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News Stories Archives - Since 1998
Execs Help a $1.1T-AUM Firm Model the Change They Seek Over MLK Jr Day weekend, a giant asset manager's chief unveiled an inclusion and diversity council... MutualFundWire.com - Friday, January 22, 2021
Seven Years In, a 401k Leader Exits a Wirehouse The exec joined the Gotham firm in 2013... 401kWire.com - Friday, January 22, 2021
A KPA Takes Over an Acquirer's Retirement Arm He will serve as president of the PE-backed firm's retirement and private wealth practice... 401kWire.com - Friday, January 22, 2021 - Reader Rating: 5
Abby Says Goodbye to a Key Lieutenant After 12 Years There is no word yet on who will take the exec's place at the Boston Behemoth... MutualFundWire.com - Friday, January 22, 2021
A 16-Year T. Rowe Vet Retires The exec previously worked at Putnam, Dean Witter, and Goldman... 401kWire.com - Friday, January 22, 2021
Industry Inflows Proportionately Doubled In 2019 The M* team updates flows data for December 2019 for ETFs and long-term, open-end mutual funds... MutualFundWire.com - Wednesday, January 22, 2020
An $820MM Pair of Plans Sticks With Pru The provider has worked with the West Coast plan sponsor for nearly 29 years... 401kWire.com - Wednesday, January 22, 2020 - Reader Rating: 5
Milliman Wins a $215MM Midwestern Taft-Hartley The plan sponsor has more than 3,300 participants and is based in the Midwest... 401kWire.com - Wednesday, January 22, 2020 - Reader Rating: 5
For Deal 25, TRA Enters Maryland An acquisitive TPA buys a 10-person shop near Baltimore... 401kWire.com - Wednesday, January 22, 2020 - Reader Rating: 5
From Wirehouse 401k Chief to Strategy Advisor A former top retirement exec is shifting again at a big B-D... 401kWire.com - Wednesday, January 22, 2020
Federated By Any Other Name The publicly traded asset manager is rebranding next week... MutualFundWire.com - Wednesday, January 22, 2020
New Year, New Beginnings for a 32-Year Stable Value Vet The exec recently launched a consulting shop, Stable Value Solutions... 401kWire.com - Tuesday, January 22, 2019
A Star Thornburg Ex-PM Retires He stepped back from his PMing duties in recent years but stayed on as a senior advisor to the firm, until retiring on January 1... MutualFundWire.com - Tuesday, January 22, 2019 - Reader Rating: 5
88 Percent of Midsize Firms Suffered In December M* updates ETF and long-term, open-end mutual fund flows data for December 2018... MutualFundWire.com - Tuesday, January 22, 2019
An RKer Ally Buys Its Two-Time Lead Investor The deal closed at the beginning of the year... 401kWire.com - Tuesday, January 22, 2019
An NJ KPA Team Adds a Boston Office Chief The new hire is a native New Englander and 22-year industry veteran... 401kWire.com - Tuesday, January 22, 2019 - Reader Rating: 5
Week In Preview, January 22-27 This week the teams at ASPPA, DCIIA, and FRA are all hosting events... 401kWire.com - Tuesday, January 22, 2019
Week In Preview, January 22-27 This week the teams at Alger, the CFA Society Hartford, and the Expect Miracles Foundation are all hosting events... MutualFundWire.com - Tuesday, January 22, 2019
An Iowa TPA Hires a Sales Vet in KC The position is a newly created one at the 15-year-old, non-producing, non-RKing shop... 401kWire.com - Monday, January 22, 2018
Crossmark Enters the Final Stages of a Distro Rebuild David Rentfrow prepares to take a pause after rebuilding the sales and marketing team at the freshly rebranded asset manager... MutualFundWire.com - Monday, January 22, 2018
M&A Will Play a Very Key Role In This KPA Shop's Growth Fresh from its first acquisition and partway through its second, a Keystone state RIA is still on the hunt... 401kWire.com - Monday, January 22, 2018
Week In Preview, January 22-28 DCIIA, FRA, and an ARA organization are all hosting events this week... 401kWire.com - Monday, January 22, 2018
Week In Preview, January 22-28 informa, the MFDF, and Tiburon are all hosting events this week... MutualFundWire.com - Monday, January 22, 2018
Legg Mason Removes Capacity Constraints From This Industry IP Shop This morning Joe Sullivan unveiled a trio of deals for the publicly-traded mutual fund shop. One is an innovation-focused ETF specialist in the Garden State... MutualFundWire.com - Friday, January 22, 2016
