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News Stories Archives - Since 1998
A $60B-AUM Shop Puts a Bitcoin Strat In an MF
The new mutual fund invests primarily in bitcoin futures, not directly in the cryptocurrency itself...
MutualFundWire.com - Friday, July 30, 2021
In KY, a 28-Year Fido Vet Departs
The executive previously worked at Bankers Trust...
401kWire.com - Friday, July 30, 2021
From the TSP to RCH
Spencer Williams hires in D.C. as an industry veteran retires...
401kWire.com - Friday, July 30, 2021
An Accounting Firm Sells Its 850-Plan TPA Biz
A Midwestern firm snaps up the 19-person unit...
401kWire.com - Friday, July 30, 2021 - Reader Rating: 5
Bond, Equity, and Money Funds All Share In $29B of Inflows
Refinitiv Lipper's team reveals the latest weekly U.S. fund flows data...
MutualFundWire.com - Friday, July 30, 2021
In the Southeast, an Ameritas VP Departs
The exec joined the provider in 2019...
401kWire.com - Friday, July 30, 2021
So You Want to Podcast
Creating a digital audio series is one way to keep connecting with clients and prospects remotely, on their own time...
401kWire.com - Thursday, July 30, 2020
Moving from Pitch to Value-Add
A reader offers perspective on the changing role of wholesalers in a post-pandemic world...
MutualFundWire.com - Thursday, July 30, 2020 Views
After Four Years, a MassMutual Exec Takes Over a Unit At Its B-D
The exec is a veteran of MetLife and Travelers..
401kWire.com - Thursday, July 30, 2020 - Reader Rating: 5
There's a PEP For Vets
The organizers think this new plan will be the first PEP in the medical industry...
401kWire.com - Thursday, July 30, 2020
A Postponed Combo Conference Goes Virtual Next Month
The event combines a pair of events that originally been scheduled to take place in person back in April...
401kWire.com - Thursday, July 30, 2020
A 24-Year-Old Fund Family Rebrands
The subadvised fund firm's team is also about to launch another mutual fund...
MutualFundWire.com - Thursday, July 30, 2020 Views
Two Key KPA Tests Go Virtual: Training Is Next
Advisors can now take online tests for these designations. Online training is coming soon, too...
401kWire.com - Thursday, July 30, 2020
A Boston Fundster Falls to His Death
A journalist- and author-turned-mutual-fund-executive dies out west...
MutualFundWire.com - Tuesday, July 30, 2019 Views
A PE-Backed Shop Promotes a Chief
A Kansas-based asset manager names a chief financial officer...
MutualFundWire.com - Tuesday, July 30, 2019 Views
DC I-O Inflows Rise 26 Percent At a Gotham Shop
This fund firm has netted positive DC I-O inflows for four quarters in a row...
401kWire.com - Tuesday, July 30, 2019
Via Management Buyout, a Big Bank Spins Off a 401k Shop
The provider now works with more than 6,500 plans and partners with two RKers...
401kWire.com - Tuesday, July 30, 2019
Stadion's StoryLine Lands on a Buffalo RKer's Shelf
StoryLine distribution expands further with a new partnership...
401kWire.com - Tuesday, July 30, 2019
Will a Giant Asset Manager Jump Into Cybersecurity?
A familiar fund firm is reportedly in talks to take over a firm it has invested in...
MutualFundWire.com - Tuesday, July 30, 2019 Views
Fixed Income Funds Win With Participants in Q2
Participants are rebalancing their portfolios to favor fixed income funds...
401kWire.com - Tuesday, July 30, 2019
Ascensus Seals a 2nd Jersey Deal in July
This is the second New Jersey TPA shop Ascensus has bought this month. ..
401kWire.com - Monday, July 30, 2018 - Reader Rating: 5
An ETF Entrepreneur Adds a Marketer and Builds Out Distro
One year in, a Gotham shop now has five funds, seven people, and $320 million in AUM...
MutualFundWire.com - Monday, July 30, 2018 Views
A 20-Year Industry Vet Joins Transamerica in California
The California-based client executive joined the team this summer...
401kWire.com - Monday, July 30, 2018
GRPAA Brings On a 401k Provider Sales Vet
The Calesbad, California based shop is hiring a Shelton capital retirement Vet. ..
401kWire.com - Monday, July 30, 2018 - Reader Rating: 5
Week In Preview, July 30-August 5
This week the teams at the Expect Miracles Foundation, LPL, and Tiburon are all hosting events...
