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News Stories Archives - Since 1998
Millennials Favor Financial Security More Than Baby Boomers
Baby boomers are actually more glued to their smart phones, whereas millennials favor their financial security, according to a new survey...
401kWire.com - Friday, April 28, 2017
M* Shares High Hopes For These Nine Managers
Two top Morningstar insiders highlight asset management "partners for the next decade" for advisors...
MutualFundWire.com - Friday, April 28, 2017
Filings for Fundsters - April 28, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Friday, April 28, 2017
Wagner Law Provides IRS 403(b) Compliance Service
The law firm received IRS approval for its 403(b) plan service. ..
401kWire.com - Friday, April 28, 2017
Fink Paints an Un-Pretty Picture of Asset Manager M&A
On stage at the M* conference, the BlackRock chief shares thoughts on the future of BlackRock, wealth and asset management, self-indexing, and more...
MutualFundWire.com - Friday, April 28, 2017
Pensionmark Hosts 2017 National Advisor Conference
This week, Pensionmark is hosting more than 80 401(k) plan advisors (KPAs) in beautiful San Diego, California for a three-day collaboration! ..
401kWire.com - Friday, April 28, 2017
DoL Secretary is Confirmed
Alexander Acosta is confirmed as labor secretary. ..
401kWire.com - Friday, April 28, 2017 - Reader Rating: 4
Flanagan Makes a $25B AUM ETF Deal Across the Pond
A private equity giant and five big banks agree to sell a European ETF shop to Invesco...
MutualFundWire.com - Friday, April 28, 2017
14 Financial Wellness Options
Neil's Note -- Today's column features a new voice: my colleague B. Peter Wonzer. This week, he offers a list of different players in the financial wellness space...
401kWire.com - Thursday, April 28, 2016 - Reader Rating: 5
The House Passes an Anti-Fiduciary Reg Resolution
Yet the Obama administration has already promised a presidential veto...
401kWire.com - Thursday, April 28, 2016 - Reader Rating: 4.5
Chetney Welcomes a Mid-South KPA Firm
Bill Chetney adds a Kansas City member firm to GRPAA...
401kWire.com - Thursday, April 28, 2016 - Reader Rating: 1.5
Keating Expands Voya's Large Market Sales Team By Two
Steve Keating's large corporate markets division welcomes two new hires...
401kWire.com - Thursday, April 28, 2016 - Reader Rating: 5
A $21B Alts Shop's Fund Arm Leaves a Subadvisory Slot
The $62.3-million mutual fund has 10 other subadvisors...
MutualFundWire.com - Thursday, April 28, 2016 Views
Obama to Veto Anti-Fiduciary Bill
The Obama Administration issues the threat of a veto to anti-fiduciarl rule sponsors...
401kWire.com - Thursday, April 28, 2016 - Reader Rating: 4
'Participant Experience' is Not An Industry Buzz Word
Broadridge Financial Solutions hosts a seminar online to encourage improved participant experiences. ..
401kWire.com - Thursday, April 28, 2016 - Reader Rating: 3.5
Empower and Hancock Win in Manhattan
The two retirement plan recordkeepers landed awards this week at a mutual fund industry event...
401kWire.com - Thursday, April 28, 2016 - Reader Rating: 2.33
Schwab Drops A Shares, But How Much?
The WSJ breaks the news about the brokerage giant's move away from load mutual funds, but the devil could be in the details...
MutualFundWire.com - Thursday, April 28, 2016 Views
Baltimore Fundsters Are Open For Business
Yesterday Baltimore shook as riots broke out in multiple parts of downtown near at least five mutual fund firm HQs. At least one of those HQs remains closed, though the firm's continuing to serve its clients...
MutualFundWire.com - Tuesday, April 28, 2015 Views
Prepare For the NextShares Push
An Eaton Vance subsidiary is about to kick off an education-focused advertising campaign about its next-gen, ETF-like structure...
