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News Stories Archives - Since 1998
Baird Dominated September Among Midsize Firms The Wisconsin-based mutual fund shop brought more inflows, both absolutely and relatively, than any other fund firm with between $10B and $100B in assets, per M* estimates... MutualFundWire.com - Monday, October 23, 2017
An Arizona KPA Wins Big in Vegas 401(k) Specialists reveals its first ever Top Advisor by Participant Outcomes of the year at the 2017 Excel 401(k) conference in Sin City... 401kWire.com - Monday, October 23, 2017
Trump Stands By 401ks After a week of scary speculation in the DC industry and in the media, the President speaks out in defense of the private-sector defined contribution plans... 401kWire.com - Monday, October 23, 2017 - Reader Rating: 4.25
Week In Preview - October 23-29 ASPPA and Rekon Intelligence are both holding big conferences this week... 401kWire.com - Monday, October 23, 2017
Week In Preview - October 23-29 DST kasina, Eaton Vance, FIASI, IDC, Informa, MFEA, M*, and Opal Group are all hosting events this week... MutualFundWire.com - Monday, October 23, 2017
Royce Prepares to Merge Away Two Funds Pending shareholder approval, the shift is slated for the first half of next year... MutualFundWire.com - Friday, October 23, 2015
Fidelity RKed Plan Gets $60MM Merger Boost A merger brings rewards for Fidelity... .. 401kWire.com - Friday, October 23, 2015
2015 MMI Fall Solutions In Pictures Here's a visual recap of the managed account industry trade group's most recent conference... MutualFundWire.com - Friday, October 23, 2015
Does A DB Trump A 401(k)? The Employee Benefit Research Institute answers the complicated question that many industry leaders ponder..... 401kWire.com - Friday, October 23, 2015 - Reader Rating: 2
Ow, But Not Too Ow? Mister Market's frown at asset managers is turning upside down, at least a bit... MutualFundWire.com - Friday, October 23, 2015
Alerus Buys ABG Member Alerus buys a Midwest TPA..... 401kWire.com - Friday, October 23, 2015
Can Participants Do Good Through Investing? The DoL clarifies its position on impact investing..... 401kWire.com - Friday, October 23, 2015
Reich Brings LPL's KPAs Back to the Phoenician The LPL Retirement Partners team returns to Scottsdale for their annual advisor conference... 401kWire.com - Thursday, October 23, 2014 - Reader Rating: 2
If You Had To Choose Between Two Conferences, Which Would You Attend? No matter which way you look at it, apples and oranges are both fruit. Now, the question is, if you had to attend two KPA conferences that took place during the same week, which conference would you prefer?.. 401kWire.com - Thursday, October 23, 2014
A CEO of a KPA Shop "Doesn't Fault Anybody" Involved in FTI Deal No harm, no foul. That's how a KPA feels regarding the unexpected FTI deal that took place in July..... 401kWire.com - Thursday, October 23, 2014
Thomas Flexes Northern Trust's ETF Distro Muscles Thoughtfully The chief of the asset manager's funds and managed accounts group talks about his strategy... MutualFundWire.com - Thursday, October 23, 2014
A $4.4B Asset Manager's Employees Buy the Rest of Their Forest Back A Chitown shop completes its spinoff from Pioneer... MutualFundWire.com - Thursday, October 23, 2014
Meet the Hottest Liquid Alts Fundster In 40 Act Country The NYTimes profile a hedge fundster who turned to the mutual fund industry, with huge inflows resulting... MutualFundWire.com - Thursday, October 23, 2014
An RKer Launches a New Retirement Wellness Score A recordkeeper debuts a new player in the company's anticipated outcome oriented suite of retirement income tools... 401kWire.com - Thursday, October 23, 2014 - Reader Rating: 2
Enrollment of Millennials Jumps BofA Merrill releases its semiannual 401k wellness scorecard... 401kWire.com - Thursday, October 23, 2014 - Reader Rating: 5