MutualFundWire.com - Monday, July 30, 2018 Views
Week In Preview, July 30-August 5
This week the teams at Resources Investment Advisors, the Retirement Research Consortium, and WiPN are all hosting events...
401kWire.com - Monday, July 30, 2018
KPAs, What Does Your Website Say About You?
401(k) plan advisors (KPAs), what does your company website say about you?..
401kWire.com - Thursday, July 30, 2015
The TSP Likes Mutual Funds
The Federal Retirement Thrift Investment Board endorses 401(k) improvements...
401kWire.com - Thursday, July 30, 2015
LPL Focus 2015 In Pictures
Here's a visual look at the giant indie B-D's conference...
MutualFundWire.com - Thursday, July 30, 2015 Views
LPL Teams Up With M* and More Than 50 Others
The giant indie B-D and RIA custodian is making it easier for its FAs to access a host of different tools...
MutualFundWire.com - Thursday, July 30, 2015 Views
John Hancock Partners Up With M*
John Hancock will offer a new financial wellness tool through a partnership with Morningstar...
401kWire.com - Thursday, July 30, 2015 - Reader Rating: 1
American Century Finds Participants' Biggest Regret
American Century's 2015 National Survey of Defined Contribution Plan Participants finds the biggest regret they have in how they used their plan...
401kWire.com - Thursday, July 30, 2015
MacDonald Frets Over Some Being All In on Stocks
A significant number of Baby Boomers are either putting all of their chips on equities or more than the pros recommend. Fido execs are pushing to change that...
401kWire.com - Thursday, July 30, 2015
LPL's Robo Plan Catches Reporters' Focus
The largest indie B-D in the biz gathered more than 4,000 FAs in Beantown this week. Senior execs at the B-D had lots to talk about, and it was their advisor-friendly robo-advisor idea that won the most press attention...
MutualFundWire.com - Thursday, July 30, 2015 Views
Commonwealth Welcomes a $350MM KPA Team
A 401(k) plan advisor (KPA) shop that aligned with LPL for approximately 12 years has defected to a smaller broker-dealer that better catered to their needs...
401kWire.com - Thursday, July 30, 2015
As an RKer, Do You Know Which of Your Services Are Highly Valued?
A new survey gives some insight from 150 retirement plan industry executives.....
401kWire.com - Wednesday, July 30, 2014
Prescott Takes Over an Institutional Sales Team
The former CPI president and chief marketing officer joins a freshly-acquired vendor to retirement plan providers...
401kWire.com - Wednesday, July 30, 2014
A Survey Shows a Glimmer of Hope for Pre-Retirees
Crisis? What Crisis? A new T. Rowe Price survey finds recent retirees largely content with their nest egg...
401kWire.com - Wednesday, July 30, 2014
Healey Flexes His Muscles
During a conference call with analysts, the chairman and CEO of AMG outlined the four pillars of Healey...
MutualFundWire.com - Wednesday, July 30, 2014 Views
$10MM Nationwide Ruling Offers Lessons in Dealmaking
Earlier in July, a Delaware Superior Court Judge made a $10.3 million ruling against Nationwide in a contract-dispute case involving a spun-off boutique. The case offers some lessons on what to watch out for when crafting deals...
MutualFundWire.com - Wednesday, July 30, 2014 Views - Reader Rating: 4
Wirehouse Tightening Favors DFA, American Funds
RIAs and wirehouses are paring down on the number of fund sponsors that they rely upon, and this is shifting the equilibrium somewhat...
MutualFundWire.com - Wednesday, July 30, 2014 Views
A Connecticut KPA Switches B-Ds
A B-D switcheroo took place at a Connecticut KPA shop...
401kWire.com - Wednesday, July 30, 2014
NYL Retirement Reorgs Sales
The RKer's sales staff is getting a makeover...
401kWire.com - Tuesday, July 30, 2013 - Reader Rating: 3
Chinese-Backed ETF Firm Builds a Distribution Team
The 11-person team, led by a former Hartford Mutual Funds exec, aim to grow marketshare in both advisor and institutional channels...
MutualFundWire.com - Tuesday, July 30, 2013 Views
BlackRock Becomes Advisor for a Portfolio
As of July 11, 2013, BlackRock Advisors [profile] is the investment advisor for the BlackRock Alternatives Allocation Portfolio. BlackRock Financial Management is the sub advisor for the portfolio. [SEC Fili..