Chamberlain Lands an NFP Advisor An Irvine, California-based 401(k) plan advisor transitions from one shop to another financial planning firm... 401kWire.com - Friday, January 22, 2016
Passive Has More Layers Than Expected Does passive management actually increase work for a fiduciary? A DC I-O takes a deep dive. .. 401kWire.com - Friday, January 22, 2016
Sesame Street Goes to 401(k) School The production company behind Sesame Street hires a retirement planning advisory firm... 401kWire.com - Friday, January 22, 2016
A Sunshine State City Might Consolidate Its DC Plans With a Single Provider Can the current administrators hold on to this plan? .. 401kWire.com - Friday, January 22, 2016 - Reader Rating: 5
Empower Tees Up With a PGA Player Ed Murphy's retirement division strokes a new partnership deal... 401kWire.com - Friday, January 22, 2016 - Reader Rating: 3.67
Sullivan Does the Legg Mason Deal You Expected ... And Two More As the publicly-traded multi-boutique asset manager releases its earnings report, its chief unveils an acquisition, a minority stake purchase, and a subsidiary merger... MutualFundWire.com - Friday, January 22, 2016
Presidential Contenders Prefer This Fund Family Vanguard appears to be the second most popular mutual fund firm for U.S. presidential candidates to invest with. Who's the first?.. MutualFundWire.com - Friday, January 22, 2016
Washington DRS Steps Away From ICMA-RC Washington state workers will be getting a new recordkeeper next fall, ending a long-time relationship with ICMA-RC. .. 401kWire.com - Thursday, January 22, 2015
A Different Kind of Fund Selection A sub-advised mutual fund shop is trying to teach both advisors and investors about the importance of something called "active share." KPAs may want to learn more... 401kWire.com - Thursday, January 22, 2015
Obama Appoints an MMI Employee An associate counsel at the trade group takes a job at the SBA... MutualFundWire.com - Thursday, January 22, 2015
OK, a FIFS KPA Recruits ...A 401(k) plan advisor (KPA) shop in Oklahoma just welcomed a new hire... 401kWire.com - Thursday, January 22, 2015 - Reader Rating: 2
Fewer Hispanic Participants Leave Their Financial Well-Being to Chance ...according to a new study issued by MassMutual... 401kWire.com - Thursday, January 22, 2015
Vanguard Inches Past SSgA The house that Bogle built now has the second largest ETF business in the U.S. by assets... MutualFundWire.com - Thursday, January 22, 2015
Mercer and Stanford Get Psychological ...and look at savings behavior. .. 401kWire.com - Wednesday, January 22, 2014 - Reader Rating: 3
A 401k Vet Returns to Lead an ABG Shop's National Push This Midwestern RKing TPA and actuarial firm is going after advisors in a big way, and a new hire will oversee the effort... 401kWire.com - Wednesday, January 22, 2014 - Reader Rating: 5
EBRI: The 401k-Social Security Combo Mostly Works The think tank looks at 401ks when combined with Social Security benefits at their current rate. .. 401kWire.com - Wednesday, January 22, 2014
Women in ETFs Come Together A new network devoted to the women who lead the ETF industry is coming together, with its launch breakfast scheduled for the Inside ETFs Conference next week... MutualFundWire.com - Wednesday, January 22, 2014
Fido's O'Hanley to Leave at February's End Once seen as Ned's possible successor, Ron is now packing his bags. Does that leave Abby home alone?.. MutualFundWire.com - Wednesday, January 22, 2014
Airline Pilots Cruise Their 401ks at High-Altitude A recent retirement survey scrutinizing pilots finds favorable 401k savings behavior. .. 401kWire.com - Wednesday, January 22, 2014 - Reader Rating: 2.5
Vanguard Says Hello to a New Partner ...So that hopefully its DC plan participants can say goodbye to bad savings habits! .. 401kWire.com - Wednesday, January 22, 2014 - Reader Rating: 4
An ASPPA Sister Org Rebrands The National Tax Sheltered Accounts Association (NTSAA) has a new name. .. 401kWire.com - Wednesday, January 22, 2014
An Entrepreneur Moves On From CapTrust After 25 years in the industry, what's next for this Midwestern 401k vet?.. 401kWire.com - Wednesday, January 22, 2014
