Quantcast
The MFWire
Manage Email Alerts | Sponsorships | About MFWire | Who We Are



All our 23,130 stories are here...Call 212-331-8995 to add to the pile
Get MFWire Alerts
MFWire Search Results
Results 1 to 182 of 182 results for Wednesday. (0.078 seconds)
TeucriumTrading LLC [view profile ]
232 Hidden Lake Road  Building A  Brattleboro  VT  05301  ph: 802-257-5412 

http://www.teucriumcornfund.com  -  SEC Filings
Fund Profiles
People Profiles
36. Judy Rice (2009) 37. Bruce Speca (2009) 38. Robin Beery (2009)
39. Ken Anderson (2009) 40. Marty Beaulieu (2009)

News Stories Archives - Since 1998
IMPACT 2024 Is Schwab's Changing of the Guard
Nearly 5,000 people have converged on the RIA custodian's former hometown for the three-day conference, now in its 34th year...
MutualFundWire.com - Wednesday, November 20, 2024
12 Years In, a Former Trade Group Chief Leaves ARA
The exiting executive was a C-suiter at the organization after leading one of its trade groups...
401kWire.com - Wednesday, November 20, 2024
A SoCal CEO Invests Heavily In the Future While Checking Off a Milestone
His father co-founded the firm 30 years ago...
401kWire.com - Wednesday, November 20, 2024
Little Rhody Preps a SARP, With Help From CT and NY
The pilot program is expected to begin next year, followed shortly thereafter by a full launch...
401kWire.com - Wednesday, November 20, 2024
A 9-Year NYSE Vet Takes Over a 27YO Fund Firm
The $48.5-billion-AUM asset manager, which specializes in leveraged and inverse and thematic ETFs, has been without a CEO for several years...
MutualFundWire.com - Wednesday, November 20, 2024
With Deal 7, Carroll and DiSalvo Bring MAP to the Hawkeye State
The acquisition closed last week and brings in a team of nearly 30 employees serving about 1,250 plans...
401kWire.com - Wednesday, November 20, 2024
Schwab Pulls Ahead With $1.71B
The M* team updates U.S. flows data for October 2023 for ETFs and long-term, open-end mutual funds...
MutualFundWire.com - Monday, November 20, 2023 Views
Ameritas, FiduciaryxChange, LeafHouse, and Schwab Team Up Again
AmericanTCS is partnering up with familiar names for a 403b PEP...
401kWire.com - Monday, November 20, 2023
CBIZ Hires a Paychex Alum Near KC
The new hire now serves as a retirement plan consultant at the firm...
401kWire.com - Monday, November 20, 2023
After 51 Years, a USRBP Firm Leader Passes the Reins
His successor joined the firm last year...
401kWire.com - Monday, November 20, 2023
Freshly Adopted, a $13MM-AUM Pair Turns 3
The two funds' new home is celebrating their third anniversary...
MutualFundWire.com - Monday, November 20, 2023 Views
Week In Preview, November 20 - November 26
This week, the teams at Broadridge and Spark will host events...
401kWire.com - Monday, November 20, 2023
Effective Tech Understanding and Deployment is Helping Asset Managers Stand Out
A reader ponders the massive WFH shift and what comes next for fundsters...
MutualFundWire.com - Friday, November 20, 2020 Views
An RKer Makes Loans Paperless
The upgrade is available for all plan sponsors on the provider's newest platform...
401kWire.com - Friday, November 20, 2020 - Reader Rating: 1
Plan Sponsors Look Ahead to the Post-COVID Road
A provider talks to sponsors about what's next...
401kWire.com - Friday, November 20, 2020
EvoShare Connects With a Microloan Specialist
The 401(k) cashback startup teams up...
401kWire.com - Friday, November 20, 2020
Money Fund Outflows Plunge 71 Percent
The M* team updates flows data for October 2020 for money market mutual funds in the U.S...
MutualFundWire.com - Friday, November 20, 2020 Views
PCS' Moiseyev Expands Her Team
Since July, four new hires have joined the effort...
401kWire.com - Friday, November 20, 2020 - Reader Rating: 5
A BlackRock MD Exits After More than 27 Years
He most recently held a leadership position working with the giant asset manager's risk management platform...
MutualFundWire.com - Wednesday, November 20, 2019 Views - Reader Rating: 5
After Seven Years, a U.S. Distro Leader Leaves a Canadian AM
The transition happened on October 18...
