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News Stories Archives - Since 1998
15 Years In, a Franklin Leader Shifts
The exec now leads product and specialty sales for the publicly traded asset management giant...
MutualFundWire.com - Monday, October 26, 2020
Pru Mourns a 20-Year Vet
A veteran 401(k) sales executive died last week...
401kWire.com - Monday, October 26, 2020 - Reader Rating: 5
TRA's Erdmann Hires In Austin
The move comes after an entrepreneur left the national TPA back in the summer...
401kWire.com - Monday, October 26, 2020 - Reader Rating: 5
403b Priorities: Retirement Planning Versus Participation
New research shows a first-time-ever dethronement of these plan sponsors' stated top educational priorities...
401kWire.com - Monday, October 26, 2020
Week In Preview, October 26 - November 1
This week, the teams at Advisor2X, ASPPA, EBRI, Fi360, NAGDCA, Spark, and TRAU are hosting online events...
401kWire.com - Monday, October 26, 2020
Week In Preview, October 26 - November 1
This week, the teams at ICI, MFDF, Nicsa, and the SEC are hosting online events...
MutualFundWire.com - Monday, October 26, 2020
Case of the Week: 401(k) Safe Harbor Adoption Deadlines
ERISA consultants at the Retirement Learning Center Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs, qualified retirement plans and other types of retirement savings plans, including nonqualified plans. We bring Case of the Week to you to highlight the most relevant topics affecting your business...
401kWire.com - Friday, October 26, 2018
An Ex-FA Takes Over Investment Solutions at Janney
The freshly promoted exec will oversee marketing and support for insurance and investment products as well as retail trading...
MutualFundWire.com - Friday, October 26, 2018 Views
Beriault Adds San Fran Managed Accounts
LT Trust connects with a digital RIA...
401kWire.com - Friday, October 26, 2018
A Judge Releases a TPA's Co-Owners At an Initial Hearing
Husband-wife leaders of TPA released on personal recognizance..
401kWire.com - Friday, October 26, 2018
An LA RM Joins Empower
The new hire focus on the government side of the retirement plan business...
401kWire.com - Friday, October 26, 2018
Franklin Buys an Alt Credit Specialist For $683MM Up Front
The deal is expected to close by the end of March...
MutualFundWire.com - Friday, October 26, 2018 Views
NAGDCA Preps a "Total Redesign" Online
Trade group adds finishing touches to their updated website...
401kWire.com - Friday, October 26, 2018
ABG Celebrates 13 Plan Sponsors
The national alliance of TPAs honors plan sponsors who they see going above and beyond when it comes to helping their participants get retirement ready...
401kWire.com - Thursday, October 26, 2017
Four Externals Join Stadion
Stadion Money Managment has expanded its sales team following the launch of a new service...
401kWire.com - Thursday, October 26, 2017
OppFunds and Columbia Threadneedle Win Big in Chitown
Last night was also a big night for Aberdeen Standard, Franklin Templeton, Hennessy, J.P. Morgan, John Hancock, Matthews Asia, Saturna Capital, T. Rowe Price and 26 other firms...
MutualFundWire.com - Thursday, October 26, 2017 Views
J.P. Morgan and Vanguard Lead This Pack
11 shops, mostly fund firms, have reasons for their retirement plan units to pop open some champagne today...
401kWire.com - Thursday, October 26, 2017 - Reader Rating: 2
WSJ vs M*'s Stars, Round 3
The most prominent business paper in the U.S. again takes on the investment research titan's mutual fund ratings system, this time in an expose-length feature. Yet unanswered questions remain...
MutualFundWire.com - Thursday, October 26, 2017 Views - Reader Rating: 3
JPMAM Pitches RIAs On Solving For the Long Term
The bank's asset management arm kicks off a multi-pronged branding campaign at Schwab IMPACT 2016...
MutualFundWire.com - Wednesday, October 26, 2016 Views
Advisor Partners Unveils New Global High Quality Dividend Strategy
CEO and chief investment officer of Walnut Creek, California-based Advisor Partners, confirmed the launch of the firm's new investment strategy.....
