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Rating:Week In Preview, November 10 - November 16 Not Rated 0.0 Email Routing List Email & Route  Print Print
Monday, November 10, 2025

Week In Preview, November 10 - November 16

Reported by Selma Khenissi, Reporter

Happy Area Code Day!

Today at 2pm eastern, the MFDF team will host a webinar entitled "AI and Third-Party Oversight."

Tomorrow (November 11) at 7:30am eastern, the Nicsa team will host their 2025 Nicsa Asset & Wealth Management Summit. The two-day conference will be held at the Marriott Long Wharf Hotel in Boston.

Also tomorrow, at 2pm eastern, the Independent Directors Council (IDC) team will host a director segment meeting for directors of alternative investment products.

On Wednesday (November 12) at 9:30am eastern, the Association of the Luxembourg Fund Industry (ALFI) team will host their ALFI Roadshow to Miami event at the Citigroup Center in Miami.

Also on Wednesday, at 10am eastern, the IDC team will host their next New York chapter meeting.

Also on Wednesday, at 2pm eastern, the Investment Management Education Alliance (IMEA team will host a webinar entitled "The Evolving RIA Marketplace & Increasing Use of Active ETFs."

On Thursday (November 13), the Expect Miracles team will host a gala at the InterContinental Boston Hotel in Boston.

Also on Thursday, the Citywire team will kick off their Citywire Private Assets Retreat 2025. The two-day conference will be held at the Four Seasons in Fort Lauderdale, Florida.

Also on Thursday, at 11am eastern, the Money Management Institute (MMI) team will host their MMI Legal & Compliance Virtual Forum.

Also on Thursday, at 1pm central, the ALFI team will host their Roadshow to Houston event, at White & Case LLP in Houston.

Also on Thursday, at 2pm eastern, the MFDF team will host a webinar entitled "Mutual Fund CCO Compensation: The MPI Annual Survey Update."

Also on Thursday, at 7:30am central, U.S. Global Investors management will host an earnings webcast to discuss their results for USGI's fiscal year 2025.

Also on Thursday, at 5pm eastern, the Women in ETFs (WE) Washington DC team will host a Fall Happy Hour event, at Black's Bar & Kitchen in Bethesda, Maryland.

The IMEA team has postponed their IMEA Alternatives Roundtable. The event, previously scheduled for Thursday, has been pushed back to next spring.

Also on Thursday, at 8am eastern, Manulife management will host an earnings call following the release of their earnings report for the third quarter of 2025.

On Friday, the Baron Capital team will host its 32nd annual Baron Investment Conference, to be held at Lincoln Center's Metropolitan Opera House in New York City.

Also this week, on the defined contribution side of the industry, the teams at ASEA, ASPPA, NAPA, Definiti, Randug, DCIIA, P&I, PlanSponsor, WP&BC, Broadridge, ERIC, and Faegre Drinker will host events. Our sister publication 401kWire has more details

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  1. MFDF webinar - AI and Third-Party Oversight, November 10
  2. 2025 Nicsa Asset & Wealth Management Summit, Nov 11-12
  3. IDC Director Segment Meeting - Directors of Alternative Investment Products, November 11
  4. IMEA webinar - The Evolving RIA Marketplace & Increasing Use of Active ETFs, November 12
  5. ALFI Roadshow to Miami, November 12
  6. MFDF webinar - Mutual Fund CCO Compensations: The MPI Annual Survey Update, November 13
  7. ALFI Roadshow to Houston, November 13
  8. 2025 Expect Miracles In Boston Gala, November 13
  9. WE Washington DC - Fall Happy Hour, November 13
  10. 2025 MMI Legal & Compliance Virtual Forum, November 13
  11. Citywire Private Assets Retreat 2025, Nov 13-14
  12. IMEA Institutional Roundtable, November 18
  13. WE South - Offshore 360: the Macro View, November 19
  14. IDC Director Segment Meeting - Directors at Small Fund Complexes, November 19
  15. Nicsa ETF Share Classes Operational Considerations, November 19
  16. MFDF webinar - ETF Dual-Class Relief Impacts on Board Oversight, November 19
  17. ICI Retail Alternatives and Closed-End Funds Conference, November 20
  18. ICI Securities Law Developments Conference, November 20
  19. MFDF webinar - Essential Strategies in Board Oversight of AI, Cybersecurity, and Emerging Technology Risks, December 1
  20. MFDF In Focus - Gartenberg Factors, December 2
  21. MFDF webinar - Digital Assets Regulatory Updates & Trends in the Industry, December 3
  22. MFDF webinar - Fixed Income Insights: Navigating Market Trends & Opportunities, December 9
  23. MFDF webinar - Navigating Co-Investment Relief for Fund Boards, December 16
  24. MFDF webinar - 2025 Fair Valuation Pricing Survey Update, December 18
  25. MFDF 2026 Directors' Institute, January 26 - 28, 2026
  26. MFDF 2026 Fund Governance & Regulatory Insights Conference, March 5 - 6, 2026




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