MutualFundWire.com - Tuesday, July 30, 2013 Views
SunAmerica Proposes Reorganization of Portfolio
On October 10, 2013, SunAmerica's [profile] shareholders will vote on a proposed reorganization of the Focused Large-Cap Growth Portfolio and the SunAmerica Value Fund. [SEC Filing]...
MutualFundWire.com - Tuesday, July 30, 2013 Views
A John Hancock Fund May Reorganize
John Hancock's [profile] shareholders will vote on the reorganization of the High Income Fund and the John Hancock High Yield Fund. Under this agreement, the fund would transfer all of its assets to High Yield in exchange for shares of High Yield. [SEC Filing]...
MutualFundWire.com - Tuesday, July 30, 2013 Views
JP Morgan Updates Class C Shares for Fund
Beginning on September 3, 2013, Class C Shares of any J.P. Morgan [profile] may be exchanged into the Class C Shares of the JPMorgan Limited Duration Bond Fund, JPMorgan Short Duration Bond Fund and JPMorgan Short-Intermediate Municipal Bond Fund. Beginning with purchases on September 3, 2013, Class C Shares of the JPMorgan Limited Duration Bond Fund, JPMorgan Short Duration Bond Fund, and JPMorgan Short-Intermediate Municipal Bond Fund will be subject to a deferred sales charge of 1.00% on the original cost of Class C Shares of the short bond funds. Class C Shares of the short bond funds purchased prior to September 3, 2013 will not be subject to a deferred sales charge. [SEC Filing] [SEC Filing]...
MutualFundWire.com - Tuesday, July 30, 2013 Views
SunAmerica Fund No Longer Offering Class Z Shares
SunAmerica 's [profile] Value Fund no longer offers Class Z shares. [SEC Filing]...
MutualFundWire.com - Tuesday, July 30, 2013 Views
Direxion's Board Approves Liquidation of Funds
The board of trustees of the Direxion Funds, based upon the recommendation of Rafferty Asset Management [profile], the trustís advisor, and Flexible Plan Investments, the sub advisor for the Evolution Managed Bond Fund, Evolution All-Cap Equity Fund, Evolution Market Leaders Fund and Evolution Alternative Investment Fund, has determined that it is in the best interests of each fund and its respective shareholders to liquidate and terminate the funds. [SEC Filing]...
MutualFundWire.com - Tuesday, July 30, 2013 Views
Lincoln's Hall Hires in Texas
The national sales director for the insurer's bundled retirement plan business just brought a new regional sales director on board...
401kWire.com - Tuesday, July 30, 2013
Can Fidelity Succeed as a Latecomer?
Fidelity's registration for new ETFs, sub-advised by BlackRock, represents a significant change for Fidelity's strategy. ..
MutualFundWire.com - Tuesday, July 30, 2013 Views
Borzi Writes on Abandoned Plans
What happens to them?..
401kWire.com - Tuesday, July 30, 2013
Servicer Launches Distribution 101 Education Series
Series will cover sales, key accounts, portfolio & executive management and marketing & public relations. ..
MutualFundWire.com - Tuesday, July 30, 2013 Views
Musto Adds Two Top Posts at J.P. Morgan
The banking giant's retirement plan services chief confirms a pair of executive hires for brand new positions...
401kWire.com - Tuesday, July 30, 2013 - Reader Rating: 4
Vanguard ETFs Grow Globally
Low cost giant sees AUM growth and product expansions in a number of countries...
MutualFundWire.com - Tuesday, July 30, 2013 Views
A Hospital-Focused Shop Makes the Case For Advisor Hire
A Northeastern benefits consulting shop releases a report on the seven functions of a dedicated retirement plan advisor...
401kWire.com - Tuesday, July 30, 2013
Alt Firm Sees 25 Percent AUM Growth
Shops says growth is a bellwether for popularity of alternatives...
MutualFundWire.com - Tuesday, July 30, 2013 Views
INews: DFA Is Still an Advisor Favorite
Jason Kephart reported on a new survey that showed DFA increased advisors' shares of assets. ..
MutualFundWire.com - Tuesday, July 30, 2013 Views
Barron's Scrutinizes the Fido-BlackRock ETFs
Brendan Conway takes a deep dive into the SEC filing for the funds...
MutualFundWire.com - Tuesday, July 30, 2013 Views
Will Summers Leak Propel Yellen to Fed Chair?
The leak indicating Larry Summers as front-runner for the Fed chair may have doomed the likelihood he would occupy the spot. ..