Sponsors Give Fee Disclosure Mixed Reviews The one-year anniversary of fee disclosure regulation having been surpassed over the summer, 401kWire asks sponsors what they think of the regs. .. 401kWire.com - Wednesday, October 23, 2013
What Does Ameritas' New Retirement Chief Have Up His Sleeves? Bret Benham has big plans for retirement income solutions at Ameritas. .. 401kWire.com - Wednesday, October 23, 2013 - Reader Rating: 3
MassMutual Powers a $240MM Taft-Hartley Plan ...for the International Brotherhood of Electrical Workers Local No. 369... 401kWire.com - Wednesday, October 23, 2013 - Reader Rating: 5
New Marketing Head Aims to Broaden Alger's Reach Exec's plan will include new communication vehicles in a variety of channels... MutualFundWire.com - Wednesday, October 23, 2013
Cornelio Calls Out to Participants and Non-Participants The president of Lincoln Financial's Retirement Services group offers his two cents about retirement readiness in a National Save for Retirement Week initiative. .. 401kWire.com - Wednesday, October 23, 2013 - Reader Rating: 1
BPAS Hires One, and Another Will Join Soon Brian Nicholson starts October 28 as its new sales relationship manager and external wholesaler. .. 401kWire.com - Wednesday, October 23, 2013
ADP Urges Plan Sponsors to Up Their Communication Game The payroll giant's 401k unit celebrates National Save for Retirement Week... 401kWire.com - Wednesday, October 23, 2013 - Reader Rating: 5
ICMA-RC Says Pack Your Lunch Updated \| The government-focused retirement plan provider sponsors a new campaign in the middle of National Save for Retirement Week... 401kWire.com - Wednesday, October 23, 2013 - Reader Rating: 4
National Save for Retirement Week Gets a Governmental Thumbs Up Congress has endorsed NAGDCA's efforts. .. 401kWire.com - Wednesday, October 23, 2013
A Value Shop Takes Some of Invesco's Sales Power Firm hires an Invesco veteran handled key accounts to be its new director of sales and distribution... MutualFundWire.com - Wednesday, October 23, 2013
Wells Fargo Sings of the Middle Class Retirement Blues Updated \| The bundled provider, in its latest survey of middle America, finds that paying the bills takes precedent over saving for retirement and that people are growing less confident in the size of their nest eggs. .. 401kWire.com - Wednesday, October 23, 2013 - Reader Rating: 3
At the Bents' Trial, Prosecutors Wrap Up Amid Arguments and Delays The latest report from the Reserve trial in a federal court in Manhattan... MutualFundWire.com - Tuesday, October 23, 2012 - Reader Rating: 2
ICI Updates Its Online Digs The trade group has redesigned it's website... MutualFundWire.com - Tuesday, October 23, 2012
TIAA's Moslander Invites Advisors into the 403b World A top exec at the higher ed focused provider speaks at the annual CFDD conference in Chitown... 401kWire.com - Tuesday, October 23, 2012 - Reader Rating: 4
Aberdeen Has Ambitions for the U.S. As it builds up its infrastructure, the Scots asset manager is open to acquisitions... MutualFundWire.com - Tuesday, October 23, 2012 - Reader Rating: 5
Reserve's Former CIO Takes the Stand in the Bent's Trial The case continued this morning from Lower Manhattan.. MutualFundWire.com - Tuesday, October 23, 2012 - Reader Rating: 5
Reish Warns Advisors of the Coming Compensation Death Spiral The Drinker Biddle Reith ERISA legal eagle speaks in Chitown at the annual CFDD conference... 401kWire.com - Tuesday, October 23, 2012 - Reader Rating: 2
Parnassus Oracles See Stock Gains Ahead and Changes Strategy Firm is ramping up sales strategy for equities funds... MutualFundWire.com - Tuesday, October 23, 2012
Wells Fargo Survey Shows The State of Retirement Landscape Many middle class Americans think they'll be working throughout retirement... 401kWire.com - Tuesday, October 23, 2012
A Top Exec Leaves a Midwestern RKer An industry vet is on the prowl for new work... 401kWire.com - Tuesday, October 23, 2012
WSJ Ponders the Future of ETFs The newspaper looks at the history of fund, as it nears its 20th birthday, and discusses new trends... MutualFundWire.com - Tuesday, October 23, 2012