401kWire.com - Wednesday, November 20, 2019
Mrozek Hires In Indiana, Michigan, and Tennessee
All three externals recently joined Lincoln's Small Market Retirement Team...
401kWire.com - Wednesday, November 20, 2019
Stadion Blogs
The publication will focus on Stadion’s research on TDFs...
401kWire.com - Wednesday, November 20, 2019 - Reader Rating: 5
Reich Confirms Hub's 8th GRP-Related Deal
The insurance brokerage has acquired another KPA shop, this time on Long Island...
401kWire.com - Wednesday, November 20, 2019 - Reader Rating: 5
A Texas Fund Firm's Average AUM and Net Outflows Fall
A San Antonio, Texas-based mutual fund company suffers a net loss after a decrease in operating revenue. Yet shareholder redemptions fell, too...
MutualFundWire.com - Wednesday, November 20, 2019 Views
After Ultimus and Gemini Merge ...
Ultimus president Gary Tenkman talks to MFWire about what's next for the independent mutual fund administration shop after the private equity deals and merger...
MutualFundWire.com - Tuesday, November 20, 2018 Views
Phyllis Borzi Makes Her Next Move
Phyllis Borzi has just been appointed to a 401(k) managed account giant's board of directors...
401kWire.com - Tuesday, November 20, 2018 - Reader Rating: 5
After Piloting, Swisher Takes Pentegra's New 403b Nationwide
The new offering is aimed at the ERISA 403(b) marketplace...
401kWire.com - Tuesday, November 20, 2018
An Inverse Index Fund Specialist Takes the Lead
M* updates ETF and long-term, open-end mutual fund flows data for October 2018...
MutualFundWire.com - Tuesday, November 20, 2018 Views
A 401ker Shows Up In INews' Watch List
InvestmentNews released their 2018 Women to Watch list, including a 401(k) plan advisor...
401kWire.com - Tuesday, November 20, 2018
The Richies' Trial May be Delayed
The trial looks likely to be pushed back to April, if not later...
401kWire.com - Tuesday, November 20, 2018
AB Buys a Financial Services Watcher
Seth Bernstein goes across the pond to acquire a nine-year-old research shop that focuses specifically on financial companies...
MutualFundWire.com - Tuesday, November 20, 2018 Views
A Seven Year Source Media Vet Joins P&I
A defined contribution reporter joins P&I's New York office. ..
401kWire.com - Tuesday, November 20, 2018 - Reader Rating: 1
Prudential Wins a $60MM DC Plan
The provider secures a $60MM plan in Sin City...
401kWire.com - Monday, November 20, 2017 - Reader Rating: 3
How Much Is CapTrust Worth?
An exec at the North Carolina-based, KPA-focused RIA reveals several statistics...
401kWire.com - Monday, November 20, 2017 - Reader Rating: 4
Glading Bids a KPA Farewell
An advisor left the Garden State firm earlier this month. ..
401kWire.com - Monday, November 20, 2017
Schwab's Hanson Shifts
The RIA custody giant's mutual fund OneSource supermarket is in new but familiar hands...
MutualFundWire.com - Monday, November 20, 2017 Views
Raby Fine-Tunes Natixis' Brand
The multinational, multiboutique asset manager has a partly new name and a new tagline...
MutualFundWire.com - Monday, November 20, 2017 Views
OneAmerica's Schroedle Appoints Three
Two externals join the insurer's retirement plan team, while a third rises through the ranks...
401kWire.com - Monday, November 20, 2017 - Reader Rating: 5
Impact 2017 Recap
Last week more than 2,000 advisors and their allies gathered in Chitown for Schwab's 27th annual RIA conference...
MutualFundWire.com - Monday, November 20, 2017 Views
Ultimus Is Making Its First Acquisition. Here's Why.
Bob Dorsey explains why the mutual fund back-office specialist is buying a nearby competitor, boosting its headcount and AUM by 50 percent and doubling its client list...
MutualFundWire.com - Friday, November 20, 2015 Views
Who's RK-ING ING?
No love for orange?..
401kWire.com - Friday, November 20, 2015
Thanks To Its Acquisitive Parent, a $6.7B Fund Firm Gains Three Funds
An East Coast bank's asset management unit now boasts more than $50 billion, including more than $6.7B in mutual funds...
MutualFundWire.com - Friday, November 20, 2015 Views - Reader Rating: 1
Charles Schwab Adds To Its DC Sales Team
An industry-veteran with nearly 15 years of financial expertise joins the Schwab team...