MutualFundWire.com - Tuesday, April 28, 2015 Views
NFP's Nick Della Vedova Appoints an ERISA Specialist
A retirement plan consultant and ERISA specialist has just entered the NFP building...
401kWire.com - Tuesday, April 28, 2015
Do Healthcare Employers Care More About Employee Retirement Security?
Lincoln says: Yes...
401kWire.com - Tuesday, April 28, 2015
Alicia Munnell Lists The Three Components of Saving Enough For Retirement
Most Americans are hearing the echoes of uncertainty when it comes to their retirement plans and not enough people are saving for retirement in their DC plans. Retirement researcher Alicia Munnell aims at tackling problems evident in the retirement marketplace...
401kWire.com - Tuesday, April 28, 2015
401k Generation Expands Its 401k Presence
401k Generation Inc, a Winter Park, Florida-based RIA servicing over 800 company sponsored 401(k) plans nationally, just partnered with two different practices to expand its retirement service efforts! ..
401kWire.com - Tuesday, April 28, 2015 - Reader Rating: 4.5
$1.1B Plan Searches for Recordkeeper
CSU's 403(b) plan may consolidate its recordkeepers or stay with multiple vendors. ..
401kWire.com - Tuesday, April 28, 2015 - Reader Rating: 3
DC I-O Changes at American Century
Missouri-based investment management firm hires new VP and promotes from within. ..
401kWire.com - Tuesday, April 28, 2015 - Reader Rating: 1.5
As Baltimore Reels, Many Fundsters Will Work Remotely
T. Rowe Price and Legg Mason are two of the employers in the riot-torn city's downtown that closed their HQs early yesterday...
MutualFundWire.com - Tuesday, April 28, 2015 Views
A Florida KPA Moves To a New Practice
A 401(k) plan advisor (KPA) shop in Florida has recently added on a new hire!..
401kWire.com - Tuesday, April 28, 2015 - Reader Rating: 5
Watch Out Nasdaq, Here Comes Neil Hennessy
Acquisition hungry firm looks for more liquidity and investor attention...
MutualFundWire.com - Monday, April 28, 2014 Views
A Florida Public Plan Administrator Firm Is Set to Acquire
Ft. Walton Beach, Florida-based 403(b) and 457 administrator TSA Consulting Group yesterday announced its planned acquisition of Security Financial Resources' 403(b) Plan Solutions Program...
401kWire.com - Monday, April 28, 2014
Four More Bang Stadion's Anti-Risk Drum
The Georgia-based asset manager hires four sales people...
MutualFundWire.com - Monday, April 28, 2014 Views
Fee Disclosure Is TPAs' Ticket to Fighting Fee Compression
A speaker at NAFE 2014 tells attendees to look on the bright side of all the new notices that need to be sent out...
401kWire.com - Monday, April 28, 2014
When It Comes to Referrals, "The Person With the Better Process Wins"
A DC I-O national sales manager speaks at the 2014 NAFE in Sin City...
401kWire.com - Monday, April 28, 2014
Roth Participants Defer More to DC Plans
...according to Aon Hewitt's new white paper scrutinizing Roth usage in DC plans. ..
401kWire.com - Monday, April 28, 2014
Advisors Spur 401k Satisfaction
Plan sponsors can't get no satisfaction. Or at least not as much as those who work with a financial advisor, a new study finds. ..
401kWire.com - Monday, April 28, 2014 - Reader Rating: 5
Aspire Debuts a Digital Playbook for TPAs
The Tampa-based recordkeeper announced its TPA Playbook for Success today...
401kWire.com - Monday, April 28, 2014
DC Participants Defer More at the Smallest Sponsors
...according to a new white paper published by payroll giant ADP. ..
401kWire.com - Monday, April 28, 2014 - Reader Rating: 5
Seen and Heard at fi360 INSIGHTS 2014
Last week the fi360 team held their tenth annual INSIGHTS conference, this time at the spacious and classy new Omni hotel in downtown Nashville, Tennessee...