401kWire.com - Wednesday, October 26, 2016 - Reader Rating: 4
Filings for Fundsters - October 26, 2016
A compilation of the latest SEC filings!..
MutualFundWire.com - Wednesday, October 26, 2016 Views
Schwab Honors an MA RKers' IMPACT
A recordkeeping TPA with its own wealth management arm wins "best-in-retirement" at a giant San Diego conference...
401kWire.com - Wednesday, October 26, 2016
Pentegra Executive Changes Positions
The industry veteran has changed jobs. ..
401kWire.com - Wednesday, October 26, 2016
Nationwide Taps Des Moines
The Iowa capital entrusts its recordkeeping to the government-specialized firm. ..
401kWire.com - Wednesday, October 26, 2016 - Reader Rating: 3.5
PCS to Offer DoL Compliant Rollover Tool For Advisors
A fiduciary retirement platform has just introduced an advisor-initiated rollover system that is fully compliant with the DoL fiduciary rule..
401kWire.com - Wednesday, October 26, 2016 - Reader Rating: 5
Katz Smiles on Faust's $53MM Deal
The Citi analyst takes another look at Eaton Vance's planned purchase of Calvert...
MutualFundWire.com - Wednesday, October 26, 2016 Views
Plan Sponsors' New Cash Trilemma
A DC I-O that plays on both sides of the stable-value-money-market divide sees an opportunity for sponsors to rethink this key part of the 401(k) menus...
401kWire.com - Monday, October 26, 2015
After Seven Hires, a Beantown Quant Has Nearly Covered the Map
A mutual fund boutique's chief is nearly done filling out his sales force...
MutualFundWire.com - Monday, October 26, 2015 Views
A 16-Year-Old Strategist Enters '40 Act Country
Two months in, its two mutual funds already have $1 billion in AUM...
MutualFundWire.com - Monday, October 26, 2015 Views
A Philly Boutique Swaps Subadvisors on a Long-Short Fund
A HNW wealth management and hedge fund of funds shop replaces a subadvisor...
MutualFundWire.com - Monday, October 26, 2015 Views
A $544MM Plan Switches RKers
A car part maker moves its 401k plan...
401kWire.com - Monday, October 26, 2015 - Reader Rating: 2
And Your 2015 ASPPA Award Winners Are...
It's like the retirement Oscars.....
401kWire.com - Monday, October 26, 2015
CUNA Mutual Extends Its Stable Value Reach
The provider isn't just selling through 401(k)s and DBs anymore...
401kWire.com - Monday, October 26, 2015 - Reader Rating: 1.29
Keck Passes the ASPPA Torch
Meet the trade group's new president...
401kWire.com - Monday, October 26, 2015
With Little Success So Far, ETFers Are Still Trying to Make 401(k) Inroads
Cerulli looks at ETF use in 401(k) plans...
401kWire.com - Monday, October 26, 2015 - Reader Rating: 4
Nevermind Alpha and Beta: Help FAs Deliver Gamma
Financial advice has improved substantially, and it's not because advisors and fundsters have gotten better at picking stocks or the markets are doing better...
MutualFundWire.com - Monday, October 26, 2015 Views
Bents' Trial Turns On Who Knew What, When; Lawyers Prep Their Closings
Today was the final day for evidence...
MutualFundWire.com - Friday, October 26, 2012 Views
MFEA's New Website Will Be In A Class of Its Own
The mutual fund industry trade group is about to unveil a new version of its website...
MutualFundWire.com - Friday, October 26, 2012 Views
FTSE Plays Footsie With ETPs
The indexer has a new suite headed by it's North America chief...
MutualFundWire.com - Friday, October 26, 2012 Views
Legg Mason Preps Three Active ETFs
The Old Line State mutual fund shop updates its its exemption order request to the SEC...
MutualFundWire.com - Friday, October 26, 2012 Views
Artisan Takes a Bigger Bite Out of the Big Apple
The Midwestern mutual fund shop expands its New York City office space by more than 50 percent...
MutualFundWire.com - Friday, October 26, 2012 Views
Seen and Heard: Did An NFL Owner Attend CFDD?
