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News Stories Archives - Since 1998
Meet a $241B-AUM Multinational's New Americas Chief
A U.S. distribution veteran is taking a Singapore-based asset manager's business on this side of the Pacific...
MutualFundWire.com - Friday, May 29, 2020
Fly In ... to a Virtual DC Conference
A summer, KPA-focused event will go online this year in light of the ongoing coronavirus crisis...
401kWire.com - Friday, May 29, 2020
What's Next For Participants Post-Crisis?
Executives from Envestnet, America’s Best 401k, NEXT Retirement Solutions, and W.E. Donoghue offer a view from the trenches, outlining opportunities and challenges COVID-19 induced market shock has created for investors. ..
401kWire.com - Friday, May 29, 2020
Participant Activity Climbs, But ...
Researchers at a trade group compare behavior in Q1 2020 and Q1 2009..
401kWire.com - Friday, May 29, 2020
Arnerich Promotes a 20-Year Vet
The exec reports directly to Arnerich and his co-CEO at the consulting firm...
401kWire.com - Friday, May 29, 2020
The Money Fund Inflows Flood Slows a Bit
The M* team updates flows data for April 2020 for money market mutual funds in the U.S...
MutualFundWire.com - Friday, May 29, 2020
Coming this Summer: A Mobile Savings App
A recordkeeper will launch a new, bilingual, mobile savings application...
401kWire.com - Friday, May 29, 2020 - Reader Rating: 5
An OpFunds RIA Exec Rises As an Invesco Vet Departs
The moves come after Invesco's purchase of OppenheimerFunds closed last Friday...
MutualFundWire.com - Wednesday, May 29, 2019 Views
Cohen, Furano, and Slotwinski Win In San Diego
An industry trade recognized its 2019 award recipients a month ago at its annual conference...
401kWire.com - Wednesday, May 29, 2019
Ahmed Hunts As Brown Hires From Within
Meanwhile, an institutional DC exec left the team two months ago...
401kWire.com - Wednesday, May 29, 2019 - Reader Rating: 5
A Fundster Will Take Over Part of Cambridge
Next year, the exec will lead a 571-year-old college...
MutualFundWire.com - Wednesday, May 29, 2019 Views
Sponsors In Oregon and Texas Hire Pru
One of the plans has more than 300 participants, and the other has more than 1,200...
401kWire.com - Wednesday, May 29, 2019
The Original TDF Tool Is Back For Round Three
A big DC I-O upgrades a key value add for its KPA allies...
401kWire.com - Tuesday, May 29, 2018 - Reader Rating: 3
MMFs Are Losing Traction In 529s, Says Pru
Prudential released a study on investment options in 529s, just in time for 5/29 day. ..
401kWire.com - Tuesday, May 29, 2018
A Government Sales Chief Leaves an East Coast RKer
He has led sales of DC plans in the government market for 5 years...
401kWire.com - Tuesday, May 29, 2018 - Reader Rating: 1
Fighting ALS, an Acquisitive Fundster Passes the Reins
The chairman and CEO of a publicly traded asset manager has handed one of those hats to his successor...
MutualFundWire.com - Tuesday, May 29, 2018 Views
Week In Preview, May 29 - June 3
This week the JPMAM team is hosting a DC event...
401kWire.com - Tuesday, May 29, 2018
Week In Preview, May 29 - June 3
This week the teams at Carson Group, Deutsche Bank, KBW, and US SIF are all hosting events...
MutualFundWire.com - Tuesday, May 29, 2018 Views
FINRA Chief Criticizes Proposed Fiduciary Rule
What will happen if the DoL's proposal to impose new fiduciary responsibilities on 401(k) plan advisors become rule? Many financial advisors may draw out of the business, to rid themselves of legal liability, so says FINRA chief Richard Ketchum. ..
401kWire.com - Friday, May 29, 2015 - Reader Rating: 5
J.P. Morgan Job Cuts May Hit JPAM
How many will be cut is unclear...