401kWire.com - Monday, April 28, 2014 - Reader Rating: 5
State Street Sends 400 More to the Street
Since 2010, the Massachusetts asset manager has cut 2,960 jobs, according to the Boston Globe...
MutualFundWire.com - Monday, April 28, 2014 Views
Morningstar Pays More Than $3 Million to a Departing Exec
The mutual fund ratings giant reveals details of a severance agreement for a former big shot at the firm...
MutualFundWire.com - Thursday, April 28, 2011 Views
An RIA-Support Giant Targets 401ks With Epic
A national firm teams up with the Empire State recordkeeping TPA...
401kWire.com - Thursday, April 28, 2011
Starting Your Own Fund Family: Hire Expert Counsel
Step two in our eight-step primer for starting a fund family is hiring expert counsel...
MutualFundWire.com - Thursday, April 28, 2011 Views - Reader Rating: 5
Schwab Helps TPAs Reach Terminated Participants
The brokerage giant preps a service for its independent recordkeeper clients...
401kWire.com - Thursday, April 28, 2011
CPI Hires a Wholesaler From Within
Updated | The Kansas-based CUNA Mutual Group subsidiary elevates one of its own...
401kWire.com - Thursday, April 28, 2011
AARP's 401k Fee Calculator Arrives
The non-profit officially unveils a new offering and partnership...
401kWire.com - Thursday, April 28, 2011 - Reader Rating: 4.86
A Value Fund Shop Merges With an SMA Manager
Updated | Two Empire state firms combine to make an asset manager with $9.8 billion in AUM, including a $1.6-billion family of mutual funds...
MutualFundWire.com - Thursday, April 28, 2011 Views
A Texas TPA Looks to Expand
Possibly via acquisitions...
401kWire.com - Thursday, April 28, 2011 - Reader Rating: 4.75
Krawcheck Anoints LaMothe's Successor Atop Merrill
Who will lead Bank of America's wirehouse?..
MutualFundWire.com - Thursday, April 28, 2011 Views
Arrow Plans to Launch Alternative ETFs
The five-year-old firm is planning to include alternative ETFs in its product menu...
MutualFundWire.com - Thursday, April 28, 2011 Views - Reader Rating: 5
An Oil Player Moves Into Mutual Funds
Updated | An affiliate of an oil and natural gas company adds mutual funds...
MutualFundWire.com - Thursday, April 28, 2011 Views
Lincoln's DC Income Grows While Deposits Shrink
The company released its Q1 2010 earnings, showing a dip in two areas...
401kWire.com - Wednesday, April 28, 2010
A Stock-Drop Suit Settles For Under a Million
A case against a financial services company has reached a settlement...
401kWire.com - Wednesday, April 28, 2010 - Reader Rating: 3
Participants Find Roth IRA Conversion Confusing
In a new survey, Fido found that Roth conversions are up, but many investors are still unclear on the process...
401kWire.com - Wednesday, April 28, 2010 - Reader Rating: 3
Matrix Partners to Offer Interactive Online Education
A subsidiary of the Bluff Point firm makes a new alliance...
401kWire.com - Wednesday, April 28, 2010
How Do You Ensure Consistency of Message From Your Wholesalers?
A communications firm unveils a new interactive coaching system designed to help wholesalers and their home offices improve delivery of information...
MutualFundWire.com - Wednesday, April 28, 2010 Views
Sales and Marketing Chief Departs a Recordkeeper
A full service, open architecture provider says goodbye to a top exec...
401kWire.com - Wednesday, April 28, 2010 - Reader Rating: 1.5
Ryan Jacob Debuts Two New Funds
The manager of the Jacob Internet Fund launches two new products..
MutualFundWire.com - Wednesday, April 28, 2010 Views - Reader Rating: 5
A Fiduciary Software Co Hires a Tech Chief
The company is adding team members to its new online tool..
401kWire.com - Wednesday, April 28, 2010
Invesco Spends Another $17.2 Million on the Van Kampen Deal
The mutual fund firm expects to close the acquisition on June 1...