Attendees at CFDD thought they saw the Jets owner at the kick off reception Sunday night. Did they?..
401kWire.com - Friday, October 26, 2012
Pick a Target Date Fund, Any Target Date Fund
The future of target date funds was also a hot topic at the CFDD conference in Chicago. ..
401kWire.com - Friday, October 26, 2012 - Reader Rating: 4
Fee Disclosure Fallout... or Not?
Speakers at CFDD hit on the fallout from fee disclosure... or maybe there isn't any,..
401kWire.com - Friday, October 26, 2012 - Reader Rating: 3.33
What Will Regulators and Lawmakers Do Next?
About 1,050 DC industry insiders descended on Chitown this week for the annual, retirement plan advisor-focused event put together by Phil Chiricotti and his team...
401kWire.com - Friday, October 26, 2012
Wilshire Finds its New Funds Chief; Seeks CIO
The fund shop has a new president to replace Jamie Ohl, who decamped for ING last month. ..
MutualFundWire.com - Friday, October 26, 2012 Views
BlackRock and SEC Talk Money Fund Reform Compromise
The world's largest asset manager and other mutual fund shops reportedly try to draft a money market mutual fund reform compromise as FSOC action looms...
MutualFundWire.com - Friday, October 26, 2012 Views
Brooks and Sauter Disagree over High Frequency Trading
One sees HFT as a danger-- the other, a boon, according to the Washington Post...
MutualFundWire.com - Friday, October 26, 2012 Views
Fund Firm Q3 Earnings Reports Flow In
Earnings news from the WSJ, AP, and other outlets...
MutualFundWire.com - Friday, October 26, 2012 Views
Horace Grant's Case Against Morgan Keegan Is a Slam Dunk
A former NBA player has had his $1.45 million arbitration award upheld in a court of appeals. ..
MutualFundWire.com - Friday, October 26, 2012 Views - Reader Rating: 5
401kWire Opens Top DC Advisor Nominations
Nominations for the Most Influential Advisors in Defined Contribution for 2012 are now open...
401kWire.com - Wednesday, October 26, 2011 - Reader Rating: 5
Schroders Plans a December Fund Launch
The NYC-based asset manager is preparing to unveil its 10th mutual fund...
MutualFundWire.com - Wednesday, October 26, 2011 Views
A New Online Player Tracks and Advises Participants' Investments
An RIA launches a new subsidiary to offer online 401k advice...
401kWire.com - Wednesday, October 26, 2011 - Reader Rating: 3
How Do You Find the Biggest RIAs?
An industry data specialist starts ranking registered investment advisor firms by assets...
MutualFundWire.com - Wednesday, October 26, 2011 Views - Reader Rating: 5
An IRA Specialist Hunts For Solo 401k Diamonds
A Grand Canyon State self-directed IRA provider unveils a new offering...
401kWire.com - Wednesday, October 26, 2011
An Ex-Fido Marketer Enlists with Smiley's People
Heather Smiley makes an addition to her marketing team at MassMutual...
401kWire.com - Wednesday, October 26, 2011
Altegris Raises a Billion in Alt Fund Assets
The managed futures strategy fund, launched in September of last year, now has more than $1 billion of assets...
MutualFundWire.com - Wednesday, October 26, 2011 Views
Barry Kublin Buys in the Northeast
BPAS has acquired another TPA in the Northeast...
401kWire.com - Wednesday, October 26, 2011
TCW Returns to Court to Demand $81.7 Million in Royalties
The legal battle between the star bond mutual fund PM and his former employer isn't over yet...
MutualFundWire.com - Wednesday, October 26, 2011 Views
Fred Stein Dies
The former Neuberger Berman PM passed this week. He had retired from Neuberger Berman in 2003 after a three-decade stint with the fund manager...
MutualFundWire.com - Wednesday, October 26, 2011 Views
Fidelity's Danoff Sticks to His Knitting
The Contrafund's PM reveals where he sees value to the IBD...
MutualFundWire.com - Wednesday, October 26, 2011 Views
A TIAA-CREF Exec is On the Move
He was formerly focused on 403(b) product management for the firm...
