is nearing settlement with the NASD
over an investigation that advisors at the brokerage market timed mutual funds. Officials stated in a filing
that the firm has " with the NASD and has had substantive settlement discussions...[and] anticipate that the matter will be resolved in the near future."
The NASD is investigating H&R Block for the actions of two former advisors.
Stay ahead of the news ... Sign up for our email alerts now