MutualFundWire.com - Friday, May 29, 2015 Views
Does the FSB Matter to Your Fund Firm?
The industry big dogs don't like the proposed oversight, but it could be a boon, not a bane to the boutiques...
MutualFundWire.com - Friday, May 29, 2015 Views
Thornburg Investment Management Has an Evaluation Service Now Available to Advisors
A global independent investment management firm has a new resource available to advisors!..
401kWire.com - Friday, May 29, 2015
A Minnesota KPA Joins a New Shop
A KPA joins a new shop in Minnesota... ..
401kWire.com - Friday, May 29, 2015
Chuck Baldiswieler Covers All the Bases
Former TCW Funds chief helps Angel Oak build out its sales force, develop new products, court platforms and more...
MutualFundWire.com - Thursday, May 29, 2014 Views
For Elite Advisors, Is Redefinition Much Fiduciary Ado About Nothing?
Borzi's delaying her redefinition of fiduciary again. Yet retirement plan advisors may not feel the brunt of the proposed changes...
401kWire.com - Thursday, May 29, 2014
London Calling: A Stable Value Chief Leaves the Continent, and Stable Value, Behind
The ex-prez of the Portland, Oregon-based stable value shop hops across the Pond for a new position...
401kWire.com - Thursday, May 29, 2014 - Reader Rating: 4
Here's How Morgan Stanley's Lisa Shalett Views Alts
The bank's wealth management investment strategy guru shares details on the firm's approach to alts and how they vet managers...
MutualFundWire.com - Thursday, May 29, 2014 Views
Rolling on the River ... to What End?
A popular hedge fund is now available to Main Street. But what's in it for you?..
MutualFundWire.com - Thursday, May 29, 2014 Views
A SoCal RIA Brings Its ETF-Based Approach to TD Ameritrade's New 401k Platform
Verisight powers the new 401k offering, launched earlier this year...
401kWire.com - Thursday, May 29, 2014
BlackRock Rebrands Long Duration
BlackRock Funds II has renamed its roughly $280 million "BlackRock Long Duration Bond Portfolio" to “BlackRock Investment Grade Bond Portfolio.” In its 497 filing with the SEC, the board of trustees of BlackRock Funds II has also changed the benchmark index by which the bund measures its performance, and made adjustments to the find's strategies and risks. [SEC Filing]. ..
MutualFundWire.com - Wednesday, May 29, 2013 Views
USAA Loses a PM
Alphonse Chan, is leaving Brandes Investment Partners, which means he is relinquishing his PM duties at the USAA Emerging Markets Fund. This change will be effective June 1 [SEC Filing]...
MutualFundWire.com - Wednesday, May 29, 2013 Views
Grandeur Preps a Fund With Global Reach
Grandeur Peak has registered the Grandeur Peak Global Reach Fund. The investor shares will cost 160 basis points, and the institutional shares will cost 135 bps...
MutualFundWire.com - Wednesday, May 29, 2013 Views
When a Subadvisor Bows Out, a $15B Shop Spreads its Real Estate Wings
When a conflict of interest forces the first manager to resign from a mandate, the fund firm gets a chance to expand its investment focus...
MutualFundWire.com - Wednesday, May 29, 2013 Views - Reader Rating: 1
A 401k Critic Softens, a Bit, on Active Funds
The pundit no longer argues that active funds should be completely banned from 401(k) plans...
401kWire.com - Wednesday, May 29, 2013
Feeney Anoints an Institutional Honcho at Robeco
The promoted executive will assume the responsibilities of the retiring sales chief...
MutualFundWire.com - Wednesday, May 29, 2013 Views
Berwyn's New COO Tacks Towards Retail
The mutual fund shop revamps its Berwyn Cornerstone Fund. ..
MutualFundWire.com - Wednesday, May 29, 2013 Views
Hennessy Still Hungers, But Only For Equity Shops
Fresh from the acquisition of FBR & Co.'s fund business, the Marin County asset manager is open for more deals...
