 401k Chips in the Hands of a New Chief BlackRock picks a replacement for State Street-bound Kristi Mitchem... 401kWire.com - Tuesday, June 01, 2010 - Reader Rating: 3
Revisting the Star Debate Stars remain as important to the fund industry as they are in Hollywood... MutualFundWire.com - Tuesday, June 01, 2010
A Provider Preps Target Risk Target Date Funds A subsidiary of a recordkeeper will soon offer funds with adjustable risk levels... 401kWire.com - Monday, June 01, 2009 - Reader Rating: 4.25
Third Avenue Expands its Staff and Fund Lineup The Manhattan firm hires and preps a launch... MutualFundWire.com - Monday, June 01, 2009
A Retirement Income Provider Will Not Seek Govt Aid No federal capital will be sought by the retirement income giant... 401kWire.com - Monday, June 01, 2009 - Reader Rating: 2
A New Retirement Income Product Seeks Lifelong Results A new annuity product will offer protection from market downturns... 401kWire.com - Monday, June 01, 2009 - Reader Rating: 1
USA Today Sees Bad News for Some Niche Funds Some asset classes take a hit as market improves... MutualFundWire.com - Monday, June 01, 2009 - Reader Rating: 5
A Fund Parent Company Declines Aid Mutual fund parent company will not seek capital in the form of government aid... MutualFundWire.com - Monday, June 01, 2009
A Vendor PASSes a New Service to Administrators A provider plans to offer services that will expand administrative scope for some companies... 401kWire.com - Monday, June 01, 2009
Is Vanguard a Buyer? Bill McNabb may be about to lead the low-cost fund giant into a multi-billion-dollar deal... MutualFundWire.com - Monday, June 01, 2009
The Signs of a Rally Spark PM Discussion The signs of a possible rally invigorate debate over how PMs should respond... MutualFundWire.com - Monday, June 01, 2009
An Old Indexing Debate Continues in a New Light The fundamental indexing debate is fueled by new data showing mixed results... MutualFundWire.com - Monday, June 01, 2009
A UBS PM Gains a Nod in the WSJ The manager of the UBS U.S. Equity Fund got a mention in Monday's WSJ... MutualFundWire.com - Monday, June 01, 2009
WSJ Contemplates Bond Fund Pain Tom Lauricella looks back at 2008 in the fixed income investing world... MutualFundWire.com - Monday, June 01, 2009
Coverage Continues for an ETF Newbie A new ETF continues to make news... MutualFundWire.com - Monday, June 01, 2009
Provider Taps Boston Research Group for Client Clustering Program A bundled provider enlisted the aid of the research firm for a new client segmentation program... 401kWire.com - Friday, June 01, 2007
Ed Jones: 401ks Are All About Process A regional broker-dealer stays out of the DC product game and focuses instead on education at all levels instead. .. 401kWire.com - Friday, June 01, 2007 - Reader Rating: 3.5
Citigroup Decides FRC's Fate Citigroup has decided what it will do with FRC when the Bisys deal closes... MutualFundWire.com - Friday, June 01, 2007 - Reader Rating: 3
Scheve to Depart from Legg Mason Legg Mason's chief administrative officer will leave the firm to take the top job at Janney Montgomery Scott... MutualFundWire.com - Friday, June 01, 2007 - Reader Rating: 3
Where is the Fabric of the 401k Fee Fight Tugging? A DC attorney pulls together legal, legislative and regulatory trends in the retirement industry and looks to the future... 401kWire.com - Friday, June 01, 2007 - Reader Rating: 2
Kelmoore Steps Up SMA Distribution Efforts Kelmoore Investment Company has formed a partnership with AMS Group to double the distribution efforts of its separately managed accounts... MutualFundWire.com - Friday, June 01, 2007 - Reader Rating: 3
Accessor Does its Research The Seattle-based firm, founded by Tony Whatley, bases its investment strategy on three principals: research, asset allocation and technology... MutualFundWire.com - Friday, June 01, 2007 - Reader Rating: 2.83
Grabbed from the Monster - Set Sail For Vanguard It's time again for the weekly jobs column "Grabbed from the Monster." This week promises to be productive one with the spotlight shining on jobs in Pennsylvania... MutualFundWire.com - Friday, June 01, 2007 - Reader Rating: 3.33
Provider Scales CRM Online to the Next Level The Golden State firm unveils its latest internal customer support software. .. 401kWire.com - Friday, June 01, 2007
FundQuest Creates Tool to Ease Fee-Based Account Transitions FundQuest has created a service specifically designed to assist with the conversion of fee-based brokerage accounts... MutualFundWire.com - Friday, June 01, 2007 - Reader Rating: 3
XShares Expands ETF Lineup The Big Apple asset manager has launched a new HealthShares ETF. The new offering brings the number of HealthShares ETFs to 18... MutualFundWire.com - Friday, June 01, 2007