401kWire.com - Wednesday, October 26, 2011
Is BlackRock the Activist Investor That Won't Go Away?
Forbes highlights the shareholder voting record of the world's largest asset manager and exchange-traded mutual fund shop...
MutualFundWire.com - Wednesday, October 26, 2011 Views
Trib Talks Strategy with Chicago Fund Managers
Three Chitown mutual fund firms -- Neuberger, Northern Trust and William Blair -- talk to the and an SMA shop share tips with the paper...
MutualFundWire.com - Wednesday, October 26, 2011 Views
Calamos Boosts Earnings Despite Outflows
The Midwestern asset manager unveils its Q3 results...
MutualFundWire.com - Tuesday, October 26, 2010 Views
Bogle Bags the Fuse Lifetime Impact Award
Jack Bogle received the Fuse Lifetime Impact Award...
MutualFundWire.com - Tuesday, October 26, 2010 Views
George Gatch Takes the Hot Seat
The JPMorgan bigwig spoke to fundsters at the second annual MFWire Influencers Summit in Boston on Tuesday...
MutualFundWire.com - Tuesday, October 26, 2010 Views
Spark Institute Worries Over Roth Conversion Details
The trade group warns plan sponsors to wait for more governmental guidance...
401kWire.com - Tuesday, October 26, 2010
Waddell Beats Estimates as Flows Fall
The parent of Ivy Funds reveals its Q3 results...
MutualFundWire.com - Tuesday, October 26, 2010 Views
VALIC Gains Distribution for an Advisor-Friendly Option
A recordkeeper adds a third fixed-interest option from the AIG subsidiary...
401kWire.com - Tuesday, October 26, 2010 - Reader Rating: 4
Three Guggenheim Funds Gain One Key Distribution Outlet
The acquirer of Claymore and Rydex lands platform shelf space for a trio of sub-advised index mutual funds...
MutualFundWire.com - Tuesday, October 26, 2010 Views
A Jumbo Plan Sponsor Dials Fido for DB, Too
The sponsor consolidates its pension and 401k plans and migrating to one recordkeeper. ..
401kWire.com - Tuesday, October 26, 2010
Nutt Steps Aside at AMG
The acquirer of asset managers names a new chairman and reports Q3 earnings...
MutualFundWire.com - Tuesday, October 26, 2010 Views
Newport Shows Participants the Whole Picture
The Sunshine State recordkeeper partners with a secure account aggregator to give participants a look at more information in one place...
401kWire.com - Tuesday, October 26, 2010
BPAS Upgrades From SunGard's PDS Web Product
The Utica, New York-based provider is making a few upgrades to its Web site...
401kWire.com - Tuesday, October 26, 2010 - Reader Rating: 3.67
BlackRock Shares a New Part of its ETF Strategy
The largest asset manager in the world creates a new unit within its exchange-traded fund arm...
MutualFundWire.com - Tuesday, October 26, 2010 Views
A Multiple Employer Plan TAGs Transamerica
An MEP provider is parting ways with Oneamerica...
401kWire.com - Tuesday, October 26, 2010
T Rowe and Vanguard Win Praise for 529s
Morningstar lists the best and worst college savings plans on the market. ..
MutualFundWire.com - Tuesday, October 26, 2010 Views
El-Erian Talks Up Inflation
Pimco's CEO sees global inflation on the horizon. ..
MutualFundWire.com - Tuesday, October 26, 2010 Views
Advisors Still Favor Black ... Rock, That Is
Barron's highlights new research from Cogent...
MutualFundWire.com - Tuesday, October 26, 2010 Views
Barron's Weighs In On T. Rowe's Earning's
T.Rowe delivered better-than-expected earnings in Q3...
MutualFundWire.com - Tuesday, October 26, 2010 Views
Value Line's Ex-Chief Makes a Grab for $20M
Crain's reports that 'Mean Jean' is making another payout...to herself. ..
MutualFundWire.com - Tuesday, October 26, 2010 Views - Reader Rating: 5
Regulatory 'Hot Potato' May Drive More Money Fund Consolidation
Will more asset managers get out of the money market mutual fund business?..