After El-Erian, What Next for Pimco's Annus Horribilis? El-Erian's departure, unfortunately, is one of those rare moments when Mohamed El-Erian gets more press than that peacock Bill Gross... MutualFundWire.com - Wednesday, January 22, 2014 - Reader Rating: 5
An Eaton Vance Exec Takes a Top Spot at Hartford Jim Davey fills a new spot at the mutual fund shop... MutualFundWire.com - Tuesday, January 22, 2013
iShares Pushes Alpha Solutions BlackRock�s ETF arm is aggressively developing and promoting model portfolios for advisors... MutualFundWire.com - Tuesday, January 22, 2013
Another Money Fund Shop Joins the Floating NAV Club Reich & Tang joins other firms in changing the way money funds are valued... MutualFundWire.com - Tuesday, January 22, 2013
Global X's Chief Sees Two Bright Spots The ETF shop plans heavy product development, and rapid regional growth of sales team, in order to tap into these sectors... MutualFundWire.com - Tuesday, January 22, 2013
Schwab Has a Product Exec Opening Exec will help lead CSIM product development... MutualFundWire.com - Tuesday, January 22, 2013
Schwab is Hiring in The Lone Star State The firm needs a managing director in for investment consulting... 401kWire.com - Tuesday, January 22, 2013
Putnam's Murphy is Hiring in the Large Market The new hire would work to sell directly to large plan sponsors... 401kWire.com - Tuesday, January 22, 2013
Three Things to Know from State Street�s Earnings Here�s how the bank's asset management arm did... MutualFundWire.com - Tuesday, January 22, 2013
An Ex-Russell DC Chief Takes a DC I-O Gig A Midwestern asset manager and recordkeeper hires a top exec... 401kWire.com - Tuesday, January 22, 2013 - Reader Rating: 3
The WSJ is Disappointed in Target Date Funds The national paper says the popular 401k default investments have yet to recover from 2008... 401kWire.com - Tuesday, January 22, 2013 - Reader Rating: 4
Another Regulator May Target the Retirement Plan Biz Bloomberg reports on an agency that wonders whether or not the government should be involved in protecting retirement plans... 401kWire.com - Tuesday, January 22, 2013
DoubleLine Grew the Fastest in 2012 Gundlach�s firm tops the list of fast-growing managers by Strategic Insight... MutualFundWire.com - Tuesday, January 22, 2013
Target Funds Are, Well, Missing The Target The WSJ says the asset allocation mutual funds are coming up short... MutualFundWire.com - Tuesday, January 22, 2013
Investors May Just Not Be That Into Money Funds Low yields and potential regulations could be leading investors elsewhere. .. MutualFundWire.com - Tuesday, January 22, 2013
State Street Cuts 630 It's not clear how much the layoffs will impact SSgA... MutualFundWire.com - Tuesday, January 22, 2013
Baum Says Adios The Dreyfus CEO calls it quits... MutualFundWire.com - Tuesday, January 22, 2013 - Reader Rating: 5
M* Ponders the Fund Launches of 2012 Mores stock funds were launched than bond funds, despite flows... MutualFundWire.com - Tuesday, January 22, 2013
The TCW Sale is Almost Done P & I reports that the SoCal mutual fund shop will have lots of debt on its plate... MutualFundWire.com - Tuesday, January 22, 2013
FSOC Puts the Brakes on Money Fund Reform The group will allow for more discussion before moving forward.. MutualFundWire.com - Tuesday, January 22, 2013
Kranefuss Plots Life after BlackRock Lee Kranefuss plans to move on from BlackRock after several months... MutualFundWire.com - Friday, January 22, 2010 - Reader Rating: 2
What is a BrightScope? That is a question fundsters may be asking themselves this week as the San Diego-based, venture-backed startup won ink in publications from Ignites to the Washington Post... MutualFundWire.com - Friday, January 22, 2010 - Reader Rating: 3
What's Ned's Next Step at Fidelity? Has the Boston fund industry developed cabin fever early this year?.. MutualFundWire.com - Friday, January 22, 2010 - Reader Rating: 3
The Retirement University Prepares to Open its Doors 401kExchange and the UCLA Anderson School of Management Executive Education have teamed up to create an education program for retirement advisors... 401kWire.com - Friday, January 22, 2010 - Reader Rating: 1.5
