MutualFundWire.com
The insiders' edge for 40 Act industry executives!
an InvestmentWires' Publication
an InvestmentWires' Publication
|
|
MutualFundWire.com
The insiders' edge for 40 Act industry executives!
an InvestmentWires' Publication |
|
Thursday, December 30, 2004 NASD Toots Own Horn Regulators at NASD recapped the past year of accomplishments, which included 120 mutual fund-related actions. Among firms on the hit list for fund-related misdeeds: First Command, AXA Advisors, and State Street Research Investment Services, according to a release. "NASD will continue to focus on these areas in the coming year," officials stated. Printed from: MFWire.com/story.asp?s=8729 Copyright 2004, InvestmentWires, Inc. All Rights Reserved |