The MFWire
Manage Email Alerts | Sponsorships | About MFWire | Who We Are

Subscribe to MFWire.com's News Alerts [click]

Rating:Roye: SEC Wants Input Not Rated 4.0 Email Routing List Email & Route  Print Print
Wednesday, January 29, 2003

Roye: SEC Wants Input

by: Sean Hanna, Editor in Chief

The Securities and Exchange Commission wants input on its idea of creating a self-regulatory organization for the fund and investment advisor industry, says Paul Roye. The head of the SEC investment management division made his remarks in an interview published today by Dow Jones News Wires.

"We want input and reaction," he told the news organization. Roye explained that the idea of creating an SRO is a response to the difficulty the SEC faces in overseeing the industry after its explosive growth over the past decade.

"The SEC can't be everywhere at all times," Roye is quoted as saying. He acknowledged that the fund industry has so far avoided scandal, but added that the SEC "wants to keep it that way."  

Stay ahead of the news ... Sign up for our email alerts now

 Do You Recommend This Story?

Return to Top
 News Archives
2024: Q3Q2Q1
2023: Q4Q3Q2Q1
2022: Q4Q3Q2Q1
2021: Q4Q3Q2Q1
2020: Q4Q3Q2Q1
2019: Q4Q3Q2Q1
2018: Q4Q3Q2Q1
2017: Q4Q3Q2Q1
2016: Q4Q3Q2Q1
2015: Q4Q3Q2Q1
2014: Q4Q3Q2Q1
2013: Q4Q3Q2Q1
2012: Q4Q3Q2Q1
2011: Q4Q3Q2Q1
2010: Q4Q3Q2Q1
2009: Q4Q3Q2Q1
2008: Q4Q3Q2Q1
2007: Q4Q3Q2Q1
2006: Q4Q3Q2Q1
2005: Q4Q3Q2Q1
2004: Q4Q3Q2Q1
2003: Q4Q3Q2Q1
2002: Q4Q3Q2Q1
 Subscribe via RSS:
Add to My Yahoo!
follow us in feedly

©All rights reserved to InvestmentWires, Inc. 1997-2024
14 Wall Street | 20th Floor | New York, NY 10005 | P: 212-331-8968 | F: 212-331-8998
Privacy Policy :: Terms of Use