MutualFundWire.com - Tuesday, July 30, 2013 Views
Rekenthaler: Yale 401k Study Is An "Excellent Resource"
Morningstar's John Rekenthaler took a look at the 401k study published by the now infamous Yale professor Ian Ayres, and actually applauds some parts of it, including its average fee figures. ..
MutualFundWire.com - Tuesday, July 30, 2013 Views
Mirae Finds New Leadership for Its Global ETF Biz
Howard Atkinson will oversee global marketing and rebranding for Mirae ETFs..
MutualFundWire.com - Monday, July 30, 2012 Views
Franklin Resources' Net Flows Down, But Still Positive
The funds firm reports $4.7B of inflows on the quarter...
MutualFundWire.com - Monday, July 30, 2012 Views
Stork and Reaper for July 30, 2012
The MFWire's daily report on mutual fund births, deaths, and changes...
MutualFundWire.com - Monday, July 30, 2012 Views
Another Fund Family Leaves the TDF Field
On the heels of Goldman Sachs, Columbia, and OppenheimerFunds, one more money manager leaves the TDF space...
401kWire.com - Monday, July 30, 2012 - Reader Rating: 1
How Are Stable Value Funds Doing, Really?
Stable value managers pitch in about the outlook for the stable value space..
401kWire.com - Monday, July 30, 2012 - Reader Rating: 5
Hedge Funds Crashing the Mutual Fund Party, Says Barron's
A Barron's columnist looks at the new trend of hedge funds firms starting funds for all investors...
MutualFundWire.com - Monday, July 30, 2012 Views
Jaffe Warns Against New KKR Funds
Chuck Jaffe doesn't think funds backed by hedge funds and PE firms are good for ordinary investors. ..
MutualFundWire.com - Monday, July 30, 2012 Views
iShares Backs Esma Guidelines on ETF Transparency
iShares supports the new Esma guidance in encouraging increased ETF transparency...
MutualFundWire.com - Monday, July 30, 2012 Views
State Street to Offer New ETFs
SSgA ETFs will be rolled out in Australia after being licensed...
MutualFundWire.com - Monday, July 30, 2012 Views
Local Paper Reports on New Mutual Fund
Swan Wealth Advisors is launching its first mutual fund..
MutualFundWire.com - Monday, July 30, 2012 Views
Choice of Heir at Pimco Causes Stir
Some investors don't think Mohamed El-Erian has the trading experience to take over for Gross...
MutualFundWire.com - Monday, July 30, 2012 Views - Reader Rating: 3
EBSA Re-addresses Brokerage Windows
Following contentious discussions earlier this year, EBSA has released a new FAQ regarding self-directed brokerage windows...
401kWire.com - Monday, July 30, 2012
Mutual of America Funds See a Change at the Top
Mutual of America Life's mutual fund business has a new CEO as it promotes from within...
MutualFundWire.com - Friday, July 30, 2010 Views
Goldman Can Stay on as Mutual Fund Advisor, Says SEC
The regulators have given Goldman's asset management arm the thumbs up to stay on as a mutual fund advisory in wake of this month's CDO settlement...
MutualFundWire.com - Friday, July 30, 2010 Views - Reader Rating: 5
Huntington Plans to Boost its Headcount
The service provider plans to add 20 people by yearend...
MutualFundWire.com - Friday, July 30, 2010 Views
Commonwealth Says Goodbye to a Retirement Specialist
A benefits consulting firm near Boston hires a defined contribution vet from a nearby indie B-D...
401kWire.com - Friday, July 30, 2010 - Reader Rating: 4
An RKing TPA Hires Four
A recordkeeping third-party administrator hires a pair of RKing system administrators and a pair of participant service reps...
401kWire.com - Friday, July 30, 2010
Dreyfus Gives Long Warning on Opportunistic Closing
The BNY Mellon mutual fund arm will be closing a half billion dollar fund in the coming months...
MutualFundWire.com - Friday, July 30, 2010 Views
Newport Group Snags an Ex-Merrill Advisor
The Newport Group has tapped a wirehouse alum for a new CRM role...
401kWire.com - Friday, July 30, 2010
An Octogenarian Makes Mutual Fund Managers 'Look Like Chimps'
An 89-year-old mutual fund investor has been beating the S&P for the past 10 years...
MutualFundWire.com - Friday, July 30, 2010 Views - Reader Rating: 5
Vanguard Twitters Away
The low-cost mutual fund titan unveils a team of six to embrace a popular social media service...