MutualFundWire.com - Wednesday, May 29, 2013 Views
It's Frosty Time! Cinque Cinches a Deal
Tom Stringfellow's team at Frost Funds [profile] has hired Los-Angeles based Cinque Partners as its first sub-adviser for the Frost Diversified Strategies Fund [see the SEC filing]. Cinque's four PMs — Alan Adelman, Jack Cowling, Fred Wahl, and Pierre Brachet will pick stocks for the fund. The team presently serves as the sub-advisers to the Frost Cinque Large Cap Buy-Write Equity Fund and the Frost Diversified Strategies Fund...
MutualFundWire.com - Wednesday, May 29, 2013 Views
A $417MM Plan Streamlines
A Northeastern university simplifies the investment lineup for its retirement plan...
401kWire.com - Wednesday, May 29, 2013
71 Percent and Counting: ING Group Reduces Its U.S. Stake
Fresh from the IPO of the U.S. business, the Dutch multinational sells another piece of the second-biggest retirement plan recordkeeper in the United States...
401kWire.com - Wednesday, May 29, 2013
I-Bankers Take ING U.S. Another Step Closer to Freedom
A veritable who's who of U.S. investment banks snaps four percent of the freshly-public mutual fund shop's shares directly from the hands of the Dutch parent that still owns 71 percent...
MutualFundWire.com - Wednesday, May 29, 2013 Views
403b vs 401k: M* Compares
What are the similarities and differences?..
401kWire.com - Wednesday, May 29, 2013 - Reader Rating: 3
Deutsche Races WisdomTree
IndexUniverse tracks the upcoming rollout of two currency-hedged ETFs..
MutualFundWire.com - Wednesday, May 29, 2013 Views - Reader Rating: 1
It Looks Like It's Miller Time Again
Legendary Legg Mason stock-picking fund is showing some of its old magic...
MutualFundWire.com - Wednesday, May 29, 2013 Views
Gundlach Owns Apple!
The long running fruit drama continues...
MutualFundWire.com - Wednesday, May 29, 2013 Views
Ameriprise Says Goodbye to a Top Asset Management Exec
The exec had been at the company for 11 years, witnessing its sale to AmEx and the subsequent Ameriprise spinoff...
MutualFundWire.com - Wednesday, May 29, 2013 Views
M* Considers PM Activism
Why PMs do and don't become activist shareholders ..
MutualFundWire.com - Wednesday, May 29, 2013 Views
Balanced Funds Boom
The bond/stock hybrids have seen big inflows lately...
MutualFundWire.com - Wednesday, May 29, 2013 Views
Newport's Schaffernoth Educates Advisors and Clients About Fee Disclosure
Updated | The open architecture RKer implements a fee disclosure plan...
401kWire.com - Tuesday, May 29, 2012
DiBruno Unveils a 401k Price Cut for Thornburg International Value
Updated | The New Mexico DC I-O unveils a new share class for retirement plans...
401kWire.com - Tuesday, May 29, 2012 - Reader Rating: 5
"Mutual Fund Subadvisory is a Mature Market"
New research suggests that mutual fund, variable annuity and retail separate account subadvisory business will boom to $3.3 trillion in two years...
MutualFundWire.com - Tuesday, May 29, 2012 Views
An OK City Advisor Joins LPL
A UBS veteran aligns with Chetney's team at the giant indie B-D...
401kWire.com - Tuesday, May 29, 2012
Montage's Affiliate Readies Another Alts Fund
The folks at Montage Investments have tapped an affiliated advisory to handle their latest mutual fund...
MutualFundWire.com - Tuesday, May 29, 2012 Views
HSBC Now Offers Four EM Funds Total
The Big Apple arm of the British bank's asset management shop launches a new mutual fund...
MutualFundWire.com - Tuesday, May 29, 2012 Views - Reader Rating: 4
Tell the Target-Date Regulators How You Feel, Again
Phyllis Borzi and her team reopen the public comment period on proposed regs governing target date fund disclosure...