MutualFundWire.com - Wednesday, April 28, 2010 Views
UBS' Americas Asset Management Chief Takes a Leave of Absence
The swiss bank names a new leader to runs its asset management arm in the New World...
MutualFundWire.com - Wednesday, April 28, 2010 Views
Two More Advisors Join a Delaware-Based Team
A small market advisor expands his reach with two new branches, one in Delaware and one in Pennsylvania...
401kWire.com - Wednesday, April 28, 2010
Transamerica Gives Participants Mobile Account Access
The company has upgraded technology for participants with iPods and iPads..
401kWire.com - Wednesday, April 28, 2010 - Reader Rating: 4
Franklin's Earnings and Flows Rise
The California-based mutual fund firm unveils its Q2 results...
MutualFundWire.com - Wednesday, April 28, 2010 Views
Nuveen Faces Closed-End Flak
The WSJ devoted Fund Track to legal attack on the Chicago-based asset manager...
MutualFundWire.com - Wednesday, April 28, 2010 Views
Ivy's Best-Selling Fund Sprouts a Sibling
Ivy Funds execs are preparing to unveil the new fund next week...
MutualFundWire.com - Wednesday, April 28, 2010 Views
What Does the Recent Scandal Mean for Goldman's Fund Business?
The WSJ attacks the giant investment bank for launching trendy mutual funds at market peaks and for unexciting performance...
MutualFundWire.com - Wednesday, April 28, 2010 Views - Reader Rating: 5
Another Fund Watcher Points to Rising Fees
A columnist forecasts higher expense ratios...
MutualFundWire.com - Tuesday, April 28, 2009 Views
Why Wells Fargo, Busy with the Integration, Pulled the Trigger on Another Deal
UPDATED| Joe Ready talks to The 401kWire regarding how the deal came about and how many people Wells Fargo is bringing over from Comerica...
401kWire.com - Tuesday, April 28, 2009 - Reader Rating: 4.5
S&P Takes Fidelity's Rating Down a Notch
The ratings agency lowers its assessment of the holding company for the Boston Behemoth...
MutualFundWire.com - Tuesday, April 28, 2009 Views
Water Main Break Forces the Closure of T. Rowe's HQ
A water main break in downtown Baltimore Tuesday morning has caused companies, including T. Rowe Price, to close their offices...
MutualFundWire.com - Tuesday, April 28, 2009 Views
Van Kampen Launches Six Sub-Advised Quant Funds
The Morgan Stanley subsidiary partners with a Connecticut asset manager...
MutualFundWire.com - Tuesday, April 28, 2009 Views
AUM and Net Income Decline Again at Franklin
The California-based asset manager unveils its first quarter results...
MutualFundWire.com - Tuesday, April 28, 2009 Views
The Wells Fargo Stagecoach Picks Up a DC Acquisition
UPDATED| Wells Fargo has agreed to purchase a DC recordkeeping business...
401kWire.com - Tuesday, April 28, 2009 - Reader Rating: 3.4
Boehner Strikes Back Against Ghilarducci
The House Minority Leader attacks retirement-related proposals from the Democrats and offers a few of his own...
401kWire.com - Tuesday, April 28, 2009 - Reader Rating: 5
A Trade Group Taps a New Exec for its Retirement Offering
A $3 bilion-dollar DC program brings on a new executive director...
401kWire.com - Tuesday, April 28, 2009
Geithner Appoints a Deputy for Retirement and Health Policy
Tim Geithner has tapped a deputy assistant secretary for retirement and health policy...
401kWire.com - Tuesday, April 28, 2009
An ETF Advocate IDs 2,335 Mutual Fund Lemons
Doug Fabian has released his latest list of mutual fund lemons...
MutualFundWire.com - Tuesday, April 28, 2009 Views - Reader Rating: 5
How Have Three Once-Mighty Stock Funds Fared?
Morningstar sees substantial outflows from funds that previously were top performers...
