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Rating:Week In Preview, September 19 - 25 Not Rated 0.0 Email Routing List Email & Route  Print Print
Monday, September 19, 2022

Week In Preview, September 19 - 25

Reported by Neil Anderson, Managing Editor

Happy National Butterscotch Pudding Day!

Eric Pan
Investment Company Institute
President, CEO
Today, the team at the Investment Company Institute (ICI) will continue their 2022 Tax and Accounting Conference (TAC). The four-day conference, ICI's first in-person TAC since 2019, began yesterday at the Gaylord Rockies Resort & Convention Center in Aurora, Colorado.

Tomorrow, starting at 11am eastern, the team at Kleinberg Kaplan will host a webinar, entitled "New SEC Marketing Rule, What Asset Managers Need to Know to Be Ready For November 2022."

On Wednesday evening, the team at the Investment Management Education Alliance (IMEA) will kick off their alternatives roundtable. The two-day event will be held at MFS' offices in Boston.

Also on Wednesday, starting at 2pm eastern, the Nicsa team will host a webinar, entitled "Trends in the Advisor Landscape 2022."

On Thursday, starting at 2pm eastern, the team at the Mutual Fund Directors Forum (MFDF) will host a webinar, entitled "What the Mutual Fund Industry Should Understand About Digital Assets."

On Friday, starting at 2pm eastern, the team at the Money Management Institute (MMI) will host a webinar, entitled "Generational Differences: The Keys to Unlocking Americans' Complicated Financial Relationships."

Friday is the deadline for voting on the shortlist for the 2022 ETF Express US ETF Awards. Winners will be revealed at an event on October 26 at the Metropolitan Club in New York City.

The Nicsa team has also extended the 2022 Nicsa NOVA Awards nomination deadline to Friday.

This week, on the defined contribution side of the industry, the teams at DCIIA, Fi360, NAPA, R Street Institute, Spark, and WIPN will host events. Our sister publication, 401kWire, has more details

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  1. MFDF webinar - Latest in Closed-End Funds Litigations, September 23
  2. WE PNW - Mentorship Program Virtual Session: Building Trust to Win New Business and Influence Others, September 23
  3. MFDF webinar - Fixed Income Insights: Navigating Market Trends & Opportunities, September 24
  4. IMEA Portfolio Construction Roundtable, September 24
  5. Nicsa webinar - Utilizing AI to Enhance Distribution & Advisor Engagement, September 24
  6. IMEA Models Roundtable, September 25
  7. Expect Miracles Atlantic Coast Classic 2025, September 29
  8. MFDF webinar - Risk Management Essentials for RICs and Boards, September 29
  9. MFDF webinar - Diligent - Tools for Fund Board Book, October 1
  10. 10th annual Fuse Forum, October 8
  11. MFDF webinar - Essential Strategies in Board Oversight of Operational Risk Management, October 14
  12. MFDF webinar - Series Trust Funds - Effective Board Relationships with Advisers, October 15
  13. 2025 MMI Annual Conference, Oct 15-17
  14. Samfund Soiree Manhattan 2025, October 23
  15. Tiburon CEO Summit XLIX, Oct 27-29
  16. 2025 Sohn San Francisco Investment Conference, October 28
  17. Schwab Impact 2025, Nov 2-4
  18. UCITS & AIFMD for U.S. Managers 2025, Nov 4-5
  19. MFDF In Focus webinar - Audit Committee Chair, November 5
  20. 2025 Nicsa Asset & Wealth Management Summit, Nov 11-12
  21. MFDF webinar - Mutual Fund CCO Compensations: The MPI Annual Survey Update, November 13
  22. ALFI Roadshow to Houston, November 13
  23. MFDF 2026 Directors' Institute, January 26 - 28, 2026
  24. MFDF 2026 Fund Governance & Regulatory Insights Conference, March 5 - 6, 2026




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