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News Stories Archives - Since 1998
Vanguard Leads Both Sides The M* team updates flows data for January 2020 for ETFs and long-term, open-end mutual funds... MutualFundWire.com - Friday, February 21, 2020 - Reader Rating: 5
A Lincoln Vet Joins Fidelity In the Midwest The new hire spent a dozen years at the provider before moving on this month... 401kWire.com - Friday, February 21, 2020
Pru Greenlights a Fin Wellness Alliance The new ally will help participants with debt management... 401kWire.com - Friday, February 21, 2020
An RKer Builds In Financial Finesse An open architecture shop is teaming up with the financial wellness firm... 401kWire.com - Friday, February 21, 2020 - Reader Rating: 1
Fiore Brings a 24-Year Invesco Vet to PGIM The new hire covers the southern division of the U.S. for the asset manager's DC I-O team... 401kWire.com - Friday, February 21, 2020 - Reader Rating: 5
FAM's Board Expands to Ten A fundster joins the Empire State mutual fund firm's board of directors... MutualFundWire.com - Friday, February 21, 2020 - Reader Rating: 5
Dodge These Dealbreakers Before Selling Your Practice An exec at an asset management giant offers advisors tips on how to prepare themselves to ride off into the sunset... 401kWire.com - Thursday, February 21, 2019 - Reader Rating: 2
Conte Moves to CUNA Mutual A Lincoln vet has joined the financial services provider. .. 401kWire.com - Thursday, February 21, 2019 - Reader Rating: 4
Meet an RKing Giant's Newest Backer This young PE firm focuses specifically on investing in financial services firms... 401kWire.com - Thursday, February 21, 2019 - Reader Rating: 5
Flows Rebound, and Vanguard Retakes the Lead M* updates flows data for January 2019 for ETFs and long-term, open-end mutual funds... MutualFundWire.com - Thursday, February 21, 2019
The GRP Team Targets April For a Key Launch The folks at this KPA-focused RIA and OSJ are preparing a rollout to coincide roughly with a big defined contribution industry conference... 401kWire.com - Thursday, February 21, 2019
What Really Predicts ETF Success? FactSet.com describes how the exchange traded fund side of the marketplace "has been getting tougher for years.".. MutualFundWire.com - Thursday, February 21, 2019
Alexa Speaks For a Bundled Provider A recordkeeper launches a new feature that utilizes the widespread Amazon voice assistant app... 401kWire.com - Thursday, February 21, 2019 - Reader Rating: 3.5
Martin Thins Voya's C-Suite One of Rod Martin's direct reports will leave the publicly traded company next month... 401kWire.com - Wednesday, February 21, 2018 - Reader Rating: 5
Tirschwell Responds to TCW's Lawsuit Defense Through a spokesperson, the ex-TCW PM likens the fixed income firm's filings yesterday to "a smear campaign.".. MutualFundWire.com - Wednesday, February 21, 2018
Morris' RIA Preps Support For M&A and More Resources Investment Advisors is beta-testing one solution and has raised $2 million for another... 401kWire.com - Wednesday, February 21, 2018
Voya Keeps a 33-Year 403b Relationship A Midwestern client has renewed a long-running contract with the RKing giant... 401kWire.com - Wednesday, February 21, 2018 - Reader Rating: 3
GRP Wins Over a 15-Person Wisconsin Team The group is a part of a Midwestern employee benefits firm... 401kWire.com - Wednesday, February 21, 2018 - Reader Rating: 5
TCW Pushes Back Against a Sexual Harassment Suit The fixed income giant and two of its top execs respond to a $30-million lawsuit filed last month by a recently fired PM... MutualFundWire.com - Wednesday, February 21, 2018
Brooks Shakes Up a Key Deutsche AM Channel It's not clear how many staff were affected by the changes... MutualFundWire.com - Tuesday, February 21, 2017
HSA Appoints Three Three industry veterans have joined HealthSavings Administrators to the national sales team. .. 401kWire.com - Tuesday, February 21, 2017 - Reader Rating: 4
KPA Shop Teams Up With Charitable Giving Experts KPAs team up with charitable giving experts to integrate employee giving with financial planning opportunities in the workplace.. 401kWire.com - Tuesday, February 21, 2017
