The insiders' edge for 40 Act industry executives!
an InvestmentWires' Publication
Friday, May 13, 2016|
An ETF Strategist Adds a CCO and Replaces an EVP
An ETF strategist just hired a new chief compliance officer and replaced a business development executive.
3D president and chief operating officer John O'Connor previously wore the CCO hat. Yet now Lucich, McCoy says, is "fully dedicated to the compliance function."
"We felt it was important to have someone that was dedicated to that function," McCoy tells MFWire.
Schaffer is an alumnus of Central Connecticut State University and the American College of Financial Services. Prior to joining 3D he worked at several financial advisory and planning firms, including Coleman Financial Advisory Group, United Northeast Financial Advisors, and Edelman Financial Services.
O'Connor is an alumnus of UConn. She joined 3d in 2006 after working with the Hartford and MassMutual.
Printed from: MFWire.com/story.asp?s=53991
Copyright 2016, InvestmentWires, Inc.
All Rights Reserved