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News Stories Archives - Since 1998
An ETF Strategist Lays the Groundwork For Its TDF Push
A New England shop now has a dedicated 401(k) sales exec for its target date and 3(38) offerings...
401kWire.com - Friday, May 19, 2017 - Reader Rating: 2
Two Major Factors Sealed The Deal for This 27-Year-Old Money Manager
American Beacon acquired a majority stake in the Atlanta-based firm...
MutualFundWire.com - Friday, May 19, 2017
Two DC Managing Directors Depart Russell
Two execs in the firm's defined contribution business are no longer working there. ..
401kWire.com - Friday, May 19, 2017
Filings for Fundsters - May 19, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Friday, May 19, 2017
Mares and McKinnon Join Robo-Board of Advisors
New York-based roboadvisor Betterment has just welcomed two industry leaders to the board of its 401(k) arm...
401kWire.com - Friday, May 19, 2017
RiXtrema Unveils New Annuity Tool in Prep For June 9
A provider of risk management tools and analysis to the retirement industry, has unveiled its new tool.....
401kWire.com - Friday, May 19, 2017 - Reader Rating: 5
Canada Will Not Be Led By a U.S. ETF Entrepreneur
The reality show star who also launched an ETF shop south of the border has dropped out of the race to lead the party that will challenge Canada's sitting prime minister...
MutualFundWire.com - Friday, May 19, 2017
401kWire at Envestnet and ICI
The KPA column will return next week!..
401kWire.com - Thursday, May 19, 2016
Brambley Hunts, Envisions a National Team
The ex-KPA is adding to her team...
401kWire.com - Thursday, May 19, 2016
Ameritas Wins Local Mandate for 33,000-Plus Employees
It was a competitive bidding process...
401kWire.com - Thursday, May 19, 2016 - Reader Rating: 5
A Greensboro KPA Chooses A New B-D
A Greensboro, North Carolina 401(k) plan advisor has aligned with a new broker-dealer...
401kWire.com - Thursday, May 19, 2016 - Reader Rating: 5
Which Plan Providers Top the List for Their Mobile Capabilities?
A new study by DALBAR analyzes retirement plan providers' mobile websites...
401kWire.com - Thursday, May 19, 2016 - Reader Rating: 5
Plan Sponsors Look to Empower for Best Value
The recordkeeper is resonating with an increasing number of plan sponsors...
401kWire.com - Thursday, May 19, 2016 - Reader Rating: 4.36
The Hartford Buys Into the ETF Biz
Jim Davey unveils a deal to acquire a West Coast strategic beta shop...
MutualFundWire.com - Thursday, May 19, 2016 Views
These Two Fund Firms Are the Most Important
A pair of giant mutual fund shops tie for second on Fortune's new list of the "25 most important private companies."..
MutualFundWire.com - Thursday, May 19, 2016 Views - Reader Rating: 1
Ascensus Adds a Director of Talent Acquisition
The Keystone State recordkeeper just brought a new hire onboard...
401kWire.com - Tuesday, May 19, 2015 - Reader Rating: 3.88
The Benefit Practice Adds Two Wholesalers
A national retirement consulting firm specializing in all variations of 401(k)/profit sharing, defined benefit/cash balance, ESOP and non-qualified deferred compensation programs for organizations of any size, just added two new wholesalers to the collaborative...
401kWire.com - Tuesday, May 19, 2015 - Reader Rating: 2
A Boutique Fund Shop Moves Beyond "If You Build It They Will Come"
As it approaches a key milestone for its flagship mutual fund, a niche shop aims at the RIA and retirement plan channels...
MutualFundWire.com - Tuesday, May 19, 2015 Views
BofA Dominates Scorecard for...
Financial Empowerment Literacy and Trust (FELT), according to the latest NARPP FELT study on the importance of participant trust in, and education about their retirement plan providers and retirement finances. ..
401kWire.com - Tuesday, May 19, 2015 - Reader Rating: 4.5
111 Percent of Net Inflows Last Month Went Into Just Two Firms
Morningstar releases April 2015 flow data for open-end mutual funds and ETFs in the U.S. It was a rough month for 23 of the 50 biggest fund shops...
MutualFundWire.com - Tuesday, May 19, 2015 Views
Voya Financial Adds a New Hire to its Large Corporate Market Sales Team
Voya Financial's retirement business just added a new hire to its large market corporate sales team...