Cohen & Steers is in the Homestretch of a Wholesaler Hunt The New York City-based REIT mutual fund specialist is close to filling a wholesaler post covering Southern California and Nevada... MutualFundWire.com - Friday, January 22, 2010 - Reader Rating: 1
'Smoking Gun' E-mail Surfaces in Schwab Case A federal judge in San Francisco says a 2007 email written by a Schwab managing director is a smoking gun... MutualFundWire.com - Friday, January 22, 2010 - Reader Rating: 3
Auto-Enrollment Leads to Increased Matches A new EBRI report says that employer matching and auto-enrollment are positively linked... 401kWire.com - Friday, January 22, 2010 - Reader Rating: 3
Sanders Entrusts a Chicago Fund Administrator New York City-based Sanders Capital � the firm recently launched by veterans Lew Sanders and John Mahedy -- selected Northern Trust to provide fund administration services and investment operations outsourcing, the firm revealed Thursday... MutualFundWire.com - Friday, January 22, 2010
State Street Faces a Stock-Drop Investigation A Pennsylvania-based law firm takes on State Street... 401kWire.com - Friday, January 22, 2010
A Plan Provider's Parent Finally Goes Public The Warren Buffett-backed firm raises $364.8 million from its IPO... 401kWire.com - Friday, January 22, 2010 - Reader Rating: 4
A Fund Chief Departs Two executives have take over his duties... MutualFundWire.com - Friday, January 22, 2010
Invesco Aim Targets a Smaller Audience for its Small-Cap Fund Houston-based Invesco Aim revealed plans to restrict access to the AIM International Small Company Fund beginning January 29... MutualFundWire.com - Friday, January 22, 2010
AQR Scraps the Redemption Fee for One Fund The Connecticut firm no longer imposes a redemption fee for one of its funds... MutualFundWire.com - Friday, January 22, 2010 - Reader Rating: 5
Regions Sells its Retail Mutual Fund Business Morgan Keegan's parent has inked a deal that will move 11 mutual funds with total AUM of $2 billion to a Boston firm... MutualFundWire.com - Thursday, January 22, 2009
Q-Group Taps OppFunds Manager The Manhattan fund firm sees one of its own join a board... MutualFundWire.com - Thursday, January 22, 2009
ePlan Boosts Sales, Expands its Team The Colorado-based recordkeeper looks to add more wholesalers in 2009... 401kWire.com - Thursday, January 22, 2009 - Reader Rating: 5
Pimco Plans to Add Money Market Funds Bill Gross and co. file to launch more money market offerings... MutualFundWire.com - Thursday, January 22, 2009
Another Plan Sponsor Locks its Match Out A Virginia-based employer continues the trend of cutting DC contributions... 401kWire.com - Thursday, January 22, 2009 - Reader Rating: 5
A New Round of Layoffs Hits Franklin The California-based investment manager is cutting jobs for the second time since October... MutualFundWire.com - Thursday, January 22, 2009
A Senior Exec Departs Fidelity (Again) A senior executive who rejoined the firm last year is departing the Boston Behemoth... MutualFundWire.com - Thursday, January 22, 2009
Independence and Montana Lure a DC Advisor A retirement specialist from Southern California moves out on his own and shifts North... 401kWire.com - Thursday, January 22, 2009
Great-West Taps Two for Sales Roles The plan provider appoints two former Hartford employees to its team of wholesalers... 401kWire.com - Thursday, January 22, 2009
Andrews Stays On Top Of Pension Subcommittee The New Jersey Democrat retains his chair position under George Miller... 401kWire.com - Thursday, January 22, 2009
Janus' Q4 Net Plunges 60 Percent The Denver firm also unveiled plans to exit the institutional money market business by April... MutualFundWire.com - Thursday, January 22, 2009
Moody's Cuts State Street's Debt Rating A day after S&P downgraded State Street, Moody's Investors Service cut its rating on the Boston firm's debt, citing unrealized losses in the company's portfolio and in investment pools it manages for clients... MutualFundWire.com - Thursday, January 22, 2009
Money Market Flows Reverse The WSJ sees fortunes turn for money funds... MutualFundWire.com - Thursday, January 22, 2009