MutualFundWire.com - Tuesday, October 26, 2010 Views
Fund Companies Get Gold Stars
John Hancock bagged two of the top awards at the 13th annual STAR awards. Fidelity, Vanguard and Ariel were among the others who took home prizes...
MutualFundWire.com - Monday, October 26, 2009 Views
MassMutual's Participants Find Retirement Planning Engaging
Plan participants are paying more attention to their retirement plans, according to MassMutual Q3 data. They are also taking out more loans...
401kWire.com - Monday, October 26, 2009
A Fidelity Exec Jumps to TIAA-CREF
The exec will become the head of institutional client services at TIAA-CREF next month...
401kWire.com - Monday, October 26, 2009
ProShares Faces Two More Leveraged Fund Suits
Stull, Stull & Brody says the Ultra Financials Fund and the UltraShort Oil and Gas Fund did not properly reveal risks...
MutualFundWire.com - Monday, October 26, 2009 Views - Reader Rating: 2
Buffalo Partially Shutters a $2.4 Billion Fund
The Milwaukee based fund company partially closed their small-cap mutual fund this month...
MutualFundWire.com - Monday, October 26, 2009 Views
Healthcare 403bs are Hanging In
A new study from Diversified and AHA notes that DC plans doing better in rocky economy than DB plans...
401kWire.com - Monday, October 26, 2009
American Funds Targets the Youth With a New Fund
The L.A. giant expands its target date fund lineup...
401kWire.com - Monday, October 26, 2009
Merrill Re-Frames Retirement Income and Links it to Bank Accounts
The wirehouse unveils a new take on retirement income...
401kWire.com - Monday, October 26, 2009
Who Will Testify at the Senate Target Date Fund Hearing?
The Senate Special Committee on aging names the witness list...
401kWire.com - Monday, October 26, 2009 - Reader Rating: 4
Vanguard is in the Market for Office Space
Leases of 380,000 square feet will expire next year...
MutualFundWire.com - Monday, October 26, 2009 Views - Reader Rating: 4
Some Auto-Enrolled Participants Don't Defer Enough
A GOA study is reporting that although auto-enrollment has increased, many U.S. workers still are not contributing enough to have a comfortable retirement...
401kWire.com - Monday, October 26, 2009
ING Plans to Divest its Investment Management Business
The Dutch insurer on Monday unveiled plans to divest its investment management and insurance operations over the next four years...
MutualFundWire.com - Monday, October 26, 2009 Views
Capital Group Gets the Star Treatment
A West Coast paper profiles the pain and success of the SoCal stock-picking giant...
MutualFundWire.com - Monday, October 26, 2009 Views
Ex-Templeton CEO Blasts 12b-1s
The former president and CEO of Templeton Funds Management writes a book, attacking the industry in practices...
MutualFundWire.com - Monday, October 26, 2009 Views
Federated's Future May Hold More Deals
Watch for the money market giant to continue to reach for more scale...
MutualFundWire.com - Monday, October 26, 2009 Views
Peltz Secures a Spot on Legg Mason's Board
The activist investor is set to occupy a seat on Legg Mason's board after accumulating a 4.3 percent stake...
MutualFundWire.com - Monday, October 26, 2009 Views
Sometimes its Not Good to be an Insider When Trading
"Rampant" insider trading on Wall Street is now a major focus of the SEC...
MutualFundWire.com - Friday, October 26, 2007 - Reader Rating: 2.33
Fund Veteran Takes Over ING's DC Channel Management
The provider brings in one of its own from outside DC to handle distribution strategy. ..
401kWire.com - Friday, October 26, 2007 - Reader Rating: 2
Major Maryland Firms Have Many Open Positions
May the best job for you be in Maryland?..
MutualFundWire.com - Friday, October 26, 2007 Views
Fear Not California Firms: FINRA Will be There for You
FINRA wants its member firms affected by the California wild fires to know they are not alone...