401kWire.com - Tuesday, May 19, 2015 - Reader Rating: 5
Voya Wins a $666MM 401(k)
Portland General Electric (PGE) will replace Aon Hewitt with Voya as its new recordkeeper. ..
401kWire.com - Tuesday, May 19, 2015 - Reader Rating: 5
SageView Adds a KPA to its Boston Office
An Irvine, California-based independent retirement and wealth management consulting firm just added a new consultant to its Boston office...
401kWire.com - Tuesday, May 19, 2015 - Reader Rating: 4
Mesirow's Price Expands Investment Advisory Business
Mesirow Financial, a diversified financial services firm headquartered in Chicago, just expanded his business.....
401kWire.com - Tuesday, May 19, 2015 - Reader Rating: 2
Hutcheson's Appeal Fails, Court Upholds...
210 month sentence as substantively reasonable for Matthew Hutcheson's seventeen counts of wire fraud. ..
401kWire.com - Tuesday, May 19, 2015 - Reader Rating: 3.5
The Supremes Provide More Fuel For a 401k Funds Shift
The highest court in the land issued a ruling in a lawsuit over a large 401k plan that used retail shares instead of institutional shares of the same mutual fund...
MutualFundWire.com - Tuesday, May 19, 2015 Views
Target-Risk Funds Grow 22 Percent, Faster Than TDFs
A Morningstar quarterly report shows strong gains among TDFs and target-risk funds. ..
401kWire.com - Monday, May 19, 2014
Advisors, Help Plan Sponsors Prioritize
A DC I-O launches a new microsite, helping plan sponsors and plan participants reduce the likelihood of plan failure risk...
401kWire.com - Monday, May 19, 2014
American Century Welcomes an LPL Alum
An EX-LPL executive started a new venture in the DCIO business...
401kWire.com - Monday, May 19, 2014
BlackRock's Nipp Returns to the Big Peach
The head of BlackRock's multi-manager business has joined Invesco...
MutualFundWire.com - Monday, May 19, 2014 Views
The ERISA Advisory Council Announces Its Next Meeting
The council will hold a public meeting June 17-19 in Washington, D.C...
401kWire.com - Monday, May 19, 2014
Ultimus Hires a Doctor for Those Middle Office Pains
Ultimus hires Citi's head of Hedge Fund Services to help the firm expand into middle office work...
MutualFundWire.com - Monday, May 19, 2014 Views
TIAA-CREF's Ray Adds to His Institutional Sales Squad
The higher-education titan has a new senior director of institutional retirement plan sales. ..
401kWire.com - Monday, May 19, 2014 - Reader Rating: 3.67
Hancock's Asset Allocation Fund Menu Expands
The Boston-based bundled provider partnered with two DC I-Os for new TDFs, and added a few proprietary target-date and target-risk funds for sponsors. ..
401kWire.com - Monday, May 19, 2014
How Low Can Your Fees Go?
Mutual fund fees continue to plummet, with some of the biggest cuts last year coming from Fido...
MutualFundWire.com - Monday, May 19, 2014 Views
Russell Brings Discipline to the Market
Russell Investments unveils a family of ETFs...
MutualFundWire.com - Thursday, May 19, 2011 Views
Schwab Wins Over an Empire State TPA
A SunGard Relius user makes the switch to Schwab's ASP recordkeeping platform...
401kWire.com - Thursday, May 19, 2011 - Reader Rating: 4.25
Inspira Hunts for Talent
The Keystone State rollover specialists are on the prowl...
401kWire.com - Thursday, May 19, 2011
Palmer Square Makes its Mutual Fund Debut
The Kansas-based firm is the latest addition to the growing list of alternative mutual fund players...
MutualFundWire.com - Thursday, May 19, 2011 Views
Are Participants Inundated with Too Many Fund Options?
A new Spectrem study says that the number of funds participants are currently allocating to may dwindle in the future...
401kWire.com - Thursday, May 19, 2011 - Reader Rating: 3
Vanguard Finds 'Lost Generation' in Target-Date Funds
Younger participants are embracing equities, according to new research by Vanguard...
401kWire.com - Thursday, May 19, 2011 - Reader Rating: 3
Two Advisors Join a Michigan RIA
A retirement plan team grows to nine...
