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Friday, August 19, 2016

Filings For Fundsters - August 19, 2016

by: Ashley McHugh-Chiappone

Portfolio Managers

Robert A. Taylor will retire from his position as PM of the Harris Oakmark International Portfolio on September 30.

Robert A. Taylor
Harris Associates
Partner, Portfolio Manager and Senior International Investment Analyst
Joseph Bishop and Brian Zied of Pine River Capital Management L.P. have become PMs for the Wells Fargo Alternative Strategies Fund.


New Funds

As of August 19, MFS is launching a new fund, the MFS Blended Research Mid Cap Equity Fund.



Bahl & Gaynor, subadvisor to the AAM/Bahl & Gaynor Income Growth Fund, moved to a new address.


Mergers & Liquidations

MassMutual plans to liquidate the MassMutual Barings Dynamic Allocation Fund on August 29.

Profit Investment Management plans to liquidate The Profit Fund on September 28.

Nuveen is asking fund shareholders to approve merging the Nuveen Global Equity Income Fund (a closed-end fund) into the Nuveen NWQ Global Equity Income Fund (an open-end fund).



On September 1, Putnam is updating the fee schedule for the Putnam Dynamic Asset Allocation Growth Fund.


Exemptive Relief

Winston Capital LLC requested exemptive relief to offer multiple classes of shares, with early withdrawal charges and asset-based distribution fees, for a closed-end fund, the Winton Diversified Opportunities Fund.

The Boston Trust & Walden Funds requested exemptive relief to create an "interfund lending facility."


Check our last Filings For Fundsters column (previously called Stork and Reaper) for more SEC filing updates. For the latest new hires and fund launches, explore our People on the Move and New Fund Fuss columns. If you have a fund filing, a mutual fund launch, a product change or a new hire that you would like to announce, please contact the MFWire team at editors@investmentwires.com. 

Correction: A prior version of this story mischaracterized the exemptive relief that the Boston Trust & Walden Funds and that Winton Capital each recently requested from the SEC. The former wants to facilitate interfund lending, and the latter wants to offer a CEF with multiple share classes, early withdrawal charges, and asset-based distribution fees.

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