MutualFundWire.com - Tuesday, April 28, 2009 Views
WSJ Spotlights a Game-Changing Deal
In Tuesday's Wall Street Journal Fund Track column, John Spence ponders the impact of iShares' sale...
MutualFundWire.com - Tuesday, April 28, 2009 Views
An Asset Manager Climbs Back to the Black
A Midwestern firm managed positive Q1 net income, despite pumping several million dollars into some of its funds...
MutualFundWire.com - Tuesday, April 28, 2009 Views
Stable Value Wrapper Doubles Down
In the wake of the departure of one stable value wrapper, another firm looks to expand in the business. ..
401kWire.com - Monday, April 28, 2008 - Reader Rating: 3
Fiduciary Experts Help Advisors Customize Due Diligence
A Pennsylvania-based firm updates its online tools. ..
401kWire.com - Monday, April 28, 2008 - Reader Rating: 4
AUM Slips For Top 25 Fund Firms in Q1
The first quarter was not kind to fund firms in terms of asset gathering...
MutualFundWire.com - Monday, April 28, 2008 Views
SoCal Fund Firm Taps New CEO
Al Frank Asset Management has named a chief executive officer...
MutualFundWire.com - Monday, April 28, 2008 Views
Former NFP Securities Head Lands at SoCal Firm
Jeff Montgomery, who left NFP Securities back in January, has landed a new position...
MutualFundWire.com - Monday, April 28, 2008
Baum Has Big Plans for Dreyfus
New CEO Jon Baum knows where he wants Dreyfus to be...
MutualFundWire.com - Monday, April 28, 2008 Views
MLIM's U.K. Funds Officially Given the BlackRock Name
The biggest fund family of the 80's is no more...
MutualFundWire.com - Monday, April 28, 2008 Views
Falcon Leaves the Merrill Lynch Nest
UPDATED | Merrill Retirement will have a new top executive as two senior figures are moving out...
401kWire.com - Monday, April 28, 2008 - Reader Rating: 3.67
Montag Gives in to Thain
John Thain has finally snagged Thomas Montag to be the head of global sales and trading at Mother Merrill...
MutualFundWire.com - Monday, April 28, 2008
GEAM Makes a Sub-Advisory Hire
GE Asset Management is signaling a new focus on sub-advisory relationships with a new hire...
MutualFundWire.com - Monday, April 28, 2008 Views
Vanguard to Break Ground on Long-Awaited Complex
Vanguard may be weathering the rough times in the market well...
MutualFundWire.com - Monday, April 28, 2008 Views
Does an Alpha-Beta Squeeze Explain Sequoia?
The Financial Times paints a gloomy outlook for mutual fund advisors in what could be considered a confused analysis of current trends...
MutualFundWire.com - Monday, April 28, 2008 Views - Reader Rating: 2
New Study: Fund Firms Less Trustworthy than Mechanics
A new cogent study finds that high-net-worth investors have major trust issues with fund firms...
MutualFundWire.com - Monday, April 28, 2008 Views
Report Cites Small Plan Market Innovators
Corporate Insight went "shopping" for a small 401k plan offered through broker-dealers and found two innovative products along with a raft of "me-too" offerings...
401kWire.com - Friday, April 28, 2006 - Reader Rating: 1
What Have You Done for EGTRRA Lately?
TPAs profess concern about the future of EGTRRA permanency provisions, but few are talking to plan sponsors about the issue -- or pursuing lobbying channels...
401kWire.com - Friday, April 28, 2006
Watson Wyatt: DC Plans Threaten Workers' Retirements
The consulting firm has lost out in the shift to 401k plans from defined benefit plans, and the bitterness is showing...
401kWire.com - Friday, April 28, 2006 - Reader Rating: 2
Hartford 401(k) Growth Continued in First Quarter
With an expanding sales team and reorganized retirement plan business, The Hartford expected a strong showing by its 401(k) side in the first quarter -- and is looking ahead to a run of double-digit growth figures...