401kWire.com - Friday, November 20, 2015
This MainStay Unit Is Adding Folks Everywhere
A top exec at the New York Life subsidiary aims to grow these channels to 50 percent of sales within three years...
MutualFundWire.com - Friday, November 20, 2015 Views - Reader Rating: 1
Millennials Want Advice the Most But Get It the Least
..
401kWire.com - Friday, November 20, 2015 - Reader Rating: 4
VMS Targets KPAs with New Partnership
In what is considered to be their biggest partnership to date, VMS is looking to offer more for 401(k) plan advisors (KPAs)...
401kWire.com - Friday, November 20, 2015
This State Issues an RFI For Its DC Plan Marketplace
A RFP might follow in the Evergreen State.....
401kWire.com - Friday, November 20, 2015
Only One Asset Manager Gets All the Analyst Love
Per MarketWatch, "only three S&P 500 stocks have 100% 'buy' or 'overweight' ratings," and only one is in the mutual fund business...
MutualFundWire.com - Friday, November 20, 2015 Views
Opt-Out Isn't the Only Way to Boost Participation
Automatic enrollment, never mind automatic escalation, can be a tough sell with some plan sponsors. A Dartmouth professor is urging defined contribution industry insiders to try a different approach to traditional opt-in enrollment materials...
401kWire.com - Thursday, November 20, 2014
Advisor Changes Often Don't Lead to RKer Changes
The Boston Behemoth's DC I-O team releases their fifth "plan sponsor attitudes" survey...
401kWire.com - Thursday, November 20, 2014
Funds From MetWest, Dodge & Cox, BlackRock, DoubleLine and Baird Rake It In
Active, taxable bond mutual funds would've had big inflows last month, if it weren't for one fund...
MutualFundWire.com - Thursday, November 20, 2014 Views
Haldeman Joins a Key Board
The former Putnam chief allies with a data processing giant...
MutualFundWire.com - Thursday, November 20, 2014 Views
This TPA Says Aloha to ABG
A West Coast member of the national alliance brings another shop into the fold...
401kWire.com - Thursday, November 20, 2014
As the Newport Deal Looms, Tschider Hires a COO
Verisight welcomes a Mercer alum to a top spot...
401kWire.com - Thursday, November 20, 2014 - Reader Rating: 4.5
M* Smiles On Gotham, Hancock, Robeco, TFS and Vanguard
The mutual fund ratings giant looks into its crystal ball for another fund manager of the year category...
MutualFundWire.com - Thursday, November 20, 2014 Views
A Centennial State KPA Now Uses LPL
A 401(k) plan advisor (KPA) in Denver, Colorado recently aligned with LPL as his new broker-dealer.....
401kWire.com - Thursday, November 20, 2014
Compliance Trouble? Here's How You Can Crack the Egg
Industry insiders and plan sponsors talk shop about ensuring proper ERISA compliance. ..
401kWire.com - Wednesday, November 20, 2013 - Reader Rating: 3
ADP Has a New Favorite Day of the Week
The firm has announced its support of "Small Business Saturday" ..
401kWire.com - Wednesday, November 20, 2013 - Reader Rating: 1
A Pru Bigwig Is Out of the Picture
Michael Davis is no longer with the firm, and details are scarce. ..
401kWire.com - Wednesday, November 20, 2013 - Reader Rating: 2
A $54B Firm Hires Six Wholesalers
Firm aims to grow by 20 percent annually for five years...
MutualFundWire.com - Wednesday, November 20, 2013 Views - Reader Rating: 5
Neil Hennessy Is Also a Bull
He explains the reasons behind his optimism during a media event...
MutualFundWire.com - Wednesday, November 20, 2013 Views - Reader Rating: 5
For Participants, Retirement Income Clarity Is Key
...in an annual retirement survey released today by BlackRock. ..
401kWire.com - Wednesday, November 20, 2013
Benartzi Calls the 401k Biz to Arms Yet Again
The BeFi guru speaks in the pages of Scientific American...
401kWire.com - Wednesday, November 20, 2013
When it Comes to Rollovers, You Can Influence Participant Behavior
... and Cerulli's new report aims to show you how. ..
401kWire.com - Wednesday, November 20, 2013
Neuberger Is Bullish About the Markets, and Itself
"We love being private," declares president Joe Amato...
