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Thursday, December 31, 2020

The Most Popular Stories of 2020

Reported by Neil Anderson, Managing Editor

Here's a look back on 2020 and the most-read stories each month in the advisor-sold asset management industry.

Jennifer M. "Jenny" Johnson
Franklin Resources, Inc.
President, CEO
January
The 16 Most-Admired Fund Firms (January 23)
A number of U.S. asset managers (and parents of U.S. asset managers) landed on a business magazine's new list.

February
Franklin Buys an $806B-AUM Rival (February 18)
The $4.5-billion, all-cash deal was expected to close in Q2.

March
Help FAs Navigate the Crisis (March 20)
A trade group offered advisors perspectives from a host of different asset managers.

April
A Consultant to Fundsters Dies (April 30)
He co-founded a consulting firm that has supported some of the world's biggest asset managers.

May
A Multi-Boutique's Ex-CEO Dies At 59 (May 28)
The executive was a founding principal at the publicly traded, acquisitive asset manager.

June
A Putnam C-Suite Alum Joins a Fund Firm's Parent's Board (June 5)
The exec also sits on a board for an ETF family and a BDC.

July
The Neuberger Team Mourns an Ex-MF Chief (July 24)
The former exec spent more than 38 years at the Gotham asset manager.

August
Time to Prepare Now for the Future of Wholesaling (August 10)
A reader shared what she was hearing from sales manager about how they're preparing.

September
A Subadvised Startup Opens, With an ESG Quant Ally (September 29)
The entrepreneurs are also teaming up with an active ETF player and a series trust.

October
Trump or Biden? Gundlach Predicts (October 29)
Yet the DoubleLine chief said he wasn't as confident as he was when he called it in 2016.

November
Victory Will Buy a 38-Year-Old Equity Team (November 5)
The deal will add a tenth investment franchise to the publicly traded multiboutique.

December
Bye, Bye, Pioneer, Except ... (December 1)
Amundi is rebranding its U.S. asset management arm. 

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  1. Nicsa webinar - New research by Alex Edmans and the Diversity Project - The Power of diverse thinking: How the best teams make decisions, July 1
  2. MFDF Director Discussion Series - Open Forum, July 9
  3. MFDF webinar - Mid-Year Tax Update for Registered Investment Companies, July 10
  4. MFDF Director Discussion Series - Open Forum (Philadelphia), July 15
  5. 2025 MMI Women in Advisory Solutions Forum, Jul 15-16
  6. Nicsa webinar - How Trusted GenAI is Transforming Data Access in Asset Management, July 16
  7. MFDF webinar - M&A and Consolidation in Asset Management, July 16
  8. MFDF webinar - ETF Conversions, July 17
  9. MFDF Director Discussion Series - Open Forum (New York), July 22
  10. MFDF Ask Anything webinar - AI Edition, July 24
  11. MFDF webinar - Use of Derivatives by RICs, July 29
  12. MFDF Director Discussion Series - Open Forum (Columbus, Ohio), August 20
  13. Samfund Soiree Boston 2025, August 21
  14. MFDF webinar - The Audit Committee Chair's Guide to Balancing Duties and Emerging Issues, September 3
  15. ICI ETF Conference, Sep 8-10
  16. Nicsa webinar - Reimagining Reconciliation: AI, Regulation, and Capital Markets Transformation, September 10
  17. MFDF webinar - Series Trust Funds - Compliance and Board Reporting, September 10
  18. MFDF In Focus - Board Oversight of DEI in Current Landscape, September 11
  19. MFDF webinar - MFDF 15(c) White Paper Webinar Series: Part 4 – Enforcement Action Takeaways, September 16
  20. MFDF webinar - Latest in Closed-End Funds Litigations, September 23
  21. MFDF webinar - Fixed Income Insights: Navigating Market Trends & Opportunities, September 24
  22. MFDF webinar - Risk Management Essentials for RICs and Boards, September 29
  23. MFDF webinar - Diligent - Tools for Fund Board Book, October 1
  24. 10th annual Fuse Forum, October 8
  25. MFDF webinar - Essential Strategies in Board Oversight of Operational Risk Management, October 14
  26. 2025 MMI Annual Conference, Oct 15-17




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