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Rating:Week In Preview, September 19 - 25 Not Rated 0.0 Email Routing List Email & Route  Print Print
Monday, September 19, 2022

Week In Preview, September 19 - 25

Reported by Neil Anderson, Managing Editor

Happy National Butterscotch Pudding Day!

Eric Pan
Investment Company Institute
President, CEO
Today, the team at the Investment Company Institute (ICI) will continue their 2022 Tax and Accounting Conference (TAC). The four-day conference, ICI's first in-person TAC since 2019, began yesterday at the Gaylord Rockies Resort & Convention Center in Aurora, Colorado.

Tomorrow, starting at 11am eastern, the team at Kleinberg Kaplan will host a webinar, entitled "New SEC Marketing Rule, What Asset Managers Need to Know to Be Ready For November 2022."

On Wednesday evening, the team at the Investment Management Education Alliance (IMEA) will kick off their alternatives roundtable. The two-day event will be held at MFS' offices in Boston.

Also on Wednesday, starting at 2pm eastern, the Nicsa team will host a webinar, entitled "Trends in the Advisor Landscape 2022."

On Thursday, starting at 2pm eastern, the team at the Mutual Fund Directors Forum (MFDF) will host a webinar, entitled "What the Mutual Fund Industry Should Understand About Digital Assets."

On Friday, starting at 2pm eastern, the team at the Money Management Institute (MMI) will host a webinar, entitled "Generational Differences: The Keys to Unlocking Americans' Complicated Financial Relationships."

Friday is the deadline for voting on the shortlist for the 2022 ETF Express US ETF Awards. Winners will be revealed at an event on October 26 at the Metropolitan Club in New York City.

The Nicsa team has also extended the 2022 Nicsa NOVA Awards nomination deadline to Friday.

This week, on the defined contribution side of the industry, the teams at DCIIA, Fi360, NAPA, R Street Institute, Spark, and WIPN will host events. Our sister publication, 401kWire, has more details

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  1. ALFI Roadshow to Miami, November 12
  2. IMEA webinar - The Evolving RIA Marketplace & Increasing Use of Active ETFs, November 12
  3. MFDF webinar - Mutual Fund CCO Compensations: The MPI Annual Survey Update, November 13
  4. ALFI Roadshow to Houston, November 13
  5. 2025 Expect Miracles In Boston Gala, November 13
  6. WE Washington DC - Fall Happy Hour, November 13
  7. 2025 MMI Legal & Compliance Virtual Forum, November 13
  8. Citywire Private Assets Retreat 2025, Nov 13-14
  9. IMEA Institutional Roundtable, November 18
  10. IDC Director Segment Meeting - Directors at Small Fund Complexes, November 19
  11. Nicsa ETF Share Classes Operational Considerations, November 19
  12. MFDF webinar - ETF Dual-Class Relief Impacts on Board Oversight, November 19
  13. WE South - Offshore 360: the Macro View, November 19
  14. ICI Securities Law Developments Conference, November 20
  15. ICI Retail Alternatives and Closed-End Funds Conference, November 20
  16. MFDF webinar - Essential Strategies in Board Oversight of AI, Cybersecurity, and Emerging Technology Risks, December 1
  17. MFDF In Focus - Gartenberg Factors, December 2
  18. MFDF webinar - Digital Assets Regulatory Updates & Trends in the Industry, December 3
  19. MFDF webinar - Fixed Income Insights: Navigating Market Trends & Opportunities, December 9
  20. MFDF webinar - Navigating Co-Investment Relief for Fund Boards, December 16
  21. MFDF webinar - 2025 Fair Valuation Pricing Survey Update, December 18
  22. MFDF 2026 Directors' Institute, January 26 - 28, 2026
  23. MFDF 2026 Fund Governance & Regulatory Insights Conference, March 5 - 6, 2026




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