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Wednesday, August 11, 2004

Spectrum Names Compliance Director

by: Theresa Sim

Former Nuveen Investments' compliance head Lisa Crossley has joined Nuveen subadvisor Spectrum Asset Management.

Crossley is Spectrum's new director of compliance, a position only previously staffed by a part-time employee, said Tina Marchetti, spokeswoman for the Principal Financial Group. Spectrum is a subsidiary of Principal Financial.

Spectrum subadvises five of Nuveen's funds, totaling $7.5 billion in assets.

A Nuveen spokeswoman did not immediately return a call seeking whether Nuveen has replaced Crossley. 

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