WisdomTree Had a Tough Monday The news of insider stock sales and ETF closures hit the company's stock price. .. MutualFundWire.com - Tuesday, October 23, 2012
Reuters Rates the Gold ETFs The newswire breaks down two gold funds... MutualFundWire.com - Tuesday, October 23, 2012
Loomis, Sayles PM Jumps to Eaton Vance High-profile PM managed $84 billion in assets... MutualFundWire.com - Tuesday, October 23, 2012
Gross Makes News With a Single Tweet The Pimco chief's tweet about housing is rocking the boat... MutualFundWire.com - Tuesday, October 23, 2012
Does the Vanguard TIPS Fund Represent a Change in Strategy? A Marketwatch reporter thinks so... MutualFundWire.com - Tuesday, October 23, 2012
Get CSI Ready: Here Comes a New Forensic ETF Exchange Traded Concepts has a new ETF using forensic accounting... MutualFundWire.com - Tuesday, October 23, 2012
New ETF Will Emulate Hedgies IndexIQ is launching the new fund, according to Seeking Alpha.. MutualFundWire.com - Tuesday, October 23, 2012
Where are the Mass Affluent Moving Their Retirement Assets? Vanguard and Ameriprise come out as winners; BofA and Merrill suffer outflows... 401kWire.com - Friday, October 23, 2009 - Reader Rating: 4
Rod Stewart Rocks the Baron Conference The chief of the Manhattan fund firm also unveils a new offering... MutualFundWire.com - Friday, October 23, 2009
A DC Communications Specialist Unveils a 'Smart' New Offering A defined contribution communication provider has released a new hard-copy product for plan providers... 401kWire.com - Friday, October 23, 2009
Schapiro Worries About Target Date Fund Advertising The SEC chief hints at her plans for age-based funds... 401kWire.com - Friday, October 23, 2009
DC Revenue Climbs Again at Wilmington The trust company unveils its third quarter results... 401kWire.com - Friday, October 23, 2009
A $252 Million Fidelity Plan Gets an Employer Boost As of January 2010, this plan sponsor will no longer accept participants in its DB plan but will increase matched contribution in their Fidelity managed DC plan... 401kWire.com - Friday, October 23, 2009 - Reader Rating: 3
Fund Firms Need to Help Advisors Reach Women Corporate Insight report determines few fund firms have proper educational materials for advisors... MutualFundWire.com - Friday, October 23, 2009
Target Date Funds Boost T. Rowe's Flows The DC-focused funds also make up 17.5 percent of its mutual fund assets... 401kWire.com - Friday, October 23, 2009
T. Rowe Plans a $12 Million Advertising Increase The Baltimore-based mutual fund firm unveils its third quarter results... MutualFundWire.com - Friday, October 23, 2009
Survey: 94 Percent of Sponsors Will Keep their DC Match Intact An industry consulting firm finds that, despite market turmoil, the vast majority of employers will continue contributing to employee defined contribution plans if they do already... 401kWire.com - Thursday, October 23, 2008
MassMutual Appoints an Investment VP The new hire will oversee the retirement division's investment research and management functions for two fund families... 401kWire.com - Thursday, October 23, 2008 - Reader Rating: 1
The Fate of AIG Retirement Rests in the Hands of Two The insurance giant names a pair of executives, one new hire and one promotion, to handle its massive divestment campaign... 401kWire.com - Thursday, October 23, 2008
$28 Billion Heads to Reserve Shareholders The money fund pioneers prepare to shell out their cash holdings to shareholders in two frozen, liquidating funds... MutualFundWire.com - Thursday, October 23, 2008
GM to Suspend 401k Match The struggling auto maker will suspend 401k matching contributions effective November 1... 401kWire.com - Thursday, October 23, 2008
Great-West Makes a Sales Hire in the Midwest The plan provider brings on board a Wells Fargo alum... 401kWire.com - Thursday, October 23, 2008 - Reader Rating: 2