MutualFundWire.com - Friday, October 26, 2007 - Reader Rating: 3
Mid-Atlantic Provider to Schools: Don't Rush 403b Changes
As school districts try to absorb the new IRS regulations released this summer, one 403(b) player advises sponsors to take their time. ..
401kWire.com - Friday, October 26, 2007
Midwestern Jumbo Sponsor Cements New Stable Value Mandate
A $652 million-plus plan moves its capital preservation option to a Wall Street bank. ..
401kWire.com - Friday, October 26, 2007
If O'Neal's Out, Is Fink In?
It not a quiet Friday at Merrill Lynch...
MutualFundWire.com - Friday, October 26, 2007 - Reader Rating: 3.29
Coming Soon to a 403b Near You: the Plan Sponsor
The 90-24 transfer rule changes from the IRS have grabbed much of the spotlight and attention in the non-profit sector, but industry insiders say that's not the only big change. ..
401kWire.com - Friday, October 26, 2007
Keeley Unveils a New Fund
Keeley Asset Management Corporation has launched a new fund...
MutualFundWire.com - Friday, October 26, 2007 Views - Reader Rating: 5
Fido Makes a Surprise Appearance on FRC's Best-Seller List
Fidelity's re-organization may be making an impact on fund sales...
MutualFundWire.com - Friday, October 26, 2007 Views - Reader Rating: 3
Brightworks Ad
TEST..
MutualFundWire.com - Friday, October 26, 2007 Views
WSJ Offers Bid-Ask Tips for ETF Investors
The bid-ask spread for ETFs can not be avoided, Ian Salisbury said in this morning's FundTrack, but things can be done to minimize it...
MutualFundWire.com - Friday, October 26, 2007 Views
Black Says Deep Bench of Talent Will Negate Recent Departures
Gary Black, CEO of Janus, is assuring Wall Street that, due to its deep bench of talent, his company can take in stride the recent loss of more than a dozen portfolio managers ...
MutualFundWire.com - Friday, October 26, 2007 Views
The Next Fiduciary Step: Auditing Advice
A Keystone-state group of fiduciary experts comes up with guidelines for reviewing the way advice is given to participants. ..
401kWire.com - Thursday, October 26, 2006 - Reader Rating: 4
GuidedChoice Tweaks Target-Date Concept
The California-based advisory firm has unveiled a new offering that expands the target-date concept...
401kWire.com - Thursday, October 26, 2006
Morningstar Intros Retirement Income Tool
The Chicago-based firm has unveiled a Web-based tool to help advisors create analyses for clients...
401kWire.com - Thursday, October 26, 2006
Asset Manager Creates Double Ties to Socialk
After a mutual review, an asset management firm has signed on to adopt the platform of socially responsible funds for its own retirement plan...
401kWire.com - Thursday, October 26, 2006 - Reader Rating: 5
401k Lawsuits: Rampant or Receeding?
If a Bloomberg columnist gets his way, 401k lawsuits may indeed be on the rise...
401kWire.com - Wednesday, October 26, 2005 - Reader Rating: 4.33
Want to Listen to Ward Armstrong?
Now you can, from the comfort of your own car...
401kWire.com - Wednesday, October 26, 2005
NAGDCA Names Industry Prez
A new public markets executive will serve as president of the organization's industry group...
401kWire.com - Wednesday, October 26, 2005 - Reader Rating: 5
AUM up at Calamos
Calamos Asset Management beat analysts' estimates of third quarter earnings by three pennies. Net income for the Naperville, Illinois-based company was $7.6 million, or $0.33 in diluted earnings per share .....
MutualFundWire.com - Wednesday, October 26, 2005 Views
AMG Meets Earnings Estimates
Boston, Massachusetts-based Affiliated Managers Group (AMG) earned $28.5 million in the third quarter, or $1.18 in cash earnings per share, matching analysts' expectations .....
MutualFundWire.com - Wednesday, October 26, 2005 Views
A Strong Quarter for T. Rowe
T. Rowe Price's third quarter net income grew 12 percent from the last quarter, to $116.3 million, or $0.85 per diluted share. Earnings were up 37 percent compared to the year-ago quarter. The results beat analysts expectations by three pennies .....