401kWire.com - Thursday, May 19, 2011
BofA Sells the Rest of its BlackRock Stake
After trimming its stake in BlackRock last year, Bank of America sells its remaining ownership interest in the New York City-based asset manager...
MutualFundWire.com - Thursday, May 19, 2011 Views
Assets Rise, Yet Margins Fall
kasina looks at the operating and net margins of publicly-traded asset managers...
MutualFundWire.com - Thursday, May 19, 2011 Views
Report Chides Vanguard and Others for Being 'Excessive CEO Pay Enablers'
A new study suggests that some large fund firms are too friendly when it comes to executive compensation at companies that are part of their fund's portfolio...
MutualFundWire.com - Thursday, May 19, 2011 Views - Reader Rating: 5
IndexIQ's Taiwan ETF Arrives
The asset manager continues to launch small cap, single country exchange-traded funds...
MutualFundWire.com - Wednesday, May 19, 2010 Views
Gemini Eyes Talent from Ivy Asset Management
The fund service provider is adding to its ranks...
MutualFundWire.com - Wednesday, May 19, 2010 Views - Reader Rating: 5
Eaton Vance's Institutional Distribution Head Steps Down
Lisa Jones is leaving her post as head of institutional and international distribution...
MutualFundWire.com - Wednesday, May 19, 2010 Views
Four Big Wins Drive BofA Merrill Gain of $8.8 Billion in kAUM
A quartet of mega plan sponsors are one driver of strong growth in the wirehouse's full-service 401k business last quarter. ..
401kWire.com - Wednesday, May 19, 2010 - Reader Rating: 4
Goldman to Hire For New DC Sales Strategy
The investment bank aims to create a niche for its defined contribution business...
401kWire.com - Wednesday, May 19, 2010 - Reader Rating: 3.67
Pax Launches Brand-Tweaked ETFs
Still launching: Pax brings to market three ETFs first filed for in 2008...
MutualFundWire.com - Wednesday, May 19, 2010 Views
One-Fifth of Participants Use Only Target Date Funds
A giant provider unveils trend data for defined contribution plan participants...
401kWire.com - Wednesday, May 19, 2010 - Reader Rating: 3
NYLife Hires Away From Clinton
The new hire will focus on third-part distribution relationship management and development for the retirement income security operation...
401kWire.com - Wednesday, May 19, 2010
Janus Taps an MSSB Alum for its Retirement Group
The asset manager adds a new retirement strategies director...
401kWire.com - Wednesday, May 19, 2010
Eaton Vance's Income Rises as Inflows Boom
The Boston-based mutual fund firm reports its second quarter earnings...
MutualFundWire.com - Wednesday, May 19, 2010 Views
Obama is Vanguarding
The U.S. President and First Lady report their wealth for 2009...
MutualFundWire.com - Wednesday, May 19, 2010 Views
Can Goldman's Newest 401k Strategy Work?
The Wall Street bank needs to hit a home run in the 401k market to make its DC-IO strategy meaningful to its asset management arm and it has tapped a Fidelity veteran to make it happen. Will the third time be a charm?..
MutualFundWire.com - Wednesday, May 19, 2010 Views - Reader Rating: 4
PowerShares Joins Competitors With a Corporate Bond Index ETF
The Invesco ETF arm has filed with the SEC for a new S&P Index tracking fund...
MutualFundWire.com - Wednesday, May 19, 2010 Views
VA Sales Fell Slightly in Q1
Fund firms get a small dose of negative news in an otherwise positive quarter...
MutualFundWire.com - Wednesday, May 19, 2010 Views
A DC I-O Chief Partners With Morningstar and Looks to Expand
A DC mutual fund firm unveils a new, advisor-focused tool while adding to its retirement sales force...
401kWire.com - Tuesday, May 19, 2009 - Reader Rating: 5
Morningstar Expands ETF Tool Line-up
The company is adding two new tools...
MutualFundWire.com - Tuesday, May 19, 2009 Views
OppFunds Hires Away a Portfolio Team
OppenheimerFunds has hired away a 12 person fund management team from another fund firm...
MutualFundWire.com - Tuesday, May 19, 2009 Views
CIFs Gain Access to a Micro Market Platform
A web-based provider makes a non-mutual target date family available to its plans...