MutualFundWire.com - Wednesday, November 20, 2013 Views - Reader Rating: 4
A $2.4B Vanguard PM Steps Down
The exec works at one of the low-cost mutual fund titan's subadvisors...
MutualFundWire.com - Wednesday, November 20, 2013 Views
U.S. Bancorp Buys Across the Pond
The American mutual fund back office shop adds an $18-billion AUA book of business catering to European hedge funds...
MutualFundWire.com - Wednesday, November 20, 2013 Views
Fred Barstein Dishes on Washington's Biggest Players
...and says which one he is most impressed by...
401kWire.com - Wednesday, November 20, 2013
The SEC Slaps a Former Fund Shop for Records Violations
The fund in question was part of the Northern Lights series trust...
MutualFundWire.com - Tuesday, November 20, 2012 Views
Guillocheau Buys an RKer
UPDATED | The Ascensus chief seals a deal that will bring 16,000 plans under his wing...
401kWire.com - Tuesday, November 20, 2012 - Reader Rating: 4.2
Westwood To Launch Three Funds, Dip Toes in Distribution
Firm mulling sales hires...
MutualFundWire.com - Tuesday, November 20, 2012 Views
USAA Terminates Two Subadvisors to Boost In-House Equity Management
The changes were disclosed in an SEC filing..
MutualFundWire.com - Tuesday, November 20, 2012 Views
An RKer Hires a Distribution Exec for Central/Southeast U.S.
Exec will lead six retirement plan consultants...
401kWire.com - Tuesday, November 20, 2012 - Reader Rating: 5
Chiricotti Matches Preregistrations With Charity
CFDD will donate to a charity when advisors sign up in advance for next year's conference...
401kWire.com - Tuesday, November 20, 2012
Wells Fargo Tallies Roth Growth
The RKer has seen a 14 percent increase in the feature in the past year...
401kWire.com - Tuesday, November 20, 2012 - Reader Rating: 1
MassMutual Sees Boomers Get Outpaced as Participants
Gen X and Y are using DC plans more...
401kWire.com - Tuesday, November 20, 2012
Fidelity Wins a $218MM Plan from Fifth Third
The plan will switch over at the beginning of next year...
401kWire.com - Tuesday, November 20, 2012
Franklin Templeton Unveils New Tool for Advisors
Online tool helps FAs build hypothetical portfolios...
MutualFundWire.com - Tuesday, November 20, 2012 Views
Fired Watchdog Describes Sex Triangles and Security Breaches at the SEC
He sued the agency for $20 million after it fired him, and now we can all read his complaint...
MutualFundWire.com - Tuesday, November 20, 2012 Views
ING Has 13 Months to Sell a U.S. Slice
The Dutch multinational wins more time to complete its divestment from the U.S. retirement, mutual fund and insurance businesses...
401kWire.com - Tuesday, November 20, 2012 - Reader Rating: 2.8
Eaton Vance Earnings and AUM Are Up
Faust says company has "significant momentum."..
MutualFundWire.com - Tuesday, November 20, 2012 Views
BlackRock's Koesterich Promoted; Doll Retiring
Asset firm sees some big executive moves...
MutualFundWire.com - Tuesday, November 20, 2012 Views
ING Wins More Time to Sell
The Dutch parent of the U.S. mutual fund, retirement and insurance business now has five more years to repay bailout money...
MutualFundWire.com - Tuesday, November 20, 2012 Views
Forbes Interviews an Ariel PM
And it's a great interview, if you're the PM in question...
MutualFundWire.com - Tuesday, November 20, 2012 Views
M* Calls Out Managed Futures Sleight of Hand
The mutual fund ratings specialist accuses an alts shop of hiding fees...
MutualFundWire.com - Tuesday, November 20, 2012 Views - Reader Rating: 2
DFA Preps Advisors for Succession Planning
A new program will be run by a former Schwab M&A head...
MutualFundWire.com - Tuesday, November 20, 2012 Views - Reader Rating: 5
Schwab's Sturiale Talks on ETF Strategy
Firm will stay competitive in price and investigate new product possibilities...
MutualFundWire.com - Tuesday, November 20, 2012 Views
iShares Analysts are Bullish on Overseas Tech Sector
Chief strategist sees serious growth in the next several years...
MutualFundWire.com - Tuesday, November 20, 2012 Views
Market Vectors to Add a High Yield ETF
The new fund will give exposure to credit risk...
