Wednesday, March 16, 2016
The 2016 Mutual Funds and Investment Management Conference in pictures
Reported by Aziza Day
The 2016 Mutual Funds and Investment Management Conference in Orlando, Florida wrapped up today. Here is a look at the event in photos:
| David Blass, ICI, General Counsel | |
| David Grim, SEC, director of the division of investment management | |
| Panel, the Regulatory Outlook for Funds and Advisers From left to right: David Blass, ICI, general counsel (moderator)
Diane Blizzard, SEC, division of investment management, associate director, rulemaking
John Loder, Ropes and Gray, partner
Laura Merianos, the Vanguard Group, principal
Paul Roye, Capital Research and Management, director | |
| David Blass (left) interviews Timothy Massad (right), CFTC chairman | |
| "Nudging" Better Behavior Nancy Rapoport, University of Nevada, acting executive vice president and provost, professor of law | |
| The Future of the Fund Industry
From left to right: Michael Downer, Capital Research and Management, senior vice president (moderator)
David Abner, WisdomTree Investments, head of capital markets
Joseph Lai, McKinsey, associate partner
Stephen Kaplan, J.P. Morgan Funds, head of product strategy Americas
Karen Dunn Kelley, Invesco Worldwide Fixed Income, CEO of fixed income and senior managing director of investments | |
| The Known Unknowns: An Update from OCIE and Enforcement From left: Heidi Hardin, Harris Associates, general counsel (moderator)
Andrew Ceresney, SEC, director, division of enforcement
Marc Wyatt, SEC, director, office of compliance inspections and examinations
Ghillaid Reid Melbourne, Schoeman Updike & Kaufman | |
| The DoL Fiduciary Rule: What You Need to Know From left: David Abbey, ICI, deputy general counsel, retirement policy (moderator)
Brad Campbell, Drinker Biddle, counsel
Bob Doyle, Prudential, VP, government affairs
Stephanie Napier, Vanguard, senior counsel | |
| Tamara Salmon, ICI, associate ge | |
| Alert Level Red, Yellow, or Green: Putting Current Industry Topics into Perspective
From left: Andrew "Buddy" Donohue, SEC, chief of staff
Mike Downer, Capital Research and Management Company, senior vice president
Heidi Hardin, Harris Associates, general counsel
Susan McGee, U.S. Global Investors, president, general counsel
Karrie McMillan, Patomak Global Partners, managing director
Tom Mistele, Dodge & Cox, chief operating officer, senior counsel, director
Bob Zack, ARK ETF Trust, independent director | |  
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