401kWire.com - Tuesday, May 19, 2009
An Open-Ended Fixed Income Fund Will Swallow Two of its Closed Brethren
Shareholders approve the collapsing of two mutual funds into a third...
MutualFundWire.com - Tuesday, May 19, 2009 Views
An Insurer Touts Growth in its Retirement Business
The Hartford is highlighting its retirement successes...
401kWire.com - Tuesday, May 19, 2009 - Reader Rating: 3
Is Ned Johnson Searching For Another Top Exec?
A long-time Fidelity watcher expects the Boston Behemoth to make a big new hire...
MutualFundWire.com - Tuesday, May 19, 2009 Views - Reader Rating: 1
Hartford's Chief Highlights Funds' Success
Ramani Ayer, chief executive at The Hartford, is giving stakeholders a bit of good news...
MutualFundWire.com - Tuesday, May 19, 2009 Views
BlackRock's Role Draws Scrutiny
Updated | BlackRock has gained a second-round spot with the Treasury Department as part of the selection process for TARP program money managers...
MutualFundWire.com - Tuesday, May 19, 2009 Views
Go Anywhere Bond Fund Draws WSJ Ink
J.P. Morgan Asset Management's Strategic Income Opportunities Fund marks a shift in the way mutual fund managers respond to tough bond markets...
MutualFundWire.com - Tuesday, May 19, 2009 Views
WSJ Finds Seven Funds on a Run
Seven funds that could be due for a performance rebound are highlighted...
MutualFundWire.com - Tuesday, May 19, 2009 Views - Reader Rating: 4
Supreme Court Issues Muni Bond Ruling
The Supreme court overturned a Kentucky appeals court decision that could have posed a threat to many single state muni-bond funds. ..
MutualFundWire.com - Monday, May 19, 2008 Views
Stable Value Manager Says Unique Model Drives I-O Growth
One mutual fund family takes a different approach to wraps. ..
401kWire.com - Monday, May 19, 2008
LPL is Still Hungry for Acquisitions
LPL Financial execs said they plan to make more acquisitions...
MutualFundWire.com - Monday, May 19, 2008 - Reader Rating: 3
Window Maker Installs a 401k Provider
A Pennsylvania-based firm has a hired provider for its $36.5 million plan...
401kWire.com - Monday, May 19, 2008
Alger Consults with New Hire
The New York asset manager has hired an emissary to consultants...
MutualFundWire.com - Monday, May 19, 2008 Views
Wachovia to Digest the Last of A.G. Edwards
The A.G. Edwards brand will soon be relegated to the annals of history...
MutualFundWire.com - Monday, May 19, 2008 - Reader Rating: 3
Three Trade Groups Jointly Fight to Solidify Victory Over Schlichter
A new amicus brief urges an appeals court to let the dismissal of one fee lawsuit stand. ..
401kWire.com - Monday, May 19, 2008
Hancock Interacts with Advisors Through its Web Site
John Hancock is taking to heart the notion that open lines of communication can help soften the effects of a bad market...
MutualFundWire.com - Monday, May 19, 2008 Views - Reader Rating: 1
Piper Jaffray Names President
Piper Jaffray has made changes to its senior ranks. ..
MutualFundWire.com - Monday, May 19, 2008 - Reader Rating: 3
Moving Out of 403b Administration, Pioneer Endorses Another Firm
Pioneer plans to stop accepting 403b contributions on December 31...
401kWire.com - Monday, May 19, 2008
Q1 Revenue Climbs By a Third at TPA Acquirer
Quarterly EBITDA SBC climbs at a Midwestern firm, despite a seven figure net loss. ..
401kWire.com - Monday, May 19, 2008
Gallagher Retirement Expands By 10
The insurance brokerages adds to its retirement team with a number of hirings and a pair of acquisitions...
401kWire.com - Monday, May 19, 2008
WSJ Looks at Reopened Funds
So far, around 40 funds have reopened their doors to new investors this year. ..
MutualFundWire.com - Monday, May 19, 2008 Views
Fund Firms Take Costly Steps to Break Shareholder Inertia
In the Monday edition of the WSJ Fund Track column, Daisy Maxey looks at how asset managers are attempting to catch shareholder attention...
