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Rating:Study: Compliance Limits BDs' Fund Menus Not Rated 0.0 Email Routing List Email & Route  Print Print
Tuesday, October 30, 2007

Study: Compliance Limits BDs' Fund Menus

by: Neil Anderson, Managing Editor

New research from Hobson & Co. found broker-dealers less inclined to add new investment choices for their clients, according to InvestmentNews'. Broker-dealers, concerned with compliance hassles, are not adding as many new funds to their menus, the research found. 

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