MutualFundWire.com - Friday, July 30, 2010 Views
Janus Teams Up with One of its Subs for a New Fund
The new fund is the first product managed jointly by Janus and Perkins...
MutualFundWire.com - Friday, July 30, 2010 Views - Reader Rating: 1
A Fund Firm Sees the NFA Proposal Costing Up to $1 Million
InvestmentNews gathers reactions to the National Futures Association's June proposal to require funds investing in futures to register with the CFTC...
MutualFundWire.com - Friday, July 30, 2010 Views
Investors Continue their Love Affair with Bond Funds
Bond funds saw a net inflow o f $20.74 billion in June, according to ICI data, which the Wall Street Journal picked up for its Fund Track column...
MutualFundWire.com - Friday, July 30, 2010 Views
Franklin Beats Expectations, Despite Market Woes
The mutual fund firm unveils its latest quarterly earnings...
MutualFundWire.com - Friday, July 30, 2010 Views
A DC Advisor Out West Cooks Up a Bigger Staff
A retirement-focused consultant adds several members to his team...
401kWire.com - Thursday, July 30, 2009
Cerulli Says One Problem is 'Anemic' To Target-Date Growth
The director of research at the Boston-based firm ascertains there is a greater challenge to asset managers than fee pressures...
401kWire.com - Thursday, July 30, 2009
Franklin's Q3 Net is Down 26 Percent
Earnings at the fund firm manage to beat analyst expectations...
MutualFundWire.com - Thursday, July 30, 2009 Views
A $20 Million Plan Affiliates With Diversified
The Aegon subsidiary lands an East Coast 401k...
401kWire.com - Thursday, July 30, 2009 - Reader Rating: 1.5
Browne Leaves Tweedy
Chris Browne steps down from his post at the firm...
MutualFundWire.com - Thursday, July 30, 2009 Views - Reader Rating: 3
PlanSponsor's Parent Makes a Strategic Acquisition
Asset International does its second deal in two months...
401kWire.com - Thursday, July 30, 2009
Strategic Insight Sells
Updated | The New York-based fund research firm hands over the keys to a new owner...
MutualFundWire.com - Thursday, July 30, 2009 Views - Reader Rating: 5
The Hartford's Q2 Fund Deposits Drop By A Billion Year-Over-Year
Deposits, though, broke the $3 billion mark for the first time since the third quarter of 2008...
MutualFundWire.com - Thursday, July 30, 2009 Views
12b-1 Fees Land American Funds in Trial
The trial over allegedly excessive fund fees begins...
MutualFundWire.com - Thursday, July 30, 2009 Views
Will Artio Finally Go Public This Year?
As equity markets rebounded, Julius Baer execs say they still plan to undertake an IPO of Artio Global...
MutualFundWire.com - Thursday, July 30, 2009 Views
Schwab Hangs a 'Proceed With Extreme Caution' Tag on Leveraged ETFs
Brokerages' stance on leveraged ETFs continue to attract media attention. In Thursday's WSJ Fund Track, Daisy Maxey picks up on an educational piece Schwab posted on its Web site...
MutualFundWire.com - Thursday, July 30, 2009 Views
Wirehouse Helps Advisors Report to Sponsors
One firm launches a new tool to support its FAs as they work with retirement plans...
401kWire.com - Wednesday, July 30, 2008 - Reader Rating: 1
UBS' 401k Plan Comes Under a Law Firm's Microscope
An Atlanta law firm has launched an investigation of UBS' 401k plan...
401kWire.com - Wednesday, July 30, 2008
Industry Insiders Disagree on Proposed 401k Debit Card Ban
Meanwhile, the SEC throws in its two-cents in a notice to participants but without endorsing or denouncing the bill itself. ..
401kWire.com - Wednesday, July 30, 2008 - Reader Rating: 5
John Hancock Renovates its Advisor Portal
Two years after launching Adviser Center the company has updated the website's look...
MutualFundWire.com - Wednesday, July 30, 2008 Views
E*Trade Smacked With SEC Fine
The SEC has charged E*Trade with failing to comply with an anti-money laundering rule...
MutualFundWire.com - Wednesday, July 30, 2008
Things are Not So Peaceful at Pax
The New Hampshire-based SRI specialist has agreed to pay half a million dollars to settle SEC allegations. ..
MutualFundWire.com - Wednesday, July 30, 2008 Views
Lincoln Sees a Dip in Q2 DC Earnings
Deposits rose but income fell at the Pennsylvania-based firm during the second quarter...