MutualFundWire.com - Monday, May 19, 2008 Views
XBRL is Here to Stay
The SEC has made it official...
MutualFundWire.com - Monday, May 19, 2008 Views
REIT Plan for TSP Advancing Despite Controversy
Those who administer the nation's largest defined contribution plan say its strength is in its simplicity -- but members of Congress don't seem convinced. ..
401kWire.com - Friday, May 19, 2006 - Reader Rating: 3
Merrill Expands Retirement-Planning Network
A West Coast-based provider has scored a spot on MLConnect...
401kWire.com - Friday, May 19, 2006 - Reader Rating: 1.5
Principal Names COO
The Des Moines, Iowa-based firm has tapped a company vet to oversee global and domestic operations...
401kWire.com - Friday, May 19, 2006
Podcasts Keep Sales Team Informed
MassMutual's staff training unit has increased the tech sophistication factor of its communications, keeping sales staff in the loop with a weekly podcast...
401kWire.com - Friday, May 19, 2006 - Reader Rating: 5
Class-Action Law Firm Charged With Fraud
Class-action law firm Milberg Weiss Bershad & Schulman was charged Thursday with paying millions of dollars in kickbacks to plaintiffs in dozens of class-action and shareholder derivative-action lawsuits, The Wall Street Journal reported...
MutualFundWire.com - Friday, May 19, 2006 Views
PIMCO Commodity Fund Readied for IRS Deadline
PIMCO has made known it's on track to meet IRS requirements for its PIMCO Commodity Real Return Fund ahead of the June 30 deadline set by the Revenue Service...
MutualFundWire.com - Friday, May 19, 2006 Views
Schieber Next Head of Watson Wyatt Retirement Consulting
Syl Schieber takes a promotion to take over duties held by Gene Wickes, who also moves up at the consultant...
401kWire.com - Thursday, May 19, 2005 - Reader Rating: 3
Insurer Promotes Annuities in Rollovers with Broker Ed Campaign
MassMutual focuses on suitability so sellers stay out of hot water. Sees rollovers as significant opportunity for annuity sellers...
401kWire.com - Thursday, May 19, 2005 - Reader Rating: 3
Hancock Helps Brokers Sell Non-Qual Add On to 401k
The insurer is readying a calculator as part of a new program designed to help intermediaries close more non-qualified plan sales...
401kWire.com - Thursday, May 19, 2005 - Reader Rating: 4
San Diego D.A. Goes After City Pension Board
City prosecutors have brought charges against six pension board members. More charges are expected...
401kWire.com - Thursday, May 19, 2005
SEC May Charge Oppenheimer & Co. Brokers
Several current and ex-Oppenheimer & Co. employees may face civil charges related to improper mutual fund trading .....
MutualFundWire.com - Thursday, May 19, 2005 - Reader Rating: 2
Sihpol Case May Cost BofA its NYC Lease ... and More
Some Fidelity workers in Beantown will lose views in a move, ManuLife will shift to new waterfront digs and Canary-broker Sihpol may cost his former employer its lease thanks to a surprise court ruling in New York. ..
MutualFundWire.com - Thursday, May 19, 2005 Views
Spitzer Moves to the Groove
Fund executives can breathe a sigh of relief, for now at least. It appears that New York Attorney General Eliot Spitzer has moved beyond funds, beyond insurance companies, and now is waiting for a star to fall .....
MutualFundWire.com - Thursday, May 19, 2005 Views
Dems Make Recommendation for Their SEC Seat
Lead Senate Democrats have sent a letter to President Bush recommending an SEC insider to fill an upcoming commissioner vacancy...
MutualFundWire.com - Thursday, May 19, 2005 Views
Integrity Launches a Fund for All Seasons
Integrity Mutual Funds has hired two subadvisors to manage a new fund for all seasons. The Integrity All Season Fund will invest in equities and high-yield bonds, employing a hedging strategy to mitigate risk ... ..
MutualFundWire.com - Thursday, May 19, 2005 Views
Canary Day 12: Janus, PIMCO Execs Take the Stand
Fund executives say they did not know about Canary's late trading scheme...
MutualFundWire.com - Thursday, May 19, 2005
Wells Fargo Dips Toe in HSA Pool
Wells Fargo is rolling out a health savings account product in Minnesota...