AllianceBernstein CEO Says Staff Cuts are Looming The New York money manager will trim its headcount, with most of the cuts set to be implemented this quarter... 401kWire.com - Thursday, October 23, 2008 - Reader Rating: 5
Bad Press Over Fund Performance Hits Fido, Legg Report smarts two fund giants over year-to-date losses... MutualFundWire.com - Thursday, October 23, 2008
Janus to Slash Nine Percent of its Workforce The Denver-based asset manager says the headcount reduction will yield $15 million of annualized savings... MutualFundWire.com - Thursday, October 23, 2008
Money Funds Face a Reprise of 2003 The safest mutual funds are seeing the yields dwindle in the face of Fed rate cuts. But the script is a Broadway revival and shareholders may not pay too close attention... MutualFundWire.com - Thursday, October 23, 2008
JPMorgan Alums Try Their Hand at Indpendence Shane Moore and David Rust, former JPMorgan advisors, have opened their own investment planning and wealth management firm... MutualFundWire.com - Tuesday, October 23, 2007 - Reader Rating: 3.57
ICI Revels in QDIA Victory The mutual fund industry trade group seems quite pleased with the new default investment rules to be released Wednesday. .. 401kWire.com - Tuesday, October 23, 2007
NYSE Regulation Risks Creating a New Group NYSE Regulation has created a new Risk group that will monitor external developments... MutualFundWire.com - Tuesday, October 23, 2007 - Reader Rating: 2.5
Giant Midwestern Sponsor Shops For Stable Value Manager One of a ten-figure 401k plan's investment slots may be changing hands. .. 401kWire.com - Tuesday, October 23, 2007
JMP Securities Adds Two to Research Team Constantine Davides and Sameet Sinha have joined JMP Securities, JMP Group�s broker-dealer subsidiary, as senior research analysts... MutualFundWire.com - Tuesday, October 23, 2007 - Reader Rating: 3
ING to Pay Victims of Wayward Ex-Broker ING will pay upwards of $1 million to the victims of its ex-broker, Peter Tzamalas... MutualFundWire.com - Tuesday, October 23, 2007 - Reader Rating: 3
Hancock Names JPMorgan as it's Back Office Provider for SMAs John Hancock's Private Client Group has chosen JPMorgan as the back-office administrator for its separately managed accounts... MutualFundWire.com - Tuesday, October 23, 2007 - Reader Rating: 2.75
Fido to Roll Out New Advisor Platform Next Year Fidelity is developing Web-based wealth management platform that will incorporate all of an Advisor's technology solutions in one system... MutualFundWire.com - Tuesday, October 23, 2007 - Reader Rating: 2.75
The Stokes Show Gets Postponed Again and Adds Another Player The trial of the besieged Volunteer State TPA gets postponed again as a new lawyer gets added to the mix. .. 401kWire.com - Tuesday, October 23, 2007
T.Rowe's Retirement Funds Continue to Rake in Investor's Dollars T. Rowe reports third quarter results... 401kWire.com - Tuesday, October 23, 2007
Stable Value Funds Don't Make the Cut In the QDIA Regs for 401ks WSJ's Tom Lauricella takes on the DoL's newly issued regulations on qualified default investment alternatives for 401k plans... MutualFundWire.com - Tuesday, October 23, 2007
Defunct Stable Value Fund Stabilizes ... Mostly One year after its demise, small-time investors in the Trust Advisors Stable Value Plus Fund Distributions have been made whole, but big investors still have to wait. .. 401kWire.com - Monday, October 23, 2006 - Reader Rating: 4
MFS Stays Canadian After two months of intense speculation, Sun Life has decided not to sell its Boston-based asset management arm. .. 401kWire.com - Monday, October 23, 2006 - Reader Rating: 4
Midwest TPA Hires Senior Administrator The Missouri-based TPA has tapped Cindy Mueller as senior administrator... 401kWire.com - Monday, October 23, 2006
MassMutual Launches PPA Education Drive The Massachusetts-based provider has started an education campaign for plan sponsors and financial professionals... 401kWire.com - Monday, October 23, 2006