Arthur J. Gallagher Increases Midwest Presence The insurance brokerage and risk management firm has acquired a Madison, Wisconsin-based company. .. 401kWire.com - Tuesday, February 21, 2017 - Reader Rating: 5
BrightScope Finds Delta 401k Plan Soars An offering from the Delta airlines company topped the list of best 401(k) plans with more than $1 billion in assets. .. 401kWire.com - Tuesday, February 21, 2017 - Reader Rating: 3.33
FCCS Brings in Over $100 Billion Again The clearing and custody arm of the Boston Behemoth posted $1.67 trillion in client assets and over $100 billion in net flows for the third year in a row... MutualFundWire.com - Tuesday, February 21, 2017
TIAA and Passive Players Won January M* releases estimated mutual fund flows data for last month... MutualFundWire.com - Tuesday, February 21, 2017
A Retirement Plan Consultant Joins The Standard The new hire is currently based in The Standard's Cincinnati retirement plans sales and service office. .. 401kWire.com - Tuesday, February 21, 2017 - Reader Rating: 3
Has Joe Sullivan Found a Buyer For Legg? The publicly-traded mutual fund shop's shares jumped a bit yesterday after a report that someone is bidding... MutualFundWire.com - Tuesday, February 21, 2017
Groom Law Group Launches IRS Compliance Service In lieu of the IRS's discontinued determination letter program, Groom Law Group is launching a service to assist plan sponsors and plan advisors. .. 401kWire.com - Tuesday, February 21, 2017 - Reader Rating: 5
Former Police Detective Turns Founder of 457 Plan-Focused Shop Former detective turned chair of the city of Austin Police Retirement System is officially following up on a new lead: starting his own 457 plan-focused practice in the Lone Star State... 401kWire.com - Tuesday, February 21, 2017 - Reader Rating: 4
Amundi and Pioneer Face Post-Merger Cuts, But ... Amundi's chief talks about his plans for finding cost synergies at the asset managers once they combine. Yet it's unclear what that means for Pioneer's U.S. business... MutualFundWire.com - Tuesday, February 21, 2017
Invest n Retire's ETF Recordkeeping Tech Is for Sale Founder Darwin Abrahamson is hoping to sell off the technology that trades and recordkeeps ETFs to pay back creditors after filing for bankruptcy earlier this week. .. 401kWire.com - Friday, February 21, 2014
USI Consulting Has a New Retirement VP The Connecticut-based consultancy hires a new VP of retirement services. .. 401kWire.com - Friday, February 21, 2014 - Reader Rating: 3
Here's the Drill-Down of LPL's Valentine's Deals LPL's share repurchase initiative has led to a fair bit of sweetheart trading during the week of Valentine's Day. .. MutualFundWire.com - Friday, February 21, 2014
A British Multinational Steps Into the U.S. DC Market Legal & General Group acquires a Georgia-based RIA. .. 401kWire.com - Friday, February 21, 2014
Active Management's Media Crisis: Silence Isn't Always Golden Active managers of the world, unite. Mutual funds are getting battered again in the press for being too expensive, especially with regards to ETFs. Say something, find new ways to engage with the investor. Stop suffering in silence... MutualFundWire.com - Friday, February 21, 2014
A Diversified Key Account Vet Leaves Transamerica The retirement plan team at the insurer says goodbye to an exec who first joined in 2001... 401kWire.com - Friday, February 21, 2014 - Reader Rating: 3
Schwab ETFs Reach $10B and Counting The 15 products cross a milestone three years after the brokerage giant first entered the space... MutualFundWire.com - Thursday, February 21, 2013
So Who is Buying Victory? The private equity partner in Victory LBO has ownership in two firms within the asset management space, and it tried to buy a third... MutualFundWire.com - Thursday, February 21, 2013
Hand Clears Another Collective Trust Partnership An investment shop is teaming up with a subsidiary of its RKing partner... 401kWire.com - Thursday, February 21, 2013
An NYC RKer Wins a $110MM Beantown Plan The sponsor now has only one 403(b) provider.. 401kWire.com - Thursday, February 21, 2013
Three Things to Know from Eaton Vance's Earnings Fund manager revs up newly-acquired functionality, embraces "solutions", and has high hopes for equities this year... MutualFundWire.com - Thursday, February 21, 2013