401kWire.com - Friday, April 28, 2006
Silver ETF Starts Trading
Barclays Global Investors launched its silver exchange-traded fund on the American Stock Exchange, a day after the the Securities and Exchange Commission approved the registration for the investment vehicle...
MutualFundWire.com - Friday, April 28, 2006 Views
Franklin Resources Q2 Profit Slides
Franklin Resources Inc. on Thursday reported a second-quarter net income of $196.5 million, down 11 percent from $221.3 million a year ago...
MutualFundWire.com - Friday, April 28, 2006 Views
Morgan Stanley Merging Funds
Morgan Stanley will be merging its Morgan Stanley Growth Fund with its Morgan Stanley American Opportunities Fund, contingent on shareholder approval...
MutualFundWire.com - Friday, April 28, 2006 Views
Amvescap Pay Package Approved by Slim Majority
Media attention and exhortations from a shareholder activist group influenced Amvescap investors to question the firm's proposed executive pay package, it appears -- but the package squeaked by nonetheless...
MutualFundWire.com - Friday, April 28, 2006 Views
Amvescap CEO Sees Continued Role in DC Market
The fund manager sees mores finals for its investment only business. Plans on sale of its U.K. DC admin business...
401kWire.com - Thursday, April 28, 2005 - Reader Rating: 4
Mid-Atlantic TPA Expands Services to Fund Firms
A TPA will provide recordkeeping for a fund firm...
401kWire.com - Thursday, April 28, 2005 - Reader Rating: 1.5
Principal Woos RIAs
The provider tries to make waves in another intermediary channel...
401kWire.com - Thursday, April 28, 2005 - Reader Rating: 2.5
Newkirk Revamps Pub
A publication gets a fresh face in time for summer...
401kWire.com - Thursday, April 28, 2005
Franklin's Earnings In-Line
Franklin Resources met analysts' expected earnings estimates for the first quarter, reporting $0.92 per diluted share, or net income of $240.0 million. Total AUM was up 11 percent quarter over quarter, driven by increases in retail and institutional assets .....
MutualFundWire.com - Thursday, April 28, 2005 Views
Bisys Skips Earnings, Citing Fund Probes
The company says its experiencing elevated expenses as a result of the probes...
MutualFundWire.com - Thursday, April 28, 2005 - Reader Rating: 3
Fund Plays Copycat to Berkshire Hathaway
Here's a novel idea for a new fund -- simply mimic what someone else is doing .....
MutualFundWire.com - Thursday, April 28, 2005 Views - Reader Rating: 4
March ETF Assets
ETF assets increased $2.17 billion in March. Global equity and bond assets rose; domestic equity assets fell...
MutualFundWire.com - Wednesday, April 28, 2004 Views
Spring Cleaning at Morgan Stanley
The firm plans to close seven retail funds, six institutional funds and four separately managed account portfolios...
MutualFundWire.com - Wednesday, April 28, 2004 Views
Opting Out of Investment Mapping
When it took over the North Carolina 401(k) Plan, Prudential Retirement let participants keep mutual funds offered by the previous provider...
401kWire.com - Wednesday, April 28, 2004 - Reader Rating: 4
Probe Hits Home Across the Puddle
Europe's largest publicly traded money manager may be setting cash aside to cover costs related to a U.S. mutual fund probe...
MutualFundWire.com - Wednesday, April 28, 2004 Views
DTCC Board Recognizes New CFO
Ellen Levine is promoted from managing director of finance...
401kWire.com - Wednesday, April 28, 2004
Preliminaries Drag On In Seeger Kenyon Case
A third hearing in the case of Grant Seeger, William Kenyon and Paul Flynn was postponed for a week...
401kWire.com - Wednesday, April 28, 2004 - Reader Rating: 5
Fido Tailors Ed Materials for Advisors
Advisors working with the Fidelity Premium products get a new way to educate participants...