Bisys Ready to Handle 22c-2 For You The back office provider releases its "22c-2 total solution"... 401kWire.com - Monday, October 23, 2006 - Reader Rating: 4
ExpertPlan Antes Up On Auto The outsourced recordkeeper beefs up its auto-enrollment feature. .. 401kWire.com - Monday, October 23, 2006 - Reader Rating: 1
Transamerica Bulks Up Retirement Platform The West Coast-based provider has added a record number of investment options to its platform... 401kWire.com - Monday, October 23, 2006
A Case of He Said, It Said Galvin says Putnam committed fraud. Putnam said it did not. And why it may not matter who is right... 401kWire.com - Thursday, October 23, 2003 - Reader Rating: 4
Conference Will Explore Fiduciary Issues A Boston-based TPA will host forum on hot topics and how to run open architecture plans... 401kWire.com - Thursday, October 23, 2003 - Reader Rating: 2.5
Johnson Names Successor CEOs The succession news comes from San Mateo (not Boston): CEO job will be shared at Franklin... MutualFundWire.com - Thursday, October 23, 2003
Software Maker Launches Distribution Tool Tools promises to ease distribution headaches for plan providers... 401kWire.com - Thursday, October 23, 2003 - Reader Rating: 3
Colorado Firm Lands Safeco Wholesaler The wholesaler will cover the same Pacific Northwest territory for his new employer... MutualFundWire.com - Thursday, October 23, 2003
Rules Would Simplify Changing Subadvisors The SEC proposes rules making it easier to hire and fire subadvisors... MutualFundWire.com - Thursday, October 23, 2003
Royce Fund to Invest in Financial Services With all of the recent scandals the fund may be able to find some bargains... MutualFundWire.com - Thursday, October 23, 2003 - Reader Rating: 5
TIM Appoints Business Practices Chief The newly-hired executive will guide compliance, financial accounting and HR at the investment manager... MutualFundWire.com - Thursday, October 23, 2003
MFEA Adds to Exec Committee Two senior fund executives join the trade group executive committee... MutualFundWire.com - Thursday, October 23, 2003
Were Funds in Cahoots With Brokers? The SEC seems to think they were. Funds may have sent trades in exchange for sales help... MutualFundWire.com - Thursday, October 23, 2003
Manulife Increases Options The insurer adds two managers to its SMA program as it adds new portfolios... MutualFundWire.com - Thursday, October 23, 2003
Morningstar Stands Committed to Advisors of All Stripes The fund tracker backs investment advisors with new product features and enhancements... MutualFundWire.com - Wednesday, October 23, 2002 - Reader Rating: 2.33
New Social Fund Names Subadvisor The startup fund identifies its new subadvisor. It will invest in companies promoting community revitalization... MutualFundWire.com - Wednesday, October 23, 2002
Another DoL Opinion Letter on Advice? If you ask, the DoL may provide. If you do not, they will not, says a Washington insider... 401kWire.com - Wednesday, October 23, 2002
Congress is Unlikely to Look at Pension Reform in 2002 While a lame duck session may be called, Congress lacks the incentive to cut a deal... 401kWire.com - Wednesday, October 23, 2002 - Reader Rating: 5
Fund Honchos Say the Future is Still Bright Fidelity is fine-tuning its focus to go where the money is, says Fidelity COO Robert Reynolds... MutualFundWire.com - Wednesday, October 23, 2002
Three Firms and Janus Eye Berger Funds Counting Janus, there are reportedly four firms seeking to land the fund business from Berger... MutualFundWire.com - Wednesday, October 23, 2002
Stilwell Tweaks Its Board The firm adds new members as two give up their seats, amid a broad reshuffle, reorganization... MutualFundWire.com - Wednesday, October 23, 2002
San Francisco Law Firm Mulls RFP Decision The retirement-industry insider is evaluating DC platforms and options... 401kWire.com - Wednesday, October 23, 2002
Another Internet Fund to Vanish This time the offering will be merged into a new economy sibling. .. MutualFundWire.com - Tuesday, October 23, 2001 - Reader Rating: 3