401kWire.com - Tuesday, May 29, 2012 - Reader Rating: 4
A DC I-O Chief Leaves a Bank Fund Shop
The industry vet switches to another side of the 401k biz...
401kWire.com - Tuesday, May 29, 2012 - Reader Rating: 2
TDF Talk Will Continue Through July
But all of the attention around reforming target-date fund disclosure will not do much for investors writes one columnist...
MutualFundWire.com - Tuesday, May 29, 2012 Views
Hartstein Heads West
What's next for the retiring John Hancock Funds chief?..
MutualFundWire.com - Tuesday, May 29, 2012 Views
Most Americans Ask "What is the 529 Plan?"
But the highest earning Americans know their way around college savings...
MutualFundWire.com - Tuesday, May 29, 2012 Views
401k Balances Pick Up
Fidelity finds that the typical 401k account is growing again thanks to Q1's stock rally...
MutualFundWire.com - Tuesday, May 29, 2012 Views
Harbor Honchos Value a Pair of New Subadvisors
Cohen & Steers and Pzena both lose mandates with the Chitown mutual fund shop...
MutualFundWire.com - Tuesday, May 29, 2012 Views
A Merrill Director Takes Over Product At Another Provider
An insurer adds a new exec to its retirement team...
401kWire.com - Friday, May 29, 2009 - Reader Rating: 5
Aon Hires a Mercer Retirement Vet
A new face will lead the consulting firm's Pacific Southwest retirement business...
401kWire.com - Friday, May 29, 2009
A Fixed Income Titan Prepares Its ETF Debut
An asset manager reportedly will dive into the exchange-traded fund world next week...
MutualFundWire.com - Friday, May 29, 2009 Views
Touchstone Sells Two Funds To A Natural Buyer
Updated | A fund firm continues its acquisitive streak. ..
MutualFundWire.com - Friday, May 29, 2009 Views
A Fake Kidnapping Victim Used a Rollover for Identity Theft
One of the scandals tantalizing national and local media alike appears to involve a 401k as a tool for running away covertly...
401kWire.com - Friday, May 29, 2009 - Reader Rating: 2
A Fund Firm Reaches Out To Analysts Online
Newly avaliable information will allow for one-stop due diligence work...
MutualFundWire.com - Friday, May 29, 2009 Views
Remora Vets Throw One Last Bash
Some may not call a breakfast or a lunch at the Billy Goat Tavern bashes, but Remora goes out in a style true to its character. Its successor will debut in September...
MutualFundWire.com - Friday, May 29, 2009 Views - Reader Rating: 5
Morningstar '09: PMs Show More Confidence
In what may be good news for fund firm's bottom line, portfolio managers are more optimistic about the prospect for stock values...
MutualFundWire.com - Friday, May 29, 2009 Views
MassMutual Releases Target-Date Paper
The Springfield, Massachusetts-based provider has made a research paper on target-date investments available on its Web site...
401kWire.com - Thursday, May 29, 2008
Thieves Make Off with State Street Customer Info
There has been a security breach at State Street, affecting customers of the former Investors Bank & Trust Company...
MutualFundWire.com - Thursday, May 29, 2008 Views - Reader Rating: 5
403b Regs Inspire New Offering From Lincoln
The Pennsylvania-based provider unveils a new suite of services for the non-profit DC marketplace. ..
401kWire.com - Thursday, May 29, 2008 - Reader Rating: 4.67
Diversified Lands Two Sponsors West of the Mississippi
The mid-market TRO providers brings in almost $30 million in two plans. ..
401kWire.com - Thursday, May 29, 2008
Forward Bucks Front-End Load Elimination Trend
The San Francisco firm is adding new share classes to four of its funds...
MutualFundWire.com - Thursday, May 29, 2008 Views
Lawsuit Paints a Horror ESOP Story
The New York Times reports on a lawsuit filed by former U.S. Sugar workers, who say the company cashed them out of the ESOP at a lower price than they could have gotten...