MutualFundWire.com - Wednesday, October 26, 2005 Views - Reader Rating: 2.33
Black to Take Reins at Janus
Black will lead a renewed charge into the intermediary-sold and institutional channels...
MutualFundWire.com - Wednesday, October 26, 2005 Views
M&I Launches HNW Unit
Marshall & Ilsley Corporation is going after the ultra-high-net-worth market .....
MutualFundWire.com - Wednesday, October 26, 2005 Views
Bisys: Retirement Margins Ease Up
Could the provider be on the lookout for another acquisition?..
401kWire.com - Tuesday, October 26, 2004 - Reader Rating: 2.29
Lord Abbett Bolsters DC Sales Team
The Jersey City, New Jersey firm has promoted an insider to start a new defined contribution sales group...
401kWire.com - Tuesday, October 26, 2004 - Reader Rating: 1
Pru Lands $10 MM Plan
Smith Barney assisted in finding a new provider for a Pennsylvania-based sponsor...
401kWire.com - Tuesday, October 26, 2004 - Reader Rating: 2.5
Galvin to Franklin: Say Uncle!
Franklin Templeton is facing civil fraud charges because it failed to publicly admit wrong-doing in allowing market timers into its funds. The charges were filed Monday by Massachusetts Secretary of State William F. Galvin in an administrative complaint filed with the securities division of his office...
MutualFundWire.com - Tuesday, October 26, 2004 - Reader Rating: 3
What Are the Lessons of MetLife?
This deal between Hewitt and MetLife should make plan sponsors look at their provider in a new light. ..
401kWire.com - Friday, October 26, 2001 - Reader Rating: 3
Faith in the Captain despite Choppy Waters
A new survey from 401kExchange suggests that sponsors are satisfied with DC services despite the downturn in the market. ..
401kWire.com - Friday, October 26, 2001 - Reader Rating: 3
401k Savers Will Alter Course
Vanguard Educates Savers on 529s ... CIBA Taps AIM Through eRFP ... 401k Savers Will Take Action if Balances Fall. ..
401kWire.com - Friday, October 26, 2001 - Reader Rating: 3
College Savers Get Ed
Vanguard Educates Savers on 529s ... CIBA Taps AIM Through eRFP ... 401k Savers Will Take Action if Balances Fall. ..
MutualFundWire.com - Friday, October 26, 2001 - Reader Rating: 3
Amex Readies Charitable Fund
The firm is adding the planning tool to the quiver carried by 11,000 advisors. ..
MutualFundWire.com - Friday, October 26, 2001 - Reader Rating: 3
SunGard Offers 529 Platform
The firm has adopted its defined contribution platform to accommodate 529 college savings plans. ..
MutualFundWire.com - Friday, October 26, 2001 - Reader Rating: 3
AIM T/A Unit Promotes
The firm moves up six executives. ..
MutualFundWire.com - Friday, October 26, 2001 - Reader Rating: 3
Conseco Calls in Specialists
Conseco has brought in a team of specialists from Frank Russell to bolster its equity management team in the wake of a number of high-profile defections...
MutualFundWire.com - Thursday, October 26, 2000 - Reader Rating: 3
Supermarket Targets Islamic Investors
Need to limit your investments to products following Shari'ah principals? You now have a solution...
MutualFundWire.com - Thursday, October 26, 2000 - Reader Rating: 3
401Konnect Signs Principal
The Web-based 401k market place is far along with another 10 bundled vendors as its inks its first deal with Principal...
401kWire.com - Thursday, October 26, 2000 - Reader Rating: 3
Plan Comparison Tool Launches
TAG and PensionOnline have gotten together to provide plan design help to financial services pros. ..
401kWire.com - Thursday, October 26, 2000 - Reader Rating: 3
Web Bundled Vendor Inks Partnership
TheOnline401k.com has formed a business portal partnership for distribution to small employers...
401kWire.com - Thursday, October 26, 2000 - Reader Rating: 3
Fund Rival Targets CFOs
Startup Foliofn has inked a deal with the association for corporate treasurers and CFOs to jumpstart its institutional product...