MutualFundWire.com - Tuesday, November 20, 2012 Views
Marsh Strikes a $35 Million Deal Over Company Stock in its Plan
The parent of Mercer agrees to dole out $35 million to settle a 2004 ERISA class action lawsuit involving the company stock in its 401k plan...
401kWire.com - Friday, November 20, 2009
BlackRock Hires an Ex-DWS Sales Exec
The former national sales manager for the financial advisor division at DWS is now at BlackRock...
MutualFundWire.com - Friday, November 20, 2009 Views
UBS' Investment Solutions Chief Departs
His duties have been assumed by two company insiders...
MutualFundWire.com - Friday, November 20, 2009 Views
A Police Retirement Plan Hires Principal and an Advisor
A trustee-directed plan switches to participant direction and hires a new vendor...
401kWire.com - Friday, November 20, 2009 - Reader Rating: 2
JPMorgan Hires Two for DC I-O
The New York-based asset manager brings on board two California-based wholesalers...
401kWire.com - Friday, November 20, 2009
A MassMutual Alum Guides a Consulting Firm to DC
A consulting and tech firm has hired a MassMutual and SunTrust alum...
401kWire.com - Friday, November 20, 2009
Transamerica Reveals the Details of its New Platform
Updated | Transamerica launches a new retirement platform with 300 mutual funds and three target date fund families...
401kWire.com - Friday, November 20, 2009 - Reader Rating: 1
100,000 Participants Join a Managed Account Service
A participant advice and managed account specialist expands its asset level and participant count in 2009...
401kWire.com - Friday, November 20, 2009
Boehner Attacks Obama Over the Revocation of Advice Regs
The top House Republican reacts to the latest move by the DoL regarding participant-level advice...
401kWire.com - Friday, November 20, 2009 - Reader Rating: 4.67
Bodurtha Goes to the Citi
The former head of Bank of America Merrill Lynch's retirement business lands a new gig...
401kWire.com - Friday, November 20, 2009 - Reader Rating: 4
Bond Passes the Baton at Invesco PowerShares
The founder and top executive at the ETF provider will continue as chairman...
MutualFundWire.com - Friday, November 20, 2009 Views
Oppenheimer to Pay $20 Million to Settle a 529 Suit
The New York City-based fund firm and the State of Oregon have reached a settlement agreement...
MutualFundWire.com - Friday, November 20, 2009 Views - Reader Rating: 2
Minimum Investment is Set to Quadruple at Fairholme Fund
Bruce Berkowitz raises the minimum investment required to start an account with his fund...
MutualFundWire.com - Friday, November 20, 2009 Views - Reader Rating: 5
Managers' Track Records Matter, Says Maxey
The Wall Street Journal on Friday focused on new Putnam managers' success...
MutualFundWire.com - Friday, November 20, 2009 Views
Layoffs at a Boston Fund Firm Spare its DC I-O Team
The DC I-O group stays intact as the asset manager slashes jobs amid the market turmoil...
401kWire.com - Thursday, November 20, 2008
Another Boston Fund Firm Trims its Headcount
Another asset manager has reduced the size of its workforce...
MutualFundWire.com - Thursday, November 20, 2008 Views - Reader Rating: 5
401k Required Minimum Distribution Moratorium Gains Legs in the Senate
Five senators throw their weight behind a DC salve proposed by the President-Elect...
401kWire.com - Thursday, November 20, 2008
SMA Specialists Throw Their Hat into the Mutual Fund Ring
A Minneapolis-based firm makes its foray into mutual funds...
MutualFundWire.com - Thursday, November 20, 2008 Views
Treasury Puts Up To $5.6 Billion Behind a Reserve Fund
Investors in one liquidating money fund from the Reserve can rest assured that they will receive distributions at an NAV of $1...
MutualFundWire.com - Thursday, November 20, 2008 Views - Reader Rating: 5
MassMutual Hires a TPA Channel Manager from ING
The ING alum is one of two new TPA channel managers at MassMutual Retirement Services...
401kWire.com - Thursday, November 20, 2008
Miller's Back For Another Round
The fee disclosure advocate will stay atop his committee for another two years...
401kWire.com - Thursday, November 20, 2008
MarketWatch Blasts New 403b Regs
The non-profit sponsor segment of the DC marketplace faces a serious PR problem...
401kWire.com - Thursday, November 20, 2008
Vanguard Tells Plan Sponsors to Consider Reenrollment
Ann Combs and two others at the Valley Forge, Pennsylvania-based provider have put together a report on the implications of reenrollment...
