Quantcast
The MFWire
Manage Email Alerts | Sponsorships | About MFWire | Who We Are

Subscribe to MFWire.com's News Alerts [click]

Rating:A Non-'40 Act ETF Triggered the Insider Trading Inquiries Not Rated 0.0 Email Routing List Email & Route  Print Print
Monday, February 14, 2011

A Non-'40 Act ETF Triggered the Insider Trading Inquiries

News summary by MFWire's editors

Fundsters who work with exchange-traded funds governed by the 1940 Act may be able to breath a sigh of relief. IndexUniverse's Dave Nadig ponders the ETF insider trading investigation brought to light last week and points to one two-stock, non-'40 Act ETF, B2B Internet HOLDRS, as the likely instigator of the SEC's interest.

ETF insiders may want to cross their fingers that the SEC gets IndexUniverse's message; in the trade pub's view, "ETF stripping" is "just too hard a game to play once you add a few dozen securities to the portfolios ... Huge pain, huge commissions, and with an audit trail as wide as the autobahn." 

Edited by: Neil Anderson, Managing Editor


Stay ahead of the news ... Sign up for our email alerts now
CLICK HERE

0.0
 Do You Recommend This Story?



GO TO: MFWire
Return to Top
 News Archives
2019: Q4Q3Q2Q1
2018: Q4Q3Q2Q1
2017: Q4Q3Q2Q1
2016: Q4Q3Q2Q1
2015: Q4Q3Q2Q1
2014: Q4Q3Q2Q1
2013: Q4Q3Q2Q1
2012: Q4Q3Q2Q1
2011: Q4Q3Q2Q1
2010: Q4Q3Q2Q1
2009: Q4Q3Q2Q1
2008: Q4Q3Q2Q1
2007: Q4Q3Q2Q1
2006: Q4Q3Q2Q1
2005: Q4Q3Q2Q1
2004: Q4Q3Q2Q1
2003: Q4Q3Q2Q1
2002: Q4Q3Q2Q1
 Subscribe via RSS:
Raw XML
Add to My Yahoo!
follow us in feedly




©All rights reserved to InvestmentWires, Inc. 1997-2019
14 Wall Street | 20th Floor | New York, NY 10005 | P: 212-331-8968 | F: 212-331-8998
Privacy Policy :: Terms of Use