Reish Luftman Adds Legal Eagle The Los Angeles-based law firm has made an addition to its employee benefits practice group... 401kWire.com - Friday, June 01, 2007
Citigroup Challenges Wachovia's Claim on No. 2 Spot Citigroup says it will continue to have the second largest roster of brokers even after the Wachovia-A.G. Edwards deal closes... MutualFundWire.com - Friday, June 01, 2007 - Reader Rating: 2.75
Janney Names New President and CEO The Philadelphia-based broker-dealer has named a new president and chief executive officer... MutualFundWire.com - Friday, June 01, 2007 - Reader Rating: 3
WSJ: Specialists Turn Tables on ETF Issuers With the Securities and Exchange Commission (SEC) finally picking up the pace of its approvals for exchange-traded funds (ETFs), ETF backs are facing another bottleneck ..... MutualFundWire.com - Friday, June 01, 2007
Wachovia's Ameriprise Annexation is Complete The Southern plan provider finalized its purchase of a fellow DC recordkeeping business... 401kWire.com - Thursday, June 01, 2006
Sponsors Shift Priorities For Swapping Managers The next time you lose an investment mandate, the reason may not be you. Instead, your rival may have offered a better deal... 401kWire.com - Thursday, June 01, 2006 - Reader Rating: 4
New England Plan Provider Spruces Up Website A Massachusetts says its enhanced website for plan sponsors meant to make TRO even more appealing... 401kWire.com - Thursday, June 01, 2006 - Reader Rating: 2.5
A Midwestern Power Company Slips Fidelity's Grasp The Boston Behemoth rarely loses its largest clients -- so what happened with this Ohio-based plan sponsor?.. 401kWire.com - Thursday, June 01, 2006 - Reader Rating: 2.5
Donahue To Take Top Job At DTCC Donald Donahue will become president and chief executive officer of the Depository Trust & Clearing Corporation effective August 1, the New York-based firm announced Thursday... MutualFundWire.com - Thursday, June 01, 2006 - Reader Rating: 3
Schwab Hires SMA Service Provider Charles Schwab Investment Management has turned to JPMorgan Worldwide Securities Services to provide administration services for its separately managed accounts... MutualFundWire.com - Thursday, June 01, 2006
New England Asset Manager Names New CIO David Cameron is now the new chief investment officer at the Boston Company Asset Management, according to a company statement released Thursday. Cameron, formerly head of U.S. equities, will report directly to Boston Company chairman and CEO Corey Griffin. .. MutualFundWire.com - Thursday, June 01, 2006
Merrill Manager Makes Jump To Oppenheimer OppenheimerFunds has hired Ron Zibelli as vice president and portfolio manager of the $840 million Oppenheimer Discovery Fund, according to a news release... MutualFundWire.com - Thursday, June 01, 2006
Heartland Investment Manager Launches Legacy Funds American Century Investments is launching three new funds, according to a statement released Wednesday. The new American Century Legacy Funds -- Legacy Large Cap, Legacy Focused Large Cap and Legacy Multi Cap -- are quantitatively managed portfolios that use a weighted, multi-factor model to guide their stock picks... MutualFundWire.com - Thursday, June 01, 2006
DoL/SEC Provide Sponsors with Tip Sheet on Advisor Conflicts Federal regulators are asking sponsors to tighten up their oversight of investment advisors... 401kWire.com - Wednesday, June 01, 2005 - Reader Rating: 4
Donaldson's Departure May Delay Hard Four Answer An already slow process will likely slow even more with Donaldson gone. Other resignations and Sihpol case add even more complexity to the process... 401kWire.com - Wednesday, June 01, 2005 - Reader Rating: 4.25
Sihpol Closings: Prosecution Scores Points, But No K.O. The four-hour summation by assistant attorney general Harold Wilson felt like death by a thousand cuts. That evidence may add up to be enough for a conviction... MutualFundWire.com - Wednesday, June 01, 2005 - Reader Rating: 3
Marsh: Putnam Not Being Sold Marsh is once again denying rumors that it is shopping Putnam Investments... 401kWire.com - Wednesday, June 01, 2005 - Reader Rating: 3
Ameritrade in Deal Talks, But Not With ETrader Was ETrade's recent offer to purchase Ameritrade really a defensive move intended to ward off a deal between Ameritrade and TD Waterhouse? That is the suspicion one could have after Ameritrade and TD Waterhouse confirmed Tuesday that they are in talks. .. MutualFundWire.com - Wednesday, June 01, 2005
American Century Gets TIPSy, Again American Century is targeting a new TIPS fund to advisors. The new fund builds on the firms existing capabilities in the Treasury inflation protected securities business and its desire to build its fund lineup for advisors... MutualFundWire.com - Wednesday, June 01, 2005