401kWire.com - Wednesday, April 28, 2004 - Reader Rating: 4
Janus Settles For $226.2 Million
Scandal-plagued fund firm moves quickly to reach settlement with NYAG, SEC and Colorado authorities...
MutualFundWire.com - Wednesday, April 28, 2004
Goodrich to Cut 401(k) Match
The aerospace products concern joins the list of companies curtailing 401(k) matching contributions...
401kWire.com - Monday, April 28, 2003
Scudder Outsourcing May be Near
Word is that Scudder and ADP are near a deal. No firm news after two years of consistent rumors though...
401kWire.com - Monday, April 28, 2003 - Reader Rating: 3
Mexico Concern Taps Provider for U.S. Subs
Grupo Imsa taps a new integrated provider for the $55 million combo DB-DC mandate launched on behalf of its two U.S. subsidiaries...
401kWire.com - Monday, April 28, 2003
Four Subadvisors Land Mandates
Two new funds will each offer dual subadvisors...
MutualFundWire.com - Monday, April 28, 2003 Views - Reader Rating: 4
Turning on the Tap at T Rowe Price
The fund complex said its flows in the first quarter were the best in five years...
MutualFundWire.com - Monday, April 28, 2003 Views
Push for Pay Disclosure Grows
What are European fund managers paid. The problem some say is that no one knows for sure...
MutualFundWire.com - Monday, April 28, 2003 Views
Will SARS be the Next Big Thing Holding Back Funds?
The Asian fund industries experience does not bode well for funds if the disease makes the leap into the United States...
MutualFundWire.com - Monday, April 28, 2003 Views
Komansky Makes it Official
After 36 years, the Merrill chief officially stepped aside this morning...
MutualFundWire.com - Monday, April 28, 2003 Views
Shrinkage Ahead?
Good times in the fund industry are a thing of the past, warns investor...
MutualFundWire.com - Monday, April 28, 2003 Views
Closed-End Fund Targets Distressed Debt
Franklin is putting Winters and Embler in charge of its newest offering...
MutualFundWire.com - Monday, April 28, 2003 Views
Outflow Streak Grows Longer
The streak of net redemptions at Putnam is just a month away from reaching two years...
MutualFundWire.com - Monday, April 28, 2003 Views
Fido Manager Forms Hedge Fund
The portfolio manager at Fidelity Fifty heads off on his own after less than a year...
MutualFundWire.com - Monday, April 28, 2003 Views
Law Firm May Add Longer-term Bond Option
This Florida-based firm, which employs a pro-active investment review, continually seeks the best fit for its 3,000-participant DC program...
401kWire.com - Monday, April 28, 2003
Schwab Becomes a Banker
The San Francisco firm widens its sights, but will it lose focus?..
MutualFundWire.com - Monday, April 28, 2003 Views
Providian Financial Settles 401k Lawsuit
The settlement of the class action lawsuit entails an $8.6 million payout...
401kWire.com - Monday, April 28, 2003
Business Logic Charms in Charm City
The Chicago firm will be providing services to T. Rowe Price...
401kWire.com - Friday, April 28, 2000 - Reader Rating: 3
Respecting Your Elders
Scudder assists an often overlooked demographic with investments and investment decisions...
MutualFundWire.com - Friday, April 28, 2000 - Reader Rating: 3
Take Three Funds And Call Me In The Morning
Pittsburgh sponsor adds three funds from Vanguard...
401kWire.com - Friday, April 28, 2000 - Reader Rating: 3
Conseco CEO and CFO Depart
The president of Thomas H. Lee Partners, a Conseco director, is the new interim chairman and CEO after the sudden departure of the firm's CEO and CFO...
MutualFundWire.com - Friday, April 28, 2000 - Reader Rating: 3
PaineWebber To Buy Southeastern Brokerage
PaineWebber makes a purchase in an effort to increase its presence in the Southeast...