401kWire.com - Thursday, May 29, 2008
A Rocky ETF Marriage Evolves as XShares Hunts Funds
Recent developments in the relationship between XShares and Grail Partners may lead an outsider to believe that the relationship between the two firms may have become strained...
MutualFundWire.com - Thursday, May 29, 2008 Views - Reader Rating: 1
OppenheimerFunds Vet Joins a Midwestern RIA
A Wisconsin-based consulting firm brings in a new executive. ..
401kWire.com - Thursday, May 29, 2008
SEC Charges Florida Clearing Firm with Laundry List of Violations
The SEC has put a freeze on the assets of Longwood, Florida-based clearing and brokerage firm North American Clearing, Inc...
MutualFundWire.com - Thursday, May 29, 2008
Two Neuberger MDs Depart to Join a Former Colleague
Two former Neuberger Berman managing directors and portfolio managers have reunited with a former colleague at an SMA shop...
MutualFundWire.com - Thursday, May 29, 2008 Views
Consultants Reorganize
UPDATED| A Connecticut-based firm shuffles its management team with several promotions as three execs take over for one. ..
401kWire.com - Thursday, May 29, 2008
Davey Gets a Bigger Role at Hartford
UPDATED| A reorg at Hartford Life results in a role change for Jim Davey...
401kWire.com - Thursday, May 29, 2008 - Reader Rating: 4
The Standard Hires in Dallas and Kansas City
The Portland, Oregon-based provider has hired two for its retirement plan sales team...
401kWire.com - Thursday, May 29, 2008 - Reader Rating: 2
Janus Makes a Hire in the Far East
Janus has hired away a key executive from Franklin Resources...
MutualFundWire.com - Thursday, May 29, 2008 Views
Strategic Insight Finds Front-End Loads Going Out of Fashion Fast
A just-released study has affirmed the continuation of the trend, leaving small fund companies with limited distribution options...
MutualFundWire.com - Thursday, May 29, 2008 Views
New York Life Customizes its Way into Small Plans
Executives at the traditionally mid to large market-focused provider unveil a down-market push. ..
401kWire.com - Thursday, May 29, 2008 - Reader Rating: 2.33
Court Dismisses Case Against Janus Subsidiary
A against a wholly owned subsidiary of Janus has been dismissed...
MutualFundWire.com - Tuesday, May 29, 2007 Views
State Street To Boost ETF Lineup
State Street Global Advisors is set to launch five new ETFs...
MutualFundWire.com - Tuesday, May 29, 2007 Views - Reader Rating: 3.08
Marketer Hits 1.5 Million Messages and Counting
A Sunshine State marketing firm works on two new databases and adds a product while celebrating a milestone. ..
401kWire.com - Tuesday, May 29, 2007 - Reader Rating: 5
Regional B-D to Launch New Indexes
The Philadelphia-based firm has partnered with S-Network to develop a series of specialty benchmark indexes...
MutualFundWire.com - Tuesday, May 29, 2007
Shareholders Services Group Inks Deal with Global Relay
Shareholders Service Group has entered into an agreement with Global Relay to offer independent registered investment advisors using the services of SSG easy access to substantial discount pricing for Global Relay services...
MutualFundWire.com - Tuesday, May 29, 2007 - Reader Rating: 3
BenefitStreet Rolls Out ETF 401k Platform
The San Ramon, California-based recordkeeper has joined forces with an asset manager in its home state for an ETF 401(k) platform...
401kWire.com - Tuesday, May 29, 2007 - Reader Rating: 5
Janney Fills Out Fixed Income Area with New Hires
The Philadelphia-based broker-dealer has made four new hires in the fixed income capital markets area...
MutualFundWire.com - Tuesday, May 29, 2007
Alger and Thornburg Join Sunny Platform
A Southern California-based provider adds five investments from the two fund families to its platform. ..