Stable Value Suit: Two Counts Are Out But Bisys and Hancock Look Like Fiduciaries A federal judge delivers a partial victory to two providers in a class action over a transfer adjustment, but the case will go on with regard to several remaining charges... 401kWire.com - Tuesday, January 22, 2008
Seligman Renames its Asset Allocation Funds The Manhattan-based fund firm is putting a new label on its Time Horizon Funds... MutualFundWire.com - Tuesday, January 22, 2008
Mutual Funds Feel the Heat from Market Woes The market turmoil isn't letting mutual funds escape unscathed... MutualFundWire.com - Tuesday, January 22, 2008
TD and ETrade See Trading Skyrocket Market volatility led online brokerages to have higher than average traffic today... MutualFundWire.com - Tuesday, January 22, 2008 - Reader Rating:* 2.67
Fido Bites Back in IRA Guarantee Case Fidelity's lawyers have fired their opening volley in a case against the company by Washington resident, Patricia Whitney... MutualFundWire.com - Tuesday, January 22, 2008 - Reader Rating: 4
Big Apple Insurer Draws Stock-Drop Attention A Manhattan class action firm takes a look at a nearby sponsor's use of company stock in its DC plan... 401kWire.com - Tuesday, January 22, 2008
JennisonDryden Adopts XBRL Another fund company has adopted the use of XBRL for it's SEC filings... MutualFundWire.com - Tuesday, January 22, 2008 - Reader Rating: 2
Financial Giants Jump Into Retirement Income Together An insurer and an asset manager unveil a new guaranteed income for life product for the DC world. .. 401kWire.com - Tuesday, January 22, 2008
TIAA-CREF Launches RI Fund The New York firm, which turns 90 in May, is the latest to hop on the bandwagon... 401kWire.com - Tuesday, January 22, 2008 - Reader Rating: 1
A Fido Alum Follows McDermott to AXA The 13-year Fidelity vet will serve as COO of AXA's corporate markets unit... 401kWire.com - Tuesday, January 22, 2008
FINRA Fills Five Spots FINRA has elected five members to its small firms advisory board... MutualFundWire.com - Tuesday, January 22, 2008 - Reader Rating: 3
SEC to Issue Soft Dollar Guidance There will soon be new guidance coming from the SEC on soft dollars... MutualFundWire.com - Tuesday, January 22, 2008
O'Neal Joins Alcoa Board Nearly three months after exiting Merrill Lynch, Stan O'Neal is joining the board of directors at the Pittsburgh-based aluminum producer... MutualFundWire.com - Tuesday, January 22, 2008
Legg Mason Taps Kin to Subadvise its 130/30 Fund Legg Mason has turned to one of its subsidiaries to subadvise a new 130/30 offering... MutualFundWire.com - Tuesday, January 22, 2008 - Reader Rating: 2
Fund Track Spotlights Fixed Income Managers Bill Gross and David Brownlee weigh in on bond opportunities... MutualFundWire.com - Tuesday, January 22, 2008
Securian Aims for Another Year of Double-Digit Sales Growth The St. Paul, Minnesota-based plan provider is also planning an expansion of its sales team. .. 401kWire.com - Tuesday, January 22, 2008
Who's Keeping Track of Target Date and Stable Value Funds? Target date funds and stable value funds are extremely popular in DC plans, but they also tend to defy the traditional monitoring and comparison systems. Now a national network of advisors prepares to unveil special benchmarking systems for each... 401kWire.com - Monday, January 22, 2007 - Reader Rating: 2
Not So Separate AIM Accounts As part of the change, about 3 percent of the firm's retail employees in the US have lost their jobs. .. MutualFundWire.com - Monday, January 22, 2007
Trial Date for 1Point Founder Postponed The trial, originally scheduled to begin tomorrow, has been pushed back... 401kWire.com - Monday, January 22, 2007
Fidelity To Debut New Auto Feature The Pension Protection Act of 2006 is yielding new opportunities for the Boston Behemoth... 401kWire.com - Monday, January 22, 2007
Connecticut Holds Off Legal Action vs TIAA-CREF Officials overseeing the state's defined contribution plan have delayed plans to file a suit against TIAA-CREF... 401kWire.com - Monday, January 22, 2007
Brokers Beating Out Providers For Rollover Assets, Cerulli Says A study for the consulting firms sees a boom in DC asset transfers to IRAs, and fears providers may be missing out... 401kWire.com - Monday, January 22, 2007