MutualFundWire.com - Friday, April 28, 2000 - Reader Rating: 3
Fidelity To Co-Brand Funds With Investors Group
The Boston Behemoth is increasing its Northern exposure with a new series of funds, co-branded with Canada's biggest fund company, Investor's Group...
MutualFundWire.com - Friday, April 28, 2000 - Reader Rating: 3
April 28, 2000
We love you, Tom Bailey ... Monthly scorecard ... Fido managerial departures may mean trouble ... Folios to make their debut ... Merrill and A.G. Edwards team up. ..
401kWire.com - Friday, April 28, 2000 - Reader Rating: 3
Beryllium Producer Pondering New Provider
Cleveland sponsor looking around...
401kWire.com - Friday, April 28, 2000 - Reader Rating: 3
April 28, 2000
We love you, Tom Bailey ... Monthly scorecard ... Fido managerial departures may mean trouble ... Folios to make their debut ... Merrill and A.G. Edwards team up...
MutualFundWire.com - Friday, April 28, 2000 - Reader Rating: 3
Survey Reveals Participants Still Lack Savvy
As more and more effort, time, and money are spent educating plan participants it is worth taking a step back and asking a simple question: Is it all working? Every couple years John Hancock Financial Services takes this step back with its Defined Contribution Plan Survey...
401kWire.com - Wednesday, April 28, 1999 - Reader Rating: 3
Scudder Converting New Europe Fund
Scudder has approved the conversion of New Europe from a closed-end fund to a mutual fund and will acquire the assets of the Kemper Europe Fund...
MutualFundWire.com - Wednesday, April 28, 1999 - Reader Rating: 3
Dallas Taps Fidelity
The City of Dallas, Texas has chosen the Boston Behemoth to be the bundled provider for its 401(k) plan, Guy Tuggle, manager of deferred compensation, told the 401kWire.com. The plan has 4,700 participants and $100 million in assets...
401kWire.com - Wednesday, April 28, 1999 - Reader Rating: 3
GE Capital Names Japan Head
GE Capital names president of GE Capital Japan...
MutualFundWire.com - Wednesday, April 28, 1999 - Reader Rating: 3
SEI to Offer Clients First Data Recordkeeping
Have you noticed a large number of 401(k) provider alliances around lately? So has the 401kWire.com. Most recently, J.P. Morgan|American Century tapped ADP for recordkeeping services for the former's smaller plans. Now, SEI Investments will be offering its clients full-service 401(k) recordkeeping and administration from First Data Corporation...
401kWire.com - Wednesday, April 28, 1999 - Reader Rating: 3
Morgan Speeds Web Portfolio Access
Morgan Stanley Dean Witter is expanding its relationship with EMC to fully integrate its web-based financial services...
MutualFundWire.com - Wednesday, April 28, 1999 - Reader Rating: 3
Union Bank of California Makes Acquisition
Los Angeles, California-located Union Bank of California will be acquiring the business portfolio of Imperial Trust Company, which is a subsidiary of Imperial Bank...
401kWire.com - Wednesday, April 28, 1999 - Reader Rating: 3
Odd Lots, April 28, 1999
Cash flows rebound, but few win ... How Scudder Kemper won Web traffic ... Are fund investors overly optimistic?..
MutualFundWire.com - Wednesday, April 28, 1999 - Reader Rating: 3
Spectrem Adds to DC Staff
The Spectrem Group is rounding out its consulting staff with the addition of three consultants. Among the new hires is Stephen P. Cronin, who had formerly headed the defined contribution plan administration and marketing area at Federated Services Company...
401kWire.com - Tuesday, April 28, 1998 - Reader Rating: 3
Rohm & Haas Boosts Flexibility in Formula by Adding Daily Valuation
Philadelphia, PA-headquartered Rohm & Haas Company (NYSE: ROH) is moving to daily valuation for its 401(k) plan, Alan Heuss, retirement benefits strategist, told the 401kWire. The plan has approximately $900 million in assets and 8,500 participants...
401kWire.com - Tuesday, April 28, 1998 - Reader Rating: 3
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