fi360 Buys Another Firm in Pittsburgh The Bluff Point-backed fiduciary training gurus buy a nearby business... 401kWire.com - Thursday, February 21, 2013 - Reader Rating: 4
Pentegra Wins Four Banks in the Lone Star State The White Plains, New York-based RKer won the business of four banks in Texas... 401kWire.com - Thursday, February 21, 2013
Schwab Touts a Successful Index K Year One The ETF K version of the platform is scheduled for launch this year... 401kWire.com - Thursday, February 21, 2013 - Reader Rating: 3.5
Private Equity Backs a $246MM Asset Manager Buyout Senior management, PMs and other employees will own a "significant amount" of outstanding equity in a $22B AUM shop... MutualFundWire.com - Thursday, February 21, 2013
Bloomberg Puts a Fund Fees Suit Under the Microscope A freelance reporter peels back the layers of a case involving allegedly sub-advised mutual funds... MutualFundWire.com - Thursday, February 21, 2013
Vanguard Won't Jump On the Junk Bond ETF Wagon Despite success of peers, the shop won't offer a high-yield ETF... MutualFundWire.com - Thursday, February 21, 2013
WSJ Weighs in, Again, on Money Fund Reforms Paper argues that SEC needs to act now if it wants to remain relevant... MutualFundWire.com - Thursday, February 21, 2013
The SEC Still Wants Cash From the Bents Despite losing in November, regulators are still looking to punish the form Primary Fund leaders... MutualFundWire.com - Thursday, February 21, 2013
Why Did Kashkari Leave Pimco? InvestmentNews suggests it may have had more to do with performance than political ambition... MutualFundWire.com - Thursday, February 21, 2013
Reish Lures an Ex-EBSA Chief The Drinker Biddle partner brings another ERISA legal eagle to his new home... 401kWire.com - Tuesday, February 21, 2012
Two Top NFP Retirement Advisors Join Forces Updated \| A pair of retirement plan practices merged earlier this month... 401kWire.com - Tuesday, February 21, 2012
U.S. Bancorp Unveils an ETF Multiple Series Trust The fund servicer has signed on two clients so far for the series trust it launched with Exchange Trade Concepts... MutualFundWire.com - Tuesday, February 21, 2012 - Reader Rating: 3
Ascensus Loses Two Corporate Siblings What's next for the recordkeeper?.. 401kWire.com - Tuesday, February 21, 2012 - Reader Rating: 1
Aster Dies An accident killed the fund company executive last week... MutualFundWire.com - Tuesday, February 21, 2012
Fidelity is Raising $250M The Boston Behemoth files for a debt offering... MutualFundWire.com - Tuesday, February 21, 2012
SSgA Undercuts Vanguard With an ETF 529 The Beantown ETF provider wins a 529 plan in part thanks to a price cut... MutualFundWire.com - Tuesday, February 21, 2012
AllianceBernstein Cuts Jobs The New York City-based asset manager laid off around 90 employees last week... MutualFundWire.com - Tuesday, February 21, 2012
Wall Street Bank Brings on B-D 401k Chief An investment bank taps a consulting vet to lead its retirement effort in its brokerage arm. .. 401kWire.com - Thursday, February 21, 2008 - Reader Rating: 5
BenefitStreet Board Has Three New Faces The changes at the California recordkeeper extends to its behind-the-scenes players... 401kWire.com - Thursday, February 21, 2008
$132 Million Big Apple Sponsor Taps Diversified An IT firm moves its plan to the New York State-based provider. .. 401kWire.com - Thursday, February 21, 2008
NICSA ETF Panel Tackles Distribution With the explosion of the ETF market, the focus has fallen on new avenues of distribution... MutualFundWire.com - Thursday, February 21, 2008
New York Law Firm Adds Broker-Dealer Attorney The Big Apple law firm added an SEC alum to its financial institutions group... MutualFundWire.com - Thursday, February 21, 2008 - Reader Rating: 3
New Fido Fund Makes a Mega Splash Fidelity has added another fund to its family of advisor funds... MutualFundWire.com - Thursday, February 21, 2008 - Reader Rating: 2
OpCo to Cough Up $250K to FINRA Oppenheimer & Co. has agreed to pay FINRA a $250,000 fine for alleged supervisory and other failures related to mutual fund market-timing... MutualFundWire.com - Thursday, February 21, 2008 - Reader Rating: 3
Advisors, Show Them the Fees! A Kansas firm prepares to roll out a new tool to help advisors show plan sponsors what they pay. .. 401kWire.com - Thursday, February 21, 2008 - Reader Rating: 5