401kWire.com - Thursday, November 20, 2008
Benartzi Writes Back to the WSJ
In a letter to the editor, the behavioral finance guru clarifies his suggestions for how Congress can help beef up 401ks...
401kWire.com - Thursday, November 20, 2008
A Fido Vet Creates a New DC Sales Unit
Fidelity taps a long-time exec to head up a new sales organization within its retirement unit...
401kWire.com - Thursday, November 20, 2008 - Reader Rating: 3
Fidelity Plans to Shed 300 U.K. Jobs
The fund giant plans to lay off 300 out of its 2,100 U.K.-based employees...
MutualFundWire.com - Thursday, November 20, 2008 Views
Taxable Money Fund Inflows Rise as Markets Continue to Fall
Meanwhile, tax-fee money funds face outflows...
MutualFundWire.com - Thursday, November 20, 2008 Views
Pimco, Third Avenue Moves Attract WSJ Attention
Changes in two funds' holdings caught the eye of the WSJ, which covered the moves in the Thursday Fund Track...
MutualFundWire.com - Thursday, November 20, 2008 Views - Reader Rating: 5
Study Takes a Look at Advisers' Mutual Fund Usage
New data coming out of Reuters' AdvicePoint unit suggest opportunities for fund shops distributing through third parties to increase assets. ..
MutualFundWire.com - Tuesday, November 20, 2007 Views - Reader Rating: 3
Garden State One-Stop Shop Hunts for Sales and PR Experts
An RIA and recordkeeping TPA firm looks to expand its ranks. ..
401kWire.com - Tuesday, November 20, 2007 - Reader Rating: 3.67
MFS Investors Get Their Fair Fund Payday
The SEC today distributed $31.5 million in Fair Funds to more than 150,000 investors who were harmed by market-timing withing MFS funds...
MutualFundWire.com - Tuesday, November 20, 2007 Views - Reader Rating: 2.45
UBS Shares Take a Tumble on Subprime Rumblings
Rumors that UBS may have have a hefty Q4 write down on the way sent shares of the company lower today...
MutualFundWire.com - Tuesday, November 20, 2007 - Reader Rating: 3
Monetta Markets Young Investor Fund to Gift-Giving Parents
The Wheaton, Illinois-based firm is pitching its mutual fund as a holiday gift that could last a lifetime...
MutualFundWire.com - Tuesday, November 20, 2007 Views - Reader Rating: 4
ExpertPlan Targets Accountants
The outsourced recordkeeper has booked a partnership with a New York-based company providing payroll software to accountants. ..
401kWire.com - Tuesday, November 20, 2007 - Reader Rating: 1
Eaton Vance's Q4 Earnings Up 59 Percent
The Boston firm saw earnings rise in the three months ended October 31...
MutualFundWire.com - Tuesday, November 20, 2007 Views - Reader Rating: 3
SSgA's Fixed Income Chief to Depart
State Street's investment management arm has also unveiled a new organizational structure by asset class...
MutualFundWire.com - Tuesday, November 20, 2007 Views - Reader Rating: 3
Empire State RIA Adds Fifth DC Advisor
A firm working with over $3 billion in qualified plan assets brings in veteran of both the intermediary and the provider sides of the business...
401kWire.com - Tuesday, November 20, 2007 - Reader Rating: 1
Columbia Continues Management Reorg with Three New Appointments
More changes are in store in Bank of America's investment management arm...
MutualFundWire.com - Tuesday, November 20, 2007 Views - Reader Rating: 3
TSP to Place a Cap on Fund Transfers
TSP officials have approved trading restrictions in the nation's largest DC plan...
401kWire.com - Tuesday, November 20, 2007
Morningstar Tallies Fund Redemption Damage
There are 10 funds out there that have seen more redemptions than any others...
MutualFundWire.com - Tuesday, November 20, 2007 Views - Reader Rating: 3.17
iShares to Migrate to NYSE Arca Next Month
Barclays Global Investors is moving its NYSE-listed iShares ETFs to the NYSE Arca next month...
MutualFundWire.com - Tuesday, November 20, 2007 Views
Operators of Money Funds Feel the SIV Pinch
Companies that run money market funds are under more stress to protect their funds from losses due to SIVs than ever before..
MutualFundWire.com - Tuesday, November 20, 2007 Views - Reader Rating: 2.83
SEC Pushes Back Decision on Janus' Distribution Plan
The SEC has delayed making a decision on Janus' distribution plan until December 20...