401kWire.com - Wednesday, July 30, 2008 - Reader Rating: 4
New Fund Group Gives Away Mandate
SEI has picked up a new outsourcing mandate from a firm which launched its first batch of funds last month...
MutualFundWire.com - Wednesday, July 30, 2008 Views
State Street Picks Up a New Mandate
The US arm of a European company chose an outsourcing partner...
MutualFundWire.com - Wednesday, July 30, 2008 Views
Hancock Revamps Sales Team
There's a new sales chief at Hancock for the second time in two months...
MutualFundWire.com - Wednesday, July 30, 2008 Views - Reader Rating: 5
Touchstone Swaps One International Fund for Another
The company closed one if its funds and then promptly bought a new one...
MutualFundWire.com - Wednesday, July 30, 2008 Views
Fido Keeps Course After Congressional Scolding
Fidelity is not budging in the face of criticism from a Democratic senator over its rollover advertisements. TIAA-CREF, on the other hand, which was also criticized, has yanked its own ad...
MutualFundWire.com - Wednesday, July 30, 2008 Views
More Fee Hearings on the Horizon
Rep. Charles B. Rangel, chairman of the House Ways and Means Committee, said he wants to conduct hearings later this year...
401kWire.com - Monday, July 30, 2007
Who's Leading DuPont Stable Value?
A senior portfolio manager moves on from the Wilmington-based company, but it's still unclear who's filling her shoes...
401kWire.com - Monday, July 30, 2007
Former Pru Brokerage Head Fined By the SEC
The commission has levied a fine of $100,000 on Michael Rice, who once headed Prudential's brokerage operations...
MutualFundWire.com - Monday, July 30, 2007 - Reader Rating: 3
U.S. Securities Firms Hired Record Number in June
U.S. securities firms have rebounded nicely since the bursting of the dotcom bubble...
MutualFundWire.com - Monday, July 30, 2007 - Reader Rating: 2.93
Jensen Appoints Director
Kenneth Thrasher has been named as an independent director to The Jensen Portfolio, a public mutual fund advised by Jensen Investment Management...
MutualFundWire.com - Monday, July 30, 2007 Views - Reader Rating: 3
FINRA Commences Operations
FINRA, the regulatory agency formed with the marriage of the NASD and NYSE Regulation, has commenced its operations...
MutualFundWire.com - Monday, July 30, 2007 - Reader Rating: 3
Investors Want Corporate Accountants to Keep Their SOX On
Investors support is still high for he Sarbanes-Oxley Act on the eve of its five year anniversary...
MutualFundWire.com - Monday, July 30, 2007 Views - Reader Rating: 3
BofA Move May Hint at New Strategy
The banking powerhouse lures a top DC executive and may be preparing to make a bigger commitment to its retirement plan business...
401kWire.com - Monday, July 30, 2007 - Reader Rating: 3.5
FIRSCo Gets a New Boss
A relative newcomer takes the reins of the Boston Behemoth's recordkeeping arm in the wake of a top-level departure. ..
401kWire.com - Monday, July 30, 2007
Claymore Offers Up Luxury With a Low Expense Ratio
Claymore Securities launched a luxurious new ETF offering on the NYSE today...
MutualFundWire.com - Monday, July 30, 2007 Views - Reader Rating: 3
The Johnsons Speak Out
The Fidelity succession talk in the media appears to have drawn Ned Johnson and his eldest child, Abby, to the microphone...
401kWire.com - Monday, July 30, 2007 - Reader Rating: 4
TradeKing Pens Options Playbook
The Boca Raton, Florida-based online broker has introduced a book designed for both rookie and experienced options traders...
MutualFundWire.com - Monday, July 30, 2007 - Reader Rating: 3.44
MFS Implements Next Gen ContentWelder Software
The Boston asset manager is implementing the latest version of DeskNet Inc.'s ContentWelder software...
MutualFundWire.com - Monday, July 30, 2007 Views - Reader Rating: 3
Ned and Abby Speak Out
The Fidelity succession talk in the media appears to have drawn the Johnsons themselves to the microphone...
MutualFundWire.com - Monday, July 30, 2007 Views - Reader Rating: 3.08
Janus Stock Bucks Market Decline
The Denver-based asset manager saw its shares rise on Friday while its rival asset management firms and the broader market experienced a decline...
MutualFundWire.com - Monday, July 30, 2007 Views - Reader Rating: 3
Magellan Makes Magic, Again
Fidelity's Magellan fund is rebounding in Morningstar's rankings...