401kWire.com - Wednesday, May 19, 2004
U.S. Attorney Eyes Schwab Unit
SEC filings reveal that the Schwab unit received inquiries from the U.S. attorney’s office in San Francisco...
MutualFundWire.com - Wednesday, May 19, 2004
ICI Pres Elect Addresses Membership
Paul Schott Stevens spoke briefly to the ICI membership Wednesday...
MutualFundWire.com - Wednesday, May 19, 2004 Views
Fitch Revises M&I Rating
Performance is sound, but recent Metavante acquisitions spur a revision...
401kWire.com - Wednesday, May 19, 2004 - Reader Rating: 4
Consulting for Advisors in the 401k Market
Chris Barlow and Steff Chalk are teaming up to offer consulting services to financial advisors and service companies that work in the 401(k) market...
401kWire.com - Wednesday, May 19, 2004 - Reader Rating: 2.5
DTCC Centralizes Securities Data
A new online service from DTCC gives users easy access to securities data and allows them to run general inquiries...
MutualFundWire.com - Wednesday, May 19, 2004 Views
A Matter of Trust
Outgoing ICI President Matthew Fink warns of possible flight from fund business in final address. Calls for harsh penalties for wrongdoers...
MutualFundWire.com - Wednesday, May 19, 2004 Views
Harbor Capital Hires CIO
Brian Collins joins Harbor Capital Advisors from Mercer Investment Consulting...
MutualFundWire.com - Wednesday, May 19, 2004 Views
New Starr at Chatham
Peter Starr joins Chatham Partners as a managing partner...
401kWire.com - Wednesday, May 19, 2004
McKinney Takes New Position at Wachovia Trust
Ray McKinney will be managing director of investment and fiduciary administration at Wachovia Trust...
401kWire.com - Wednesday, May 19, 2004 - Reader Rating: 5
Sources Say Strong Will Not Face Criminal Charges
Talks between Spitzer and Strong are drawing to a close. People familiar with the negotiations do not expect Richard Strong to be criminally charged...
MutualFundWire.com - Wednesday, May 19, 2004 - Reader Rating: 4
Investigating Invesco
A recent Invesco regulatory filing reveals that the firm received requests for information from the U.S. attorney for the southern district of New York...
MutualFundWire.com - Wednesday, May 19, 2004
Milliman USA Hires New Chief Marketing Officer
The Texas based consulting firm has tapped a client relations and marketing pro...
401kWire.com - Monday, May 19, 2003
New President at a Midwest Provider
After going through a second buyout, Mark Weimer is again taking a time out from the industry...
401kWire.com - Monday, May 19, 2003 - Reader Rating: 2
New Fund Family Launching
A Madison, Wisconsin manager is posting the open for business sign...
MutualFundWire.com - Monday, May 19, 2003 Views
SEC Thinking on Hedge Funds Evolves
The regulators may be ready to open the door on mutual funds that walk and talk like hedge funds...
MutualFundWire.com - Monday, May 19, 2003 Views
MLIM Picks Up UK Pension Plans
The UK arm of Merrill says it has won two major mandates in recent days...
MutualFundWire.com - Monday, May 19, 2003 Views
AIM Drops AdvisorCentral
The fund firm is consolidating with one provider...
MutualFundWire.com - Monday, May 19, 2003 Views
MetLife Makes On-demand System Choice
The retirement unit of MetLife makes a move to support the development of 401(k) enrollment kits for small and mid-sized employers...
401kWire.com - Monday, May 19, 2003
Securian Wins Graphic Arts Award
The provider has picked up kudos for its participant enrollment booklet...
401kWire.com - Monday, May 19, 2003
Mid Ohio Securities Arm Private-Labels Indy-K
The affiliate of Mid Ohio Securities is extending its IRA focus to enter the growing Individual 401(k) marketplace...
401kWire.com - Monday, May 19, 2003
A Good Environment For a New Fund
Mass. sponsor adds to its investment options...
401kWire.com - Friday, May 19, 2000 - Reader Rating: 3
Staying the Course Isn't all Good News
Hewitt Associates found that participants showed little reaction to the recent market turbulence. What matters isn't what they did, but why they did it...
MutualFundWire.com - Friday, May 19, 2000 - Reader Rating: 3
Happy Days
Putnam reports booming sales for advisor-sold plans...