MutualFundWire.com - Tuesday, November 20, 2007 Views - Reader Rating: 3.29
Advisors Are Losing Their Fear of Being a Fiduciary
Many advisors specializing in the qualified plan market are now calling themselves fiduciaries, a just-released study has found. But the fiduciary hat is still not universally worn willingly...
401kWire.com - Monday, November 20, 2006 - Reader Rating: 4
Instability Looms as Stable Value Players Fight the DoL's QDIA Proposal
Its eighteen to one against the proposed exclusion of stable value in QDIAs as the capital preservation industry picks a big bone with the DoL. ..
401kWire.com - Monday, November 20, 2006 - Reader Rating: 4
AIM Investments Readies Target Dates
The Houston fund firm plans to come out with five target-date offerings...
401kWire.com - Monday, November 20, 2006
Fido-FE Alliance Spreads Beyond AT&T Spinoffs
It may not be just Avaya and Lucent that plug into the new managed accounts partnership at Fidelity. A New England-based technology research firm is weighing whether to sign on to the service too...
401kWire.com - Monday, November 20, 2006
Schwab Sells US Trust
Chuck Schwab is doing another deal with Bank of America and selling the high net-worth focused U.S. Trust...
401kWire.com - Monday, November 20, 2006 - Reader Rating: 5
House Dems Float Savings Boost Trial Balloon
Leaders of the incoming majority party in the House are suggesting a way to boost retirement savings that they believe the asset management industry would get behind...
401kWire.com - Monday, November 20, 2006 - Reader Rating: 4
AMEX Cleans House
The efforts by the firm to revamp its Minneapolis office result in layoffs and fund changes...
MutualFundWire.com - Thursday, November 20, 2003 Views - Reader Rating: 4
Two Well-Known Firms Dump Putnam
One says the scandal was the reason for the firing the other says it was not...
401kWire.com - Thursday, November 20, 2003
Gabelli is Clean Says Founder
Says the firm failed to uncover wrongdoing and is cooperating with information requests...
MutualFundWire.com - Thursday, November 20, 2003 Views
Janus Expects to Bring on CIO Shortly
The fund firm believes it will have the job filled during the first quarter of 2004...
MutualFundWire.com - Thursday, November 20, 2003 Views
Turner Taps New Back Office
The quick-growing fund firm taps a vendor to handle accounts for $2.5 billion of its funds...
MutualFundWire.com - Wednesday, November 20, 2002 Views - Reader Rating: 5
PFPC Vet Returns to Fold
The Transfer Agency arm of the PNC unit wins back a senior vice president...
MutualFundWire.com - Wednesday, November 20, 2002 Views - Reader Rating: 5
Ex-SSgA CEO Lands in Toys
Ever ask where are they now? In this case the former fund CEO is getting a toy ready for Christmas...
MutualFundWire.com - Wednesday, November 20, 2002 Views
More Auto-Rebalancers
Our readers catch us up on more providers offering the automatic reallocation tool to participants...
401kWire.com - Wednesday, November 20, 2002 - Reader Rating: 4
Relationship Seals the Deal
Conair has upgraded its plan by tapping a new vendor to replace First Union...
401kWire.com - Wednesday, November 20, 2002 - Reader Rating: 4
Franklin Reupps with Educator
The California-based provider will make the guidance package available for free...
401kWire.com - Wednesday, November 20, 2002 - Reader Rating: 3.5
Insurer Rolls Out New Education Package
The tools will be available to all clients this fall. It also throws in a PBS video...
401kWire.com - Wednesday, November 20, 2002 - Reader Rating: 3.5
Financial Engines Rolls Out Enhancements
The advisory firm has added new tools, including printed statements, to its advice solution set...
401kWire.com - Wednesday, November 20, 2002 - Reader Rating: 3.67
The Rising SunGard
The firm expands its presence in the Asia-Pacific arena...
401kWire.com - Tuesday, November 20, 2001 - Reader Rating: 3
Walker MacRae Comes to the Fore
Given the latest controversies concerning fee disclosures in 401k plans, the firm emphasizes its offerings...
401kWire.com - Tuesday, November 20, 2001 - Reader Rating: 3
Artisan Taps FundStation.Net
Artisan is utilizing the service to calculate the after-tax rates of return for its mutual funds...
MutualFundWire.com - Tuesday, November 20, 2001 Views - Reader Rating: 3
Tis the Season for Misappropriation
Fraud Charge for Evergreen ... Another Bend in the Road ... Charity and Taxes ... Fido Fees ... Fido Resignation...