The Hewitt Perspective Yesterday, Hewitt inherited 26 MetLife clients. Today, Scott Peterson speaks to the 401kWire.com on this move... 401kWire.com - Tuesday, October 23, 2001 - Reader Rating: 3
Franklin Adds Cost Basis to Web The firm is beefing up the historical data investors can find. So is Schwab... MutualFundWire.com - Tuesday, October 23, 2001 - Reader Rating: 3
Neuberger Picks Up Oscar The deal adds another $800 million in affluent investor assets. .. MutualFundWire.com - Tuesday, October 23, 2001 - Reader Rating: 3
A New Cornerstone for Hartford Life The firm is launching a new product, called Cornerstone, for its 401k business... 401kWire.com - Tuesday, October 23, 2001 - Reader Rating: 3
Security Trust Wins Michigan Client Execs at the Phoenix firm have to suit up for winter weather as they win a contract from a Michigan firm... MutualFundWire.com - Tuesday, October 23, 2001
Nasdaq on the Move? Is Relocation Imminent? ... Antitrust Issues... 401kWire.com - Tuesday, October 23, 2001 - Reader Rating: 3
Nasdaq on the Move? Is Relocation Imminent? ... Antitrust Issues... MutualFundWire.com - Tuesday, October 23, 2001 - Reader Rating: 3
New Members of the MassMutual Family The firm welcomes five new plan sponsors to its services... 401kWire.com - Tuesday, October 23, 2001 - Reader Rating: 3
Security Trust Wins Client Execs at the Phoenix firm have to suit up for winter weather as they win a contract from a Michigan firm... 401kWire.com - Tuesday, October 23, 2001 - Reader Rating: 3
Fund Marketers Get Web Tool Wiesenberger is shifting an eye from intermediaries to marketers with its latest Web-based analysis tool. .. MutualFundWire.com - Monday, October 23, 2000 - Reader Rating: 3
October 23, 2000 Web Communities to Open Fund ... Deutsche Bank Mulls Retail Push to Boost Funds ... One Fund Profiled... MutualFundWire.com - Monday, October 23, 2000 - Reader Rating: 3
October 23, 2000 Web Communities to Open Fund ... Deutsche Bank Mulls Retail Push to Boost Funds ... One Fund Profiled... 401kWire.com - Monday, October 23, 2000 - Reader Rating: 3
Week of October 19, 1998: RFP Roundup The 401kWire.com takes its weekly look at the week in searches. This column also features our newly semi-regular feature -- Low-Hanging Fruit -- which profiles a plan that may be a good target for some aggressive marketing... 401kWire.com - Friday, October 23, 1998 - Reader Rating: 3
Stable Value Alert: The Return of the Yield Curve With the recent market volatility stable value funds have seen cash inflows for the first time in months, or in some cases, years. Yet the level of interest rates has reached generational lows. How can buyers take advantage of the situation and deploy their new assets?.. 401kWire.com - Friday, October 23, 1998 - Reader Rating: 3
Donadio Joins CDA/Wiesenberger Team John Donadio has been named regional sales manager for the Midwest region at CDA Wiesenberger (a division of The Thomson Corporation (TOC.TO)). He will answer to Andrew Blumberg, who is the director for sales for the retirement products division, a spokesperson for the company told the 401kWire.com. .. 401kWire.com - Friday, October 23, 1998 - Reader Rating: 3
Clinton Uses Line-Item Veto to Nix Federal DC Plans President Clinton used his newly won line-item veto to strike a provision from the Treasury and General Government Appropriations Act of 1998 that would have allowed Federal, postal, and Congressional workers hired before 1983 to switch to a defined contribution retirement system. Up to one million Federal workers would have been covered by the bill. .. 401kWire.com - Thursday, October 23, 1997 - Reader Rating: 3
CSK Software Hires NYL Benefits Services Danbury, CT-based CSK Software hired NYL Benefits Services as bundled-provider for its $5 million 401(k), according to a report published in P&I Daily. .. 401kWire.com - Thursday, October 23, 1997 - Reader Rating: 3

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