Week In Preview, November 16 - November 22
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Monday, November 16, 2020

Week In Preview, November 16 - November 22

This morning, starting at 10:30am eastern, the US SIF Foundation will host a media webinar on the release of their 2020 report on U.S. Sustainable and Impact Investing Trends.

Also today, the Janus Henderson Investors team will kick off their inaugural global press week Tomorrow afternoon, starting at 2pm eastern, the Fixed Income Analysts Society, Inc. (FIASI) team will continue their monthly speaker series with a virtual conference on "ESG Integration in Fixed Income.

Also tomorrow, starting at 10am eastern, the T. Rowe Price team will host their 2021 global market outlook press briefing, online this time.

Also tomorrow, Barbara Novick (vice chairman and co-founder of BlackRock) and Joe Amato (president and CIO of equities of Neuberger Berman) will speak at day two of the Georgetown University McDonough School of Business Center for Financial Markets and Policy's 2020 Georgetown Financial Markets Quality Conference. Bob Steers, CEO of Cohen and Steers, will speak on Wednesday. And three SEC commissioners (two current and one former) will speak on Friday.

Also tomorrow, starting at 1pm eastern, the Money Management Institute (MMI) team will host a NetMeeting on "How to Educate Advisors with Fund Flow Data and Tax Loss Harvesting Recommendations."

Also tomorrow, the Havener Capital Partners team will kick off their three-day "boutique week," featuring a series of live calls with founders or presidents from six boutique asset managers.

Also tomorrow, starting at 2pm eastern, the Mutual Fund Directors Forum (MFDF) team will host a webinar, entitled "Mutual Fund Litigation and Enforcement Update: Lessons from 2020 and a Preview of 2021." Then on Wednesday, starting at 11:15am eastern, they'll continue their Director Discussion Series with an open forum via Zoom for independent directors and chief compliance officers based in New York and Connecticut.

On Thursday, the folks at the Securities and Exchange Commission (SEC) (specifically the teams in: the Office of Compliance Inspections and Examinations, i.e. OCIE; the Division of Investment Management, i.e. IM; and the Division of Enforcement's Asset Management Unit, i.e. AMU) will host their rescheduled national seminar for chief compliance officers (CCOs) of mutual funds and investment advisor firms.

This week, on the defined contribution side of the industry, the teams at Advisor2X, ASPPA, DCIIA, EBRI, and are hosting online events. Our sister publication, 401kWire, has more details.

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