MutualFundWire.com - Monday, July 30, 2007 Views - Reader Rating: 3.29
CR Bard to Replace Digene in HealthShares Index
HealthShares has announced that CR Bard Inc. will replace Digene Corp. in the HealthShares Diagnostics Index...
MutualFundWire.com - Monday, July 30, 2007 Views - Reader Rating: 3
Will the $5 Billion Janus Investor Please Stand Up?
The beleagured fund firm discloses that a solo investor will pull a whopping $5 billion out by the end of the year; analysts speculate that it is a pension client...
401kWire.com - Friday, July 30, 2004 - Reader Rating: 3
Investors Sue AMEX Financial Advisors
Some investors apparently do care about fees...
MutualFundWire.com - Friday, July 30, 2004 Views
Searches Reported This Week
J.P. Morgan gains two bundled clients...
401kWire.com - Friday, July 30, 2004
Scandal-Dogged PIMCO Sales Exec Resigns
The head of PA Distributors leaves; charges of abusive trading remained unsettled...
MutualFundWire.com - Friday, July 30, 2004
Soderberg Leaves Janus with $1.5 Milion in Hand
The firm also disclosed that one investor plans pulls out $5 billion...
MutualFundWire.com - Friday, July 30, 2004 Views - Reader Rating: 2
Value Line Plans Small Cap Fund Launch
The New York firm adds one to its lineup of 13 funds...
MutualFundWire.com - Friday, July 30, 2004 Views
Late-Trading Florida Brokers Admit Guilt
Two at Geeks Securities admit to making nearly $1.5 million in profits...
MutualFundWire.com - Friday, July 30, 2004
Gabelli Misses Earnings; No Word Yet on Gates Deal
Gabelli is off by seven cents on earnings; total mutual fund assets fall from the first quarter...
MutualFundWire.com - Friday, July 30, 2004 Views
Firm Seeks Client Service Director
The Pennsylvania-based fund company lost its previous client service director to a startup...
MutualFundWire.com - Wednesday, July 30, 2003 Views
DST Focuses Vision on Breakpoints
The Kansas City firm expects to launch more breakpoint tools in August...
MutualFundWire.com - Wednesday, July 30, 2003 Views
ABN Amro Eyes Indian Fund Market
The Dutch firm is preparing a new asset management arm to reach residents of the most populous nation on Earth...
MutualFundWire.com - Wednesday, July 30, 2003 Views
Virginia Sponsor Consolidates Plans
The meat processor pulls together more than a dozen plans with a new vendor...
401kWire.com - Wednesday, July 30, 2003 - Reader Rating: 3.5
Nationwide Opens a New Window
The insurer is opening up its entire Best of America program to 401k participants...
401kWire.com - Wednesday, July 30, 2003 - Reader Rating: 4.33
Cigna Retirement Said to be For Sale
The insurer has reportedly hired Goldman Sachs to shop its retirement business...
401kWire.com - Wednesday, July 30, 2003 - Reader Rating: 4.86
An Overlooked Market Milestone
Last week the stock market passed a key mark. Perhaps it signified a bottom, or maybe it means we have another 50 percent to lose. ..
401kWire.com - Tuesday, July 30, 2002
Stepping up to Allocator
Just last week, the WrapAccountWire.com spoke with FOLIOfn execs about their enhanced platform. Now, that product has new money managers...
MutualFundWire.com - Tuesday, July 30, 2002
Looking to Insurers
There is new software available to provide daily reporting for VAs...
MutualFundWire.com - Tuesday, July 30, 2002 Views
Fido Attacks Micro Market
The firm is enhancing its broker-sold product...
401kWire.com - Tuesday, July 30, 2002
New Ed Package Reassures
A bundled provider is offering a special education package for employees at companies undergoing change...
401kWire.com - Tuesday, July 30, 2002
Bush Signs Reforms into Law
The new law includes two provisions changing 401(k) plan rules...
401kWire.com - Tuesday, July 30, 2002
Two for the Advisory Board
National Closing Solutions has tapped two...
MutualFundWire.com - Tuesday, July 30, 2002 Views
Bank Names Product Manager
The bank has promoted an executive to oversee its benefits and 401k products...
401kWire.com - Tuesday, July 30, 2002
Thrivent Looks to Thrive
The Lutheran fund family has signed up with a clearing firm. ..
MutualFundWire.com - Tuesday, July 30, 2002 Views
Summertime Blues
It is now official. June was a bad month for mutual fund flows, confirms ICI numbers...