MutualFundWire.com - Thursday, October 26, 2000 - Reader Rating: 3
W&R Taps Insurer to Broaden Products
Waddell & Reed has tapped an insurer to provide annuities and insurance to broaden the retirement products sold through its advisors...
401kWire.com - Thursday, October 26, 2000 - Reader Rating: 3
October 26, 2000
Franklin To Buy Fiduciary Trust..
401kWire.com - Thursday, October 26, 2000 - Reader Rating: 3
October 26, 2000
Franklin To Buy Fiduciary Trust...
MutualFundWire.com - Thursday, October 26, 2000 - Reader Rating: 3
TD Waterhouse Plans India Venture
TD Waterhouse has agreed to enter a joint venture with India's Tata Group to pursue discount brokerage and other financial services opportunities in India...
MutualFundWire.com - Tuesday, October 26, 1999 - Reader Rating: 3
Morningstar to Unveil New Product on West Coast
Chicago's Morningstar will be utilizing two upcoming conferences to unveil a new product or service. While the company will not comment on the exact nature of the news, most signs point towards the rollout of its new advice service...
401kWire.com - Tuesday, October 26, 1999 - Reader Rating: 3
Morningstar to Unveil New Product on West Coast
Will Morningstar use an upcoming P&I conference to showcase its new advice product?..
MutualFundWire.com - Tuesday, October 26, 1999 - Reader Rating: 3
New York State on Consultant Search
The 457 plan for the State of New York is on the search for a new consultant, Robert Sproule, associate with Shearman & Sterling (the law firm representing the plan), told the 401kWire.com. The plan has 125,000 participants and approximately $5 billion in assets...
401kWire.com - Tuesday, October 26, 1999 - Reader Rating: 3
The State of the 401(k) Business
Fidelity has combed through miles of data for the past nine months and emerged with some interesting information on the state of the industry and where it needs to go...
MutualFundWire.com - Tuesday, October 26, 1999 - Reader Rating: 3
Odd Lots, October 26, 1999
Getting a piece of the action ... PwC's pain in the audit ... Information on new funds sometimes hard to find...
MutualFundWire.com - Tuesday, October 26, 1999 - Reader Rating: 3
The State of the 401k Business: A Study
So what's up in the world of 401(k)s? The wheels of business have been spinning, and the results are in. Fidelity Investments has just released a study on the state of the industry and according to the industry behemoth, the defined contribution empire is growing...
401kWire.com - Tuesday, October 26, 1999 - Reader Rating: 3
Clark Construction Evaluates Plan
Bethesda, Maryland-headquartered Clark Construction Group Inc., builder of such projects as Oriole Park at Camden Yards, is currently reviewing its 401(k) plan for some possible changes, Andrea Danko-Koenig, director of compensation and benefits, told the 401kWire.com. The plan has 1100 participants and approximately $40 million in assets...
401kWire.com - Monday, October 26, 1998 - Reader Rating: 3
Lack of Inflation Leaves 401k Limits Unchanged
The lack of inflation is typically good news. However, defined contribution plan investors can be excused for believing otherwise. The Internal Revenue Service has announced the limits on contributions to plans in 1999 and they are more of the same. Some of the key numbers can be found below. ..
401kWire.com - Monday, October 26, 1998 - Reader Rating: 3
Hewitt Will Provide Clients Investment Advice Through Financial Engines Relationship.
Yet another 401(k) plan administrator has joined the bandwagon of those making arrangements to provide plan participants in their client plans investment advice. Lincolnshire, Illinois-based Hewitt Associates has signed a deal with Financial Engines, Inc. (Palo Alto) to provide this service. The Silicon Valley investment advisory firm also announced today the official launch of its product...
401kWire.com - Monday, October 26, 1998 - Reader Rating: 3
Hi-Tech Human Resources Tools Are Gaining Ground in DC Business
Two firms are developing and marketing Internet-based and other high technology tools which have applications in the defined contribution arena. These two cases illustrate the ever-growing encroachment of technology into the administration of 401(k) and other defined contribution plans...
401kWire.com - Monday, October 26, 1998 - Reader Rating: 3
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