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Monday, November 02, 2020

Week In Preview, November 2-8

Reported by Neil Anderson, Managing Editor

Starting at 12:45pm tomorrow, the Mutual Fund Directors Forum (MFDF) team will continue their director discussion series with an open forum, via Zoom, for independent directors and chief compliance officers based in California. On Wednesday, starting at 11:15am eastern, the MFDF team will host a similar forum for folks in the Atlanta area. Then the MFDF team will host one on Thursday at 3:15pm, for folks in the Denver area.

Dalia Osman Blass
U.S. Securities and Exchange Commission
Director of the Division of Investment Management
Also tomorrow afternoon, after the market closes, the team at PGIM's parent, Prudential Financial, will release their Q3 2020 earnings report. Senior management will host an earnings call on Wednesday at 11am eastern.

Also on Wednesday, after the market closes in the afternoon, the Voya Financial team will release their Q3 2020 earnings report. Management will host an earnings call at 12pm eastern on Thursday.

Also on Wednesday after the market closes, the team at MFS' parent, Sun Life Financial, will release their Q3 2020 earnings report. Management will host an earnings call on Thursday at 10am eastern.

Also on Wednesday, starting at 10am eastern, the Nicsa team will host a webinar, entitled "A Guide to LIBOR Transition." The event is sponsored by the Association of the Luxembourg Fund Industry (ALFI). Then on Thursday, starting at 2pm eastern, the Nicsa team will host part 2 of their "Listen, Learn & Lead" webinar series on authentic allyship. The event is sponsored by Northern Trust.

On Thursday morning, starting at 9am eastern, the Securities and Exchange Commission's (SEC's) Asset Management Advisory Committee (AMAC) will host a special meeting on "COVID-19-related operational issues." The remote event is open to the public and will be webcast live.

The nomination deadline for Nicsa's NOVA Awards has been extended to Friday.

This week, on the defined contribution side of the industry, the teams at Advisor2X, ASPPA, the Spark Institute, and That401kSite.com are hosting online events. Our sister publication, 401kWire, has more details

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