Quantcast
The MFWire
Manage Email Alerts | Sponsorships | About MFWire | Who We Are

Subscribe to MFWire.com's News Alerts [click]

Rating:SIA General Counsel to Leave Not Rated 0.0 Email Routing List Email & Route  Print Print
Tuesday, September 02, 2003

SIA General Counsel to Leave

by: Sean Hanna, Editor in Chief

The top lawyer for the Securities Industry Association is stepping down from the association to go into private practice. Stuart Kaswell will leave the SIA in mid-September to take a position at Dechert, according to the trade group. The forty-eight-year-old will reportedly head the broker-dealer practice at the law firm.

The SIA has not named a replacement for Kaswell, but stated that SIA has a "talented team of lawyers and support staff that he assembled and who will continue SIA's legal advocacy."

Kaswell has been the general counsel and senior vice president for the SIA since January of 1994 when he joined the trade group from Winthrop, Stimson, Putnam & Roberts. Prior to that he was minority counsel on the House Energy and Commerce Committee from 1986 to 1990. Earlier in his career he spent seven years at the SEC.

"Stuart did an outstanding job at SIA for nearly ten years," said Marc Lackritz, president of the SIA in a statement. "He served as the securities industry's chief lawyer during a dynamic time, when investors first began trading by means of the Internet, when the industry switched to decimal pricing, and during the implementation of the Sarbanes Oxley Act. His efforts demonstrated his commitment to investors, to our firms, and to our markets. Stuart worked with legislators, regulators, and member firms to modernize securities law and regulation to address this changing environment."  

Stay ahead of the news ... Sign up for our email alerts now
CLICK HERE

0.0
 Do You Recommend This Story?



GO TO: MFWire
Return to Top
 News Archives
2019: Q4Q3Q2Q1
2018: Q4Q3Q2Q1
2017: Q4Q3Q2Q1
2016: Q4Q3Q2Q1
2015: Q4Q3Q2Q1
2014: Q4Q3Q2Q1
2013: Q4Q3Q2Q1
2012: Q4Q3Q2Q1
2011: Q4Q3Q2Q1
2010: Q4Q3Q2Q1
2009: Q4Q3Q2Q1
2008: Q4Q3Q2Q1
2007: Q4Q3Q2Q1
2006: Q4Q3Q2Q1
2005: Q4Q3Q2Q1
2004: Q4Q3Q2Q1
2003: Q4Q3Q2Q1
2002: Q4Q3Q2Q1
 Subscribe via RSS:
Raw XML
Add to My Yahoo!
follow us in feedly




©All rights reserved to InvestmentWires, Inc. 1997-2019
14 Wall Street | 20th Floor | New York, NY 10005 | P: 212-331-8968 | F: 212-331-8998
Privacy Policy :: Terms of Use