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Tuesday, December 13, 2016

Filings for Fundsters - December 13, 2016

by: Veronica Ni


On November 30, the Putnam Growth Opportunities Fund updated its fee schedule.

Robert Reynolds
Putnam Investments


Chad Bitterman is now chief compliance officer of Reynolds Funds, Inc., replacing N. Lynn Bowley who resigned from his position.



In March of 2017, the Tortoise North American Pipeline Fund will reorganize into a fund of the same name upon shareholder approval.

On December 5, fund shareholders are being asked to vote on the Oppenheimer Variable Account Funds merging into the Oppenheimer Main Street Fund.


New and Upcoming Funds

AMG Funds LLC is launching the AMG TimesSquare Emerging Markets Small Cap Fund.

Davis Selected Advisors is launching the Davis Select U.S. Equity ETF, the Davis Select Financial ETF, the Davis Select Worldwide ETF.

Olden Lane Advisors LLC is launching the Olden Lane Outcome Fund 2017-1, the Olden Lane Outcome Fund 2017-2 and the Olden Lane Outcome Fund 2017-3.

Redwood Investment Management, LLC is launching the Redwood AlphaFactor Core Equity Fund, the Redwood AlphaFactor and Tactical Core Fund Redwood Managed Municipal Income Fund.

Fiera Capital Inc. is launching the Fiera Capital Global Equity Fund.

Goehring & Rozencwajg Associates, LLC is launching the Goehring & Rozencwajg Resources Fund.

Prudential Investment Management Services LLC is launching the Prudential Day One Income Fund, the Prudential Day One 2010 Fund, the Prudential Day One 2015 Fund, the Prudential Day One 2020 Fund, the Prudential Day One 2025 Fund, the Prudential Day One 2030 Fund, the Prudential Day One 2035 Fund, the Prudential Day One Income Fund, the Prudential Day One 2040 Fund, the Prudential Day One 2045 Fund, the Prudential Day One 2050 Fund.

Pacer Advisors, Inc., is launching the Pacer US Cash Cows 100 ETF, the Pacer Developed Markets International Cash Cows 100 ETF and the Pacer Emerging Markets Cash Cows 100 ETF.

CBOE Vest Financial LLC is launching the CBOE Vest S&P 500 Enhanced Growth Strategy Fund.


Fund Mergers and Liquidations

On December 23, the Restaurant ETF will terminate and liquidate.

Check our last Filings For Fundsters column (previously called Stork and Reaper) for more SEC filing updates. For the latest new hires and fund launches, explore our Follow The Fundsters, Eye for Earnings, and New Fund Fuss columns. If you have a fund filing, a mutual fund launch, a product change or a new hire that you would like to announce, please contact the MFWire team at editors@investmentwires.com. 

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