401kWire.com - Tuesday, May 29, 2007 - Reader Rating: 5
A Northeastern Provider Alters Its Name, Reorgs Relationship Management Group
The provider changed its name this month and made key hires and a promotion in its relationship management group...
401kWire.com - Tuesday, May 29, 2007 - Reader Rating: 3
Vanguard Gives Barclays a Pricing Headache
Vanguard's new ETF offering is laying down a pricing gauntlet for Barclays Global Investors...
MutualFundWire.com - Tuesday, May 29, 2007 Views - Reader Rating: 3.43
NASD Vice Chair Touts Custom-Tailored, Not One-Size-Fits-All Regulation
Shulman promised BDs a single set of rules adapted to firms of all sizes and business models enforced by one set of examiners and one enforcement staff. What does that mean?..
MutualFundWire.com - Tuesday, May 29, 2007 - Reader Rating: 2.86
Pershing Intros New Platform
Pershing LLC has launched a new open architecture platform, named Managed Account Network...
MutualFundWire.com - Tuesday, May 29, 2007 - Reader Rating: 3.33
Provider Adds a Little Rollover Magic
An insurance giant beefs up an online tool to help participants transition. ..
401kWire.com - Tuesday, May 29, 2007 - Reader Rating: 5
RiverSource Is Beefing Up Its Wholesaling Team
The Ameriprise subsidiary is reportedly looking to recruit 32 wholesalers to by midyear...
MutualFundWire.com - Tuesday, May 29, 2007 Views
NASD Fines HSBC Brokerage $250,000
The NASD has fined HSBC Brokerage $250,000 over its failure to have adequate systems in place to supervise government securities transactions to ensure best execution...
MutualFundWire.com - Tuesday, May 29, 2007
Divesting for Darfur May Be About To Get Easier
New legislation making its way through Congress seeks to to ease the burden of fund companies that choose to divest from Sudan and Iran...
MutualFundWire.com - Tuesday, May 29, 2007 Views - Reader Rating: 3
Retirement Plans Get Social ... With Funds
Several fund families see more retirement plan assets in their socially responsible investments. ..
401kWire.com - Tuesday, May 29, 2007
Spitzer Forms Panel to Update Financial Regulation
Just because he's moved into the governor's mansion doesn't mean that Eliot Spitzer has forgotten about Wall Street...
MutualFundWire.com - Tuesday, May 29, 2007 Views
Growth at Gallagher Takes Off
An executive at the insurance brokerage's retirement unit looks to nearly double revenue by the end of the year...
401kWire.com - Tuesday, May 29, 2007 - Reader Rating: 3.5
BGI ETFs Topped April Sales Charts
An ETF provider outsold the field of fund firms in April. Data gathered by Bisys' (soon to be Citi's) Financial Research Corp. put Barclay Global Investors (BGI) first in April net flows with $10.5 billion. American Funds came in second with $7.7 billion and Vanguard third with $6.6 billion...
MutualFundWire.com - Tuesday, May 29, 2007 Views - Reader Rating: 5
Fund Companies are Just Data to Confluence
Confluence is working to make life easier for mutual fund executives by streamlining the fund administration...
MutualFundWire.com - Tuesday, May 29, 2007 Views - Reader Rating: 3.33
WSJ: Study Finds More Outsourcing is on the Horizon
More mutual funds outsourcing their operations could be a good thing for shareholders, reports Daisy Maxey...
MutualFundWire.com - Tuesday, May 29, 2007 Views - Reader Rating: 2
Pioneer USA Names Geraci Replacement
The Boston-based investment manager did not look far for its new CEO...
MutualFundWire.com - Thursday, May 29, 2003 Views
The Principal Offers New Ed Program
The provider is adopting a new approach to participant education that addresses the needs of investors at various life stages...
401kWire.com - Thursday, May 29, 2003 - Reader Rating: 3
Schwab Rolls Out Small Cap Fund
The product is the fourth to rely on the Schwab proprietary stock rating system...