MutualFundWire.com - Tuesday, July 30, 2002 Views
EdVest Broadens Horizons
The Wisconsin 529 sweetens the tax incentive pot...
MutualFundWire.com - Tuesday, July 30, 2002 Views
Fido Bags Another 529
Fidelity will announce its fourth 529 program tomorrow. This twist this time is that it will offer Advisor funds. ..
MutualFundWire.com - Monday, July 30, 2001 - Reader Rating: 3
Nuveen Adds, Deletes Funds
The firm is eliminating its money market funds and adding seven new closed-end bond funds. ..
MutualFundWire.com - Monday, July 30, 2001 - Reader Rating: 3
MA&S is Merged
Morgan Stanley continues to streamline its brand portfolio. This time the institutional specialist is losing its identity. ..
MutualFundWire.com - Monday, July 30, 2001 - Reader Rating: 3
Where Do Advisers Stand?
A new study form Search401k and Brightworks explores the world of the broker/dealer...
401kWire.com - Monday, July 30, 2001 - Reader Rating: 3
Lincoln Trims Fund Staff
Lincoln Cuts Staff ... Equity funds not doing well ... Bisys will provide ... Arzei makes a move ... fund to be liquidated ... Promistar partners...
MutualFundWire.com - Monday, July 30, 2001 Views - Reader Rating: 3
Low Performance
Equity funds not doing well ... Bisys will provide ... Arzei makes a move ... fund to be liquidated ... Promistar partners...
401kWire.com - Monday, July 30, 2001 - Reader Rating: 3
The Two Scotts
Pyramid Digital Solutions promotes and hires...
401kWire.com - Monday, July 30, 2001 - Reader Rating: 3
UltraLink Taps Call Center
The communications has supplemented its services with a call center...
401kWire.com - Monday, July 30, 2001 - Reader Rating: 3
A Tale of Two Surveys
The Web promises the best for surveys, including lower costs and reduced time, yet it also presents new challenges. Two companies who went to the Internet to conduct their survey share what they've learned...
MutualFundWire.com - Friday, July 30, 1999 - Reader Rating: 3
MainStay's New Manager for Independent Advisor Channel
New York Life's proprietary funds have a new national sales manager for the independent/planner channel...
MutualFundWire.com - Friday, July 30, 1999 Views - Reader Rating: 3
The Tale of Two Online Surveys
The Web promises the best for surveys, including lower costs and reduced time, yet it also presents new challenges. Two companies who went to the Internet to conduct their survey share what they've learned. ..
401kWire.com - Friday, July 30, 1999 - Reader Rating: 3
Portfolio Manager Changes This Week
Several funds are shuffling their management teams this week, with changes announced at Federated, JP Morgan, OppenheimerFunds and Wanger...
MutualFundWire.com - Friday, July 30, 1999 - Reader Rating: 3
Odd Lots, July 30, 1999
Scorching hot July for inflows ... Micro-cap funds' returns are skewed ... First Union to replace president ... Vanguard looks to expand shipyard. ..
MutualFundWire.com - Friday, July 30, 1999 - Reader Rating: 3
Another 401k Alliance on the Horizon
Alliances come in all sizes. The latest one arrives courtesy of Triangle Bank...
401kWire.com - Friday, July 30, 1999 - Reader Rating: 3
Welcome to the 401kWire.com!


Currently, our site is not directed toward participants in 401(k) plans, but we recognize that we still get substantial virtual foot traffic from you folks who use them to invest. To provide the best service for everyone involved in the 401(k) industry, we have compiled the following list of five books that we believe best explain 401(k)'s to plan participants. ..

401kWire.com - Thursday, July 30, 1998 - Reader Rating: 3
Natural Gas Company Taps T. Rowe
Portland, OR-located Northwest Natural Gas (Nasdaq: NWNG) has hired T. Rowe Price to be the bundled provider for its 401(k) plan, Virginia Burgess, assistant corporate secretary, told the 401kWire. The plan has approximately 1,300 participants with $70 million in assets...
401kWire.com - Thursday, July 30, 1998 - Reader Rating: 3
Workplace Becoming Less Traditional
Buck Consultants has released a new survey on the growing number of nontraditional work arrangements in corporate America, a trend that will likely increase in the next few years. The survey focused on a number of different issues ranging from more flexibility to life insurance and long-term disability...
401kWire.com - Thursday, July 30, 1998 - Reader Rating: 3
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