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Rating:Jaffe Sends Holiday Jeers to Schwab, Vanguard and the SEC

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Monday, December 20, 2010

Jaffe Sends Holiday Jeers to Schwab, Vanguard and the SEC

News summary by MFWire's editors

The Wall Street Journal's Chuck Jaffe unveiled his second batch of coal "winners" over the weekend and the list includes a regulator.

The Securities and Exchange Commission is the recipient of the award for the category of "A 12b-1 fee solution that isnít".

The Vanguard Group [see profile] also got an award for "Not knowing when to give up" (this relates to the timing of Vanguard's firing of AllianceBernstein as a sub-advisor), Rajendra Prasad of Prasad Growth Fund received honors for "The Lump of Coal Mis-Manager of the Year".

And not to be left out, Charles Schwab Investment Management [see profile] was also acknowledged for "Most unsettling settlement".  

Edited by: Hung Tran


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