MutualFundWire.com - Thursday, May 29, 2003 Views
Schwab Upgrades DC Platform
Its multi-year, multi-million dollar tech investments yield increased automation, enhanced participant services and scale...
401kWire.com - Thursday, May 29, 2003 - Reader Rating: 3.5
LPL Chooses SubAccountant for Funds
The independent broker-dealer has expanded its relationship with a back-office specialist...
MutualFundWire.com - Thursday, May 29, 2003 Views
Eaton Vance Boasts $2 Billion Offering
Closed-end funds investing in fixed income remain popular with investors...
MutualFundWire.com - Thursday, May 29, 2003 Views
Edward Jones Partners for 401k Product
The broker-rich firm has allied to provide a new multi-manager program for the $2 million-plus market...
401kWire.com - Thursday, May 29, 2003 - Reader Rating: 3
AUL Launches No-wrap NAV Product
The new product can be customized for 401(k), profit sharing, money purchase or safe harbor plans...
401kWire.com - Thursday, May 29, 2003 - Reader Rating: 1.5
EnvestnetPMC Signs Up Midwest Trust
The trust and wealth management arm of a Midwest bank will offer the managed account platform to clients...
MutualFundWire.com - Thursday, May 29, 2003 Views - Reader Rating: 3
TPA Ties into NSCC Trading
Another regional TPA has tied into an upstart trading platform to cut a better revenue sharing deal...
401kWire.com - Wednesday, May 29, 2002 - Reader Rating: 5
Forward Taps Montgomery Securities
SF firm picks up a manager but still has a wholesale slot open in its home offices...
MutualFundWire.com - Tuesday, May 29, 2001 Views - Reader Rating: 3
The Winds of Change
What does the passage of HR 1836 really entail?..
401kWire.com - Tuesday, May 29, 2001 - Reader Rating: 3
ETF Assets at $73.3 Billion
ICI reports on ETFs ... Buck buys LiveWireMedia...
MutualFundWire.com - Tuesday, May 29, 2001 - Reader Rating: 3
ETF Assets at $73.3 Billion
ICI reports on ETFs ... Buck buys LiveWireMedia...
401kWire.com - Tuesday, May 29, 2001 - Reader Rating: 3
John Hancock to Launch Trio
A familiar face scores the sub-advisement gig for two of the new funds...
MutualFundWire.com - Tuesday, May 29, 2001 Views - Reader Rating: 3
City Seeks Services
A large municipality is seeking two different services for its DC plan...
401kWire.com - Tuesday, May 29, 2001 - Reader Rating: 3
Franklin to Add Wholesalers
Franklin Templeton has three open wholesaler slots and may seek retirement specialists. ..
MutualFundWire.com - Tuesday, May 29, 2001 - Reader Rating: 3
Plastics Firm Goes Daily
A New Jersey company updates its recordkeeping system to go daily...
401kWire.com - Tuesday, May 29, 2001 - Reader Rating: 3
Are Sponsors Ducking the Fee Disclosure Debate?
Recently, there has been movement on the part of the Department of Labor to get more information about fees to participants. As the 401kWire reported in a recent article, the DoL will be releasing a pamphlet soon that will help employees answer questions about their 401(k) plans...
401kWire.com - Friday, May 29, 1998 - Reader Rating: 3
Weekly Roundup
Los Angeles County hopes to name a consultant for its 457 plan by the end of June. Larry Uyeda, senior financial analyst, told the 401kWire that the decision-making process still has about three more committees to go through before a vendor is appointed...
401kWire.com - Friday, May 29, 1998 - Reader Rating: 3
Where Are the Opportunities to Grow Your 401k Business?

Even as 401(k) vendors have built their sales forces, the industry has undergone a wave of consolidation. In spite of (or perhaps because of) this trend, the churning among vendors – investment managers, recordkeepers, trustees, or consultants – is increasing. However, the number of sales opportunies is shrinking, especially in the large plan market.

..

401kWire.com - Friday, May 29, 1998 - Reader Rating: 3
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