401kWire.com - Friday, May 19, 2000 - Reader Rating: 3
Seminars: They're the Rage for Business Development
A few tips for conducting a succesful seminar...
MutualFundWire.com - Friday, May 19, 2000 - Reader Rating: 3
May 19, 2000
To report or not to report ... Campaign finance fraca ... Take that, frequent traders...
401kWire.com - Friday, May 19, 2000 - Reader Rating: 3
May 19, 2000
To report or not to report ... Campaign finance fraca ... Take that, frequent traders...
MutualFundWire.com - Friday, May 19, 2000 - Reader Rating: 3
State Street CEO Steps Down
David Spina takes the reins...
MutualFundWire.com - Friday, May 19, 2000 - Reader Rating: 3
State Street CEO Steps Down
David Spina takes the reins...
401kWire.com - Friday, May 19, 2000 - Reader Rating: 3
A Look at the DC Market in Europe
The following is the first of three reports from the IBC 3rd Annual Defined Contribution Conference held this week in London, England...
MutualFundWire.com - Wednesday, May 19, 1999 - Reader Rating: 3
California Tech Firm Switches Vendors
Long Beach, California-based First Consulting Group (Nasdaq: FCGI) has bundled its 401(k) plan with New York Life Benefit Services, Inc., Patricia Lowery, a human resources official with the firm, told the 401kWire.com. The plan has 2,000 participants and $48 million in assets...
401kWire.com - Wednesday, May 19, 1999 - Reader Rating: 3
BONY New Custodian for Amex FA Global
The Bank of New York will custody $6.3 billion of American Express Financial Advisor's overseas assets, including mutual funds...
MutualFundWire.com - Wednesday, May 19, 1999 - Reader Rating: 3
Invesco Thinks Europe
It seems like defined contribution plans in the international arena are getting greater and greater attention. First, there was the United Kingdom. Then there was Japan. Now, there is continental Europe. Invesco Retirement and Benefits Services has named Rino Schena to be its manager of defined contribution market development for Europe...
401kWire.com - Wednesday, May 19, 1999 - Reader Rating: 3
Transition at Newport Pacific
Liberty's Asian equity arm, Newport Management, implements its succession plan, replacing the president and naming a new chief investment officer...
MutualFundWire.com - Wednesday, May 19, 1999 - Reader Rating: 3
Odd Lots, May 19, 1999
Pilgrim & manager in brouhaha ... State Street Research habla Espanol ... and more...
MutualFundWire.com - Wednesday, May 19, 1999 - Reader Rating: 3
Is There a 401k Gender Gap?
Women are as likely, if not more so, to invest their earnings in their employer's 401(k) as men are. They are also just as likely to direct their investments to mutual funds as they are to fixed-income assets. So says a new report from Watson Wyatt Worldwide, which contradicts conventional wisdom...
401kWire.com - Tuesday, May 19, 1998 - Reader Rating: 3
Week of May 17, 1998
June, 1998. Bloomberg: Personal Finance
In the controversial article "No Match?", Lynn Brenner writes that Roth IRA's may have a couple of advantages over 401(k) plans: unlimited investment choices and greater access to the money. Brenner argues that Roth IRA's are not perfect, but that they do offer participants a viable alternative to a 401(k) plan, especially 401(k) plans with weak investment lineups and other deficiencies. The author also ..

401kWire.com - Tuesday, May 19, 1998 - Reader Rating: 3
Echlin Makes Changes for Employees
Branford, CT-based Echlin, Inc. (NYSE: ECH) has made some improvements to its 401(k) plan, Armand Flynn, director of benefits, told the 401kWire. The plan has approximately $200 million in assets with between 8,000 and 9,000 employees...
401kWire.com - Tuesday, May 19, 1998 - Reader Rating: 3
Guardian Targets Aggressive Growth in the Small 401k's
Recent efforts by Guardian Life Insurance Company of America to ramp up its 401(k) sales are working according to officials at the firm. The New York-based insurance company saw 401(k) sales jump 112% during 1997, according to Eileen McDonnell, vice president, group pensions. Recently, its 401(k) assets passed the $1 billion mark. Guardian is targeting the small plan market (plans with fewer than 250 participants) for its efforts...
401kWire.com - Tuesday, May 19, 1998 - Reader Rating: 3
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