Through the Fiduciary Looking Glass The topic may be coming up a lot, but it's still on the tip of everybody's tongues, and many of their contracts... 401kWire.com - Monday, January 22, 2007 - Reader Rating: 4
Scudder, DeAM Slapped with Class Action Welcome to the club Scudder. Like the other fund firms caught in the fund scandals the firm faces a class action... MutualFundWire.com - Thursday, January 22, 2004
Turner Names 2004 Partner Class More than a dozen employees at the Keystone State fund firm gain ownership stakes... MutualFundWire.com - Thursday, January 22, 2004
Strong Analyst Joins Buffalo A portfolio analyst and technology specialist swaps employers... MutualFundWire.com - Thursday, January 22, 2004 - Reader Rating: 2
Quick-Selling Fund Group Names Independent Chair First Eagle Funds answers the calls for independent chairs. Also closes fund so Eveillard and de Vaulx can find ways to put new cash to work... MutualFundWire.com - Thursday, January 22, 2004
Top Putnam 401k Exec Retires There is no current word on who is taking over. The duties are being filled internally... 401kWire.com - Thursday, January 22, 2004 - Reader Rating: 3
Firm Intros BreakPoint Tool New tool promises to decipher discounts quickly and efficiently... MutualFundWire.com - Thursday, January 22, 2004
Parent Takes TD Waterhouse Off the Auction Block CEO Clark says that the door on a deal is closed... MutualFundWire.com - Thursday, January 22, 2004
Merrill Intros New Rollover Tool Web-based service offers participants paperless processing for rollovers... 401kWire.com - Thursday, January 22, 2004 - Reader Rating: 4
Fidelity Moves Jobs Hundreds of employees relocated... 401kWire.com - Thursday, January 22, 2004 - Reader Rating: 2.5
Fido Launches New Fund Insider to manage its latest value offering... MutualFundWire.com - Thursday, January 22, 2004
Benna Advises Startup Not all of the new ideas in 401k deflated with the dotcom bubble. The father of 401k signs on with one... 401kWire.com - Thursday, January 22, 2004 - Reader Rating: 3
Strong Likely to Know Fate in Next 90 Days Executives from the fund firm are on the road talking with clients. Questions give some insights on the future... MutualFundWire.com - Thursday, January 22, 2004 - Reader Rating: 4
Consulting Pioneer Reaps Big Growth California-based Buenfuturo stands in a lonely category, but it looks to continue expanding on the back of demographics... 401kWire.com - Wednesday, January 22, 2003 - Reader Rating: 5
ABN AMRO Adds C & R Shares The Chicago-based fund firm adds the new share classes to help spur distribution... MutualFundWire.com - Wednesday, January 22, 2003
ABN AMRO Offers R-Shares The Chicago fund firm rolls out new share classes to meet demand... 401kWire.com - Wednesday, January 22, 2003
Lockwood Awards Large Cap Growth Mandate The mandate puts $25 million in the basket of a west coast fund manager... MutualFundWire.com - Wednesday, January 22, 2003
McKay Hochman to Hold Distribution Seminar The benefits consulting firm has set a Web seminar to teach advisors about the revised rules... 401kWire.com - Wednesday, January 22, 2003
Hancock Hires Neuberger Analyst John Hancock Funds hires a new health-care analyst... MutualFundWire.com - Wednesday, January 22, 2003
Dalbar Names 12 Best Service Providers Putnam Investments is among the winners for the twelfth time... MutualFundWire.com - Wednesday, January 22, 2003
AIG Pilots Its Managed Accounts Service After more than a year of work, the Texas AIG unit and its asset allocation ally are putting the finishing touches on the program... 401kWire.com - Wednesday, January 22, 2003 - Reader Rating: 4
SEC Commishes Give Thumbs Up to New Rule CEOs and CFOs will have to sign off on fund annual reports. The ICI delivers a tome to reporters... MutualFundWire.com - Wednesday, January 22, 2003
Plan Sponsor Eyes Advisors The firm is in the early stages of putting together an advisor focused product... 401kWire.com - Wednesday, January 22, 2003 - Reader Rating: 4
LA Fund Firm Drops Minimums The change is part of an effort to open up infomediary distribution for the funds... MutualFundWire.com - Wednesday, January 22, 2003
PSCA Calls Sponsors to Arms The employer association warns of the legislative dangers coming from Enron and puts out a FAQ on black outs... 401kWire.com - Tuesday, January 22, 2002 - Reader Rating: 3