MF Wrap Hits Billion Mark Brinker Capital has gathered more than $1 billion of assets in its mutual fund wrap program. The Berwyn, Pennsylvania-based firm offers the Destinations mutual fund wrap program through 850 financial advisors. .. MutualFundWire.com - Wednesday, June 01, 2005
Hot in the Citi Two units of Citigroup land in hot water for hijinks related to transfer agent services. The units have settled SEC charges for a whopping $208 million... MutualFundWire.com - Wednesday, June 01, 2005 - Reader Rating: 4
Canary Witnesses Raise Wrinkles in Sihpol Case Sihpol's defense questions: if those at Canary had no intent, how could Sihpol? Also: what do Theodore Sihpol, Saddam Hussein, and Michael Jackson have in common?.. MutualFundWire.com - Wednesday, June 01, 2005
Milliman Consultant Relations Head Goes to Ceridian Ceridian is expanding into the Southeastern U.S. and bringing on Jessen Fahey to oversee the territory... 401kWire.com - Tuesday, June 01, 2004 - Reader Rating: 5
FleetBoston Fund Managers Say Adieu Columbia Asset Managment is experiencing a minor brain drain... MutualFundWire.com - Tuesday, June 01, 2004
NASD Fines Davenport, Investigation Continues NASD says broker dealer helped edge funds market time. .. MutualFundWire.com - Tuesday, June 01, 2004
Newport Reaches Out in the Midwest Stephen Slovensky was appointed Midwest Regional Director for the Newport Group... 401kWire.com - Tuesday, June 01, 2004 - Reader Rating: 5
Hannaford Takes Assets to Vanguard The grocery chain is moving its plan from Putnam Investments... 401kWire.com - Tuesday, June 01, 2004 - Reader Rating: 2
PIMCO Parent Must Jump Through Compliance Hoops The Allianz Dresdner settlement with New Jersey regulators announced Tuesday comes at a heavy cost. The parent company's general counsel will likely need much help... MutualFundWire.com - Tuesday, June 01, 2004
Strong Promises Sale Bonus in Memo Those working at Strong Financial will see something special in an upcoming check if they stay on board through the sale... MutualFundWire.com - Tuesday, June 01, 2004 - Reader Rating: 4
Promotion Time for a Fund Probe Leader? The is talk that the SEC coordinator of the fund investigations may be handed the Northeast office... MutualFundWire.com - Tuesday, June 01, 2004
Putnam Launches Money Fund The money market fund is geared to institutional investors. .. MutualFundWire.com - Tuesday, June 01, 2004
GE Financial Rebrands, IPOs The insurer files a prospectus and will now go by the name of Genworth Financial. .. MutualFundWire.com - Tuesday, June 01, 2004 - Reader Rating: 5
Wells Fargo Confirms Buy of Harris Retirement Biz A Wells Fargo Institutional Trust executive talks to the 401kwire about its second acquisition in one week... 401kWire.com - Tuesday, June 01, 2004 - Reader Rating: 3
Stevens Takes Helm at ICI Matthew Fink retires as ICI president after 33 years... MutualFundWire.com - Tuesday, June 01, 2004
Pimco Distributors, PEA Settle with Jersey for $18 Million PIMCO Advisors Distributors, PEA Capital and parent Allianz Dresdner neither admit nor deny trading abuse allegations. New Jersey drops charges, but imposes drastic governance changes... MutualFundWire.com - Tuesday, June 01, 2004 - Reader Rating: 3
Sales Openings at Hancock The insurer faces two vacancies after a bank and another insurer raid its wholesale force. .. MutualFundWire.com - Friday, June 01, 2001 - Reader Rating: 3
Shake-up at Lindner Funds The Milwaukee firm is slimming from 40 to as few as six as it outsources to Firstar and closes its St. Louis office. It is also seeking a new marketer... MutualFundWire.com - Friday, June 01, 2001 - Reader Rating: 3
Fido Names Euro Boss Fido names European head ... Stilwell Financial has named a new CFO out of PwC ... Janus launches value fund ... Wayne Hummer adds investment exec .. Pru lures Dreyfus exec. .. 401kWire.com - Friday, June 01, 2001 - Reader Rating: 3
Janus Parent Names CFO Fido names European head ... Stilwell Financial has named a new CFO out of PwC ... Janus launches value fund ... Wayne Hummer adds investment exec .. Pru lures Dreyfus exec. .. MutualFundWire.com - Friday, June 01, 2001 - Reader Rating: 3
Done Deal Between BISYS and UPI BISYS has picked up recordkeeper and administrator Universal Pensions. .. 401kWire.com - Friday, June 01, 2001 - Reader Rating: 3
Brokers Online American Skandia allies with an Internet company for the distribution of online benefits services... 401kWire.com - Friday, June 01, 2001 - Reader Rating: 3
SVA June 1, 2000 .. 401kWire.com - Thursday, June 01, 2000 - Reader Rating: 3
MoneyStar Adds Execs The Austin software provider has hired a chief financial officer and a chief marketing officer... MutualFundWire.com - Thursday, June 01, 2000 - Reader Rating: 3