MutualFundWire.com - Tuesday, November 20, 2001 Views - Reader Rating: 3
Tis the Season for Misappropriation
Fraud Charge for Evergreen ... Another Bend in the Road ... Charity and Taxes ... Fido Fees ... Fido Resignation...
401kWire.com - Tuesday, November 20, 2001 - Reader Rating: 3
Are Fund Marketers Really Panderers?
Today’s Wall Street Journal takes fund marketers to task for burning fund investors. It also holds unintended lessons industry pros. ..
MutualFundWire.com - Tuesday, November 20, 2001 Views - Reader Rating: 3
Is Key Selling?
Word is that Key is close to selling its 401k administration business...
401kWire.com - Monday, November 20, 2000 - Reader Rating: 3
A New Type of Wash For Cleaner Funds
Vanguard continues to worry over the costs of frequent traders. It is considering limiting frequent traders with its own version of the "equity wash."..
401kWire.com - Monday, November 20, 2000 - Reader Rating: 3
PBHG is Centerpiece of Old Mutual's Plans
It's time to rely on Pilgrims. Old Mutual appears to be placing Pilgrim Baxter after the center of a fund distribution strategy for its menagerie of asset managers...
MutualFundWire.com - Monday, November 20, 2000 - Reader Rating: 3
New Sales Tool for Intermediaries
Confluence is taking aim at Wiesenberger and Hypotheticals.com with its latest tool for intermediaries. ..
MutualFundWire.com - Monday, November 20, 2000 - Reader Rating: 3
Scudder Taps COO
Scudder Kemper has turned within to find a new chief operating officer to help with the strategic direction of its Americas Group...
MutualFundWire.com - Monday, November 20, 2000 Views - Reader Rating: 3
David Takes Retirement Reigns at Scudder
Scudder Kemper has turned within to find its replacement for Lorie O'Malley. ..
401kWire.com - Monday, November 20, 2000 - Reader Rating: 3
November 20, 2000
Legg Mason Still Not For Sale ... Investor Force Sits Among ICG's Top...
401kWire.com - Monday, November 20, 2000 - Reader Rating: 3
November 20, 2000
Legg Mason Still Not For Sale ... Investor Force Sits Among ICG's Top...
MutualFundWire.com - Monday, November 20, 2000 Views - Reader Rating: 3
Week of Nov. 16
This Week's Searches

The Weekly Roundup is a regular Friday afternoon column examining the RFPs, that appeared on our pages and the pages of other publications this week...
401kWire.com - Friday, November 20, 1998 - Reader Rating: 3
Who Will Replace Miller?
Meredith Miller, Deputy Assistant Secretary at the PWBA will be resigning in Mid-December. Who will fill her shoes. Secretary Herman is ready to name a temporary replace...
401kWire.com - Friday, November 20, 1998 - Reader Rating: 3
Saner Joins Brinson
Brinson Partners has tapped Steve Saner to lead its 401k efforts. One area that the UBS subsidiary may explore is stable value...
401kWire.com - Friday, November 20, 1998 - Reader Rating: 3
 News Archives
2024: Q4Q3Q2Q1
2023: Q4Q3Q2Q1
2022: Q4Q3Q2Q1
2021: Q4Q3Q2Q1
2020: Q4Q3Q2Q1
2019: Q4Q3Q2Q1
2018: Q4Q3Q2Q1
2017: Q4Q3Q2Q1
2016: Q4Q3Q2Q1
2015: Q4Q3Q2Q1
2014: Q4Q3Q2Q1
2013: Q4Q3Q2Q1
2012: Q4Q3Q2Q1
2011: Q4Q3Q2Q1
2010: Q4Q3Q2Q1
2009: Q4Q3Q2Q1
2008: Q4Q3Q2Q1
2007: Q4Q3Q2Q1
2006: Q4Q3Q2Q1
2005: Q4Q3Q2Q1
2004: Q4Q3Q2Q1
2003: Q4Q3Q2Q1
2002: Q4Q3Q2Q1
 Subscribe via RSS:
Raw XML
Add to My Yahoo!
follow us in feedly




©All rights reserved to InvestmentWires, Inc. 1997-2024
14 Wall Street | 20th Floor | New York, NY 10005 | P: 212-331-8968 | F: 212-331-8998
Privacy Policy :: Terms of Use