When Did a Blackout Become a Lockdown? The shifting term for a common industry practice reflects the changed landscape in Washington... 401kWire.com - Tuesday, January 22, 2002 - Reader Rating: 3
ND Holdings Makes a Purchase The mutual fund services company has purchased a brokerage firm... MutualFundWire.com - Tuesday, January 22, 2002 - Reader Rating: 3
529 Marketplace to Shoot to $100 Billion? That is a real possibility, according to a new report from Spectrem... MutualFundWire.com - Tuesday, January 22, 2002 - Reader Rating: 3
Business Building PR Firm Hired ... Launching a Family ... Monthly Reports... MutualFundWire.com - Tuesday, January 22, 2002 - Reader Rating: 3
Business Building PR Firm Hired ... Launching a Family ... Monthly Reports... 401kWire.com - Tuesday, January 22, 2002 - Reader Rating: 3
Two Tap Bisys Two mutual fund companies have tapped the firm for administrative services... MutualFundWire.com - Tuesday, January 22, 2002 - Reader Rating: 3
Bisys Completes Service for Small Business Owners The firm has rolled out its new recordkeeping system for the Individual(k) marketplace... 401kWire.com - Tuesday, January 22, 2002 - Reader Rating: 3
After Levitt Who is poised to take SEC's top spot? Word is out on a couple possible candidates... MutualFundWire.com - Monday, January 22, 2001 - Reader Rating: 3
New Legal Eagle Hints at Role Turner Investment Partners has tapped Morgan, Lewis & Bockius for its new chief legal officer. Are buyouts and joint ventures in the cards?.. MutualFundWire.com - Monday, January 22, 2001 - Reader Rating: 3
GE Enters the Fray The conglomorate joins the ranks of funds gunning for RIA dollars. .. MutualFundWire.com - Monday, January 22, 2001 - Reader Rating: 3
Allmerica Finds Its Buyer The insurer's $1 billion in plan assets have a new home in Minnesota. .. 401kWire.com - Monday, January 22, 2001 - Reader Rating: 3
Welcome to the Princess... The owner of the posh Scottsdale-based resort has checked-out its three plan vendors and welcomed a new guest from Atlanta... 401kWire.com - Monday, January 22, 2001 - Reader Rating: 3
Wirehouse Makes Choice Dain Rauscher to try Web-based proposals for sales leads... 401kWire.com - Monday, January 22, 2001 - Reader Rating: 3
Sponsor Data Hits the Web Web site to give sales and plan info to marketers... 401kWire.com - Monday, January 22, 2001 - Reader Rating: 3
January 22, 2001 US Fund Fees are a Bargain ... More on SECs' After-Tax Return Regs ... Funds Still Buy in Venture Rounds ... UK Actuaries Warn on Move to DC ... Turner Funds' Bob Turner... 401kWire.com - Monday, January 22, 2001 - Reader Rating: 3
January 22, 2001 US Fund Fees are a Bargain ... More on SECs' After-Tax Return Regs ... Funds Still Buy in Venture Rounds ... UK Actuaries Warn on Move to DC ... Turner Funds' Bob Turner... MutualFundWire.com - Monday, January 22, 2001 - Reader Rating: 3
Week of January 22, 1999 The Week in Searches The Weekly Roundup its a regular column examining the RFPs that appeared on our pages and the pages of other publications this week... 401kWire.com - Friday, January 22, 1999 - Reader Rating: 3
Make Room: Another Firm Announces Internet-based Advice Those plan sponsors considering offering Internet-based investment advice will soon get another choice. Next week New York City-based Investment Technology will unveil a demo of software that will provide investment advice to individual investors. The introduction will be made at the P&I Defined Contribution/401(k) conference in New York... 401kWire.com - Friday, January 22, 1999 - Reader Rating: 3
TAG On: The $160,000 Limit TAG explains the $160,000 limit (Sec. 401.a.17). Also, why executives who front load their contributions may be missing out... 401kWire.com - Friday, January 22, 1999 - Reader Rating: 3
For Thursday, January 22, 1998 State employees in California may be getting a lot more investment choice if Jim Brulte gets his way. Brulte, a Republican member of the California State Senate representing Rancho Cucamonga, introduced the "Freedom of Financial Choice Act" this week. .. 401kWire.com - Thursday, January 22, 1998 - Reader Rating: 3

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