Great West Shoots And Scores North Carolina sponsor's self-administered plan is hammered into the boards... 401kWire.com - Thursday, June 01, 2000 - Reader Rating: 3
Schwab/U.S Trust Merger Finalized This 800-pound gorilla is looking for its seat... MutualFundWire.com - Thursday, June 01, 2000 - Reader Rating: 3
American Century Adds Sector Offerings American Century is adding two sector funds to its product line-up, with a subscription period through Schwab... MutualFundWire.com - Thursday, June 01, 2000 - Reader Rating: 3
June 1, 2000 The master's voice ... Montgomery loses its honour ... Not exactly Firsthand news... 401kWire.com - Thursday, June 01, 2000 - Reader Rating: 3
June 1, 2000 The master's voice ... Montgomery loses its honour ... Not exactly Firsthand news... MutualFundWire.com - Thursday, June 01, 2000 - Reader Rating: 3
BISYS Acquires Another Education Shop The BISYS Group, Inc. has acquired Dover International, a provider of professional certification training, continuing education, and other support services for the financial services industry. Those in the defined contribution arena will eventually fall be offered services as result of this merger... 401kWire.com - Tuesday, June 01, 1999 - Reader Rating: 3
BISYS Acquires Another Education Shop The Little Falls-based service provider continues to expand its education arm with the purchase of an Atlanta training and education firm... MutualFundWire.com - Tuesday, June 01, 1999 - Reader Rating: 3
Vanguard Re-Opens Windsor Vanguard's Windsor Fund is now open for business to new investments with an added advisor, after ten years of closure... MutualFundWire.com - Tuesday, June 01, 1999 - Reader Rating: 3
Cross-Selling Between DB and DC You're an investment manager. You need to find a wider market for your products. How do you do it? One possibility from the IIR conference in New York City... MutualFundWire.com - Tuesday, June 01, 1999 - Reader Rating: 3
CSAM Hands Over CIO Reins Credit Suisse has appointed a global chief investment officer, from JP Morgan, to oversee the recently combined asset management businesses... MutualFundWire.com - Tuesday, June 01, 1999 - Reader Rating: 3
Cross-Selling Between DB and DC The defined contribution marketplace has reached a point of maturity. At least that is the conclusion many have reached inside the industry. So, how do you find new clients for your products? If you are an investment manager, you might try cross-selling between defined benefit and defined contribution plans. This is the advice from Kristin Pawlak, associate research director at Eager Manager Advisory Services... 401kWire.com - Tuesday, June 01, 1999 - Reader Rating: 3
Odd Lots, June 1, 1999 Merrill Offers OnLine Trading for $29.95! ... PBGH pays price for avoiding Net stocks... MutualFundWire.com - Tuesday, June 01, 1999 - Reader Rating: 3
Louisiana Company Looks to Fly More Funds Ruston, LA-based James & Co., Inc. is exploring whether or not it will be adding funds to its 401(k) investment options, Fred J. Baragona, Jr., director of human resources, told the 401kWire. The plan -- which was previously two plans until consolidated -- has $35 million in assets with 700 active participants... 401kWire.com - Monday, June 01, 1998 - Reader Rating: 3
Week of May 24, 1998 Wednesday May 27, 1998. PRNewswire. ICR Media of Pennsylvania has conducted a survey of participants in 401(k) plans. The organization has found that while participants understand the basic fundamentals of their plans. Nonetheless, the steps they are taking are not bringing them closer to their goals. For instance, many respondents expressed a desire to retire early, but according to the study, many will not be able to achieve that goal with any financial stability. Sunday May 24, 1998. Chicago Sun-Times. Kerry Hannon in "Retiring Types Aren't Shy" reports that it is very difficult to get participants to diversify their 401(k) accounts. One of the reasons is that the stock market is doing so well, and some individuals who own company stock earn a high rate of return. T. Rowe Price, for instance, reports that among the 1.4 million individuals whose 401(k) is administered by the provider, 774 are now millionaires thanks to the booming stock market... 401kWire.com - Monday, June 01, 1998 - Reader Rating: 3
Advice v. Education .... A Heated Debate, And The Schwab Shuffle Word is getting around that sparks flew at the recent education roundtable held by Pensions and Investments, which our sources report is scheduled to appear in today's edition of the newspaper. Of course, the 401kWire has not yet received its snail mail copy, but we are waiting expectantly... 401kWire.com - Monday, June 01, 1998 - Reader Rating: 3

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