DoL Hops on the Retirement Calculator Bandwagon The regulatory agency unveils online support to help participants understand and prepare for retirement. .. 401kWire.com - Thursday, February 21, 2008
Brennan on Hedge Funds, ETFs and Being Private Vanguard's John Brennan took center stage at NICSA's conference in Miami Wednesday morning... MutualFundWire.com - Thursday, February 21, 2008
San Fran Asset Manager Adds to Institutional Sales Team The new hire will focus on the 401k and sub-advisory channels... 401kWire.com - Thursday, February 21, 2008
GSAM Intros Two International Funds Goldman Sachs' asset management arm has dropped two new funds into the market... MutualFundWire.com - Thursday, February 21, 2008
GreenHaven Taps a Back-Office Provider for its ETF GreenHaven has selected a provider to perform fund administration and accounting for its ETF... MutualFundWire.com - Thursday, February 21, 2008
A Bay Area Fund Shop Hires an Institutional Sales VP The new recruit will be in charge of the 401(k) and sub-advisory channels... MutualFundWire.com - Thursday, February 21, 2008
Roth Attracting More Interest A new survey from the PSCA found that more than 60 percent of plan sponsors are either planning to add the Roth 401(k) option or are considering making it available to participants... 401kWire.com - Wednesday, February 21, 2007
JPMorgan Adds Relationship Managers The Kansas City-based provider has added three to its team... 401kWire.com - Wednesday, February 21, 2007
Setting a Compliance Standard Online A Pacific Northwest provider releases a new tool for sponsors. .. 401kWire.com - Wednesday, February 21, 2007
Sponsor Banks on T. Rowe Target Dates A large plan adds a set of funds. .. 401kWire.com - Wednesday, February 21, 2007 - Reader Rating: 4
TSP Fights No-Show-Itis The massive federal DC plan tries to engage lost and disinterested participants. .. 401kWire.com - Wednesday, February 21, 2007
Bettinger Bounces Up The former head of Schwab's retirement business is now almost at the top of it all. .. 401kWire.com - Wednesday, February 21, 2007 - Reader Rating: 4.5
McHenry Takes FERF Online ... Again The California consulting firm creates a new quarterly publication. .. 401kWire.com - Wednesday, February 21, 2007
Ceridian Sales Exec Joins Merrill Group Ceridian appears to be on the hunt for a new national sales manager... 401kWire.com - Tuesday, February 21, 2006 - Reader Rating: 1.5
Spectrem Says Participation is Falling A new study purports that participation rates are about to fall through the 70 percent floor and that deferrals are falling as well. The bad news does not square with reports from the field... 401kWire.com - Tuesday, February 21, 2006
Waddell & Reed Shakes Up Portfolio Management Team A round of musical chairs has descended on Waddell & Reed. The Overland Park, Kansas-based firm on Tuesday unveiled a host of portfolio management changes at its two subsidiaries, Waddell & Reed Investment Management Company and Ivy Investment Management Company... MutualFundWire.com - Tuesday, February 21, 2006
Phoenix Promotes Three To SVP Three vice presidents at the Phoenix Companies have moved up a rung. The Hartford, Connecticut-based firm has elevated Amy Fisher, Francis Waltman and Stephen Gresham to senior vice president in asset management... MutualFundWire.com - Tuesday, February 21, 2006
Ex-Fido VP Joins Columbia Management Bank of America's investment management side has attracted a Fidelity exec to lead new product development drives. .. MutualFundWire.com - Tuesday, February 21, 2006
Fast401k Sees Branding Opp at ASPPA The private-labeled plan provider is seizing the upcoming ASPPA Sales Summit as an opportunity to get the word out on an expanded vision for its business... 401kWire.com - Tuesday, February 21, 2006
Pentek to Direct Advisors to New 401k A small, California-based plan provider is set to unveil a new solution for advisors this week... 401kWire.com - Tuesday, February 21, 2006
Nonprofit Taps RolloverSystems A Midwest not-for-profit organization has turned to RolloverSystems to provide automatic rollover services to its employees... 401kWire.com - Tuesday, February 21, 2006
