Quantcast
The MFWire
Manage Email Alerts | Sponsorships | About MFWire | Who We Are

Subscribe to MFWire.com's News Alerts [click]

Rating:KeyCorp Fires Several Brokers Not Rated 0.0 Email Routing List Email & Route  Print Print
Friday, December 12, 2003

KeyCorp Fires Several Brokers

by: Nicole Halsey

KeyCorp has fired seven brokers from its McDonald Investments office in Chicago last week for neglecting company policy, including failure to conduct due diligence on its clients, Dow Jones Newswires reports.

After recieving requests for information from regulators, the company did an internal review of its trading practices and decided to fire the brokers. However, a spokesperson for the company, Michael Monroe, declined to say whether the brokers were fired for improper mutual fund trading practices.

There were only 10 brokers in the company's Chicago office. That office has been closed for what the company said were 'strategic reasons.' Monroe said the remaining three brokers will have the opportunity to relocate.  

Stay ahead of the news ... Sign up for our email alerts now
CLICK HERE

0.0
 Do You Recommend This Story?



GO TO: MFWire
Return to Top
 News Archives
2019: Q4Q3Q2Q1
2018: Q4Q3Q2Q1
2017: Q4Q3Q2Q1
2016: Q4Q3Q2Q1
2015: Q4Q3Q2Q1
2014: Q4Q3Q2Q1
2013: Q4Q3Q2Q1
2012: Q4Q3Q2Q1
2011: Q4Q3Q2Q1
2010: Q4Q3Q2Q1
2009: Q4Q3Q2Q1
2008: Q4Q3Q2Q1
2007: Q4Q3Q2Q1
2006: Q4Q3Q2Q1
2005: Q4Q3Q2Q1
2004: Q4Q3Q2Q1
2003: Q4Q3Q2Q1
2002: Q4Q3Q2Q1
 Subscribe via RSS:
Raw XML
Add to My Yahoo!
follow us in feedly




©All rights reserved to InvestmentWires, Inc. 1997-2019
14 Wall Street | 20th Floor | New York, NY 10005 | P: 212-331-8968 | F: 212-331-8998
Privacy Policy :: Terms of Use