GoldK Preps TPA Offering The firm will offer a conversion-free outsourcing service for micro-recordkeepers... 401kWire.com - Friday, February 21, 2003 - Reader Rating: 3.5
New TSP System Cannot Handle Enough Transactions The Federal government DC plan needs another $1 million for testing its new daily-valued system. Still no date for its rollout... 401kWire.com - Friday, February 21, 2003 - Reader Rating: 3
NDCC Board Member Joins New Employer Doug DuMond is CEO of a money manager after leaving CDC IXIS... 401kWire.com - Friday, February 21, 2003 - Reader Rating: 2
Lammert to Leave Janus The manager of Janus Mercury is leaving the industry... MutualFundWire.com - Friday, February 21, 2003
RIAs to Get TPA Referrals One of the Big Four RIA custodians is putting together a network of preferred TPAs... 401kWire.com - Friday, February 21, 2003 - Reader Rating: 3
Safeco Growth Manager Departs Tom Maguire has surrendered portfolio management duties for the $400 million fund... MutualFundWire.com - Friday, February 21, 2003
Advice Firm Lands Fido Marketing Exec A former FIRSCo veep joins the Athens-based advisor as director of marketing... 401kWire.com - Friday, February 21, 2003 - Reader Rating: 4
Union Fights New DC Plan ALPA argues in court that US Airways cannot replace its DB plan with a DC without its consent... 401kWire.com - Friday, February 21, 2003 - Reader Rating: 3
Funds Take Case Against Disclosure to OMB The industry is trying an end run around the ICI to avoid proxy disclosure... MutualFundWire.com - Friday, February 21, 2003
SoCal Trust Firm Adds Midwest Sales Director The move reflects its dedication to building out a national sales and marketing effort... 401kWire.com - Friday, February 21, 2003 - Reader Rating: 3
American Century Says No to NTF A fund firm drops out of a leading NTF platform, but not the one you may suspect... MutualFundWire.com - Friday, February 21, 2003 - Reader Rating: 4
Evergreen Reaches Out to Consultants The firm has now added 14 people as it builds a team to distribute to plan sponsors through consultants... 401kWire.com - Thursday, February 21, 2002 - Reader Rating: 3
Nationwide, STI Partner The two firms are leveraging the stengths to build a co-branded product attacking the small plan market. .. 401kWire.com - Thursday, February 21, 2002 - Reader Rating: 3
C&B Funds Taps Distribution The small fund shop has found a sub-distributor to let it focus on portfolio management... MutualFundWire.com - Thursday, February 21, 2002 - Reader Rating: 3
Vanguard Intros New Annuity The Crew in Valley Forge target conservative investors... MutualFundWire.com - Thursday, February 21, 2002 - Reader Rating: 3
Why Eaton Vance Shares Beat the Market. Schwab Seeks Retail Prez ... Comdisco Participants Lost in Chapter 11 ... Court Lets Enron 401k Suit Start... MutualFundWire.com - Thursday, February 21, 2002 - Reader Rating: 3
Comdisco Participants Lost in Chapter 11 Court Lets Enron 401k Suit Start ... Schwab Seeks Retail Prez ... Why Eaton Vance Shares Beat the Market. .. 401kWire.com - Thursday, February 21, 2002 - Reader Rating: 3
CitiStreet Gets Healthy Two health care companies choose CitiStreet... 401kWire.com - Wednesday, February 21, 2001 - Reader Rating: 3
Software Firm Adds Web-Advisor Pyramid Technologies has inked a deal to provide "round-trip" information through a Web-based advisor. .. 401kWire.com - Wednesday, February 21, 2001 - Reader Rating: 3
EDI Turbocharges Sales Insurer adds advisors to integrate wholesale and retail channels and grab at billions... MutualFundWire.com - Wednesday, February 21, 2001 - Reader Rating: 3
AIM Exec Shuffles PFPC Takes Over Van Wagoners Back Office ... AIM Execs Shuffle ..... 401kWire.com - Wednesday, February 21, 2001 - Reader Rating: 3
AIM Execs Shuffle PFPC Takes Over Van Wagoners Back Office ... AIM Execs Shuffle ..... MutualFundWire.com - Wednesday, February 21, 2001 - Reader Rating: 3
It's All Relative at NICSA DST prez talks about "'Relativity' of Technology," but is it a crux or crutch?.. MutualFundWire.com - Wednesday, February 21, 2001 - Reader Rating: 3
Turner Files Adoption Papers The Philly firm welcomes a four-leafed Clover into the family... MutualFundWire.com - Wednesday, February 21, 2001 - Reader Rating: 3

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